Mutual Funds 20th Century Giftrust TWGTX 6140 19860102 20th Century Growth Fund TWCGX 6141 19860102 20th Century Heritage Fund TWHIX 6288 19900103 20th Century Int'l Discovery Fund TWEGX 14041 19950524 20th Century Int'l Growth Fund TWIEX 6686 19921019 20th Century Intl Growth TGRIX 32332 19980120 20th Century Select Fund TWCIX 6142 19860102 20th Century Ultra Fund TWCUX 6144 19860102 20th Century Vista Fund TWCVX 6145 19860102 3 to 1 Diversified Eq Fd FMREX 82888 20080125 3 to 1 Strategic Incm Fd FMRIX 82889 20080125 AAM/DFA Two-Year Corp Fixed Income Port DFCFX 23999 19960601 AAM/DFA Two-Year Gov't Port DFYGX 24000 19960628 AAM/DFA US High Book to Market DFBMX 24347 19961113 AARP Aggressive Fd AAGSX 78935 20070326 AARP Conservative Fd AACNX 78934 20070326 AARP Incm Fd AANCX 78937 20070326 AARP Moderate Fd AAMDX 78936 20070326 Aberdeen APAC ex-Japan Eq Ins Fd Inst Se AAPEX 90586 20091117 Aberdeen APAC ex-Japan Eq Insti Fd Inst AAPIX 90552 20091116 Aberdeen Asia bd inst Fd CSABX 79509 20070503 Aberdeen Asia Bnd Instl Fd Inst Srv Cls ABISX 90949 20100104 Aberdeen Asia-Pacific Income Fund Inc XFAPX 66674 20050324 Aberdeen Australia Equity Fund Inc XIAFX 66670 20050307 Aberdeen China Oppty Fd Cl A GOPAX 64254 20040702 Aberdeen China Oppty Fd Cl B GOPBX 64255 20040702 Aberdeen China Oppty Fd Cl C GOPCX 64256 20040702 Aberdeen China Oppty Fd Cl R GOPRX 64258 20040702 Aberdeen China Oppty Fd Insti Cl GOPIX 64257 20040702 Aberdeen China Oppty Fd Insti Serv Cl GOPSX 64259 20040702 Aberdeen Emerging Markets Fd Cl A GEGAX 48508 20010703 Aberdeen Emerging Markets Fd Cl B GEGBX 48509 20010703 Aberdeen Emerging Markets Fd Cl C GEGCX 48510 20010703 Aberdeen Emerging Markets Fd Cl R GEMRX 62322 20040102 Aberdeen Emerging Markets Insti Fd Insti ABEMX 79840 20070516 Aberdeen Eq LngShrt Fd Instl Service Cl AELSX 90391 20091102 Aberdeen eq Long-Short Cl C MLSCX 50299 20011102 Aberdeen eq Long-Short Fd Cl A MLSAX 50297 20011102 Aberdeen eq Long-Short Fd Cl B MLSBX 50298 20011102 Aberdeen eq Long-Short Fd Cl R GLSRX 62839 20040315 Aberdeen eq Long-Short Fd Insti Cl GGUIX 64354 20040809 Aberdeen Gbl eq Fd Cl A GLLAX 48518 20010703 Aberdeen Gbl eq Fd Cl B GLLBX 48519 20010703 Aberdeen Gbl eq Fd Cl C GLLCX 48520 20010703 Aberdeen Gbl eq Fd Cl R GWLRX 58926 20031002 Aberdeen Gbl eq Fd inst Cl GWLIX 89663 20090710 Aberdeen Gbl Finc Services Cl A GLFAX 53188 20020314 Aberdeen Gbl Finc Services Cl B GLFBX 53189 20020314 Aberdeen Gbl Finc Services Cl C GLFCX 53190 20020314 Aberdeen Gbl Finc Services Fd Cl R GLFRX 62326 20040102 Aberdeen Gbl Finc Services inst Cl GLFIX 64250 20040702 Aberdeen Gbl Fixed Incm Fd Cl A CUGAX 50626 20011207 Aberdeen Gbl Fixed Incm Fd Cl C CGBCX 67080 20050510 Aberdeen Gbl Fixed Incm Fd Inst Service CGFIX 1972 19940119 Aberdeen Gbl Small Cap Fd Cl A WVCCX 34474 19981104 Aberdeen Gbl Small Cap Fd Cl C CPVCX 48757 20010822 Aberdeen Gbl Small Cap Fd Cl R WPVAX 34473 19981104 Aberdeen Glbl Smll Cp Fnd Inst Srv Cls AGISX 90077 20090916 Aberdeen Global Fixed Incm Fnd Inst Cls AGCIX 89783 20090720 Aberdeen Global Small Cap Fund Insti Cls ABNIX 89779 20090720 Aberdeen Intl eq Fd Cl A GIGAX 48512 20010703 Aberdeen Intl eq Fd Cl B GIGBX 48513 20010703 Aberdeen Intl eq Fd Cl C GIGCX 48514 20010703 Aberdeen Intl eq Fd Cl R GIRRX 62325 20040102 Aberdeen Intl eq Fd inst Service GIGSX 48515 20010703 Aberdeen Intl eq Fd Insti Cl GIGIX 64278 20040708 Aberdeen Intl eq Insti Cl WPIEX 23645 19960620 Aberdeen Intl Equity Intl Fd Instl Svc C AIESX 92179 20100310 Aberdeen Natural Resources Fd Cl A GGNAX 64244 20040702 Aberdeen Natural Resources Fd Cl B GENBX 64272 20040707 Aberdeen Natural Resources Fd Cl C GGNCX 64245 20040702 Aberdeen Natural Resources Fd Cl R GGNRX 64247 20040702 Aberdeen Natural Resources Fd Insti Cl GGNIX 64246 20040702 Aberdeen Natural Resources Fd Insti Serv GGNSX 64248 20040702 Aberdeen Optimal Allocs Defensive Fd Cl GODAX 75881 20061221 Aberdeen Optimal Allocs Defensive Fd Cl GODBX 75882 20061221 Aberdeen Optimal Allocs Defensive Fd Cl GODCX 75883 20061221 Aberdeen Optimal Allocs Defensive Fd Ins GODIX 75884 20061221 Aberdeen Optimal Allocs Fd: Gr Cl A GVAAX 64363 20040809 Aberdeen Optimal Allocs Fd: Gr Cl B GVABX 64364 20040809 Aberdeen Optimal Allocs Fd: Gr Cl C GAACX 64339 20040809 Aberdeen Optimal Allocs Fd: Gr Cl R GAARX 64344 20040809 Aberdeen Optimal Allocs Fd: Moderate Cl GMAAX 64355 20040809 Aberdeen Optimal Allocs Fd: Moderate Cl GMABX 64378 20040811 Aberdeen Optimal Allocs Fd: Moderate Cl GMACX 64356 20040809 Aberdeen Optimal Allocs Fd: Moderate Cl GMRRX 64362 20040809 Aberdeen Optimal Allocs Fd: Moderate Gr GAGRX 64346 20040809 Aberdeen Optimal Allocs Fd: Moderate Gr GMMAX 64358 20040809 Aberdeen Optimal Allocs Fd: Moderate Gr GMMBX 64359 20040809 Aberdeen Optimal Allocs Fd: Moderate Gr GMMCX 64360 20040809 Aberdeen Optimal Allocs Fd: Moderate Ins GMAIX 64357 20040809 Aberdeen Optimal Allocs Fd: Speciality C GAMCX 64348 20040809 Aberdeen Optimal Allocs Fd: Speciality C GASAX 64350 20040809 Aberdeen Optimal Allocs Fd: Speciality C GASBX 64351 20040809 Aberdeen Optimal Allocs Fd: Speciality C GASRX 64353 20040809 Aberdeen Optimal Allocs Fd: Speciality i GASIX 64352 20040809 Aberdeen Optml Alctn Fd Mdrt Gwth Inst C GMMIX 89894 20090728 Aberdeen Small Cap Fd Cl A GSXAX 36691 20000111 Aberdeen Small Cap Fd Cl B GSXBX 45549 20001218 Aberdeen Small Cap Fd Cl C GSXCX 48540 20010703 Aberdeen Small Cap Fd Cl R GNSRX 62329 20040102 Aberdeen Small Cap Fd inst Cl GSCIX 64274 20040707 Aberdeen Small Cap Fd inst Service Cl GSXIX 45552 20001228 Aberdeen Tax Free Incm Fd Cl B GTIBX 58886 20030924 Aberdeen Tax Free Incm Fd Cl C GTICX 58879 20030924 Aberdeen Tax-Free Incm Cl A NTFAX 44105 20000131 Aberdeen Tax-Free Incm Fd Cl D NATFX 21834 19960620 Aberdeen U.S. eq Fd Cl A GXXAX 48528 20010703 Aberdeen U.S. eq Fd Cl B GXXBX 48529 20010703 Aberdeen U.S. eq Fd Cl C GXXCX 48530 20010703 Aberdeen U.S. eq Fd Cl R GGLRX 58919 20031002 Aberdeen U.S. eq Fd inst Cl GGLIX 64243 20040702 Abrdn Emrgng Mrkts Inst Fd Insti Serv Cl AEMSX 90631 20091123 Absolute Asia Dynamic Equity Fund Clss A DEFAX 92083 20100304 Absolute Asia Dynamic Equity Fund Clss C DEFCX 92122 20100304 Absolute Asia Dynamic Equity Fund Clss Y DEFYX 92084 20100304 Absolute Opportunites Fd Inst Cl AOFOX 87632 20081029 Absolute Strategies Insti Shares ASFIX 72094 20051104 Absolute Strategies R Shares ASFAX 67390 20050727 Academy Select Opportunities Fd ASELX 89058 20090318 ACAP Strategic Fund XCAPX 92148 20100308 Access Cap Community Inv Cl A ACASX 88536 20090130 Access Cap Community Inv Fd Cl I ACCSX 78902 20070314 Access Flex Bear High Yield Fd Cl A AFBQX 67568 20050913 Access Flex Bear High Yld Fd Investor Cl AFBIX 66997 20050429 Access Flex Bear High Yld Fd Service Cl AFBSX 66998 20050429 Access Flex High Yield Fd Cl A FYAQX 73743 20060705 ACCESS FLEX HIGH YIELD FUND INV FYAIX 66584 20050203 ACCESS FLEX HIGH YIELD FUND SER FYASX 66585 20050203 Accessor Frontier markets Fd Advisor Cl FRNMX 88310 20090108 Accessor Gr & Incm Alloc Fd C Cl AGIGX 57297 20030113 Accessor Strategic Altrntvs Fd Invstr Cl FSAFX 88312 20090108 Achievement Balanced Fund Trust Class ACVBX 14344 19960102 Activa Val Fd AMWIX 90015 20090903 Activa Value Fd Cl A AMWYX 14475 19960620 ActivePassive Emerging Mrkts Eq Fd Cl A APERX 82777 20080103 ActivePassive Global Bd Fd Cl A APGLX 82778 20080103 ActivePassive Int'l Eq Fd Cl A APIEX 82779 20080103 ActivePassive Intrmdt Mncpl Bd Fd Cl A APMUX 82783 20080103 ActivePassive Intrmdt Txbl Bd Fd Cl A APTAX 82797 20080103 ActivePassive Lg Cap Gwth Fd Cl A APLGX 82780 20080103 ActivePassive Lg Cap Val Fd Cl A APLVX 82781 20080103 ActivePassive Sm/Mid Cap Valud Fd Cl A APMVX 82784 20080103 ActivePassive Sm/Mid Gwth Fd Cl A APMGX 82782 20080103 Adaptive Alloc Fd Cl C AAXCX 72975 20060228 Adaptive Allocation Fd Cl A AAXAX 92726 20100405 ADMIRAL TX MNGD GR & IN ADM VTGLX 50368 20011114 Adv One Clermont Fd Cl N CLERX 42787 20000419 Advance Capital Balanced Fund ADBAX 14351 19960620 Advance Capital Equity Growth Fund ADEGX 14356 19960620 Advance Capital I Bal Fd ADBNX 79611 20070508 Advance Capital I Core Eq Fd Instit Cl ADCNX 82753 20080103 Advance Capital I Core Eq Fd Retail Cl ADCEX 82776 20080102 Advance Capital I Eq Gwth Fd ADENX 79612 20070508 Advance Capital I Retirement Incm Fd ADRNX 79551 20070507 Advance Capital Retirement Income Fund ADRIX 14367 19960620 Advantage Fds Inc Dreyfus Gbl Rl Rtrn Fd DRRAX 93805 20100517 Advantage Fds Inc Dryfs Gbl Rl Rtrn Fd C DRRCX 93806 20100517 Advantage Fds Inc Dryfs Gbl Rl Rtrn Fd C DRRIX 93807 20100517 Advantage Fds, Inc. Gbl Alpha Fd Cl I AVGRX 73291 20060504 Advent Claymore Convertible Securities & XAVKX 58834 20030910 Advent/Claymore Enhanced Gwth & Incm Fd XLCMX 65146 20050225 Advent/Claymore Glbl Cnvrtbl Scrts Incm XAGCX 80108 20070605 Advisor One Enhanced Income Fd Cl N CLEIX 90282 20091006 Advisor One Flexible Income Fd Cl N CLFLX 90270 20091006 Advisor One Select Appreciation Fd Cl N CLACX 90285 20091006 AdvisorOne Descartes Fd CLDEX 73221 20060420 AdvisorOne Liahona Fd CLHAX 73222 20060420 AdvisorOne Shelter Fund Class N CLSHX 91682 20100127 ADVISORS SER TR TEBERG F TEBRX 53488 20020503 Advisory Research All Cap Val Fd ADVGX 90553 20091117 Advisory Research Int'l Sm Cap Val Fd ADVIX 92728 20100331 advOne Amerigo Fd Cl C CLCCX 45532 20001229 advOne Amerigo Fd Cl N CLSAX 34164 19980818 advOne sel Alloc Fd Cl N CLBLX 72745 20060201 AEGIS HIGH YIELD AHYFX 64229 20040629 Aegis Value Fd Inc AVALX 44145 20000629 Aero New Innovations Fd AEROX 93628 20100503 AETNA BAL FD B ABFBX 47912 20010619 AETNA Balanced Fund Cl C ACBLX 44390 20000628 Aetna Fund Advisor Class AETAX 14383 19960620 Aetna Fund Select Class AETFX 14385 19960620 Aetna Index Large Cap AELIX 32863 19980514 Aetna Index Plus Large Cap Fund Cl B ATLBX 42181 19990830 Aetna Index Plus Large-Cap Fund Cl A AELAX 35296 19990125 Aetna Index Plus Large-Cap. Fund Cl C AELCX 36143 19990825 Aetna Index Plus Mid Cap A AIMAX 42005 20000301 AETNA INDEX PLUS MID CAP B APMBX 47921 20010627 Aetna Index Plus Mid Cap I AIMIX 42008 20000301 AETNA Index Plus Mid-Cap Cl C APMCX 44383 20000810 Aetna Index Plus Sm Cap A AISAX 42006 20000301 AETNA INDEX PLUS SM CAP B AISBX 47917 20010627 Aetna Index Plus Sm Cap I AISIX 42009 20000301 AETNA Index Plus Small-Cap Cl C APSCX 44384 20000810 AETNA SM CO FD B ASMLX 47923 20010627 Aetna Small Company A AESAX 34501 19980708 AETNA Small Company Fund Cl C ASCCX 44381 20000810 Aetna Small Company Growth Select Class AESGX 14382 19960620 AEW Real Estate Fd Cl A NRFAX 50315 20010319 AEW Real Estate Fd Cl B NRFBX 50316 20010319 AEW Real Estate Fd Cl C NRCFX 50314 20010319 AEW Real Estate Fd Cl Y NRFYX 50317 20010319 AIG Series Tr, 2015 High Watermark Cl HWFCX 67421 20050803 AIG Sun America Alterntv Strgs Fud Cls C SUNCX 87903 20081201 AIG Sun America Alterntv Strgs Fud Cls W SUNWX 87904 20081201 AIM ADV FLEX FD CL B SHS IAFBX 66556 20050203 AIM China Institutional Cl IACFX 73155 20060417 AIM Core bd Fd Cl C Shares TBRCX 53349 20020408 AIM Core bd Fd Cl R Shares TBRRX 64198 20040616 AIM Core Bond Fund Class Y TBRYX 51348 20081008 AIM Developing Market Fd Insttutional Cl GTDIX 72109 20051110 AIM Developing Markets Fund Class Y GTDYX 51579 20081008 AIM Dynamics Fd Cl R IDYRX 72111 20051110 AIM Dynamics Fund Class Y IDYYX 51393 20081008 AIM Gbl Small & Mid Cap Gr Fd - Inst Cl GAIIX 81477 20071002 AIM Global Gwth Fd Inst Cl GGAIX 81478 20071002 AIM Global Health Care Fund Class Y GGHYX 51588 20081008 AIM Global Real Estate Cl C CGREX 67081 20050511 AIM Global Real Estate Cl R RGREX 67088 20050511 AIM Global Real Estate Insti Cl IGREX 67085 20050511 AIM International Core Equity Fund CLs Y IBVYX 51363 20081008 AIM Intl Core eq Fd Cl R, a ser of AIM I IIBRX 62486 20040120 AIM Libor Alpha Fd Cl A EASBX 73154 20060417 AIM Libor Alpha Fd Cl C CESBX 73197 20060413 AIM Libor Alpha Fd Cl R RESBX 73169 20060417 AIM Libor Alpha Fd Institional Cl IAESX 73200 20060413 AIM Libor Alpha Fund Class Y LIBYX 51341 20081008 AIM Small Cap Growth Fund Class Y GTSYX 51586 20081008 Akre Focus - Inst AKRIX 89964 20090831 Akre Focus - Retail AKREX 89963 20090831 Akros Absolute Rtrn Fd AARFX 72002 20051026 Al Frank Dividend Val Fd Advisor Cl VALEX 73286 20060502 Al Frank Fd VALUX 36754 20000119 Al Frank Fd Advisor Cl VALAX 73285 20060502 Alger Analyst Fd Cl A SPEAX 78956 20070402 Alger Analyst Fd Cl C AACYX 87379 20080925 Alger Analyst Fd Cl I AAIYX 87416 20081001 Alger Bal Fd Cl A ALBAX 30542 19970625 Alger Bal Fd Cl B ALGBX 14437 19960620 Alger Bal Fd Cl C ALBCX 30623 19970808 Alger Cap Appreciation Fd Cl A ACAAX 30540 19970625 Alger Cap Appreciation Fd Cl B ACAPX 14292 19960620 Alger Cap Appreciation Fd Cl C ALCCX 30624 19970808 Alger Cap Appreciation inst Fd Cl I ALARX 32731 19980415 Alger Cap Appreciation inst Fd Cl R ACARX 57347 20030128 Alger China U.S. Gr Fd Cl A CHUSX 62817 20040303 Alger China U.S. Gr Fd Cl C CHUCX 83351 20080303 Alger Convertible Fd Cl A, Inc. ACVFX 80596 20070726 Alger Fds II Alger DynamicsOpprtntsFdClA SPEDX 90487 20091109 Alger Green Fd Cl A SPEGX 78122 20070116 Alger Green Fd Cl C AGFCX 87437 20080924 Alger Green Fd Cl I AGIFX 87377 20080925 Alger Gwth Opportunities Fd Cl A AOFAX 83349 20080303 Alger Gwth Opportunities Fd Cl C AOFCX 83388 20080303 Alger Gwth Opportunities Fd Cl I AOFIX 83350 20080303 Alger Health Sciences Fd Cl A AHSAX 54344 20020920 Alger Health Sciences Fd Cl B AHSBX 54345 20020920 Alger Health Sciences Fd Cl C AHSCX 54346 20020920 Alger Int'l Opportunities Fd Cl C AOCFX 87417 20081001 Alger Int'l Opportunities Fd Cl I AOIFX 87418 20081001 Alger Intl Opps Fd Cl A SPEIX 78818 20070301 Alger Large Cap Gr inst Fd Cl R ALGIX 57349 20030128 Alger LargeCap Gr Fd Cl A ALGAX 30543 19970625 Alger LargeCap Gr Fd Cl B AFGPX 14387 19960620 Alger LargeCap Gr Fd Cl C ALGCX 30625 19970808 Alger LargeCap Gr inst Fd Cl I ALGRX 24177 19960703 Alger Mid Cap Gr Fd Cl A AMGAX 30545 19970625 Alger Mid Cap Gr Fd Cl B AMCGX 14454 19960620 Alger Mid Cap Gr Fd Cl C AMGCX 30626 19970808 Alger Mid Cap Gr inst Fd Cl I ALMRX 24178 19960703 Alger Mid Cap Gr inst Fd Cl R AGIRX 57348 20030128 Alger Ports - Alger Bal Portfolio Cl I-2 ABLOX 53530 20020514 Alger Ports - Alger Cap Appreciation Por ALVOX 53542 20020514 Alger Ports - Alger Gr Portfolio Cl I-2 AAGOX 53491 20020509 Alger Ports - Alger Incm and Gr Portfoli AIGOX 53541 20020514 Alger Ports - Alger Mid Cap Gr Portfolio AMGOX 53495 20020509 Alger Ports - Alger SmallCap Gr Portfoli AASOX 53527 20020514 Alger Ports - Alger SMidCap Gr Ptf Cl I- AAMOX 82752 20080103 Alger Small Cap Gr Fd Cl A ALSAX 30544 19970625 Alger Small Cap Gr Fd Cl B ALSCX 14447 19960620 Alger Small Cap Gr Fd Cl C AGSCX 30627 19970808 Alger Small Cap Gr inst Fd Cl I ALSRX 24179 19960703 Alger Small Cap Gr inst Fd Cl R ASIRX 57350 20030128 Alger SMidCap Gr Fd Cl A ALMAX 54347 20020920 Alger SMidCap Gr Fd Cl B ALMBX 54348 20020920 Alger SMidCap Gr Fd Cl C ALMCX 54349 20020920 Alger SMidCap Gr Fd Cl I ASIMX 80814 20070808 Alger Spectra Fd Cl A SPECX 24357 19961126 Alger Spectra Fd Cl C ASPCX 87438 20080924 Alger Spectra Fd Cl I ASPIX 87439 20080924 All Cap Gwth Fd Tr Cl NBATX 75221 20060907 Alleghany Montag & Caldwell Growth Fund MCGIX 30100 19970311 Alleghany/Montag & Caldwell Balanced Cl MOBIX 35564 19990304 AlliancBrnsten MltAst Infltn StrgyCl2Shs AMTTX 92185 20100309 AlliancBrnstnMncplIncmFdIncClfrnPtAdvsCl ALCVX 86941 20080807 ALLIANCE B TM WLTH APP STR ADV ATWYX 62169 20031110 Alliance Balanced Fund CBSYX 34396 19981026 Alliance Balanced Fund Cl B CABBX 30339 19970417 Alliance Balanced Fund Cl C CBACX 36091 19970417 Alliance Balanced Shares Cl A CABNX 14690 19960620 ALLIANCE BD FD QUAL BD A ABQUX 47321 20010129 ALLIANCE BERN BAL WLTH STR ADV ABWYX 62822 20040315 ALLIANCE BERN BAL WLTH STRAT A ABWAX 62166 20031110 ALLIANCE BERN BAL WLTH STRAT B ABWBX 62167 20031110 ALLIANCE BERN BAL WLTH STRAT C ABWCX 62168 20031110 ALLIANCE BERN BLND US LG C ADV ABBYX 62844 20040317 ALLIANCE BERN TM BAL WL ST ADV AGIYX 62836 20040315 ALLIANCE BERN TM WLT APP STR C ATWCX 62837 20040315 ALLIANCE BERN WLTH APP STR ADV AWAYX 62170 20031110 ALLIANCE BERNSTEIN INT VAL ADV ABIYX 48708 20010809 ALLIANCE BERNSTEIN SHT DUR A ADPAX 58836 20030718 ALLIANCE BERNSTEIN TR VAL A ABVAX 47553 20010503 ALLIANCE BERNSTEIN TR VAL B ABVBX 47271 20010417 ALLIANCE BERNSTEIN TR VAL C ABVCX 47324 20010419 Alliance Bernstein US Strtgc Rsrch Ptf A AURYX 90886 20091229 Alliance Bernstein US Strtgc Rsrch Ptf C AURAX 90881 20091229 Alliance Bernstein US Strtgc Rsrch Ptf C AURCX 90882 20091229 Alliance Bernstein US Strtgc Rsrch Ptf C AURIX 90883 20091229 Alliance Bernstein US Strtgc Rsrch Ptf C AURKX 90884 20091229 Alliance Bernstein US Strtgc Rsrch Ptf C AURRX 90885 20091229 ALLIANCE CALIFORNIA MUNICIPAL INCOME XAKPX 50951 20020226 Alliance Global Dollar Gov't Fund Inc B AGDBX 14399 19960119 Alliance Global Dollar Government AGDAX 24152 19960119 Alliance Global Dollar Govt Cl C AGDCX 30344 19970120 Alliance Greater China 97 Adv GCHYX 36439 19991110 Alliance Greater China 97 Fd A GCHAX 36436 19991110 Alliance Greater China 97 Fd B GCHBX 36437 19991110 Alliance Greater China 97 Fd C GCHCX 36438 19991110 Alliance Growth & Income Fund CBBYX 34398 19981026 Alliance Growth & Income Fund Cl A CABDX 23712 19960628 Alliance Growth & Income Fund Cl B CBBDX 23713 19960628 Alliance Growth & Income Fund Cl C CBBCX 23711 19960628 ALLIANCE GROWTH FD CL A AGRFX 45702 20010110 ALLIANCE GROWTH FD CL B AGBBX 45703 20010110 ALLIANCE GROWTH FD CL C AGRCX 45700 20010110 Alliance Inst.Fds, AllianceBernstein Glb ARIIX 24767 19980629 Alliance Muni II/AZ Port Cl A AAZAX 24878 19970120 Alliance Muni II/AZ Port Cl B AAZBX 24879 19970120 Alliance Muni II/AZ Port Cl C AAZCX 24880 19970120 Alliance Muni II/MA Port Cl A AMAAX 24883 19970120 Alliance Muni II/MA Port Cl B AMABX 24884 19970120 Alliance Muni II/MA Port Cl C AMACX 24885 19970220 Alliance Muni II/MI Port Cl A AMIAX 24886 19970220 Alliance Muni II/MI Port Cl B AMIBX 24887 19970220 Alliance Muni II/MI Port Cl C AMICX 24888 19970220 Alliance Muni II/MN Port Cl A AMNAX 24889 19970220 Alliance Muni II/MN Port Cl B AMNBX 24890 19970220 Alliance Muni II/MN Port Cl C AMNCX 24891 19970220 Alliance Muni II/NJ Port Cl A ANJAX 24892 19970220 Alliance Muni II/PA Port Cl A APAAX 24894 19970220 Alliance Muni II/Port Cl C APACX 24895 19970220 Alliance Muni II/VA Port Cl A AVAAX 24896 19970220 Alliance Muni II/VA Port Cl B AVABX 24897 19970220 Alliance Muni II/VA Port Cl C AVACX 24898 19970220 Alliance Muni Income Fd CA Port Cl A ALCAX 14433 19960119 Alliance Muni Income Fd CA Port Cl B ALCBX 14434 19960119 Alliance Muni Income Fd CA Port Cl C ACACX 14291 19960119 Alliance Muni Income Fd II AOHAX 32191 19971204 Alliance Muni Income Fd II NJ Port Cl B ANJBX 14485 19960620 Alliance Muni Income Fd II NJ Port Cl C ANJCX 14486 19960620 Alliance Muni Income Fd II OH Port Cl C AOHCX 14494 19960620 Alliance Muni Income Fd II PA Port Cl B APABX 14500 19960620 Alliance Muni Income Fd Nat'l Port Cl A ALTHX 14449 19960119 Alliance Muni Income Fd Nat'l Port Cl B ALTBX 14448 19960119 Alliance Muni Income Fd Nat'l Port Cl C ALNCX 14445 19960119 Alliance Muni Income Fd NY Port Cl A ALNYX 14446 19960119 Alliance Muni Income Fd NY Port Cl B ALNBX 14444 19960119 Alliance Muni Income Fd NY Port Cl C ANYCX 14490 19960620 Alliance Municipal Income Fd/ Ohio Cl B AOHBX 24298 19960823 ALLIANCE NEW YORK MUNICIPAL INCOME F XAYNX 50952 20020226 ALLIANCE PTS ALLIANCE GRW ADV AGRYX 45701 20010110 Alliance Quasar Fund Advisor QUAYX 30348 19970417 Alliance Quasar Fund Cl A QUASX 22774 19960620 Alliance Quasar Fund Cl B QUABX 23715 19960628 Alliance Quasar Fund Cl C QUACX 24153 19961010 Alliance Utility Income Cl A AUIAX 30354 19970417 Alliance Utility Income Cl B AUIBX 30355 19970417 Alliance Utility Income Cl C AUICX 30356 19970417 Alliance Utility Income Fund AUIYX 34401 19981026 AllianceBernstein 2000 Rtrmnt Strtg Cl A LTAAX 72557 20060125 AllianceBernstein 2000 Rtrmnt Strtg Cl B LTABX 72558 20060125 AllianceBernstein 2000 Rtrmnt Strtg Cl C LTACX 72628 20060125 AllianceBernstein 2000 Rtrmnt Strtg Cl I LTAIX 72559 20060125 AllianceBernstein 2000 Rtrmnt Strtg Cl K LTAKX 72560 20060125 AllianceBernstein 2000 Rtrmnt Strtg Cl R LTARX 72561 20060125 AllianceBernstein 2000RtrmntStrtgAdvsrCl LTAVX 72562 20060125 AllianceBernstein 2005 Rtrmnt Strtg Cl A LTBAX 72563 20060125 AllianceBernstein 2005 Rtrmnt Strtg Cl B LTCBX 72568 20060125 AllianceBernstein 2005 Rtrmnt Strtg Cl C LTSCX 72620 20060125 AllianceBernstein 2005 Rtrmnt Strtg Cl I LTBIX 72564 20060125 AllianceBernstein 2005 Rtrmnt Strtg Cl K LTBKX 72565 20060125 AllianceBernstein 2005 Rtrmnt Strtg Cl R LTBRX 72566 20060125 AllianceBernstein 2005RtrmntStrtgAdvsrCl LTBVX 72567 20060125 AllianceBernstein 2010 Rtrmnt Strtg Cl A LTDAX 72569 20060125 AllianceBernstein 2010 Rtrmnt Strtg Cl B LTDBX 72570 20060125 AllianceBernstein 2010 Rtrmnt Strtg Cl C LTDCX 72571 20060125 AllianceBernstein 2010 Rtrmnt Strtg Cl I LTDIX 72572 20060125 AllianceBernstein 2010 Rtrmnt Strtg Cl K LTDKX 72573 20060125 AllianceBernstein 2010 Rtrmnt Strtg Cl R LTDRX 72574 20060125 AllianceBernstein 2010RtrmntStrtgAdvsrCl LTDVX 72575 20060125 AllianceBernstein 2015 Rtrmnt Strtg Cl A LTEAX 72576 20060125 AllianceBernstein 2015 Rtrmnt Strtg Cl B LTGBX 72582 20060125 AllianceBernstein 2015 Rtrmnt Strtg Cl C LTECX 72577 20060125 AllianceBernstein 2015 Rtrmnt Strtg Cl I LTEIX 72578 20060125 AllianceBernstein 2015 Rtrmnt Strtg Cl K LTEKX 72579 20060125 AllianceBernstein 2015 Rtrmnt Strtg Cl R LTERX 72580 20060125 AllianceBernstein 2015RtrmntStrtgAdvsrCl LTEVX 72581 20060125 AllianceBernstein 2020 Rtrmnt Strtg Cl A LTHAX 72583 20060125 AllianceBernstein 2020 Rtrmnt Strtg Cl B LTHBX 72584 20060125 AllianceBernstein 2020 Rtrmnt Strtg Cl C LTHCX 72585 20060125 AllianceBernstein 2020 Rtrmnt Strtg Cl I LTHIX 72586 20060125 AllianceBernstein 2020 Rtrmnt Strtg Cl K LTHKX 72587 20060125 AllianceBernstein 2020 Rtrmnt Strtg Cl R LTHRX 72588 20060125 AllianceBernstein 2020RtrmntStrtgAdvsrCl LTHVX 72589 20060125 AllianceBernstein 2025 Rtrmnt Strtg Cl A LTIAX 72590 20060125 AllianceBernstein 2025 Rtrmnt Strtg Cl B LTIBX 72591 20060125 AllianceBernstein 2025 Rtrmnt Strtg Cl C LTICX 72592 20060125 AllianceBernstein 2025 Rtrmnt Strtg Cl I LTJIX 72597 20060125 AllianceBernstein 2025 Rtrmnt Strtg Cl K LTJKX 72598 20060125 AllianceBernstein 2025 Rtrmnt Strtg Cl R LTJRX 72599 20060125 AllianceBernstein 2025RtrmntStrtgAdvsrCl LTIVX 72593 20060125 AllianceBernstein 2030 Rtrmnt Strtg Cl A LTJAX 72594 20060125 AllianceBernstein 2030 Rtrmnt Strtg Cl B LTJBX 72595 20060125 AllianceBernstein 2030 Rtrmnt Strtg Cl C LTJCX 72596 20060125 AllianceBernstein 2030 Rtrmnt Strtg Cl I LTKIX 72604 20060125 AllianceBernstein 2030 Rtrmnt Strtg Cl K LTKKX 72605 20060125 AllianceBernstein 2030 Rtrmnt Strtg Cl R LTKRX 72606 20060125 AllianceBernstein 2030RtrmntStrtgAdvsrCl LTJVX 72600 20060125 AllianceBernstein 2035 Rtrmnt Strtg Cl A LTKAX 72601 20060125 AllianceBernstein 2035 Rtrmnt Strtg Cl B LTKBX 72602 20060125 AllianceBernstein 2035 Rtrmnt Strtg Cl C LTKCX 72603 20060125 AllianceBernstein 2035 Rtrmnt Strtg Cl I LTLIX 72610 20060125 AllianceBernstein 2035 Rtrmnt Strtg Cl K LTLKX 72611 20060125 AllianceBernstein 2035 Rtrmnt Strtg Cl R LTLRX 72612 20060125 AllianceBernstein 2040 Rtrmnt Strtg Cl A LTLAX 72607 20060125 AllianceBernstein 2040 Rtrmnt Strtg Cl B LTLBX 72608 20060125 AllianceBernstein 2040 Rtrmnt Strtg Cl C LTLCX 72609 20060125 Alliancebernstein 2040 Rtrmnt Strtg Cl I LTSIX 72621 20060125 AllianceBernstein 2040 Rtrmnt Strtg Cl K LTSKX 72622 20060125 AllianceBernstein 2040 Rtrmnt Strtg Cl R LTSRX 72623 20060125 AllianceBernstein 2040RtrmntStrtgAdvsrCl LTLVX 72613 20060125 AllianceBernstein 2045 Rtrmnt Strtg Cl A LTPAX 72614 20060125 AllianceBernstein 2045 Rtrmnt Strtg Cl B LTPBX 72615 20060125 AllianceBernstein 2045 Rtrmnt Strtg Cl C LTPCX 72616 20060125 AllianceBernstein 2045 Rtrmnt Strtg Cl I LTPIX 72617 20060125 AllianceBernstein 2045 Rtrmnt Strtg Cl K LTPKX 72618 20060125 AllianceBernstein 2045 Rtrmnt Strtg Cl R LTPRX 72812 20060216 AllianceBernstein 2045RtrmntStrtgAdvirCl LTPVX 72619 20060125 AllianceBernstein B Sh Dur ADPBX 58540 20030718 AllianceBernstein Bal Shs Inc. Cl R Shs CBSRX 62662 20040209 AllianceBernstein bd Fd, AllianceBernste ABQIX 65100 20050307 AllianceBernstein bd Fd, AllianceBernste ABQKX 65105 20050307 AllianceBernstein bd Fd, Inc. - Alliance ABQBX 47320 20010119 AllianceBernstein bd Fd, Inc. - Alliance ABQCX 48724 20010119 AllianceBernstein bd Fd, Inc. - Alliance ABQYX 47322 20010419 AllianceBernstein bd Fd, Inc.AllianceBer ABQRX 62654 20040209 ALLIANCEBERNSTEIN BIOTECH A ASBAX 75812 20061110 AllianceBernstein Blended Style Ser U.S. ABBRX 62755 20040305 AllianceBernstein Blended Style Srs - Re LTQAX 80439 20070711 AllianceBernstein Blended Style Srs-Reti LTQCX 80441 20070711 AllianceBernstein Blended Style Srs-Reti LTQIX 80442 20070711 AllianceBernstein Blended Style Srs-Reti LTQKX 80443 20070711 AllianceBernstein Blended Style Srs-Reti LTQRX 80444 20070711 AllianceBernstein Blended Style Srs-Reti LTQVX 80445 20070711 AllianceBernstein Blended Style Srs-Reti LTWAX 80446 20070711 AllianceBernstein Blended Style Srs-Reti LTWBX 80447 20070711 AllianceBernstein Blended Style Srs-Reti LTWCX 80448 20070711 AllianceBernstein Blended Style Srs-Reti LTWIX 80449 20070711 AllianceBernstein Blended Style Srs-Reti LTWKX 80450 20070711 AllianceBernstein Blended Style Srs-Reti LTWRX 80451 20070711 AllianceBernstein Blended Style Srs-Reti LTWVX 80452 20070711 ALLIANCEBERNSTEIN BLENDEDSTYUS LGCAP ABBBX 57004 20021206 ALLIANCEBERNSTEIN BLENDEDSTYUS LGCAP ABBCX 57820 20030404 ALLIANCEBERNSTEIN BLENDEDSTYUS LRGCA ABBAX 57271 20030108 AllianceBernstein C Sh Dur ADPCX 58541 20030718 AllianceBernstein Diversified Yield Fd, AGCCX 24764 19980120 AllianceBernstein Diversified Yield Fd, AGLIX 65196 20050314 AllianceBernstein Diversified Yield Fd, AGSAX 32732 19980120 AllianceBernstein Diversified Yield Fd, AGSBX 30564 19970120 AllianceBernstein Diversified Yield Fd, AGSIX 36706 20000110 AllianceBernstein Diversified Yield Fd, AGSKX 65197 20050314 AllianceBernstein Diversified Yield Fd, AGSRX 65198 20050314 AllianceBernstein Focused Gr & Incm Fd, ADGAX 45894 20010118 AllianceBernstein Focused Gr & Incm Fd, ADGBX 46674 20010308 AllianceBernstein Focused Gr & Incm Fd, ADGCX 47325 20010419 AllianceBernstein Focused Gr & Incm Fd, ADGRX 62678 20040212 AllianceBernstein Gbl bd Fd, Inc Cl A ANAGX 14478 19960620 AllianceBernstein Gbl bd Fd, Inc. Cl B ANABX 14476 19960620 AllianceBernstein Gbl bd Fd, Inc. Cl C ANACX 14477 19960620 AllianceBernstein Gbl Gr Fd, Inc Cl A Sh ABZAX 62831 20040315 AllianceBernstein Gbl Gr Fd, Inc. adv Cl ABZYX 62834 20040315 AllianceBernstein Gbl Gr Fd, Inc. Cl B S ABZBX 62832 20040315 AllianceBernstein Gbl Gr Fd, Inc. Cl C S ABZCX 62833 20040315 AllianceBernstein Gbl Gr Fd, Inc. Cl I ABZIX 65188 20050307 AllianceBernstein Gbl Gr Fd, Inc. Cl K ABZKX 65189 20050307 AllianceBernstein Gbl Gr Fd, Inc. Cl R S ABZRX 64677 20050125 AllianceBernstein Gbl High Incm Fd, Inc. XAWFX 42525 19990405 AllianceBernstein Gbl Real Estate Inv Fd AEEIX 65192 20050307 AllianceBernstein Gbl Real Estate Inv Fd AREAX 34503 19981111 AllianceBernstein Gbl Real Estate Inv Fd AREBX 24314 19970107 AllianceBernstein Gbl Real Estate Inv Fd ARECX 30349 19970417 AllianceBernstein Gbl Real Estate Inv Fd ARRKX 65223 20050307 AllianceBernstein Gbl Real Estate Inv Fd ARRRX 65224 20050307 AllianceBernstein Gbl Real Estate Inv Fd ARSYX 34400 19981023 AllianceBernstein Gbl Themaic Gr Fd, Inc ATEYX 30309 19970411 AllianceBernstein Gbl Thematic Gr Fd, In AGTIX 65199 20050307 AllianceBernstein Gbl Thematic Gr Fd, In ALTFX 14165 19960116 AllianceBernstein Gbl Thematic Gr Fd, In ATEBX 14546 19960620 AllianceBernstein Gbl Thematic Gr Fd, In ATECX 14547 19960620 AllianceBernstein Gbl Thematic Gr Fd, In ATEKX 65225 20050307 AllianceBernstein Gbl Thematic Gr Fd, In ATERX 62659 20040209 AllianceBernstein Global Bd Inc Cl I Shs ANAIX 82367 20071113 AllianceBernstein Global Bd Inc Cl K Shs ANAKX 82395 20071114 AllianceBernstein Global Bd Inc Cl R Shs ANARX 82368 20071113 AllianceBernstein Global BdIncAdvsrClShs ANAYX 82369 20071113 AllianceBernstein Global Small Cp Adv GSCYX 67960 20051019 ALLIANCEBERNSTEIN GLOBAL VALADVISOR ABGYX 53529 20020514 ALLIANCEBERNSTEIN GLOBAL VALCL A ABAGX 57864 20030411 ALLIANCEBERNSTEIN GLOBAL VALCL B ABBGX 57865 20030411 ALLIANCEBERNSTEIN GLOBAL VALCL C ABCGX 57866 20030411 AllianceBernstein Gr and Incm Fd, Inc. C CBBRX 62660 20040209 AllianceBernstein Hi Incm Fd Inc Cl I Sh AGDIX 82922 20080131 AllianceBernstein Hi Incm Fd Inc Cl K Sh AGDKX 82923 20080131 AllianceBernstein Hi Incm Fd Inc Cl R Sh AGDRX 82924 20080131 AllianceBernstein Incm Fd, Inc. XACGX 42519 19990405 AllianceBernstein Intl Gr Fd, Inc. adv C AWPYX 34402 19981026 AllianceBernstein Intl Gr Fd, Inc. Cl A AWPAX 14157 19951212 AllianceBernstein Intl Gr Fd, Inc. Cl B AWPBX 14561 19960620 AllianceBernstein Intl Gr Fd, Inc. Cl c AWPCX 30364 19970422 AllianceBernstein Intl Gr Fd, Inc. Cl I AWPIX 65231 20050314 AllianceBernstein Intl Gr Fd, Inc. Cl K AWPKX 65232 20050314 AllianceBernstein Intl Gr Fd, Inc. Cl R AWPRX 65233 20050314 AllianceBernstein Intl Port Cl A Shs AIZAX 62698 20040220 AllianceBernstein Intl Port Cl B Shs AIZBX 62696 20040220 AllianceBernstein Intl Port Cl C Shs AIZCX 62697 20040220 AllianceBernstein Intl Value Fd Cl R Shs AIVRX 62658 20040209 ALLIANCEBERNSTEIN INTLVALUE CL A ABIAX 53492 20020509 ALLIANCEBERNSTEIN INTLVALUE CL B ABIBX 53796 20020621 ALLIANCEBERNSTEIN INTLVALUE CL C SHS ABICX 54308 20020911 AllianceBernstein Large-Cap Gr Fd, Inc a APGYX 30338 19970414 AllianceBernstein Large-Cap Gr Fd, Inc C APGCX 23714 19960628 AllianceBernstein Large-Cap Gr Fd, Inc. ABPRX 62653 20040209 AllianceBernstein Large-Cap Gr Fd, Inc. APGAX 14508 19960620 AllianceBernstein Large-Cap Gr Fd, Inc. APGBX 14509 19960620 AllianceBernstein Natl muni Incm Fd, Inc XAFBX 50950 20020226 AllianceBernstein Ptf AllianBerstein Wlt AWARX 62759 20040304 AllianceBernstein Ptf AllianceBernstein ABWRX 62745 20040304 AllianceBernstein Ptf AllianceBernstein ACIAX 30342 19970312 AllianceBernstein Ptf AllianceBernstein ACIBX 14324 19960314 AllianceBernstein Ptf AllianceBernstein AGIAX 14402 19960620 AllianceBernstein Ptf AllianceBernstein AGIBX 14403 19960620 AllianceBernstein Ptf AllianceBernstein AGICX 30346 19970417 AllianceBernstein Ptf AllianceBernstein APPRX 62758 20040304 AllianceBernstein Ptf AllianceBernstein ABPAX 62293 20031215 AllianceBernstein Ptf AllianceBernstein ABPBX 62651 20040209 AllianceBernstein Ptf AllianceBernstein ABPCX 62652 20040209 AllianceBernstein Ptf AllianceBernstein ABPYX 62348 20040102 AllianceBernstein Ptf AllianceBernstin T ACICX 30341 19970312 AllianceBernstein Ptf, AllianceBernstein ACIYX 62835 20040315 AllianceBernstein Ptf:AllianceBernstein APWIX 65221 20050307 AllianceBernstein Ptf:AllianceBernstein APWKX 65222 20050307 AllianceBernstein Small-Mid Cap Value Fd ABASX 48698 20010809 AllianceBernstein Small-Mid Cap Value Fd ABCSX 48699 20010809 AllianceBernstein Small-Mid Cap Value Fd ABSRX 62655 20040209 AllianceBernstein Small-Mid Cap Value Fd ABYSX 48725 20010814 AllianceBernstein Small/Mid Cap Gr Fd, I CHCBX 14768 19960620 AllianceBernstein Small/Mid Cap Gr Fd, I CHCLX 14769 19960620 AllianceBernstein Small/Mid Cap Gr Fd, I CHCYX 34181 19980820 AllianceBernstein Small/Mid-Cap Gr Fd, I CHCCX 30343 19970417 AllianceBernstein Small/Mid-Cap Gr Fd, I CHCIX 65241 20050307 AllianceBernstein Small/Mid-Cap Gr Fd, I CHCKX 65242 20050307 AllianceBernstein Small/Mid-Cap Gr Fd, I CHCRX 65243 20050307 AllianceBernstein Tax Managed Wealth App ATWAX 62648 20040209 AllianceBernstein Tax-Managed Intl Port ABXAX 62693 20040220 AllianceBernstein Tax-Managed Intl Port ABXBX 62694 20040220 AllianceBernstein Tax-Managed Intl Port ABXCX 62695 20040220 AllianceBernstein Tax-Managed Wealth B ATWBX 62843 20040316 AllianceBernstein Tr-AllianceBernstein S ABBSX 47884 20010625 ALLIANCEBERNSTEIN VALUE FD ADVISOR ABVYX 53532 20020514 AllianceBernstein Value Fd Cl R Shs ABVRX 62657 20040209 AllianceBernstein Wealth Appreciation St AWABX 62295 20031215 AllianceBernstein Wealth Appreciation St AWACX 62296 20031215 AllianceBernstein Wealth pres Strategy C AWAAX 62294 20031215 AllianceBernstn Hi IncmFd Inc AdvsrCl Sh AGDYX 82925 20080131 AllianceBertnstein Blended Style Srs-Ret LTQBX 80440 20070711 AllianceBrnstn 2035 Rtrmnt Stgy Advsr Cl LTKVX 72733 20060130 AllianceBrnstn MncplIncmFdIncNYPtAdvsrCl ALNVX 86942 20080807 AllianceBrnstnMncplIncmFdIncNtlPtAdvsrCl ALTVX 86943 20080807 Allianx RCM Int'l Opportunities Fd Cl A ARIAX 86616 20080716 Allianz CCM Cap Appreciation Cl A PCFAX 24999 19970226 Allianz CCM Cap Appreciation Cl C FD PFCCX 34880 19981111 Allianz CCM Cap Appreciation Cl R PCARX 57651 20030313 Allianz CCM Cap Appreciation Fd Administ PICAX 32260 19980105 Allianz CCM Cap Appreciation Fd Cl B PFCBX 34879 19981111 Allianz CCM Cap Appreciation Fd Cl D PCADX 53332 20020408 Allianz CCM Cap Appreciation Fd inst Cl PAPIX 22174 19960620 Allianz CCM Capital Appreciation Fd Cl P ALAPX 86422 20080707 Allianz CCM Emerging Companies Administr PMGAX 36409 19991029 Allianz CCM Emerging Companies inst Cl PMCIX 22483 19960620 Allianz CCM Focsd Growth Fnd Cl A AFWAX 73774 20060711 Allianz CCM Focsd Growth Fnd Cl C AFWCX 73775 20060711 Allianz CCM Focsd Grwth Fnd Cl D AFWDX 73885 20060706 Allianz CCM Focused Gwth Fd Admnstrtv Cl ALADX 75306 20060920 Allianz CCM Focused Gwth Fd Cl P ACFPX 86416 20080707 Allianz CCM Focused Gwth Institutionl Cl AFGIX 67537 20050906 Allianz CCM Mid Cap Cl R PMCRX 57658 20030313 Allianz CCM Mid Cap Fd Administrative Cl PMCGX 32564 19980306 Allianz CCM Mid Cap Fd Cl A PFMAX 22275 19960620 Allianz CCM Mid Cap Fd Cl B PFMBX 22276 19960620 Allianz CCM Mid Cap Fd Cl C PFMCX 22277 19960620 Allianz CCM Mid-Cap Fd Cl D PMCDX 53401 20020415 Allianz CCM Mid-Cap Fd Cl P ACMPX 86417 20080707 Allianz CCM Mid-Cap Fd inst Cl PMGIX 22490 19960620 Allianz Fds NACM Intl Cl C PNICX 66571 20050203 Allianz Fds, NACM Intl Cl A PNIAX 65066 20041220 Allianz Fds, NACM Intl Cl D PNIDX 65067 20041220 Allianz Gbl Invs Fixed Incm Shares - Ser FXICX 44771 20001018 Allianz Gbl Invs Fixed Incm Shares - Ser FXIMX 44772 20001018 Allianz Gbl Invs Fixed Incm Shares Serie FXIHX 78958 20070403 Allianz Gbl Invs Fixed Incm Shares Serie FXIRX 64088 20040526 Allianz Gbl Invs Solutions Core Alloc Fd PALAX 53788 20020619 Allianz Gbl Invs Solutions Core Alloc Fd PALBX 53789 20020619 Allianz Gbl Invs Solutions Core Alloc Fd PALCX 53790 20020619 Allianz Gbl Invs Solutions Core Alloc Fd PALLX 64368 20040810 Allianz Glb Inv Sltns Gwth Alctn Fd Cl A ASGAX 89315 20090505 Allianz Glb Inv Sltns Gwth Alctn Fd Cl C ASACX 89312 20090505 Allianz Glb Inv Sltns Gwth Alctn Fd Cl D AGSDX 89287 20090505 Allianz Glb Inv Sltns Gwth Alctn Fd Cl P AGSPX 89288 20090505 Allianz Glb Inv Sltns Gwth Alctn Fd Cl R ASFRX 89289 20090505 Allianz Glb Inv Sltns Gwth AlctnFdnstCl AGAIX 89313 20090505 Allianz Glb Inv Sltns GwthAlctnFdAdmnCl AGFAX 89314 20090505 Allianz Glbl Investors Eqty Shares Srs I ALIIX 89813 20090804 Allianz Glbl Invstrs Sltns 2040 Cl Insti AVTIX 88295 20081231 Allianz Glbl Invstrs Sltns 2040 Fd Admin AVAMX 88288 20081231 Allianz Glbl Invstrs Sltns Cr Alctn Cl D AGADX 89279 20090505 Allianz Glbl Invstrs Sltns Cr Alctn Cl P AGAPX 89280 20090505 Allianz Glbl Invstrs Sltns Cr Alctn Cl R AGARX 89281 20090505 Allianz Global Invstrs Sltns 2040 Fd A AVSAX 88290 20081231 Allianz Globl Invstrs Sltns 2015 Fd Cl A AZGAX 88372 20090108 Allianz Globl Invstrs Sltns 2015 Fd Cl C AZGCX 88373 20090108 Allianz Globl Invstrs Sltns 2015 Fd Cl D AZGDX 88296 20081231 Allianz Globl Invstrs Sltns 2015 Fd Cl P AZGPX 88298 20081231 Allianz Globl Invstrs Sltns 2015 Fd Cl R AZGRX 88299 20081231 Allianz Globl Invstrs Sltns 2020 Fd Cl A AGLAX 88366 20090108 Allianz Globl Invstrs Sltns 2020 Fd Cl C ABSCX 88365 20090108 Allianz Globl Invstrs Sltns 2020 Fd Cl D AGLDX 88274 20081231 Allianz Globl Invstrs Sltns 2020 Fd Cl P AGLPX 88276 20081231 Allianz Globl Invstrs Sltns 2020 Fd Cl R AGLRX 88277 20081231 Allianz Globl Invstrs Sltns 2030 Fd Cl A ABLAX 88362 20090108 Allianz Globl Invstrs Sltns 2030 Fd Cl C ABLCX 88363 20090108 Allianz Globl Invstrs Sltns 2030 Fd Cl D ABDIX 88361 20090108 Allianz Globl Invstrs Sltns 2030 Fd Cl P ABLPX 88273 20081231 Allianz Globl Invstrs Sltns 2030 Fd Cl R ABLRX 88364 20090108 Allianz Globl Invstrs Sltns 2040 Fd Cl C AVSCX 88291 20081231 Allianz Globl Invstrs Sltns 2040 Fd Cl D AVSDX 88292 20081231 Allianz Globl Invstrs Sltns 2040 Fd Cl P AVSPX 88293 20081231 Allianz Globl Invstrs Sltns 2040 Fd Cl R AVSRX 88294 20081231 Allianz Globl Invstrs Sltns 2050 Fd Cl A ASNAX 88283 20081231 Allianz Globl Invstrs Sltns 2050 Fd Cl C ASNCX 88284 20081231 Allianz Globl Invstrs Sltns 2050 Fd Cl D ASNDX 88285 20081231 Allianz Globl Invstrs Sltns 2050 Fd Cl P ASNPX 88287 20081231 Allianz Globl Invstrs Sltns 2050 Fd Cl R ASNRX 88369 20090108 Allianz NACM Convertible Cl P ANCMX 94241 20100608 Allianz NACM Convertible Fd inst ANNPX 92960 20100412 Allianz NACM Convertible Fund Administra ANNAX 92958 20100413 Allianz NACM Convertible Fund Class A ANZAX 92961 20100413 Allianz NACM Convertible Fund Class C ANZCX 92962 20100413 Allianz NACM Convertible Fund Class D ANZDX 92963 20100413 Allianz NACM Convertible Fund Class R ANZRX 92964 20100413 Allianz NACM Convertible Fund Inst Class ANNIX 92959 20100412 Allianz NACM Emerging Growth Inst Class AEMIX 92953 20100412 Allianz NACM Emerging Markts Opp Fd Cl P AEMPX 86472 20080707 Allianz NACM Emrgng Mkt OpprtntFd InstCl AOTIX 75146 20060822 Allianz NACM Emrgng Mkt Opprtnts Fd Cl C AOTCX 75144 20060822 Allianz NACM Emrgng Mkt Opprtnts Fd Cl D AOTDX 75145 20060822 Allianz NACM Emrgng Mrkt Opprtnt Fd Cl A AOTAX 75143 20060822 Allianz NACM Gbl Cl A NGBAX 57680 20030313 Allianz NACM Gbl Cl B NGBBX 57681 20030313 Allianz NACM Gbl Cl C NGBCX 57682 20030313 Allianz NACM Gbl Cl D NGBDX 57646 20030313 Allianz NACM Gbl Cl R NGBRX 57647 20030313 Allianz NACM Global Fd Cl P AGMPX 86420 20080707 Allianz NACM Gr Cl A NGWAX 57648 20030313 Allianz NACM Gr Cl B NGWBX 57649 20030313 Allianz NACM Gr Cl C NGWCX 57650 20030313 Allianz NACM Gr Cl D NGWDX 57716 20030320 Allianz NACM Gwth Fd Cl P ANCPX 86427 20080707 Allianz NACM High Yield Bond Fund Admini AYBVX 92973 20100413 Allianz NACM High Yield Bond Fund Class AYBDX 93026 20100419 Allianz NACM High Yield Bond Fund Class AYBAX 92968 20100413 Allianz NACM High Yield Bond Fund Class AYBCX 92969 20100413 Allianz NACM High Yield Bond Fund Class AYBPX 92971 20100413 Allianz NACM High Yield Bond Fund Class AYBRX 92972 20100413 Allianz NACM High Yield Bond Fund Inst C AYBIX 92970 20100412 Allianz NACM Incm & Gwth Fd Cl P AIGPX 86421 20080707 Allianz NACM Incm and Gwth Cl A AZNAX 78806 20070301 Allianz NACM Incm and Gwth Cl C AZNCX 78820 20070302 Allianz NACM Incm and Gwth Cl D AZNDX 78807 20070301 Allianz NACM Incm and Gwth Insti Cl AZNIX 78808 20070301 Allianz NACM Int'l Fd Cl P ANIPX 86429 20080707 Allianz NACM Internaional Growth Opportu ALOVX 92957 20100413 Allianz NACM International Growth Opport ALODX 92954 20100413 Allianz NACM International Growth Opport ALOPX 92955 20100412 Allianz NACM International Growth Opport ALORX 92956 20100413 Allianz NACM International Growth Opport AOPAX 92965 20100413 Allianz NACM International Growth Opport AOPCX 92966 20100413 Allianz NACM Intl Administrative Cl ANCAX 72971 20060324 Allianz NACM Intl Cl R ANIRX 72973 20060324 Allianz NACM Intl Fd inst Cl NAISX 47607 20010509 Allianz NACM Intl Grwth Opprtnts Instnl ALOIX 93351 20100412 Allianz NACM Micro Cap Inst Class AMCIX 93024 20100419 Allianz NACM Mid-Cap Gwth Cl A ANMAX 80734 20070807 Allianz NACM Mid-Cap Gwth Cl C ANMGX 80667 20070801 Allianz NACM Mid-Cap Gwth Fd Cl P AMGPX 86424 20080707 Allianz NACM MidCap Gwth Institutinal Cl ANMIX 80634 20070731 Allianz NACM Pacific Rim Cl A PPRAX 57664 20030313 Allianz NACM Pacific Rim Cl B PPRBX 57665 20030313 Allianz NACM Pacific Rim Cl C PPRCX 57666 20030313 Allianz NACM Pacific Rim Cl D PPRDX 57667 20030313 Allianz NACM Pacific Rim Fd Cl P APRPX 86437 20080707 Allianz NACM Pacific Rim Fd Instl Cl NAPRX 36814 20000131 Allianz NACM Small to Mid Cap Growth Ins ASGIX 93025 20100419 Allianz NACM Ultra Micro Cap Inst Class AUMIX 92967 20100412 Allianz NFG Lg-Cap Val Fd Admnstrtv Cl ALNFX 75307 20060920 Allianz NFJ All-Cap Val Fd Cl P ANFPX 86428 20080707 Allianz NFJ All-Cap Value Cl A PNFAX 57659 20030313 Allianz NFJ All-Cap Value Cl B PNFBX 57660 20030313 Allianz NFJ All-Cap Value Fd Admin Cl PNCAX 66958 20050401 Allianz NFJ All-Cap Value Fd Cl C PNFCX 57661 20030313 Allianz NFJ All-Cap Value Fd Cl D PNFDX 57662 20030313 Allianz NFJ All-Cap Value Fd Insti Cl PNFIX 66869 20050401 Allianz NFJ Dividend Val Admnstrtv Cl ANDAX 72972 20060324 Allianz NFJ Dividend Val Fd Cl P ADJPX 86418 20080707 Allianz NFJ Dividend Value Cl A PNEAX 57602 20030311 Allianz NFJ Dividend Value Cl B PNEBX 57603 20030311 Allianz NFJ Dividend Value Cl C PNECX 57604 20030311 Allianz NFJ Dividend Value Cl D PEIDX 53335 20020408 Allianz NFJ Dividend Value Fd Insti Cl NFJEX 44231 20000719 Allianz NFJ eq Incm Cl R PNERX 57605 20030311 Allianz NFJ Glbl Dvd Vl Fnd Inst Cl ANUIX 89590 20090629 Allianz NFJ Global Dividnd Vl Fnd Clss A ANUAX 89587 20090629 Allianz NFJ Global Dividnd Vl Fnd Clss C ANUCX 89588 20090629 Allianz NFJ Global Dividnd Vl Fnd Clss D ANUDX 89589 20090629 Allianz NFJ Global Dividnd Vl Fnd Clss P ANUPX 89591 20090629 Allianz NFJ Int'l Val Fd Admin Cl AIVAX 93811 20100517 Allianz NFJ Int'l Val Fd Cl P AFVPX 86419 20080707 Allianz NFJ Int'l Val Fd Cl R ANJRX 90392 20091103 Allianz NFJ Int'l Val Institutional Cl ANJIX 67538 20050906 Allianz NFJ International Value Class A AFJAX 67065 20050513 Allianz NFJ International Value Class C AFJCX 67066 20050513 Allianz NFJ International Value Class D AFJDX 67067 20050513 Allianz NFJ Large Cap Value Cl A PNBAX 57595 20030311 Allianz NFJ Large Cap Value Cl B PNBBX 57596 20030311 Allianz NFJ Large Cap Value Cl C PNBCX 57597 20030311 Allianz NFJ Large Cap Value Cl D PNBDX 57598 20030311 Allianz NFJ Lg Cap Val Institutional Cl ANVIX 67539 20050906 Allianz NFJ Lg-Cap Val Fd Cl P ALCPX 86423 20080707 Allianz NFJ LgCap Val Cl R ANLRX 72974 20060324 Allianz NFJ Mid-Cap Val Fd Cl A ANVAX 75139 20060822 Allianz NFJ Mid-Cap Val Fd Cl C ANVCX 75141 20060822 Allianz NFJ Mid-Cap Val Fd Cl D ANVDX 75142 20060822 Allianz NFJ Mid-Cap Val Fd Cl P AMVPX 86426 20080707 Allianz NFJ Mid-Cap Val Fd Institutnl Cl ANIVX 75138 20060822 Allianz NFJ Renaissanc Fd Cl C PQNCX 22577 19960620 Allianz NFJ Renaissance Fd Administrativ PRAAX 36777 20000124 Allianz NFJ Renaissance Fd Cl A PQNAX 22576 19960620 Allianz NFJ Renaissance Fd Cl B PQNBX 24427 19970107 Allianz NFJ Renaissance Fd Cl D PREDX 53342 20020408 Allianz NFJ Renaissance Fd Cl R PRNRX 57670 20030313 Allianz NFJ Renaissance Fd inst Cl PRNIX 36774 20000124 Allianz NFJ Sm-Cap Val Fd Cl P ASVPX 86441 20080707 Allianz NFJ Small Cap Value Cl A Fd PCVAX 34889 19981111 Allianz NFJ Small Cap Value Cl B PCVBX 34890 19981111 Allianz NFJ Small Cap Value Cl C Fd PCVCX 34891 19981111 Allianz NFJ Small Cap Value Cl D PNVDX 57606 20030311 Allianz NFJ Small Cap Value Cl R PNVRX 57607 20030311 Allianz NFJ Small Cap Value Fd Administr PVADX 34277 19980924 Allianz NFJ Small Cap Value inst Cl PSVIX 22680 19960620 Allianz OCC Gr Fd Administrative Cl PGFAX 36415 19991029 Allianz OCC Gr Fd Cl A PGWAX 22352 19960620 Allianz OCC Gr Fd Cl B PGFBX 22321 19960620 Allianz OCC Gr Fd Cl C PGWCX 6705 19930211 Allianz OCC Gr Fd Cl D PGRDX 53340 20020408 Allianz OCC Gr Fd inst Cl PGFIX 42673 20000404 Allianz OCC Gwth Fd Cl P AOGPX 86432 20080707 Allianz OCC Opportunity Cl D APPDX 78126 20070116 Allianz OCC Opportunity Fd Administrativ POADX 44035 20000602 Allianz OCC Opportunity Fd Cl A POPAX 22550 19960620 Allianz OCC Opportunity Fd Cl B POOBX 44617 20000926 Allianz OCC Opportunity Fd Cl C POPCX 14058 19950622 Allianz OCC Opportunity Fd Cl P AOCPX 86430 20080707 Allianz OCC Opportunity Fd Cl R AOORX 90393 20091103 Allianz OCC Opportunity Fd inst Cl POFIX 42674 20000404 Allianz OCC Target Cl D PTRDX 53345 20020408 Allianz OCC Target Fd Administrative Cl PTADX 44036 20000602 Allianz OCC Target Fd Cl A PTAAX 22681 19960620 Allianz OCC Target Fd Cl B PTABX 22682 19960620 Allianz OCC Target Fd Cl C PTACX 22683 19960620 Allianz OCC Target Fd Cl P AOTPX 86435 20080707 Allianz OCC Target inst Cl PFTIX 42675 20000404 Allianz OCCA Gr Cl R PPGRX 57663 20030313 Allianz RCM All Horizons Fd Cl A ARHAX 86558 20080718 Allianz RCM All Horizons Fd Cl C ARHCX 86559 20080718 Allianz RCM All Horizons Fd Cl D ARHDX 86560 20080718 Allianz RCM All Horizons Fd Cl P ARHPX 86562 20080718 Allianz RCM All Horizons Fd Instnl Cl ARHIX 86561 20080718 Allianz RCM China Equity Class A ALQAX 94236 20100608 Allianz RCM China Equity Class C ALQCX 94237 20100608 Allianz RCM China Equity Class D ALQDX 94238 20100608 Allianz RCM China Equity Class P ALQPX 94240 20100608 Allianz RCM China Equity Fund Insti ALQIX 94239 20100608 Allianz RCM Disciplined Eq Fd Cl A ARDAX 86553 20080718 Allianz RCM Disciplined Eq Fd Cl C ARDCX 86554 20080718 Allianz RCM Disciplined Eq Fd Cl D ARDDX 86555 20080718 Allianz RCM Disciplined Eq Fd Cl P ARDPX 86557 20080718 Allianz RCM Disciplined Intl eq Fd Admin RAIAX 66870 20050401 Allianz RCM Disciplined Intl eq Fd Cl A RAIGX 53869 20020628 Allianz RCM Disciplined Intl eq Fd Inst DRIEX 32097 19971024 Allianz RCM Discplined Intl eq Fd Cl B RBIGX 53876 20020628 Allianz RCM Discplined Intl eq Fd Cl C RCIGX 53883 20020628 Allianz RCM Discplined Intl eq Fd, Cl D DIENX 36536 19991214 Allianz RCM Dscplnd Eq Fd Instnl Cl ARDIX 86556 20080718 Allianz RCM Gbl Resources Fd Insti Cl RGLIX 65064 20041220 Allianz RCM Gbl Small Cap Cl A RGSAX 53885 20020628 Allianz RCM Gbl Small Cap Cl B RGSBX 53886 20020628 Allianz RCM Gbl Small Cap Cl C RGSCX 53887 20020628 Allianz RCM Gbl Small Cap Fd Cl D DGSNX 36540 19991214 Allianz RCM Gbl Small Cap Fd Cl I DGSCX 35576 19990310 Allianz RCM Gbl Water Fd Cl A AWTAX 48447 20080401 Allianz RCM Gbl Water Fd Cl C AWTCX 48449 20080401 Allianz RCM Gbl Water Fd Cl D AWTDX 48460 20080401 Allianz RCM Gbl Water Fd Cl P AWTPX 48471 20080401 Allianz RCM Glbl Resources Cl A ARMAX 73039 20060403 Allianz RCM Glbl Resources Cl C ARMCX 73040 20060403 Allianz RCM Glbl Resources Cl D ARMDX 73041 20060403 Allianz RCM Global EcioTrnds Fd Insti Cl AECIX 87162 20080903 Allianz RCM Global EcoTrends Fd AECOX 78272 20070201 Allianz RCM Global EcoTrends Fd Cl C AECCX 87161 20080903 Allianz RCM Global EcoTrends Fd Cl D AECDX 87246 20080903 Allianz RCM Global Resources Fd Cl P APGPX 86436 20080707 Allianz RCM Global Sm-Cap Fd Cl P ARSPX 86530 20080707 Allianz RCM Global Water Fd Insti Cl AWTIX 86564 20080718 Allianz RCM Globl EcoTrends Fd Cl P AECPX 87163 20080903 Allianz RCM Int'l Fd Institutional Cl AMOIX 86551 20080718 Allianz RCM Int'l Opportunities Fd Cl C ARICX 86617 20080716 Allianz RCM Int'l Opportunities Fd Cl D ARODX 86563 20080718 Allianz RCM Int'l Opportunities Fd Cl P AMOPX 86552 20080718 Allianz RCM Large Cap Gr Cl A RALGX 53870 20020628 Allianz RCM Large Cap Gr Cl B RBLGX 53877 20020628 Allianz RCM Large Cap Gr Cl C RCLGX 53884 20020628 Allianz RCM Large Cap Gr Cl R PLCRX 57656 20030313 Allianz RCM Large Cap Gr Fd Admin Cl DLGAX 53834 20020628 Allianz RCM Large Cap Gr Fd Instil DRLCX 35577 19990310 Allianz RCM Large Gr Fd Cl D DLCNX 36535 19991214 Allianz RCM Mid Cap Cl A RMDAX 53888 20020628 Allianz RCM Mid Cap Cl B RMDBX 53889 20020628 Allianz RCM Mid Cap Cl C RMDCX 53890 20020628 Allianz RCM Mid Cap Cl R PRMRX 57669 20030313 Allianz RCM Mid Cap Fd Cl D DMCNX 45842 20010119 Allianz RCM MidCap Fd Insti DRMCX 44007 20000526 Allianz RCM Strategic Gwth Fd Cl P AMSPX 86425 20080707 Allianz RCM Strt Gwth Cl C ARCCX 73037 20060403 Allianz RCM Strt Gwth Cl D ARCDX 73038 20060403 Allianz RCM Strtgc Gwth Admntrtv Cl ANRAX 73189 20060419 Allianz RCM Strtgc Gwth Cl A ARCAX 73226 20060403 Allianz RCM Strtgc Gwth Institutional Cl ANRIX 73190 20060419 Allianz RCM Technology Cl A RAGTX 53868 20020628 Allianz RCM Technology Cl B RBGTX 53875 20020628 Allianz RCM Technology Cl C RCGTX 53882 20020628 Allianz RCM Technology Fd Administrative DGTAX 67280 20050708 Allianz RCM Technology Fd Cl D DGTNX 36533 19991215 Allianz RCM Technology Fd Cl P ARTPX 86439 20080707 Allianz RCM Technology Fd Insti DRGTX 32375 19980126 Allianz RCM Wellness Fd Cl A RAGHX 53867 20020628 Allianz RCM Wellness Fd Cl B RBGHX 53874 20020628 Allianz RCM Wellness Fd Cl C RCGHX 53881 20020628 Allianz RCM Wellness Fd Cl D DGHCX 35575 19990310 Alliaz RCM Lg-Cap Gwth Fd Cl P ARLPX 86438 20080707 ALLINAZ NACM Mid-Cap Gwth Cl D ANGDX 80666 20070801 AllincBrnstn Bnd Infltn Strtgy Cls 1 Srs ABNOX 91692 20100127 AllincBrnstn Bnd Infltn Strtgy Cls 2 Srs ABNTX 91694 20100127 AllincBrnstn Bnd Infltn Strtgy Cls A Srs ABNAX 91689 20100127 AllincBrnstn Bnd Infltn Strtgy Cls C Srs ABNCX 91690 20100127 AllincBrnstn Bnd Infltn Strtgy Cls I Srs ANBIX 91696 20100127 AllincBrnstn Bnd Infltn Strtgy Cls K Srs ABNKX 91691 20100127 AllincBrnstn Bnd Infltn Strtgy Cls R Srs ABNRX 91693 20100127 Allnc Brnstn Hgh Incm Mncpl Ptf Advsr Cl ABTYX 91945 20100208 Allnc Brnstn Hgh Incm Mncpl Ptf Cls C Sr ABTFX 91944 20100203 Allnc Brnstn Mncpl Bnd Infltn Strtgy Adv AUNYX 91949 20100203 Allnc Brnstn Mncpl Bnd Infltn Strtgy Cls AUNCX 91946 20100203 Allnc Brnstn Mncpl Bnd Infltn Strtgy Cls AUNAX 91947 20100203 Allnc Brnstn Mncpl Bnd Infltn Strtgy Cls AUNTX 91948 20100203 Allnc Brnstn Mncpl Bnd Infltn Strtgy Cls AUNOX 92072 20100304 AllncBrnstn Blncd Shrs Inc Cls I Shs CABIX 65234 20050307 AllncBrnstn Blncd Shrs Inc Cls K Shs CBSKX 65239 20050307 AllncBrnstn Blndd Styl Srs Inc US Lg Cp ABBKX 65086 20050324 AllncBrnstn Blndd Styl Srs Inc US Lrg Cp ABBIX 65085 20050324 AllncBrnstn Bnd Infltn StrtgyAdvsrClsSrs ABNYX 91695 20100127 AllncBrnstn Cap Fd Inc SmCp GwthPtf Cl K QUAKX 65272 20050307 AllncBrnstn Cp Fd Inc AllncBrn Sm Cp Gwt QUARX 65273 20050307 AllncBrnstn Cp Fd Inc AllncBrnstn Sm Cp QUAIX 65271 20050307 AllncBrnstn Focused Growth ADGIX 65282 20050324 AllncBrnstn Focused Gwth&Incm Fd Cl K ADGKX 65191 20050307 AllncBrnstn Grwth and Inc Fd Inc Cls I CBBIX 65235 20050307 AllncBrnstn Grwth and Inc Fd Inc Cls K CBBKX 65236 20050307 AllncBrnstn Hgh Incm Mncpl Ptf Cls A ABTHX 92302 20100326 AllncBrnstn Lrg Cap Gwth Fd Inc Cls I ALLIX 65210 20050307 AllncBrnstn Lrg Cap Gwth Fd Inc Cls K ALCKX 65209 20050307 AllncBrnstn Ptf Bal Wlth Strtgy Cl K ABWKX 65187 20050307 AllncBrnstn Ptf Grwth Fd Cl I Shs AGFIX 65193 20050307 AllncBrnstn Ptf Grwth Fd Cl K Shs AGFKX 65194 20050307 AllncBrnstn Ptf Grwth Fd Cl R Shs AGFRX 65195 20050307 AllncBrnstn Ptf Wlth Apprctn Cl K AWAKX 65230 20050307 AllncBrnstn Ptf Wlth Ptf Apprctn Cl AWAIX 65229 20050307 AllncBrnstn Ptf:Bal Wlth Strtgy Cl I ABWIX 65163 20050307 AllncBrnstn Tr: AllncBrnstn Val Fd Cl K ABVKX 65122 20050307 AllncBrnstn Trt AllncBrn Sml/Mid Cap ABSKX 65115 20050307 AllncBrnstn Trt AllncBrnstn Glbl Val Fd ABGKX 65090 20050324 AllncBrnstn Trt AllncBrnstn Glbl Val Fd ABGRX 65091 20050324 AllncBrnstn Trt AllncBrnstn Glbl Val Fd AGVIX 65200 20050307 AllncBrnstn Trt AllncBrnstn Intl Val Fd AIVIX 65207 20050307 AllncBrnstn Trt AllncBrnstn Intl Val Fu AIVKX 65208 20050307 AllncBrnstn Trt AllncBrnstn Sml/MidCap ABSIX 65114 20050307 AllncBrnstn Trust ABVIX 65281 20050324 AllncBrnstn Utly Inc Fd Inc Cls I AUIIX 65226 20050307 AllncBrnstn Utly Inc Fd Inc Cls K AUIKX 65227 20050307 AllncBrnstn Utly Inc Fd Inc Cls R AUIRX 65228 20050307 Allnz Gbl Invstr Sltn Cr Alctn Admstrtv AGAMX 89308 20090505 Allnz Glbl Invstrs Sltns 2020 Fd Cl Inst AGNIX 88367 20090108 AlncBrnstn Cr Optnts Fd Inc Advsr ClsShs ADGYX 92727 20100401 AlncBrnstn MltAst Inflt Strtgy Adv ClShs AMTYX 92186 20100309 AlncBrnstn MltAst Inflt Strtgy Cl 1 Shs AMTOX 92183 20100309 AlncBrnstn MltAst Inflt Strtgy Cl A Shs AMTAX 92180 20100309 AlncBrnstn MltAst Inflt Strtgy Cl C Shs ACMTX 92178 20100309 AlncBrnstn MltAst Inflt Strtgy Cl I Shs AMTIX 92181 20100309 AlncBrnstn MltAst Inflt Strtgy Cl K Shs AMTKX 92182 20100309 AlncBrnstn MltAst Inflt Strtgy Cl R Shs AMTRX 92184 20100309 Alnz Glbl Invstrs Sltns 2015 Fd Cl Insti AZGIX 88297 20081231 Alnz Glbl Invstrs Sltns 2015 Fund Cl Adm AZAMX 88371 20090108 Alnz Glbl Invstrs Sltns 2020 Fd Cl Admin AGLMX 88275 20081231 Alnz Glbl Invstrs Sltns 2030 Fd Cl Admin ABAMX 88272 20081231 Alnz Glbl Invstrs Sltns 2030 Fd Cl Inst ABLIX 88415 20081231 Alnz Glbl Invstrs Sltns 2050 Fd Cl Admin ANAMX 88279 20081231 Alnz Glbl Invstrs Sltns 2050 Fd Cl Insti ASNIX 88286 20081231 Alnz Glbl Invstrs Sltns Rtrmnt Inc FdClA AGRAX 88368 20090108 Alnz Glbl Invstrs Sltns Rtrmnt Inc FdClC ARTCX 88281 20081231 Alnz Glbl Invstrs Sltns Rtrmnt Inc FdClD ARTDX 88282 20081231 Alnz Glbl Invstrs Sltns Rtrmnt Inc FdClP AGRPX 88278 20081231 Alnz Glbl Invstrs Sltns Rtrmnt Inc FdClR ASRRX 88370 20090108 Alnz Glbl Invstrs SltnsRtrmntIncmFdClAdm ARAMX 88280 20081231 Alnz Glbl InvstrsSltnsRtrmntIncmFdClInst AVRIX 88289 20081231 Alpha Hedged Strategies Fd Cl C Shares APHCX 73986 20060809 AlphaMark Lg Cap Gwth Fd AMLCX 87759 20081111 AlphaMark Sm Cap Gwth Fd AMSCX 87800 20081113 Alpine Accelerating Dividend Fd AADDX 87917 20081201 Alpine Cyc Advantage Property Fd Cl Y EUEYX 20206 19960620 Alpine Dynamic Dividend Fd ADVDX 58939 20031006 Alpine Dynamic Financial Services Fd ADFSX 72093 20051104 Alpine Dynamic Tranformations Fd ADTRX 82724 20080102 Alpine Emerging Markets Real Estate Fund AEMEX 87390 20080930 Alpine Global Dynamic Dividend Fd XAGDX 73984 20060809 Alpine Global Intrastructure Fund AIFRX 87391 20080930 Alpine Global Premier Properties Fund XAWPX 79541 20070504 ALPINE INCOME TR TAX OPTI ATOIX 57189 20030106 Alpine Intl RE Equity Fund EGLRX 6147 19931008 ALPINE REALTY INCM & GRW Y AIGYX 46000 20010131 ALPINE SER TR DYNAM BA ADBYX 53354 20020415 Alpine Total Dynamic Dividend Fund XAODX 78262 20070130 ALPINE TX OPTIMIZED INCM ADV ATOAX 62942 20040413 Alpine Woods Cap Invs, LLC ADINX 73814 20060717 ALPS /GNI Long-Short Fd Cl I ALSIX 90498 20091109 ALPS/GNI Long-Short Fd Cl A AGLSX 90486 20091109 AM CENT INTL OPP AIOIX 54023 20020814 AM CENT SMCP QTV ASQAX 54029 20020726 AM CENT VAL II AVPVX 54032 20020814 AM CENT VEEDOT AVDIX 54031 20020814 AM GBL GR INSTL AGGIX 54021 20020814 Amana Developing World Fund AMDWX 90281 20091005 Amana Growth Funds Trust - Growth Fund AMAGX 14450 19960620 Amana Income Funds Trust - Income Fund AMANX 14451 19960620 AMCAP Fd, Cl 529-A Shares CAFAX 53073 20020314 AMCAP Fd, Cl 529-C Shares CAFCX 53079 20020314 AMCAP Fd, Cl 529-E Shares CAFEX 53080 20020314 AMCAP Fd, Cl 529-F-1 Shares CAFFX 53081 20020314 AMCAP Fd, Cl A Shares A AMCPX 14455 19960620 AMCAP Fd, Cl B Shares AMPBX 42661 20000331 AMCAP Fd, Cl C Shares AMPCX 47211 20010405 AMCAP Fd, Cl F-1 Shares AMPFX 47212 20010405 AMCAP Fd, Cl F-2 Shares AMCFX 86944 20080801 AMCAP Fd, Cl R-1 Shares RAFAX 53651 20020607 AMCAP Fd, Cl R-2 Shares RAFBX 53652 20020607 AMCAP Fd, Cl R-3 Shares RAFCX 53653 20020607 AMCAP Fd, Cl R-4 Shares RAFEX 53654 20020607 AMCAP Fd, Cl R-5 Shares RAFFX 53655 20020607 AMCAP Fd, Cl R-6 Shares RAFGX 89215 20090504 AMCAP FUND CAFBX 53078 20020314 AmCent-Benham Premium Mgd Bd ACBPX 34506 19980130 Amer Bal Fd Cl F-2 Shs AMBFX 87034 20080801 Amer Bal Fd Cl R-1 Shs RLBAX 53711 20020607 Amer Bal Fd Cl R-2 Shs RLBBX 53712 20020607 Amer Bal Fd Cl R-3 Shs RLBCX 53713 20020607 Amer Bal Fd Cl R-4 Shs RLBEX 53714 20020607 Amer Bal Fd Cl R-5 Shs RLBFX 53715 20020607 Amer Bal Fd, Cl 529-A Shares CLBAX 53139 20020314 Amer Bal Fd, Cl 529-B Shares CLBBX 53140 20020314 Amer Bal Fd, Cl 529-C Shares CLBCX 53141 20020314 Amer Bal Fd, Cl 529-E Shares CLBEX 53142 20020314 Amer Bal Fd, Cl 529-F-1 Shs CLBFX 53143 20020314 Amer Bal Fd, Cl A Shs ABALX 14280 19960209 Amer Bal Fd, Cl B Shs BALBX 42660 20000331 Amer Bal Fd, Cl C Shs BALCX 47215 20010405 Amer Bal Fd, Cl R-6 Shs RLBGX 89216 20090501 Amer Bcn Zbr Lrg Cp Eqty Fd A Cls AZLAX 93975 20100601 Amer Bcn Zbr Lrg Cp Eqty Fd Inst Cls AZLIX 93908 20100601 Amer Bcn Zbr Lrg Cp Eqty Fd Invstr Cls AZLPX 93909 20100601 Amer Bcn Zbr Lrg Cp Eqty Fd Rtrmnt Cls AZLRX 93910 20100601 Amer Bcn Zbr Lrg Cp Eqty Fd Y Cls AZLYX 93911 20100601 Amer Bcn Zbr Sml Cp Eqty Fd A Cls AZSAX 93976 20100601 Amer Bcn Zbr Sml Cp Eqty Fd Inst Cls AZSIX 93912 20100601 Amer Bcn Zbr Sml Cp Eqty Fd Y Cls AZSYX 93914 20100601 Amer Bcn Zbr Sml Cp Eqty FdInvstrCls AZSPX 93913 20100601 Amer Bd Fd Of Amer B BFABX 42659 20000324 AMER BD FD OF AMER C BFACX 47217 20010323 Amer Beacon Bal Fd adv Cl ABLSX 67165 20050606 Amer Beacon Bal Fd AMR Cl AABNX 42620 20000328 Amer Beacon Bal Fd inst Cl AADBX 14268 19960620 Amer Beacon Bal Fd Inv Cl AABPX 34513 19981111 Amer Beacon Emerging Markets Fd Inv Cl AAEPX 54439 20021003 Amer Beacon Emerging Mkts Fd AMR Cl AAMRX 45706 20010116 Amer Beacon Emerging Mkts Fd Inst Cl AEMFX 45708 20010116 Amer Beacon Enhanced Incm Fd Inv Cl AANPX 58463 20030709 Amer Beacon High Yield bd Fd Inst Cl AYBFX 45714 20010112 Amer Beacon High Yield bd Fd Inv Cl AHYPX 53357 20020415 Amer Beacon Intermediate bd Fd - AMR Cl AABDX 42622 20000328 Amer Beacon Intermediate bd Fd Inv Cl ABIPX 88955 20090302 Amer Beacon Intl eq Fd adv Cl AAISX 58196 20030611 Amer Beacon Intl eq Fd AMR Cl AAIAX 14272 19960620 Amer Beacon Intl eq Fd Inst Cl AAIEX 14273 19960620 Amer Beacon Intl eq Fd Inv Cl AAIPX 34516 19981111 Amer Beacon Intl eq Index Fd Inst Cl AIIIX 45709 20010118 Amer Beacon Large Cap Gr Fd AMR Cl ALFIX 45711 20010116 Amer Beacon Large Cap Gr Fd Inst Cl ALCGX 45710 20010116 Amer Beacon Large Cap Value Fd adv Cl AVASX 67166 20050606 Amer Beacon Large Cap Value Fd AMR Cl AAGAX 14271 19960620 Amer Beacon Large Cap Value Fd inst Cl AADEX 14269 19960620 Amer Beacon Large Cap Value Fd Inv Cl AAGPX 34514 19981111 Amer Beacon Mid-Cap Value Fd - adv Cl AMCSX 80370 20070703 Amer Beacon Mid-Cap Value Fd Inv Cl AMPAX 73000 20060324 Amer Beacon Mid-Cap Value Fd-AMR Cl AMDIX 64234 20040702 Amer Beacon S&P 500 Index Fd Inv Cl AAFPX 42842 20000331 Amer Beacon S&P Index Fd inst Cl AASPX 34246 19980910 Amer Beacon Short-Term bd Fd - AMR Cl AASBX 42621 20000328 Amer Beacon Short-Term bd Fd Inv Cl AALPX 34517 19980130 Amer Beacon Small Cap Index Fd Inst Cl ASCIX 45727 20010118 Amer Beacon Small Cap Value Fd - AMR Cl AASVX 42623 20000328 Amer Beacon Small Cap Value Fd adv Cl AASSX 58197 20030611 Amer Beacon Small Cap Value Fd Inst Cl AVFIX 45712 20010116 Amer Beacon Small Cap Value Fd Inv Cl AVPAX 45713 20010116 Amer Beacon Treasury Inflation Protected ABTPX 88969 20090302 Amer Beacon Treasury Inflation Protected ATPIX 64235 20040702 Amer Cap World Bd Fd B WBFBX 42667 20000323 AMER CAP WORLD BD FD C CWBCX 47221 20010405 Amer Cap World Gr & In B CWGBX 42653 20000331 AMER CAP WORLD GRW & INCM C CWGCX 47222 20010405 Amer Cap World Incm Bldr B CIBBX 42658 20000331 AMER CAP WORLD PT ACGEX 73565 20060619 AMER CAPITAL INCM BUILDER C CIBCX 47219 20010405 AMER CENT BAL FD INST ABINX 50554 20011211 Amer Cent Emerg Mkts Inst AMKIX 36982 20000225 AMER CENT EQ GRW FD C AEYCX 57841 20030408 AMER CENT EQ INCM INST CL ACIIX 48945 20010920 AMER CENT GLBL GRWTH C AGLCX 57848 20030408 AMER CENT HI YLD INST ACYIX 64335 20040804 AMER CENT INFLAT ADJ BD INST AIANX 57285 20030110 AMER CENT INFLATION ADJ TREAS ACITX 44585 20000131 AMER CENT INTL BD INST AIDIX 64336 20040804 AMER CENT INTL DISCOVERY ADV ACIDX 50376 20011119 AMER CENT INTL GRWTH R ATGRX 58817 20030903 AMER CENT INV LEG FCS LRG ACFOX 73562 20060619 AMER CENT INV TAR 2025 ADV CL ACTVX 64403 20040826 AMER CENT LEG FCS LRG ADV ACFDX 73561 20060619 AMER CENT LEG FCS LRG INST ACFSX 73563 20060619 AMER CENT LEG LRG CAP INST ACGHX 73566 20060619 AMER CENT LEG LRG CAP INVS ACGOX 73567 20060619 AMER CENT LEGACY FCS LRG R ACFCX 73560 20060619 AMER CENT LEGACY LRG ADVS ACGDX 73564 20060619 AMER CENT LG CAP VAL INV CL ALVIX 46681 20010306 AMER CENT LG CO VAL C ALVSX 57842 20030408 AMER CENT MID CAP VAL ADV CL AVUAX 64397 20040823 AMER CENT MID CAP VAL INV CL ACMVX 62907 20040401 AMER CENT SH TM GOVT ADV TWAVX 48879 20010905 AMER CENT SM CAP VAL INST ACVIX 50383 20011119 AMER CENT STRAT ALLOC AGG INST AAAIX 50589 20011214 AMER CENT STRAT ALLOC CON INST ACCIX 50590 20011214 AMER CENT STRAT ALLOC MOD INST ASAMX 50594 20011214 AMER CENT TARGET 2010 ADV ACTRX 50380 20011119 AMER CENT TARGET 2015 ADV ACTTX 50381 20011119 AMER CENT TARGET 2020 ADV ACTEX 50379 20011119 AMER CENT ULTRA C TWCCX 57844 20030408 Amer Cent Veedot Inv Cl AMVIX 36700 20000110 AMER CENT VP INTL CL III AIVPX 57286 20030110 AMER CENT VP ULTRA FD CL I AVPUX 57288 20030110 AMER CENT VP ULTRA II AVPSX 57843 20030408 Amer Century 20th Century Opport Fund TWNOX 24514 19970205 Amer Century 20th Select Insl TWSIX 30869 19970829 Amer Century 20th Ultra Insl TWUIX 30871 19970829 Amer Century 20th Vista Advisor TWVAX 30872 19970829 Amer Century 20th Vista Insl TWVIX 30873 19970829 Amer Century Benham H-Yield Municipal Fu ABHYX 34107 19980331 Amer Century Benham High Yield Bond ABHIX 32703 19980129 Amer Century CA Tax-Free bd Fd Inv Cl BCITX 14583 19960620 Amer Century Cap Gr Cl A ACCGX 62762 20040227 Amer Century Cap Gr Cl B ACGBX 62769 20040227 Amer Century Cap Gr Cl C ACPGX 62765 20040227 Amer Century Cap Value adv Cl ACCVX 62736 20040223 Amer Century Company Value Fd Cl 1 AVVIX 64546 20041230 Amer Century Disciplined Gr Fd A Cl ADCVX 67758 20051005 Amer Century Diversified bd A Cl ADFAX 34505 19981111 Amer Century Emerging Markets TWMIX 32909 19980518 Amer Century Emerging Markets Fd- A Cl AEMMX 50384 20011119 Amer Century eq Gr Fd A Cl BEQAX 32304 19980113 Amer Century eq Incm Fd A Cl TWEAX 34507 19981111 Amer Century eq Incm R Shares AEURX 58797 20030902 Amer Century Equity Growth Fund AMEIX 32527 19980226 Amer Century Equity Index Fund ACQIX 35645 19990326 Amer Century Fdamental eq Cl A AFDAX 64440 20041208 Amer Century Fdamental eq Cl B AFDBX 64441 20041208 Amer Century Fdamental eq Cl C AFDCX 64442 20041208 Amer Century Gbl Gold Fd - A Cl ACGGX 50374 20011119 Amer Century Gbl Gr Fd - A Cl AGGRX 50385 20011119 Amer Century GNMA Income Fund BGNMX 6610 19900403 Amer Century Gr R Shares AGWRX 58798 20030902 Amer Century Heritage Fd A Cl ATHAX 32309 19980113 Amer Century High Yield Fd - A Cl AHYVX 57284 20030110 Amer Century Incm & Gr R Shares AICRX 58799 20030902 Amer Century Incm and Gr Fd A Cl AMADX 32528 19980226 Amer Century Income & Growth Fund AMGIX 32529 19980226 Amer Century Intl bd Fd - A Cl AIBDX 50420 20011120 Amer Century Intl Discovery TIDIX 32721 19980415 Amer Century Intl Gr A Cl TWGAX 30868 19970829 Amer Century Intl Value Fd Cl A MEQAX 34821 19981111 Amer Century Intl Value Fd Cl B MEQBX 35864 19990604 Amer Century Large Company Value - A Cl ALPAX 57412 20030210 Amer Century Large Company Value R Share ALVRX 58800 20030902 Amer Century LIVESTRONG 2015 Port adv Cl ARFAX 64694 20050125 Amer Century LIVESTRONG 2015 Port inst C ARNIX 64698 20050125 Amer Century LIVESTRONG 2015 Port Inv Cl ARFIX 64695 20050125 Amer Century LIVESTRONG 2015 Port R Cl ARFRX 64696 20050125 Amer Century LIVESTRONG 2025 Port adv Cl ARWAX 64704 20050125 Amer Century LIVESTRONG 2025 Port Inv Cl ARWIX 64706 20050125 Amer Century LIVESTRONG 2025 Port R Cl ARWRX 64707 20050125 Amer Century LIVESTRONG 2025 Portfoilio ARWFX 64705 20050125 Amer Century LIVESTRONG 2035 Port adv Cl ARYAX 64708 20050125 Amer Century LIVESTRONG 2035 Port inst C ARLIX 64697 20050125 Amer Century LIVESTRONG 2035 Port Inv Cl ARYIX 64709 20050125 Amer Century LIVESTRONG 2035 Port R Cl ARYRX 64710 20050125 Amer Century LIVESTRONG 2045 Port adv Cl AROAX 64699 20050125 Amer Century LIVESTRONG 2045 Port inst C AOOIX 64691 20050125 Amer Century LIVESTRONG 2045 Port Inv Cl AROIX 66543 20050203 Amer Century LIVESTRONG 2045 Port R Cl ARORX 64700 20050125 Amer Century LIVESTRONG Incm Port adv Cl ARTAX 64702 20050125 Amer Century LIVESTRONG Incm Port inst C ATTIX 64713 20050125 Amer Century LIVESTRONG Incm Port Inv Cl ARTOX 64703 20050125 Amer Century LIVESTRONG Incm Portflio R ARSRX 64701 20050125 Amer Century Long-Short Market Neutral F ALHIX 67760 20051005 Amer Century Long-Short Market Neutral F ALIAX 67761 20051005 Amer Century Long-Short Market Neutral F ALIBX 72070 20051104 Amer Century Long-Short Market Neutral F ALICX 72071 20051104 Amer Century Long-Short Market Neutral F ALIRX 67762 20051005 Amer Century Long-Short Market Neutral F ALISX 67763 20051005 Amer Century Long-Term Tax-Free Fd Cl A MMBAX 34822 19981111 Amer Century Long-Term Tax-Free Fd Cl B MMDBX 35865 19990604 AMER CENTURY ONE AGGR INV AOGIX 64688 20050125 AMER CENTURY ONE CONSER INV AOCIX 64687 20050125 AMER CENTURY ONE MODERATE INV AOMIX 64689 20050125 AMER CENTURY ONE VERY AGGR AOVIX 64692 20050125 AMER CENTURY ONE VERY CONSEV AONIX 64690 20050125 Amer Century Real Estate Fd - A Cl AREEX 50421 20011120 Amer Century sel Fd - A Cl TWCAX 32311 19980113 AMER CENTURY SM CAP VAL ADV CL ACSCX 47879 20010228 Amer Century Small Cap Gr Fd - Cl A ANOAX 57414 20030210 Amer Century Small Cap Gr Fd - Cl B ANOBX 57415 20030210 Amer Century Small Cap Gr Fd - Cl C ANOCX 57416 20030210 Amer Century Small Cap Gr Fd - Inst Cl ANONX 80184 20070618 Amer Century Small Cap Gr Fd - Inv Cl ANOIX 50592 20011214 Amer Century Small Cap Gr Fd - R Cl ANORX 81454 20071002 Amer Century Small Cap Quantitative Fund ASQIX 35365 19990211 Amer Century Small Cap Value Fund ASVIX 35366 19990209 Amer Century Small Company R Shares ASCRX 58801 20030902 Amer Century Strategic Alloc Aggressive ACVAX 32704 19980413 Amer Century Strategic Alloc Conservativ ACCAX 32705 19980327 Amer Century Strategic Alloc Moderate A ACOAX 32706 19980327 Amer Century Strategic Alloc Moderate R ASMRX 58802 20030902 Amer Century Target 2010 Fd Inv Cl BTTNX 6615 19900403 Amer Century Target 2015 Fd Inv Cl BTFTX 6616 19900403 Amer Century Target 2025 Fd Inv Cla BTTRX 23727 19960215 Amer Century Target Fd 2020 Inv Cl BTTTX 6618 19891229 Amer Century Tax-Managed Value Fund ACTIX 35816 19990504 Amer Century Ultra Fd A Cl TWUAX 30870 19970829 Amer Century Ultra R Shares AULRX 58803 20030902 Amer Century Value Fd - A Cl TWADX 34508 19981111 Amer Century VP Incm & Gr Cl III AIGTX 58440 20030630 Amer Century VP Inflation Prot Cl II AIPTX 58441 20030630 AMER CENTURY VP LGE CO VAL II AVVTX 64715 20050125 AMER CENTURY VP MID CAP VAL II AVMTX 64714 20050125 Amer Century VP Mid Cap Value Fd Cl 1 AVIPX 64545 20041230 Amer Century VP Vista Cl I AVSIX 58442 20030630 Amer Europacific Grw Fd B AEGBX 42665 20000331 AMER EUROPACIFIC GRW FD C AEPCX 47238 20010405 Amer Fd American Bal Fd, Cl F-1 Shs BALFX 47216 20010405 Amer Fd American High-Inc Muni bd Cl F-1 ABHFX 47445 20010319 Amer Fd American Mutual Cl F-1 Shs AMFFX 47210 20010314 Amer Fd bd Fd of America Cl F-1 Shs BFAFX 47218 20010323 Amer Fd Cap Incm Builder Cl F-1 Shs CIBFX 47220 20010405 Amer Fd Cap World Bd Fd Cl F-1 Shs WBFFX 47229 20010314 Amer Fd Cap World Gr & Incm Cl F-1 Shs CWGFX 47223 20010314 Amer Fd EuroPacific Gr Cl F-1 Shs AEGFX 47237 20010405 Amer Fd Fdamental Invs Cl F-1 Shs AFIFX 47240 20010405 Amer Fd Gr Fd of America Cl F-1 Shs GFAFX 47389 20010423 Amer Fd Gr Fd of America Cl F-1 Shs IFAFX 47232 20010405 Amer Fd High-Incm Tr Cl F-1 Shs AHTFX 47244 20010314 Amer Fd Int bd Fd of America Cl F-1 Shs IBFFX 47226 20010316 Amer Fd Inv Co of America Cl F-1 Shs AICFX 47246 20010302 Amer Fd Ltd Term Tax-Ex bd Fd of America LTXFX 47234 20010314 Amer Fd New Economy Fd Cl F-1 Shs ANFFX 47214 20010405 Amer Fd New Perspective Cl F-1 Shs NPFFX 47197 20010405 Amer Fd New World Fd Cl F-1Shs NWFFX 47198 20010405 Amer Fd Short-Term bd Fd of America, Inc ASBFX 75737 20061129 Amer Fd Short-Term bd Fd of America, Inc CFAMX 75690 20061117 Amer Fd SMALLCAP World Cl F-1 Shs SCWFX 47200 20010405 Amer Fd Tax-Ex bd Fd of America Cl F-1 S AFTFX 47241 20010314 Amer Fd Tax-Exempt Fd of CA Cl F-1 Shs TECFX 47203 20010319 Amer Fd Tax-Exempt Fd of MD Cl F-1 Shs TMDFX 47207 20010320 Amer Fd Tax-Exempt Fd of VA Cl F-1 Shs TEVFX 47206 20010320 Amer Fd U.S. Govt Securities Cl F-1 Shs UGSFX 47228 20010314 Amer Fd WA Mutual Invs Fd Cl F-1 Shs WSHFX 47231 20010314 Amer Fds, Intl Gr and Incm Fd, Cl R-5 Sh RIGFX 51592 20081001 Amer Fundamental Inv B AFIBX 42666 20000331 AMER FUNDAMENTAL INV C AFICX 47239 20010405 Amer Grwth Fd Of Amer B AGRBX 42663 20000331 AMER GRWTH FD OF AMER C GFACX 47224 20010405 Amer Hi Incm Muni Bd B ABHMX 42648 20000331 AMER HI INCM MUNI BD C AHICX 47242 20010330 Amer Hi Incm Tr B AHTBX 42646 20000328 AMER HI INCM TR C AHTCX 47243 20010328 Amer High-Incm Tr, Cl 529-F-1 Shs CITFX 53138 20020314 Amer Incm Fd Of Amer B IFABX 42644 20000331 AMER INCM FD OF AMER C IFACX 47227 20010405 AMER INCM SER US GOVT SEC C UGSCX 47208 20010320 AMER INDEP KS TX EX BD FD A IKSTX 58524 20030716 Amer Independence Fd UltraShort Bond Fd ISBSX 30469 19970530 Amer Independence Fds, Intl eq Fd Insti IMSSX 42318 19990405 Amer Independence Fds, NestEgg Dow Jones NECPX 58494 20030714 Amer Independence Fds, NestEgg Dow Jones NECSX 58499 20030714 Amer Independence Fds, NestEgg Dow Jones NEFPX 58495 20030714 Amer Independence Fds, NestEgg Dow Jones NEFYX 23656 20000711 Amer Independence Fds, NestEgg Dow Jones NETHX 23655 20000711 Amer Independence Fds, NestEgg Dow Jones NETPX 58498 20030714 Amer Independence Fds, NestEgg Dow Jones NETWX 23654 20000711 Amer Independence Fds,NestEgg Dow Jones NEHPX 58496 20030714 Amer Inter Bd Fd Of Amer B IBFBX 42657 20000328 AMER INTER BD FD OF AMER C IBFCX 47225 20010328 Amer Inv Co Of Amer B AICBX 42664 20000331 AMER INV CO OF AMER C AICCX 47245 20010405 Amer Israeli Shrd Vls Cptl Aprctn Fd AISHX 93907 20100527 Amer Lt Tm Tx Ex Bd Of Amer B LTXBX 42656 20000328 AMER LT TM TX EX BD OF AMER C LTXCX 47233 20010330 Amer Mutual Fd Inc B AMFBX 42662 20000331 AMER MUTUAL FD INC C AMFCX 47209 20010405 Amer Mutual Fd, Inc., Cl 529-F-1 Shs CMLFX 53149 20020314 Amer New Economy Fd B ANFBX 42649 20000331 AMER NEW ECONOMY FD C ANFCX 47213 20010405 Amer New Perspective Fd B NPFBX 42650 20000331 AMER NEW PERSPECTIVE FD C NPFCX 47236 20010405 Amer New World Fd B NEWBX 42651 20000331 AMER NEW WORLD FD C NEWCX 47235 20010405 Amer Pension Investors Tr Cap Income Fd APIGX 14510 19960620 AMER SKANDIA ADV ASAF AC C AACCX 46620 20010306 Amer Sm Cap World Fd B SCWBX 42652 20000331 AMER SM CAP WORLD FD C SCWCX 47199 20010405 Amer Tx Ex Bd Of Amer B TEBFX 42655 20000331 Amer Tx Ex Fd Of Ca B TECBX 42645 20000331 AMER TX EX FD OF CA C TEBCX 47201 20010330 AMER TX EX FD OF CA SER II C TECCX 47202 20010330 Amer Tx Ex Fd Of Md B TEMBX 42654 20000331 AMER TX EX FD OF MD I C TEMCX 47204 20010405 Amer Tx Ex Fd Of Va B TEVBX 42642 20000331 AMER TX EX FD OF VA C TEVCX 47205 20010405 Amer Us Govt Sec Inc B UGSBX 42668 20000320 Amer Wash Mut Inv B WSHBX 42643 20000331 AMER WASH MUT INV C WSHCX 47230 20010405 Amercn Cntry LvStrng 2015 Prtfl C Cls AFNCX 92052 20100304 America Beacon Large Cap Growth Fd Y Cls ACLYX 92045 20100304 America First Absolute Return Fund Cls A ABRFX 92135 20100302 America First Absolute Return Fund Cls U ABRUX 92136 20100302 America First Quantitative Strategies Fd AFIAX 81912 20071022 America First Quantitative Strategies Fd AFISX 81913 20071022 American Bcn Rtrmnt Incm Aprctn Fd A Cl AAPAX 93844 20100518 American Bcn Trsry Infltn Prt Sec Fd A C ATSAX 93845 20100518 American Beacon Bal Fd A Cl ABFAX 93847 20100518 American Beacon Balanced Fund Y Class ACBYX 92043 20100304 American Beacon Emerging Markets Fd A Cl AEMAX 93848 20100518 American Beacon Emerging Mrkts Fd Y Cls ACEYX 92121 20100304 American Beacon Global Real Est Fd A Cl ABEAX 93843 20100518 American Beacon High Yield Bd Fd A Cl ABHAX 93823 20100518 American Beacon High Yield Bd Fd AMR Cl ABMRX 81126 20070905 American Beacon High Yield Bond Fd Y Cls ACYYX 92051 20100304 American Beacon Int'l Eq Fd A Cl AIEAX 93849 20100518 American Beacon Intermediat Bnd Fd Y Cls ACTYX 92049 20100304 American Beacon Intermediate Bd Fd A Cl AITAX 93846 20100518 American Beacon Intrntnl Eqty Fnd Y Cls ABEYX 89831 20090804 American Beacon Large Cap Vl Fnd Y Cls ABLYX 89905 20090804 American Beacon Lg Cap Gwth Fd A Cl ABGAX 93842 20100518 American Beacon Lg Cap Val Fd A Cl ALVAX 93850 20100518 American Beacon Mid-Cap Val Fd A Cl ABMAX 93822 20100518 American Beacon Mid-Cap Value Fund Y Cls ACMYX 92046 20100304 American Beacon Retirement Incm Fd Y Cls ACRYX 92048 20100304 American Beacon Short-Term Bd Fd A Cl ANSAX 93824 20100518 American Beacon Short-Term Fund Y Class ACOYX 92047 20100304 American Beacon Sm Cap Val Fd A Cl ABSAX 93832 20100518 American Beacon Small Cap Vl Fnd Y Cls ABSYX 89830 20090804 American Beacon Zebra Small Cap Equity F AZSRX 94242 20100601 AMERICAN CENT DISCPL GTH INVES ADSIX 72069 20051104 American Centry ShrtTrm Govt Fd Inst Cls TWUOX 92275 20100301 American Centry Strtgc Infl Oprtnts Fd A ASIDX 93629 20100430 American Century Balanced Fund TWBIX 6680 19920724 American Century CA Tax-Free Bond Instl BCTIX 92264 20100301 American Century Cap Gwth Fd Invstr Cl ACLIX 67376 20050729 American Century Capital Gwth Fd Inst Cl APLIX 67386 20050729 American Century Capital Gwth Fd R Cl APWRX 67387 20050729 American Century Clfrn TxFr Bnd Fd A Cls BCIAX 92303 20100326 American Century Core Plus Fd A Cl ACCQX 75748 20061201 American Century Core Plus Fd B Cl ACCJX 75745 20061201 American Century Core Plus Fd C Cl ACCKX 75746 20061201 American Century Core Plus Fd Insti Cl ACCUX 75749 20061201 American Century Core Plus Fd Invstr Cl ACCNX 75782 20061204 American Century Core Plus Fd R Cl ACCPX 75747 20061201 American Century Disciplned Gwth Fd R Cl ADRRX 67759 20051005 American Century Diversified Bd Fd R Cl ADVRX 67377 20050729 American Century Dsplnd Gwt Fd Instnl Cl ADCIX 67757 20051005 American Century Eq Gwth Fd R Cl AEYRX 67378 20050729 American Century Equity Growth Fund BEQGX 14169 19910125 American Century Equity Income Fund TWEIX 23396 19960620 American Century Equity Index Invest Cl ACIVX 42148 19990726 American Century Fdamental Eq Fd R Cl AFDRX 67380 20050729 American Century Focuse Gwth Investor Cl AFSIX 65052 20041220 American Century Ginnie Mae Fd - C Class BGNCX 92076 20100304 American Century Global Gold Fund BGEIX 6611 19880817 American Century Global Gwth Fd B Cl ACWBX 72223 20051202 American Century Global Gwth Fd R Cl AGORX 67382 20050729 American Century Government Bnd Fd C Cls ABTCX 92040 20100304 American Century Government Bnd Fd R Cls ABTRX 92042 20100304 American Century Growth Fund - C Class TWRCX 92108 20100304 American Century Gvrnmnt Bnd Fd Inst Cls ABTIX 92041 20100304 American Century High-Yield Fd R Cl AHYRX 67383 20050729 American Century Income & Growth Fund BIGRX 14168 19901217 American Century Infltn Prtctn Bd FdCl A APOAX 67150 20050531 American Century Infltn Prtctn Bd FdCl B APOBX 67153 20050531 American Century Infltn Prtctn Bd FdCl C APOCX 67154 20050531 American Century Infltn Prtctn Bd FdCl R APORX 67156 20050531 American Century Int'l Val Fd Cl C ACCOX 73015 20060404 American Century Intl Dscvry Fd C Cls TWECX 92102 20100304 American Century Intl Dscvry Fd R Cls TWERX 92103 20100304 American Century Intl Oprtnts Fd A Cls AIVOX 92057 20100304 American Century Intl Oprtnts Fd C Cls AIOCX 92055 20100304 American Century Intl Oprtnts Fd R Cls AIORX 92056 20100304 American Century Intl Stock Fd Invstr Cl ASKIX 66682 20050331 American Century Inv NT Gwth Insti Cl ACLTX 73393 20060516 American Century Inv NT Vista Insti Cl ACLWX 73394 20060516 American Century Lgcy MultCap Fd AdvCl ACMFX 73523 20060531 American Century Lgcy MultCap FdInv ACMNX 73525 20060531 American Century Lgcy MultCapFd InstCl ACMHX 73524 20060531 American Century Lvestrng 2020 Ptf R Cl ARBRX 85472 20080530 American Century Lvestrng 2030 Ptf R Cl ARCRX 85476 20080530 American Century Lvestrng 2040 Ptf R Cl ARDRX 85479 20080530 American Century Lvestrng 2050 Ptf R Cl ARFWX 85485 20080530 AMERICAN CENTURY MID CAP VAL ACLAX 66605 20050204 American Century Mid Cap Val Fd R Cl AMVRX 67385 20050729 American Century Mid Cap Value Fnd C Cls ACCLX 92044 20100304 American Century New Opportnts Fd A Cls TWNAX 92104 20100304 American Century New Opportunts Fd C Cls TWNCX 92105 20100304 American Century New Opportunts Fd R Cls TWNRX 92107 20100304 American Century New York Tx Free Fnd AC ANYAX 89578 20090630 American Century New York Tx Free FndInv ANYIX 89579 20090630 American Century New York TxFree Fnd CCl ANTCX 89658 20090630 American Century RE Insl CL REAIX 32305 19980113 American Century Real Estate Fund REACX 30757 19970612 American Century Select Fd R Cl ASERX 67389 20050729 American Century Short Duration Fd A Cl ACSQX 75760 20061201 American Century Short Duration Fd B Cl ACSJX 75756 20061201 American Century Short Duration Fd C Cl ACSKX 75757 20061201 American Century Short Duration Fd R Cl ACSPX 75759 20061201 American Century Short-Trm Govt Fd C Cls TWACX 92238 20100304 American Century Short-Trm Govt Fd R Cls TWARX 92277 20100301 AMERICAN CENTURY SMALL CAP QUANTITAT ASCQX 50840 20020122 American Century Small Cap Vl Fd C Cls ASVNX 92069 20100304 American Century Small Cap Vl Fd R Cls ASVRX 92070 20100304 American Century Small Company Fd C Cls ASQCX 92068 20100304 American Century Strat Alloc Conservativ TWSCX 23936 19960910 American Century Strat Alloc Moderate TWSMX 23937 19960910 American Century Strat Alloca Aggressive TWSAX 23934 19960910 American Century Strtgc Infl Oprtnts Fd ASIUX 93632 20100430 American Century Tax-Free Bd Fd Insti Cl AXBIX 67500 20050818 American Century Tax-Free Bond Fd A Cls TWWOX 92110 20100304 American Century Tax-Free Bond Fd C Cls TWTCX 92109 20100304 American Century Twentieth Century Globa TWGGX 35170 19981216 American Century Utilities Fund BULIX 1944 19930226 American Century Val Fd R Cl AVURX 67393 20050729 American Century Value Fund TWVLX 23404 19960620 American Century Value Insl CL AVLIX 32306 19980113 American Century Vista Fd R Cl AVTRX 67392 20050729 American Century Vista Fund - C Class AVNCX 92073 20100304 AMERICAN CENTURY VP BALANCED - INVES AVBIX 50841 20020122 AMERICAN CENTURY VP CAPITAL APPRECIA AVCIX 50844 20020122 AMERICAN CENTURY VP INCOME & GROWTH AVGIX 50845 20020122 American Century VP Infltn Prtctn FdCl I APTIX 67075 20050516 American Century VP Int'l Fd Cl IV AVPLX 65120 20050228 AMERICAN CENTURY VP INTERNATIONAL IN AVIIX 50851 20020123 AMERICAN CENTURY VP VALUE - INVESTOR AVPIX 50846 20020122 American Century VP Vista Fd Cl II APVTX 67005 20050504 AMERICAN CENTY CALIF TX FR&MCA HIYLD CAYAX 57427 20030210 AMERICAN CENTY CALIF TX FR&MCA HIYLD CAYBX 57428 20030210 AMERICAN CENTY CALIF TX FR&MCA HIYLD CAYCX 57429 20030210 AMERICAN CENTY CAP PORTFOLIOEQ INCOM AEYIX 57850 20030409 AMERICAN CENTY CAP PORTFOLIOL CO VAL ALPCX 57413 20030210 AMERICAN CENTY CAP PORTFOLIOLGE CO V ALBVX 57411 20030210 AMERICAN CENTY CAP PORTFOLIOVALUE FD ACBVX 57397 20030210 AMERICAN CENTY CAP PORTFOLIOVALUE FD ACLCX 57399 20030210 AMERICAN CENTY GOVT INCOME TINFL-ADJ AIAVX 57299 20030113 AMERICAN CENTY INVT TR DIVERS B CDBBX 57432 20030210 AMERICAN CENTY INVT TR DIVERS B CDBCX 57433 20030210 AMERICAN CENTY INVT TR HI YIELD ACYBX 57404 20030210 AMERICAN CENTY INVT TR HIGH YLD AHDCX 57406 20030210 AMERICAN CENTY MUN TR HI YIELD AYMCX 57421 20030210 AMERICAN CENTY MUN TR HI YLD M AYMAX 57419 20030210 AMERICAN CENTY MUN TR HI YLD M AYMBX 57420 20030210 AMERICAN CENTY MUT FDS INC CAP VAL ACPIX 57822 20030404 AMERICAN CENTY MUT FDS INC HERITAGE AHGCX 57824 20030404 AMERICAN CENTY MUT FDS INC SELECT F ABSLX 57395 20030210 AMERICAN CENTY MUT FDS INC SELECT F ACSLX 57401 20030210 AMERICAN CENTY QUANT INCOME&G ACGCX 57818 20030408 AMERICAN CENTY STRATEGIC ASSSTR ALLO ASTCX 57819 20030408 AMERICAN CENTY STRATEGIC ASSSTRAT AG ASTAX 57825 20030404 AMERICAN CENTY VAR PORTFOLIOVP INCM& AVPGX 57826 20030404 AMERICAN CENTY VAR PORTFOLIOVP INTL ANVPX 57301 20030113 AMERICAN CENTY VAR PORTFOLIOVP ULTRA AVUTX 57828 20030404 AMERICAN CENTY VAR PORTFOLIOVP VALUE AVPTX 57827 20030404 AMERICAN CENTY WORLD MUT FDSEMERG MK ACECX 57821 20030404 AMERICAN CENTY WORLD MUT FDSINTL GRO AIWCX 57409 20030210 AMERICAN CENTY WORLD MUT FDSINTL GRO CBIGX 57430 20030210 AMERICAN CENTY WORLD MUT FDSINTL OPP ACIOX 57388 20030131 American Cntry Calfrn TxFr Bnd Fd C Cls BCIYX 92298 20100326 American Cntry Fdamntl Eq Fd Inst Cl AFEIX 67381 20050729 American Cntry Fdmntal Eq Fd Invstr Cl AFDIX 67379 20050729 American Cntry HghYld Mncpl Fd Inst Cls AYMIX 92074 20100304 American Cntry Int'l Val Fd Cl R ACVRX 73027 20060404 American Cntry Int'l Val Fd Instnl Cl ACVUX 73028 20060404 American Cntry Int'l Val Fd Invstr Cl ACEVX 73016 20060404 American Cntry Intrntnl Cr Eqty FdA Cl ACIQX 75753 20061201 American Cntry Intrntnl Cr Eqty FdB Cl ACIJX 75750 20061201 American Cntry Intrntnl Cr Eqty FdC Cl ACIKX 75751 20061201 American Cntry Intrntnl Cr Eqty FdR Cl ACIRX 75754 20061201 American Cntry Inv NT Dvrsfd Bd Insti Cl ACLDX 73387 20060515 American Cntry Inv NT Emrgng Mkt Inst Cl ACLKX 73388 20060516 American Cntry Inv NT Eq Gwth Insti Cl ACLEX 73449 20060519 American Cntry Inv NT Int'l Gwth Inst Cl ACLNX 73391 20060516 American Cntry Inv NT Lg Co Val Insti Cl ACLLX 73389 20060516 American Cntry Inv NT Md Cp Val Inst Cl ACLMX 73390 20060516 American Cntry Inv NT Sm Co Insti Cl ACLOX 73392 20060516 American Cntry LngTrm TaxFree Fd Cl C ACTCX 73026 20060404 American Cntry Lvestrng 2020 Ptf Advsr C ARBMX 85471 20080530 American Cntry LveStrng 2020 PtfInvstrCl ARBVX 85474 20080530 American Cntry Lvestrng 2020Ptf Insti Cl ARBSX 85473 20080530 American Cntry Lvestrng 2030 Ptf AdvsrCl ARCMX 85475 20080530 American Cntry Lvestrng 2030 Ptf Inst Cl ARCSX 85549 20080530 American Cntry LveStrng 2030 PtfInvstcCl ARCVX 85477 20080530 American Cntry Lvestrng 2040 Ptf Advsr C ARDMX 85478 20080530 American Cntry Lvestrng 2040 Ptf InstiCl ARDSX 85480 20080530 American Cntry Lvestrng 2040Ptf Invstr C ARDVX 85481 20080530 American Cntry Lvestrng 2050 Ptf Advsr C ARFMX 85482 20080530 American Cntry Lvestrng 2050 Ptf InstiCl ARFSX 85483 20080530 American Cntry Lvestrng2050 Ptf Invstr C ARFVX 85484 20080530 American Cntry LvStrng Incm Prtfl C Cls ATTCX 92071 20100304 American Cntry Nw Oprtnts Fd Inst Cls TWNIX 92106 20100304 American Cntry Short Duration FdInsti Cl ACSUX 75761 20061201 American Cntry Strtgc Inf Oprtnts Fd Inv ASIOX 93631 20100430 American Cntry Strtgc Infl Oprtnts Fd C ASIZX 93633 20100430 American Cntry Strtgc Infl Oprtnts Fd In ASINX 93630 20100430 American Europacific Growth Funds AEPGX 14191 19960311 American Fd Glbl Sm Cptlztn HLS Fd Cl IB HVSBX 83902 20080505 American FdBlu Chp Incm&Gwth HLS FdCl IB HVCBX 83896 20080430 American Fds Asset Allocatn HLS Fd Cl IB HVABX 83894 20080430 American Fds Bd HLS Fd Cl IB HVBBX 83895 20080430 AMERICAN FDS CAPITAL WORLD GWTH & IN RWIFX 53767 20020613 American Fds Glbl Gwth&Incm HLS Fd Cl IB HVIBX 83898 20080430 American Fds Global Bd HLS Fd Cl IB HVDBX 83897 20080430 American Fds Global Gwth HLS Fd Cl IB HVLBX 83899 20080430 American Fds Gwth HLS Fd Cl IB HVRBX 83901 20080505 American Fds Gwth Incm HLS Fd Cl IB HVNBX 83900 20080505 AMERICAN FDS INCOME SERIES USGVT SE RGVAX 53686 20020607 AMERICAN FDS INCOME SERIES USGVT SE RGVBX 53687 20020607 AMERICAN FDS INCOME SERIES USGVT SE RGVCX 53688 20020607 AMERICAN FDS INCOME SERIES USGVT SE RGVEX 53689 20020607 AMERICAN FDS INCOME SERIES USGVT SE RGVFX 53690 20020607 AMERICAN FDS INCOME SRS (US GOVT SEC CGTAX 53114 20020314 AMERICAN FDS INCOME SRS (US GOVT SEC CGTBX 53115 20020314 AMERICAN FDS INCOME SRS (US GOVT SEC CGTCX 53116 20020314 AMERICAN FDS INCOME SRS (US GOVT SEC CGTEX 53117 20020314 American Fds Int'l HLS Fd Cl IB HVTBX 83903 20080505 American Fds New World HLS Fd Cl IB HVWBX 83904 20080505 American Fds ShrtTrm Fd of Amrc Inc Cl B AMSBX 75735 20061129 American Fds ShrtTrmBdFdofAmrcIncCl529B CBAMX 75687 20061117 American Fds10 Trgt Dt Rtrmnt Fd Cl A AAATX 78728 20070226 American Fds10 Trgt Dt Rtrmnt Fd Cl R2 RBATX 78747 20070226 American Fds10 Trgt Dt Rtrmnt Fd Cl R3 RCATX 78756 20070226 American Fds10 Trgt Dt Rtrmnt Fd Cl R4 RDATX 78764 20070226 American Fds10 Trgt Dt Rtrmnt Fd Cl R5 REATX 78773 20070226 American Fds10 Trgt Dt Rtrmnt Fd ClR1 RAATX 78738 20070226 American Fds15 Trgt Dt Rtrmnt Fd Cl A AABTX 78729 20070226 American Fds15 Trgt Dt Rtrmnt Fd Cl R2 RBJTX 78754 20070226 American Fds15 Trgt Dt Rtrmnt Fd Cl R3 RCJTX 78762 20070226 American Fds15 Trgt Dt Rtrmnt Fd Cl R4 RDBTX 78765 20070226 American Fds15 Trgt Dt Rtrmnt Fd Cl R5 REJTX 78780 20070226 American Fds15 Trgt Dt Rtrmnt Fd ClR1 RAJTX 78745 20070226 American Fds20 Trgt Dt Rtrmnt Fd Cl A AACTX 78730 20070226 American Fds20 Trgt Dt Rtrmnt Fd Cl R2 RBCTX 78748 20070226 American Fds20 Trgt Dt Rtrmnt Fd Cl R3 RCCTX 78757 20070226 American Fds20 Trgt Dt Rtrmnt Fd Cl R4 RDCTX 78766 20070226 American Fds20 Trgt Dt Rtrmnt Fd Cl R5 RECTX 78774 20070226 American Fds20 Trgt Dt Rtrmnt Fd ClR1 RACTX 78739 20070226 American Fds25 Trgt Dt Rtrmnt Fd Cl A AADTX 78731 20070226 American Fds25 Trgt Dt Rtrmnt Fd Cl R2 RBDTX 78749 20070226 American Fds25 Trgt Dt Rtrmnt Fd Cl R3 RCDTX 78758 20070226 American Fds25 Trgt Dt Rtrmnt Fd Cl R4 RDDTX 78767 20070226 American Fds25 Trgt Dt Rtrmnt Fd Cl R5 REDTX 78775 20070226 American Fds25 Trgt Dt Rtrmnt Fd ClR1 RADTX 78740 20070226 American Fds30 Trgt Dt Rtrmnt Fd Cl R2 RBETX 78750 20070226 American Fds30 Trgt Dt Rtrmnt Fd Cl R3 RCETX 78759 20070226 American Fds30 Trgt Dt Rtrmnt Fd Cl R4 RDETX 78768 20070226 American Fds30 Trgt Dt Rtrmnt Fd Cl R5 REETX 78776 20070226 American Fds30 Trgt Dt Rtrmnt Fd ClR1 RAETX 78741 20070226 American Fds35 Trgt Dt Rtrmnt Fd Cl A AAFTX 78732 20070226 American Fds35 Trgt Dt Rtrmnt Fd Cl R2 RBFTX 78751 20070226 American Fds35 Trgt Dt Rtrmnt Fd Cl R3 RCFTX 78760 20070226 American Fds35 Trgt Dt Rtrmnt Fd Cl R4 RDFTX 78769 20070226 American Fds35 Trgt Dt Rtrmnt Fd Cl R5 REFTX 78777 20070226 American Fds35 Trgt Dt Rtrmnt Fd ClR1 RAFTX 78742 20070226 American Fds40 Trgt Dt Rtrmnt Fd Cl A AAGTX 78733 20070226 American Fds40 Trgt Dt Rtrmnt Fd Cl R2 RBKTX 78755 20070226 American Fds40 Trgt Dt Rtrmnt Fd Cl R3 RCKTX 78763 20070226 American Fds40 Trgt Dt Rtrmnt Fd Cl R4 RDGTX 78770 20070226 American Fds40 Trgt Dt Rtrmnt Fd Cl R5 REGTX 78778 20070226 American Fds40 Trgt Dt Rtrmnt Fd ClR1 RAKTX 78746 20070226 American Fds45 Trgt Dt Rtrmnt Fd Cl A AAHTX 78734 20070226 American Fds45 Trgt Dt Rtrmnt Fd Cl R2 RBHTX 78752 20070226 American Fds45 Trgt Dt Rtrmnt Fd Cl R3 RCHTX 78802 20070226 American Fds45 Trgt Dt Rtrmnt Fd Cl R4 RDHTX 78771 20070226 American Fds45 Trgt Dt Rtrmnt Fd Cl R5 REHTX 78779 20070226 American Fds45 Trgt Dt Rtrmnt Fd ClR1 RAHTX 78743 20070226 American Fds50 Trgt Dt Rtrmnt Fd Cl A AALTX 78800 20070226 American Fds50 Trgt Dt Rtrmnt Fd Cl R2 RBITX 78753 20070226 American Fds50 Trgt Dt Rtrmnt Fd Cl R3 RCITX 78761 20070226 American Fds50 Trgt Dt Rtrmnt Fd Cl R4 RDITX 78772 20070226 American Fds50 Trgt Dt Rtrmnt Fd Cl R5 REITX 78803 20070226 American Fds50 Trgt Dt Rtrmnt Fd ClR1 RAITX 78744 20070226 American Fundamental Investors Fund ANCFX 6648 19910220 American Funds/Growth Fund Cl C AMRCX 35747 19990414 American Growth Fund Cl A AMRAX 24252 19960724 American Growth Fund Cl B AMRBX 24193 19961119 American Growth Fund Cl D AMRGX 14465 19960620 American Growth Fund Of America AGTHX 6707 19930211 American Hgh Incm Mncpl Bd Fd Inc ClF2Sh AHMFX 86940 20080801 American High Income Muni Bond Fund AMHIX 14459 19960620 AMERICAN HIGH INCOME TR CL R-1 S RITAX 53706 20020607 AMERICAN HIGH INCOME TR CL R-2 S RITBX 53707 20020607 AMERICAN HIGH INCOME TR CL R-3 S RITCX 53708 20020607 AMERICAN HIGH INCOME TR CL R-4 S RITEX 53709 20020607 AMERICAN HIGH INCOME TR CL R-5 S RITFX 53710 20020607 American High Income Trust AHITX 14421 19960129 American High-Incm Tr, Cl F-2 Shs AHIFX 86939 20080801 AMERICAN HIGH-INCOME TRUST CITAX 53134 20020314 AMERICAN HIGH-INCOME TRUST CITBX 53135 20020314 AMERICAN HIGH-INCOME TRUST CITCX 53136 20020314 AMERICAN HIGH-INCOME TRUST CITEX 53137 20020314 American High-Income Trust Cl R-6 RITGX 89269 20090504 American Income Fund Of Amer AMECX 14254 19960531 American Independence Fds Fusion Fd Cl I AFFSX 90805 20091222 American Independence Intermediate Bond IIISX 30468 19970530 American Independence Stock Fund SEKSX 22974 19960620 American Independence Stock Inst'l Servi ISISX 30490 19970616 American Indpndnc Fd Tr Int'l Eq Fd Cl A IIESX 73660 20060627 American Indpndnc Fd Tr Intrmdt BdFd ClA IBFSX 73658 20060627 American Indpndnc Fd Tr ShrtTrm BdFd ClA ISTSX 73661 20060627 American Indpndnc Fd Tr ShrtTrm BdFd ClC ITBSX 83777 20080415 American Indpndnc Fd Tr Stk Fd Cl A IFCSX 73659 20060627 American Indpndnc Fd Tr Stk Fd Cl C ISFSX 81411 20070928 American Intermediate Bond Fd of America AIBAX 14424 19960126 American Inv Co Fund Of Amer AIVSX 14253 19960301 AMERICAN MUT FD INC CL R-1 S RMFAX 53716 20020607 AMERICAN MUT FD INC CL R-2 S RMFBX 53717 20020607 AMERICAN MUT FD INC CL R-3 S RMFCX 53718 20020607 AMERICAN MUT FD INC CL R-4 S RMFEX 53719 20020607 AMERICAN MUT FD INC CL R-5 S RMFFX 53720 20020607 American Mutual Fd, Inc., Cl F-2 Shs AMRFX 86946 20080801 American Mutual Fund AMRMX 14255 19960531 AMERICAN MUTUAL FUND CMLAX 53145 20020314 AMERICAN MUTUAL FUND CMLBX 53146 20020314 AMERICAN MUTUAL FUND CMLCX 53147 20020314 AMERICAN MUTUAL FUND CMLEX 53148 20020314 American Mutual Fund, Inc. Cl R-6 RMFGX 89223 20090504 American New Perspective ANWPX 14001 19950517 American Pension Investors T-1 Treas Tr APIUX 23719 19960628 American Pension Investors Tr Growth Fd APITX 14511 19960620 American Pension Multiple Index Trust APIMX 36023 19990715 American Smallcap World Fund I SMCWX 14256 19960531 American Sr Gov't Guar Security Fund AMUSX 14235 19960531 American Tax Exempt Fd of CA Ser II TAFTX 23296 19960620 American Trust Allegiance Fund ATAFX 35025 19981116 American Washington Mutual AWSHX 1940 19940426 AmericanCntry InfltnPrtctn BdFd Insti Cl APISX 67144 20050531 AmericanCntry InfltnPrtctn BdFd InvstrCl APOIX 67155 20050531 AmericanCntry Lng Trm TaxFree Fd InstnlC ACLSX 73018 20060404 AmericanCntry Lng Trm TaxFree Fd InvstrC ACLVX 73019 20060404 Americn Cntry NY TxFr Fd Inst Cls ANYOX 92060 20100304 Americxan Fds30 Trgt Dt Rtrmnt Fd Cl A AAETX 78805 20070227 AMERIPRIME FDS IMS STRA IMSIX 54883 20021119 Ameristock Mutual Fund AMSTX 14471 19960620 AMF Large Cap eq Fd IICAX 64200 20040617 AMIDEX CANCER INNOV & HC A CNCRX 50248 20011102 AMIDEX35 Israel Mutual Fd AMDEX 36840 19990607 AMIDEX35 Israel Mutual Fd Cl A AMDAX 36900 20000210 AMIDEX35 Israel Mutual Fd Cl C AMDCX 42988 20000523 Amrcan Cntry Strtgc Allctn Aggrssve Cl R AAARX 66678 20050331 Amrcan Cntry Strtgc Allctn Cnsrvtve Cl R AACRX 66679 20050331 Amrcan Fds ShrtTrm Bd Fd of Amrca IncClC ASBCX 75736 20061129 Amrcan Fds ShrtTrm Bd Fd of AmrcaIncClR1 RAMAX 75704 20061117 Amrcan Fds ShrtTrm Bd Fd of AmrcaIncClR2 RAMBX 75705 20061117 Amrcan Fds ShrtTrm Bd Fd of AmrcaIncClR4 RAMEX 75712 20061120 Amrcan Fds ShrtTrm Bd Fd of AmrcaIncClR5 RAMFX 75706 20061117 Amrcan Fds ShrtTrm Bd Fd ofAmrcaIncClR3 RAMCX 75711 20061120 Amrcan Fds ShrtTrm Bd FdofAmrcaIncCl529C CCAMX 75688 20061117 Amrcan Fds ShrtTrm Bd FdofAmrcaIncCl529E CEAMX 75689 20061117 Amrcan Fds ShrtTrm BdFdofAmrcaIncCl 529A CAAFX 75713 20061127 Amrcn Bcn Trsry Infltn Prtctd Sc Fd YCls ACUYX 92050 20100304 Amrcn Beacon Intl Equity Fd Rtrmnt Cl ABIRX 89310 20090504 Amrcn Beacon Large Cap Valu Fd Rtrmnt Cl ALCRX 89311 20090504 Amrcn Beacon Small Cap Valu Fd Rtrmnt Cl ASCVX 89309 20090504 Amrcn Century LvStrng 2020 Prtfl - C Cls ARNCX 92063 20100304 Amrcn Century LvStrng 2025 Prtfl - C Cls ARWCX 92066 20100304 Amrcn Century LvStrng 2030 Prtfl - C Cls ARWOX 92067 20100304 Amrcn Century LvStrng 2035 Prtfl - C Cls ARLCX 92062 20100304 Amrcn Century LvStrng 2040 Prtfl - C Cls ARNOX 92064 20100304 Amrcn Century LvStrng 2045 Prtfl - C Cls AROCX 92065 20100304 Amrcn Century LvStrng 2050 Prtfl - C Cls ARFDX 92061 20100304 Amrcn Cntry Clfrn High Yld Mncpl Fd Inst BCHIX 92132 20100303 Amrcn Cntry Clfrn LngTrm TxFr Fd Inst Cl BCLIX 92075 20100304 Amrcn Cntry Clfrni Lng Trm Tx Fre FdB Cl ALQBX 81451 20071002 Amrcn Cntry InfltnAdjstd Bnd Fd C Cls AINOX 92054 20100304 Amrcn Cntry InfltnAdjstd Bnd Fd R Cls AIARX 92053 20100304 Amrcn Cntry Intrntnl Cr Eqty FdInsti Cl ACIUX 75755 20061201 Amrcn Cntry Inv Intrntl CrEqtyFdInvstrCl ACIMX 75752 20061201 Amrcn Cntry Legacy Multi Cp Fnd R Cl ACMEX 78232 20070123 Amrcn Cntry Sht Durtn Fdnvstr Cl ACSNX 75758 20061201 Amrcn Cntury Clrni Lng Trm Tx Fre FdC Cl ALTCX 81453 20071002 Amrcn Fds 2010 Trgt Dt Rtrmnt Fd Cl R-6 RFTTX 89193 20090501 Amrcn Fds 2015 Trgt Dt Rtrmnt Fd Cl R-6 RFJTX 89192 20090501 Amrcn Fds 2020 Trgt Dt Rtrmnt Fd Cl R-6 RRCTX 89191 20090501 Amrcn Fds 2025 Trgt Dt Rtrmnt Fd Cl R-6 RFDTX 89188 20090501 Amrcn Fds 2030 Trgt Dt Rtrmnt Fd Cl R-6 RFETX 89189 20090501 Amrcn Fds 2035 Trgt Dt Rtrmnt Fd Cl R-6 RFFTX 89186 20090501 Amrcn Fds 2040 Trgt Dt Rtrmnt Fd Cl R-6 RFGTX 89187 20090501 Amrcn Fds 2045 Trgt Dt Rtrmnt Fd Cl R-6 RFHTX 89190 20090501 Amrcn Fds 2050 Trgt Dt Rtrmnt Fd Cl R-6 RFITX 89181 20090501 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls A AAMTX 91950 20100222 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls R-1 RAMTX 91951 20100222 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls R-2 RBMTX 91952 20100222 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls R-3 RCMTX 91953 20100222 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls R-4 RDJTX 91954 20100222 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls R-5 REKTX 91955 20100222 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls R-6 RFKTX 91956 20100222 Amrcn Fnds ShrtTrm Tax Exmpt Bd Fd Cl A ASTEX 89872 20090810 Amrcn Fnds ShrtTrm Tax Exmpt Bd Fd ClF1 FSTTX 89874 20090810 Amrcn Fnds ShrtTrm Tax Exmpt Bd Fd ClF2 ASTFX 89873 20090810 Amrcn Indpdnc FdTr KnsasTx Empt BdFd ClC IKTEX 81410 20070928 Amrcn Indpndnc Fds Tr NestEgg DJ40 FdClC NEJVX 73665 20060627 Amrcn Indpndnc Fds Tr NstEgg DJ10 FdClC NECNX 73662 20060627 Amrcn Indpndnc Fds Tr NstEgg DJ20 FdClC NEDJX 73663 20060627 Amrcn Indpndnc Fds Tr NstEgg DJ30 FdClC NEDVX 73664 20060627 Amricn Cntry Clfrn Lng Trm Tx Fre FdA Cl ALTAX 81452 20071002 Amricn Cntury Disciplined Gwth Fd B Cl ADYBX 81430 20071002 Amricn Cntury Disciplined Gwth Fd C Cl ADCCX 81429 20071002 Amricn Cntury Emerging Markets Fd B Cl ACKBX 81428 20071002 Amricn Cntury Emerging Markets Fd R Cl AEMRX 81431 20071002 Amricn Cntury Eq Gwth B Cl AEYBX 81432 20071002 Amricn Cntury Eq Incm Fd B Cl AEKBX 81587 20071003 Amricn Cntury Focused Gwth A Cl AFGAX 81433 20071002 Amricn Cntury Focused Gwth B Cl AFGBX 81434 20071002 Amricn Cntury Focused Gwth C Cl AFGCX 81435 20071002 Amricn Cntury Focused Gwth Insti Cl AFGNX 81436 20071002 Amricn Cntury Focused Gwth R Cl AFGRX 81437 20071002 Amricn Cntury Ginnie Mae Fd Insti Cl AGMNX 81440 20071002 Amricn Cntury Ginnie Mae Fd R Cl AGMWX 81441 20071002 Amricn Cntury Global Gold Fd B Cl AGYBX 81442 20071002 Amricn Cntury Global Gold Fd C Cl AGYCX 81443 20071002 Amricn Cntury Global Gold Fd Insti Cl AGGNX 81438 20071002 Amricn Cntury Global Gold Fd R Cl AGGWX 81439 20071002 Amricn Cntury Heritage Fd B Cl ATHBX 81458 20071002 Amricn Cntury Heritage Fd R Cl ATHWX 81459 20071002 Amricn Cntury Incm and Gwth B Cl AIGBX 81445 20071002 Amricn Cntury Int'l Bd Fd B Cl AIQBX 81446 20071002 Amricn Cntury Int'l Bd Fd C Cl AIQCX 81447 20071002 Amricn Cntury Int'l Bd Fd R Cl AIBRX 81444 20071002 Amricn Cntury Real Estate Fd B Cl ARYBX 81456 20071002 Amricn Cntury Real Estate Fd C Cl ARYCX 81457 20071002 Amricn Cntury Real Estate Fd R Cl AREWX 81455 20071002 Amricn Cntury Ultra Fd B Cl AULBX 81460 20071002 Ancora Equity Fund Class C ANQCX 65217 20050317 Ancora Equity Fund Class D ANQDX 65218 20050317 Ancora Income Fund Class C ANICX 65215 20050317 Ancora Income Fund Class D ANIDX 65216 20050317 Ancora Microcap Fd Cl C ANCCX 87164 20080902 Ancora Microcap Fd Cl D ANCDX 87277 20080909 Ancora Special Opportunity Fund Class C ANSCX 65219 20050317 Ancora Special Opportunity Fund Class D ANSDX 65220 20050317 API Efcnt Frntr Incm Fd Instnl Shr Cls APIIX 92845 20100408 API Master Allocation Fd - Cl A APIFX 89059 20090318 API Master Allocation Fd - Cl L APILX 89060 20090318 API Tr Effcnt Frntr Gwth Fd Cl A Shs AFGGX 75003 20060814 API Tr Effcnt Frntr Incm Fd Prmry Cl Shs AFFIX 75002 20060814 API Tr Effcnt Frntr Val Fd Cl A Shs ADVAX 75149 20060810 API TrEfcnt Fntr Cptl Incm Fd Pmry ClShs AFDDX 75001 20060814 API TrEfcnt Fntr Mltpl IndxFd Pmry ClShs AFMMX 75004 20060814 API TrEfcnt Frntr Cptl Incm Fd Cl A Shr AFAAX 75000 20060814 Appleseed Fund APPLX 75803 20061211 AQR Diversified Arbitrage Fund Class I ADAIX 88420 20090115 AQR Diversified Arbitrage Fund Class N ADANX 88421 20090115 AQR Global Equity Fund Class I AQGIX 90907 20100104 AQR Global Equity Fund Class N AQGNX 90908 20100104 AQR Global Equity Fund Class Y AQGYX 90909 20100104 AQR Int'l Eq Fd Cl N AQINX 90283 20091005 AQR International Equity Fund Class I AQIIX 90169 20091001 AQR International Equity Fund Class Y AQIYX 89962 20090831 AQR International Momentum Fund Class L AIMOX 89681 20090709 AQR Managed Futures Fund Class I AQMIX 91380 20100105 AQR Managed Futures Fund Class N AQMNX 91381 20100105 AQR Momentum Fund Class L AMOMX 89682 20090709 AQR Small Cap Momentum Fund Class L ASMOX 89683 20090709 Aquila Rocky Mountain Eq Fd Cl I Shares ROCIX 90321 20091023 Aquila Rocky Mountain Equity CL A ROCAX 30514 19970616 Aquila Rocky Mountain Equity Fund Cl C ROCCX 32964 19980527 Aquila Rocky Mountain Equity Fund Cl Y ROCYX 32965 19980527 Aquila Three Peaks High Incm Fd Cl I ATIPX 73736 20060705 AQUILA THREE PEAKS HIGH INCO ATPAX 73569 20060619 AQUILA THREE PEAKS HIGH INCO ATPCX 73570 20060619 AQUILA THREE PEAKS HIGH INCO ATPYX 73571 20060619 Arch Small-Cap Cl A EMGRX 20162 19960620 Arch Small-Cap Equity Port Cl B ARSBX 35457 19990219 Archer Bal Fd ARCHX 67731 20050920 Ariel Appreciation Fund CAAPX 14689 19960620 Ariel Focus Fd ARFFX 72762 20060206 Ariel Fund ARGFX 14520 19960620 Armstrong Associates ARMSX 14527 19960620 Arrow Alternative Solutions Fd - A Shrs ASFFX 82334 20071106 Arrow Alternative Solutions Fd Cl C ASFTX 81995 20071102 Arrow DWA Bal Fd Cl C DWATX 73956 20060809 Arrow DWA Balanced Fund Class A DWAFX 73955 20060809 Arrow DWA Tactical Fd - Cl A DWTFX 85492 20080529 Arrow DWA Tactical Fd Cl C DWTTX 85493 20080529 Arrow Managed Futures Trend Fund Class A MFTFX 94265 20100601 Artio Gbl eq Fd Inc Cl A BJGQX 64333 20040802 Artio Gbl eq Fd Inc Cl I JGEIX 67177 20050607 Artio Gbl High Incm Fd Cl A BJBHX 57984 20030506 Artio Gbl High Incm Fd Cl I JHYIX 57986 20030506 Artio Intl eq Fd Cl A BJBIX 14616 19960620 Artio Intl eq Fd Cl I Shs JIEIX 36817 20000202 Artio Intl eq Fd II Cl A JETAX 67110 20050517 Artio Intl eq Fd II Cl I JETIX 67111 20050517 Artio Total Ret bd Fd Cl A BJBGX 34523 19981111 Artio Total Ret bd Fd Cl I JBGIX 57985 20030506 Artio U.S. Microcap Fd Cl A JMCAX 75123 20060814 Artio U.S. Microcap Fd Cl I JMCIX 75124 20060814 Artio U.S. Midcap Fd Cl A JMDAX 73894 20060724 Artio U.S. Midcap Fd Cl I JMDIX 73895 20060724 Artio U.S. Multicap Fd Cl A JMLAX 73896 20060724 Artio U.S. Multicap Fd Cl I JMLIX 73897 20060724 Artio U.S. Smallcap Fd Cl A JSCAX 73898 20060724 Artio U.S. Smallcap Fd Cl I JSCIX 73899 20060724 Artisan Emerging Markets Fd Insti Shares ARTEX 73735 20060705 Artisan Emerging Mrkts Fd - Advsr Shs ARTZX 85550 20080602 ARTISAN FDS INC INTL VAL ARTKX 54399 20020930 Artisan Global Eq Fd Investor Shares ARTHX 92796 20100329 Artisan Global Value Fund Investor Shars ARTGX 82567 20071210 ARTISAN INTERNATIONAL SMALL CAP FUND ARTJX 50683 20020104 Artisan Intl Fund ARTIX 14220 19960522 ARTISAN MID CAP VAL FD INV ARTQX 46979 20010329 Artisan Mid-Cap ARTMX 32550 19980304 Artisan Opportunistic GwthFd Invstr Shrs ARTRX 87356 20080922 Artisan Opportunistic Val Fd ARTLX 73001 20060327 Artisan Small Cap Fund ARTSX 14187 19960229 Artisan Small-Cap Value Fd ARTVX 32043 19971006 ASAF AMER CENTURY INTL GRTH A AACIX 72290 20051208 Ascentia Alternative Strategies Fd AASFX 83452 20080304 Ascentia Alternative Strategies Fnd ClsA AASAX 87562 20081105 ASG Diversifying Strategies Fund Class A DSFAX 89814 20090803 ASG Diversifying Strategies Fund Class C DSFCX 89815 20090803 ASG Diversifying Strategies Fund Class Y DSFYX 89816 20090803 ASG Gbl Alternatives Fd Cl Y GAFYX 87394 20081001 ASG Global Alternativies Fund Cl A GAFAX 87392 20081001 ASG Global Alternativies Fund Cl C GAFCX 87393 20081001 ASIA PACIFIC FUND XAPBX 50837 20020116 Asia Pacific Small Company Port DFRSX 14972 19960620 Asset Management Fincl Inst'l Interm Mtg ASCPX 14534 19960620 ASSET MANAGEMENT FUND ULTRA SHORT PO AULTX 50684 20020104 Asset Management Short US Gov't Secs Pt ASITX 14540 19960620 Asset Management US Gov't Mortgage Secs ASMTX 14542 19960620 Asset Managment Adjustable Rate Mtg Port ASARX 14530 19960620 Asset Managment Fd Lg Cap Eq Fd Cl H IICHX 90022 20090902 AssetMark Core AFCFX 48616 20010726 AssetMark Fdamental Index Lg Co Val Fd AILVX 80838 20070814 AssetMark Fdamental Index Sm Co Gwth Fd AISGX 80829 20070813 AssetMark Fdamental Index Sm Co Val Fd AISVX 80830 20070813 AssetMark Fdametal Index Lg Co Gwth Fd AILGX 80828 20070813 AssetMark Intl AFIEX 48617 20010725 AssetMark Lg Cap Gr AFLGX 48618 20010725 AssetMark Lg Cap Val AFLVX 48619 20010725 AssetMark Real Est Secs AFREX 48620 20010725 AssetMark Sm Mid Gr AFSGX 48621 20010725 AssetMark Sm Mid Val AFSVX 48622 20010725 AssetMark Tx Ex Fixed Inc AFTIX 48628 20010725 Aston Dynamic Alloc Fd Cl N ASENX 82833 20080109 Aston Montag & Caldwell Bal Fd Cl N MOBAX 21613 19960620 Aston Montag & Caldwell Gr Fd - Cl R MCRGX 57324 20030116 Aston Montag & Caldwell Gr Fd Cl N MCGFX 21421 19960620 Aston Neptune Intl Fd Cl I ANIIX 80733 20070807 Aston Optimum Mid Cap Fd Cl I ABMIX 64277 20040708 Aston Optimum Mid Cap Fd Cl N CHTTX 24533 19970205 Aston River Road Sm Cap Val Cl I ARSIX 75880 20061220 Aston River Road Small Cap Value Cl N ARSVX 67293 20050701 Aston TAMRO Small Cap Fd Cl I ATSIX 66544 20050203 Aston TAMRO Small Cap Fd Cl N ATASX 45730 20010110 Aston TCH Fixed Incm Fd Cl I CTBIX 44378 20000810 Aston TCH Fixed Incm Fd Cl N CHTBX 14779 19960620 Aston Value Fd Cl I AAVIX 67705 20050920 Aston Value Fd Cl N RVALX 22850 19960620 Aston Veredus Aggressive Gr Fd Cl I AVEIX 53545 20020514 Aston Veredus sel Gr Fd Cl I AVISX 75302 20060913 Aston Veredus sel Gr Fd Cl I VERDX 34124 19980810 Aston Veredus sel Gr Fd Cl N AVSGX 50969 20020227 Aston/Barings Int'l Fd Cl I ABIIX 82305 20071105 Aston/Barings International Fund Cl N ABARX 92039 20100304 Aston/Cardinal Mid Cap Val Fd Cl N ACDMX 82320 20071106 Aston/Fasciano Small Cap Fund AFASX 91295 20091231 Aston/Fortis Real Estate Fd Cl I AARIX 67704 20050920 Aston/Fortis Real Estate Fd Cl N ARFCX 36788 20000125 Aston/Herndon Large Cap Value Fund Cls N AALIX 92725 20100331 Aston/Lake Partnrs LASSO Altrntv Fd Cl N ALSNX 92058 20100304 Aston/Lake Prtnrs LASSO Altrntvs Fd Cl I ALSOX 89089 20090401 Aston/M.D. Sass Enhanced eq Fd AMBEX 82840 20080115 Aston/M.D. Sass Enhanced Equity Fnd Cl I AMDSX 92059 20100304 Aston/Montag & Caldwell Mid CapGwthFdClN AMCMX 82306 20071105 Aston/Neptune Int'l Fd Cl N ANINX 85638 20080619 Aston/New Century Absolut Rtn ETF Fd ClN ANENX 83485 20080304 Aston/Optimum Lg Cap Opportunity Fd Cl N AOLCX 78078 20061228 Aston/River Road Dividend All Cap Value ARDEX 67277 20050701 Aston/River Road Dividend All Cap Value ARIDX 80309 20070629 Aston/River Road sel Value Fd Cl I ARIMX 80330 20070629 Aston/River Road sel Value Fd Cl N ARSMX 78997 20070409 Aston/TAMRO Diversified eq Fd Cl N ATLVX 45801 20010118 Astor Long/Short ETF Fd Cl C ASTZX 92187 20100312 Astor Long/Short ETF Fd Cl I ASTIX 90571 20091030 Astor Long/Short ETF Fd Cl R ASTRX 90497 20091109 Auer Growth Fund AUERX 82725 20080102 Autopilot Managed Gwth Fd AUTOX 75308 20060920 Autopolit Managed Growth Fund Class C AUTCX 88566 20090202 AVE MARIA BOND FD AVEFX 57932 20030506 AVE MARIA CATHOLIC VAL FD AVEMX 47710 20010525 AVE MARIA GROWTH FD AVEGX 57933 20030506 Ave Maria Rising Dividend Fd AVEDX 67076 20050510 Ave Maria Sm Cap Fd AVESX 73356 20060510 AVE MARIA WORLD EQUITY FUND AVEWX 93544 20100503 AVS Listed Private Eq Ptf Cl II LPEVX 83913 20080505 AXP GLOBAL SER INC IGBBX 73805 20060711 BackRock Glbl Opprtnts Prtf Invstr C Cl BROCX 72765 20060206 BAIRD AGGREGATE BD INST BAGIX 44833 20001027 BAIRD AGGREGATE BD INV CL BAGSX 45991 20010129 BAIRD CORE BD FD INV CL BCOSX 46023 20010201 BAIRD CORE BD INST BCOIX 44832 20001027 Baird Fds Rivrfrnt Lng Trm Grwth Fnd Ins RLTIX 87633 20081029 Baird Fds Rvrfrnt Lng Trm Grwth Fnd Invs RLTSX 87634 20081029 BAIRD HORIZON MID CAP FD INST BMDIX 46030 20010201 BAIRD INTER BD INST CL BIMIX 45989 20010129 BAIRD INTER BD INV CL BIMSX 45990 20010129 BAIRD INTER MUNI BD INST BMBIX 47477 20010425 BAIRD INTER MUNI BD INV BMBSX 47478 20010425 Baird Large Cap Fd Institutional Cl BHGIX 46028 20010201 Baird Large Cap Fd Investor Cl BHGSX 46029 20010201 BAIRD MID CAP FD INV BMDSX 46031 20010201 BAIRD SHT TRM BD INSTL CL BSBIX 64719 20050125 BANKS ULTRASECT PROFD INV BKPIX 50012 20010928 BANKS ULTRASECT PROFD SVCS BKPSX 50013 20010928 Baron Asset Fund BARAX 6652 19910220 Baron Asset Fund Inst Shs BARIX 89467 20090604 Baron Fifth Avenue Growth Fund Inst Shs BFTIX 89416 20090604 Baron Growth Fund BGRFX 14079 19950807 Baron Growth Fund Inst Shs BGRIX 89466 20090604 Baron International Growth Fund BIGFX 88419 20090115 Baron International Growth Fund Inst Shs BINIX 89448 20090604 Baron Opportunity Fd Inst Shs BIOIX 89424 20090604 Baron Opportunity Fd Retail Shs BIOPX 36981 20000229 Baron Partners Fund Inst Shs BPTIX 89452 20090604 Baron Retirement Incm Fd BRIFX 86324 20080701 Baron Retirement Income Fund Inst Shs BRRIX 89414 20090604 BARON SELECT FUNDS BARON PA BPTRX 58009 20030512 Baron Small Cap Fund Inst Shs BSFIX 89454 20090604 Baron Small-Cap Fund BSCFX 32037 19971003 Barrett Gr Fd BGRWX 42186 19990723 Barrett Opportunity Fd, Inc. SAOPX 22866 19960620 BASIC MAT ULTRASECT PROFD INV BMPIX 50014 20010928 BASIC MAT ULTRASECT PROFD SVCS BMPSX 50015 20010928 BB & T CAP MGR AGGRES GRW A BCAAX 47752 20010608 BB & T CAP MGR AGGRES GRW B BCABX 47753 20010608 BB & T CAP MGR AGGRES GRW C BCACX 47754 20010608 BB & T CAP MGR AGGRES GRW TR BCATX 47755 20010608 BB & T CAP MGR CONSERV GRW A BCGAX 46403 20010222 BB & T CAP MGR CONSERV GRW B BCGBX 46409 20010222 BB & T CAP MGR CONSERV GRW C BCCCX 47756 20010608 BB & T CAP MGR GRW A BCMAX 46404 20010222 BB & T CAP MGR GRW B BCMBX 46392 20010222 BB & T CAP MGR GRW C BCGCX 47757 20010608 BB & T CAP MGR MOD GRW A BAMGX 46399 20010222 BB & T CAP MGR MOD GRW B BBMGX 46402 20010222 BB & T CAP MGR MOD GRW C BCMCX 47758 20010608 BB & T EQ INDEX FD A BAEQX 47593 20010509 BB & T EQ INDEX FD B BBEQX 47594 20010509 BB & T INT USGVT BND FD C BIUCX 47762 20010608 BB & T INTL EQ FD A BIQAX 46395 20010222 BB & T INTL EQ FD B BIQBX 46396 20010222 BB & T INTL EQ FD C BIQCX 47761 20010608 BB & T SC INTER TX FR A BASCX 46400 20010131 BB & T VA INTER TF TR CL BVAAX 47362 20010423 BB&T Capital Manager Conservative Growth BMGTX 32609 19980317 BB&T Capital Manager Growth BCMTX 32610 19980317 BB&T Capital Manager Moderate Growth BCGTX 32611 19980317 BB&T EQ INCM FD A BAEIX 64398 20040823 BB&T EQ INCM FD B BEIBX 64401 20040823 BB&T Eq Incm Fd Cl R BAERX 91714 20100201 BB&T Eq Index Cl C BCEQX 79990 20070525 BB&T Eq Index Fd BIEQX 79642 20070508 BB&T EQTY INCOME FD CL C BCEGX 64716 20050125 BB&T Int'l Equity Fund/Trust Shrs BBTIX 30017 19970311 BB&T Intermediate US Gov't Bond Fd Trust BBGVX 14569 19960620 BB&T Intermediate US Government Bond C BUSGX 24768 19980701 BB&T Intermediate US Govt Cl A BGVAX 32612 19980317 BB&T Mid Cap Val Cl R OVERX 91740 20100201 BB&T MID CAP VAL FD CL B OVEBX 53069 20020307 BB&T MID CAP VALUE FUND CLASS A OVEAX 53068 20020307 BB&T MID CAP VALUE FUND CLASS C OVECX 53070 20020307 BB&T NC Intemediate Tax-Free Trust BBNTX 14574 19960620 BB&T NC Intermediate Tax Free BNCAX 32613 19980317 BB&T SC Intermediate Tax Free BSCIX 32615 19980317 BB&T sel eq Fd Cl A BBTGX 24519 19970205 BB&T sel eq Fd Cl B BGISX 32021 19971002 BB&T sel eq Fd Cl C BCVCX 47759 20010608 BB&T sel eq Fd Insti Cl BBISX 14572 19960620 BB&T Short Intermediate US Govt BSGAX 32614 19980317 BB&T Short/Intermed US Gov't Income Fund BBSGX 14577 19960620 BB&T Special Opportunities Cl R BOPRX 93346 20100201 BB&T Special Opportunities eq Fd - Cl A BOPAX 58253 20030618 BB&T Special Opportunities eq Fd - Cl B BOPBX 58254 20030618 BB&T Special Opportunities eq Fd - Cl C BOPCX 58255 20030618 BB&T Special Opportunities eq Fd - Instl BOPIX 58256 20030618 BB&T Sterling Cap Small Cap Value Fd - I SPSCX 30555 19970625 BB&T Sterling Capital Sm Cap Val Cl A SPSAX 91741 20100201 BB&T Sterling Capital Sm Cap Val Cl B SPSBX 91742 20100201 BB&T Sterling Capital Sm Val Cl R SPSRX 91730 20100201 BB&T Sterling Sm Cap Val Cl C SPSDX 91729 20100201 BB&T Total Ret bd Fd Cl A BICAX 46393 20010222 BB&T Total Ret bd Fd Cl B BICBX 46394 20010222 BB&T Total Ret bd Fd Cl C BICCX 47760 20010608 BB&T Total Ret bd Fd inst Cl BIBTX 36687 20000111 BB&T Ttl Rtrn Bd Fd Cl R BICRX 91715 20100201 Bb&t Va Inter Tf Bd Tr Cl BVATX 36132 19990817 BB&T WEST VIRGINIA INTERMEDIATE TAX- BWVAX 53035 20020307 BBH Broad Market Fd Cl I BBBIX 57352 20030128 BBH Broad Market Fd Cl N BBBMX 53000 20020301 BBH Core sel Fd Cl N BBTEX 35351 19990204 BBH FD INC BBHLX 53915 20020722 BBH Intl Equity Fd BBHEX 32515 19980225 BBT KENTUCKY INTERMEDIATE TAXF BD FD BKITX 57785 20030403 BBT KENTUCKY INTERMEDIATE TAXF BD FD BKTAX 57786 20030403 BBT MARYLAND INTERMEDIATE TAXF BD FD BMAAX 57787 20030403 BBT MARYLAND INTERMEDIATE TAXF BD FD BMAIX 57829 20030404 Bear ProFund Investor Cl BRPIX 42193 19990708 Bear Profund Svc Cl BRPSX 44343 20000807 Bear Stearns Cufs MLP Mortgage Portfolio BSMLX 78884 20070314 Beck, Mack & Oliver Gbl eq Fd BMGEX 24900 19970220 Beck, Mack & Oliver Partners Fund BMPEX 90684 20091201 Becker Value eq Fd, a series of Unified BVEFX 62235 20031120 Bell Worldwide Trends Fd TRNDX 82659 20071220 Benchmark Int'l Growth Cl A BIGAX 14612 19960620 Benchmark Intl Equity Index BIEIX 30818 19970826 Benham CA High Yield Muni Port BCHYX 14581 19960620 Benham CA Tax Free Long Term Port BCLTX 14584 19960620 Benham GNMA Adv CL BGNAX 32329 19980120 Benham Int'l Bond Fund BEGBX 6675 19920318 Benham Intermediate Term Bond Fund ADFIX 24279 19960801 Benham Intermediate Term Tax-Free Fund TWTIX 23401 19960620 Benham Intermediate Term Treasury ABTAX 32330 19980120 Benham Intermediate Term Treasury Fund CPTNX 6617 19900403 Benham Short Term Gov't Fund TWUSX 6143 19860102 Berkshire Advisors Select Eq Portf Cl A PBKAX 67197 20050620 Berkshire Capital Growth & Value Fund BFOCX 35333 19971231 Bernstein (Sanford C.) Intl Value Port SIMTX 35847 19990513 Bernstein International Value SNIVX 1984 19940104 BERNSTEIN SANFORD C FD II ININTER DU SIIDX 53768 20020613 BERNSTEIN SANFORD C FUND INC ACLBX 53898 20020722 BERNSTEIN SANFORD C FUND INC ANMCX 53906 20020722 BERNSTEIN SANFORD C FUND INCALLIANCE ACMCX 53797 20020621 BERNSTEIN SANFORD C FUND INCALLIANCE AICAX 53607 20020607 BERNSTEIN SANFORD C FUND INCALLIANCE AIDAX 53538 20020514 BERNSTEIN SANFORD C FUND INCALLIANCE AIDBX 53539 20020514 BERNSTEIN SANFORD C FUND INCALLIANCE AIMCX 53494 20020509 BERNSTEIN SANFORD C FUND INCALLIANCE ANIAX 53544 20020514 BERNSTEIN SANFORD C FUND INCALLIANCE ANYBX 53609 20020607 BERWYN FD INC CORNERST BERCX 53546 20020514 Berwyn Fund BERWX 14598 19960620 Berwyn Income Fund BERIX 14597 19960620 Beta Hedged Strategies Fd BETAX 73295 20060501 Beta Hedged Strategies Fd Cl C Shares BETCX 73987 20060809 Bhirud Mid Cap Growth Fund BMCGX 14623 19960620 Biondo Focus Fd BFONX 92270 20100319 Biondo Grwth Fnd Shareholder Cl BIOCX 92913 20100413 Biondo Gwth Fd Investor Cl BIONX 73397 20060516 Biotech Ultrasector Profd Inv BIPIX 44331 20000804 Birmiwal Oasis Fund BIRMX 67006 20050503 BISHOP STR FDS BSRIX 53925 20020722 BISHOP STREET HAWAII MUNI BD A BHIAX 45888 20010118 Bishop Street Hawaii Muni Bond BSHIX 30820 19970827 Bishop Street High Grade Income Fund BSHGX 30821 19970827 Bishop Street Lg Cap Core Eq Fd Cl I BSLIX 73253 20060502 Black Rock High Income Shares XHISX 67059 20050505 Black Rock MuniYield FL Insured Fd XMFTX 35071 19981119 BlacklRock Enhanced Gov Fd, Inc. XEGFX 72038 20051031 BlacklRock Fds, All-Cap Energy & Resourc BACBX 65107 20050225 BlacklRock HlthSc Op Svc SHISX 66596 20050203 BlacklRock Muni NY Intermediate Duration XMNEX 58659 20030801 BlackRock Aggressive GwthPrprdPtfInvstrA BAAPX 78345 20070206 BlackRock Aggressive GwthPrprdPtfInvstrR BRAPX 78356 20070206 BlackRock Aggressive Prprd Ptf Invstr C BCAPX 78364 20070212 BlackRock AggrssvGwthPrprdPtfInstttnlShs BIAPX 78352 20070206 BlackRock AMT Free Mun Bd A CCTAX 32068 19971016 BlackRock AMT Free Mun Bd B BTIBX 34215 19980827 BlackRock AMT Free Mun Bd Blrk BRTIX 62420 20040112 BlackRock AMT Free Mun Bd C BTICX 35675 19990331 BlackRock AMT Free Mun Bd I CTFIX 30038 19970311 BlackRock AMT Free Mun Bd Svc CMITX 14803 19960620 BlackRock Apex muni Fd, Inc. 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XCOYX 35033 19981118 BlackRock Credit Alloc Incm Tr I, Inc. XPSWX 58661 20030801 BlackRock Credit Alloc Incm Tr II, Inc. XPSYX 57792 20030403 BlackRock Credit Alloc Incm Tr III, Inc. XBPPX 58054 20030523 BlackRock Credit Alloc Incm Tr, Inc. XBTZX 78231 20070123 BlackRock Debt Strategies Fd , Inc. XDSUX 35037 19990322 BlackRock Defined Opportunity Credit Tr XBHLX 82948 20080131 BlackRock Diversified Incm Strategies In XDVFX 66609 20050204 BlackRock Eco Solutions Investment Tr XBQRX 81577 20071002 BlackRock Emerging MKTS DbtPtf Instutnl BEDIX 82998 20080207 BlackRock Emerging MKTS Dt Ptf BlackRock BREDX 82956 20080207 BlackRock Emerging MKTS Dt Ptf InvestorA BAEDX 82953 20080207 BlackRock Emerging MKTS Dt Ptf InvstorC BCEDX 82955 20080207 BlackRock Energy and Resources Tr XBGRX 66604 20050203 BlackRock Enhanced Cap and Incm Fd XCIIX 64014 20040503 BlackRock Enhanced Dividend Achievers Tr XBDJX 67804 20051005 BlackRock Eq Dividend A MDDVX 21459 19960620 BlackRock Eq Dividend B MBDVX 14037 19950523 BlackRock Eq Dividend C MCDVX 23885 19960628 BlackRock Eq Dividend I MADVX 21329 19960620 BlackRock Eq Dividend R MRDVX 57369 20030128 BlackRock Eq Dividend S MSDVX 75455 20061005 BlackRock EuroFd B MBEFX 14014 19950523 BlackRock EuroFd C MCEFX 21413 19960620 BlackRock EuroFd Cl A MDEFX 21460 19960620 BlackRock EuroFd I MAEFX 21330 19960620 BlackRock EuroFd R MREFX 57370 20030128 BlackRock Exchange Port BlackRock Cl STSEX 23240 19960620 BlackRock Fd Asset Alloc Port inst Cl PBAIX 22186 19960620 BlackRock Fd Asset Alloc Port Inv B CBIBX 30019 19970311 BlackRock Fd Asset Alloc Port Series A I PCBAX 22231 19960620 BlackRock Fd II bd Port Cl A CCIAX 32060 19971016 BlackRock Fd II bd Port Cl Blrk BIBRX 34012 19980706 BlackRock Fd II bd Port Cl C BRCIX 45692 20010110 BlackRock Fd II bd Port Cl Inst PNBIX 22514 19960620 BlackRock Fd II bd Port Cl Svc PIBSX 22386 19960620 BlackRock Fd II bd Port Cln B BRIBX 42619 20000131 BlackRock Fd II, Strategic Incm Opps Ptf BASIX 82954 20080207 BlackRock Fd II, Strategic Incm Opps Ptf BSICX 82999 20080207 BlackRock Fd II, Strategic Incm Opps Ptf BSIIX 82957 20080207 BlackRock Fdmntl Grw A MDFGX 21461 19960620 BlackRock Fdmntl Grw B MBFGX 14018 19950523 BlackRock Fdmntl Grw C MCFGX 21414 19960620 BlackRock Fdmntl Grw I MAFGX 21331 19960620 BlackRock Fdmntl Grw R MRFGX 57371 20030128 BLACKROCK FDS CA INV QUAL MUNI XRAAX 58148 20030523 BLACKROCK FDS FL INS MUNI INCM XBAFX 58137 20030523 BLACKROCK FDS FL INV QUAL MUNI XRFAX 58160 20030528 BLACKROCK FDS FL MUNI INCM XBBFX 58138 20030523 Blackrock Fds Gnma Pt Inv A BGPAX 44113 20000131 Blackrock Fds Gnma Pt Inv B BGPBX 44116 20000131 Blackrock Fds Gnma Pt Inv C BGPCX 44112 20000131 Blackrock Fds Gnma Pt Svc BGPSX 44114 20000131 BLACKROCK FDS GNMA PTF BBGPX 57321 20030116 BLACKROCK FDS GVT INCM BGIBX 57547 20030305 BlackRock Fds II Mlt-Sctr Bnd Fd Cls C BMSCX 92268 20100301 Blackrock Fds Intl Sc Eq Inv A BREAX 36318 19991021 Blackrock Fds Intl Sc Eq Inv B BREBX 36319 19991021 Blackrock Fds Intl Sc Eq Inv C BRECX 36317 19991021 Blackrock Fds Intl Sc Eq Svc BRESX 36320 19991021 BLACKROCK FDS MD MUNI BOND TR XBZMX 58147 20030523 Blackrock Fds Micro Cap Eq Ins BMCIX 36314 19991020 Blackrock Fds Micro Cap Svc BMCSX 44111 20000626 BLACKROCK FDS MUNI INCM TR XBFKX 58141 20030523 BLACKROCK FDS MUNI INCM TR II XBLEX 58144 20030523 BLACKROCK FDS NJ INV QUAL MUNI XRNJX 58149 20030523 BLACKROCK FDS NJ MUNI BOND TR XBLJX 58145 20030523 BLACKROCK FDS NY INV QUAL MUNI XRNYX 58150 20030523 BLACKROCK FDS NY MUNI INCM II XBFYX 58142 20030523 BLACKROCK FDS PA STRAT MUNI TR XBPSX 58146 20030523 BLACKROCK FDS VA MUNI BD XBHVX 58143 20030523 BlackRock Fds, All-Cap Energy & Resource BACAX 65106 20050225 BlackRock Fds, All-Cap Energy & Resource BACCX 65108 20050225 BlackRock Fds, All-Cap Energy & Resource BACIX 65109 20050225 BlackRock Fds, All-Cap Energy & Resource BACSX 65110 20050225 BlackRock Fds, Energy & Resources Port I SSGDX 30336 19970414 BlackRock Fds, Energy & Resources Port I SSGPX 48732 20010817 BlackRock Fds, Energy & Resources Ptf In SSGRX 21669 19960620 BlackRock Fds, Energy& Resources Port in SGLSX 50028 20010928 BlackRock Fds, World Gold Fd Cl A BWGAX 93920 20100527 BlackRock Fds, World Gold Fd Cl C BWGCX 93921 20100527 BlackRock Fds, World Gold Fd Inst BWGIX 93922 20100527 BlackRock Fixed Incm Val Opportunities XFIVX 89073 20090227 BlackRock FL muni 2020 Term Tr XBFOX 62033 20031017 BlackRock Floating Rate Incm Strategies XFRAX 62146 20031104 BlackRock Floating Rate Incm Strategies XFRBX 64341 20040804 BlackRock Floating Rate Incm Tr, Inc. XBGTX 64998 20050125 BlackRock Florida Municipal Bond Trust XBIEX 58042 20030522 BlackRock Fnds II Mlt-Sctr Bnd Fd Cls A BMSAX 92267 20100301 BlackRock Focus Twenty A MDFOX 42106 20000315 BlackRock Focus Twenty B MBFOX 42119 20000315 BlackRock Focus Twenty C MCFOX 42120 20000315 BlackRock Focus Twenty I MAFOX 42118 20000315 BlackRock Focus Value A MDPNX 21481 19960620 BlackRock Focus Value B MBPNX 24186 19950322 BlackRock Focus Value C MCPNX 21439 19960620 BlackRock Focus Value I MAPNX 21357 19960620 BlackRock Focus Value R MRPNX 57383 20030128 Blackrock Funds GNMA Port BGNIX 22906 19980612 BlackRock Gbl Alloc A MDLOX 21473 19960620 BlackRock Gbl Alloc B MBLOX 14023 19950523 BlackRock Gbl Alloc C MCLOX 21429 19960620 BlackRock Gbl Alloc I MALOX 21347 19960620 BlackRock Gbl Alloc R MRLOX 57379 20030128 BlackRock Gbl Emerging Markets Fd Cl A MDDCX 21457 19960620 BlackRock Gbl Emerging Markets Fd Cl B MBDCX 14011 19950523 BlackRock Gbl Emerging Markets Fd Cl C MCDCX 21411 19960620 BlackRock Gbl Emerging Markets Fd Cl I MADCX 21327 19960620 BlackRock Gbl Grwth A MDGGX 32125 19971103 BlackRock Gbl Grwth B MBGGX 32123 19971103 BlackRock Gbl Grwth I MAGGX 32122 19971103 BlackRock Gbl Grwth R MRGWX 57375 20030128 BlackRock Glb Sm Cap B MBGCX 14022 19950523 BlackRock Glbl Dyn Eq A MDEGX 72179 20051104 BlackRock Glbl Dyn Eq B MBEGX 72177 20051104 BlackRock Glbl Dyn Eq C MCEGX 72178 20051108 BlackRock Glbl Dyn Eq I MAEGX 72176 20051104 BlackRock Glbl Fin Ser B MBFNX 42356 19991209 BlackRock Glbl Fin Ser C MCFNX 44596 20000921 BlackRock Glbl Fin Ser I MAFNX 46903 20010323 BlackRock Glbl Fin Ser R MRFNX 57372 20030128 BlackRock Glbl Opprtnts Prtf Insti Cl BROIX 72766 20060206 BlackRock Glbl Opprtnts Prtf Invstr B Cl BROBX 72764 20060206 BlackRock Glbl Sm Cap A MDGCX 21463 19960620 BlackRock Glbl Sm Cap C MCGCX 21420 19960620 BlackRock Glbl Sm Cap I MAGCX 21335 19960620 BlackRock Glbl Sm Cap R MRGSX 57458 20030210 BlackRock Global Dynamic Eq Fd Cl R MREGX 78817 20070301 BlackRock Global Eq Opportunities Tr XBOEX 67347 20050705 BlackRock Global Opportunites Ptfl Inv A BROAX 72763 20060206 BlackRock Gov Incm Port Service Cl BGSVX 65065 20041220 Blackrock Government Income Port Cl C BGICX 35673 19990331 BlackRock Govt Incm Ptf Cl 1 BGIEX 75367 20061005 BlackRock Govt Incm Ptf Cl B1 BGIDX 75366 20061005 BlackRock Govt Incm Ptf Cl I BFICX 75467 20061003 BlackRock Govt Incm Ptf Cl R BGIRX 75368 20061005 BlackRock Gwth Prepared Ptf Investor C BCGPX 78350 20070206 BlackRock Gwth Prepared Ptf Investor R BRGPX 78358 20070206 BlackRock Gwth Ptf Institutional BIGPX 78354 20070206 BlackRock Gwth Ptf Investor A BAGPX 78347 20070206 BlackRock Health Sciences Tr XBMEX 67056 20050502 BlackRock Healthcare A MDHCX 21466 19960620 BlackRock Healthcare C MCHCX 23884 19960628 BlackRock Healthcare I MAHCX 21342 19960620 BlackRock Healthcare R MRHCX 57376 20030128 BLACKROCK HI YLD BD BLKROCK CL BRHYX 45759 20010116 BLACKROCK HI YLD BD INV A BHYAX 45688 20010110 BLACKROCK HI YLD BD INV C BHYCX 45687 20010110 BLACKROCK HI YLD BD INV SVC BHYSX 45705 20010110 BlackRock High Inc Fd A MDHIX 21468 19960620 BlackRock High Inc Fd B MBHIX 21376 19960620 BlackRock High Inc Fd C MFHIX 75438 20061005 BlackRock High Inc Fd I MAHIX 1995 19931117 BlackRock High Incm Fd C MCHIX 21425 19960620 BlackRock High Yield Bd Ptf Cl B1 BHYDX 75369 20061005 BlackRock High Yield Bd Ptf Cl C1 BHYEX 75370 20061005 BlackRock High Yield Bd Ptf Cl R BHYRX 75371 20061005 BlackRock High Yield Trust XBHYX 58041 20030523 Blackrock High-Yield Bond Fund BHYIX 35159 19981214 Blackrock High-Yield Bond Ptfl. BHYBX 36079 19990802 BlackRock HlthSc Op A SHSAX 54691 20021029 BlackRock HlthSc Op B SHSPX 54694 20021029 BlackRock HlthSc Op C SHSCX 54693 20021029 BlackRock HlthSc Op I SHSSX 54695 20021029 BlackRock HY Muni Fd A MDYHX 73967 20060809 BlackRock HY Muni Fd C MCYHX 73966 20060809 BlackRock HY Muni Fd I MAYHX 73965 20060809 BlackRock Incm Builder Ptf Insttutionl BIBDX 83738 20080408 BlackRock Incm Builder Ptf Investor A BABDX 83735 20080408 BlackRock Incm Builder Ptf Investor C BCBDX 83736 20080408 BlackRock Incm Ptf Institutional BIICX 83739 20080408 BlackRock Incm Ptf Investor A Cl BAICX 83752 20080408 BlackRock Incm Ptf Investor C Cl BCICX 83737 20080408 BLACKROCK INCOME OPPORTUNITY TRUST XBNAX 58785 20030827 BlackRock Income Trust, Inc. XBKTX 58045 20030523 BlackRock Infl Prot bd Port BlackRock Cl BPLBX 64298 20040722 BlackRock Infl Prot bd Port inst Cl BPRIX 64288 20040722 BlackRock Infl Prot bd Port Inv A Cl BPRAX 64285 20040722 BlackRock Infl Prot bd Port Inv B Cl BPIBX 64297 20040722 BlackRock Infl Prot bd Port Inv C Cl BPRCX 64287 20040722 BlackRock Infl Prot bd Port Svc Cl BPRSX 64289 20040722 BlackRock Insured Municipal Income Trust XBYMX 58061 20030522 BlackRock Insured Municipal Term Trust, XBMTX 58049 20030522 BlackRock Int Mun A MEMTX 75430 20061005 BlackRock Int Muni Fd A MDMTX 21477 19960620 BlackRock Int Muni Fd B MBMTX 21385 19960620 BlackRock Int Muni Fd C MFMTX 75442 20061005 BlackRock Int Muni Fd I MAMTX 21352 19960620 Blackrock Int'l Bond Port Cl A BIIAX 34013 19980706 Blackrock Int'l Bond Port Cl B BIIBX 34014 19980706 BlackRock Int'l Gwth and Incm Tr XBGYX 80078 20070601 Blackrock Intermediate Government Fund BIGBX 35098 19981201 Blackrock Intermediate Government Fund BIGCX 35125 19981201 BlackRock Intern Index A MDIIX 30374 19970423 BlackRock Intern Index I MAIIX 30373 19970424 BlackRock Internat Val A MDIVX 58001 20030508 BlackRock Internat Val B MBIVX 46795 20010316 BlackRock Internat Val C MCIVX 46790 20010316 BlackRock Internat Val I MAIVX 14181 19960228 BlackRock Internat Val R MRIVX 57377 20030128 BlackRock Intl A MDILX 34457 19981103 BLACKROCK INTL BD BLACKROCK CL BIBBX 64109 20040602 Blackrock Intl Bond Port Cl C BIBCX 35133 19981203 BlackRock Intl I MAILX 34460 19981103 Blackrock Intl Small Cap Equity BISIX 32516 19980225 BlackRock Investment Quality Municipal T XBKNX 58044 20030522 BlackRock KY Muni Bd A BKIAX 44150 20000629 BlackRock KY Muni Bd B BKIBX 44151 20000131 BlackRock KY Muni Bd C BKICX 44152 20000131 BlackRock KY Muni Bd I BKTIX 42189 19990322 BlackRock KY Muni Bd Svc BKISX 44153 20000131 BlackRock Large Cap Core Fund Service Cl MSLRX 81401 20070926 BlackRock Large Cap Core Rtrmt Prft Cl K MKLRX 82819 20080107 BlackRock Large Cp Grwth Rtrmt Prft Cl K MKLHX 82818 20080107 BlackRock Large Cp Value Rtrmt Prft Cl K MKLVX 82820 20080107 BlackRock Latin Americ A MDLTX 21474 19960620 BlackRock Latin Americ B MBLTX 14031 19950523 BlackRock Latin Americ C MCLTX 21430 19960620 BlackRock Latin Americ I MALTX 21348 19960620 BlackRock Lg Cap Core A MDLRX 44887 20001113 BlackRock Lg Cap Core B MBLRX 44781 20001020 BlackRock Lg Cap Core C MCLRX 44827 20001026 BlackRock Lg Cap Core I MALRX 44897 20001113 BlackRock Lg Cap Core R MRLRX 57380 20030128 BlackRock Lg Cap Grwth A MDLHX 46227 20010213 BlackRock Lg Cap Grwth B MBLHX 44780 20001020 BlackRock Lg Cap Grwth C MCLHX 44898 20001113 BlackRock Lg Cap Grwth I MALHX 44896 20001113 BlackRock Lg Cap Grwth R MRLHX 57378 20030128 BlackRock Lg Cap Grwth S MSLHX 75456 20061005 BlackRock Lg Cap Sr Fd BR Lg Cp Core Pl BALPX 82665 20071227 BlackRock Lg Cap Value A MDLVX 45388 20001215 BlackRock Lg Cap Value B MBLVX 44824 20001026 BlackRock Lg Cap Value C MCLVX 44899 20001113 BlackRock Lg Cap Value I MALVX 44890 20001113 BlackRock Lg Cap Value R MRLVX 57381 20030128 BlackRock Lg Cap Value S MSLVX 75457 20061005 BlackRock Lg Cp Sr Fd BR Lg Cp Core Pl F BCLPX 82666 20071227 BlackRock Lg CpSr Fd BR Lg Cp Core Pl Fd BILPX 82667 20071227 BlackRock Lifecycle Prprd Prtfl 10 Cl I BIPAX 79619 20070508 BlackRock Lifecycle Prprd Prtfl 10 Cl R BRPAX 79628 20070508 BlackRock Lifecycle Prprd Prtfl 10 ClA BAPAX 79639 20070508 BlackRock Lifecycle Prprd Prtfl 15 Cl I BIPBX 79620 20070508 BlackRock Lifecycle Prprd Prtfl 15 Cl R BRPBX 79629 20070508 BlackRock Lifecycle Prprd Prtfl 15 ClA BAPBX 79640 20070508 BlackRock Lifecycle Prprd Prtfl 25 Cl I BIPDX 79622 20070508 BlackRock Lifecycle Prprd Prtfl 25 Cl R BRPDX 79631 20070508 BlackRock Lifecycle Prprd Prtfl 25 ClA BAPDX 79613 20070508 BlackRock Lifecycle Prprd Prtfl 30 Cl I BIPEX 79623 20070508 BlackRock Lifecycle Prprd Prtfl 30 Cl R BRPEX 79632 20070508 BlackRock Lifecycle Prprd Prtfl 30 ClA BAPEX 79614 20070508 BlackRock Lifecycle Prprd Prtfl 35 Cl I BIPGX 79624 20070508 BlackRock Lifecycle Prprd Prtfl 35 ClA BAPGX 79615 20070508 BlackRock Lifecycle Prprd Prtfl 40 Cl I BIPHX 79625 20070508 BlackRock Lifecycle Prprd Prtfl 40 Cl R BRPHX 79634 20070508 BlackRock Lifecycle Prprd Prtfl 40 ClA BAPHX 79616 20070508 BlackRock Lifecycle Prprd Prtfl 45 Cl I BIPJX 79626 20070508 BlackRock Lifecycle Prprd Prtfl 45 Cl R BRPJX 79635 20070508 BlackRock Lifecycle Prprd Prtfl 45 ClA BAPJX 79617 20070508 BlackRock Lifecycle Prprd Prtfl 50 Cl I BIPKX 79627 20070508 BlackRock Lifecycle Prprd Prtfl 50 Cl R BRPKX 79636 20070508 BlackRock Lifecycle Prprd Prtfl 50 ClA BAPKX 79618 20070508 BlackRock Lifecycle Prprd Prtfl Cl I BIPCX 79621 20070508 BlackRock Lifecycle Prprd Prtfl Cl R BRPCX 79630 20070508 BlackRock Lifecycle Prprd Prtfl ClA BAPCX 79641 20070508 BlackRock Lifecycle Prprd Prtl 35ClR BRPGX 79633 20070508 BlackRock LifePath 2020 Port inst STLCX 23232 19960620 BlackRock LifePath 2020 Port Inv A LPRCX 57563 20030305 BlackRock LifePath 2020 Port Inv C LPCMX 93677 20100503 BlackRock LifePath 2020 Portfolio Clss R LPRMX 93682 20100503 BlackRock LifePath 2030 Port Cl K LPSDX 85521 20080603 BlackRock LifePath 2030 Port inst STLDX 23233 19960620 BlackRock LifePath 2030 Port Inv A LPRDX 57564 20030305 BlackRock LifePath 2030 Port Inv C LPCNX 93678 20100503 BlackRock LifePath 2030 Portfolio Clss R LPRNX 93683 20100503 BlackRock LifePath 2040 Port Cl K LPSFX 85522 20080603 BlackRock LifePath 2040 Port inst STLEX 23234 19960620 BlackRock LifePath 2040 Port Inv A LPREX 57565 20030305 BlackRock LifePath 2040 Port Inv C LPCKX 93676 20100503 BlackRock LifePath 2040 Portfolio Clss R LPRKX 93681 20100503 BlackRock LifePath 2050 Port Cl K LPSGX 86295 20080701 BlackRock LifePath 2050 Port inst STLFX 86373 20080630 BlackRock LifePath 2050 Port Inv A LPRFX 86294 20080701 BlackRock LifePath 2050 Port Inv C LPCPX 93679 20100503 BlackRock LifePath 2050 Portfolio Clss R LPRPX 93684 20100503 BlackRock LifePath Retirement Port Cl K LPSAX 85518 20080603 BlackRock LifePath Retirement Port inst STLAX 23230 19960620 BlackRock LifePath Retirement Port Inv A LPRAX 57561 20030305 BlackRock LifePath Retirement Port Inv C LPCRX 93680 20100503 BlackRock LifePath Retirmnt Prtfl Clss R LPRRX 93685 20100503 BlackRock Limited Duration Incm Tr XBLWX 58902 20031001 BlackRock Lng Drtn Bd Prtfl Instttnl Shs BLDIX 81974 20071101 BlackRock Lng Trm Muncpl Advntg Tr XBTAX 73014 20060324 BlackRock Long Drtn Bd Prtfl BlckRck Shs BLDRX 81975 20071101 BlackRock Long Duration Bd Prtfl InvstrA BLADX 81973 20071101 BlackRock Low Duration Bd Ptf Cl A1 CMGAX 75377 20061005 BlackRock Low Duration Bd Ptf Cl B1 BLDDX 75372 20061005 BlackRock Low Duration Bd Ptf Cl B2 CLDDX 75376 20061005 BlackRock Low Duration Bd Ptf Cl C1 BLDEX 75373 20061005 BlackRock Low Duration Bd Ptf Cl C2 CLDCX 75375 20061005 Blackrock Low Duration Bond CL A BLDAX 32518 19980225 Blackrock Low Duration Bond Port Cl C BLDCX 35674 19990331 Blackrock Low-Duration Bond Port BLDBX 35126 19981201 BlackRock Managed Income-Investor B Cl BMIBX 42191 19990924 BlackRock MdCap Val Opp A MDRFX 42370 19990405 BlackRock MdCap Val Opp B MBRFX 42358 19990405 BlackRock MdCp Val Opp C MCRFX 30494 19970616 BlackRock MdCp Val Opp I MARFX 24506 19970205 BlackRock MdCp Val Opp R MRRFX 57459 20030210 Blackrock Micro-Cap Equity Cl B BRMBX 35547 19990304 Blackrock Micro-Cap. Equity Ptfl BMECX 36065 19990728 Blackrock Micro-Cap. Equity Ptfl. Cl A BMEAX 35783 19990426 Blackrock Mid-Cap Growth Equity Port A BMGAX 35310 19990128 Blackrock Mid-Cap Growth Equity Port C BMGCX 35311 19990127 BlackRock Mid-Cap Gwth Eq Ptf Cl R BMRRX 75374 20061005 Blackrock Mid-Cap Value Cl B BMCVX 32682 19980401 Blackrock Mid-Cap Value Equity Port C BMCAX 35312 19990127 Blackrock Mid-Cap Value Equity Port C BMCCX 35313 19990127 Blackrock Mid-Capgrowth Equity Port B BMGBX 35314 19990127 BLACKROCK MNGD INCM INV C BMICX 45689 20010110 BlackRock Moderate Prepared Ptf Instttnl BIMPX 78355 20070206 BlackRock Moderate Prepared Ptf InvstrA BAMPX 78348 20070206 BlackRock Moderate Prepared Ptf InvstrC BCMPX 78351 20070206 BlackRock Moderate Prepared Ptf InvstrR BRMPX 78359 20070206 BlackRock muni 2020 Term Tr XBKKX 62034 20031017 BlackRock Muni Insurd C MFMIX 75441 20061005 BlackRock Muni Insured A MDMIX 21476 19960620 BlackRock Muni Insured B MBMIX 21382 19960620 BlackRock Muni Insured C MCMIX 21431 19960620 BlackRock Muni Insured I MAMIX 21350 19960620 BlackRock Muni Intermediate Duration Fd, XMUIX 58660 20030801 BlackRock MuniAssets Fd, Inc. 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XMYDX 35072 19981118 BlackRock MuniYield FL Fd XMYFX 35070 19981119 BlackRock MuniYield Insured Fd, Inc. XMYIX 35073 19981118 BlackRock MuniYield MI Insured Fd II, In XMYMX 35074 19981118 BlackRock MuniYield MI Insured Fd, Inc. XMIYX 35075 19981118 BlackRock MuniYield NJ Fd, Inc. XMYJX 35076 19981119 BlackRock MuniYield NJ Insured Fd, Inc. XMJIX 35077 19981118 BlackRock MuniYield PA Insured Fd XMPAX 35080 19981118 BlackRock MuniYield Quality Fd II, Inc. XMQTX 35082 19981118 BlackRock MuniYield Quality Fd, Inc. XMQYX 35081 19981118 BlackRock Nat Resource A MDGRX 21464 19960620 BlackRock Nat Resource B MBGRX 14021 19950523 BlackRock Nat Resource C MCGRX 21423 19960620 BlackRock Nat Resource I MAGRX 21339 19960620 BlackRock Nationl Muni A MDNLX 21479 19960620 BlackRock Nationl Muni B MBNLX 21390 19960620 BlackRock Nationl Muni C MCNLX 21433 19960620 BlackRock Nationl Muni C MFNLX 75445 20061005 BlackRock Nationl Muni I MANLX 21356 19960620 BlackRock New Jersey Municipal Income Tr XBNJX 58051 20030522 BlackRock New York Insured Municipal Inc XBSEX 58060 20030522 BlackRock New York Municipal 2018 Term T XBLHX 58046 20030522 BlackRock New York Municipal Bond Trust XBQHX 58055 20030522 BlackRock New York Municipal Income Trus XBNYX 58052 20030522 BlackRock NJ Muni Bnd A MDNJX 24692 19970210 BlackRock NJ Muni Bnd A MENJX 75431 20061005 BlackRock NJ Muni Bnd B MBNJX 21388 19960620 BlackRock NJ Muni Bnd B MGNJX 75449 20061005 Blackrock NJ Muni Bnd C MCNJX 24691 19970210 BlackRock NJ Muni Bnd C MFNJX 75443 20061005 BlackRock NJ Muni Bnd I MANJX 21354 19960620 BlackRock NJ Muni Bnd S MSNJX 75458 20061005 BlackRock NY Muni Bnd A MDNKX 21478 19960620 BlackRock NY Muni Bnd A MENKX 75432 20061005 BlackRock NY Muni Bnd B MBNKX 21389 19960620 BlackRock NY Muni Bnd C MCNKX 24698 19970210 BlackRock NY Muni Bnd C MFNKX 75444 20061005 BlackRock NY Muni Bnd I MANKX 21355 19960620 BlackRock OH Muni Bd B CCOHX 32064 19971016 BlackRock OH Muni Bd C BOHCX 44650 20000131 BlackRock OH Muni Bd I CCOIX 32065 19971016 BlackRock OH Muni Bd Svc COHSX 30034 19970408 BlackRock PA Muni Bnd A MDPYX 24709 19970210 BlackRock PA Muni Bnd A MEPYX 75433 20061005 BlackRock PA Muni Bnd B MBPYX 21396 19960620 BlackRock PA Muni Bnd B MGPYX 75450 20061005 BlackRock PA Muni Bnd C MCPYX 24708 19970210 BlackRock PA Muni Bnd C MFPYX 75446 20061005 BlackRock PA Muni Bnd I MAPYX 21359 19960620 BlackRock PA Muni Bnd S MSPYX 75459 20061005 BlackRock Pacific Fd A MDPCX 21480 19960620 BlackRock Pacific Fd B MBPCX 14032 19950523 BlackRock Pacific Fd C MCPCX 21438 19960620 BlackRock Pacific Fd I MAPCX 1999 19931117 BlackRock Pacific Fd R MRPCX 57382 20030128 BlackRock Real Asset Eq Tr XBCFX 75534 20061025 BlackRock S & P 500 Index I MASRX 30368 19970423 BlackRock S&P 500 Index A MDSRX 30369 19970423 BlackRock S&P 500 Stock Fd WFSPX 23616 19960620 BlackRock S-T Muni Fd A MELMX 75429 20061005 BlackRock S-T Muni Fd B MBLMX 21379 19960620 BlackRock S-T Muni Fd BR MPLMX 75453 20061005 BlackRock S-T Muni Fd C MFLMX 75440 20061005 BlackRock S-T Muni Fd I MALMX 21346 19960620 BlackRock S-Term Muni Fd A1 MDLMX 21472 19960620 BlackRock Science & Technology Opportuni BGSRX 87378 20080925 BlackRock Science & Technology Opps Port BGSIX 44423 20000818 BlackRock Science & Technology Opps Port BSTSX 45696 20010110 BlackRock Science and Technology Opps Po BGSAX 44117 20000626 BlackRock Science and Technology Opps Po BGSBX 44115 20000626 BlackRock Science and Technology Opps Po BGSCX 44651 20000928 BlackRock Senior Floating Rate Fd II Inc XMPCX 42539 19990416 BlackRock Senior Floating Rate Fd Inc. XMPFX 42540 19990405 BlackRock Senior High Incm PRTF Inc. XARKX 35083 19981123 BLACKROCK SM CAP CORE EQ INST BSQIX 58765 20030826 BLACKROCK SM CAP CORE EQ INV A BSQAX 58762 20030826 BLACKROCK SM CAP CORE EQ INV B BSQBX 58763 20030826 BLACKROCK SM CAP CORE EQ INV C BSQCX 58764 20030826 BLACKROCK SM CAP CORE EQ SERN BSQSX 58766 20030826 BlackRock Sm Cap Gr II A MDSWX 36772 20000317 BlackRock Sm Cap Gr II B MBSWX 36450 19991111 BlackRock Sm Cap Gr II C MCSWX 36449 19991111 BlackRock Sm Cap Gr II I MASWX 36773 20000317 BlackRock Sm Cap Gr II R MRUSX 57461 20030210 BlackRock Sm Cap Index A MDSKX 42371 19990405 BlackRock Sm Cap Index Cl I MASKX 42355 19991021 BlackRock Sm/Mid-Cap Gwth Ptf Cass R SSPRX 75492 20061011 BlackRock Small/Mid-Cap Gr Port inst Cl SSEGX 54874 20021113 BlackRock Small/Mid-Cap Gr Port Inv Cl A SCGAX 22918 19960620 BlackRock Small/Mid-Cap Gr Port Inv Cl B SRCBX 57123 20021227 BlackRock Small/Mid-Cap Gr Port Inv Cl C SGCDX 34971 19981111 BlackRock ST bd Fd A MDDUX 46907 20010323 BlackRock ST bd Fd B MBDUX 47081 20010402 BlackRock ST bd Fd C MCDUX 46906 20010323 BlackRock ST bd Fd I MADUX 46905 20010323 BlackRock ST bd Fd R MRDUX 57368 20030128 BlackRock ST Bond Fd C MFDUX 75435 20061005 BLACKROCK STP QUAL GLB EQ MNGD XBQYX 64314 20040726 BlackRock Strategic Bond Trust XBHDX 58039 20030523 BLACKROCK STRATEGIC DIV TR XBDTX 62962 20040416 BlackRock Strategic Municipal Trust XBSDX 58059 20030522 BlackRock Tot Ret II A BCBAX 32681 19980401 BlackRock Tot Ret II B BCIBX 34011 19980706 BlackRock Tot Ret II Blrk CCBBX 30662 19970818 BlackRock Tot Ret II C BCBCX 35672 19990331 BlackRock Tot Ret II I BFMCX 14605 19960620 BlackRock Tot Ret II Svc CMCBX 14798 19960620 BlackRock Total Ret Fd Cl C MFHQX 75439 20061005 BlackRock Total Ret Fd Cl A MDHQX 21469 19960620 BlackRock Total Ret Fd Cl A1 MEHQX 75428 20061005 BlackRock Total Ret Fd Cl B MBHQX 1994 19931117 BlackRock Total Ret Fd Cl B1 MGHQX 75448 20061005 BlackRock Total Ret Fd Cl C1 MCHQX 21426 19960620 BlackRock Total Ret Fd Cl C2 MHHQX 75451 20061005 BlackRock Total Ret Fd Cl I MAHQX 21343 19960620 BlackRock Total Ret Fd Cl R MRCBX 57391 20030131 BlackRock Ttl Rtrn II Ptf Cl R BCBRX 75363 20061005 BlackRock Util Teleco A MDGUX 23883 19960628 BlackRock Util Teleco B MBGUX 14025 19950523 BlackRock Util Teleco B MGGUX 75447 20061005 BlackRock Util Teleco C MAGUX 21340 19960620 BlackRock Util Teleco C MCGUX 23886 19960628 BlackRock Util Teleco C MFGUX 75437 20061005 BlackRock Value Opps A MDSPX 14040 19950523 BlackRock Value Opps B MBSPX 14036 19950523 BlackRock Value Opps C MCSPX 21446 19960620 BlackRock Value Opps I MASPX 1992 19931117 BlackRock Value Opps R MRSPX 57460 20030210 BlackRock World Inc A MDWIX 21485 19960620 BlackRock World Inc B MBWIX 21399 19960620 BlackRock World Inc C MHWIX 75452 20061005 BlackRock World Inc C1 MCWIX 21451 19960620 BlackRock World Inc I MAWIX 14250 19960531 BLAIR WILLIAM MUT FDS INC INST INT WBIIX 54279 20020829 BLANCHARD WRLDWDE EMRG MKT FD BEGIX 66548 20050203 BlasckRock LifePath 2020 Port Cl K LPSCX 85520 20080603 BlckRck Fds II Mult-Sctr Bnd Fd Cls Inst BMSIX 92269 20100301 BlckRock Basic Value B MBBAX 14158 19951213 BlckRock Gbl Grwth C MCGGX 32124 19971103 BlckRock Glbl Fin Ser A MDFNX 44775 20001018 BlckRock Healthcare B MBHCX 14028 19950523 BLUE CHIP INV FD SHS BCIFX 54688 20021029 Blue Chip Value Fund XBLUX 35223 19990105 BNY Mellon Bal Fd Cl M Shares MPBLX 44757 20001017 BNY Mellon Bal Fd Inv Shares MIBLX 48670 20010802 BNY Mellon bd Fd Cl M Shares MPBFX 44758 20001017 BNY Mellon bd Fd Inv Shares MIBDX 48669 20010802 BNY Mellon Emerging Markets Fd Cl M Shar MEMKX 47399 20010423 BNY Mellon Emerging Markets Fd Inv Share MIEGX 48671 20010802 BNY Mellon Fds Tr BNYMllnMcplOpprttsFdCl MOTMX 87586 20081022 BNY Mellon Fds Tr BNYMllnMcplOppttsFdInv MOTIX 87585 20081022 BNY Mellon Incm Stock Fd Cl M Shares MPISX 44755 20001017 BNY Mellon Incm Stock Fd Inv Shares MIISX 48674 20010802 BNY Mellon Int'l Aprctn Fd Invstr Shs MARIX 87333 20080918 BNY Mellon Intermediate bd Fd Cl M Share MPIBX 44754 20001017 BNY Mellon Intermediate bd Fd Inv Shares MIIDX 48672 20010802 BNY Mellon Intermediate U.S. Gov Fd Cl M MGVMX 30298 19970411 BNY Mellon Intermediate U.S. Gov Fd Inv MOVIX 14626 19960620 BNY Mellon Intl Appreciation Fd Cl M MPPMX 34524 19981111 BNY Mellon Intl Fd Cl M Shares MPITX 44753 20001017 BNY Mellon Intl Fd Inv Shares MIINX 48673 20010802 BNY Mellon Large Cap Stock Fd Cl M Share MPLCX 44752 20001017 BNY Mellon Large Cap Stock Fd Inv Shares MILCX 48675 20010802 BNY Mellon MA Intermediate Muni bd Fd Cl MMBMX 54323 20020911 BNY Mellon MA Intermediate Muni bd Fd Dr MMBPX 54324 20020911 BNY Mellon MA Intermediate Muni bd Fd In MMBIX 54322 20020911 BNY Mellon Mid Cap Stock Fd Cl M Shares MPMCX 44768 20001017 BNY Mellon Mid Cap Stock Fd Dreyfus prem MMSPX 54325 20020906 BNY Mellon Mid Cap Stock Fd Inv Shares MIMSX 48676 20010802 BNY Mellon Natl Intermediate muni bd Fd MINMX 48677 20010802 BNY Mellon Natl Intermediate Muni bd Fd MNMBX 54827 20021107 BNY Mellon Natl Intermediate muni Bd Fd MPNIX 44751 20001017 BNY Mellon Natl Short Term muni Bd Fd Cl MPSTX 44759 20001017 BNY Mellon Natl Short-Term Muni Bd Fd In MINSX 48678 20010802 BNY Mellon NY Intermediate Tax-Exempt bd MNYIX 14627 19960620 BNY Mellon NY Intermediate Tax-Exempt bd MNYMX 30300 19970411 BNY Mellon PA Intermediate muni Bd Fd Cl MPPIX 44756 20001017 BNY Mellon PA Intermediate muni bd Fd In MIPAX 48679 20010802 BNY Mellon Short Term U.S. Gov Securitie MPSUX 44760 20001017 BNY Mellon Short-Term U.S. Gov Securitie MISTX 48681 20010802 BNY Mellon Small Cap Stock Fd Cl M Share MPSSX 44769 20001017 BNY Mellon Small Cap Stock Fd Inv Shares MISCX 48680 20010802 BNY Mellon U.S. Core eq 130/30 Fd Cl M MUCMX 80700 20070803 BNY Mellon U.S. Core eq 130/30 Fd Inv Sh MUCIX 80699 20070803 BNY Mln Fds Tr BNY Fcsd Eq Oprtnts Fd In MFOIX 90167 20091001 BNY Mln Fds Tr BNY Mln Fcsd Eq Oprtnts F MFOMX 90168 20091001 BNY Mln Fds Tr BNY Mln SmMid Cp Fd Cl M MMCMX 90096 20091001 BNY Mln Fds Tr BNY Mln SmMid Cp FdInvShs MMCIX 90227 20091006 BOGLE INV MGMT SM CAP GR INST BOGIX 45312 19990930 Bogle Inv Mgmt Sm Cap Grw Inv BOGLX 42647 19990930 BOND FD AMER INC CL R-1 S RBFAX 53656 20020607 BOND FD AMER INC CL R-2 S RBFBX 53657 20020607 BOND FD AMER INC CL R-4 S RBFEX 53659 20020607 BOND FD AMER INC CL R-5 S RBFFX 53660 20020607 BOND FD AMER INC SL R-3 S RBFCX 53658 20020607 Bond Fund of America (The) ABNDX 14285 19960125 Boston Bal Fd BTBFX 14624 19960620 Boston eq Fd BTEFX 58901 20031001 Boston Tr Mid Cap Fd BTMFX 81632 20071005 Boston Tr Sm Cap Fd BOSOX 72400 20060111 BOYAR VALUE FD INC BOYAX 46130 20010206 Brandes Inst Core Plus Fixed Incm Fd Cl BCPEX 85455 20080528 Brandes inst Intl eq Fd Cl I BIIEX 24899 19970220 Brandes Institutional Glbl Eqty Fnd ClsI BGVIX 51585 20081008 Brandes Institutional Global Eqty Fnd Cl BGVEX 51584 20081008 Brandes Institutional IntrntlEqtyFndClsE BIEEX 51394 20081008 Brandes Instl Core Plus Fix Incm Fd Cl I BCPIX 82726 20080102 Brandes Intl Fund NIVCX 30386 19970430 Brandes Inv Tr Sprtly Mngd Acnt Rvrs Tr SMARX 67801 20051005 Brandywine advs Midcap Gr Fd BWAFX 44883 20001109 Brandywine Blue Fund BLUEX 14622 19960620 Brandywine Fund BRWIX 14193 19960321 Bread & Butter Fd Inc BABFX 83252 20080214 Bridges Investment BRGIX 35172 19981216 Bridgeway Aggressive Growth Fund BRAGX 34536 19981111 Bridgeway Blue Chip 35 Index Fd BRLIX 36111 19990806 BRIDGEWAY FD AGGRES INV 2 BRAIX 50342 20011109 BRIDGEWAY FD BAL PT BRBPX 48656 20010802 Bridgeway Large Cap Gr Fd Cl N BRLGX 62153 20031107 Bridgeway Large Cap Value Fd Cl N BRLVX 62154 20031107 Bridgeway Micro-Cap. Limited Port BRMCX 34029 19980713 Bridgeway Sm-Cap Momentum Fd BRSMX 93919 20100528 Bridgeway Small Cap Gr Fd Cl N BRSGX 62155 20031107 Bridgeway Small Cap Value Fd Cl N BRSVX 62148 20031107 Bridgeway Ultra Small Co BRUSX 30815 19970826 Bridgeway Ultra- Small Company Market Fd BRSIX 36112 19990806 Bright Rock Mid Cap Gwth Fd Insti Cl Shs BQMGX 93917 20100526 Bright Rock Mid Cp Gwth Fd Invstr Cl Shs BQMIX 93918 20100526 Bright Rock Quality Lg Cp Fd Inst Cl Shs BQLCX 93915 20100526 Bright Rock Qulty Lg Cp Fd Invstr Cl Shs BQLIX 93916 20100526 BRINSON FDS HI YLD N BNHYX 45163 20001129 BRINSON FDS US SM CAP GRW N BNSCX 45165 20001128 BRINSON GLBL BAL FD B BNPBX 50868 20020129 BRINSON GLBL BAL FD C BNPCX 50616 20011217 BRINSON GLBL BD FD A BNGBX 50339 20011109 BRINSON GLBL BD FD B BNDBX 50613 20011224 BRINSON GLBL EQ FD B BNEBX 50867 20020129 BRINSON GLBL EQ FD C BNECX 50614 20011217 Brinson Global Bond Fund BPGBX 14632 19960620 Brinson Global Equity Fund BPGEX 23732 19960628 Brinson Global Equity Fund Cl N BNGEX 36052 19990721 Brinson Global Fund BPGLX 14633 19960620 Brinson Global Fund Cl N BNGLX 36053 19990721 Brinson Hi Yield Cl I BIHYX 32628 19980318 BRINSON HI YLD B BNHBX 50343 20011114 BRINSON HI YLD C BNHCX 50344 20011114 BRINSON INTERNATIONAL EQUITY FUND CL BNICX 50689 20020104 Brinson Intl Equity Fund BNUEX 14629 19960620 Brinson Intl Equity Fund Cl N BNIEX 36054 19990721 Brinson U.S. Bond Fund Cl N BNBDX 36056 19990721 BRINSON US BD FD B BNOBX 50340 20011109 BRINSON US BD FD C BNOCX 50353 20011114 Brinson US Bond Fund BPBDX 32236 19971222 BRINSON US SM CAP GRW B BNMBX 50345 20011114 BRINSON US SM CAP GRW C BNMCX 50615 20011224 Brinson US Small-Cap Fd BISCX 32189 19971204 BRN FIFTH AVE GR BFTHX 64041 20040510 Brown advy Core Intl Fd Insti Shs BIANX 57424 20030210 Brown advy Flexible Value Fd A Shs BAFVX 75805 20061212 Brown advy Flexible Value Fd Insti Shs BIAFX 75804 20061211 Brown advy Gr eq A Shares BAGAX 73548 20060503 Brown advy Gr eq Fd Insti BIAGX 36024 19990715 Brown advy Intermediate Incm Fd A Shares BIATX 54446 20020802 Brown advy Intermediate Incm Fd Insti Sh BIAIX 54445 20020802 Brown advy MD bd Fd Insti BIAMX 45890 20010118 Brown advy Opportunity inst Shs BIAOX 72385 20060120 Brown advy Small Cap Gr A Shares BASAX 73293 20060504 Brown advy Small Cap Gr Fd D Shares BIAAX 54442 20021003 Brown advy Small-Cap Fdamental Value Fun BIAUX 88300 20090108 Brown advy Small-Cap Gr Fd I Shares BIASX 36025 19990715 Brown advy Value eq A Shares BAVAX 73491 20060515 Brown advy Value eq inst Shares BIAVX 57425 20030210 BROWN CAP MGMT INTL EQ INST BCIIX 48820 20010905 Brown Capital Management Small Comp BCSIX 30408 19970509 Brown Cardinal Small Companies Fd A Shs BASVX 73294 20060504 Brown Cardinal Small Companies Fd Instl BIACX 62180 20031111 Bruce Fd, Inc. BRUFX 64580 20041203 Bryce Capital Gwth Fd BCFGX 75364 20061005 Bryce Capital Val Fd BCFVX 75365 20061005 BT INVT FDS PRESERV PPLCX 57462 20030210 BTS BOND ASSET ALLOCATION FUND BTSAX 91276 20100107 BTS BOND ASSET ALLOCATION FUND BTSCX 91277 20100107 Buffalo Balanced Fund, Inc BUFBX 14679 19960620 Buffalo China Fd BUFCX 78094 20070109 Buffalo Equity Fund BUFEX 14680 19960620 Buffalo High Yield Fund BUFHX 14682 19960620 Buffalo Int'l Fd BUFIX 81593 20071004 BUFFALO MICRO CAP FD BUFOX 64134 20040604 BUFFALO MID CAP FUND BUFMX 50848 20020122 BUFFALO SCI & TECH FD BUFTX 50620 20011224 Buffalo Small-Cap. Fund BUFSX 34283 19980929 Buffalo USA Global Fund BUFGX 14681 19960620 Bull Path Long-Short Fd Cl A BPFAX 89458 20090604 Bull Path Long-Short Fd Cl C BPFCX 89459 20090604 Bull Path Long-Short Fd Cl I BPFIX 89460 20090604 Bull ProFund Investor Cl BLPIX 42190 19990324 Bull Profund Svc Shs BLPSX 36529 19991210 BULLFINCH UNRESTRICTED SER BUNRX 58775 20030827 BULLFINCH WESTERN NY SER BWNYX 58776 20030827 Burnham Financial Industries Class I BMFIX 92396 20100329 Burnham Financial Services Fd Cl C BURNX 67010 20050502 BURNHAM FINCL IND FD A BURFX 64018 20040504 BURNHAM FINCL IND FD C BURCX 64017 20040504 BURNHAM FINCL SVCS FD A BURKX 45570 20001229 BURNHAM FINCL SVCS FD B BURMX 45571 20001229 Burnham Fund BURHX 14685 19960620 BURNHAM FUND C BURJX 64019 20040504 BURNHAM FUND CL B BURIX 45569 20000703 CA Inv Tr II - eq Incm Fd Cl K EQTKX 58904 20031017 CA Inv Tr II - European Gr & Incm Fd Cl EUGKX 58905 20031017 CA Inv Tr II - Nasdaq-100 Index Fd Cl K NDXKX 58907 20031017 CA Inv Tr II - S&P 500 Index Fd Cl K SPXKX 58909 20031017 CA Inv Tr II - S&P MidCap Index Fd Cl K MIDKX 58906 20031017 CA Inv Tr II - S&P SmallCap Index Fd Cl SMLKX 58908 20031017 CA Inv Tr II - Short-Term U.S. Govt bd F STUKX 58910 20031017 CA Inv Tr II - U.S. Govt Securities Fd C CAUKX 58903 20031017 Ca Invt Tr Equity Income Fund Class A EQTAX 93730 20100507 Ca Invt Tr Equity Income Fund Class B EQTBX 93731 20100507 Ca Invt Tr U.S. Governement Securities F CAUBX 93729 20100507 Ca Invt Tr U.S. Government Securities Fu CAUAX 93728 20100507 CALAMOS BLUE CHIP FD A CBCAX 62298 20031215 CALAMOS BLUE CHIP FD B CBCBX 62299 20031215 CALAMOS BLUE CHIP FD C CBXCX 62301 20031215 CALAMOS BLUE CHIP FD I CBCIX 62300 20031215 Calamos Blue Chip Fd-Cl R CBCRX 78850 20070302 CALAMOS CONV FD B CALBX 47035 20010328 Calamos Conv Fd I CICVX 44489 20000329 CALAMOS CONV OPP XCHIX 54161 20020701 Calamos Convertible and High Incm Fd XCHYX 58185 20030604 Calamos Convertible Fd-Cl R CCVRX 78852 20070302 Calamos Convertible Fund Cl A CCVIX 14724 19960620 Calamos Convertible Fund Cl C CCVCX 24860 19970220 Calamos Discovery Growth Fnd Cls A CADGX 93923 20100601 Calamos Discovery Growth Fnd Cls B CBDGX 93924 20100601 Calamos Discovery Growth Fnd Cls C CCDGX 93925 20100601 Calamos Discovery Growth Fnd Cls I CIDGX 93926 20100601 Calamos Discovery Growth Fnd Cls R CRDGX 93927 20100601 Calamos Gbl Gr and Incm Fd Cl A CVLOX 35224 19990104 Calamos Gbl Gr and Incm Fd Cl B CVLDX 47042 20010328 Calamos Gbl Gr and Incm Fd Cl C CVLCX 35225 19990106 Calamos Gbl Gr and Incm Fd Cl I CGCIX 44482 20000628 Calamos Global Dynamic Incm Fd XCHWX 80361 20070629 CALAMOS GLOBAL EQIUTY FUND-CLASS CRGEX 78871 20070301 Calamos Global Equity Fund-Class A CAGEX 78821 20070302 Calamos Global Equity Fund-Class B CBGEX 78851 20070301 Calamos Global Equity Fund-Class C CCGEX 78822 20070302 Calamos Global Equity Fund-Class I CIGEX 78823 20070302 CALAMOS GLOBAL GROWTH AND INCOME CVLRX 78872 20070302 Calamos Global Ttl Rtrn Fd XCGOX 72036 20051027 Calamos Gr & Incm Fd Cl A CVTRX 24861 19970220 Calamos Gr & Incm Fd Cl B CVTYX 47046 20010328 Calamos Gr & Incm Fd Cl C CVTCX 24862 19970220 Calamos Gr & Incm Fd Cl I CGIIX 44483 20000329 Calamos Growth Fund Cl A CVGRX 24863 19970220 Calamos Growth Fund Cl C CVGCX 24864 19970220 CALAMOS GRWTH FD B CVGBX 47041 20010402 Calamos Grwth Fd I CGRIX 44484 20000901 Calamos Gwth and Incm Fd-Cl R CGNRX 78853 20070302 Calamos Gwth Fd-Cl R CGRRX 78854 20070302 CALAMOS HI YLD FD A CHYDX 47040 20010328 CALAMOS HI YLD FD B CAHBX 47034 20010328 CALAMOS HI YLD FD C CCHYX 47037 20010328 Calamos High Yield Fd-Cl R CHYRX 78855 20070302 Calamos Int'l Gwth Fd Cl A CIGRX 65245 20050317 Calamos Int'l Gwth Fd Cl B CIGBX 65244 20050317 CALAMOS INTERNATIONAL GROWTH FUND CIGCX 65283 20050324 CALAMOS INTERNATIONAL GROWTH FUND CIGIX 65284 20050324 CALAMOS INV TR NEW HI YLD F CIHYX 53455 20020426 Calamos Market Neutral Fd Cl A CVSIX 24865 19970220 Calamos Market Neutral Incm Fd-Cl R CVSRX 78858 20070302 CALAMOS MKT NEUTRAL FD B CAMNX 47036 20010328 CALAMOS MKT NEUTRAL FD C CVSCX 46722 20010316 Calamos Mkt Neutral Fd I CMNIX 44366 20000628 Calamos Multi-Fd Blend Cl A CMQAX 73737 20060705 Calamos Multi-Fd Blend Cl B CMQBX 73738 20060705 Calamos Multi-Fd Blend Cl C CMQCX 73739 20060705 Calamos Multi-Fd Blend Cl I CMQIX 73740 20060705 Calamos Multi-Fd Blend-Cl R CMQRX 78856 20070302 Calamos New World Gwth Fd Cl A CNWGX 87066 20080820 Calamos New World Gwth Fd Cl B CNWZX 87069 20080820 Calamos New World Gwth Fd Cl C CNWDX 87065 20080820 Calamos New World Gwth Fd Cl I CNWIX 87067 20080820 Calamos New World Gwth Fd Cl R CNWRX 87068 20080820 CALAMOS STRATEGIC TOT RET FD XCSQX 62957 20040415 Calamos Ttl Rtrn Bd Fd Cl A CTRAX 80310 20070629 Calamos Ttl Rtrn Bd Fd Cl B CTXBX 80314 20070629 Calamos Ttl Rtrn Bd Fd Cl C CTRCX 80311 20070629 Calamos Ttl Rtrn Bd Fd Cl I CTRIX 80312 20070629 Calamos Ttl Rtrn Bd Fd Cl R CTRRX 80313 20070629 Calamos Val Fd-Cl R CVARX 78857 20070302 Calamos Value Fd - Cl A CVAAX 50882 20020206 Calamos Value Fd Cl B CVABX 50883 20020206 Calamos Value Fd Cl C CVACX 50884 20020206 Calamos Value Fd Cl I CVAIX 53038 20020307 Caldwell & Orkin Market Opportunity Fund COAGX 14828 19960620 CALIF INV EURO GRW & INCM EUGIX 45367 20000331 CALIF INV SHT TM US GOVT BD STUSX 45369 20001214 Calif Invest Tr CA Insured Tax-Free Incm CATFX 14702 19960620 Calif Invest Trust S & P 500 Index Fund SPFIX 23132 19960620 Calif Invest Trust S & P MidCap Index Fd SPMIX 23134 19960620 Calif Invest Trust U.S. Gov't Secs Fund CAUSX 14703 19960620 California Equity Income Fund EQTIX 34105 19980804 California S & P Small-Cap Index Fund SMCIX 34106 19980804 California Tax Free Income CFNTX 6156 19870706 California Tax-Free Bond Fund PRXCX 22643 19960620 CALVER IMPACT LG CAP GRW C CLGCX 45576 20001229 Calvert Aggresive Allocation Fd Cl C CAACX 67365 20050701 Calvert Aggressive Allocation Fd Cl A CAAAX 67364 20050701 Calvert Aggressive Allocation Fd Cl I CAGIX 82958 20080201 Calvert Capital Accumulation Fund CCAFX 14716 19960620 Calvert Capital Appreciation Cl C CCACX 30412 19970521 Calvert Conservative Allocation Fd Cl A CCLAX 66924 20050429 Calvert Conservative Allocation Fd Cl C CALCX 66923 20050429 Calvert Fund Income Port CFICX 14740 19960620 Calvert Global Alternativ Energy Fd Cl C CGACX 80735 20070807 Calvert Global Alternative Enrgy Fd Cl A CGAEX 80024 20070531 Calvert Global Alternative Enrgy Fd Cl I CAEIX 80023 20070531 Calvert Global Water Fund Class A CFWAX 87401 20081001 Calvert Global Water Fund Class C CFWCX 87402 20081001 Calvert Global Water Fund Class Y CFWYX 87403 20081001 Calvert Government Fund Class A CGVAX 88301 20090108 Calvert Government Fund Class C CGVCX 88302 20090108 Calvert Group, TCF Long Duration Incm Fd CLDAX 64460 20050106 Calvert High Yield bd Fd Cl A CYBAX 78909 20070315 Calvert High Yield bd Fd Cl I CYBIX 48706 20010807 Calvert Impact Fund Large Cp Grwth Cls Y CLGYX 87718 20081103 CALVERT IMPACT LG CAP GRW A CLGAX 45574 20001229 CALVERT IMPACT LG CAP GRW B CLGBX 45575 20001229 CALVERT IMPACT LG CAP GRW I CLCIX 45573 20001027 CALVERT INCM FD CL B CBINX 44557 20000128 CALVERT INCM FD CL C CIFCX 47880 20010619 CALVERT INCM FD CL I CINCX 44558 20000127 Calvert Incm Fd Cl R CICRX 75555 20061031 Calvert Income Fnd cl Y CIFYX 83484 20080305 Calvert Int'l Eq Fund CWVGX 14917 19960620 Calvert Int'l Opportunities Fd Cl A CIOAX 80025 20070531 Calvert Int'l Opportunities Fd Cl C COICX 80736 20070807 Calvert Int'l Opportunities Fd Cl I COIIX 80099 20070605 Calvert Large Cap Value Fund Class A CLVAX 87911 20081201 Calvert Large Cap Value Fund Class C CLVCX 87882 20081128 Calvert Large Cap Value Fund Class Y CLVYX 87883 20081128 CALVERT MGD IDX PORTFOLIO CL I CMIIX 67112 20050429 CALVERT MID CAP VAL FD CL A CMVAX 64728 20050125 Calvert Mid Cap Val Fd Cl I CMDIX 66927 20050701 Calvert Mid Cap Value Class C CMVCX 67000 20050422 Calvert Moderate Allocation Fd Cl A CMAAX 66925 20050429 Calvert Moderate Allocation Fd Cl C CMACX 66926 20050531 Calvert Moderate Allocation Fd Cl I CLAIX 82959 20080204 CALVERT NEW VISION SM CAP B CNVBX 46240 20010214 CALVERT NEW VISION SM CAP I CVSMX 58697 20030806 Calvert New Vision Small Cap CL A CNVAX 32268 19980107 Calvert New Vision Small Cap CL C CNVCX 32269 19980107 Calvert Short Dur Inc Fd Cl I Instl Shs CDSIX 73492 20060515 CALVERT SHORT DURATION INCM CL C CDICX 54669 20021022 CALVERT SHORT DURATION INCOME FUND C CSDAX 53018 20020304 Calvert Short Term Gov Fd Cl A CTGAX 78910 20070315 Calvert Short Term Gov Fd Cl I CSTIX 45233 20000630 Calvert Sm Cap Val Fd Cl I CSVIX 67146 20050429 Calvert Small Cap Value Class C CSCCX 67001 20050422 CALVERT SML CAP VAL CL A CCVAX 64723 20050125 CALVERT SOC IDX FD A CSXAX 46243 20010214 CALVERT SOC IDX FD B CSXBX 46244 20010214 CALVERT SOC IDX FD C CSXCX 46245 20010214 CALVERT SOC IND FD CL I CISIX 44559 20000911 CALVERT SOC INV BAL PT I CBAIX 46229 20010214 CALVERT SOC INV BD PT B CBDBX 46230 20010214 CALVERT SOC INV BD PT C CSBCX 46241 20010214 CALVERT SOC INV BD PT I CBDIX 46231 20010214 CALVERT SOC INV EQ PT I CEYIX 46234 20010214 Calvert Soc Inv Fd Bal Pt B CSLBX 44128 20000627 Calvert Soc Inv Fd Eq Pt B CSEBX 44126 20000627 CALVERT SOC INV MGD IDX C CMICX 46237 20010214 Calvert Soc Inv Mgd Idx Pt A CMIFX 36309 19991020 CALVERT SOC INV MNGD IDX B CDXBX 46233 20010214 Calvert Social Investment Cl C CSECX 30420 19970521 Calvert Social Investment Fd Bond Port CSIBX 14880 19960620 Calvert Social Investment Fd Equity Port CSIEX 14882 19960620 Calvert Social Investment Managed Growth CSIFX 14883 19960620 Calvert Social Invstmnt Fnd Bnd Ptf Cl Y CSIYX 87716 20081103 Calvert Social Invstmnt Fnd Eqty Ptf Cl CIEYX 87719 20081103 Calvert Social Managed Growth Cl C CSGCX 30421 19970521 Calvert Tax-Free Reserves Long Term CTTLX 14894 19960620 Calvert Ultra-Short Floating Incm Fd ClA CULAX 75556 20061031 Calvert Ultra-Short Income Fund Class Y CULYX 94247 20100601 Calvert World Val Cap Acc B CWCBX 44125 20000627 CALVERT WORLD VAL CAP ACC I CCPIX 58265 20030619 CALVERT WORLD VAL INTL EQ B CWVBX 46540 20010228 CALVERT WORLD VAL INTL EQ I CWVIX 46541 20010228 Calvert World Value Fnd Intl Equity Cl Y CWEYX 87713 20081103 Calvert World Value Intl Cl C CWVCX 30422 19970521 Calvert World Values Fnd Intl Oprt ClY CWVYX 87682 20081031 CalvertShortDurationIncomeFndClasY CSDYX 83352 20080303 Cambiar Aggressive Val Fd Investor Shs CAMAX 80940 20070904 Cambiar Fd Intl eq Fd Inv Cl CAMIX 54400 20020930 Cambiar Opportunity Fd Port Inv Cl CAMOX 47595 20010509 Cambiar Small Cap Fd - Insti Cl CAMZX 87685 20081031 Cambiar Small Cap Fd Inv Cl CAMSX 64720 20050125 Camco Investors Fund CAMCX 64421 20040903 Camibar Opportunity Fd Institutional Cl CAMWX 67807 20051011 CAN SLIM sel Gr Fd CANGX 67764 20051005 Cap Incm Builder, Inc., Cl 529-F-1 Shs CIRFX 53133 20020314 CAP MGT SM INSTL CMSSX 54038 20020412 CAP MGT SML INV CMSVX 54039 20020412 Cap World bd Fd, Inc., Cl 529-F-1 Shs CCWFX 53093 20020314 Cap World Gr and Incm Fd, Inc., Cl 529-F CWIFX 53178 20020314 Capital Advisors Grwth Fd CIAOX 42592 20000327 Capital California Core Municipal Fd CCCMX 93366 20100415 Capital California Short-Term Muncpal Fd CCSTX 93545 20100503 Capital Core Bond Fund CCBPX 92974 20100415 Capital Core Municipal Fd CCMPX 93367 20100415 Capital Incm Builder, Inc., Cl F-2 Shs CAIFX 86949 20080801 CAPITAL INCOME BLDR FD CL R-1 S RIRAX 53701 20020607 CAPITAL INCOME BLDR FD CL R-2 S RIRBX 53702 20020607 CAPITAL INCOME BLDR FD CL R-3 S RIRCX 53703 20020607 CAPITAL INCOME BLDR FD CL R-4 S RIREX 53704 20020607 CAPITAL INCOME BLDR FD CL R-5 S RIRFX 53705 20020607 Capital Income Builder CAIBX 14695 19960620 CAPITAL INCOME BUILDER CIRAX 53129 20020314 CAPITAL INCOME BUILDER CIRBX 53130 20020314 CAPITAL INCOME BUILDER CIRCX 53131 20020314 CAPITAL INCOME BUILDER CIREX 53132 20020314 Capital Income Builder, Inc. Cl R-6 RIRGX 89234 20090504 Capital Management Equity Fund Insl Cl CMEIX 24611 19970210 Capital Management Mid Cap Fund CMCIX 30400 19970509 Capital Short-Term Municipal Fd CSTMX 93365 20100415 CAPITAL WORLD BD FD INC CL R-1 S RCWAX 53666 20020607 CAPITAL WORLD BD FD INC CL R-2 S RCWBX 53667 20020607 CAPITAL WORLD BD FD INC CL R-3 S RCWCX 53668 20020607 CAPITAL WORLD BD FD INC CL R-4 S RCWEX 53669 20020607 CAPITAL WORLD BD FD INC CL R-5 S RCWFX 53670 20020607 Capital World Bd Fd., Cl F-2 Shs BFWFX 86948 20080801 CAPITAL WORLD BOND FUND CCWAX 53089 20020314 CAPITAL WORLD BOND FUND CCWBX 53090 20020314 CAPITAL WORLD BOND FUND CCWCX 53091 20020314 CAPITAL WORLD BOND FUND CCWEX 53092 20020314 Capital World Bond Fund CWBFX 14914 19960620 Capital World Bond Fund, Inc. Cl R-6 RCWGX 89222 20090504 CAPITAL WORLD GROWTH & INCOMCL R-1 S RWIAX 53741 20020607 CAPITAL WORLD GROWTH & INCOMCL R-2 S RWIBX 53742 20020607 CAPITAL WORLD GROWTH & INCOMCL R-4 S RWIEX 53744 20020607 CAPITAL WORLD GROWTH & INCOMCL; R-3 RWICX 53743 20020607 CAPITAL WORLD GROWTH & INCOME FD CWIAX 53174 20020314 CAPITAL WORLD GROWTH & INCOME FD CWIBX 53175 20020314 CAPITAL WORLD GROWTH & INCOME FD CWICX 53176 20020314 CAPITAL WORLD GROWTH & INCOME FD CWIEX 53177 20020314 Capital World Growth and Income Fund CWGIX 14915 19960620 Capital World Grwth & Incm Fd Inc Cl R-6 RWIGX 89231 20090504 Capital World Gwth and Incm Fd Cl F2 Sh WGIFX 87032 20080801 Capstone Church Bd Fd XCBFX 72068 20051104 Capstone Growth Fund TRDFX 14262 19960611 Capstone Japan Fund CNJFX 14264 19960611 Capstone New Zealand Fund CNZLX 14263 19960611 Caritas All-Cap Growth Fund CTSAX 91353 20100104 Catalyst Fds Lstd Prvt Ety Pls Fd ClA LPEAX 81920 20071022 Catalyst Fds Ltd Prvt Ety Pls Fd ClC LPECX 81921 20071022 Catalyst Val Fd Cl I CTVIX 89079 20090402 Catalyst Value Fd ClA CTVAX 81916 20071022 Catalyst/Groesbeck Grwth of Inc Fnd Cl A CGGAX 91600 20100119 Catalyst/Groesbeck Grwth of Inc Fnd Cl C CGGCX 91298 20091230 Catalyst/SMH High Incm Fd Cl A HIIFX 85352 20080523 Catalyst/SMH High Incm Fd Cl C HIICX 85363 20080523 Catalyst/SMH Total Ret Incm Fd Cl A TRIFX 85355 20080523 Catalyst/SMH Total Ret Incm Fd Cl C TRICX 85354 20080523 Causeway Emerging Markets Fd Insti Cl CEMIX 78957 20070403 Causeway Emerging Markets Fd Investor Cl CEMVX 78946 20070330 Causeway Global Value Fd Instl Cl CGVIX 83962 20080505 Causeway Intl Oprtnts Fd Insti Cls CIOIX 91299 20091231 Causeway Intl Oprtnts Fd Invstr Cls CIOVX 91300 20100104 CAUSEWAY INTL VAL FD CIVIX 50481 20011204 CAUSEWAY INTL VAL FD INV CIVVX 50536 20011204 Cavanal Hill Bal Fd Insti Shs AIBLX 72377 20060104 Cavanal Hill Bal Fd No Load Inv Shs APBAX 24300 19970107 Cavanal Hill bd Fd Insti Shs AIBNX 72378 20060104 Cavanal Hill bd Fd No Load Inv Shs APBDX 14502 19960620 Cavanal Hill Intermediate bd Fd No Load APFBX 14507 19960620 Cavanal Hill Intermediate bd Insti Shs AIFBX 72379 20060104 Cavanal Hill Intermediate Tax Free No Lo APTFX 14512 19960620 Cavanal Hill Intermediate Tax-Free bd Fd AITEX 72382 20060104 Cavanal Hill Short Term Incm Fd No Load APSTX 23572 19980612 Cavanal Hill Short-Term Incm Bd Insti Sh AISTX 72381 20060104 Cavanal Hill U. S. Large Cap eq Fd No Lo APEQX 14506 19960620 Cavanal Hill U.S. Large Cap eq Fd Inst S AIEQX 72500 20060111 Central European Fund XCEEX 35146 19981211 Centurion US Contra Fd CTVCX 81917 20071023 Century Shares Tr inst Cl CENSX 6278 19900111 Century Shares Tr Investor Cl CENVX 67294 20050718 CENTURY SM CAP SELECT INST CSMCX 44869 20001110 CENTURY SM CAP SELECT INV CSMVX 44870 20001110 CGC Intl Equity TIEUX 14124 19951101 CGC Large Cap Growth TLGUX 14126 19951101 CGC Large Cap Value TLVUX 14127 19951101 CGC Small Cap Growth TSGUX 14125 19951101 CGM adv Targeted eq Fd Cl A NEFGX 21890 19960620 CGM adv Targeted eq Fd Cl B NEBGX 30618 19970808 CGM adv Targeted eq Fd Cl C NEGCX 50312 20010618 CGM adv Targeted eq Fd Cl Y NEGYX 36455 19991115 CGM Focus Fund CGMFX 30015 19971001 CGM Mutual Fund LOMMX 6160 19860102 CGM Realty Fund CGMRX 14758 19960620 Champlain Mid Cap Fd CIPMX 86281 20080701 Champlain Small Company Fd CIPSX 64459 20041208 Changing Parameters Fund CPMPX 75470 20061009 Chartwell Dividend & Income Fund XCWFX 35031 19981119 Chase Growth Fund CHASX 36066 19990728 Chase Gwth Fd Substantial Investor Cl CHAIX 78308 20070201 Chase Mid-Cap Gr Fd Cl N CHAMX 58103 20030522 Chesapeake Core Grwth Fd CHCGX 42614 20000328 Chesapeake Gr Fd Inv Shs CHEAX 14770 19960620 Chesapeake Growth Fund Inst CHESX 14771 19960620 Chestnut Street Exchange Fund CHNTX 14776 19960620 Chile Fund XXCHX 35436 19990210 Chn & Strs Insti Glbl Rlty Shrs GRSIX 73909 20060816 Chswld Ln Intrntnl Hgh Dvdnd Fnd CLIDX 73679 20060628 Churchill Tax Free of KY Cl C CHKCX 32883 19980514 Churchill Tax Free of KY Cl Y CHKYX 32884 19980514 Churchill Tax-Free Fd of Kentucky Cl I S CHKIX 90319 20091023 Churchill Tax-Free Fund of Kentucky ClA CHTFX 14780 19960620 CIFG All Weather Fund Class A CAWAX 94243 20100528 CIFG All Weather Fund Class I CAWIX 94244 20100528 Claymore China Technology ETF XCQQX 90906 20091231 Claymore Gugenheim Strtgic Oprtunits Fnd XGOFX 80760 20070808 Claymore Robb Reprt Glbl Lxry Indx ETF XROBX 80761 20070808 Claymore S&P Global Water Index ETF XCGWX 80109 20070605 CLAYMORE SEC TS&W TX ADV BAL XTYWX 64070 20040514 Claymore U.S. Capital markets Bd ETF XUBDX 83787 20080418 Claymore U.SCptl Mrkts Mcr-Trm FxdIncETF XULQX 83789 20080418 Claymore/Alpha Shares ChinaSmalCp Ix ETF XHAOX 83320 20080227 Claymore/AlphaShares China All-Cap ETF XYAOX 90541 20091110 Claymore/Alphashares China Real Est ETF XTAOX 83305 20080226 Claymore/BBD High Incm Index ETF XLVLX 80617 20070727 Claymore/BNY BRIC ETF XEEBX 75350 20060929 Claymore/BNY Mellon Frontier Markets ETF XFRNX 86914 20080801 Claymore/Clear Global Timber Index ETF XCUTX 82560 20071210 Claymore/Clear Spin-Off ETF XCSDX 76106 20061227 Claymore/Great Com Lg-Cap Gwth Index ETF XXGCX 79200 20070416 Claymore/MAC Global Solar Enrgy Indx ETF XTANX 85129 20080514 Claymore/NYSE Arca Airline ETF XFAAX 89056 20090319 Claymore/Ocean Tomo Gwth Index ETF XOTRX 79197 20070416 Claymore/Ocean Tomo Patent ETF XOTPX 76109 20061227 Claymore/Raymond James SB-1 Eq Fd XRYJX 73711 20060601 Claymore/Robeco Developed Int'l Eq ETF XEENX 78903 20070314 Claymore/Sabrient Defender ETF XDEFX 76107 20061227 Claymore/Sabrient Insider ETF XNFOX 75351 20060929 Claymore/Sebrient Steulth ETF XSTHX 75352 20060929 Claymore/Zacks Country Rotation ETF XCROX 80614 20070727 Claymore/Zacks Dividend Rotation ETF XIROX 82561 20071210 Claymore/Zacks Intl Yield Hog Index ETF XIHGX 80815 20070809 Claymore/Zacks Mid-Cap Core ETF XCZAX 79195 20070416 Claymore/Zacks Sector Rotation ETF XXROX 75353 20060929 Claymore/Zacks Yield Hog ETF XCVYX 75349 20060929 ClaymoreSWM Canadian Energy Inc Indx ETF XENYX 80627 20070730 Clear River Fund CLRVX 88555 20090203 Clipper Fund CFIMX 6299 19900321 Clmr Clr Glb Ex Brkrs & Ast Mgrs IndxETF XEXBX 80615 20070727 Clough China Fd Cl A CHNAX 72461 20060104 Clough China Fd Cl C CHNCX 72462 20060104 Clough China Fd Cl I CHNIX 72460 20060104 CLOUGH GLBL ALLOC FD XGLVX 64342 20040804 Clough Global Eq Fd XGLQX 67108 20050510 Clough Global Opportunities Fd XGLOX 73354 20060504 CM Advisers Fixed Income Fund CMFIX 73004 20060324 CMG Absolute Return Strategs Fnd Clss A CMGTX 89200 20090504 CMG Absolute Return Strategs Fnd Clss C CMGCX 89271 20090504 CMG ULTRA SHT TM BD FD CMGUX 62823 20040308 Cmmnty RnvstmntActQulfdInvstmntFdRtlShs CRATX 78886 20070314 CmmntyRnvstmntActQlfd InvstmntFdInstShs CRANX 78885 20070314 CNI CA Tax Exempt bd Cl N CCTEX 46046 20010202 Cni Charter Ca Tx Ex Bd Inst CNTIX 36888 20000131 Cni Charter Corp Bd Inst CNCIX 36889 20000131 CNI Charter Fds, AHA Diversified eq Fd C AHADX 57546 20030305 CNI Charter Fds, AHA Diversified eq Fd C AHDEX 14419 19960314 CNI Charter Fds, AHA Full Maturity Fixed AHAFX 64087 20040526 CNI Charter Fds, AHA Full Maturity Fixed AHFMX 14420 19960131 CNI Charter Fds, AHA Limited Maturity Fi AHALX 64683 20050125 CNI Charter Fds, AHA Limited Maturity Fi AHLFX 14422 19960131 CNI Charter Fds, AHA Socially Responsibl AHRAX 67499 20050815 CNI Charter Fds, AHA Socially Responsibl AHSRX 64675 20050131 Cni Charter Gov Bd Inst CNBIX 36890 20000131 Cni Charter Lg Cap Grw Eq Inst CNGIX 36891 20000209 CNI Charter Lg Cap Val Eq Inst CNLIX 36884 20000209 CNI Corporate bd Cl N CCBAX 46045 20010202 CNI Gov bd Fd Cl N CGBAX 46047 20010202 CNI HI YLD BD INST CHYIX 46049 20010131 CNI High Yield bd Cl N CHBAX 46048 20010202 CNI Large Cap Gr eq Fd Cl N CLEAX 46050 20010202 CNI Large Cap Value eq Fd Cl N CVEAX 46053 20010202 CNI Multi-Asset Fd Cl N CNIAX 81825 20071015 CNI Multi-Asset Fd Insti Cl CNIIX 81826 20071015 CNL Global Real Estate Fd - Inst Cl CGLIX 86379 20080702 CNL Global Real Estate Fd Cl A CGLAX 86473 20080702 Cohen & Steers ClosedEnd Opportunity Fd XFOFX 75734 20061129 Cohen & Steers Dividend Majors Fd Inc XDVMX 66664 20050307 Cohen & Steers Dividend Val Fd, Inc Cl A DVFAX 72096 20051104 Cohen & Steers Dividend Val Fd, Inc Cl C DVFCX 72097 20051104 Cohen & Steers Gbl Infrastructure Fd Inc CSUAX 64036 20040505 Cohen & Steers Gbl Infrastructure Fd Inc CSUBX 64037 20040505 Cohen & Steers Gbl Infrastructure Fd Inc CSUCX 64038 20040505 Cohen & Steers Gbl Infrastructure Fd Inc CSUIX 64039 20040505 Cohen & Steers Gbl Realty Shares, Inc Cl CSFAX 50829 20020116 Cohen & Steers Gbl Realty Shares, Inc Cl CSFBX 64731 20050125 Cohen & Steers Gbl Realty Shares, Inc Cl CSFCX 64732 20050125 Cohen & Steers Gbl Realty Shares, Inc Cl CSSPX 30464 19970530 Cohen & Steers Global Incm Builder Inc XINBX 80635 20070731 Cohen & Steers Infrastructure Fd, Inc. XUTFX 62903 20040331 Cohen & Steers Inst Rlty Shs CSRIX 36976 20000225 Cohen & Steers Preferd Sec & Incm Fds In CPXAX 93634 20100503 Cohen & Steers Prefrd Scrts & Incm Fd In CPXCX 93635 20100503 Cohen & Steers Prfrd Sec & Incm Fd Inc C CPXIX 93636 20100503 Cohen & Steers Quality Inc Realty Fd. XRQIX 67937 20030911 Cohen & Steers Realty Incm Fd Cl A CSEIX 32169 19971128 Cohen & Steers Realty Incm Fd Cl B CSBIX 35636 19990323 Cohen & Steers Realty Incm Fd Cl C CSCIX 35637 19990323 Cohen & Steers Realty Incm Fd Cl I CSDIX 42920 20000516 Cohen & Steers Realty Shares CSRSX 6692 19921102 COHEN & STEERS REIT & PR INCM XRNPX 58448 20030630 Cohen & Steers Total Return Realty Fund XRFIX 35032 19981118 Cohen & Strs Asia Pcfc Rtly Shr Inc Cl A APFAX 75005 20060814 Cohen & Strs Asia Pcfc Rtly Shr Inc Cl C APFCX 73953 20060809 Cohen & Strs Asia Pcfc Rtly Shr Inc Cl I APFIX 73954 20060809 Cohen&Steers Int'l Realty Fd Cl A IRFAX 66933 20050412 Cohen&Steers Int'l Realty Fd Cl C IRFCX 66935 20050412 Cohen&Steers Int'l Realty Fd Cl I IRFIX 66936 20050412 COLONIAL HIGH INCM MUNI TR XCXEX 47509 20010425 COLONIAL INTERMED HI INCM FD XCIFX 47506 20010425 COLONIAL INTERMKT INCM TR I XCMKX 47507 20010425 COLONIAL INV GRADE MUNI TR XCXHX 47510 20010425 COLONIAL MUNI INCM TR XCMUX 47508 20010425 Colorado Bond HICOX 20857 19960620 Columbia Acorn Tr, Acorn Fd Cl A LACAX 46445 20010221 Columbia Acorn Tr, Acorn Fd Cl B LACBX 46446 20010221 Columbia Acorn Tr, Acorn Fd Cl Z ACRNX 6097 19850128 Columbia Acorn Tr, Acorn Fd Cl Z LIACX 46636 20010306 Columbia Acorn Tr, Acorn Intl Cl A LAIAX 46447 20010221 Columbia Acorn Tr, Acorn Intl Fd Cl B LIABX 46635 20010306 Columbia Acorn Tr, Acorn Intl Fd Cl C LAICX 46631 20010306 Columbia Acorn Tr, Acorn Intl Fd Cl Z ACINX 1973 19940119 Columbia Acorn Tr, Acorn Intl sel Fd Cl ACFFX 35141 19981204 Columbia Acorn Tr, Acorn Intl sel Fd Cl LAFAX 46761 20010314 Columbia Acorn Tr, Acorn Intl sel Fd Cl LFFBX 46777 20010314 Columbia Acorn Tr, Acorn Intl sel Fd Cl LFFCX 46772 20010314 Columbia Acorn Tr, Acorn sel Fd Cl A LTFAX 46765 20010314 Columbia Acorn Tr, Acorn sel Fd Cl B LTFBX 46766 20010314 Columbia Acorn Tr, Acorn sel Fd Cl C LTFCX 46767 20010314 Columbia Acorn Tr, Acorn sel Fd Cl Z ACTWX 35142 19981204 Columbia Acorn Tr, Acorn USA Fd Cl A LAUAX 46762 20010314 Columbia Acorn Tr, Acorn USA Fd Cl B LAUBX 46771 20010314 Columbia Acorn Tr, Acorn USA FD Cl C LAUCX 46775 20010314 Columbia Acorn Tr, Acorn USA Fd Cl Z AUSAX 23958 19960925 Columbia Acorn Tr, Thermostat Fd Cl A CTFAX 57548 20030305 Columbia Acorn Tr, Thermostat Fd Cl B CTFBX 57549 20030305 Columbia Acorn Tr, Thermostat Fd Cl C CTFDX 57550 20030305 Columbia Acorn Tr, Thermostat Fd Cl Z COTZX 54401 20020930 Columbia Bal Fd, Inc. Cl C CBLCX 62000 20031013 COLUMBIA BALANCED FD INC NEWCL A CBLAX 54815 20021107 COLUMBIA BALANCED FD INC NEWCL B CBLBX 54714 20021104 Columbia Balanced Fund CBALX 14706 19960620 Columbia bd Fd Cl A CNDAX 48998 20080401 Columbia bd Fd Cl C CNDCX 48999 20080401 Columbia Bd Fd Cl Y CBFYX 89757 20090720 Columbia bd Fd Cl Z UMMGX 23431 19960620 Columbia Blended eq Fd Cl C CBDCX 48995 20080401 Columbia Blended eq Fd Cl Z UMEQX 23423 19960620 Columbia Blended Equity Fund Class A CGWCX 83658 20080331 Columbia CA Tax-Exempt Fd Cl A CLMPX 14793 19960620 Columbia CA Tax-Exempt Fd Cl B CCABX 14715 19960620 Columbia CA Tax-Exempt Fd Cl C CCAOX 36282 19991008 COLUMBIA CA TAX-EXMPT FD CL Z CCAZX 67653 20050920 COLUMBIA CA TAX-EXMPT FD CL Z GMWMX 67682 20020911 Columbia Conservative Hgh Yld Bd Fd Cl Y CHYYX 89701 20090720 Columbia Conservative High Yield Fd Cl A CHGAX 54727 20021104 Columbia Conservative High Yield Fd Cl B CHGBX 54728 20021104 Columbia Conservative High Yield Fd Inc. CMHYX 14801 19960620 Columbia Emerging Markets Fd Cl A EEMAX 81467 20071002 Columbia Emerging Markets Fd Cl C EEMCX 81468 20071002 Columbia Emerging Markets Fd Cl Z UMEMX 46060 20010202 Columbia Energy and Natural Resources Fd EENAX 81469 20071002 Columbia Energy and Natural Resources Fd EENCX 81470 20071002 Columbia Energy and Natural Resources Fd UMESX 23770 19960628 Columbia Fds Ser Tr I, Columbia Intl Sto CISAX 54761 20021105 Columbia Fds Ser Tr I, Columbia Intl Sto CISBX 54762 20021105 Columbia Fds Ser Tr I, Columbia Intl Sto CMISX 14802 19960620 Columbia Fds Srs Tr I, Columbia High Yie LHIAX 46764 20010119 Columbia Fds Srs Tr I, Contrarian Core F LCCAX 57030 20021212 Columbia Fds Srs Tr I, Contrarian Core F LCCBX 57032 20021211 Columbia Fds Srs Tr I, Contrarian Core F LCCCX 57033 20021211 Columbia Fds Srs Tr I, Contrarian Core F SGIEX 23014 19960620 Columbia Fds Srs Tr I, Contrarian Core F SMGIX 23092 19960620 Columbia Fds Srs Tr I, Federal Securitie LFSZX 46632 20010306 Columbia Fds Srs Tr I, High Yield munis CHMCX 53933 20020722 Columbia Fds Srs Tr I, High Yield munis SRHMX 14128 19951103 Columbia Fds Srs Tr I, Intermediate muni GIMAX 48915 20010918 Columbia Fds Srs Tr I, Intermediate muni LITAX 54959 20021126 Columbia Fds Srs Tr I, Intermediate muni LITCX 54961 20021126 Columbia Fds Srs Tr I, Intermediate muni SETMX 22987 19960620 Columbia Fds Srs Tr I, Strategic Incm Fd CLSCX 34018 19980707 Columbia Fds Srs Tr I, Strategic Incm Fd COSIX 14851 19960620 Columbia Fds Srs Tr I, Strategic Incm Fd LSIZX 46642 20010306 Columbia Fds Srs Tr, Columbi CA Intermed NACMX 58455 20030708 Columbia Fds Srs Tr, Columbia Asset Allo NAACX 53804 20020621 Columbia Fds Srs Tr, Columbia Asset Allo NBASX 36189 19990914 Columbia Fds Srs Tr, Columbia Asset Allo NPRAX 36518 19991208 Columbia Fds Srs Tr, Columbia Asset Allo PHAAX 22354 19960620 Columbia Fds Srs Tr, Columbia CA Interme NCMAX 54363 20020920 Columbia Fds Srs Tr, Columbia Convertibl NCIAX 42072 20000317 Columbia Fds Srs Tr, Columbia Convertibl NCVBX 42726 20000410 Columbia Fds Srs Tr, Columbia Convertibl PACIX 22158 19960620 Columbia Fds Srs Tr, Columbia Convertibl PHIKX 32914 19980518 Columbia Fds Srs Tr, Columbia GA Interme NGAMX 21924 19960620 Columbia Fds Srs Tr, Columbia GA Interme NGIMX 30741 19970819 Columbia Fds Srs Tr, Columbia GA Interme NGINX 30742 19970819 Columbia Fds Srs Tr, Columbia GA Interme NGITX 30743 19970819 Columbia Fds Srs Tr, Columbia Gbl Value NCGLX 50443 20011123 Columbia Fds Srs Tr, Columbia Gbl Value NGLBX 53403 20020418 Columbia Fds Srs Tr, Columbia Gbl Value NVPAX 50738 20020104 Columbia Fds Srs Tr, Columbia Gbl Value NVVAX 50739 20020104 Columbia Fds Srs Tr, Columbia High Incm NAHAX 48683 20010802 Columbia Fds Srs Tr, Columbia High Incm NHYBX 44731 20000323 Columbia Fds Srs Tr, Columbia Intl Value EMIEX 34845 19981111 Columbia Fds Srs Tr, Columbia Intl Value NBIVX 36190 19990914 Columbia Fds Srs Tr, Columbia Intl Value NIVLX 34195 19980824 Columbia Fds Srs Tr, Columbia 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NIPAX 42395 19990405 Columbia Fds Srs Tr, Columbia LifeGoal I NLFAX 62237 20031124 Columbia Fds Srs Tr, Columbia LifeGoal I NLFCX 64413 20041004 Columbia Fds Srs Tr, Columbia Lifegoal I NLGAX 35234 19990106 Columbia Fds Srs Tr, Columbia LifeGoal I NLIBX 36577 19991215 Columbia Fds Srs Tr, Columbia LifeGoal I NLOBX 64142 20040609 Columbia Fds Srs Tr, Columbia Marsico 21 NMTBX 42853 20000505 Columbia Fds Srs Tr, Columbia Marsico 21 NMYAX 53572 20020516 Columbia Fds Srs Tr, Columbia Marsico 21 NMYCX 53573 20020516 Columbia Fds Srs Tr, Columbia Marsico Fo NFEAX 32974 19980602 Columbia Fds Srs Tr, Columbia Marsico Fo NFEBX 32969 19980602 Columbia Fds Srs Tr, Columbia Marsico Gr NGIBX 32975 19980602 Columbia Fds Srs Tr, Columbia Marsico Gr NGIPX 34199 19980824 Columbia Fds srs Tr, Columbia Marsico Gr NMGIX 35653 19990326 Columbia Fds Srs Tr, Columbia Marsico Gr NMICX 36517 19991208 Columbia Fds Srs Tr, Columbia Marsico In MAIOX 54319 20020911 Columbia Fds Srs Tr, Columbia Marsico In MBIOX 54320 20020911 Columbia Fds Srs Tr, Columbia Marsico In MCIOX 54321 20020911 Columbia Fds Srs Tr, Columbia Marsico In NMOAX 54335 20020916 Columbia Fds Srs Tr, Columbia MD Interme NMDBX 21969 19960620 Columbia Fds Srs Tr, Columbia MD Interme NMDMX 21970 19960620 Columbia Fds Srs Tr, Columbia MD Interme NMITX 30746 19970819 Columbia Fds Srs Tr, Columbia MidCap Ind NMPAX 42797 20000425 Columbia Fds Srs tr, Columbia Multi-adv NIENX 21938 19960620 Columbia Fds Srs Tr, Columbia Multi-adv NIEQX 21939 19960620 Columbia Fds Srs tr, Columbia Multi-adv NIIAX 21943 19960620 Columbia Fds Srs Tr, Columbia NC Interme NNIBX 30129 19970311 Columbia Fds Srs Tr, Columbia NC Interme NNINX 30891 19970903 Columbia Fds Srs Tr, Columbia s Marsico NMTAX 42854 20000505 Columbia Fds Srs Tr, Columbia s Short-Te NSTMX 22009 19960620 Columbia Fds Srs Tr, Columbia SC Interme NSCMX 21999 19960620 Columbia Fds Srs Tr, Columbia SC Interme NSICX 30896 19970903 Columbia Fds Srs Tr, Columbia Short Term NSMIX 22006 19960620 Columbia Fds Srs Tr, Columbia Short Term NSTFX 22007 19960620 Columbia Fds Srs Tr, Columbia Short Term NSTIX 22008 19960620 Columbia Fds Srs Tr, Columbia Short Term NSTRX 30435 19970521 Columbia Fds Srs Tr, Columbia Short-Term NSMMX 30500 19970616 Columbia Fds Srs Tr, Columbia Short-Term NSMNX 30574 19970805 Columbia Fds Srs Tr, Columbia Short-Term NSMUX 34849 19981111 Columbia Fds Srs Tr, Columbia Small Comp NCPBX 34204 19980824 Columbia Fds Srs Tr, Columbia Small Comp NCPCX 34205 19980824 Columbia Fds Srs Tr, Columbia Small Comp NSCGX 34203 19980824 Columbia Fds Srs Tr, Columbia Small Comp PSCPX 22649 19960620 Columbia Fds Srs Tr, Columbia SmallCap I NMSAX 36219 19990923 Columbia Fds Srs Tr, Columbia SmallCap I NMSCX 30128 19970311 Columbia Fds Srs Tr, Columbia SmallCap V NSCIX 30894 19970903 Columbia Fds Srs Tr, Columbia SmallCap V NSVAX 53648 20020607 Columbia Fds Srs Tr, Columbia Total Ret NSFAX 22002 19960620 Columbia Fds Srs Tr, Columbia Total Ret NSFCX 34850 19981111 Columbia Fds Srs Tr, Columbia Total Ret NSFIX 22003 19960620 Columbia Fds Srs Tr, Columbia Total Ret NSFNX 30573 19970805 Columbia fds Srs Tr, Columbia VA Interme NVAFX 22019 19960620 Columbia Fds Srs Tr, Colunbia SC Interme NISCX 30895 19970903 Columbia Fds Srs Tr, Large Cap Core Fd C NSEPX 34376 19981015 Columbia Fds Srs Tr, Large Cap Index Fd NEIAX 42390 19990506 Columbia Fds Srs Tr, Large Cap Value Fd NVALX 30436 19970521 Columbia Fds Srs Tr, Large Cap Value Fd NVLUX 22031 19960620 Columbia Fds Srs Tr, Marsico Focused Equ NFECX 42392 19990721 Columbia Fds Srs Tr, Marsico Focused Equ NFEPX 32374 19980715 Columbia Fds Srs Tr, MD Intermediate mun NMINX 30745 19970819 Columbia Fds Srs Tr, MidCap Value Fd Cl NAMAX 50834 20020116 Columbia Fds Srs Tr, NC Intermediate mun NNITX 30890 19970903 Columbia Fds Srs Tr, VA Intermedate muni NVABX 22018 19960620 Columbia Fds Srs Tr, VA Intermediate mun NVRCX 32457 19980212 Columbia Fds Srs TR, VA Intermediated mu NVANX 22020 19960620 Columbia Fds Srs Tr,. Columbia MidCap In NTIAX 54002 20020722 Columbia Fds Srs Tr., Columbia LargeCap NMIAX 42401 19990405 Columbia Fds SrsTr I, Federal Securities CFSAX 14747 19960620 Columbia Fds SrsTr I, Federal Securities CFSCX 36265 19991008 Columbia Fds SrsTr I, Federal Securities CFSOX 14748 19960620 Columbia Fds SrsTr I, Intermediate muni LITBX 54960 20021126 Columbia Fds SrsTr I, Strategic Incm Fd CLSBX 14794 19960620 Columbia Fds Ssrs Tr, Columbia NC Interm NNCIX 30889 19970903 Columbia Fds Sts Tr, Columbia multi-adv NITRX 30433 19970521 Columbia Fds Tr I, High Yield Opportunit CHYCX 32885 19980514 Columbia Fds Tr I, High Yield Opportunit COHBX 14835 19960620 Columbia Fds Tr I, High Yield Opportunit COLHX 14839 19960620 Columbia Fds Tr I, High Yield Opportunit LHYZX 46634 20010306 Columbia Fds Tr II, Newport Greater Chin LNGZX 46640 20010306 Columbia Fds Tr II, Newport Greater Chin NGCBX 36266 19991008 Columbia Fds Tr II, Newport Greater Chin NGCCX 36270 19991008 Columbia Fds Tr III, Gbl eq Fd Cl C CGUCX 36269 19991008 Columbia Fds Tr III, Liberty Fd Cl A COLFX 14837 19960620 Columbia Fds TR III, Liberty Fd Cl B CCFBX 14720 19960620 Columbia Fds Tr III, Liberty Fd Cl C CTCCX 36268 19991008 Columbia Fds Tr III, Liberty Fd Cl Z CTCFX 34241 19980903 Columbia Fds Tr III, Quality Plus bd Fd GAHQX 20685 19960620 Columbia Fds Tr III, Quality Plus bd Fd GHQTX 20736 19960620 Columbia Fds Tr III, Quality Plus bd Fd LQPAX 54998 20021202 Columbia Fds Tr III, Quality Plus bd Fd LQPBX 54999 20021202 Columbia Fds Tr III, Quality Plus bd Fd LQPCX 57000 20021202 Columbia Fds Tr III, World eq Fd Cl A CGUAX 14763 19960620 Columbia Fds Tr III, World eq Fd Cl B CGUBX 36272 19991008 Columbia Fds Tr V, CT Intermediate Muni GCBAX 46223 20010213 Columbia Fds Tr V, CT Intermediate Muni LCTAX 54894 20021119 Columbia Fds Tr V, CT Intermediate Muni LCTBX 54895 20021119 Columbia Fds Tr V, CT Intermediate Muni LCTCX 54896 20021119 Columbia Fds Tr V, CT Intermediate Muni SCTEX 22932 19960620 Columbia Fds Tr V, CT Tax Exempt Fd Cl A COCTX 14830 19960620 Columbia Fds Tr V, CT Tax Exempt Fd Cl B CCTBX 14723 19960620 Columbia Fds Tr V, MA Intermediate Muni GMBAX 46225 20010213 Columbia Fds Tr V, MA Intermediate Muni LMIAX 57036 20021211 Columbia Fds Tr V, MA Intermediate Muni LMIBX 57037 20021211 Columbia Fds Tr V, MA Intermediate Muni LMICX 57038 20021211 Columbia Fds Tr V, MA Intermediate Muni SEMAX 22976 19960620 Columbia Fds Tr V, MA Tax-Exempt Fd Cl A COMAX 14842 19960620 Columbia Fds Tr V, MA Tax-Exempt Fd Cl B CMABX 14795 19960620 Columbia Fds Tr V, MA Tax-Exempt Fd Cl C COMCX 36260 19991008 Columbia Fds Tr V, NJ Intermediate Muni GNJAX 46226 20010131 Columbia Fds Tr V, NJ Intermediate Muni GNJTX 48920 20010131 Columbia Fds Tr V, NJ Intermediate Muni LNIAX 54950 20021125 Columbia Fds Tr V, NJ Intermediate Muni LNIBX 54951 20021125 Columbia Fds Tr V, NJ Intermediate Muni LNICX 54952 20021125 Columbia Fds Tr V, NY Intermediate Muni GANYX 20690 19960620 Columbia Fds Tr V, NY Intermediate Muni GNYTX 20757 19960620 Columbia Fds Tr V, NY Intermediate Muni LNYAX 54995 20021202 Columbia Fds Tr V, NY Intermediate Muni LNYBX 54996 20021202 Columbia Fds Tr V, NY Intermediate Muni LNYCX 54997 20021202 Columbia Fds Tr V, NY Tax Exempt Fd Cl B CNYBX 14826 19960620 Columbia Fds Tr V, NY Tax Tax-Exempt Fd CNYCX 36258 19991008 Columbia Fds Tr V, NY Tax-Exempt Fd Cl A COLNX 14841 19960620 Columbia Fds Tr V, RI Intermediate Muni GRBAX 44695 20001011 Columbia Fds Tr V, RI Intermediate Muni GRITX 44226 20000718 Columbia Fds Tr V, RI Intermediate Muni LRIAX 54953 20021125 Columbia Fds Tr V, RI Intermediate Muni LRIBX 54954 20021125 Columbia Fds Tr V, RI Intermediate Muni LRICX 54955 20021125 Columbia Fds Tr V, U.S. Treasury Index F IUTIX 21023 19960620 Columbia Fds Tr V, U.S. Treasury Index F LUTAX 54965 20021126 Columbia Fds Tr V, U.S. Treasury Index F LUTBX 54966 20021126 Columbia Fds Tr V, U.S. Treasury Index F LUTCX 54967 20021126 Columbia Fds Tr VI, Small Cap Value Fd C CSSBX 14886 19960620 Columbia Fds Tr VI, Small Cap Value Fd C CSSCX 32566 19980310 Columbia Fds Tr VI, Small Cap Value Fd I CSCZX 35998 19990712 Columbia Fds Tr VI, Small Cap Value Fd I CSMIX 14885 19960620 Columbia Fds Tr VIII, Incm Fd Cl B CIOBX 53935 20020722 Columbia Fds Tr VIII, Incm Fd Cl Z SRINX 23163 19960620 Columbia Fds Tr VIII, Intermediate bd Fd LIBAX 46803 20010316 Columbia Fds Tr VIII, Intermediate bd Fd LIBBX 50902 20020212 Columbia Fds Tr VIII, Intermediate bd Fd LIBCX 50903 20020212 Columbia Fds Tr VIII, Intermediate bd Fd SRBFX 23152 19960620 Columbia Fds Tr XI, Asset Alloc Fd Cl A LAAAX 54891 20021108 Columbia Fds Tr XI, Asset Alloc Fd Cl B LAABX 54892 20021108 Columbia Fds Tr XI, Asset Alloc Fd Cl C LAACX 54893 20021119 Columbia Fds Tr XI, Asset Alloc Fd Cl T GAAAX 20675 19960620 Columbia Fds Tr XI, Asset Alloc Fd Cl Z GAATX 20676 19960620 Columbia Fds Tr XI, Disciplined Value Fd GALEX 20688 19960620 Columbia Fds Tr XI, Disciplined Value Fd GEVTX 20722 19960620 Columbia Fds Tr XI, Disciplined Value Fd LEVAX 54988 20021202 Columbia Fds Tr XI, Disciplined Value Fd LEVBX 54989 20021202 Columbia Fds Tr XI, Disciplined Value Fd LEVCX 54990 20021202 Columbia Fds Tr XI, Dividend Incm Fd Cl GEQAX 36234 19991001 Columbia Fds Tr XI, Dividend Incm Fd Cl GSFTX 44507 20000831 Columbia Fds Tr XI, Dividend Incm Fd Cl LBSAX 54958 20021126 Columbia Fds Tr XI, Dividend Incm Fd Cl LBSBX 54986 20021202 Columbia Fds Tr XI, Dividend Incm Fd Cl LBSCX 54987 20021202 Columbia Fds Tr XI, Large Cap Gr Fd Cl A LEGAX 54900 20021121 Columbia Fds Tr XI, Large Cap Gr Fd Cl B LEGBX 54901 20021121 Columbia Fds Tr XI, Large Cap Gr Fd Cl C LEGCX 54902 20021121 Columbia Fds Tr XI, Large Cap Gr Fd Cl T GAEGX 20681 19960620 Columbia Fds Tr XI, Large Cap Gr Fd Cl Z GEGTX 20712 19960620 Columbia Fds Tr XI, Small Cap Fd Cl A LSMAX 54909 20021121 Columbia Fds Tr XI, Small Cap Fd Cl B LSMBX 30424 19970521 Columbia Fds Tr XI, Small Cap Fd Cl C LSMCX 54910 20021121 Columbia Fds Tr XI, Small Cap Fd Cl T SSCEX 23178 19960620 Columbia Fds Tr XI, Small Cap Fd Cl Z SMCEX 23090 19960620 Columbia Fds Ts VIII, Incm Fd Cl A LIIAX 47012 20010329 Columbia Fds TSrs Tr I, Columbia High Yi CHMBX 53932 20020722 Columbia High Yield Fd, Inc. Cl C CHDCX 62003 20031013 Columbia Intermediate Bd Fd Cl R CIBRX 72630 20060127 Columbia International Bond Fund Class A CNBAX 87919 20081201 Columbia International Bond Fund Class C CNBCX 88007 20081215 Columbia International Bond Fund Class Z CNBZX 87920 20081201 Columbia International Growth Fund Cls C CDIRX 83598 20080331 Columbia Intl Gr Fd Cl Z UMINX 23427 19960620 Columbia Intl Stock Fd Cl Y CSFYX 89725 20090720 Columbia Intl Stock Fd, Inc. Cl C CSKCX 62010 20031013 Columbia Large Cap Growth Fund Class E CLGEX 75329 20060925 Columbia Large Cap Growth Fund Class F CLGFX 75330 20060925 Columbia Lg Cap Enhanced Core Fd Cl R CCERX 72544 20060125 Columbia Lg Cap Enhanced Core Fd Cl Y CECYX 89721 20090720 Columbia Lg Cap Gwth Fd Cl Y CGFYX 89746 20090720 Columbia Lg Cap index Fd Cl B CLIBX 72095 20051104 Columbia Lg Cap Val Fd Cl R CVURX 72554 20060125 Columbia Lg Cap Val Fd Cl Y CLCYX 89716 20090720 Columbia Life Goal Gwth Portfolio Cl R CLGRX 72627 20060125 Columbia Lifegoal Bal Gr Fd Cl C NBICX 35229 19990106 Columbia LifeGoal Bal Gwth Prtfolio Cl R CLBRX 72547 20060125 Columbia LifeGoal Incm & Gwth Port Cl R CLIRX 72548 20060125 Columbia LifeGoal Incm Portfolio Cl Z CLGZX 91683 20100125 Columbia Marsico 21st Century Fd Cl R CMTRX 72551 20060125 Columbia Marsico Global Fd Cl A COGAX 83863 20080501 Columbia Marsico Global Fd Cl C COGCX 83864 20080501 Columbia Marsico Global Fd Cl R COGRX 83865 20080501 Columbia Marsico Global Fd Cl Z COGZX 83866 20080501 Columbia Marsico Gwth Fd Cl R CMWRX 72553 20060125 Columbia Marsico Int'l Oprtnts Fd Cl R CMORX 72550 20060125 Columbia Masters Int'l Eq Portflio Cl C CMTCX 72825 20060217 Columbia Masters Int'l Eq Portfolio Cl A CMTAX 72823 20060217 Columbia Masters Int'l Eq Portfolio Cl B CMTBX 72824 20060217 Columbia Masters Int'l Eq Portfolio Cl R CMERX 72818 20060217 Columbia Masters Int'l Eq Portfolio Cl Z CMTZX 72826 20060217 Columbia Mid Cap Core Fd Cl A CMRAX 83599 20080331 Columbia Mid Cap Core Fd Cl C CMRCX 83600 20080401 Columbia Mid Cap Core Fd Cl R URVEX 78374 20070212 Columbia Mid Cap Core Fd Cl Z UMVEX 46062 20010202 Columbia Mid Cap Gr Fd, Inc. Cl A CBSAX 54716 20021104 Columbia Mid Cap Gr Fd, Inc. Cl B CBSBX 54717 20021104 Columbia Mid Cap Gr Fd, Inc. Cl C CMCCX 62005 20031013 Columbia Mid Cap Gr Fd, Inc. Cl T CBSTX 54720 20021104 Columbia Mid Cap Gr Fd, Inc. Cl Z CLSPX 6249 19860710 Columbia Mid Cap Gwth Fd Cl Y CMGYX 89743 20090720 Columbia Mid Cap Gwth Fd Inc. Cl R CMGRX 72549 20060125 Columbia Mid Cap Val Fd Cl R CMVRX 72552 20060125 Columbia Mid Cap Val Fd Cl Y CMVYX 89720 20090720 Columbia Mid Cap Value Fund Class A CMUAX 67732 20050926 Columbia Mid Cap Value Fund Class B CMUBX 67733 20050926 Columbia Mid Cap Value Fund Class C CMUCX 67734 20050926 Columbia MidCap Val Rstrctrng Fnd Cls A CASAX 83655 20080331 Columbia MultiAdvisor Int'l Eq Fd Cl R CIERX 72546 20060125 Columbia OR Intermediate muni bd Fd Cl Z CMBFX 14797 19960620 Columbia OR muni bd Fd, Inc. Cl C CORCX 62007 20031013 COLUMBIA ORE MUN BD FD INC CL A COEAX 54817 20021107 COLUMBIA ORE MUN BD FD INC CL B COEBX 54818 20021107 COLUMBIA OVERSEAS VALUE FUND CL COSZX 83678 20080404 Columbia Pacific/Asia Fd Cl C CASCX 83726 20080409 Columbia Pacific/Asia Fd Cl Z USPAX 23465 19960620 Columbia Pacific/Asia Fund Class C CGWAX 83657 20080331 Columbia Real Estate eq Fd, Inc. Cl C CRECX 62008 20031013 COLUMBIA REAL ESTATE EQUITY CL A CREAX 54737 20021104 COLUMBIA REAL ESTATE EQUITY CL B CREBX 54738 20021104 Columbia Real Estate Equity Fund CREEX 14864 19960620 Columbia Retirement 2005 Port Cl A BAAAX 73572 20060619 Columbia Retirement 2005 Port Cl C BAACX 73573 20060619 Columbia Retirement 2005 Port Cl R BAARX 73574 20060619 Columbia Retirement 2005 Port Cl Z BAAZX 73575 20060619 Columbia Retirement 2010 Port Cl A BFBAX 73645 20060619 Columbia Retirement 2010 Port Cl C BFBCX 73579 20060619 Columbia Retirement 2010 Port Cl R BFBRX 73580 20060619 Columbia Retirement 2010 Port Cl Z BFBZX 73581 20060619 Columbia Retirement 2015 Port Cl A BFCAX 73582 20060619 Columbia Retirement 2015 Port Cl C BFCCX 73583 20060619 Columbia Retirement 2015 Port Cl R BFCRX 73584 20060619 Columbia Retirement 2015 Port Cl Z BFCZX 73585 20060619 Columbia Retirement 2020 Port Cl A BFDAX 73586 20060619 Columbia Retirement 2020 Port Cl C BFDCX 73587 20060619 Columbia Retirement 2020 Port Cl R BFDRX 73588 20060619 Columbia Retirement 2020 Port Cl Z BFDZX 73589 20060619 Columbia Retirement 2025 Port Cl A BFEAX 73646 20060619 Columbia Retirement 2025 Port Cl C BFECX 73590 20060619 Columbia Retirement 2025 Port Cl R BFERX 73591 20060619 Columbia Retirement 2025 Port Cl Z BFEZX 73592 20060619 Columbia Retirement 2030 Port Cl A BFFAX 73593 20060619 Columbia Retirement 2030 Port Cl C BFFCX 73594 20060619 Columbia Retirement 2030 Port Cl R BFFRX 73595 20060619 Columbia Retirement 2030 Port Cl Z BFFZX 73596 20060619 Columbia Retirement 2035 Port Cl A BTGAX 73601 20060619 Columbia Retirement 2035 Port Cl C BAGCX 73576 20060619 Columbia Retirement 2035 Port Cl R BAGRX 73577 20060619 Columbia Retirement 2035 Port Cl Z BAGZX 73578 20060619 Columbia Retirement 2040 Port Cl A BFHAX 73597 20060619 Columbia Retirement 2040 Port Cl C BFHCX 73598 20060619 Columbia Retirement 2040 Port Cl R BFHRX 73599 20060619 Columbia Retirement 2040 Port Cl Z BFHZX 73600 20060619 Columbia sel Large Cap Fd Cl R URLGX 78372 20070212 Columbia sel Large Cap Gr Fd Cl A ELGAX 81609 20071004 Columbia sel Large Cap Gr Fd Cl C ELGCX 81610 20071004 Columbia sel Large Cap Gr FdCl Z UMLGX 32234 19981030 Columbia sel Opps Fd Cl A EEOAX 81471 20071002 Columbia sel Opps Fd Cl C EEOCX 81472 20071002 Columbia sel Opps Fd Cl Z UMECX 62943 20040413 Columbia sel Small Cap Fd Cl A ESCAX 81611 20071004 Columbia sel Small Cap Fd Cl C ESCCX 81612 20071004 Columbia sel Small Cap Fd Cl R URLCX 78371 20070212 Columbia sel Small Cap Fd Cl Z UMLCX 23429 19960620 Columbia Short Intermediate bd Fd Cl Z UIMIX 23412 19960620 Columbia Short Trm Bd Fd Cl Y CSBYX 89723 20090720 Columbia Short-Intermediate bd Fd Cl A CHOAX 48996 20080401 Columbia Short-Intermediate bd Fd Cl C CHOCX 48997 20080401 Columbia Short-Intermediate Bnd Fnd Cls CBDAX 83656 20080331 Columbia Sm Cap Gwth Fd I Cl A CGOAX 72042 20051101 Columbia Sm Cap Gwth Fd I Cl B CGOBX 72043 20051101 Columbia Sm Cap Gwth Fd I Cl C CGOCX 72044 20051101 Columbia Sm Cap Gwth Fd I Cl Y CSGYX 89747 20090720 Columbia Sm Cap Val Fd I Cl Y CSVYX 89748 20090720 Columbia Sm Cap Val Fd II Cl A COVAX 72140 20051115 Columbia Sm Cap Val Fd II Cl B COVBX 72141 20051115 Columbia Sm Cap Val Fd II Cl C COVCX 72142 20051115 Columbia Sm Cap Val Fd II Cl R CCTRX 72545 20060125 Columbia Small Cap Gr Fd I Cl Z CMSCX 34542 19981111 Columbia Strategic Inv Fd, Inc. Cl A CSVAX 54740 20021104 Columbia Strategic Inv Fd, Inc. Cl B CSVBX 54741 20021104 Columbia Strategic Inv Fd, Inc. Cl Z CSVFX 45230 20001201 Columbia Strategic Investor Fd Cl Y CLSYX 89741 20090720 Columbia Strategic Invs Fd, Inc. Cl C CSRCX 62011 20031013 Columbia Tax Exempt Fd Cl A COLTX 6646 19910220 Columbia Tax Exempt Fd Cl B CTEBX 14887 19960620 Columbia Tax Exempt Fd Cl C COLCX 36279 19991008 COLUMBIA TAX EXEMPT FUND CLASS CTEZX 67652 20050920 COLUMBIA TECHNOLOGY FD CMTFX 45228 20001201 COLUMBIA TECHNOLOGY FD C CTHCX 62028 20031015 COLUMBIA TECHNOLOGY FD INC CL A CTCAX 54819 20021107 COLUMBIA TECHNOLOGY FD INC CL B CTCBX 54820 20021107 Columbia Value and Restructuring Fd Cl A EVRAX 81613 20071004 Columbia Value and Restructuring Fd Cl C EVRCX 81614 20071004 Columbia Value and Restructuring Fd Cl R URBIX 78369 20070212 Columbia Value and Restructuring Fd Cl Z UMBIX 23418 19960620 Commerce Bond Fund CFBNX 14733 19960620 COMMERCE FDS KS TF INT BD INST KTXIX 45762 20010116 Commerce Funds Miss Tax-Free CFMOX 32442 19980212 Commerce Growth Fund CFGRX 14738 19960620 Commerce Midcap Growth Fund CFAGX 14730 19960620 Commerce National Tax-Free CFNLX 32443 19980212 Commerce Short-Term Gov't Fund CFSTX 14749 19960620 Commerce Value Fund - Instl CFVLX 42196 19990322 Commodity Trends Strategy Fund Cls C Shs DXSCX 92088 20100304 Commodity Trnds Strtgy Fd Instnl Cls DXCIX 89291 20090504 COMMONWEALTH INTL SER TR GLOBAL F CNGLX 57045 20021219 Commonwealth Real Estate Securities Fd CNREX 62364 20040106 Commonwealth Small Cap Fund I Shs COMMX 89517 20090626 Compass Cap Index Equity Inst'l Class PNIEX 22522 19960620 Compass Cap Low-Duration Pt Svc Clas CMGBX 14800 19960620 Compass Capital Gov't Income Ptfl CL A CCGAX 32059 19971016 Compass Capital Group Index Equity Cl C CIECX 30663 19970818 Compass Capital Index Equity Port Cl A CIEAX 30021 19970311 Compass Capital Index Equity Port Cl B CIEBX 30022 19970311 Compass Capital Int'l Bond Port/Instl CINSX 30025 19970311 Compass Capital Int'l Fixed Income Fund CIFIX 14786 19960620 Compass Capital Intermed Gov't Bond Port CIGAX 30024 19970311 Compass Capital Low Dutation CLDBX 30994 19971001 Compass Capital Low-Duration Inst'l BFMSX 14606 19960620 Compass Capital Managed Income Bond Cl A CMIAX 30030 19970311 Compass Capital Managed Income Instl Cl PNMIX 22527 19960620 Compass Capital Mid-Cap Growth Equity CMGSX 30995 19971001 Compass Capital Mid-Cap Value Equity CMVSX 30996 19971001 Compass Capital Ohio Tax-Free Ptfl CL A CCOAX 32063 19971016 Compass Capital Small-Cap Growth CGICX 30998 19971001 Compass Capital Small-Cap Growth Equity CSGBX 30037 19970311 Compass EMP Alternative Asset Fd Cl A CAIAX 91352 20100104 Compass EMP Alternative Asset Fd Cl C CAICX 91296 20091230 Compass EMP Alternative Asset Fd Cl T CAITX 91297 20091230 Compass EMP Multi-Asset Asset Bal Fd Cl CTMAX 88303 20090108 Compass EMP Multi-Asset Bal Fd Cl C CTMCX 88375 20090108 Compass EMP Multi-Asset Bal Fd Cl T CTMTX 90896 20091230 Compass EMP Multi-Asset Gr Fd Cl A LTGAX 88379 20090108 Compass EMP Multi-Asset Gr Fd Cl C LTGCX 88380 20090108 Compass EMP Multi-Asset Gr Fd Cl T LTGTX 90904 20091231 Compass Funds/small-Cap Grow Eq Ser A CSGEX 22580 19960621 Compass Mid-Cap Growth Equity Port CMGIX 24867 19970220 Compass Mid-Cap Value Equity Port CMVIX 24868 19970220 Concorde Value Fund CONVX 24801 19970220 Conestoga Fds Instnl Advsrs LrgCp Fnd IALFX 89096 20090331 CONESTOGA SMALL CAP FUND CCASX 64722 20050125 Congress Large Cap Growth Fund CAMLX 89097 20090331 Congress Lg Cap Gwth Fd Cl I CMLIX 93546 20100503 CONGRESSIONAL EFFECT FUND CEFFX 89797 20080523 Constellation CIP Short Duration Fixed I TSDGX 35492 19990223 Constellation CIP Ultra Short Duration F TSDOX 42672 20000131 Constellation Clover Core Fixed Incm Fd, TCFIX 32088 19971021 Constellation Sands Cap Insti Gwth Ptf CISGX 65080 20050228 CONSTELLATION SANDS CAP SEL GR CFSIX 64724 20050125 Constellation Sands Cap sel Gr Fd, Cl II PTSGX 44524 20000901 Constellation TIP Healthcare & Biotechno THBCX 46895 20010321 Constellation TIP Mid Cap Fd Cl II TMCTX 73224 20060424 Constellation TIP Small Cap Value Opps F TSVOX 53242 20020320 Constellation TIP Tax Managed U.S. eq Fd TTMEX 46897 20010323 Consulting Group Cap Markets Core Fixed TIIUX 23350 19960620 Consulting Grp Cap Mkts Emerg Equity Inv TEMUX 23333 19960620 Consulting Grp Cap Mkts Int'l Fixed Inco TIFUX 23348 19960620 Consulting Grp Cap Mkts Muni Bond Inv Pt TMUUX 23360 19960620 Consulting Grp Cap Mkts Small Cap Value TSVUX 23388 19960620 Consulting High Yield Investments Fund THYUX 42506 19990405 Copley Fd Inc COPLX 14849 19960620 Cornercap Balanced Fund CBLFX 35917 19990615 CornerCap Contrarian Fd CMCRX 54501 20021007 CornerCap Small Cap Value Fd CSCVX 14760 19960620 Corverus Strategic Eq Fd Cl I Shs CVSEX 86380 20080702 Counterpoint Select Fund CPFSX 75793 20061206 COUNTRY BOND FUND CLASS A CTLAX 53244 20020325 COUNTRY GROWTH FUND CLASS A CGRAX 53225 20020320 Country Growth Fund Inc CTYGX 14822 19960620 Country Taxable Fixed Income Series CTYLX 30611 19970806 COUNTRY VP BD FD CVPLX 62335 20031230 COUNTRY VP GROWTH FD CVPGX 62334 20031230 CRA Qualified Investment Fund CRAIX 36944 20000131 CRA Realty Shares Instl CRARX 34538 19981111 CRAWFORD DIV GRWTH FD C CDGCX 62537 20040127 CRAWFORD DIV GRWTH FD I CDGIX 62488 20040120 Credit Suisse Ast Mgmt Incm XCIKX 36955 20000222 Credit Suisse Com Rtrn Strtegy Portfolio CCRSX 72830 20060301 Credit Suisse Commodity Ret Strategy Fd CRSAX 64604 20050107 Credit Suisse Commodity Ret Strategy Fd CRSCX 64605 20050107 Credit Suisse Commodity Ret Strategy Fd CRSOX 64606 20050107 Credit Suisse Gbl High Yield Fd, Inc. In RBSFX 22787 19960620 CREDIT SUISSE HI YLD BD FD XDHYX 48883 20010905 Credit Suisse Instl Invmt Grade Fix-Inc CIGFX 78382 20070305 Credit Suisse Large Cap Blend Fd, Inc. C CFFAX 48746 20010822 Credit Suisse Large Cap Blend Fd, Inc. C CFFBX 48747 20010822 Credit Suisse Large Cap Blend Fd, Inc. C CFFCX 48748 20010822 Credit Suisse Large Cap Blend Fd, Inc. C WFDCX 45138 20001124 Credit Suisse Large Cap Gr Fd Cl A CUAAX 50690 20020104 Credit Suisse Large Cap Gr Fd Cl B CUCBX 50622 20011207 Credit Suisse Large Cap Gr Fd Cl C CUCCX 50623 20011207 Credit Suisse Large Cap Value Fd adv Cl CSLVX 58300 20030624 Credit Suisse Mid Cap Core Fd, Inc. adv WEGTX 23606 19960620 Credit Suisse Mid Cap Core Fd, Inc. Cl A CUWAX 50638 20011207 Credit Suisse Mid Cap Core Fd, Inc. Cl B CUGBX 62866 20040322 Credit Suisse Mid Cap Core Fd, Inc. Cl C CUGCX 62867 20040322 Credit Suisse Mid Cap Core Fd, Inc. Comm CUEGX 14141 19951120 Credit Suisse Small Cap Core Fd Cl A WFAGX 23611 19960620 Credit Suisse Small Cap Core Fd Cl B WSCBX 30563 19970625 Credit Suisse Small Cap Core Fd Cl C CCPCX 47662 20010521 Credit Suisse Small Cap Core Fd Common C CSWCX 47556 20010503 Credit Suisse Tr: Mid Cap Core I Port WTSGX 30377 19970423 Credit Suisse Warburg Pincus G&I WFGIX 23614 19960620 CRM 130/30 Val Fd Insti Shares CRITX 82727 20080102 CRM 130/30 Val Fd Investor Shares CRMTX 82728 20080102 CRM All Cap Val Fd Institutional Cl CRIEX 75542 20061030 CRM All Cap Val Fd Investor Cl CRMEX 75543 20061030 CRM Global Opportunity Fd - Insti Shs CRIWX 88122 20090102 CRM Global Opportunity Fd - Investor Shs CRMWX 88123 20090102 CRM International Opportnty Fd Inst Shs CRIIX 88121 20090102 CRM International Oprtnty Fd Invstr Shs CRMIX 88374 20090108 CRM Large Cap Opportunity Fd inst Cl CRIGX 72304 20051219 CRM Large Cap Opportunity Fd Inv Cl CRMGX 72305 20051219 CRM MID CAP VAL INV SHS CRMMX 48501 20010703 CRM Mid-Cap. Value Fund CRIMX 36083 19990802 CRM Small Cap Value Fund CRMSX 23744 19960628 CRM Small Cap Value Fund Institutional CRISX 42200 19990322 CRM SMALL/MID CAP VALUE FD CRIAX 67113 20050510 CRM SMALL/MID CAP VALUE FD INV CRMAX 67114 20050510 CROFT-LEOMINSTER INCOME FUND CLINX 58536 19950504 Croft-Leominster Value CLVFX 30473 19970616 CS WARBURG PINCUS HI INCM FD CSHIX 47554 20010503 CS WARBURG PINCUS HI INCM FD A CHIAX 47665 20010521 CS WARBURG PINCUS HI INCM FD B CHOBX 47668 20010521 CS WARBURG PINCUS HI INCM FD C CHICX 47666 20010521 CS WARBURG PINCUS VAL FD CSWVX 47558 20010503 CS WARBURG PINCUS VAL FD C CVUCX 47673 20010521 CSI Eq Fd Investor Shares CSIIX 86366 20080701 CSI Eqty Cl A Shrs CSIRX 89144 20090417 CSTG&E Intl Social Core Eq Portfolio DFCCX 80894 20070828 CSTG&E U.S. Social Core Eq 2 Portfolio DFCUX 80891 20070827 CULLEN HIGH DIVERSITY EQ FD CHDEX 62260 20031205 CULLEN HIGH DIVIDEND EQ CL C CHVCX 64726 20050125 CULLEN HIGH DIVIDEND EQ FD I CHDVX 64725 20050125 Cullen High Dividend Equity Fnd Cls R 1 CHDRX 92077 20100304 Cullen High Dividend Equity Fnd Cls R 2 CHDPX 92134 20100304 Cullen Int'l High Dividend Fd Cl C CIHCX 72301 20051219 Cullen Int'l High Dividend Fd Cl I CIHIX 72303 20051219 Cullen Int'l High Dividend Fd Retail Cl CIHDX 72302 20051219 Cullen Internatnal Hgh Dvdnd Fd Cls R 1 CIHRX 92078 20100304 Cullen Intl HIgh Dvdnd Fnd Cls R 2 CIHPX 92133 20100304 Cullen Sm Cap Val Fd Cl C CUSCX 90228 20091006 Cullen Sm Cap Val Fd Cl I CUSIX 90213 20091001 Cullen Sm Cap Val Fd Retail Cl CUSRX 90214 20091001 Cutler Trust Approved list Equity Fund CALEX 14696 19960620 Davenport Equity DAVPX 32463 19980213 Davidson Multi-Cap Core Fd Cl A DFMAX 86951 20080811 Davidson Multi-Cap Core Fd Cl C DFMCX 89582 20090702 Davis Appreciation and Incm Fd Cl A RPFCX 22824 19960620 Davis Appreciation and Incm Fd Cl B DCSBX 24585 19970210 Davis Appreciation and Incm Fd Cl C DCSCX 32865 19980514 Davis Appreciation and Incm Fd Cl Y DCSYX 24586 19970210 Davis Financial B DFIBX 34560 19981111 Davis Financial Fd CL C DFFCX 14848 19971114 Davis Financial Fund Cl A RPFGX 22826 19960620 Davis Financial Fund Cl Y DVFYX 34114 19980810 Davis Global Fd Cl A DGFAX 78036 20070103 Davis Global Fd Cl B DGFBX 78071 20070105 Davis Global Fd Cl C DGFCX 78037 20070103 Davis Global Fund Class Y DGFYX 80751 20070808 Davis Gov't Bond Fund Cl A RFBAX 22797 19960620 Davis Gov't Bond Fund Cl B VRPFX 23565 19960620 Davis Govt Bd Fd C DGVCX 36897 20000104 DAVIS GOVT BD FD Y DGVYX 48821 20010103 Davis Growth Opportunity Fund Cl A RPEAX 22823 19960620 Davis Growth Opportunity Fund Cl B RPFEX 22825 19960620 Davis Grwth Opport Fd C DGOCX 36898 20000210 Davis Grwth Opport Fd Y DGOYX 36899 20000210 Davis Intl Fund Class A DILAX 90913 20100104 Davis Intl Fund Class B DILBX 90914 20100104 Davis Intl Fund Class C DILCX 90915 20100104 Davis Intl Fund Class Y DILYX 90916 20100104 Davis NY Venture Fund C NYVCX 22046 19960620 Davis NY Venture Fund Cl Y DNVYX 24590 19970210 Davis NY York Venture Fund A NYVTX 22047 19960620 Davis NY York Venture Fund B NYVBX 22045 19960620 Davis RE Cl C DRECX 32867 19980514 Davis Real Estate Fund Cl A RPFRX 22827 19960620 Davis Real Estate Fund Cl B DREBX 24591 19970210 Davis Real Estate Fund Cl Y DREYX 24592 19970210 Day Hagan Tactical Allocation FdofEFTClC DHACX 90395 20091030 Day Hagan Tactical Allocation FdofETFClA DHAAX 90394 20091030 DE Core bd Fd Cl A DPFIX 30191 19970320 DE Core Plus bd Fd Cl A DEGGX 14938 19960620 DE Core plus bd Fd Cl B DEGBX 14937 19960620 DE Core plus bd Fd Cl C DUGCX 30187 19970408 DE Core Plus bd Fd Cl R DUGRX 58571 20030723 DE Core Plus bd Fd inst Cl DUGIX 30188 19970320 DE Corporate bd Fd Cl R DGCRX 58565 20030723 DE Diversified Incm Fd Cl R DPRFX 58568 20030723 DE Dividend Incm Fd Cl A DDIAX 58893 20030930 DE Dividend Incm Fd Cl B DDDBX 58891 20030930 DE Dividend Incm Fd Cl C DDICX 58894 20030930 DE Dividend Incm Fd Cl I DDIIX 58895 20030930 DE Dividend Incm Fd Cl R DDDRX 58892 20030930 DE Foundation Conservative Alloc Port A DFIAX 35708 19990409 DE Foundation Conservative Alloc Port Cl DFICX 67508 20050819 DE Foundation Conservative Alloc Port Cl DFIDX 67509 20050819 DE Foundation Conservative Alloc Port Fd DFIRX 58562 20030723 DE Foundation Gr Alloc Port A Cl DFGAX 35707 19990409 DE Foundation Gr Alloc Port Cl B DFGDX 67506 20050819 DE Foundation Gr Alloc Port Cl C DFGCX 67505 20050819 DE Foundation Gr Alloc Port Cl I DFGIX 67507 20050819 DE Foundation Gr Alloc Port Fd Cl R DFGRX 58561 20030723 DE Foundation Moderate Alloc Port Cl A DFBAX 35706 19990409 DE Foundation Moderate Alloc Port Cl B DFBBX 67502 20050819 DE Foundation Moderate Alloc Port Cl C DFBCX 67503 20050819 DE Foundation Moderate Alloc Port Cl I DFFIX 67504 20050819 DE Foundation Moderate Alloc Port Fd Cl DFBRX 58560 20030723 DE Gbl Value Fd Cl A DABAX 50038 20011003 DE Gbl Value Fd Cl A DABBX 50039 20011003 DE Gbl Value Fd Cl I DABIX 50041 20011003 DE Globa Value Fd Cl C DABCX 50040 20011003 DE Gr eq Fd Cl A DASAX 36837 20000202 DE Gr eq Fd Cl B DASBX 46656 20010307 DE Gr eq Fd Cl C DAMCX 46655 20010307 DE Gr eq Fd Cl I DASIX 36829 20000202 DE Gr eq Fd Cl R DASRX 67748 20051003 DE High Yield Opps Fd Cl R DHIRX 58566 20030723 DE Inflation Protected bd Fd Cl A DIPAX 64582 20041209 DE Inflation Protected bd Fd Cl B DIPBX 64583 20041209 DE Inflation Protected bd Fd Cl C DIPCX 64584 20041209 DE Inflation Protected bd Fd Insti Cl DIPIX 64585 20041209 DE Large Cap Value Fd A Cl DELDX 14944 19960620 DE Large Cap Value Fd Cl B DEIBX 14940 19960620 DE Large Cap Value Fd Cl C DECCX 6682 19961125 DE Large Cap Value Fd Cl R DECRX 58554 20030723 DE Large Cap Value Fd inst Cl DEDIX 14931 19960620 DE Limited Term Diversified Incm Cl R DLTRX 58567 20030723 DE Limited-Term Diversified Incm Cl A DTRIX 20044 19960620 DE Limited-Term Diversified Incm Cl B DTIBX 20040 19960620 DE Limited-Term Diversified Incm Cl C DTICX 30181 19970320 DE Limited-Term Diversified Incm inst Cl DTINX 20041 19960620 DE Macquarie Gbl Real Estate Fd Cl A DLRAX 81847 20071016 DE Macquarie Gbl Real Estate Fd Insti Cl DLRIX 81466 20071002 DE Pooled Tr Core Focus Fixed Incm Port DCFIX 64581 20041209 DE Pooled Tr Diversified Incm Fd Cl A DPDFX 34351 19981013 DE Pooled Tr The sel 20 Port DPCEX 44043 20000607 DE REIT Fd Cl R DPRRX 58569 20030723 DE sel Gr Fd Cl R DFSRX 58564 20030723 DE Small Cap Value Fd Cl R DVLRX 58572 20030723 DE SMID Cap Gr Fd Cl A DFCIX 14958 19960620 DE SMID Cap Gr Fd Cl B DFBIX 14957 19960620 DE SMID Cap Gr Fd Cl C DEEVX 30083 19970320 DE SMID Cap Gr Fd Cl I DFDIX 14959 19960620 DE SMID Cap Gr Fd Cl R DFRIX 58563 20030723 DE Trend Fd Cl R DETRX 58557 20030723 DE U.S. Gr Fd Cl R DEURX 58558 20030723 DE Value Fd Cl A DDVAX 36606 20000106 DE Value Fd Cl B DDVBX 53550 20020514 DE Value Fd Cl C DDVCX 53551 20020514 DE Value Fd Cl I DDVIX 36607 20000106 Dean Large Cap Value Fd No-Load DALCX 34078 19980717 Dean Small Cap Value Fd No-Load DASCX 30566 19970804 Dean Witter US Gov't Sec Cl B USGBX 14226 19960531 DEL TX FR IA FD B CL DVFIX 72078 20051104 Delafield Select Fund Cl Y DESYX 87421 20081001 Delaware Aggressive Growth Fund Cl A DVEAX 34561 19981111 Delaware Aggressive Growth Fund Cl B DVEBX 34562 19981111 Delaware Aggressive Growth Fund Cl C DVECX 34159 19980817 Delaware Aggressive Growth Fund Insl Cl VAGGX 34098 19980803 Delaware Arizona Municipal Incm XVAZX 82376 20071113 Delaware Colorado Insured Municipal Incm XVCFX 82377 20071113 Delaware Core Bd Cl C DCBCX 90196 20091001 Delaware Core Bd Fd Cl I DCBIX 90173 20091001 Delaware Core Bd Fd Cl R DEBRX 90174 20091001 Delaware Corporate Bond Cl A DGCAX 34343 19981013 Delaware Corporate Bond Cl B DGCBX 34344 19981013 Delaware Corporate Bond Cl C DGCCX 34345 19981013 Delaware Corporate Bond Insl Cl DGCIX 34346 19981013 Delaware Diversified Fltng Rt Fnd Clss A DDFAX 92079 20100304 Delaware Diversified Fltng Rt Fnd Clss C DDFCX 92080 20100304 Delaware Diversified Fltng Rt Fnd Clss I DDFLX 92082 20100304 Delaware Diversified Fltng Rt Fnd Clss R DDFFX 92081 20100304 Delaware Dividend & Incm Fd XDDFX 82374 20071113 Delaware Emerging Market Fund Class R DEMRX 89975 20090831 Delaware Emerging Markets Fund Cl A DEMAX 6693 19961125 Delaware Emerging Markets Fund Cl B DEMBX 30149 19970320 Delaware Emerging Markets Fund Cl C DEMCX 30152 19970320 Delaware Emerging Markets Fund Insl Cl DEMIX 30169 19970320 Delaware Enhanced Global Dividend & Incm XDEWX 81951 20071029 Delaware Extended Duration Bond Cl A DEEAX 34360 19981014 Delaware Extended Duration Bond Cl B DEEBX 34347 19981013 Delaware Extended Duration Bond Cl C DEECX 34348 19981013 Delaware Extended Duration Bond Insl Cl DEEIX 34349 19981013 Delaware Focus Global Growth Fund Clas A DGGAX 88304 20090108 Delaware Focus Global Growth Fund Clas I DGGIX 88305 20090108 Delaware Foundation Equity Fnd Inst Cls DFEIX 89954 20090831 Delaware Foundation Equity Fund Class A DFEAX 89952 20090831 Delaware Foundation Equity Fund Class C DFECX 89953 20090831 Delaware Foundation Equity Fund Class R DFERX 89955 20090831 Delaware Group Global Dvdnd and Incm Fd XDGFX 82375 20071113 DELAWARE GROUP GLOBAL&INTL FINTL VAL DIVRX 58681 20030801 Delaware Healthcare Fd Cl A DLHAX 81464 20071002 Delaware HealthCare Fd Cl C DLHCX 91680 20100128 Delaware Healthcare Fd Cl I DLHIX 81465 20071002 Delaware HealthCare Fd Cl R DLRHX 91681 20100128 Delaware High Yield Muncpl Bnd Fnd Cls I DVHIX 88308 20090108 Delaware High Yield Opportunity Cl A DHOAX 32571 19980310 Delaware High Yield Opportunity Cl B DHOBX 32572 19980310 Delaware High Yield Opportunity Cl C DHOCX 32573 19980310 Delaware High-Yield Opportunity Insl Cl DHOIX 32570 19980310 Delaware Int'l Equity Fund Cl A DEGIX 14939 19960620 Delaware Int'l Equity Fund Cl B DEIEX 14942 19960620 Delaware Int'l Equity Fund Cl C DEGCX 30170 19970320 Delaware Int'l Equity Fund Insl Cl DEQIX 23699 19960621 Delaware Investment Extnd Drtn Bd Cl R DEERX 67749 20051003 Delaware Invs, Lg Cap Core Fd Cl A DDCAX 75295 20060911 Delaware Invs, Lg Cap Core Fd Cl I DDCIX 75174 20060831 Delaware Macquarie Glbl Infr Fd DMGIX 91652 20100125 Delaware Macquarie Glbl Infr Fd Cl A DMGAX 91650 20100125 Delaware Macquarie Glbl Infr Fd Cl C DMGCX 91651 20100125 Delaware Macquarie Glbl Infr Fd Cl R DMGRX 91653 20100125 Delaware Mid Cap Val Fd Cl A DLMAX 82960 20080201 Delaware Mid Cap Val Fd Cl I DLMIX 82961 20080201 Delaware Mid-Cap Val Fd Cl C DLMCX 86908 20080801 Delaware Mid-Cap Val Fd Cl R DLMRX 86909 20080801 Delaware Minnesota Municipal Incm Fd II XVMMX 82379 20071113 Delaware MN High-Yield Muni Cl A DVMHX 34566 19981111 Delaware MN High-Yield Muni Cl B DVMYX 34567 19981111 Delaware MN High-Yield Muni Cl C DVMMX 34568 19981111 Delaware Nat'l High Yield Muni Fund Cl A CXHYX 14918 19960620 Delaware Nat'l High-Yield Muni Fd Cl C DVHCX 34162 19980817 Delaware Nat'l High-Yield Muni Fd Insl DVNYX 34163 19980817 Delaware National Municipal Incm Fd XVFLX 82378 20071113 Delaware Pld Tr The Glbl Rl Estt Scrts P DGRPX 78113 20070116 Delaware Pooled Emerging Markets DPEMX 14258 19971028 DELAWARE POOLED TR CORE PLU DCPFX 54312 20020911 DELAWARE POOLED TR DIVERS I DPBFX 54789 20021106 DELAWARE POOLED TR DIVERS I DPCFX 54790 20021106 DELAWARE POOLED TR DIVERS I DPFFX 54791 20021106 Delaware Pooled Tr High-Yield Bond Port DPHYX 30192 19970320 DELAWARE POOLED TR SC GR EQ II DCGTX 62506 20040123 Delaware Pooled Tr The Glbl Rl Estt Sc P DGROX 78112 20070116 Delaware Pooled Tr The Lg Cp Gwt Eq Prtf DPLGX 72151 20051115 Delaware Pooled Trust Global Fixed Incom DPGIX 20007 19960620 Delaware Pooled Trust Int'l Equity Port DPIEX 20008 19960620 Delaware Pooled Trust Int'l Fixed Income DPIFX 30906 19970910 Delaware Pooled Trust Intermediate Fixed DPDEX 20005 19960620 Delaware Pooled Trust REIT II DPRTX 32194 19971205 Delaware Pooled Trust REIT Inst DPRSX 32195 19971205 Delaware Pooled Trust/Labor Int'l Equity DELPX 24446 19970110 Delaware REIT Fund Cl A DPREX 24081 19961025 Delaware REIT Fund Cl B DPRBX 32196 19971205 Delaware REIT Fund Cl C DPRCX 32193 19971205 Delaware Sm Cap Core Fd Cl A DCCAX 67395 20050803 Delaware Sm Cap Core Fd Cl C DCCCX 67396 20050803 Delaware Sm Cap Core Fd Cl R DCCRX 67398 20050803 Delaware Sm Cap Core Fd Institutional DCCIX 67397 20050803 Delaware Small Cap Value Fund Cl A DEVLX 14954 19960620 Delaware Small-Cap Value Fund Cl B DEVBX 14953 19960620 Delaware Small-Cap Value Fund Cl C DEVCX 30189 19970320 Delaware Small-Cap Value Fund Insl Cl DEVIX 30190 19970320 Delaware Tax Free USA Fund I Class DTFIX 88306 20090108 Delaware Tax Free USA Intermdt Fnd Cls I DUSIX 88307 20090108 Delaware Tax-Free AZ Insd Muni Cl A VAZIX 23478 19960620 Delaware Tax-Free AZ Insd Muni Cl B DVABX 34574 19981111 Delaware Tax-Free AZ Insd Muni Cl C DVACX 34575 19981111 Delaware Tax-Free CA Fund Cl A DVTAX 34578 19981111 Delaware Tax-Free CA Fund Cl B DVTFX 34579 19981111 Delaware Tax-Free CA Fund Cl C DVFTX 34580 19981111 Delaware Tax-Free CO Fund Cl A VCTFX 23493 19960620 Delaware Tax-Free CO Fund Cl B DVBTX 34581 19981111 Delaware Tax-Free CO Fund Cl C DVCTX 34582 19981111 Delaware Tax-Free ID Fund Cl A VIDAX 23511 19960620 Delaware Tax-Free ID Fund Cl B DVTIX 34589 19981111 Delaware Tax-Free ID Fund Cl C DVICX 34590 19981111 Delaware Tax-Free MN Fund Cl B DMOBX 34599 19981111 Delaware Tax-Free MN Fund Cl C DMOCX 34600 19981111 Delaware Tax-Free MN Inter Cl B DVSBX 34595 19981111 Delaware Tax-Free MN Inter Cl C DVSCX 34596 19981111 Delaware Tax-Free MN Ltd Term Fund Cl A DXCCX 20087 19960620 Delaware Tax-Free NY Fund Cl A FTNYX 20651 19960620 Delaware Tax-Free NY Fund Cl B DVTNX 34605 19981111 Delaware Tax-Free NY Fund Cl C DVFNX 34606 19981111 Delaware Tax-Free PA Fund Cl C DPTCX 30193 19970320 Delaware Tax-Free USA Cl A DMTFX 14997 19960620 Delaware Tax-Free USA Cl B DTFCX 20039 19960620 Delaware Tax-Free USA Cl C DUSCX 30185 19970320 Delaware Tax-Free USA Intermed Cl A DMUSX 14998 19960620 Delaware Tax-Free USA Intermed Cl B DUIBX 30184 19970320 Delaware Tax-Free USA Intermed Cl C DUICX 30186 19970320 Delaware Trend Fund Cl A DELTX 14947 19960620 Delaware Trend Fund Cl B DERBX 14950 19960620 Delaware Trend Fund Cl C DETCX 24117 19960702 Delaware Trend Fund Insl Cl DGTIX 14984 19960620 Delaware U.S. Growth Fund Cl A DUGAX 23753 19960628 Delaware U.S. Growth Fund Cl B DEUBX 30061 19970320 Delaware U.S. Growth Fund Cl C DEUCX 30062 19970320 Delaware U.S. Growth Fund Insl Cl DEUIX 30064 19970320 Delaware Val Fd Cl R DDVRX 67545 20050902 DelawareTax-Free MN Fund Cl A DEFFX 14934 19960620 DF DENT PREMIER GRW ADDITION DFDPX 48664 20010802 DFA Calfrna Shrt Trm Mncpl Bnd Prtfl DFCMX 79997 20070530 DFA Continental Small Company DFCSX 6077 19930826 DFA DIMEN GRP GLB EQ PT I DGEIX 62928 20040407 DFA Emerging Markets Port II DFEMX 14960 19960620 DFA Emerging Markets Ptfl II DFETX 30878 19970902 DFA Emerging Markets Social Core eq Port DFESX 75471 20061005 DFA Emerging Markets Value Portfolio DFEVX 42210 19990507 DFA Emerging Markets Value Ptf Class R2 DFEPX 90910 20100104 DFA EMERGING MKTS CORE EQTY DFCEX 67109 20050517 DFA Enhanced US Large Comp Port DFELX 24315 19961113 DFA Five-Year Gov Port DFFGX 14961 19960620 DFA Gbl 25/75 Port Cl I DGTSX 65071 20041220 DFA GLBL 60/40 PI I DGSIX 64045 20040511 DFA Global Bond Port DFGBX 14962 19960620 DFA Global Eq Portfolio Cl R DGERX 75147 20060822 DFA Global Real Estate Securities Ptf DFGEX 86907 20080801 DFA Inflation Protected Securities Prtfl DIPSX 75794 20061206 DFA Int'l Value Port II DIVTX 14993 19960620 DFA Int'l Core Eq Portfolio DFIEX 72005 20051021 DFA Int'l High Book to Market Port DFHBX 14964 19960620 DFA Int'l Small Cap Value Port DISVX 14990 19960620 DFA Int'l Sustainability Core 1 Portflio DFSPX 85639 20080619 DFA Int'l Val ex Tobacco Ptf DFVLX 86851 20080729 DFA Int'l Value Port DFIVX 14967 19960620 DFA Int'l Value Port III DFVIX 14977 19960620 DFA Intermediate Gov't Bond Port DFIGX 14965 19960620 DFA International Value Ptfl IV DFVFX 30879 19970902 DFA International Vector Equity Ptf DFVQX 87506 20081015 DFA Intl Small Company DFISX 24342 19961113 DFA Intl Val Ptf Class R2 DFIPX 90911 20100104 DFA Intrntnl Rl Est Scrts Ptf DFITX 79532 20070504 DFA Inv Dimensions GrpU.STrgtdVlePtClsR1 DFTVX 83316 20080227 DFA Inv Dmnsns Grp Inc Glbl 2575 Ptf Cls DFGPX 91382 20100106 DFA Inv Dmnsns Grp Inc Glbl 6040 Ptf Cls DFPRX 93345 20100106 DFA INVT DIMENSIONS GROUP INEMER MKT DEMSX 57008 20021206 DFA INVT DIMENSIONS GROUP INST MUNI DFSMX 54350 20020920 DFA Japanese Small Company DFJSX 6073 19930826 DFA Large Cap Int'l Port DFALX 14955 19960620 DFA One-Year Fixed Income Port DFIHX 14966 19960620 DFA Selectively Hedged Global Fxed Inc P DFSHX 83601 20080401 DFA Short-Term Extended Quality Ptf DFEQX 89067 20090326 DFA TA US Core Eq 2 Portfolio DFTCX 82415 20071126 DFA TA World ex US Core Equity Portfolio DFTWX 85487 20080602 DFA Tax Managed U.S. 5 10 Value Port DTMVX 35280 19990115 DFA Tax Managed US 6-10 Small Company DFTSX 42211 19990507 DFA Tax Managed US Marketwide Value Ptfl DTMMX 35487 19990224 DFA Tax-Managed Int'l Value Portfolio DTMIX 42220 19990917 DFA Two-Year Global Fixed Income Port DFGFX 14963 19960620 DFA TX MNGD US EQ PT DTMEX 50179 20011029 Dfa Tx Mngd Us Mktwide Val Ii DFMVX 36490 19991124 DFA U.S. 6-10 Small Company Port DFSTX 14974 19960620 DFA U.S. 6-10 Value Port DFSVX 14975 19960620 DFA U.S. 9-10 Small Co Port DFSCX 14973 19960620 DFA U.S. Core Eq 1 Portfolio DFEOX 72004 20051021 DFA U.S. Core Eq 2 Portfolio DFQTX 72006 20051021 DFA U.S. Large Cap Value Port DFLVX 14970 19960620 DFA U.S. Large Cap Value Port DFUVX 14976 19960620 DFA U.S. Large Cap Value Port II DFCVX 23755 19960628 DFA U.S. Sustainability Core I Ptf DFSIX 83776 20080415 DFA U.S. Target Value Ptf Class R2 DFTPX 90912 20100104 DFA U.S. Targeted Value Port DFFVX 44895 20001113 DFA United Kingdom Small Company DFUKX 6133 19930826 DFA US Large Company Port DFUSX 42743 20000411 DFA US Social Core Eq 2 Portfolio DFUEX 82416 20071126 DFA/AEW Real Estate Securities Port DFREX 14971 19960620 DGHM All-Cap Value Fund C Shs DGACX 87799 20081030 DGHM All-Cap Value Fund Class A Shares DGHMX 87446 20081002 DIAMOND HILL FDS STRAT IN DSIAX 54502 20021007 DIAMOND HILL FDS STRAT IN DSICX 54503 20021007 Diamond Hill Financial Long-Short Fd ClI DHFSX 78102 20070110 Diamond Hill Finc Long-Short Fd Cl A BANCX 32492 19980219 Diamond Hill Finc Long-Short Fd Cl C BSGCX 47273 20010412 Diamond Hill Finc Trends Fd, Inc. XSTBX 42986 20000524 Diamond Hill Large Cap I DHLRX 66577 20050203 DIAMOND HILL LG CAP FD A DHLAX 48696 20010803 DIAMOND HILL LG CAP FD C DHLCX 50042 20011003 Diamond Hill Long-Short Fd Cl A DIAMX 45231 20001201 Diamond Hill Long-Short Fd Cl C DHFCX 46687 20010312 Diamond Hill Long-Short Fd Cl I DHLSX 66578 20050203 Diamond Hill Select Fd Cl A DHTAX 72392 20060104 Diamond Hill Select Fd Cl C DHTCX 72393 20060104 Diamond Hill Select Fd Cl I DHLTX 72388 20060104 DIAMOND HILL SM CAP FD A DHSCX 46688 20010312 DIAMOND HILL SM CAP FD C DHSMX 46689 20010312 Diamond Hill Sm Cap Fd Cl I DHSIX 67147 20050502 Diamond Hill Sm-Mid Cap Fd Cl A DHMAX 72389 20060104 Diamond Hill Sm-Mid Cap Fd Cl C DHMCX 72390 20060104 Diamond Hill Sm-Mid Cap Fd Cl I DHMIX 72391 20060104 Diamond Hill Strategic Income I DHSTX 66579 20050203 Direxion Dynamic HY Bond Fd Inv Cl PDHYX 64231 20040630 Direxion Fds CmmdtyTrnds StrtgyFd Inv Cl DXCTX 85610 20080612 Direxion Fds PSI Cr Strngth Fd Invstr Cl DXCSX 78103 20070110 Direxion Fds PSI Mcr Trnds Fd Invstr Cl DXMTX 78111 20070111 Direxion Fds PSI Ttl Rtrn Fd Invstr Cl DXTRX 78104 20070110 Direxion Fds, Evolution All-Cap eq Fd In PEVEX 62802 20040405 Direxion Fds, Evolution Managed bd Fd In PEMVX 62801 20040402 Direxion Fds, HCM Freedom Fd adv Cl HCMFX 64423 20041103 Direxion Fds, HY Bear Fd Inv Cl PHBRX 67693 20050920 Direxion Fds, Spectrum eq Opportunity Fd SFEOX 64960 20050125 Direxion Fds, Spectrum Glob Perspective SFGPX 64961 20050125 Direxion Lng/Shrt Glbl IPO Fnd InvstrCls DXIIX 92087 20100304 Direxion Long/Short Global IPO Cls C Shs DXGCX 92086 20100304 Direxion Monthly 10 Year Note Bear 2X Fd DXKSX 64083 20040520 Direxion Monthly 10 Year Note Bull 2X Fd DXKLX 66959 20050412 Direxion Monthly China Bull 2X Fd Inv Cl DXHLX 82449 20071205 Direxion Monthly Commodity Bull Fd 2X Fu DXCLX 66651 20050307 Direxion Monthly Developed Markets Bear DXDSX 72760 20060201 Direxion Monthly Developed Markets Bull DXDLX 72633 20060127 Direxion Monthly Dollar Bear 2 X Fd Inv DXDDX 73602 20060619 Direxion Monthly Dollar Bull 2X Fd Inv C DXDBX 85551 20080603 Direxion Monthly Emerging Markets Bear 2 DXESX 72059 20051102 Direxion Monthly Emerging Markets Bull 2 DXELX 72058 20051102 Direxion Monthly Latin America Bull 2X F DXZLX 73303 20060504 Direxion Monthly NASDAQ 100 Bear 2X Fd I DXQSX 73299 20060504 Direxion Monthly NASDAQ-100 Bull 2X Fd I DXQLX 73298 20060504 Direxion Monthly S&P 500 Bear 2X Fd Inv DXSSX 73301 20060504 Direxion Monthly S&P 500 Bull 2X Fd Inv DXSLX 73300 20060504 Direxion Monthly Small Cap Bear 2X Fd DXRSX 36915 20000215 Direxion Monthly Small Cap Bull 2X Fd DXRLX 35536 19990303 Direxion Spectrum sel Alternative Fd Adv SFHYX 67521 20040902 Direxion Wilshire/Dynamic Fund Cls C Shs DXWCX 92089 20100304 Direxion/Wilshire Dynamic Fnd Invstr Cls DXDWX 88987 20090303 Diversified Partners inst Bal DIBFX 47363 20010423 Dividend Capital Rlty Incm Allocation Fd XDCAX 66673 20050324 Dividend Capital Strategic Glbl Rlty Fd XDCWX 80299 20070626 Dividend Gwth Tr Rsng Dvdnd GwthFdCl I ICRIX 78959 20070403 Dlaware Foundatio Conservative Alloc Por DFIIX 67510 20050819 DLB ENHANCED IDX VAL FD DENVX 45956 20010125 DLB HIGH YIELD FD DLHYX 44580 20000927 DMC Tax-Free Income Trust PA Cl A DELIX 14946 19960620 DMC Tax-Free Income Trust PA Cl B DPTBX 20011 19960620 Dodge & Cox Balanced Fund DODBX 20001 19960315 DODGE & COX GLOBAL STOCK FUND DODWX 84977 20080501 Dodge & Cox Income Fund DODIX 20002 19960315 DODGE & COX INTL STK FD DODFX 47600 20010509 Dodge & Cox Stock Fund DODGX 6247 19850614 Domini Insl. Social Equity Fund DIEQX 24980 19970226 Domini Intl Social Eqty Fd Cl A DOMAX 78002 20070103 Domini Intl Social Eqty Inv Shares DOMIX 78001 20070103 DOMINI SOCIAL BOND FD DSBFX 45007 20000630 DOMINI SOCIAL EQ FD R DSFRX 62258 20031205 Domini Social Equity Fund DSEFX 20028 19910603 Domini Social Equity Portfolio DSEPX 67148 20050527 Dominion Insight Growth DOIGX 14213 19960506 DoubleLine Core Fixed Income Fnd Cls I DBLFX 93928 20100601 DoubleLine Core Fixed Income Fnd Cls N DLFNX 93929 20100601 DoubleLine Emerging Markets Incm Fd Cl I DBLEX 92846 20100406 DoubleLine Emerging Markets Incm Fd Cl N DLENX 92847 20100406 DoubleLine Total Return Bond Fund Cl I DBLTX 92805 20100406 DoubleLine Ttl Rtrn Bd Fd Cl N DLTNX 92806 20100406 Dow 30 Enhanced premium & Incm Fd Inc XDPOX 80079 20070530 Dow 30 Premium & Dividend Income Fund XDPDX 67057 20050503 Dow Jones Islamic Fd Cl K IMANX 44479 20000828 Dreman Contrarian High Opportunity Fd - DRSVX 62548 20040128 Dreman Contrarian High Opportunity Fd Cl DRLRX 90625 20091123 Dreman Contrarian High Oppportunity Fd C DRLLX 90624 20091123 Dreman Contrarian International Value Fd DRIVX 90632 20091123 Dreman Contrarian Large Cap Value Fd ins DRLVX 62546 20040128 Dreman Contrarian Mid Cap Value Fd inst DRMVX 62547 20040128 Dreman Contrarian Sm Cap Val Fd Cl I DRISX 80873 20070821 Dreman Market Over-Reaction Fd inst Cl DRQLX 78998 20070409 Dreman Market Over-Reaction Fund A Class DRQAX 90621 20091123 Dreman Market Over-Reaction Fund C Class DRQCX 90622 20091123 Dreman Mid Cap Value Fund A Class DVMAX 90628 20091123 Dreman Mid Cap Value Fund C Class DVVMX 90629 20091123 Dreman Small Cap Value Fund A Class DRSAX 90633 20091123 Dreman/Claymore Dividend & Incm Fd XDCSX 62679 20040219 Dreyfus 100% US Treas Intermed Term Fund DRGIX 20019 19960620 Dreyfus 100% US Treasury Long Term Fund DRGBX 20018 19960620 Dreyfus Active MidCap Fd Cl A DNLDX 6252 19890302 Dreyfus Active MidCap Fd Cl B DNLBX 57339 20030124 Dreyfus Active MidCap Fd Cl C DNLCX 57340 20030124 Dreyfus Active MidCap Fd Cl I DNLRX 57341 20030124 Dreyfus Alpha Gr Fd Cl A DPWAX 64022 20040504 Dreyfus Alpha Gr Fd Cl B BSFBX 36713 20000113 Dreyfus Alpha Gr Fd Cl C BSFCX 36714 20000113 Dreyfus Alpha Gr Fd Cl I DPARX 64020 20040504 Dreyfus AMT-Free muni bd Fd Cl A DMUAX 58505 20030714 Dreyfus AMT-Free muni bd Fd Cl B DMUBX 58504 20030714 Dreyfus AMT-Free muni bd Fd Cl C DMUCX 58503 20030714 Dreyfus AMT-Free muni bd Fd Cl Z DRMBX 20021 19960620 Dreyfus AMT-Free Municipal Bd Fd Cl I DMBIX 88025 20081215 Dreyfus Appreciation DGAGX 14203 19960410 Dreyfus Bal Opportunity Fd Cl A DBOAX 62606 20040203 Dreyfus Bal Opportunity Fd Cl B DBOBX 62607 20040203 Dreyfus Bal Opportunity Fd Cl C DBOCX 62608 20040203 Dreyfus Bal Opportunity Fd Cl I DBORX 62609 20040203 Dreyfus Bal Opportunity Fd Cl J THPBX 24531 19970205 Dreyfus Bal Opportunity Fd Cl Z DBOZX 64603 20050107 Dreyfus Basic Bond Market Index Fund DBIRX 24259 19960724 Dreyfus BASIC U.S. Mortgage Securities F DIGFX 14989 19960620 Dreyfus Bond Market Index Inv DBMIX 34617 19981111 Dreyfus CA AMT-Free muni bd Fd Cl A DCAAX 64453 20041208 Dreyfus CA AMT-Free muni bd Fd Cl B DCABX 64454 20041208 Dreyfus CA AMT-Free muni bd Fd Cl C DCACX 64455 20041208 Dreyfus CA AMT-Free muni bd Fd Cl Z DRCAX 20014 19960620 Dreyfus Calfrn AMT-Free Mncpl Bd Fd Cl I DCMIX 88020 20081215 Dreyfus Comstock Cap Value Cl A DRCVX 1932 19940914 Dreyfus Connecticut Fd Cl I DTCIX 88009 20081215 Dreyfus Core eq Fd Cl A DLTSX 42214 19990329 Dreyfus Core eq Fd Cl B DPEBX 54087 20020814 Dreyfus Core eq Fd Cl C DPECX 54088 20020814 Dreyfus Core eq Fd Cl I DPERX 54089 20020814 Dreyfus Core Value Fd Cl A DCVIX 6290 19900125 Dreyfus Core Value Fd Cl B DBCVX 42640 20000329 Dreyfus Core Value Fd Cl C DCVCX 36960 20000222 Dreyfus Core Value Fd Cl I DTCRX 34620 19981111 Dreyfus Core Value Fd inst Shares DCVFX 14926 19960620 Dreyfus CT Fd Cl A PSCTX 22650 19960620 Dreyfus CT Fd Cl B PMCBX 22481 19960620 Dreyfus CT Fd Cl C PMCCX 30796 19970822 Dreyfus CT Fd Cl Z DPMZX 80100 20070605 Dreyfus Disciplined Stock Fund Cl R DDSTX 14929 19960620 Dreyfus Diversified Glbl Fd Cl A Shs DDGAX 89761 20090720 Dreyfus Diversified Glbl Fd Cl C Shs DDGCX 89738 20090720 Dreyfus Diversified Glbl Fd Cl I Shs DDGIX 89739 20090720 Dreyfus Diversified Intl Fd Cl A DFPAX 82615 20071219 Dreyfus Diversified Intl Fd Cl C DFPCX 82616 20071219 Dreyfus Diversified Intl Fd Cl I DFPIX 82668 20071227 Dreyfus Diversified Large Cap Fund Cls C DVDCX 89978 20090831 Dreyfus Diversified Large Cap Fund Cls I DVDIX 89979 20090831 Dreyfus Diversified Large Cp Fnd Cls A DVDAX 89977 20090831 Dreyfus Dynamcic Alternatvs Fd Inc Cls A DDYAX 92188 20100309 Dreyfus Dynamic Alternatives Fund Clss I DDYIX 92190 20100309 Dreyfus Dynamic Alternativs Fd Inc Cls C DDYCX 92189 20100309 Dreyfus Emerging Asia Fd Cl A DEAAX 82577 20071213 Dreyfus Emerging Asia Fd Cl C DEACX 82578 20071213 Dreyfus Emerging Asia Fdd Cl I DEAIX 82579 20071213 Dreyfus Emerging Fd Cl A DRFMX 24402 19970107 Dreyfus Emerging Leaders DRELX 20017 19960620 Dreyfus Emerging Markets Debt Local Curr DDBAX 87304 20080912 Dreyfus Emerging Markets Debt Local Curr DDBCX 87305 20080912 Dreyfus Emerging Markets Debt Local Curr DDBIX 87306 20080912 Dreyfus Emerging Markets Fd Cl B DBPEX 57050 20021219 Dreyfus Emerging Markets Fd Cl C DCPEX 57051 20021219 Dreyfus Emerging Markets Fd Cl I DRPEX 57063 20021219 Dreyfus eq Gr Fd Cl A FRMAX 36598 20000105 Dreyfus eq Gr Fd Cl B FRMEX 36599 20000105 Dreyfus eq Gr Fd Cl C FRMDX 36600 20000105 Dreyfus eq Gr Fd Cl F FRMUX 20587 19960620 Dreyfus eq Gr Fd Cl I FRMRX 36601 20000105 Dreyfus eq Incm Fd Cl A DQIAX 73781 20060711 Dreyfus eq Incm Fd Cl C DQICX 73782 20060711 Dreyfus eq Incm Fd Cl I DQIRX 73783 20060711 Dreyfus Fund DREVX 6007 19850614 Dreyfus Gbl Absolute Ret Fd Cl A DGPAX 82638 20071220 Dreyfus Gbl Absolute Ret Fd Cl C DGPCX 82618 20071219 Dreyfus Gbl Absolute Ret Fd Cl I DGPIX 82619 20071219 Dreyfus Gbl eq Inccome Fd Cl I DQEIX 81894 20071019 Dreyfus Gbl eq Incm Fd Cl A DEQAX 81903 20071019 Dreyfus Gbl eq Incm Fd Cl C DEQCX 81904 20071019 Dreyfus Gbl Real Estate Securities Cl A DRLAX 78700 20070221 Dreyfus Gbl Real Estate Securities Cl I DRLIX 78379 20070220 Dreyfus Gbl Real Estate Securities Fd Cl DGBCX 87352 20080918 Dreyfus Global Sustainabilty Fd Cl A Shs DGYAX 88021 20081215 Dreyfus Global Sustainabilty Fd Cl I Shs DGYIX 88023 20081215 Dreyfus Global Sustaniabilty Fd Cl C Shs DGYCX 88022 20081215 Dreyfus GNMA Fd Cl A GPGAX 79552 20070507 Dreyfus GNMA Fd Cl B GPGBX 79553 20070507 Dreyfus GNMA Fd Cl C GPNCX 79554 20070507 Dreyfus GNMA Fd Cl Z DRGMX 14233 19960531 Dreyfus Gr Research Fd, Inc. Cl A DWOAX 87387 20081001 Dreyfus Gr Research Fd, Inc. Cl C DWOCX 87388 20081001 Dreyfus Gr Research Fd, Inc. Cl I DWOIX 87389 20081001 Dreyfus Greater China Fd Cl A DPCAX 44015 20000706 Dreyfus Greater China Fd Cl B DPCBX 44017 20000706 Dreyfus Greater China Fd Cl C DPCCX 44021 20000706 Dreyfus Greater China Fd Cl I DPCRX 44014 20000706 Dreyfus Growth & Value Fund DSCVX 23759 19960912 Dreyfus Growth + Income DGRIX 1926 19940620 Dreyfus High Yield Fd Cl A DPLTX 34633 19981111 Dreyfus High Yield Fd Cl B DLTBX 34634 19981111 Dreyfus High Yield Fd Cl C PTHIX 30795 19981105 Dreyfus High Yield Fd Cl I DLHRX 35966 19990708 Dreyfus High Yield muni bd Fd Cl A DHYAX 78911 20070316 Dreyfus High Yield muni bd Fd Cl C DHYCX 78912 20070316 Dreyfus High Yield muni bd Fd Cl Z DHMBX 72007 20051026 Dreyfus High Yield Municipal Bd Fd Cl I DYBIX 88010 20081215 Dreyfus High-Yield Strategies Fund XDHFX 35513 19990226 Dreyfus Int'l Stock Index Fund DIISX 30628 19970808 Dreyfus Intermediate Tax Exempt Bond DITEX 6225 19860102 Dreyfus Intermediate Term Incm Cl I DITIX 57103 20021227 Dreyfus Intermediate Term Incm Fd Cl A DRITX 24333 19961113 Dreyfus Intermediate Term Incm Fd Cl B DTEBX 85200 20080514 Dreyfus Intermediate Term Incm Fd Cl C DTECX 85127 20080514 Dreyfus Intl bd Fd Cl A DIBAX 72394 20060104 Dreyfus Intl bd Fd Cl I DIBRX 72396 20060104 Dreyfus Intl eq Fd Cl A DIEAX 57536 20030221 Dreyfus Intl eq Fd Cl B DIEBX 57509 20030220 Dreyfus Intl eq Fd Cl C DIECX 57510 20030220 Dreyfus Intl eq Fd Cl I DIERX 57537 20030221 Dreyfus Intl Value Fd Cl A DVLAX 24297 19960805 Dreyfus Intl Value Fd Cl B DIBVX 57058 20021219 Dreyfus Intl Value Fd Cl C DICVX 57059 20021219 Dreyfus Intl Value Fd Cl I DIRVX 57060 20021219 DREYFUS INVT GRADE BD FDS ININFLADJ DIASX 57101 20021227 DREYFUS INVT GRADE BD FDS ININFLADJ DIAVX 57102 20021227 Dreyfus Large Cap eq Fd Cl A DLQAX 14625 19960620 Dreyfus Large Cap eq Fd Cl C DEYCX 87316 20080915 Dreyfus Large Cap eq Fd Cl I DLQIX 30297 19970411 Dreyfus Large Cap Gr Fd Cl A DAPAX 32635 19980320 Dreyfus Large Cap Gr Fd Cl C DGTCX 87329 20080918 Dreyfus Large Cap Gr Fd Cl I DAPIX 30303 19970411 Dreyfus Large Cap Value Cl A DAUAX 87332 20080918 Dreyfus Large Cap Value Fd Cl C DVUCX 87353 20080918 Dreyfus Large Cap Value Fd Cl I DAUIX 53255 20020321 Dreyfus Lifetime Growth & Incm Port Inst DGIIX 24198 19970421 Dreyfus Lifetime Growth & Income Ptfl. C DGIRX 24281 19960801 Dreyfus MA Fd Cl A PSMAX 22662 19960620 Dreyfus MA Fd Cl B PBMAX 30140 19970311 Dreyfus MA Fd Cl C PCMAX 30799 19970822 Dreyfus MA Fd Cl Z PMAZX 66626 20050216 Dreyfus MD Fd Cl A PSMDX 22665 19960620 Dreyfus MD Fd Cl B PMDBX 22484 19960620 Dreyfus MD Fd Cl C PMDCX 30800 19970822 Dreyfus Mid-Cap Fd Cl B FRSFX 42265 20000105 Dreyfus Mid-Cap Gr Fd Cl A FRSDX 36662 20000105 Dreyfus Mid-Cap Gr Fd Cl C FRSCX 36664 20000105 Dreyfus Mid-Cap Gr Fd Cl F FRSPX 6292 19900125 Dreyfus Mid-Cap Gr Fd Cl I FRSRX 36665 20000105 Dreyfus Midcap Value Fd Cl A DMCVX 24981 19970226 Dreyfus Midcap Value Fd Cl I DVLIX 85593 20080609 Dreyfus MN Fd Cl A PSMNX 22667 19960620 Dreyfus MN Fd Cl B PMMNX 22501 19960620 Dreyfus MN Fd Cl C PMNCX 30802 19970822 Dreyfus muni bd Opportunity Fd Cl A PTEBX 22688 19960620 Dreyfus muni bd Opportunity Fd Cl B PMUBX 22510 19960620 Dreyfus muni bd Opportunity Fd Cl C DMBCX 34641 19981111 Dreyfus muni bd Opportunity Fd Cl Z DMBZX 64429 20041117 Dreyfus Muni Bond Fund DRTAX 6006 19850614 Dreyfus Municipal Income Fund XDMFX 35514 19990226 Dreyfus Natural Resources Fd Cl A DNLAX 62320 20031222 Dreyfus Natural Resources Fd Cl B DLDBX 62316 20031222 Dreyfus Natural Resources Fd Cl C DLDCX 62317 20031222 Dreyfus Natural Resources Fd Cl I DLDRX 62318 20031222 Dreyfus New Jersey Mncpl Bd Fd Inc Cl I DNMIX 88026 20081215 Dreyfus NJ Muni bd Fd, Inc. Cl A DRNJX 20023 19960620 Dreyfus NJ muni bd Fd, Inc. Cl B DBNJX 57356 20030128 Dreyfus NJ muni bd Fd, Inc. Cl C DCNJX 57358 20030128 Dreyfus NJ muni bd Fd, Inc. Cl Z DZNJX 80160 20070611 Dreyfus Nw Yrk AMT Free Mncpl Bd Fd Cl I DNYIX 88027 20081215 Dreyfus NY AMT-Free muni bd Fd Cl A PSNYX 22670 19960620 Dreyfus NY AMT-Free muni bd Fd Cl B PRNBX 22622 19960620 Dreyfus NY AMT-Free muni bd Fd Cl C PNYCX 34642 19981111 Dreyfus NY Tax Exempt Bond Fund DRNYX 20024 19960620 Dreyfus OH Fd Cl A PSOHX 22671 19960620 Dreyfus OH Fd Cl B POHBX 22546 19960620 Dreyfus OH Fd Cl C POHCX 30804 19970822 Dreyfus PA Fd Cl A PTPAX 22710 19960620 Dreyfus PA Fd Cl B PPABX 22559 19960620 Dreyfus PA Fd Cl C PPACX 30805 19970822 Dreyfus PA Fd Cl Z DPENX 82557 20071207 Dreyfus prem Emerging Mkts Opporty Fd Cl SEOAX 73841 20060717 Dreyfus prem Emerging Mkts Opporty Fd Cl SEORX 73843 20060717 Dreyfus prem Emerging Mkts Oppty Fd Cl C SEOCX 73842 20060717 Dreyfus Prem Int'l Stck Fd ClCShsaSrsof DISCX 78087 20070108 Dreyfus Prem, Gbl Stock Fd Cl I Shs, a S DGLRX 78040 20070103 Dreyfus Prem, Intl Stock Fd Cl I Shs, a DISRX 78041 20070103 Dreyfus Premier Int'l Bd Fd Cl C DIBCX 72395 20060104 Dreyfus Premier Midcap Value Fund Cls C DVLCX 85592 20080611 Dreyfus Prm GlblStckFdClA DGLAX 78038 20070103 Dreyfus Prm GlblStckFdClCd DGLCX 78039 20070103 Dreyfus Research Gr Fd Inc. Cl Z DREQX 6009 19850614 Dreyfus S&P 500 Index PEOPX 22289 19960620 Dreyfus S&P MidCap Index Fund PESPX 22294 19960620 Dreyfus S&P STARS Fd Cl A DPPAX 64021 20040504 Dreyfus S&P STARS Fd Cl B BSPBX 34022 19980708 Dreyfus S&P Stars Fd Cl C BSPCX 14647 19960620 Dreyfus S&P STARS Fd Cl I BSSPX 14648 19960620 Dreyfus S&P STARS Opps Fd Cl A DPOAX 64034 20040504 Dreyfus S&P Stars Opps Fd Cl B BSOBX 50782 20020109 Dreyfus S&P Stars Opps Fd Cl C BSOCX 50847 20020122 Dreyfus S&P STARS Opps Fd Cl I DSORX 64099 20040527 Dreyfus Satellite Alpha Fd Cl A Shs DSAAX 89737 20090720 Dreyfus Satellite Alpha Fd Cl C Shs DSACX 89736 20090720 Dreyfus Satellite Alpha Fd Cl Cl I Shs DSAIX 89784 20090715 Dreyfus Select Managers Sm Cap Val Fd Cl DMECX 88082 20081217 Dreyfus Select Managers Sm Cap Val Fd Cl DMVAX 88083 20081217 Dreyfus Select Managers Sm Cap Val Fd Cl DMVIX 88084 20081217 Dreyfus Short Intermediate muni bd Fd Cl DSIBX 20030 19960620 Dreyfus Short Term Incm Fd Cl B DSHBX 57110 20021227 Dreyfus Short Term Incm Fd Cl D DSTIX 20037 19960620 Dreyfus Short Term Incm Fd Cl P DSHPX 57111 20021227 Dreyfus Short-Intermediate Gov Fund DSIGX 20032 19960620 Dreyfus Short-Intermediate muni bd Fd Cl DSBBX 58173 20030530 Dreyfus Short-Intrmdt Mncpl Bd Fd Cl I DIMIX 88024 20081215 Dreyfus ShrtIntrmdt Mnpl Bnd Fd Cl A DMBAX 89829 20090803 Dreyfus Small Cap eq Fd Cl A DSEAX 57539 20030221 Dreyfus Small Cap eq Fd Cl B DSEBX 57540 20030221 Dreyfus Small Cap eq Fd Cl C DSECX 57541 20030221 Dreyfus Small Cap eq Fd Cl I DSERX 57515 20030220 Dreyfus Small Cap Value Fd Cl A DSVAX 42835 20000502 Dreyfus Small Cap Value Fd Cl B DSVBX 42837 20000502 Dreyfus Small Cap Value Fd Cl C DSVCX 42833 20000502 Dreyfus Small Cap Value Fd Cl I DSVRX 42836 20000502 Dreyfus Small-Cap Stock Index Fund DISSX 30629 19970808 Dreyfus Strategic Incm Fd Cl A DSTAX 73815 20060717 Dreyfus Strategic Incm Fd Cl C DSTCX 73816 20060717 Dreyfus Strategic Incm Fd Cl I DSTRX 73817 20060717 Dreyfus Strategic Municipal Bond Fund XDSMX 35517 19990226 Dreyfus Strategic Municipals Fund XLEOX 35518 19990226 Dreyfus Strategic Value Fd Cl A DAGVX 21826 19960621 Dreyfus Strategic Value Fd Cl B DBGVX 57884 20030428 Dreyfus Strategic Value Fd Cl C DCGVX 57885 20030428 Dreyfus Strategic Value Fd Cl I DRGVX 57886 20030428 Dreyfus Structured Midcap Fd Cl A DPSAX 57272 20030108 Dreyfus Structured Midcap Fd Cl B DPSBX 57273 20030108 Dreyfus Structured Midcap Fd Cl C DPSCX 57274 20030108 Dreyfus Structured Midcap Fd Cl I DPSRX 57275 20030108 Dreyfus Tax Managed Gr Fd Cl A DTMGX 32588 19980312 Dreyfus Tax Managed Gr Fd Cl B DPTMX 32464 19980213 Dreyfus Tax Managed Gr Fd Cl C DPTAX 24744 19980610 Dreyfus Tax Managed Gr Fd Cl I DPTRX 64230 20040629 Dreyfus Technology Gr Fd Cl A DTGRX 32816 19980508 Dreyfus Technology Gr Fd Cl B DTGBX 35943 19990621 Dreyfus Technology Gr Fd Cl C DTGCX 36081 19990802 Dreyfus Technology Gr Fd Cl I DGVRX 44095 20000620 Dreyfus Third Century Fd Inc Cl A DTCAX 44274 20000726 Dreyfus Third Century Fd Inc Cl B DTCBX 42897 20000512 Dreyfus Third Century Fd Inc Cl C DTCCX 44085 20000619 Dreyfus Third Century Fd Inc Cl I DRTCX 42832 20000502 Dreyfus Third Century Fd Inc Cl Z DRTHX 6010 19850614 Dreyfus Total Ret Advantage Fd Cl C DTRCX 73229 20060315 Dreyfus Total Ret Advantage Fd Cl I DTRRX 72977 20060324 Dreyfus Total Ret Advntage Fd Cl A DTRAX 72976 20060324 Dreyfus U.S. eq Fd Cl A DPUAX 85488 20080530 Dreyfus U.S. eq Fd Cl C Shs DPUCX 85489 20080530 Dreyfus U.S. eq Fd Cl I Shs DPUIX 85490 20080530 Dreyfus Worldwide Gr Fd Cl A PGROX 22344 19960620 Dreyfus Worldwide Gr Fd Cl B PGWBX 22353 19960620 Dreyfus Worldwide Gr Fd Cl C PGRCX 30237 19970408 Dreyfus Worldwide Gr Fd Cl I DPWRX 42216 19990427 Dreyfus/Laurel Int'l S&P 500 Stock Index DSPIX 20035 19960620 Dreyfus/Newton Intl eq Fd Cl A NIEAX 83605 20080401 Dreyfus/Newton Intl eq Fd Cl C NIECX 83606 20080401 Dreyfus/Newton Intl eq Fd Cl I SNIEX 72336 20051222 Dreyfus/Standish Fixed Incm Fd SDFIX 22939 19960620 Dreyfus/Standish Gbl Fixed Incm Fd Cl I SDGIX 14242 19960531 Dreyfus/Standish Intermediate Tax Exempt SDITX 22943 19960620 Dreyfus/Standish Intl Fixed Incm Fd Cl I SDIFX 22941 19960620 Dreyfus/The Boston Company Emerging Mark SBCEX 73801 20060711 Dreyfus/The Boston Company Intl Core eq SDIEX 22940 19960620 Dreyfus/The Boston Company Large Cap Cor SDEQX 22938 19960620 Dreyfus/The Boston Company Sm Cap Tax-Se SDCEX 30518 19970616 Dreyfus/The Boston Company Small Cap Gr SSETX 32805 19980428 Dreyfus/The Boston Company Small Cap Val STSVX 46553 20010228 Dreyfus/The Boston Small/Mid Cap Gr Fd C SDSCX 22948 19960620 DreyfusPrmIntlStckFdClAShsaSrsofStrtgcFd DISAX 78109 20070110 DreyfusTh Bstn Co SmlMd Cp Grwth Fd Cl A DBMAX 89080 20090331 DreyfusTh Bstn Co SmlMd Cp Grwth Fd Cl C DBMCX 89081 20090331 DreyfusThe Boston Co Lrg Cp Core Fd Cl A DBLAX 89111 20090407 DreyfusThe Boston Co Lrg Cp Core Fd Cl C DBLCX 89110 20090407 Driehaus Active Incm Fd LCMAX 72158 20051115 Driehaus Emerg Mkts Grw Fd DREGX 36798 20000126 Driehaus Global Gwth Fd DRGGX 83878 20080501 Driehaus Int'l Sm Cap Gwth Fd DRIOX 81312 20070919 Driehaus Intl Discovery Fd DRIDX 36510 19991207 Driehaus Large Cap Growth Fund DRLGX 89172 20090427 Driehaus Mid Cap Growth Fund DRMGX 89171 20090427 Dryfs Intl Fds Inc Dryfs Brzl Eq Fd Cl A DBZAX 90221 20091001 Dryfs Intl Fds Inc Dryfs Brzl Eq Fd Cl C DBZCX 90220 20091001 Dryfs Intl Fds Inc Dryfs Brzl Eq Fd Cl I DBZIX 90222 20091001 Dryfs Inv Fds Stndsh Glb Fxd Incm Fd ClA DHGAX 90670 20091202 Dryfs Inv Fds Stndsh Glb Fxd Incm Fd ClC DHGCX 90671 20091202 Dryfs Stndsh Intrmdt Tx Exmpt Bnd Fd ClC DSDCX 89109 20090407 DryfsStndsh Intrmdt Tx Exmpt Bnd Fd Cl A DSDAX 89108 20090407 DryfsTh Bstn Co Emrgng Mkts Cr Eq Fd ClC DBECX 89125 20090407 DryfusTh Bstn Co Emrgng Mkts Cr Eq FdClA DBEAX 89126 20090407 DSM Large Cap Growth Fnd Instttnl Cls DSMLX 89983 20090831 DTF Tax Free Incm Inc. XDTFX 67279 20050708 Duff & Phelps Utility & Corp Bond Tr XDUCX 35039 19981119 Dunham Appreciation & Incm Fd Cl A DAAIX 78064 20070105 Dunham Appreciation & Incm Fd Cl C DCAIX 64487 20041221 Dunham Appreciation & Incm Fd Cl N DNAIX 64488 20041221 Dunham Corporate/Gov bd Fd Cl A DACGX 78065 20070105 Dunham Corporate/Gov bd Fd Cl C DCCGX 64489 20041221 Dunham Corporate/Gov bd Fd Cl N DNCGX 64497 20041221 Dunham Emerging Markets Stock Fd Cl A DAEMX 78066 20070105 Dunham Emerging Markets Stock Fd Cl C DCEMX 64491 20041221 Dunham Emerging Markets Stock Fd Cl N DNEMX 64499 20041221 Dunham High-Yield bd Fd Cl A DAHYX 78080 20070108 Dunham High-Yield bd Fd Cl C DCHYX 67295 20050701 Dunham High-Yield bd Fd Cl N DNHYX 67296 20050701 Dunham Intl Stock Fd Cl A DAINX 78067 20070105 Dunham Intl Stock Fd Cl C DCINX 64492 20041221 Dunham Intl Stock Fd Cl N DNINX 64500 20041221 Dunham Large Cap Gr Fd Cl A DALGX 78068 20070105 Dunham Large Cap Gr Fd Cl C DCLGX 64493 20041221 Dunham Large Cap Gr Fd Cl N DNLGX 64501 20041221 Dunham Large Cap Value Fd Cl A DALVX 78809 20070301 Dunham Large Cap Value Fd Cl C DCLVX 64494 20041221 Dunham Large Cap Value Fd Cl N DNLVX 64502 20041221 Dunham Loss Averse Gwth Fd Cl A DAAVX 93829 20100503 Dunham Loss Averse Gwth Fd Cl C DCAVX 93830 20100503 Dunham Loss Averse Gwth Fd Cl N DNAVX 93831 20100503 Dunham Monthly Distribution Fund Class A DAMDX 87411 20081001 Dunham Monthly Distribution Fund Class C DCMDX 87410 20081001 Dunham Monthly Distribution Fund Class N DNMDX 87412 20081001 Dunham Real Estate Stock Fd Cl A DAREX 78069 20070105 Dunham Real Estate Stock Fd Cl C DCREX 66552 20050203 Dunham Real Estate Stock Fd Cl N DNREX 64503 20041221 Dunham Small Cap Gr Fd Cl A DADGX 78079 20070108 Dunham Small Cap Gr Fd Cl C DCDGX 64490 20041221 Dunham Small Cap Gr Fd Cl N DNDGX 64498 20041221 Dunham Small Cap Value Fd Cl A DASVX 78810 20070301 Dunham Small Cap Value Fd Cl C DCSVX 64496 20041221 Dunham Small Cap Value Fd Cl N DNSVX 64505 20041221 DUPREE MF AL TX FR INCM DUALX 46932 20010323 DUPREE MF MS TX FR INCM DUMSX 46933 20010323 DUPREE MF NC TF INCM NTFIX 47096 20010330 DUPREE MF NC TF SHT TO MED NTSMX 47097 20010131 DUPREE MF TN TF SHT TO MED TTSMX 47104 20010131 Dupree Mutual Intermed Gov't Bond Series DPIGX 20009 19960620 Dupree Mutual Kentucky Tx-Fr Incm Ser. KYTFX 21227 19960620 Dupree Mutual KY Tax-Free Short-Medium KYSMX 21226 19960620 Dupree Mutual Tn Tax-Free TNTIX 32787 19980424 DWS adv Fds III, DWS Lifecycle Long Rang BTILX 14667 19960620 DWS adv Fds, DWS Short Duration Plus Fd DBPIX 57799 20030331 DWS Alloc Srs, DWS LifeCompass 2015 Fd C SPDBX 45964 20010126 DWS Alloc Srs, DWS LifeCompass Retiremen SUCAX 45831 20010117 DWS Alloc Srs, DWS LifeCompass Retiremen SUCBX 45830 20010117 DWS Alloc Srs, DWS LifeCompass Retiremen SUCCX 45809 20010117 DWS Alloc Srs, LifeCompass 2015 Fd Cl A SPDAX 45995 20010129 DWS Alloc Srs, LifeCompass 2015 Fd Cl C SPDCX 45993 20010129 DWS Alloc Srs, LifeCompass 2015 Fd Cl S SPBAX 32243 19980102 DWS Alloc Srs, LifeCompass 2020 Fd Cl A SUPAX 45834 20010117 DWS Alloc Srs, LifeCompass 2020 Fd Cl B SUPBX 45810 20010117 DWS Alloc Srs, LifeCompass 2020 Fd Cl C SUPCX 45829 20010117 DWS Alloc Srs, LifeCompass 2020 Fd Cl S SPGRX 30312 19970411 DWS Alloc Srs, LifeCompass 2030 Fd Cl A PLUSX 64914 20050125 DWS Alloc Srs, LifeCompass 2030 Fd Cl C PLSCX 64913 20050125 DWS Alloc Srs, LifeCompass 2030 Fd Cl S PPLSX 64916 20050125 DWS Alloc Srs, LifeCompass Retirement Fd SCPCX 32715 19980413 DWS Alloction Srs, LifeCompass 2030 Fd C PLSBX 64912 20050125 DWS Altrniv Aset Aloctn Pls Fd Cl A AAAAX 80629 20070731 DWS Altrniv Aset Aloctn Pls Fd Cl C AAAPX 80639 20070801 DWS Altrniv Aset Aloctn Pls Fd Cl S AAASX 80632 20070731 DWS Altrniv Aset Aloctn Pls Fd Insti Cl AAAZX 80633 20070731 DWS Climate Change Fd Cl A WRMAX 81175 20070905 DWS Climate Change Fd Cl C WRMCX 81176 20070905 DWS Climate Change Fd Cl Insti WRMIX 81177 20070905 DWS Climate Change Fd Cl S WRMSX 81178 20070905 DWS Discipline LongShort Gwth Fd Cl A LSGAX 75708 20061120 DWS Disciplined LongShort Gwth Fd Cl C LSGCX 75699 20061117 DWS Disciplined LongShort Gwth Fd Cl S LSGFX 75700 20061117 DWS Disciplined LongShort Gwth Fd Insti LSGTX 75701 20061117 DWS Disciplined Market Ntrl Fd Clss A DDMAX 75521 20061023 DWS Disciplined Market Ntrl Fd Clss C DDMCX 75509 20061018 DWS Disciplined Market Ntrl Fd Clss S DDMSX 75511 20061018 DWS Dreman Intl Value Fd Cl A DNVAX 73777 20060711 DWS Dreman Intl Value Fd Cl C DNVCX 73778 20060711 DWS Dreman Intl Value Fd Cl S DNVSX 73780 20060711 DWS Dreman Intl Value Fd Insti Cl DNVIX 73779 20060711 DWS Dreman Val Incm Edge Fd Inc XDHGX 75731 20061127 DWS Dscplnd Mrkt Ntrl Fd Instnl Clss DDMIX 75510 20061018 DWS Ehanced Commodity Strategy Fd Cl C SKCRX 65136 20050225 DWS Ehanced Commodity Strategy Fd Cl S SKSRX 65139 20050225 DWS Emerging Markets Equity Fd - Insti SEKIX 83479 20080304 DWS Emerging Markets Fixed Income FdInst SZEIX 83482 20080304 DWS Enhanced Commodity Strategy Fd Cl A SKNRX 65138 20050225 DWS Enhanced Commodity Strategy Fd Cl B SKBRX 65135 20050225 DWS Enhanced Commodity Strategy Fd Cl in SKIRX 65137 20050225 DWS Enhanced Commody Strategy Fd, Inc. XGCSX 65073 20050125 DWS Floating Rate Plus Fd Cl A DFRAX 80331 20070629 DWS Floating Rate Plus Fd Cl C DFRCX 80332 20070629 DWS Floating Rate Plus Fd Cl S DFRPX 80333 20070629 DWS Floating Rate Plus Fd Insti Cl DFRTX 80334 20070629 DWS Gbl Inflation Plus Fd Cl A TIPAX 67334 20050715 DWS Gbl Inflation Plus Fd Cl B TIPTX 67338 20050715 DWS Gbl Inflation Plus Fd Cl C TIPCX 67335 20050715 DWS Gbl Inflation Plus Fd Cl S TIPSX 67337 20050715 DWS Gbl Inflation Plus Fd inst TIPIX 67336 20050715 DWS Gbl Small Cap Gr Fd Cl A KGDAX 34186 19980824 DWS Gbl Small Cap Gr Fd Cl B KGDBX 42330 19991215 DWS Gbl Small Cap Gr Fd Cl C KGDCX 42331 19991215 DWS Gbl Small Cap Gr Fd Cl S SGSCX 6134 19930826 DWS Gbl Small Cap Gr Fd inst KGDIX 87141 20080829 DWS Gbl Thematic Fd Cl A SGQAX 47894 20010625 DWS Global Thematic Fd Cl Institutional SGQIX 87140 20080829 DWS GNMA Fund - Cl A GGGGX 88587 20090205 DWS GNMA Fund - Cl C GCGGX 88586 20090205 DWS GNMA Fund - Inst Cl GIGGX 88588 20090205 DWS Gold & Precious Metals Fd - Insti SGDIX 83480 20080304 DWS High Incm Tr, DWS High Income Tr XKHIX 35839 19990517 DWS Insti Fds, DWS eq 500 Index Fd Cl S BTIEX 14665 19960620 DWS Inv s Tr, DWS Diversified Intl eq Fd MGINX 35354 19990203 DWS Inv s Tr, DWS Diversified Intl eq Fd DBICX 46875 20010319 DWS Inv s Tr, DWS Diversified Intl eq Fd DBISX 46876 20010319 DWS Inv s Tr, DWS Diversified Intl eq Fd DBIBX 46874 20010319 DWS Inv Tr, DWS Diversified Intl eq Fd C DBITX 62717 20040223 DWS Inv Tr, DWS Diversified Intl eq Fd C DBIVX 65081 20050228 DWS Large Cap Focus Gr Fd Cl A SGGAX 45820 20010117 DWS Large Cap Focus Gr Fd Cl B SGGBX 45819 20010117 DWS Large Cap Focus Gr Fd Cl C SGGCX 45818 20010117 DWS Large Cap Focus Gr Fd Cl S SCQGX 6679 19920526 DWS LargeCap Focus Gr Fd inst Cl SGGIX 45817 20010117 DWS Life Compass Protect Fd Cl A PROAX 82287 20071102 DWS Life Compass Protect Fd Cl C PROCX 82342 20071106 DWS Life Compass Protect Fd Cl S PROSX 82288 20071102 DWS Life Compass Protect Fd Inst PROTX 82289 20071102 DWS LifeCompass 2040 Fd Cl A TGTAX 82430 20071129 DWS LifeCompass 2040 Fd Cl C TGTCX 82431 20071129 DWS LifeCompass 2040 Fd Cl S TGTSX 82399 20071116 DWS RREEF Gbl Rl Est Scrts Fd Insti Cl RRGIX 73798 20060711 DWS RREEF Gbl Rl Est Securities Fd Cl A RRGAX 73796 20060711 DWS RREEF Gbl Rl Est Securities Fd Cl C RRGCX 73797 20060711 DWS RREEF Glbl Infrastructure Fd Cl Inst TOLIX 86270 20080627 DWS RREEF Global Infrastructure Fd Cl A TOLLX 86271 20080627 DWS RREEF Global Infrastructure Fd Cl C TOLCX 86269 20080627 DWS RREEF Global Infrastructure Fd Cl S TOLSX 86272 20080627 DWS RREEF Global Real Este Scrts Fd Cl S RRGTX 73799 20060711 DWS RREEF Wrld Rl Estt&TctclStrtgsFd Inc XDRPX 80426 20070705 DWS Select Alternative Allocation FndCls SELAX 51357 20081001 DWS Select Alternative Allocation FndCls SELEX 51358 20081001 DWS Select Alternative Allocation FndCls SELSX 51360 20081001 DWS Select Alternative Alloctn FndClsIns SELIX 51359 20081001 DWS Short Duration Plus Cl B PPLBX 79294 20070424 DWS Short Duration Plus Fd Cl Instttnl PPILX 87138 20080829 DWS Strategic Gov Securities Fd Cl A KUSAX 14227 19960531 DWS Strategic Gov Securities Fd Cl B KUSBX 21219 19960620 DWS Strategic Gov Securities Fd Cl C KUSCX 21220 19960620 DWS Strategic Gov Securities Fd Insti KUSIX 64822 20050124 DWS Strategic High Yield Tax Free Fd Cl NOTAX 44250 20000531 DWS Strategic High Yield Tax Free Fd Cl NOTBX 44251 20000531 DWS Strategic High Yield Tax Free Fd Cl SHYTX 14200 19960410 DWS Strategic High Yield Tax Free Fd ins NOTIX 54651 20021018 DWS Strtegic High Yield Tax Free Fd Cl C NOTCX 44252 20000531 DWS U.S. Bond Index Fund - Cl A BONDX 88925 20090218 DWS U.S. Bond Index Fund - Cl S BONSX 88926 20090218 DWStrategic Gov Securities Fd Cl S KUSMX 67515 20050825 Dynamic Contrarian Advantage Fd Cl I Shs DWGVX 89086 20090401 Dynamic Discovery Fd Cl I Shs DWGDX 89085 20090401 Dynamic Energy Incm Tr Fd Cl I Shs DWEIX 89913 20090819 Dynamic Gold & Precious Mtls Fd Cl I Shs DWGOX 89083 20090401 Dynamic Infrastructure Fd Cl I Shs DWGIX 89092 20090407 Dynamic U.S. Gwth Fd Cl I Shs DWUGX 89093 20090401 E.I.I. Int'l Property Fd Insti Shs EIIPX 66634 20050307 E.I.I. Realty Securities Fund EIIRX 34485 19981106 Eagle Cap Appreciation Tr Cl A HRCPX 20889 19960620 Eagle Cap Appreciation Tr Cl C HRCCX 34141 19980812 Eagle Cap Appreciation Tr Cl I HRCIX 72411 20060104 Eagle Cap Appreciation Tr Cl R3 HRCLX 72412 20060104 Eagle Cap Appreciation Tr Cl R5 HRCMX 72413 20060104 Eagle Gr and Incm Tr Cl A HRCVX 20890 19960620 Eagle Gr and Incm Tr Cl I HIGJX 87318 20080915 Eagle Gr and Incm Tr Cl R3 HIGRX 87319 20080915 Eagle Gr and Incm Tr Cl R5 HIGSX 87320 20080915 Eagle Gr and Incm Tr, Cl C HIGCX 30487 19970616 Eagle Series Tr Intl eq Fd Cl A HEIAX 32312 19980114 Eagle Series Tr Intl eq Fd Cl C HEICX 32313 19980114 Eagle Series Tr Intl eq Fd Cl I HEIJX 87334 20080918 Eagle Series Tr Intl eq Fd Cl R3 HEIRX 87335 20080918 Eagle Series Tr Intl eq Fd Cl R5 HEISX 87336 20080918 Eagle Series Tr Large Cap Core Fd Cl A HTCAX 67043 20050502 Eagle Series Tr Large Cap Core Fd Cl C HTCCX 67044 20050502 Eagle Series Tr Large Cap Core Fd Cl I HTCIX 72417 20060104 Eagle Series Tr Large Cap Core Fd Cl R3 HTCRX 72418 20060104 Eagle Series Tr Large Core Core Fd Cl R5 HTCSX 72419 20060104 Eagle Series Tr Mid Cap Gr Fd Cl A HAGAX 34466 19981105 Eagle Series Tr Mid Cap Gr Fd Cl C HAGCX 35699 19990407 Eagle Series Tr Mid Cap Gr Fd Cl I HAGIX 72405 20060104 Eagle Series Tr Mid Cap Gr Fd Cl R3 HAREX 72406 20060104 Eagle Series Tr Mid Cap Gr Fd Cl R5 HARSX 72407 20060104 Eagle Series Tr Mid Cap Stock Fd Cl A HMCAX 32219 19971212 Eagle Series Tr Mid Cap Stock Fd Cl I HMCJX 72408 20060104 Eagle Series Tr Mid Cap Stock Fd Cl R3 HMRRX 72409 20060104 Eagle Series Tr Mid Cap Stock Fd Cl R5 HMRSX 72410 20060104 Eagle Series Tr Small Cap Core Value Fd EGEAX 87450 20081001 Eagle Series Tr Small Cap Core Value Fd EGECX 87451 20081001 Eagle Series Tr Small Cap Core Value Fd EGEIX 87452 20081001 Eagle Series Tr Small Cap Core Value Fd EGERX 87453 20081001 Eagle Series Tr Small Cap Core Value Fd EGESX 87454 20081001 Eagle Series Tr Small Cap Gr Fd Cl A HRSCX 20896 19960620 Eagle Series Tr Small Cap Gr Fd Cl C HSCCX 23805 19960628 Eagle Series Tr Small Cap Gr Fd Cl I HSIIX 72414 20060104 Eagle Series Tr Small Cap Gr Fd Cl R3 HSRRX 72415 20060104 Eagle Series Tr Small Cap Gr Fd Cl R5 HSRSX 72416 20060104 Eagle Series Tr-Mid Cap Stock Fd Cl C HMCCX 24762 19980626 Earnest Partners Fixed Incm Tr, a series EPFTX 24613 19970210 EAS Genesis Fd Cl A EASAX 87070 20080820 EAS Genesis Fd Cl C EASYX 87072 20080820 EAS Genesis Fd Cl I EASIX 87071 20080820 EATON VAN CLASSIC GA TX FR FD ECGAX 75121 20060731 Eaton Vance AL Muni Fund CL B EVALX 20213 19960620 Eaton Vance AL munis Fd Cl C ECALX 73819 20060717 Eaton Vance Alabama Municipals Fd Cl I EIALX 83756 20080414 Eaton Vance AMT-Free munis bd Fd Cl C ECMBX 73825 20060717 Eaton Vance AR Muni Fund CL B EVARX 20214 19960620 Eaton Vance AR munis Fd Cl C ECARX 73820 20060717 Eaton Vance Arizona Municipals Fd Cl C ECAZX 72631 20060127 EATON VANCE ASIAN SM COS A EVASX 57218 20030106 EATON VANCE ASIAN SM COS B EBASX 57200 20030106 Eaton Vance Atlanta Cap Focused Gr Fd - EILGX 57996 20030508 Eaton Vance Atlanta Cap Focused Gr Fd Cl EAALX 64337 20040804 Eaton Vance Atlanta Cap SMID-Cap Fd Cl A EAASX 64338 20040804 Eaton Vance Atlanta Cap SMID-Cap Fd Cl I EISMX 57997 20030508 Eaton Vance Atlanta Cptl SMIDCp Fd Cls R ERSMX 89821 20090804 Eaton Vance AtlntCptl SMID Cp Fd Cl C ECASX 90286 20091006 Eaton Vance AZ Muni Fund CL B EVAZX 20215 19960620 Eaton Vance Balanced CL C ECIFX 24975 19970226 Eaton Vance Build America Bd Fd Cl A EBABX 90588 20091119 Eaton Vance Build America Bd Fd Cl C ECBAX 90587 20091119 Eaton Vance Build Americq Bd Fd Cl I EIBAX 90589 20091119 Eaton Vance CA Limited Maturity munis Fd EZCAX 73851 20060717 Eaton Vance CA Ltd-Maturity Municipal Fd EXCAX 35586 19990317 Eaton Vance CA muni bd Fd XEVMX 57760 20030326 Eaton Vance CA muni bd Fd II XEIAX 57751 20030326 EATON VANCE CA MUNI FD A EACAX 47712 20010131 EATON VANCE CA MUNI INCM TR XCEVX 57750 20030326 Eaton Vance CA Municipals Trust CL B EVCAX 20219 19960620 Eaton Vance California Municipal Fd Cl C ECCAX 65147 20050225 Eaton Vance California Municipls Fd Cl I EICAX 83791 20080410 Eaton Vance Capital Exchange Fund CAPEX 14700 19960620 Eaton Vance Classic Gov't Obligations Fd ECGOX 20099 19960620 Eaton Vance Classic Nat'l Municipal Fund ECHMX 20100 19960620 Eaton Vance CO Municipals Fd CL B EVCLX 20221 19960620 Eaton Vance Colorado Municipls Fnd Cls C ECCOX 83659 20080401 Eaton Vance Commodity Stratgy Fnd Clss A EACSX 92848 20100408 Eaton Vance Commodity Stratgy Fnd Clss C ECCSX 92849 20100408 Eaton Vance Commodity Stratgy Fnd Clss I EICSX 92850 20100408 Eaton Vance Connecticut Municpls Fd Cl I EICTX 83757 20080414 Eaton Vance CT Municipals Fd CL B EVCTX 20222 19960620 Eaton Vance CT Municiplas Fd Cl C ECCTX 73821 20060717 Eaton Vance Dividend Builder Fd Cl A EVTMX 20257 19960620 Eaton Vance Dividend Builder Fd Cl B EMTMX 20170 19960620 Eaton Vance Dividend Builder Fd Cl C ECTMX 20101 19960620 Eaton Vance Dividend Builder Fd Cl I EIUTX 67298 20050718 Eaton Vance Emerging Markets Local Incm EEIAX 80926 20070829 Eaton Vance Emerging Mkts CL A ETEMX 30272 19970324 Eaton Vance Emerging Mkts CL B EMEMX 32239 19980102 Eaton Vance Enhanced Eq Optn Incm Fd ClA EEEAX 83679 20080404 Eaton Vance Enhanced Eq Optn Incm Fd ClC EEECX 83680 20080404 Eaton Vance Enhanced Eq Optn IncmFd Cl I EEEIX 83681 20080404 EATON VANCE ENHANCED EQTY INCM XEOIX 64999 20050125 Eaton Vance Enhanced Equity Income Fd II XEOSX 66875 20050331 Eaton Vance Eq Asset Allocation Fd Cl A EEAAX 78265 20070131 Eaton Vance Eq Asset Allocation Fd Cl C EEACX 78269 20070131 Eaton Vance Eq Asset Allocation Fd Cl I EEAIX 78266 20070131 Eaton Vance FL Plus Limited Maturity mun ELFLX 20138 19960620 Eaton Vance FL Plus Limited Maturity mun EXFLX 35587 19990317 Eaton Vance FL Plus Limited Maturity mun EZFLX 20270 19960620 Eaton Vance Fl Rt Incm Tr XEFTX 64284 20040716 Eaton Vance Floating Rate Fd Cl A EVBLX 58865 20030829 Eaton Vance Floating Rate High Yield Fd EVFHX 58867 20030919 Eaton Vance Floating-Rt Advntgd Fd Cl A EAFAX 83753 20080414 Eaton Vance Floating-Rt Advntgd Fd Cl B EBFAX 83754 20080414 Eaton Vance Floating-Rt Advntgd Fd Cl C ECFAX 83755 20080414 Eaton Vance Floating-Rt Advntgd Fd Cl I EIFAX 83792 20080410 EATON VANCE FLT FD B EBBLX 47253 20010330 EATON VANCE FLT FD C ECBLX 47255 20010330 EATON VANCE FLT RATE FD INST EIBLX 62893 20040130 EATON VANCE FLT RATE HI INCM B EBFHX 44885 20001110 EATON VANCE FLT RATE HI INCM C ECFHX 44884 20001113 EATON VANCE FLT RT HI INC INST EIFHX 46542 20010131 Eaton Vance Fltng-Rt Advntgd Fd Advsrs C EVFAX 83764 20080414 Eaton Vance GA Municipals Fd CL B EVGAX 20224 19960620 Eaton Vance Gbl Dividend Incm Fd Cl A EDIAX 72322 20051220 Eaton Vance Gbl Dividend Incm Fd Cl C EDICX 72839 20060301 Eaton Vance Gbl Dividend Incm Fd Cl I EDIIX 73834 20060717 Eaton Vance Gbl Dividend Incm Fd Cl R EDIRX 73835 20060717 Eaton Vance Gbl Gr Fd Cl A ETIAX 20201 19960620 Eaton Vance Gbl Gr Fd Cl B EMIAX 20163 19960620 Eaton Vance Gbl Gr Fd Cl C ECIAX 42716 20000406 Eaton Vance Gbl Macro Absolute Ret Fd Cl EAGMX 80928 20070830 Eaton Vance Gbl Macro Absolute Ret Fd Cl EIGMX 80929 20070830 Eaton Vance Georgia municipals Fd Cl I EIGAX 83793 20080410 Eaton Vance Glbl Mcr Abslt Rtrn Fd Cl C ECGMX 90284 20091006 EATON VANCE GLOBAL MACRO ABSOLU ERGMX 92878 20100409 Eaton Vance Gov Obligations Fd Cl R ERGOX 73850 20060721 Eaton Vance Govt Obligations Fd Cl I EIGOX 89168 20090423 Eaton Vance Greater China Growth CL B EMCGX 20152 19960620 Eaton Vance Greater China Growth CL C ECCGX 20098 19960620 Eaton Vance Greater China Growth Fd CL A EVCGX 20220 19960620 Eaton Vance Greater China Growth Fd Cl I EICGX 90290 20091006 Eaton Vance Greater India Fd Cl I EGIIX 90306 20091019 Eaton Vance Greater India Fund Class C ECGIX 75762 20061201 Eaton Vance Growth & Income CL B EMSTX 32241 19980102 Eaton Vance Growth & Income CL C ECSTX 24977 19970226 Eaton Vance High Incm Opportunites Fd Cl ETHIX 64736 20050125 Eaton Vance High Incm Opps Fd Cl B EVHIX 20227 19960620 Eaton Vance High Incm Opps Fd Cl C ECHIX 24974 19970226 Eaton Vance High Income Oppt Fd Cl I EIHIX 90735 20091209 Eaton Vance High Yield Mncpls Fd Cl I EIHYX 79980 20070524 Eaton Vance High Yield Muni Cl A ETHYX 20200 19960620 Eaton Vance High Yield Muni Cl B EVHYX 20229 19960620 Eaton Vance High-Yield Municipals Cl C ECHYX 35566 19990310 EATON VANCE INCM BOSTON INST EIBIX 44628 20000131 Eaton Vance Incm Fd of Boston Fd Cl R ERIBX 65150 20050225 EATON VANCE INCOME FD BOSTONCL B EBIBX 57112 20021227 EATON VANCE INCOME FD BOSTONCL C ECIBX 57113 20021227 Eaton Vance Income Fd of Boston EVIBX 20230 19960620 Eaton Vance Insured munis Fd - Cl A EAFIX 57221 20030107 Eaton Vance Insured munis Fd Cl B EBFIX 20096 19960620 Eaton Vance Insured munis Fd Cl C EFICX 73857 20060721 Eaton Vance Int'l Incm Fd Cl A EAIIX 80920 20070829 Eaton Vance Intl eq Fd Cl A EAIEX 73818 20060717 Eaton Vance Intl eq Fd Cl C ECIEX 73823 20060717 Eaton Vance Intl eq Fd Cl I EIIEX 73836 20060717 Eaton Vance Investment Grade Incm FdCl I EIGIX 79171 20070412 Eaton Vance Investment Grd Incm Fd Cls A EAGIX 88552 20090130 EATON VANCE INVT TR MA LTD M EZMAX 57252 20030107 EATON VANCE INVT TR NY LTD M EZNYX 57253 20030107 Eaton Vance KS munis Fd Cl C ECKSX 73849 20060721 Eaton Vance KY Municipals Fd CL B EVKYX 20232 19960620 Eaton Vance KY munis Fd Cl C ECKYX 73824 20060717 Eaton Vance LA Municipals Fd CL B EVLAX 20233 19960620 Eaton Vance Large Cap Core Research Fd C EAERX 67401 20050802 Eaton Vance Large-Cap Core Rsrch Fd Cl C ECERX 90287 20091006 Eaton Vance Large-Cap Growth Fund Clas R ELCRX 89915 20090804 EATON VANCE LG CAP CORE A EALCX 57197 20030106 EATON VANCE LG CAP CORE B EBLCX 57201 20030106 EATON VANCE LG CAP CORE C ECLCX 57205 20030106 Eaton Vance Lg Cap Val Fd Cl R ERSTX 65151 20050225 Eaton Vance Lg-Cap Core Research Fd Cl I EIERX 88002 20081215 Eaton Vance Lg-Cap Val Fd Cl I EILVX 65148 20050225 Eaton Vance LgCap Gwth Fd Cl I ELCIX 79939 20070521 Eaton Vance Louisiana Municpls Fnd ClsC ELACX 83626 20080401 Eaton Vance Low Duration Fund Class I EILDX 89364 20090522 EATON VANCE LTD DUR INCM FD XEVVX 58770 20030826 EATON VANCE MA HLTH/ED TX EX XMHEX 57767 20030326 Eaton Vance MA Limited-Maturity Municipa EXMAX 35588 19990317 Eaton Vance MA Ltd Mat Tax-Free ELMAX 20143 19960620 Eaton Vance MA muni bd Fd XMABX 57766 20030326 EATON VANCE MA MUNI INCM TR XMMVX 57769 20030326 Eaton Vance MA Municipals Fd CL B EVMAX 20235 19960620 Eaton Vance MA munis Fd Cl C ECMMX 73828 20060717 Eaton Vance Marathon CA Ltd Mat Tax-Free ELCAX 20135 19960620 Eaton Vance Marathon Gov't Obligations EMGOX 20161 19960620 Eaton Vance Marathon Greater India Fund EMGIX 20160 19960620 Eaton Vance Maryland Municipals Fd Cl I EIMDX 83758 20080414 Eaton Vance Massachusetts Mncpls FdCl I EIMAX 79938 20070521 Eaton Vance MD Municipals Fd CL B EVMYX 20241 19960620 Eaton Vance MD munis Fd Cl C ECMDX 73826 20060717 Eaton Vance MI muni bd Fd XMIWX 57768 20030326 EATON VANCE MI MUNI INCM TR XEMIX 57757 20030326 Eaton Vance MI munis Fd Cl C ECMIX 73827 20060717 Eaton Vance Minnesota Municipals Fd Cl C ECMNX 73045 20060407 Eaton Vance MN Municipals Fd CL B EVMNX 20238 19960620 Eaton Vance MO Municipals Fd CL B EVMOX 20239 19960620 Eaton Vance MO munis Fd Cl C ECMOX 73829 20060717 Eaton Vance Multi-Cap Gr Fd - Cl C ECGFX 24973 19970226 Eaton Vance Multi-Cap Gr Fd Cl A EVGFX 20225 19960620 Eaton Vance Multi-Cap Gr Fd Cl B EMGFX 23761 19960628 Eaton Vance Multi-Strategy Absolute Ret EADDX 66580 20050203 Eaton Vance Multi-Strategy Absolute Ret EBDDX 66581 20050203 Eaton Vance Multi-Strategy Absolute Ret ECDDX 66582 20050203 Eaton Vance Multi-Strategy Absolute Ret EIDDX 90812 20091215 Eaton Vance muni bd Fd XEIMX 57753 20030326 EATON VANCE MUNI BD FD B EBMBX 47254 20010116 Eaton Vance muni bd Fd II XEIVX 57756 20030326 EATON VANCE MUNI INCM TR XEVNX 57761 20030326 Eaton Vance Municipal Bond Cl A ETMBX 35567 19990310 Eaton Vance Municipal Bond Fund EVMBX 20236 19960620 EATON VANCE MUNS TR AZ MUN C ETAZX 57229 20030107 EATON VANCE MUNS TR CT MUN A ETCTX 57231 20030107 EATON VANCE MUNS TR EV AL MU ETALX 57227 20030107 EATON VANCE MUNS TR EV AR MU ETARX 57228 20030107 EATON VANCE MUNS TR EV CO MU ETCOX 57230 20030107 EATON VANCE MUNS TR EV GA MU ETGAX 57233 20030107 EATON VANCE MUNS TR EV KY MU ETKYX 57236 20030107 EATON VANCE MUNS TR EV LA MU ETLAX 57237 20030107 EATON VANCE MUNS TR EV MD MU ETMDX 57238 20030107 EATON VANCE MUNS TR EV MI MU ETMIX 57239 20030107 EATON VANCE MUNS TR EV MN MU ETMNX 57240 20030107 EATON VANCE MUNS TR EV MO MU ETMOX 57241 20030107 EATON VANCE MUNS TR EV NC MU ETNCX 57243 20030107 EATON VANCE MUNS TR EV NTL M EIHMX 57226 20030107 EATON VANCE MUNS TR EV OH MU ETOHX 57244 20030107 EATON VANCE MUNS TR EV OR TA ETORX 57245 20030107 EATON VANCE MUNS TR EV SC MU EASCX 57223 20030107 EATON VANCE MUNS TR EV TN MU ETTNX 57248 20030107 EATON VANCE MUNS TR EV VA MU ETVAX 57249 20030107 EATON VANCE MUNS TR II EV KS MU ETKSX 57235 20030107 EATON VANCE MUNS TR II KANSAS M EVKSX 57251 20030107 EATON VANCE MUNS TR PA MUN A ETPAX 57246 20030107 EATON VANCE MUNS TR RI MUN A ETRIX 57247 20030107 EATON VANCE MUT FDS TR ESVAX 57278 20030108 EATON VANCE MUT FDS TR TXMG SCP EITGX 57277 20030108 EATON VANCE MUT FDS TR FLT RT A EABLX 53835 20020628 EATON VANCE MUT FDS TR FLT RT H EAFHX 53836 20020628 EATON VANCE MUT FDS TR LOW DURA EALDX 57222 20030107 EATON VANCE MUT FDS TR LOW DURA EBLDX 57224 20030107 EATON VANCE MUT FDS TR LOW DURA ECLDX 57225 20030107 EATON VANCE MUT FDS TR TXMG EQ EBEAX 54453 20021003 EATON VANCE MUT FDS TR TXMG EQ ECEAX 54454 20021003 Eaton Vance Nat Ltd Mat Muni A EXNAX 34647 19981111 Eaton Vance Nat'l Ltd Mat Tx-Fr ELNAX 20145 19960620 Eaton Vance National Mncpl Opprtnts Trst XEOTX 89501 20090619 Eaton Vance National Muni A EANAX 34648 19981111 Eaton Vance National Muni Fd CL B EVHMX 6226 19860102 Eaton Vance Natl Ltd Mat Tax-Fre EZNAX 20271 19960620 Eaton Vance NC Municipals Fd CL B EVNCX 20242 19960620 Eaton Vance NC munis Fd Cl C ECNCX 73830 20060717 Eaton Vance New Jersey Muncpls Fd Cl C ECNJX 72632 20060127 Eaton Vance New Jersey Municipls Fd Cl I EINJX 83760 20080414 Eaton Vance New Jrsy Lmtd Mtrty Fd ClC EZNJX 75738 20061130 Eaton Vance New York Municipals Fd Cl I EINYX 83761 20080414 EATON VANCE NJ LTD MAT MUNI A EXNJX 47560 20010116 Eaton Vance NJ Ltd Mat Tax-Free ELNJX 20146 19960620 Eaton Vance NJ muni bd Fd XEMJX 57758 20030326 EATON VANCE NJ MUNI INCM TR XEVJX 57759 20030326 Eaton Vance North Carlna Mncpls Fd Cl i EINCX 83759 20080414 Eaton Vance Ntnl Ltd Mtrts Mncpl Fd Cl I EINAX 90280 20091006 EATON VANCE NY LTD MAT MUNI A EXNYX 47561 20010116 Eaton Vance NY Ltd Mat Tax-Free ELNYX 20147 19960620 Eaton Vance NY muni bd Fd XENWX 62830 20040311 Eaton Vance NY muni bd Fd II XNYHX 57770 20030326 EATON VANCE NY MUNI INCM TR XEVYX 57764 20030326 Eaton Vance NY Municipals C ECNYX 66583 20050203 Eaton Vance NY Municipals Fd CL B EVNYX 20245 19960620 Eaton Vance OH muni bd Fd XEIOX 57754 20030326 EATON VANCE OH MUNI INCM TR XEVOX 57762 20030326 Eaton Vance Ohio Municipals Fd Cl C ECOHX 73046 20060407 Eaton Vance OR Municipals Fd CL B EVORX 20247 19960620 Eaton Vance OR Municpals Fd Cl C ECORX 73831 20060717 Eaton Vance PA Limited Maturity Municipa EXPNX 35589 19990317 Eaton Vance PA Ltd Mat Tax-Free ELPNX 20149 19960620 Eaton Vance PA Ltd Mat Tax-Free EZPNX 20272 19960620 Eaton Vance PA muni bd Fd XEIPX 57755 20030326 EATON VANCE PA MUNI INCM TR XEVPX 57763 20030326 Eaton Vance PA Municipals Fd CL B EVPAX 20248 19960620 Eaton Vance Pennsylvania Muncpls Fd Cl i EIPAX 83762 20080414 Eaton Vance Pennsylvania Muncpls FdClC ECPAX 73047 20060407 Eaton Vance RI muni Fd Cl C ERICX 73837 20060717 Eaton Vance RI Municipals Fd CL B EVRIX 20252 19960620 Eaton Vance Risk-Mngd Eq Optn Incm FdClC EROCX 83683 20080404 Eaton Vance RiskMngd Eq Optn IncmFd Cl I EROIX 83684 20080404 Eaton Vance RiskMngd Eq OptnIncm Fd Cl A EROAX 83682 20080404 Eaton Vance SC Municipals Fd CL B EVSCX 20253 19960620 Eaton Vance Senior Floating Rate Tr XEFRX 62347 20040105 Eaton Vance Senior Incm Tr XEVFX 58866 20030919 Eaton Vance Short Duration Dvrsfd Incm XEVGX 66876 20050331 Eaton Vance Short Term Real Rtrn Fd Cl A EARRX 92730 20100401 Eaton Vance Short Term Real Rtrn Fd Cl C ECRRX 92732 20100401 Eaton Vance Short Term Real Rtrn Fd Cl I EIRRX 92733 20100401 EATON VANCE SM CAP VAL A EAVSX 57199 20030106 EATON VANCE SM CAP VAL B EBVSX 57204 20030106 EATON VANCE SM CAP VAL C ECVSX 57208 20030106 Eaton Vance Sm-Cap Cl I EISGX 88000 20081215 Eaton Vance Small-Cap Fd - Cl A ETEGX 57216 20030106 Eaton Vance Small-Cap Fd - Cl B EBSMX 57203 20030106 Eaton Vance Small-Cap Fd - Cl C ECSMX 57207 20030106 Eaton Vance Small-Cap Fund Class R ERSGX 89818 20090804 Eaton Vance Small-Cap Value Fd Cl I EIVSX 90288 20091006 Eaton Vance South Carlna Mncpls Fd Cl I EISCX 83794 20080410 Eaton Vance South Carolina Mncpls FdClC ECSCX 73230 20060407 Eaton Vance Special Equities CL B EMSEX 32240 19980102 Eaton Vance Special Equities CL C ECSEX 24976 19970226 Eaton Vance Special Equities Fund EVSEX 20254 19960620 Eaton Vance Stock Fund EHSTX 20125 19960620 EATON VANCE STRAT INCM A ETSIX 57217 20030106 Eaton Vance Strategic Incm Fd Cl I ESIIX 89177 20090423 Eaton Vance Strategic Income Fd Cl B EVSGX 20255 19960620 Eaton Vance Strategic Income Fd Cl C ECSIX 24978 19970226 Eaton Vance Strategic Income Fund Clas R ERSIX 89806 20090804 Eaton Vance Structured Emerging MarketsA EAEMX 78083 20060630 Eaton Vance Structured Emerging MarketsC ECEMX 78084 20060630 Eaton Vance Structured Emerging MarketsI EIEMX 78085 20060630 Eaton Vance Structured Int'l Eq Fd C ECISX 92731 20100401 Eaton Vance Structured Int'l Eq Fd Cl A EAISX 92729 20100401 Eaton Vance Structured Int'l Eq Fd Cl I EIISX 92797 20100401 Eaton Vance Tax - Managed Intl eq Fd Cl ECIGX 36962 20000224 Eaton Vance Tax Managed Small-Cap Fd Cl ECMGX 35568 19990310 Eaton Vance Tax Managed Small-Cap Fd Cl EMMGX 32574 19980312 Eaton Vance Tax Mngd Dvrsfd Eq Incm Fd XETYX 75843 20061215 Eaton Vance Tax-Advantaged Dividend Incm XEVTX 62035 20031017 Eaton Vance Tax-Managd Buy-Write Incm Fd XETBX 67107 20050510 Eaton Vance Tax-Managed Emerging Markets EITEX 42426 19990405 Eaton Vance Tax-Managed Gbl Dividend Inc EADIX 58927 20031002 Eaton Vance Tax-Managed Gbl Dividend Inc EBDIX 58928 20031002 Eaton Vance Tax-Managed Gbl Dividend Inc ECDIX 58929 20031002 Eaton Vance Tax-Managed Gbl Dividend Inc EIDIX 81594 20071004 Eaton Vance Tax-Managed Growth Cl B ECTGX 14365 19971106 Eaton Vance Tax-Managed Growth Fund Cl B EMTGX 23691 19960621 Eaton Vance Tax-Managed Int'l Eq Fd Cl I EITIX 87999 20081210 Eaton Vance Tax-Managed Intl eq Fd Cl A ETIGX 42232 19990920 Eaton Vance Tax-Managed Intl eq Fd Cl B EMIGX 36412 19991028 Eaton Vance Tax-Managed Multi-Cap Gr Fd EACPX 57289 20030110 Eaton Vance Tax-Managed Multi-Cap Gr Fd EBCPX 57290 20030110 Eaton Vance Tax-Managed Multi-Cap Gr Fd ECCPX 57291 20030110 Eaton Vance Tax-Managed Small Cp Fd Cl I EIMGX 90304 20091019 Eaton Vance Tax-Managed Small-Cap Fd Cl ETMGX 34096 19980804 Eaton Vance Tax-Managed Vlue Fnd Class I EITVX 83625 20080401 Eaton Vance TN Municipals Fd CL B EVTNX 20258 19960620 Eaton Vance TN munis Fd Cl C ECTNX 73832 20060717 Eaton Vance Traditional Gov Obligations EVGOX 20226 19960620 Eaton Vance Traditional Greater India Fd ETGIX 20199 19960620 Eaton Vance Traditional Tax-Managed Grow ETTGX 24199 19960711 Eaton Vance Traditonal Investors Fund EVIFX 20231 19960620 EATON VANCE TX ADV GLB DIV IN XETGX 62821 20040316 EATON VANCE TX ADV GLB DIV OPP XETOX 64097 20040526 EATON VANCE TX MGD MC CORE A EXMCX 57219 20030106 EATON VANCE TX MGD MC CORE B EBMCX 57202 20030106 EATON VANCE TX MGD MC CORE C ECMCX 57206 20030106 EATON VANCE TX MNGD GRW 1.1 I EITMX 57213 20030106 EATON VANCE TX MNGD GRW 1.2 A EXTGX 47713 20010525 EATON VANCE TX MNGD GRW 1.2 B EYTGX 47714 20010525 EATON VANCE TX MNGD GRW 1.2 C EZTGX 47715 20010525 EATON VANCE TX MNGD SC VAL B ESVBX 57214 20030106 EATON VANCE TX MNGD SC VAL C ESVCX 57215 20030106 Eaton Vance Tx Mngd SmallCp Value Fd Cl ESVIX 90305 20091019 Eaton Vance Tx Mngd Val A EATVX 44256 20000809 EATON VANCE TX MNGD VAL B EBTVX 45562 20001229 EATON VANCE TX MNGD VAL C ECTVX 45561 20001229 Eaton Vance Tx-Advntgd Bnd Sttgs Fd Cl A EABSX 89139 20090415 Eaton Vance Tx-Advntgd Bnd Sttgs Fd Cl C ECBSX 89140 20090415 Eaton Vance Tx-Advntgd Bnd Sttgs Fd Cl I EIBSX 89141 20090415 Eaton Vance Tx-Mngd BuyWrite Opprtnts Fd XETVX 67348 20050712 Eaton Vance Tx-Mngd Glbl Buy-Write OppFd XETWX 67839 20051011 Eaton Vance TxMngdGblDvrsfd Eq Incm Fd XEXGX 78918 20070319 Eaton Vance VA Municipals Fd CL B EVVAX 20262 19960620 Eaton Vance VA munis Fd Cl C ECVAX 73833 20060717 Eaton Vance Virginia Municipals Fd Cl I EVAIX 83763 20080414 Eaton Vance World Wd Hlth Scncs Fd Cl I EIHSX 90269 20091006 Eaton Vance Worldwide Health Fd CL A ETHSX 21651 19960620 Eaton Vance Worldwide Health Sciences B EMHSX 32099 19971027 Eaton Vance WrldWde Hlth Science Fd Cl R ERHSX 65149 20050225 Eaton Vance Ww Hlth Sci C ECHSX 42715 20000406 Eaton Vnc Tax Advn Bd Strt Intrmdt Trm F EITAX 91719 20100201 Eaton Vnc Tax Advn Bd Strt Intrmdt Trm F ETIIX 91720 20100201 Eaton Vnc Tax Advn Bd Strt Intrmdt Trm F EITCX 91733 20100201 Eaton Vnc Tax Advn Bd Strt Lng Trm Fd Cl EALTX 91716 20100201 Eaton Vnc Tax Advn Bd Strt Lng Trm Fd Cl ECLTX 91717 20100201 Eaton Vnc Tax Advn Bd Strt Lng Trm Fd Cl EILTX 91718 20100201 Eaton Vnce Risk Mangd Divrsfd Eq Incm Fd XETJX 80870 20070817 Edgar Lomax Value Fd LOMAX 42344 20000107 Edgewood Gwth Fd Insti EGFIX 72944 20060313 Edgewood Gwth Fd Retail EGFFX 72943 20060313 Egle Srs Trst Egl Invstmnt Grd Bnd Fd R5 EGBTX 92196 20100302 Egle Srs Trst Invstmnt Grd Bnd Fnd Cls A EGBAX 92192 20100302 Egle Srs Trst Invstmnt Grd Bnd Fnd Cls C EGBCX 92193 20100302 Egle Srs Trst Invstmnt Grd Bnd Fnd Cls I EGBLX 92194 20100302 Egle Srs Trst Invstmnt Grd Bnd Fnd ClsR3 EGBRX 92195 20100302 EII Global Property Fd Institutional EIIGX 78309 20070202 ELECTRIC CITY VALUE FD ECVFX 50750 20020107 Elfun Diversified Fund ELDFX 20137 19960620 Elfun Global Fund EGLBX 20117 19960620 Elfun Income Fund EINFX 20132 19960620 Elfun Tax Exempt Income Fund ELFTX 20140 19960620 Elfun Trusts ELFNX 20139 19960620 Elite Growth and Income ELGIX 20141 19960620 Elite Income Fund ELINX 20142 19960620 EM Cap India Gateway Fd, Cl A EMINX 80612 20070727 EM Cap India Gateway Fd, Cl I EMIIX 80611 20070727 EManning & Napier Fd, Inc. Technology Se EXTCX 72015 20051025 Embarcadero Absolute Ret Fd EFARX 14209 19960423 Embarcadero Market Neutral Fd EFMNX 23583 19960620 Emerald Homestate Pa Growth Fd Cl A HSPGX 20907 19960620 EMERALD HOMESTATE PA GRW C HSPCX 45658 20010108 EMERALD SEL BNKG & FIN C HSSCX 45633 20010108 Emerald Select Banking & Finance Cl A HSSAX 32038 19971003 Emerging Markets Telecommunications Fund XETFX 35424 19990210 Empire Builder Tax Free Bond Fd EMBTX 20151 19960620 Empiric Fds, Core eq Fd Cl A EMCAX 24513 19970205 Empiric Fds, Core eq Fd Cl C EMCCX 72535 20060113 Encompass Fd ENCPX 86910 20080801 Endowments Growth & Income ENDIX 20178 19960620 Enhanced S&P 500 Covered Call Fd Inc. XBEOX 67805 20051005 EPH China Fund Cl A EPHCX 89817 20090731 Epiphany FFV Focused Fund Class N EPFNX 92198 20100310 Epiphany FFV Fund Class A EPVAX 92394 20100329 Epiphany FFV Fund Class C EPVCX 92734 20100329 Epiphany FFV Fund Class N EPVNX 92395 20100329 Epiphany FFV Strategic Income Class N EPINX 92226 20100318 Epiphany Large Cap Core Fund Class N EPCNX 92197 20100310 EquiTr Ser Fd, Inc. Blue Chip Port, Cl A FBUAX 72225 20051202 EquiTr Ser Fd, Inc. Val Gwth Port Cl A FVGAX 72229 20051202 EquiTr Srs Fd, Inc. Hgh Grd Bd Port Cl A FHBAX 72226 20051202 EquiTr Srs Fd, Inc. Managed Port Cl A FMNAX 72227 20051202 EquiTr Srs Fd, Inc. Strtgc Yld Port Cl A FSYAX 72228 20051202 ESG Managers Aggressive Grwt Ptf Cl A PAGAX 91617 20100119 ESG Managers Aggressive Grwt Ptf Cl C PAGCX 91618 20100119 ESG Managers Aggressive Grwt Ptf Inst Cl PAGIX 91619 20100119 ESG Managers Conservative Portfolio Cl A PWMAX 91612 20100119 ESG Managers Conservative Portfolio Cl C PWMCX 91613 20100119 ESG Managers Conservative Ptf Inst Cl PWMIX 91614 20100119 ESG Managers Growth Portfolio Cl A PGPAX 91610 20100119 ESG Managers Growth Portfolio Cl C PWCCX 91611 20100119 ESG Managers Growth Portfolio Inst Cl PMIIX 91620 20100119 ESG Managers Moderate Portfolio Cl A PMPAX 91621 20100119 ESG Managers Moderate Portfolio Cl C PWPCX 91622 20100119 ESG Managers Moderate Portfolio Inst CL PWPIX 91615 20100119 Eston Vance Real Estate Fd Cl I EIREX 73398 20060516 ETF Market Opportunity Fd ETFOX 73450 20040423 Etn Vnc Emrgng Mrkts Lcl Incm Fnd Cls I EEIIX 90702 20091203 EURO PAC GROWTH FD CL R-1 S RERAX 53671 20020607 EURO PAC GROWTH FD CL R-2 S RERBX 53672 20020607 EURO PAC GROWTH FD CL R-3 S RERCX 53673 20020607 EURO PAC GROWTH FD CL R-4 S REREX 53674 20020607 EURO PAC GROWTH FD CL R-5 S RERFX 53675 20020607 EuroPac Int'l Val Fd EPIVX 92807 20100407 EuroPacific Gr Fd, Cl 529-F-1 Shs CEUFX 53098 20020314 EUROPACIFIC GROWTH FUND CEUAX 53094 20020314 EUROPACIFIC GROWTH FUND CEUBX 53095 20020314 EUROPACIFIC GROWTH FUND CEUCX 53096 20020314 EUROPACIFIC GROWTH FUND CEUEX 53097 20020314 EuroPacific Growth Fund Cl R-6 RERGX 89232 20090504 EuroPacific Gwth Fd, Cl F-2 Shs AEPFX 86938 20080801 EV Marathon Investors Fund EMIFX 20164 19960620 EV MASS MUNI A ETMAX 54093 20020726 EV NJ MUNI A ETNJX 54094 20020726 EV NY MUNI A ETNYX 54095 20020726 EV TX MNGD AST A EAEAX 54090 20020726 Eventide Gilead Fd ETGLX 86381 20080702 Eventide Gilead Fund Class A ETAGX 90396 20091028 Eventide Gilead Fund Class C ETCGX 90397 20091028 Eventide Gilead Fund Institutional Class ETILX 91721 20100202 Evergreen Asset Alloc Fd Cl R (Srs of Ev EAXFX 58965 20031013 Evergreen CA Municipal Bond Fd Cl A EOCAX 54835 20021113 Evergreen CA Municipal Bond Fd Cl B EOCBX 54836 20021113 Evergreen CA Municipal Bond Fd Cl C EOCCX 54837 20021113 Evergreen CA Municipal Bond Fd inst Cl EOCIX 54838 20021113 EVERGREEN CORE BD FD A ESBAX 47635 20010510 EVERGREEN CORE BD FD B ESBBX 47636 20010510 EVERGREEN CORE BD FD C ESBCX 47637 20010510 Evergreen Core bd Fd Cl R (Srs of Evergr ESBRX 58966 20031013 Evergreen Core Plus bd Fd Cl A EKDLX 32411 19951026 Evergreen Core Plus bd Fd Cl C EKDCX 46294 20010131 Evergreen Core Plus bd Fd Cl I EKDYX 46295 20010131 Evergreen Disciplined Val Fd Cl A EDSAX 65256 20050321 Evergreen Disciplined Val Fd Cl B EDSBX 65257 20050321 Evergreen Disciplined Val Fd Cl C EDSCX 65258 20050321 Evergreen Disciplined Val Fd Insti Shs EDSIX 65259 20050321 Evergreen Diversified Bond Cl B EKDMX 14113 19951026 Evergreen Diversified Cap Builder Fd Cl EKBAX 32409 19980203 Evergreen Diversified Cap Builder Fd Cl EKBBX 14112 19951026 Evergreen Diversified Cap Builder Fd Cl EKBCX 46293 20010214 Evergreen Diversified Cap Builder Fd Cl EKBYX 32494 19960620 Evergreen Diversified Incm Builder Fd Cl EKSAX 21100 19960620 Evergreen Diversified Incm Builder Fd Cl EKSBX 21101 19960620 Evergreen Diversified Incm Builder Fd Cl EKSCX 21102 19960620 Evergreen Diversified Incm Builder Fd Cl EKSYX 46299 20010214 EVERGREEN EMERGING MKTS GR C EMGCX 46303 20010214 Evergreen Emerging Mkts Growth A EMGAX 20158 19960620 Evergreen Emerging Mkts Growth B EMGBX 20159 19960620 Evergreen Emerging Mkts Growth Y EMGYX 23766 19960628 Evergreen Enhanced S&P 500 Fd Cl A EVSAX 42234 19990329 Evergreen Enhanced S&P 500 Fd Cl B EVSBX 46263 20010214 Evergreen Enhanced S&P 500 Fd Cl C EVSTX 47063 20010402 Evergreen Enhanced S&P 500 Fd Cl I EVSYX 42235 19990329 Evergreen Enhanced S&P 500 Fd Cl IS EVSSX 47062 20010402 Evergreen eq Incm Fd Cl B ETRBX 20203 19960620 Evergreen eq Incm Fd Cl R (Srs of Evergr ETRRX 58967 20031013 EVERGREEN EQ INFM FD C ETRCX 46600 20010301 Evergreen Equity Income Fund Cl A ETRAX 20202 19960620 Evergreen Equity Income Fund Cl Y EVTRX 6099 19860102 Evergreen Equity Index Fund Cl I EVIIX 42233 19990329 EVERGREEN EQUITY TR ASSET AL EAAFX 54504 20021007 EVERGREEN EQUITY TR ASSET AL EABFX 54505 20021007 EVERGREEN EQUITY TR ASSET AL EACFX 54506 20021007 EVERGREEN EQUITY TR ASSET AL EAIFX 54507 20021007 EVERGREEN EQUITY TR SPL VALU ESPAX 53760 20020613 EVERGREEN EQUITY TR SPL VALU ESPBX 53761 20020613 EVERGREEN EQUITY TR SPL VALU ESPCX 53762 20020613 EVERGREEN EQUITY TR SPL VALU ESPIX 53763 20020613 Evergreen Fdamental Large Cap Fund Cl A EGIAX 20115 19960620 Evergreen Fdamental Large Cap Fund Cl B EGIBX 20116 19960620 Evergreen Fdamental Large Cap Fund Cl C EGICX 23336 19960829 Evergreen Fdamental Large Cap Fund inst EVVTX 20263 19960620 Evergreen Fdamental Mid Cap Val Fd Cl A EFVAX 81473 20071002 Evergreen Fdamental Mid Cap Val Fd Cl B EFVBX 81474 20071002 Evergreen Fdamental Mid Cap Val Fd Cl C EFVCX 81475 20071002 Evergreen Fdamental Mid Cap Val Fd Cl I EFVIX 81476 20071002 Evergreen Gbl Large Cap eq Fd Cl A EAGLX 24282 19960801 Evergreen Gbl Large Cap eq Fd Cl B EBGLX 24283 19960801 Evergreen Gbl Large Cap eq Fd Cl C ECGLX 46286 20010214 Evergreen Gbl Large Cap eq Fd Insti Shs EYGLX 24284 19960801 Evergreen Gbl Opps Fd Cl I EKGYX 46296 20010214 Evergreen Global Dividend Opportunity Fd XEODX 78951 20070402 Evergreen Global Opportun Fund A EKGAX 21091 19960620 Evergreen Global Opportun Fund B EKGBX 21089 19960620 Evergreen Global Opportun Fund C EKGCX 21090 19960620 EVERGREEN GOLDEN CORE OPPORT ECOBX 82732 20080102 Evergreen Golden Core Opprtnts Fd Cl A ECOAX 82621 20071219 Evergreen Golden Core Opprtnts Fd Cl C ECOCX 82622 20071219 Evergreen Golden Core Opprtnts Fd Cl I ECOIX 82623 20071219 Evergreen Golden Lg Cap Core Fd Cl A EGOAX 82628 20071219 Evergreen Golden Lg Cap Core Fd Cl B EGOBX 82629 20071219 Evergreen Golden Lg Cap Core Fd Cl C EGOCX 82630 20071219 Evergreen Golden Lg Cap Core Fd Cl I EGOIX 82631 20071219 Evergreen Grwth Fd A EGWAX 23881 19960628 EVERGREEN GRWTH FD B EGRBX 46878 20010319 Evergreen Grwth Fd C EGRTX 21544 19960620 Evergreen Grwth Fd Y EGRYX 35463 19990219 EVERGREEN HEALTH CARE FD A EHABX 44837 20000720 Evergreen Health Care Fd B EHCBX 44367 20000720 EVERGREEN HEALTH CARE FD C EHCCX 45638 20010108 Evergreen Health Care Fd Cl I EHCYX 47047 20010402 Evergreen High Incm Fd Cl A EKHAX 32412 19980203 Evergreen High Incm Fd Cl B EKHBX 14115 19951026 Evergreen High Incm Fd Cl C EKHCX 44364 20000131 Evergreen High Incm Fd Cl I EKHYX 46297 20010214 Evergreen High Incm Muni bd Fd Cl A EFHAX 20103 19960620 Evergreen High Incm Muni bd Fd Cl B EFHBX 23767 19960628 Evergreen High Incm Muni bd Fd Cl C EFHCX 45635 20010108 Evergreen High Incm muni bd Fd Cl I EFHYX 32608 19980316 EVERGREEN INCM ADVANTAGE FD XEADX 57723 20030320 Evergreen Inst'l Adjustabl Rate Fund Cl EKIZX 21145 19960620 Evergreen Int'l Bal Incm Fd XEBIX 72037 20051031 Evergreen Interm Muni Bd Cl A (Srs of Ev ESTVX 58509 20030708 Evergreen Interm Muni Bd Cl B (Srs of Ev ESTTX 58507 20030708 Evergreen Interm Muni Bd Cl C (Srs of Ev ESTUX 58508 20030708 Evergreen Intermediate muni bd Fd Cl IS ESTSX 46963 20010131 Evergreen Intl bd Fd Cl A (Srs of sel Fx ESIYX 58932 20031002 Evergreen Intl bd Fd Cl B (Srs of sel Fx ESIUX 58930 20031002 Evergreen Intl bd Fd Cl C (Srs of sel Fx ESIVX 58931 20031002 Evergreen Intl eq Fd Cl A EKZAX 32413 19980203 Evergreen Intl eq Fd Cl B EKZBX 21130 19960620 Evergreen Intl eq Fd Cl C EKZCX 46301 20010214 Evergreen Intl eq Fd Cl R (Srs of Evergr EKZRX 58983 20031013 Evergreen Intl eq Fd inst Cl EKZYX 34118 19980811 Evergreen Intrinsic Val Fd Cl A EIVAX 73930 20060801 Evergreen Intrinsic Val Fd Cl B EIVBX 73931 20060801 Evergreen Intrinsic Val Fd Cl C EIVCX 73932 20060801 Evergreen Intrinsic Val Fd Cl I EIVIX 73933 20060801 Evergreen Intrinsic World Eq Fd Cl A EWEAX 79950 20070522 Evergreen Intrinsic World Eq Fd Cl B EWEBX 79951 20070522 Evergreen Intrinsic World Eq Fd Cl C EWECX 79952 20070522 Evergreen Intrinsic World Eq Fd Cl I EWEIX 79953 20070522 Evergreen Large Company Gr Fd Cl I EKJYX 46961 20010326 EVERGREEN LG CO GRWTH FD C EKJCX 46611 20010301 Evergreen Mid Cap Gr Fd Cl A EKAAX 23854 19960628 Evergreen Multi-Sector Incm Fd XERCX 58435 20030630 EVERGREEN MUN TR NC MUNI ENCCX 53621 20020607 EVERGREEN MUN TR SH INT M EMUCX 53620 20020607 Evergreen muni bd Fd Cl I EKEYX 47050 20010402 Evergreen Muni Bnd Cl C EKECX 42690 20000131 Evergreen MUNICIPAL BOND Cl A EKEAX 21105 19980203 Evergreen MUNICIPAL BOND Cl B EKEBX 6647 19910220 Evergreen NC Muni Bond Fund Cl A ENCMX 20177 19960620 Evergreen NC Muni Bond Fund Cl B ENCBX 20176 19960620 Evergreen NC Muni CL Y ENCYX 32291 19980112 Evergreen Omega Fd Cl I EOMYX 42023 20000303 Evergreen Omega Fd Cl R (Srs of Evergree EKORX 58982 20031013 Evergreen Omega Fund Cl A EKOAX 22100 19960620 Evergreen Omega Fund Cl B EKOBX 22101 19960620 Evergreen Omega Fund Cl C EKOCX 22102 19960620 Evergreen PA MUNICIPAL BOND CL Y EKVYX 32292 19980112 Evergreen PA MUNICIPAL BOND Fd Cl A EKVAX 21097 19960620 Evergreen PA MUNICIPAL BOND Fd Cl B EKVBX 21098 19960620 Evergreen PA MUNICIPAL BOND Fd Cl C EKVCX 21099 19960620 Evergreen Precious Metals CL A EKWAX 32414 19980203 Evergreen Precious Metals Cl B EKWBX 14117 19951026 EVERGREEN PRECIOUS METALS FD C EKWCX 46300 20010214 Evergreen Precious Metals Fd Cl I EKWYX 47051 20010402 Evergreen Sel Adj Rt Fd Cl A ESAAX 44363 20000731 EVERGREEN SEL ADJ RT FD CL B ESABX 47056 20010131 EVERGREEN SEL ADJ RT FD CL C ESACX 47057 20010131 Evergreen Sel Core Bd Is ESBSX 42967 20000131 Evergreen Sel Equity Index Fund Cl C ESECX 36630 20000106 Evergreen Sel Intl Bd Fd Is ESIBX 30455 19970530 Evergreen sel Strat Gr Cl R (Srs of Ever ESGRX 58984 20031013 EVERGREEN SEL STRAT GRW FD A ESGAX 47638 20010515 EVERGREEN SEL STRAT GRW FD B ESGBX 47639 20010515 EVERGREEN SEL STRAT GRW FD C ESGTX 47640 20010515 Evergreen Select Adjustable Rate Fund Cl ESARX 35519 19990225 Evergreen Select Core Bond Fund Cl I ESBIX 32407 19980203 Evergreen Select Equity Index Cl B ESIOX 35711 19990409 Evergreen Select Equity Index Fund Cl A ESINX 35698 19990406 Evergreen Select Equity Index Fund Cl I EVISX 34119 19980810 Evergreen Select Fixed-Income Fund Cl Is EFISX 36001 19990831 Evergreen Select Int'l Bond Fund I ESICX 42229 19990329 Evergreen Select Inter MUNICIPAL BOND I ESTIX 32185 19971204 Evergreen Select Strategic Growth Fund C ESGSX 34121 19980810 Evergreen Select Strategic Growth I ESGIX 32187 19971204 Evergreen Short Intermediate bd Fd Cl A EFXAX 53757 20020613 Evergreen Short Intermediate bd Fd Cl B EFXBX 53758 20020613 Evergreen Short Intermediate bd Fd Cl C EFXCX 53759 20020613 Evergreen Short Intermediate bd Fd Cl I ESFIX 32183 19971204 Evergreen Short Intermediate Municipal F EMUAX 23368 19960829 Evergreen Short-Intermediate Muni Fund Y EMUNX 20173 19960620 EVERGREEN SHT INT MUNI BD B EMUBX 46962 20010131 EVERGREEN SM CO GRWTH FD C EKACX 46291 20010214 EVERGREEN SM CO GRWTH FD Y EKAYX 46292 20010214 Evergreen Sm-Mid Gwth Fd Cl A ESMGX 67843 20051013 Evergreen Sm-Mid Gwth Fd Cl I ESMIX 67844 20051013 Evergreen Small Cap Value Fd Cl A ESKAX 44446 20000823 Evergreen Small Cap Value Fd Cl B ESKBX 57919 20030505 Evergreen Small Cap Value Fd Cl C ESKCX 57920 20030505 Evergreen Small Cap Value Fd Cl I ESKIX 35382 19990209 Evergreen Small Co Growth Cl B EKABX 6671 19920207 Evergreen Special Values Fd Cl R (Srs of ESPRX 58985 20031013 Evergreen Strategic Growth CL A EKJAX 32417 19980203 Evergreen Strategic Growth Cl B Fund EKJBX 14120 19951026 Evergreen Strategic muni bd Fd Cl A VMPAX 23550 19960620 Evergreen Strategic muni bd Fd Cl B VMPIX 23551 19960620 Evergreen Strategic muni bd Fd Cl C DHICX 32868 19980514 Evergreen Strategic muni bd Fd Insti Shs VMPYX 46271 20010131 Evergreen US Gov't Fund Cl A EUSAX 20210 19960620 Evergreen US Gov't Fund Cl B EUSBX 20211 19960620 Evergreen US Gov't Fund Cl Y EUSYX 20212 19960620 EVERGREEN US GOVT CL C EUSCX 46262 20010131 EVERGREEN UTIL & HI INCM FD XERHX 64015 20040503 Evergreen Utility & Telecommunications F EVUYX 46964 20010131 Evergreen Utility and Telecommunications EVUBX 20261 19960620 Evergreen Utility and Telecommunications EVUCX 44589 20000131 Evergreen Utiltiy and Telecommunications EVUAX 20260 19960620 Evermore European Value Fund Cl A EVEAX 91601 20100119 Evermore European Value Fund Cl C EVECX 91602 20100119 Evermore European Value Fund Cl I EVEIX 91654 20100125 Evermore Global Value Fund Cl A EVGBX 91603 20100119 Evermore Global Value Fund Cl C EVGCX 91604 20100119 Evermore Global Value Fund Cl I EVGIX 91616 20100119 Evolution Alternative Inv Fd PETRX 72761 20060201 Evolution Market Leaders Fd PEVSX 72742 20060131 EXECUTIVE INVS TR 1ST INV EIIUX 54881 20021119 F.I.S.T. Adjustable US Gov't Secs Fund FISAX 20441 19960620 F.I.S.T. Bond Fund Advisor Cl FBDAX 35659 19990330 F.I.S.T. Convertible Securities Fund FISCX 20443 19960620 F.I.S.T. Limited Maturity U.S. Gov Secur FRGVX 20580 19960620 F.I.S.T. Limited Maturity U.S. Gov Secur FSUAX 35660 19990330 Fairholme Fd FAIRX 44477 20000825 Fallen Angels Incm Fd FAINX 75740 20061130 Fallen Angels Value Fd FAVLX 75741 20061130 Falling U.S. Dollar ProFd Investor Cl FDPIX 66635 20050307 Falling U.S. Dollar ProFd Service Cl FDPSX 66636 20050307 FAM Equity Income FAMEX 32830 19980508 FAM Equity-Income Fund Class C FFCEX 66976 20050421 Fam Value Fund FAMVX 14056 19950622 FAM Value Fund Class C FFCVX 66977 20050421 FBL Blue Chip Port FBBLX 20329 19960620 FBL High Grade Bond Port FBHBX 20333 19960620 FBL High Yield Bond Port FBYBX 20338 19960620 FBL Managed Port FBMGX 20336 19960620 FBL Value Growth Stock Port FABUX 20279 19960620 FBP Bal Fd FBPBX 20337 19960620 FBP Value Fd FBPEX 32023 19971002 FBR Bal Fd Cl I AFBAX 42157 19990324 FBR Bal Fd Inv Cl AFSAX 50006 20010928 FBR Core bd Fd Cl I AFHYX 47272 20010412 FBR Core bd Inv Cl AFHAX 50003 20010928 FBR Focus Cl R FBRRX 85500 20080603 FBR Focus Fd Inv Cl FBRVX 32388 19980128 FBR Focus Insti Cl I FBRIX 85499 20080530 FBR Gas Utility Index Cl R GASSX 85504 20080603 FBR Gas Utility Index Fd Inv Cl GASFX 6690 19921102 FBR Large Cap Finc Fd - Inv Cl FBRFX 30480 19970616 FBR Large Cap Technology Fd Inv Cl FBRTX 50885 20020206 FBR Pegasus Fd Cl I FBPIX 85495 20080530 FBR Pegasus Fd Inv Cl FBRPX 72152 20051115 FBR Pegasus Mid Cap Fd Cl I FBPMX 85496 20080530 FBR Pegasus Mid Cap Fd Inv Cl FBRMX 78811 20070301 FBR Pegasus Sm Cap Fd Cl I FBPYX 85498 20080530 FBR Pegasus Sm Cap Gwth Cl I FBPGX 85494 20080530 FBR Pegasus Sm Cap Gwth Cl R FBPSX 85497 20080530 FBR Pegasus Small Cap Fd Inv Cl FBRYX 78812 20070301 FBR Pegasus Small Cap Gr Fd Inv Cl FBRCX 62297 20031215 FBR Sm Cap Financial Cl I FBRUX 85501 20080603 FBR Sm Cap Financial Cl R FBRWX 85502 20080603 FBR Small Cap Finc Fd Inv Cl FBRSX 30678 19970818 FBR Technology Fund Class I FBRQX 92227 20100315 FCI Bd Fd FCIZX 67808 20051011 FCI EQUITY FD FCIEX 72079 20051104 Fdamental Investors, Inc., Cl F-2 Shs FINFX 87035 20080801 Fdamental Invs, Inc., Cl 529-F-1 Shs CFNFX 53108 20020314 Fdelty Calfrna Shrt Intrmdt Tx Fre Bd Fd FCSTX 72045 20051101 Fdlity Advsr Int'l Sm Cp Oprtnts Fd Cl A FOPAX 67405 20050809 Fdlty Advs Intrdt Muncl Inm Fd Inst Cl FZIIX 72170 20051103 Fdlty Advsr Int'l Sm Cp Opprtnts Fd Cl T FOPTX 67409 20050809 Fdlty Advsr Int'l Sm Cp Opptnts Fd Cl C FOPCX 67407 20050809 Fdlty Advsr Int'l SmCp Oprtnts Fd InstCl FOPIX 67408 20050809 Fdlty Srs InfltnPrtctd Bnd Indx Fd FSIPX 90166 20091001 Fdlty Srs InfltnPrtctd Bnd Indx Fd Cl F FFIPX 90165 20091001 FdX ETF Aggressive Upgrader Fd UNBOX 78306 20070201 FdX ETF Upgrader Fd REMIX 78295 20070201 FdX Tactical Upgrader Fd TACTX 83445 20080304 FED SHT TRM INCOME CL A FTIAX 64743 20050125 Federated ARMs Fund - Inst'l FEUGX 20362 19960620 Federated ARMs Fund - Inst'l Service FASSX 20323 19960620 Federated Bal Allocation Fd A BAFAX 72397 20060111 Federated Bal Allocation Fd B BAFBX 72398 20060111 Federated Bal Allocation Fd C BAFCX 72399 20060111 Federated Bd Fd Cl IS FDBIX 82912 20080130 Federated Bond Fund ISHIX 21013 19960620 Federated Bond Fund Cl A FDBAX 20346 19960620 Federated Bond Fund Cl B FDBBX 20347 19960620 Federated Bond Fund Cl C FDBCX 20348 19960620 Federated Cap Inc Fund Cl B CAPBX 21250 19960620 Federated Cap Incm Fd CAPFX 20363 19960620 Federated Cap Incm Fd Cl A Shares CAPAX 21252 19960620 Federated Capital Appreciation Fd Cl IS CPAIX 82890 20080125 Federated Capital Appreciation Fund A FEDEX 6012 19860102 Federated Capital Appreciation Fund B CPABX 14854 19960620 Federated Capital Appreciation Fund C CPACX 14855 19960620 Federated Clover Sm Val Fd Cl A VSFAX 89043 20090316 Federated Clover Sm Val Fd Cl C VSFCX 89044 20090316 Federated Clover Sm Val Fd Cl IS VSFIX 89045 20090316 Federated Clover Val Fd Cl A VFCAX 89035 20090316 Federated Clover Val Fd Cl B VFCBX 89039 20090316 Federated Clover Val Fd Cl C VFCCX 89036 20090316 Federated Clover Val Fd Cl IS VFCIX 89037 20090316 Federated Clover Val Fd Cl K VFCKX 89038 20090316 Federated Corporate Bond Strategy Portfl FCSPX 89565 20090701 Federated Enhanced Trsry Incm Fnd Cm Shs XFTTX 91702 20100129 FEDERATED EQUITY FDS CAP APPR CPAKX 57858 20030409 FEDERATED EQUITY FDS KAUFMN S FKASX 57068 20021219 FEDERATED EQUITY FDS KAUFMN S FKBSX 57069 20021219 FEDERATED EQUITY FDS KAUFMN S FKCSX 57070 20021219 Federated Equity Income Fund Cl A LEIFX 21261 19960620 Federated Equity Income Fund Cl C LEICX 21260 19960620 Federated Equity Income Fund Inc. F LFEIX 21265 19960620 Federated Equity Income Fund, Inc. Cl B LEIBX 21259 19960620 Federated GNMA Trust - Inst'l FGMAX 20385 19960620 Federated GNMA Trust-Inst'l Service FGSSX 20395 19960620 FEDERATED GOVERNMENT ULTRA SHORT DUR FGUSX 57801 20030331 FEDERATED GOVERNMENT ULTRASHORT FD I FEUSX 57800 20030331 Federated Govt Income Sec Cl A FGOAX 23790 19960822 Federated Govt Income Sec Cl B FGOBX 23791 19960822 Federated Govt Income Sec Cl C FGOCX 23793 19960822 Federated Growth Strategies Fund Cl B FGSBX 20393 19960620 Federated High Income Bond Fund A FHIIX 6013 19870309 Federated High Income Bond Fund B Class FHBBX 20400 19960620 Federated High Income Bond Fund Cl C FHICX 20402 19960620 Federated High Yield Strategy Portfolio FHYSX 89584 20090701 Federated High Yield Tr inst Service Sha FHYTX 6739 19930726 Federated Income Trust - Inst'l FICMX 20413 19960620 Federated Income Trust-Inst'l Class FITSX 20449 19960620 FEDERATED INDEX TR FED MXCP FMXKX 57861 20030409 Federated Index Tr Mid-Cap Index Fund FMDCX 20496 19960620 FEDERATED INSTL TR GV ULTRA FGUAX 57578 20030310 FEDERATED INSTL TR HI YIELD FIHBX 54749 20021104 Federated Int'l High Incm Fd F IHIFX 80126 20070606 Federated Int'l Income Fund Cl B FTBBX 20630 19960620 Federated InterContinental Fd - A RIMAX 36422 19991103 Federated InterContinental Fd C ICFFX 80898 20070828 Federated InterContinental Fd IS ICFIX 80914 20070828 Federated InterContinental Fd K ICFKX 80899 20070828 Federated InterContinetal Fd B ICFBX 80897 20070828 Federated Intermediate Gov Fd Insti Serv FLDSX 20285 19960620 Federated Intermediate Gov Fd Insti Shs FLDIX 44697 20000929 Federated Intermediate muni Tr Y FIMYX 58945 20031006 Federated Intermedit Govt/Crprt Fd IS FGCIX 72642 20060130 Federated International Bnd Strtgy Prtfl FIBPX 89659 20090701 Federated Intl High Income IHIAX 24091 19961001 Federated Intl High Income IHIBX 24092 19961001 Federated Intl High Income IHICX 24093 19961001 Federated Intl Leaders Fd Cl A FGFAX 42963 20000523 Federated Intl Leaders Fd Cl B FGFBX 42246 20000127 Federated Intl Leaders Fd Cl C FGFCX 45721 20010111 Federated Intl Small-Mid Company Fd A ISCAX 21008 19960620 Federated Intl Small-Mid Company Fd B Sh ISCBX 21009 19960620 Federated Intl Small-Mid Company Fd C Sh ISCCX 21010 19960620 Federated Intl Strategic Value Dividend IVFAX 85552 20080603 Federated Intl Strategic Value Dividend IVFCX 85553 20080603 Federated Intl Strategic Value Dividend IVFIX 85554 20080603 Federated Intrmdt Govt/Crprt Fd Insti SS FGCSX 72643 20060130 Federated Kaufman Lg Cap Fd A KLCAX 82549 20071206 Federated Kaufman Lg Cap Fd C KLCCX 82550 20071206 Federated Kaufman Lg Cap Fd IS KLCIX 82551 20071206 Federated Kaufman Lg Cap Fd K KLCKX 82552 20071206 Federated Kaufman Small Cap Fund Class K FKKSX 72153 20051115 FEDERATED KAUFMANN FD A KAUAX 47647 20010516 FEDERATED KAUFMANN FD B KAUBX 47648 20010516 FEDERATED KAUFMANN FD C KAUCX 47649 20010516 Federated Market Opportunity Fd IS FMIIX 80371 20070703 Federated Max Cap Index Fd MXCCX 32295 19980113 Federated Max-Cap Index Fd FMXSX 20518 19960620 Federated MDT All Cap Core Fd Cl A QAACX 57544 20030226 Federated MDT All Cap Core Fd Cl C QCACX 67716 20050923 Federated MDT All-Cap Core Fd K QKACX 76112 20061228 Federated MDT Bal Fd Cl A QABGX 67708 20050923 Federated MDT Bal Fd Cl C QCBGX 67717 20050923 Federated MDT Bal Fd inst Cl QIBGX 57046 20021213 Federated MDT Bal Fd K QKBGX 76113 20061228 Federated MDT Large Cap Gr Fd Cl A QALGX 67709 20050923 Federated MDT Large Cap Gr Fd Cl C QCLGX 67718 20050923 Federated MDT Large Cap Gr inst Cl QILGX 67725 20050923 Federated MDT Lg Cap Gwth Cl B QBLGX 79287 20070423 Federated MDT Sm Cap Gwth Fd Cl B QBSGX 83512 20080317 Federated MDT Small Cap Core Fd Cl A QASCX 67712 20050923 Federated MDT Small Cap Core Fd Cl C QCSCX 67721 20050923 Federated MDT Small Cap Core Fd inst Cl QISCX 67727 20050923 Federated MDT Small Cap Gr Fd Cl A QASGX 67713 20050923 Federated MDT Small Cap Gr Fd Cl C QCSGX 67722 20050923 Federated MDT Small Cap Gr Fd inst Cl QISGX 67728 20050923 Federated MDT Stock Tr IS Shares FMSTX 91703 20100129 Federated Mid Cap Gr Strategies Fd A FGSAX 20392 19960620 Federated Mid Cap Gr Strategies Fd C FGSCX 20394 19960620 Federated Mid Cap Gwth Strategies Fd Ins FGSIX 91735 20100201 Federated Mid-Cap Gwth Strategies Fd K FGSKX 76110 20061228 FEDERATED MKT OPP FD A FMAAX 45912 20010123 FEDERATED MKT OPP FD B FMBBX 45911 20010123 FEDERATED MKT OPP FD C FMRCX 45909 20010123 Federated Mortgage Fund Instl Service FGFSX 42248 19990405 Federated Mortgage Strategy Portfolio FMBPX 89581 20090701 FEDERATED MTB INTER TM BD B IFIBX 58745 20030820 FEDERATED MTB LG CAP GRW INS I MLGIX 58768 20030826 FEDERATED MTB LG CAP VAL INS I MLCVX 58739 20030820 FEDERATED MTB NY MUNI BD B VNYBX 58746 20030820 FEDERATED MTB NY MUNI BD INS B VNYIX 58741 20030820 FEDERATED MTB SH DUR GOVT BD B MSDGX 58740 20030820 FEDERATED MTB US GOVT BD B AUSBX 58742 20030820 FEDERATED MTG FD INST FGFIX 44588 20000131 Federated Muni & Stock Advantage Fd A FMUAX 58874 20030924 Federated Muni & Stock Advantage Fd B FMNBX 58873 20030924 Federated Muni & Stock Advantage Fd C FMUCX 58875 20030924 Federated Muni and Stock Advantage Fd FMUFX 80102 20070605 Federated muni High Yield Advantage Fd, FHTFX 20404 19960620 Federated muni High Yield Advantage Fd, FMNCX 23801 19960916 Federated muni High Yield Advantage Fd, FMOAX 23806 19960916 Federated muni High Yield Advantage Fd, FMOBX 23833 19960916 FEDERATED MUNI ULTRASHT FD IS FMUSX 45722 20010111 FEDERATED MUNI ULTRASHT FD SS FMUUX 45910 20010123 Federated Municipal Securities Cl B LMSBX 21286 19960620 Federated Municipal Securities Cl C LMSCX 21287 19960620 Federated Municpal Securities Fd F LMFFX 80103 20070605 FEDERATED NEW YORK MUNICIPAL INCOME NYIBX 54336 20020916 Federated Ohio Municipal Incm Fd A OMIAX 87809 20081118 Federated PA Muni Income PAMFX 22167 19960620 Federated Pa Muni Income Cl B FPABX 32558 19980304 FEDERATED PREM INTER MUNI INCM XFPTX 57159 20030102 FEDERATED PREMIER MUNI INCM FD XFMNX 57158 20030102 Federated Prudent Bear Fd - A BEARX 24014 19960925 Federated Prudent Bear Fd - C PBRCX 45581 20010103 Federated Prudent Bear Fund IS PBRIX 87940 20081209 Federated Prudent DollarBear Fd - A PSAFX 45580 20010103 Federated Prudent DollarBear Fd C FPGCX 88008 20081215 Federated Prudent DollarBear Fd IS FPGIX 87941 20081209 Federated Real Rtrn Bd Fd A RRFAX 75475 20061006 Federated Real Rtrn Bd Fd IS RRFIX 75477 20061006 Federated Real Rtrn Fd C RRFCX 75476 20061006 Federated Short Term Income Inst'l Svc FSISX 20614 19960620 Federated Short-Intermediate Duration mu FMTAX 78088 20070108 Federated Short-Intermediate Duration mu FSHSX 20609 19960620 Federated Short-Intermediate muni Tr ins FSHIX 20608 19960620 Federated Short-Term Income Fund Inst'l FSTIX 20626 19960620 FEDERATED STK & BD FD INC NECL K FSBKX 57862 20030409 Federated Stock & bd Fd Cl A FSTBX 20625 19960620 Federated Stock & Bond Fund Cl B FSBBX 23845 19960916 Federated Stock & Bond Fund Cl C FSBCX 23850 19960916 Federated Stock and Bond Fund IS SBFIX 89485 20090612 Federated Stock Trust FSTKX 6016 19851223 Federated Strategic Incm Fd Cl IS STISX 82931 20080131 Federated Strategic Income Fund STFSX 23220 19960620 Federated Strategic Income Fund Cl A STIAX 23225 19960620 Federated Strategic Income Fund Cl B SINBX 23061 19960620 Federated Strategic Income Fund Cl C SINCX 23062 19960620 Federated Strategic Val Fd A SVAAX 66963 20050330 Federated Strategic Val Fd C SVACX 66964 20050330 Federated Strategic Val Fd IS SVAIX 66871 20050330 FEDERATED TOT RET BD A TLRAX 48876 20010831 FEDERATED TOT RET BD B TLRBX 48877 20010831 FEDERATED TOT RET BD C TLRCX 48878 20010831 Federated Total Return Bond Fund FTRBX 24139 19961010 Federated Total Return Bond Fund FTRFX 24138 19961010 Federated Total Return Govt Bond FTGSX 20399 19960620 Federated Total Return Govt Bond Inst'l FTRGX 20397 19960620 FEDERATED TOTAL RETURN SERS TTL RETN FTRKX 57863 20030409 FEDERATED TOTAL RETURN SERS ULTRASHT FULAX 54605 20021015 Federated Ultra Short Bond /Insl. Servic FULBX 35561 19990304 Federated Ultra Short Bond Fund Is FULIX 36947 20000229 Federated US Gov bd Fd inst Service Shar FEDBX 14234 19960531 Federated US Gov't Sec Fund FUSGX 6015 19870311 Federated US Gov't Sec:1-3 Years Instl FSGVX 20607 19960620 Federated US Gov't Sec:1-3 Yrs Inst Srv FSGIX 20605 19960620 Federated US Gov't Sec:2-5 Years Inst FIGTX 20423 19960620 Federated US Gov't Secs 2-5 Yrs Inst'l FIGIX 20421 19960620 FEDERATED US GOVT SEC 1-3 Y FSGTX 50139 20011018 FEDERATED US GOVT SEC 2-5 YRCL K SHS FIGKX 57860 20030409 Federated Utility Fund Cl C CAPCX 21251 19960620 Federated/Fortress NY Muni Income Fd A NYIFX 22044 19960620 FFTW Fd Inc - US Inflation-Indexed Hedge FFIHX 50899 20020212 FFTW Fds, Int'l Portfolio Investor Cl FNIFX 85128 20080513 FFTW Fds, U.S. Infltn Indxd Prtf Invtr C FNIHX 78338 20070206 FFTW Intl Fixed-Income Funds FFIFX 23009 19960830 Fidelity 130/30 Lg Cap Fd FOTTX 83695 20080407 FIDELITY ADV AGGRES GRW A FGVAX 45242 20001204 FIDELITY ADV AGGRES GRW B FGVBX 45243 20001204 FIDELITY ADV AGGRES GRW C FGECX 45241 20001204 FIDELITY ADV AGGRES GRW I FRVIX 45245 20001204 FIDELITY ADV AGGRES GRW T FGVTX 45244 20001204 FIDELITY ADV BIOTECH CL A FBTAX 45795 20010117 FIDELITY ADV BIOTECH CL B FBTBX 45794 20010117 FIDELITY ADV BIOTECH CL C FBTCX 45793 20010117 FIDELITY ADV BIOTECH CL I FBTIX 45792 20010117 FIDELITY ADV BIOTECH CL T FBTTX 45791 20010117 Fidelity adv Cap Development Fd Cl A FDTTX 44008 20000526 Fidelity adv Cap Development Fd Cl B FDEBX 67299 20050719 Fidelity adv Cap Development Fd Cl C FDECX 67300 20050719 Fidelity adv Cap Development Fd Cl O FDETX 6138 19890828 Fidelity adv Cap Development Fd Insti Cl FDEIX 67301 20050719 Fidelity adv Cap[ital Development Fd Cl FDTZX 67306 20050719 Fidelity Adv Cnvrtbl Scrts Fd InstCl FICVX 88981 20090225 Fidelity adv Comm Equipment Cl A FDMAX 45790 20010117 Fidelity adv Comm Equipment Cl B FDMBX 45789 20010116 Fidelity adv Comm Equipment Cl C FDMCX 45788 20010116 Fidelity adv Comm Equipment Cl I FDMIX 45787 20010116 Fidelity adv Comm Equipment Cl T FDMTX 45786 20010116 Fidelity adv Cons Disc Cl A FCNAX 45779 20010116 Fidelity adv Cons Disc Cl B FCIBX 42025 20000303 Fidelity adv Cons Disc Cl C FCECX 45430 20001222 Fidelity adv Cons Disc Cl I FCNIX 45778 20010116 Fidelity adv Cons Disc Fd Cl T FACPX 32708 19980413 Fidelity Adv Convrtbl Scrtis Fd Cl B FCBVX 88979 20090225 Fidelity Adv Convrtbl Scrtis Fd Cl C FCCVX 88980 20090225 Fidelity Adv Convrtbl Scrtis Fd Cl T FTCVX 88982 20090225 Fidelity Adv Convrtble Scrts Fd Cl A FACVX 88978 20090225 Fidelity adv Dividend & Incm Cl C FCSDX 62370 20040106 FIDELITY ADV DYNAMIC CAP APP I FDCIX 45426 20001220 FIDELITY ADV ELECT CL A FELAX 45785 20010116 FIDELITY ADV ELECT CL B FELBX 45784 20010116 FIDELITY ADV ELECT CL C FELCX 45783 20010116 FIDELITY ADV ELECT CL I FELIX 45782 20010116 FIDELITY ADV ELECT CL T FELTX 45781 20010116 FIDELITY ADV EMERG ASIA B FERBX 45449 20001220 FIDELITY ADV EMERG ASIA C FERCX 45450 20001220 FIDELITY ADV EMERG ASIA I FERIX 45451 20001220 FIDELITY ADV EMERG MKTS A FAMKX 62920 20040405 FIDELITY ADV EMERG MKTS B FBMKX 62921 20040405 FIDELITY ADV EMERG MKTS C FMCKX 62923 20040405 FIDELITY ADV EMERG MKTS I FIMKX 62922 20040405 FIDELITY ADV EMERG MKTS INCM A FMKAX 45421 20000131 FIDELITY ADV EMERG MKTS INCM C FMKCX 45422 20001220 FIDELITY ADV EMERG MKTS INCM I FMKIX 45423 20000131 FIDELITY ADV EMERG MKTS T FTMKX 62925 20040405 Fidelity adv Energy Cl A FANAX 44328 20000804 Fidelity adv Energy Cl B FANRX 23991 19960925 Fidelity adv Energy Cl C FNRCX 36349 19991026 Fidelity adv Energy Cl I FANIX 24993 19970226 Fidelity adv Energy Cl T FAGNX 20292 19960620 FIDELITY ADV EQ VAL A FAVAX 47717 20010525 FIDELITY ADV EQ VAL B FAVBX 47718 20010525 FIDELITY ADV EQ VAL C FAVCX 47719 20010525 FIDELITY ADV EQ VAL I FAIVX 47716 20010525 FIDELITY ADV EQ VAL T FAVTX 47720 20010525 FIDELITY ADV EUROPE CAP APP A FAEAX 45427 20001221 FIDELITY ADV EUROPE CAP APP B FBEAX 45428 20001220 FIDELITY ADV EUROPE CAP APP C FCEAX 45429 20001220 FIDELITY ADV EUROPE CAP APP I FIEAX 45420 20001220 FIDELITY ADV FIFTY CL A FFYAX 45411 20001220 FIDELITY ADV FIFTY CL B FFYBX 45412 20001220 FIDELITY ADV FIFTY CL C FFYCX 45413 20001220 FIDELITY ADV FIFTY CL I FFYIX 45414 20001220 FIDELITY ADV FIFTY CL T FFYTX 45415 20001220 FIDELITY ADV FLT RATE HI INC A FFRAX 45410 20001220 Fidelity Adv Flt Rate Hi Inc B FFRBX 44447 20000823 FIDELITY ADV FLT RATE HI INC C FFRCX 44598 20000922 FIDELITY ADV FLT RATE HI INC I FFRIX 45796 20010117 FIDELITY ADV FLT RATE HI INC T FFRTX 44770 20001017 FIDELITY ADV FREEDOM 2005 FFFVX 62203 20031117 FIDELITY ADV FREEDOM 2005 A FFAVX 62201 20031117 FIDELITY ADV FREEDOM 2005 B FFBVX 62202 20031117 FIDELITY ADV FREEDOM 2005 C FCFVX 62193 20031117 FIDELITY ADV FREEDOM 2005 I FFIVX 62204 20031117 FIDELITY ADV FREEDOM 2005 T FFTVX 62207 20031117 FIDELITY ADV FREEDOM 2010 A FACFX 58607 20030729 FIDELITY ADV FREEDOM 2010 B FCFBX 58615 20030729 FIDELITY ADV FREEDOM 2010 C FCFCX 58616 20030729 FIDELITY ADV FREEDOM 2010 I FCIFX 58620 20030729 FIDELITY ADV FREEDOM 2010 T FCFTX 58619 20030729 FIDELITY ADV FREEDOM 2015 FFVFX 62212 20031117 FIDELITY ADV FREEDOM 2015 A FFVAX 62209 20031117 FIDELITY ADV FREEDOM 2015 B FFVBX 62210 20031117 FIDELITY ADV FREEDOM 2015 C FFVCX 62211 20031117 FIDELITY ADV FREEDOM 2015 I FFVIX 62213 20031117 FIDELITY ADV FREEDOM 2015 T FFVTX 62214 20031117 FIDELITY ADV FREEDOM 2020 A FDAFX 58621 20030729 FIDELITY ADV FREEDOM 2020 B FDBFX 58622 20030729 FIDELITY ADV FREEDOM 2020 C FDCFX 58623 20030729 FIDELITY ADV FREEDOM 2020 I FDIFX 58624 20030729 FIDELITY ADV FREEDOM 2020 T FDTFX 58625 20030729 FIDELITY ADV FREEDOM 2025 FFTWX 62208 20031117 FIDELITY ADV FREEDOM 2025 A FATWX 62187 20031117 FIDELITY ADV FREEDOM 2025 B FBTWX 62191 20031117 FIDELITY ADV FREEDOM 2025 C FCTWX 62196 20031117 FIDELITY ADV FREEDOM 2025 I FITWX 62216 20031117 FIDELITY ADV FREEDOM 2025 T FTTWX 62219 20031117 FIDELITY ADV FREEDOM 2030 A FAFEX 58608 20030729 FIDELITY ADV FREEDOM 2030 B FBFEX 58611 20030729 FIDELITY ADV FREEDOM 2030 C FCFEX 58617 20030729 FIDELITY ADV FREEDOM 2030 I FEFIX 58626 20030729 FIDELITY ADV FREEDOM 2030 T FTFEX 58630 20030729 FIDELITY ADV FREEDOM 2035 FFTHX 62206 20031117 FIDELITY ADV FREEDOM 2035 A FATHX 62186 20031117 FIDELITY ADV FREEDOM 2035 B FBTHX 62190 20031117 FIDELITY ADV FREEDOM 2035 C FCTHX 62195 20031117 FIDELITY ADV FREEDOM 2035 I FITHX 62215 20031117 FIDELITY ADV FREEDOM 2035 T FTTHX 62218 20031117 FIDELITY ADV FREEDOM 2040 A FAFFX 58609 20030729 FIDELITY ADV FREEDOM 2040 B FBFFX 58612 20030729 FIDELITY ADV FREEDOM 2040 C FCFFX 58618 20030729 FIDELITY ADV FREEDOM 2040 I FIFFX 58628 20030729 FIDELITY ADV FREEDOM 2040 T FTFFX 58631 20030729 FIDELITY ADV FREEDOM INCM A FAFAX 58614 20030729 FIDELITY ADV FREEDOM INCM B FBFAX 58610 20030729 FIDELITY ADV FREEDOM INCM C FCAFX 58613 20030729 FIDELITY ADV FREEDOM INCM I FIAFX 58627 20030729 FIDELITY ADV FREEDOM INCM T FTAFX 58629 20030729 FIDELITY ADV GLBL EQ A FGEAX 45454 20001220 FIDELITY ADV GLBL EQ B FGEBX 45457 20001220 FIDELITY ADV GLBL EQ C FEUCX 45452 20001220 FIDELITY ADV GLBL EQ I FEUIX 45453 20001220 FIDELITY ADV GLBL EQ T FGETX 45419 20001220 Fidelity Adv Global Bal Fd Cl A FGLAX 88996 20090225 Fidelity Adv Global Bal Fd Cl B FGLBX 88983 20090225 Fidelity Adv Global Bal Fd Cl C FGLCX 88984 20090225 Fidelity Adv Global Bal Fd Cl T FGLTX 88985 20090225 Fidelity Adv Global Bal Fd Inst Cl FGLIX 88997 20090225 FIDELITY ADV HI INCM A FHIAX 44919 20001115 FIDELITY ADV HI INCM B FHCBX 44918 20001115 FIDELITY ADV HI INCM C FHNCX 45417 20001220 FIDELITY ADV HI INCM I FHNIX 45418 20001220 FIDELITY ADV HI INCM T FHITX 45416 20001220 Fidelity Adv I Dividend Growth Fund Cl A FADAX 42238 19990505 Fidelity adv Industrials Cl A FCLAX 45431 20000908 Fidelity adv Industrials Cl B FCLBX 45432 20000908 Fidelity adv Industrials Cl C FCLCX 45433 20000908 Fidelity adv Industrials Cl I FCLIX 45447 20000908 Fidelity adv Industrials Cl T FCLTX 45448 20000908 Fidelity adv Intl Discovery Fd Cl A FAIDX 64619 20050113 Fidelity adv Intl Discovery Fd Cl B FADDX 64573 20050113 Fidelity adv Intl Discovery Fd Cl C FCADX 64620 20050113 Fidelity adv Intl Discovery Fd Cl I FIADX 64621 20050113 Fidelity adv Intl Discovery Fd Cl T FTADX 64622 20050113 FIDELITY ADV JAPAN CL I FAJIX 45424 20001220 FIDELITY ADV LATIN AMER A FLTAX 45436 20001220 FIDELITY ADV LATIN AMER B FLTBX 45437 20001220 FIDELITY ADV LATIN AMER C FLACX 45434 20001220 FIDELITY ADV LATIN AMER I FLNIX 45435 20001220 FIDELITY ADV LATIN AMER T FLTTX 45438 20001220 FIDELITY ADV LEVER CO STK A FLSAX 45777 20010116 FIDELITY ADV LEVER CO STK B FLCBX 45773 20010116 FIDELITY ADV LEVER CO STK C FLSCX 45776 20010116 FIDELITY ADV LEVER CO STK I FLVIX 45774 20010116 FIDELITY ADV LEVER CO STK T FLSTX 45775 20010116 FIDELITY ADV MID CAP II A FIIAX 64392 20040817 FIDELITY ADV MID CAP II B FIIBX 64393 20040817 FIDELITY ADV MID CAP II C FIICX 64394 20040817 FIDELITY ADV MID CAP II I FIIMX 64382 20040817 FIDELITY ADV MID CAP II T FITIX 64383 20040817 FIDELITY ADV MTG SEC A FMGAX 45439 20000131 FIDELITY ADV MTG SEC C FOMCX 48822 20010831 FIDELITY ADV MUNI INCM FD I FMPIX 45770 20010116 FIDELITY ADV NEW INSIGHTS A FNIAX 58687 20030805 FIDELITY ADV NEW INSIGHTS B FNIBX 58688 20030805 FIDELITY ADV NEW INSIGHTS C FNICX 58689 20030805 FIDELITY ADV NEW INSIGHTS I FINSX 58686 20030805 FIDELITY ADV NEW INSIGHTS T FNITX 58690 20030805 Fidelity Adv Ser 1 Ret Grw B FRMBX 36513 19991208 Fidelity Adv Ser I Ret Growth Cl C FRECX 42026 20000303 Fidelity Adv Ser I Ret Grw A FARAX 42706 20000404 Fidelity Adv Ser Vii Cap App A FCPAX 42773 20000413 Fidelity Adv Ser VIII Cap App In FCPIX 42022 20000303 Fidelity Adv Ser Viii Div In A FDVAX 42697 20000404 Fidelity Adv Ser Viii Div In I FDVIX 42744 20000411 Fidelity Adv Ser Viii Em Asiat FEATX 42698 20000404 Fidelity Adv Ser VIII Jap Fund Cl A FJPAX 42027 20000303 Fidelity adv Short-Intermediate muni Inc FASHX 58600 20030724 Fidelity adv Short-Intermediate muni Inc FBSHX 58601 20030724 Fidelity adv Short-Intermediate muni Inc FCSHX 58602 20030724 Fidelity adv Short-Intermediate muni Inc FISHX 58599 20030724 Fidelity adv Short-Intermediate muni Inc FTSHX 58603 20030724 FIDELITY ADV SHT FX INCM I FSXIX 45441 20000131 FIDELITY ADV SM CAP GRW A FCAGX 66506 20050203 FIDELITY ADV SM CAP GRW B FCBGX 66507 20050203 FIDELITY ADV SM CAP GRW C FCCGX 66508 20050203 FIDELITY ADV SM CAP GRW FD FCPGX 66509 20050203 FIDELITY ADV SM CAP GRW T FCTGX 66511 20050203 FIDELITY ADV SM CAP VAL A FCVAX 66512 20050203 FIDELITY ADV SM CAP VAL B FCVBX 66513 20050203 FIDELITY ADV SM CAP VAL C FCVCX 66514 20050203 FIDELITY ADV SM CAP VAL FD FCPVX 66510 20050203 FIDELITY ADV SM CAP VAL I FCVIX 66515 20050203 FIDELITY ADV SM CAP VAL T FCVTX 66516 20050203 FIDELITY ADV STRAT INCM I FSRIX 45440 20000131 Fidelity adv Strategic Dividend & Incm C FASDX 62366 20040106 Fidelity adv Strategic Dividend & Incm C FBSDX 62368 20040106 Fidelity adv Strategic Dividend & Incm C FSIDX 62373 20040106 Fidelity adv Strategic Dividend & Incm C FTSDX 62374 20040106 FIDELITY ADV STRG RL RTN INSTI FSIRX 67656 20050920 FIDELITY ADV TECHNOQUANT GRW A FTQAX 45442 20000107 FIDELITY ADV TECHNOQUANT GRW C FTQCX 45443 20000107 FIDELITY ADV TECHNOQUANT GRW I FTQIX 45444 20000107 FIDELITY ADV TOTAL BD A FEPAX 64220 20040628 FIDELITY ADV TOTAL BD B FBEPX 64218 20040628 FIDELITY ADV TOTAL BD C FCEPX 64219 20040628 FIDELITY ADV TOTAL BD I FEPIX 64221 20040628 FIDELITY ADV TOTAL BD T FEPTX 64222 20040628 FIDELITY ADV ULTRA SHT BD A FUBAX 64224 20040628 FIDELITY ADV ULTRA SHT BD INST FUBIX 64225 20040628 FIDELITY ADV ULTRA SHT BD T FTUSX 64223 20040628 Fidelity adv Utilities Cl A FUGAX 35968 19990708 Fidelity adv Utilities Cl B FAUBX 24132 19980617 Fidelity adv Utilities Cl C FUGCX 35850 19990521 Fidelity adv Utilities Cl I FUGIX 42028 20000303 Fidelity adv Utilities Cl T FAUFX 32712 19980413 FIDELITY ADV VAL STRAT C FVCSX 48823 20010905 Fidelity Adv Val Strat Cl A FSOAX 44329 20000107 Fidelity adv Value Cl A FAVFX 62367 20040106 Fidelity adv Value Cl B FBVFX 62369 20040106 Fidelity adv Value Cl C FCVFX 62371 20040106 Fidelity adv Value Cl I FVIFX 62376 20040106 Fidelity adv Value Cl T FTVFX 62375 20040106 Fidelity adv Value Leaders Cl A FVLAX 58258 20030618 Fidelity adv Value Leaders Cl B FVLBX 58259 20030618 Fidelity adv Value Leaders Cl C FVLCX 58260 20030618 Fidelity adv Value Leaders Cl I FVLIX 58261 20030618 Fidelity adv Value Leaders Cl T FVLTX 58262 20030618 Fidelity Adv VII Financial Serv Fd Cl I FFSIX 42245 19990506 Fidelity Adv Viii Cap Apprec B FCPBX 36515 19991208 Fidelity Adv Viii Diver Intl B FDIBX 36516 19991208 Fidelity Adv VIII Diversified Intl Fd C FADCX 42239 20000107 Fidelity Adv VIII Europe Cap App Fd Cl T FAECX 42240 19990901 Fidelity Adv VIII Intl Cap App Fd Cl C FCPCX 42243 20000107 Fidelity Adv Worldwide Fd Cl A FWAFX 88973 20090225 Fidelity Adv Worldwide Fd Cl B FWBFX 88974 20090225 Fidelity Adv Worldwide Fd Cl C FWCFX 88975 20090225 Fidelity Adv Worldwide Fd Cl T FWTFX 88977 20090225 Fidelity Adv Worldwide Fd Inst Cl FWIFX 88976 20090225 Fidelity Advisor 130/30 Lg Cap Fd - Cl A FOATX 83692 20080407 Fidelity Advisor 130/30 Lg Cap Fd - Cl B FOBTX 83693 20080407 Fidelity Advisor 130/30 Lg Cap Fd - Cl C FOCTX 83694 20080407 Fidelity Advisor 130/30 Lg Cap Fd - Cl T FORTX 83727 20080409 Fidelity Advisor 130/30 Lg Cp Fd Inst Cl FITOX 83691 20080407 Fidelity Advisor Asset Manager 20% Cl A FTAWX 75388 20061005 Fidelity Advisor Asset Manager 20% Cl B FTBWX 75389 20061005 Fidelity Advisor Asset Manager 20% Cl C FTCWX 75390 20061005 Fidelity Advisor Asset Manager 20% Cl I FTIWX 75392 20061005 Fidelity Advisor Asset Manager 20% Cl T FTDWX 75391 20061005 Fidelity Advisor Asset Manager 30% Cl A FTAAX 81865 20071017 Fidelity Advisor Asset Manager 30% Cl B FTBNX 81867 20071017 Fidelity Advisor Asset Manager 30% Cl C FCANX 81855 20071017 Fidelity Advisor Asset Manager 30% Cl I FTINX 81889 20071018 Fidelity Advisor Asset Manager 30% Cl T FTTNX 81868 20071017 Fidelity Advisor Asset Manager 40% Cl A FFNAX 81886 20071018 Fidelity Advisor Asset Manager 40% Cl B FFNBX 81857 20071017 Fidelity Advisor Asset Manager 40% Cl C FFNCX 81858 20071017 Fidelity Advisor Asset Manager 40% Cl I FFNIX 81859 20071017 Fidelity Advisor Asset Manager 40% Cl T FFNTX 81860 20071017 Fidelity Advisor Asset manager 50% Cl A FFAMX 75383 20061005 Fidelity Advisor Asset Manager 50% Cl B FFBMX 75384 20061005 Fidelity Advisor Asset Manager 50% Cl C FFCMX 75385 20061005 Fidelity Advisor Asset Manager 50% Cl I FFIMX 75386 20061005 Fidelity Advisor Asset Manager 50% Cl T FFTMX 75387 20061005 Fidelity Advisor Asset Manager 60% Cl A FSAAX 81887 20071018 Fidelity Advisor Asset Manager 60% Cl B FSABX 81888 20071018 Fidelity Advisor Asset Manager 60% Cl C FSCNX 81863 20071017 Fidelity Advisor Asset Manager 60% Cl I FSNIX 81864 20071017 Fidelity Advisor Asset Manager 60% Cl T FSATX 81862 20071017 Fidelity Advisor Asset Manager 70% Cls A FAASX 87445 20081001 Fidelity Advisor Asset Manager 70% Cls B FBASX 87441 20081001 Fidelity Advisor Asset Manager 70% Cls C FCASX 87442 20081001 Fidelity Advisor Asset Manager 70% Cls I FAAIX 87444 20081001 Fidelity Advisor Asset Manager 70% Cls T FTASX 87443 20081001 Fidelity Advisor Asset manager 85% Cl A FEYAX 75378 20061005 Fidelity Advisor Asset Manager 85% Cl B FEYBX 75379 20061005 Fidelity Advisor Asset Manager 85% Cl C FEYCX 75380 20061005 Fidelity Advisor Asset Manager 85% Cl I FEYIX 75381 20061005 Fidelity Advisor Asset Manager 85% Cl T FEYTX 75382 20061005 Fidelity Advisor Balanced Cl A FABLX 32684 19980401 Fidelity Advisor Balanced Fd CL B FAISX 20884 19971117 Fidelity Advisor Balanced Fund Cl C FABCX 24926 19980609 Fidelity Advisor Balanced Fund Cl I FAIOX 24982 19970226 Fidelity Advisor Balanced Fund Cl T FAIGX 20299 19960620 Fidelity Advisor Canada Fd Cl A FACNX 79727 20070510 Fidelity Advisor Canada Fd Cl B FBCNX 79732 20070510 Fidelity Advisor Canada Fd Cl C FCCNX 79733 20070510 Fidelity Advisor Canada Fd Cl T FTCNX 79740 20070510 Fidelity Advisor Canada Fd Insti Cl FICCX 79739 20070510 Fidelity Advisor China Region Fd Cl A FHKAX 85228 20080515 Fidelity Advisor China Region Fd Cl B FHKBX 85229 20080515 Fidelity Advisor China Region Fd Cl C FCHKX 85213 20080515 Fidelity Advisor China Region Fd Cl T FHKTX 85231 20080515 Fidelity Advisor China Regon Fd Insti Cl FHKIX 85230 20080515 Fidelity Advisor Cnsmr Stpls Fd Inst Cl FDIGX 75823 20061215 Fidelity Advisor Consumer Staples Fd ClA FDAGX 75820 20061215 Fidelity Advisor Consumer Staples Fd ClB FDBGX 75821 20061215 Fidelity Advisor Consumer Staples Fd ClC FDCGX 75822 20061215 Fidelity Advisor Consumer Staples Fd ClT FDTGX 75824 20061215 Fidelity Advisor Corporat Bd Fd Instt Cl FCBIX 93802 20100517 Fidelity Advisor Corporate Bd Fd Cl A FCBAX 93809 20100517 Fidelity Advisor Corporate Bd Fd Cl C FCCCX 93804 20100517 Fidelity Advisor Corporate Bd Fd Cl T FCBTX 93803 20100517 Fidelity Advisor Destiny I Fd Cl B FDTBX 67302 20050719 Fidelity Advisor Destiny I Fd Cl C FDTCX 67303 20050719 Fidelity Advisor Destiny I Fd Cl I FDTIX 67305 20050719 Fidelity Advisor Destiny I Fd Cl T FDTEX 67304 20050719 Fidelity Advisor Diversifid Int'l Fund T FADIX 36458 19990901 Fidelity Advisor Dividend Growth Cl T FDGTX 35460 19990219 Fidelity Advisor Dividend Growth Fund Cl FADBX 35530 19990303 Fidelity Advisor Dividend Growth Fund Cl FDGCX 35638 19990322 Fidelity Advisor Dividend Growth Fund/In FDGIX 35531 19990303 Fidelity Advisor Dynamic Strtgs Fd Cl A FDASX 82343 20071107 Fidelity Advisor Dynamic Strtgs Fd Cl B FDBSX 82344 20071107 Fidelity Advisor Dynamic Strtgs Fd Cl C FDCSX 82345 20071107 Fidelity Advisor Dynamic Strtgs Fd Cl I FDYIX 82347 20071107 Fidelity Advisor Dynamic Strtgs Fd Cl T FDTSX 82346 20071107 Fidelity Advisor Emerging (EMEA) Fd FEMEX 85220 20080515 Fidelity Advisor Emerging (EMEA)Fd Cl A FMEAX 85237 20080515 Fidelity Advisor Emerging (EMEA)Fd Cl B FEMBX 85266 20080515 Fidelity Advisor Emerging (EMEA)Fd Cl C FEMCX 85267 20080515 Fidelity Advisor Emerging (EMEA)Fd Cl T FEMTX 85221 20080515 Fidelity Advisor Emerging Asia Fund Cl A FEAAX 35918 19990615 Fidelity Advisor Emerging Mkt Incom Cl T FAEMX 20288 19960620 Fidelity Advisor Emerging Mkts Incom B FBEMX 24983 19970226 Fidelity Advisor Emergng (EMEA)Fd Insti FIEMX 85265 20080515 Fidelity Advisor Equity Growth CL A EPGAX 32385 19980127 Fidelity Advisor Equity Growth CL B EPGBX 32265 19980106 Fidelity Advisor Equity Growth Cl C EPGCX 32722 19980415 Fidelity Advisor Equity Growth Cl T FAEGX 20286 19960620 Fidelity Advisor Equity Income Cl A FEIAX 32735 19980415 Fidelity Advisor Equity Income Cl B FEIBX 20355 19960620 Fidelity Advisor Equity Income Cl C FEICX 32723 19980415 Fidelity Advisor Equity Income Cl T FEIRX 20358 19960620 Fidelity Advisor Financial Serv T FAFSX 34659 19981111 Fidelity Advisor Financial Services Cl A FAFDX 32709 19980413 Fidelity Advisor Financial Services CL B FAFBX 32107 19971028 Fidelity Advisor Financial Services Fund FAFCX 24925 19980609 Fidelity Advisor Freedom 2045 Fd Cl A FFFZX 73544 20060606 Fidelity Advisor Freedom 2045 Fd Cl B FFFKX 73537 20060606 Fidelity Advisor Freedom 2045 Fd Cl C FFFJX 73536 20060606 Fidelity Advisor Freedom 2045 Fd Cl T FFFTX 73541 20060606 Fidelity Advisor Freedom 2050 Fd Cl A FFFLX 73538 20060606 Fidelity Advisor Freedom 2050 Fd Cl B FFFWX 73542 20060606 Fidelity Advisor Freedom 2050 Fd Cl C FFFYX 73543 20060606 Fidelity Advisor Freedom 2050 Fd Cl T FFFQX 73540 20060606 Fidelity Advisor Glb Cmdty Stk Fd Cls I FFGIX 89122 20090407 Fidelity Advisor Glb Cmdty Stk Fd ClsC FCGCX 89119 20090407 Fidelity Advisor Glb Cmdty Stk Fnd ClsA FFGAX 89120 20090407 Fidelity Advisor Glb Cmdty Stk Fnd ClsB FFGBX 89121 20090407 Fidelity Advisor Glb Cmdty Stk Fnd ClsT FFGTX 89088 20090331 Fidelity Advisor Gold Fd Cl A FGDAX 75825 20061215 Fidelity Advisor Gold Fd Cl B FGDBX 75826 20061215 Fidelity Advisor Gold Fd Cl C FGDCX 75827 20061215 Fidelity Advisor Gold Fd Cl T FGDTX 75829 20061215 Fidelity Advisor Gold Fd Insti Cl FGDIX 75828 20061215 Fidelity Advisor Government Incm Cl A FVIAX 75544 20061030 Fidelity Advisor Government Incm Cl B FVIBX 75545 20061030 Fidelity Advisor Government Incm Cl C FVICX 75546 20061030 Fidelity Advisor Government Incm Cl I FVIIX 75547 20061030 Fidelity Advisor Government Incm Cl T FVITX 75548 20061030 Fidelity Advisor Growth & Income B FGISX 32216 19971212 Fidelity Advisor Growth & Income CL T FGITX 30483 19970616 Fidelity Advisor Growth & Income Fund Cl FGIUX 24924 19980609 Fidelity Advisor Growth & Income Insl FGIOX 32217 19971212 Fidelity Advisor Growth CL B FTQBX 32466 19980213 Fidelity Advisor Growth CL T FTQTX 32465 19980213 Fidelity Advisor Growth Opport Fd Cl T FAGOX 6154 19950118 Fidelity Advisor Growth Opportunity Cl C FACGX 32737 19981030 Fidelity Advisor Growth Opportunity Cl I FAGCX 20291 19960620 Fidelity Advisor Growth Opportunity Fd A FAGAX 24986 19970226 Fidelity Advisor Health Care FHCIX 34150 19980817 Fidelity Advisor Health Care Cl C FHCCX 24131 19980617 Fidelity Advisor Health Care Fund Cl T FACTX 24987 19970226 Fidelity Advisor Healthcare Cl B FAHTX 32710 19980413 Fidelity Advisor Healthcare Fund Cl A FACDX 32654 19980327 Fidelity Advisor High Incom Muni Fd Cl T FAHIX 20295 19960620 Fidelity Advisor High Income Cl T Fund FAHYX 1957 19940921 Fidelity Advisor High Income Muni Cl B FAIBX 20297 19960620 Fidelity Advisor High Yield Cl A FAHDX 32736 19980415 Fidelity Advisor High Yield Cl C FAHEX 32724 19980415 Fidelity Advisor High Yield Fund FAHCX 23990 19960925 Fidelity Advisor High Yield Fund Cl B FAHBX 20294 19960620 Fidelity Advisor I Retire Growth Cl T FRGTX 36489 19991123 Fidelity Advisor Incm Rplmnt 2038 FdCl A FARVX 82804 20080107 Fidelity Advisor Incm Rplmnt 2038 FdCl C FCRVX 82807 20080107 Fidelity Advisor Incm Rplmnt 2038 FdCl I FIIVX 82809 20080107 Fidelity Advisor Incm Rplmnt 2038 FdCl T FTRVX 82816 20080107 Fidelity Advisor Incm Rplmnt 2040 FdCl A FARWX 82805 20080107 Fidelity Advisor Incm Rplmnt 2040 FdCl C FCRWX 82808 20080107 Fidelity Advisor Incm Rplmnt 2040 FdCl I FIIWX 82810 20080107 Fidelity Advisor Incm Rplmnt 2040 FdCl T FTRWX 82817 20080107 Fidelity Advisor Incm Rplmnt 2042 FdCl A FARFX 82803 20080107 Fidelity Advisor Incm Rplmnt 2042 FdCl C FCRFX 82806 20080107 Fidelity Advisor Incm Rplmnt 2042 FdCl I FIRFX 82811 20080107 Fidelity Advisor Incm Rplmnt 2042 FdCl T FITTX 82814 20080107 Fidelity Advisor Inst'l Equity Income Pt EQPIX 20193 19960620 Fidelity Advisor Inst'l Equity Port-Grow EQPGX 20192 19960620 Fidelity Advisor Inst'l Ltd Term Bond EFIPX 20106 19960620 Fidelity Advisor Int'l Rel Estat Fd Cl a FIRAX 79146 20070410 Fidelity Advisor Int'l Rel Estat Fd Cl B FIRBX 79147 20070410 Fidelity Advisor Int'l Rel Estat Fd Cl C FIRCX 79148 20070410 Fidelity Advisor Int'l Rel Estat Fd Cl T FIRTX 79150 20070410 Fidelity Advisor Int'l Val Fd Cl A FIVMX 73453 20060525 Fidelity Advisor Int'l Val Fd Cl B FIVNX 73454 20060525 Fidelity Advisor Int'l Val Fd Cl C FIVOX 73455 20060525 Fidelity Advisor Int'l Val Fd Cl T FIVPX 73456 20060525 Fidelity Advisor Int'l Val Fd Insti Cl FIVQX 73457 20060525 Fidelity Advisor Intermed Bond Fund Cl B FIBBX 24988 19970226 Fidelity Advisor Intermed Bond Port Cl T FTBRX 20633 19960620 Fidelity Advisor Intermediate Bond Fund FDIAX 35533 19990308 Fidelity Advisor Intermediate Bond Fund FNBCX 35805 19990505 Fidelity Advisor International Capital A FIATX 34151 19980817 Fidelity Advisor Intl Gwth Cl T FITGX 82355 20071108 Fidelity Advisor Intl Gwth Fd Cl A FIAGX 82354 20071108 Fidelity Advisor Intl Gwth Fd Cl B FBIGX 82380 20071113 Fidelity Advisor Intl Gwth Fd Cl C FIGCX 82382 20071113 Fidelity Advisor Intl Gwth Fd Cl I FIIIX 82384 20071113 Fidelity Advisor Intl Small Cap Cl A FIASX 58151 20030528 Fidelity Advisor Intl Small Cap Cl B FIBSX 58152 20030528 Fidelity Advisor Intl Small Cap Cl C FICSX 58153 20030528 Fidelity Advisor Intl Small Cap Cl I FIXIX 58154 20030528 Fidelity Advisor Intl Small Cap Cl T FTISX 58155 20030528 Fidelity Advisor Large Cap Fund T FALGX 34660 19981111 Fidelity Advisor Large-Cap Fund Cl A FALAX 35827 19990512 Fidelity Advisor Large-Cap Fund Cl B FALHX 24990 19970226 Fidelity Advisor Large-Cap Fund Cl C FLCCX 36457 19990505 Fidelity Advisor Large-Cap Fund Cl I FALIX 24991 19970226 Fidelity Advisor Lg Cap Gwth Fd Cl A FLNAX 78710 20070222 Fidelity Advisor Lg Cap Gwth Fd Cl B FLNBX 78711 20070222 Fidelity Advisor Lg Cap Gwth Fd Cl C FLNEX 78712 20070222 Fidelity Advisor Lg Cap Gwth Fd Cl T FLNTX 78714 20070222 Fidelity Advisor Lg Cap Gwth Fd Insti Cl FLNOX 78713 20070222 Fidelity Advisor Lg Cap Val Fd Cl A FLUAX 78715 20070222 Fidelity Advisor Lg Cap Val Fd Cl B FLUBX 78716 20070222 Fidelity Advisor Lg Cap Val Fd Cl C FLUEX 78717 20070222 Fidelity Advisor Lg Cap Val Fd Cl T FLUTX 78719 20070222 Fidelity Advisor Lg Cap Val Fd Insti Cl FLUIX 78718 20070222 Fidelity Advisor Materials Fd Cl A FMFAX 75830 20061215 Fidelity Advisor Materials Fd Cl B FMFBX 75831 20061215 Fidelity Advisor Materials Fd Cl C FMFCX 75832 20061215 Fidelity Advisor Materials Fd Cl T FMFTX 75834 20061215 Fidelity Advisor Materials Fd Insti Cl FMFEX 75833 20061215 Fidelity Advisor Mega Cap Stock Fnd ClsA FGTAX 82962 20080207 Fidelity Advisor Mega Cap Stock Fnd ClsB FGRBX 83200 20080211 Fidelity Advisor Mega Cap Stock Fnd ClsC FGRCX 83201 20080211 Fidelity Advisor Mega Cap Stock Fnd ClsT FTGRX 82963 20080207 Fidelity Advisor Mega Cap Stock FndClssI FTRIX 82964 20080207 Fidelity Advisor Mid Cap Fund cl B FMCBX 24089 19961025 Fidelity Advisor Mid Cap Gwth Fd Cl A FGCAX 78705 20070222 Fidelity Advisor Mid Cap Gwth Fd Cl B FGCBX 78706 20070222 Fidelity Advisor Mid Cap Gwth Fd Cl C FGCCX 78707 20070222 Fidelity Advisor Mid Cap Gwth Fd Cl T FGCTX 78709 20070222 Fidelity Advisor Mid Cap Val Fd Cl A FMPAX 78720 20070222 Fidelity Advisor Mid Cap Val Fd Cl B FMPBX 78721 20070222 Fidelity Advisor Mid Cap Val Fd Cl C FMPEX 78722 20070222 Fidelity Advisor Mid Cap Val Fd Cl T FMPTX 78724 20070222 Fidelity Advisor Mid Cap Val Fd Insti Cl FMPOX 78723 20070222 Fidelity Advisor Mid Cp Gwth Fd Insti Cl FGCOX 78708 20070222 Fidelity Advisor Mid-Cap Fund Cl A FMCDX 35028 19981125 Fidelity Advisor Mid-Cap Fund Cl C FMCEX 35029 19981125 Fidelity Advisor Mid-Cap Fund Cl I FMCCX 24992 19970226 Fidelity Advisor Mortgage Sec Cl I FMSCX 32655 19980327 Fidelity Advisor Mortgage Sec Cl T FMSAX 32656 19980327 Fidelity Advisor Mortgage Securities Fd FMSBX 35534 19990303 Fidelity Advisor Municipal Income Fund C FAMCX 35639 19990322 Fidelity Advisor Overseas Fund Cl A FAOAX 34085 19980728 Fidelity Advisor Overseas Fund Cl B FAOBX 24994 19970226 Fidelity Advisor Overseas Fund Cl C FAOCX 34152 19980817 Fidelity Advisor Overseas Fund Cl I FAOIX 24995 19970226 Fidelity Advisor Overseas Fund Cl T FAERX 6235 19950105 Fidelity Advisor Real Estate Income Fd C FRIOX 93336 20100420 Fidelity Advisor Real Estate Income Fd C FRIQX 93337 20100420 Fidelity Advisor Real Estate Income Fd C FRINX 93348 20100420 Fidelity Advisor Rl Estate Income Fd Ins FRIRX 93349 20100420 Fidelity Advisor Ser I Mid Cap Fd Cl T FMCAX 23772 19960628 Fidelity Advisor Ser II Muni Income Cl A FAMUX 36162 19990826 FIDELITY ADVISOR SER V FL RT HI FFRHX 54393 20020926 FIDELITY ADVISOR SER V SH FIX I FBSFX 54656 20021021 FIDELITY ADVISOR SER VII ADV REAL FHEAX 54351 20020920 FIDELITY ADVISOR SER VII ADV REAL FHEBX 54352 20020920 FIDELITY ADVISOR SER VII ADV REAL FHECX 54353 20020920 FIDELITY ADVISOR SER VII ADV REAL FHEIX 54354 20020920 FIDELITY ADVISOR SER VII ADV REAL FHETX 54355 20020920 Fidelity Advisor Ser VII Japan Fund T FAJTX 36187 19990913 Fidelity Advisor Short Fixed-Income Fund FSFAX 35849 19990521 Fidelity Advisor Short Term Fixed Income FASFX 20320 19960620 Fidelity Advisor Sm Cap Indpndnc FdClB FCDBX 79735 20070510 Fidelity Advisor Sm Cap indpndnc FdClT FCDTX 79738 20070510 Fidelity Advisor Sm Cp Indpndnc FdCla FCDAX 79734 20070510 Fidelity Advisor Small-Cap Fund Cl A FSCDX 35243 19990111 Fidelity Advisor Small-Cap Fund Cl T FSCTX 34335 19981007 Fidelity Advisor Startegic Income Fund C FSTAX 35640 19990322 Fidelity Advisor Strategic Income Cl B FSINX 20613 19960620 Fidelity Advisor Strategic Income Fund C FSRCX 34435 19981029 Fidelity Advisor Stratigic Income Cl T FSIAX 20610 19960620 FIDELITY ADVISOR STRG RL RTN C FCSRX 67654 20050920 Fidelity Advisor Tax Managed Stk Fd Cl A FTXAX 89169 20090424 Fidelity Advisor Tax Managed Stk Fd Cl B FTXBX 89178 20090424 Fidelity Advisor Tax Managed Stk Fd Cl C FTXCX 89170 20090424 Fidelity Advisor Tax Managed Stk Fd Cl I FTXIX 89179 20090424 Fidelity Advisor Tax Managed Stk Fd Cl T FTXTX 89180 20090424 Fidelity Advisor Tech Cl A FADTX 32711 19980413 Fidelity Advisor Tech Fund Cl B FABTX 14363 19971029 Fidelity Advisor Technology Fund Cl C FTHCX 35540 19990303 Fidelity Advisor Technology Fund Cl T FATEX 24996 19970226 Fidelity Advisor Technology Fund Instl FATIX 35535 19990303 Fidelity Advisor TelecommunicationsFdClB FTUBX 75837 20061215 Fidelity Advisor TelecommunicationsFdClC FTUCX 75838 20061215 Fidelity Advisor Telecommunictions FdClT FTUTX 75840 20061215 Fidelity Advisor Tlcmmnctns Fd Cl A FTUAX 75836 20061215 Fidelity Advisor Tlcmmnctns Fd Inst Cl FTUIX 75839 20061215 Fidelity Advisor Ttl Intl Eq Fd Cl A FTAEX 82356 20071108 Fidelity Advisor Ttl Intl Eq Fd Cl B FTBEX 82357 20071108 Fidelity Advisor Ttl Intl Eq Fd Cl C FTCEX 82358 20071108 Fidelity Advisor Ttl Intl Eq Fd Cl I FTEIX 82386 20071113 Fidelity Advisor Ttl Intl Eq Fd Cl T FTTEX 82359 20071108 Fidelity Advisor Value Strat Opp Insl FASOX 23773 19960628 Fidelity Advisor Value Strat Opportunity FASPX 20322 19960620 Fidelity Advisor VIII Japan Fund Cl B FAJBX 36348 19991026 Fidelity Advisor VIII Japan Fund Cl C FAJCX 36488 19991123 Fidelity Advisory Growth & Income Cl A FGIRX 32660 19980327 Fidelity Advisory Growth Fund Cl B FABGX 30387 19970430 Fidelity Advsor Freedom 2050 Fd Insti Cl FFFPX 73539 20060606 Fidelity Advsr Freedom 2045 Fd Insti Cl FFFIX 73535 20060606 Fidelity Advsr Incm Rplcmnt Fd 2016 Cl A FRJAX 81182 20070906 Fidelity Advsr Incm Rplcmnt Fd 2016 Cl C FRJCX 81146 20070905 Fidelity Advsr Incm Rplcmnt Fd 2016 Cl I FRJIX 81147 20070905 Fidelity Advsr Incm Rplcmnt Fd 2016 Cl T FRJTX 81148 20070905 Fidelity Advsr Incm Rplcmnt Fd 2018 Cl A FRKAX 81149 20070905 Fidelity Advsr Incm Rplcmnt Fd 2018 Cl C FRKCX 81183 20070906 Fidelity Advsr Incm Rplcmnt Fd 2018 Cl I FRKIX 81150 20070905 Fidelity Advsr Incm Rplcmnt Fd 2018 Cl T FRKTX 81151 20070905 Fidelity Advsr Incm Rplcmnt Fd 2020 Cl A FILAX 81133 20070905 Fidelity Advsr Incm Rplcmnt Fd 2020 Cl C FILCX 81134 20070905 Fidelity Advsr Incm Rplcmnt Fd 2020 Cl I FILIX 81135 20070905 Fidelity Advsr Incm Rplcmnt Fd 2020 Cl T FILTX 81136 20070905 Fidelity Advsr Incm Rplcmnt Fd 2022 Cl A FRAMX 81141 20070905 Fidelity Advsr Incm Rplcmnt Fd 2022 Cl C FRCMX 81144 20070905 Fidelity Advsr Incm Rplcmnt Fd 2022 Cl I FRIMX 81145 20070905 Fidelity Advsr Incm Rplcmnt Fd 2022 Cl T FRTMX 81160 20070905 Fidelity Advsr Incm Rplcmnt Fd 2024 Cl A FRNAX 81152 20070906 Fidelity Advsr Incm Rplcmnt Fd 2024 Cl C FRNCX 81153 20070905 Fidelity Advsr Incm Rplcmnt Fd 2024 Cl I FRNIX 81154 20070905 Fidelity Advsr Incm Rplcmnt Fd 2024 Cl T FRNTX 81155 20070905 Fidelity Advsr Incm Rplcmnt Fd 2026 Cl A FIOAX 81137 20070905 Fidelity Advsr Incm Rplcmnt Fd 2026 Cl C FIOCX 81138 20070905 Fidelity Advsr Incm Rplcmnt Fd 2026 Cl I FIOIX 81139 20070905 Fidelity Advsr Incm Rplcmnt Fd 2026 Cl T FIOTX 81140 20070905 Fidelity Advsr Incm Rplcmnt Fd 2028 Cl A FARPX 81127 20070905 Fidelity Advsr Incm Rplcmnt Fd 2028 Cl C FCRPX 81129 20070905 Fidelity Advsr Incm Rplcmnt Fd 2028 Cl I FRAPX 81142 20070905 Fidelity Advsr Incm Rplcmnt Fd 2028 Cl T FTRPX 81162 20070905 Fidelity Advsr Incm Rplcmnt Fd 2030 Cl A FRQAX 81156 20070905 Fidelity Advsr Incm Rplcmnt Fd 2030 Cl C FRQCX 81157 20070905 Fidelity Advsr Incm Rplcmnt Fd 2030 Cl I FRQIX 81158 20070905 Fidelity Advsr Incm Rplcmnt Fd 2030 Cl T FRQTX 81159 20070905 Fidelity Advsr Incm Rplcmnt Fd 2032 Cl A FIARX 81181 20070906 Fidelity Advsr Incm Rplcmnt Fd 2032 Cl C FICRX 81131 20070905 Fidelity Advsr Incm Rplcmnt Fd 2032 Cl I FIIRX 81132 20070905 Fidelity Advsr Incm Rplcmnt Fd 2032 Cl T FTIRX 81161 20070905 Fidelity Advsr Incm Rplcmnt Fd 2034 Cl A FARSX 81128 20070905 Fidelity Advsr Incm Rplcmnt Fd 2034 Cl C FCRSX 81130 20070905 Fidelity Advsr Incm Rplcmnt Fd 2034 Cl I FRASX 81143 20070905 Fidelity Advsr Incm Rplcmnt Fd 2034 Cl T FTRSX 81163 20070905 Fidelity Advsr Incm Rplcmnt Fd 2036 Cl A FURAX 81164 20070905 Fidelity Advsr Incm Rplcmnt Fd 2036 Cl C FURCX 81165 20070905 Fidelity Advsr Incm Rplcmnt Fd 2036 Cl I FURIX 81166 20070905 Fidelity Advsr Incm Rplcmnt Fd 2036 Cl T FURTX 81167 20070905 Fidelity Advsr Int'l RelEstat Fd InstiCl FIRIX 79149 20070410 Fidelity Advsr Intrdt Muncl Incm Fd Cl A FZIAX 72167 20051103 Fidelity Advsr Intrdt Muncl Incm Fd Cl B FZIBX 72168 20051103 Fidelity Advsr Intrdt Muncl Incm Fd Cl C FZICX 72169 20051103 Fidelity Advsr Intrdt Muncl Incm Fd Cl T FZITX 72171 20051103 Fidelity Advsr Sm Cp Indpndnc FdClC FCDCX 79736 20070510 Fidelity Advsr Sm CpIndpndnc FdInstiCl FCDIX 79737 20070510 FIDELITY ADVSR STRG RL RTN A FSRAX 67657 20050920 FIDELITY ADVSR STRG RL RTN B FSBRX 67655 20050920 FIDELITY ADVSR STRG RL RTN T FSRTX 67659 20050920 Fidelity Aggr Int'l Value Fund FIVFX 14066 19950714 Fidelity Aggressive Growth Fund FDEGX 6658 19910815 Fidelity Aggressive Gwth Fd Cl K FAGKX 85201 20080515 Fidelity Asset Manager 20% FASIX 14159 19951214 Fidelity Asset Manager 30% FTANX 81866 20071017 Fidelity Asset Manager 40% FFANX 81856 20071017 Fidelity Asset Manager 50% FASMX 6139 19890828 Fidelity Asset Manager 60% FSANX 81861 20071017 Fidelity Asset Manager 70% FASGX 14051 19921211 Fidelity Asset Manager 85% FAMRX 36514 19991208 Fidelity AZ muni Incm Fd FSAZX 24998 19970226 Fidelity Bal Fd Cl K FBAKX 85202 20080515 Fidelity Balanced Fund FBALX 6027 19870119 Fidelity Blue Chip Growth Fund FBGRX 6274 19890726 Fidelity Blue Chip Growth Fund Cl F FBCFX 89600 20090706 Fidelity Blue Chip Gwth Fd Cl K FBGKX 85203 20080515 Fidelity Blue Chip Value FBCVX 58257 20030618 Fidelity CA muni Incm Fd FCTFX 36347 19931013 FIDELITY CALIF MUN TR ADV CA M FCMQX 54255 20020829 FIDELITY CALIF MUN TR ADV CA M FCMTX 54256 20020829 FIDELITY CALIF MUN TR ADV MUN FCMBX 54253 20020829 FIDELITY CALIF MUN TR ADV MUN FCMKX 54254 20020829 FIDELITY CALIF MUN TR CA MUNI FCMAX 54252 20020829 Fidelity Canada Fund FICDX 6626 19900625 Fidelity Capital & Income Fund FAGIX 6030 19890411 Fidelity Capital & Income Fund Cl F FCLFX 89561 20090701 Fidelity Capital Appreciation Fd Cl K FCAKX 85204 20080515 Fidelity Capital Appreciation Fund FDCAX 6022 19870119 Fidelity Cash Reserves FDRXX 82893 20070904 Fidelity China Fund FHKCX 14197 19960329 Fidelity Commodity Strategy Fund FFCSX 90330 20091020 Fidelity Congress Street Fund CNGRX 6096 19850614 Fidelity Contra Fd Cl K FCNKX 85214 20080515 Fidelity Contra Fund FCNTX 6270 19890508 Fidelity Convertible Securities Fund FCVSX 6622 19900509 Fidelity Corporate Bd Fd FCBFX 93801 20100517 Fidelity CT muni Incom Fd FICNX 20414 19960620 Fidelity Destiny I Fund FDESX 6137 19890828 Fidelity Destiny I Pt Cl N FDTOX 44009 20000526 Fidelity Disciplined Eq Fd Cl K FDEKX 85215 20080515 Fidelity Disciplined Equity Fund FDEQX 6625 19900625 Fidelity Disciplined Equity Fund Cl F FDEFX 89592 20090701 Fidelity Diversified Int'l Fd Cl K FDIKX 85218 20080515 Fidelity Diversified Interntnl Fnd ClF FDVFX 89596 20090701 Fidelity Diversified Intl Fund FDIVX 1960 19940119 Fidelity Dividend Growth Fund FDGFX 14065 19950714 Fidelity Dividend Gwth Fd Cl K FDGKX 85217 20080515 Fidelity Dynamic Strtgs Fd FDYSX 82348 20071107 Fidelity Emerging Markets Fd Cl K FKEMX 85233 20080515 Fidelity Emerging Markets Fund FEMKX 1990 19931122 Fidelity Eq Incm Fd Cl K FEIKX 85219 20080515 Fidelity Eq Incm II Fd Cl K FETKX 85222 20080515 Fidelity Equity-Income Fund FEQIX 6026 19870102 Fidelity Equity-Income Fund Cl F FEIFX 89660 20090701 Fidelity Equity-Income II Fund FEQTX 6669 19920103 Fidelity Europe Capital Appreciation Fd FECAX 14048 19950602 Fidelity Europe Fund FIEUX 6028 19861121 Fidelity Europe Fund Cl F FEUFX 89597 20090701 Fidelity Exchange Fund FDLEX 6102 19870610 Fidelity Export & Multinational Fd Cl K FEXKX 85223 20080515 Fidelity Export & Multinational Fund FEXPX 14106 19951003 Fidelity Fd Cl K FFDKX 85224 20080515 Fidelity Fifty Fund FFTYX 14064 19950714 FIDELITY FIXED INCOME TR FINPX 53945 20020722 FIDELITY FIXED INCOME TR ADV INFL FBIPX 54508 20021007 FIDELITY FIXED INCOME TR ADV INFL FIPAX 54509 20021007 FIDELITY FIXED INCOME TR ADV INFL FIPCX 54510 20021007 FIDELITY FIXED INCOME TR ADV INFL FIPIX 54511 20021007 FIDELITY FIXED INCOME TR ADV INFL FIPTX 54512 20021007 FIDELITY FIXED INCOME TR ADV INV FGBAX 54258 20020829 FIDELITY FIXED INCOME TR ADV INV FGBBX 54259 20020829 FIDELITY FIXED INCOME TR ADV INV FGBCX 54260 20020829 FIDELITY FIXED INCOME TR ADV INV FGBPX 54261 20020829 FIDELITY FIXED INCOME TR ADV INV FGBTX 54262 20020829 FIDELITY FOCUSED HIGH INCM FD FHIFX 64739 20050125 Fidelity Focused Stock Fund FTQGX 24521 19970205 Fidelity Four-In-One Index Fund FFNOX 36183 19990913 Fidelity Freedom 2000 Fund FFFBX 30273 19970324 Fidelity Freedom 2010 Fund FFFCX 30274 19970324 Fidelity Freedom 2020 Fund FFFDX 30275 19970324 Fidelity Freedom 2030 Fd FFFEX 30482 19970616 FIDELITY FREEDOM 2040 FD FFFFX 45409 20001220 Fidelity Freedom 2045 Fund FFFGX 73533 20060607 Fidelity Freedom 2050 Fund FFFHX 73534 20060607 Fidelity Freedom Income Fund FFFAX 30425 19970521 Fidelity Freedom Index 2000 Fund Cl K FGIFX 90897 20091229 Fidelity Freedom Index 2005 Fd Cl K FJIFX 90919 20091229 Fidelity Freedom Index 2010 Fd Cl K FKIFX 90920 20091229 Fidelity Freedom Index 2015 Fd Cl K FLIFX 90921 20091229 Fidelity Freedom Index 2020 Fd Cl K FPIFX 90922 20091229 Fidelity Freedom Index 2025 Fd Cl K FQIFX 90898 20091229 Fidelity Freedom Index 2030 Fd Cl K FXIFX 90923 20091229 Fidelity Freedom Index 2035 Fd Cl K FIHFX 90917 20091229 Fidelity Freedom Index 2040 Fd Cl K FBIFX 90899 20091229 Fidelity Freedom Index 2045 Fd Cl K FIOFX 90900 20091231 Fidelity Freedom Index 2050 Fd Cl K FIPFX 90901 20091231 Fidelity Freedom Index Income Fund Cl K FIKFX 90918 20091229 Fidelity Freedom K 2000 Fund FFKBX 89679 20090709 Fidelity Freedom K 2005 Fund FFKVX 89678 20090709 Fidelity Freedom K 2010 Fund FFKCX 89677 20090709 Fidelity Freedom K 2015 Fund FKVFX 89676 20090709 Fidelity Freedom K 2020 Fund FFKDX 89675 20090709 Fidelity Freedom K 2025 Fund FKTWX 89674 20090709 Fidelity Freedom K 2030 Fund FFKEX 89673 20090709 Fidelity Freedom K 2035 Fund FKTHX 89672 20090709 Fidelity Freedom K 2045 Fund FFKGX 89671 20090709 Fidelity Freedom K 2050 Fund FFKHX 89669 20090709 Fidelity Freedom K Income Fund FFKAX 89680 20090709 Fidelity Freedoom K 2040 Fund FFKFX 89670 20090709 Fidelity Fund FFIDX 6034 19870102 Fidelity Global Balanced Fund FGBLX 1920 19940823 Fidelity Global Commodity Stock Fund FFGCX 89087 20090331 Fidelity GNMA Fd FGMNX 6035 19870102 Fidelity Government Income Fund FGOVX 6268 19891113 Fidelity Gr Discovery Fd FDSVX 58831 20030908 Fidelity Growth & Income Port FGRIX 6020 19870102 Fidelity Growth Company Fund FDGRX 6273 19890726 Fidelity Growth Company Fund Cl F FGRFX 89601 20090706 Fidelity Gwth & Incm Portfolio Cl K FGIKX 85227 20080515 Fidelity Gwth Company Fd Cl K FGCKX 85225 20080515 Fidelity Gwth Discovery Fd Cl K FGDKX 85226 20080515 Fidelity High Income Fund SPHIX 6664 19941123 Fidelity High Income Fund Cl F FHFFX 89562 20090701 Fidelity Incm Replacement 2038 Fd FIRVX 82812 20080107 Fidelity Incm Replacement 2040 Fd FIRWX 82813 20080107 Fidelity Incm Replacement 2042 Fd FIXRX 82815 20080107 Fidelity Incm Replacement Fd 2016 FIRJX 81314 20070919 Fidelity Incm Replacement Fd 2018 FIRKX 81315 20070919 Fidelity Incm Replacement Fd 2020 FIRLX 81316 20070919 Fidelity Incm Replacement Fd 2022 FIRMX 81317 20070919 Fidelity Incm Replacement Fd 2024 FIRNX 81318 20070919 Fidelity Incm Replacement Fd 2026 FIROX 81319 20070919 Fidelity Incm Replacement Fd 2028 FIRPX 81320 20070919 Fidelity Incm Replacement Fd 2030 FIRQX 81321 20070919 Fidelity Incm Replacement Fd 2032 FIRRX 81322 20070919 Fidelity Incm Replacement Fd 2034 FIRSX 81334 20070919 Fidelity Incm Replacement Fd 2036 FIRUX 81323 20070919 FIDELITY INCOME FD TOTAL BD FTBFX 54682 20021024 FIDELITY INCOME FD ULTRA SH FUSFX 54313 20020911 Fidelity Independence Fd Cl K FDFKX 85216 20080515 Fidelity Independent Growth (Freedom) Fd FDFFX 6023 19870102 Fidelity Inst'l Short-Intermed Gov't Pt FFXSX 20376 19960620 Fidelity Int'l Discovery Fd Cl K FIDKX 85232 20080515 Fidelity Int'l Enhanced Index Fd FIENX 82799 20080103 Fidelity Int'l Growth & Income Fund FIGRX 6627 19900625 Fidelity Int'l Sm Cap Opportunities Fd FSCOX 67411 20050809 Fidelity Int'l Val Fd FIVLX 73452 20060525 Fidelity Intermediate Bond Fund FTHRX 6271 19890615 Fidelity Intermediate muni Incm Fd FLTMX 14195 19960328 Fidelity Intl Gwth Fd FIGFX 82383 20071113 FIDELITY INTL REAL ESTATE FD FIREX 64740 20050125 FIDELITY INTL SMALL CAP FISMX 54394 20020926 FIDELITY INV NASDAQ COMP INDEX FNCMX 58900 20030930 Fidelity Investment Grade Bond Fund FBNDX 6136 19890828 Fidelity Japan Fund FJPNX 6723 19930608 Fidelity Japan Fund Cl F FJPFX 89567 20090701 Fidelity Japan Small Companies Fund FJSCX 14196 19960328 Fidelity Large Cap Gr Fd FSLGX 50392 20011119 Fidelity Large Cap Stock Fund FLCSX 20473 19960607 Fidelity Large Cap Value Enhanced Index FLVEX 79495 20070502 Fidelity Large Cap Value Fd FSLVX 50393 20011119 Fidelity Latin America Fund FLATX 6131 19931028 FIDELITY LEVERAGED CO STK FD FLVCX 45734 20010110 Fidelity Leveraged Company Stock Fd Cl K FLCKX 85235 20080515 Fidelity Lg Cap Val Enhanced Index Fd FLGEX 79494 20070502 Fidelity Low-Priced Stock Fd Cl K FLPKX 85236 20080515 Fidelity Low-Priced Stock Fund FLPSX 6628 19900406 Fidelity Magellan Fd Cl K FMGKX 85238 20080515 Fidelity Magellan Fund FMAGX 6018 19860512 Fidelity Massachuseets muni Incm Fd FDMMX 20349 19960620 Fidelity MD muni Incm Fd SMDMX 23091 19960620 Fidelity Mega Cap Stock Fd FGRTX 35346 19990202 Fidelity MI muni Incm Fd FIMIX 20432 19960620 Fidelity MI muni Incm Fd FMHTX 20505 19960620 Fidelity Mid Cap Enhanced Index Fd FMEIX 82800 20080103 Fidelity Mid Cap Gr Fd FSMGX 50394 20011119 Fidelity Mid Cap Value Fd FSMVX 50422 20011120 Fidelity Mid-Cap Stock Fd Cl K FKMCX 85234 20080515 Fidelity Mid-Cap Stock Fund FMCSX 14107 19951011 Fidelity Mortgage Security Fund FMSFX 6653 19910312 Fidelity muni Incm Fd FHIGX 6031 19851231 FIDELITY N Y MUN TR ADV NY M FEMIX 54257 20020829 FIDELITY N Y MUN TR ADV NY M FNMAX 54263 20020829 FIDELITY N Y MUN TR ADV NY M FNYBX 54264 20020829 FIDELITY N Y MUN TR ADV NY M FNYCX 54265 20020829 FIDELITY N Y MUN TR ADV NY M FNYPX 54266 20020829 Fidelity New Markets Income Fund FNMIX 1983 19940103 Fidelity New Millenium Fund FMILX 6717 19930326 Fidelity NJ muni Incm Fd FNJHX 20520 19960620 Fidelity Nordic Fund FNORX 24406 19961213 Fidelity NY muni Incm Fd FTFMX 20636 19960620 Fidelity OH muni Incm Fd FOHFX 20533 19960620 Fidelity OTC Port FOCPX 6021 19860902 Fidelity OTC Portfolio Cl K FOCKX 85239 20080515 Fidelity Overseas Fd Cl K FOSKX 85240 20080515 Fidelity Overseas Fund FOSFX 6019 19860902 Fidelity Overseas Fund Cl F FFOSX 89599 20090701 Fidelity PA muni Incm Fd FPXTX 20562 19960620 Fidelity Pacific-Basin Fund FPBFX 6029 19861121 Fidelity Puritan Fd Cl K FPUKX 85241 20080515 Fidelity Puritan Fund FPURX 6024 19870102 FIDELITY PURITAN TR VALU DIS FVDFX 57041 20021213 Fidelity Real Estate Investment Port FRESX 6624 19900621 FIDELITY SECS FD REAL EST FRIFX 57439 20030210 Fidelity Sel Air Transport Port FSAIX 6108 19870102 Fidelity Sel Automotive Prt FSAVX 6126 19870817 Fidelity Sel Banking Port FSRBX 6130 19880418 Fidelity Sel Biotech Port FBIOX 6127 19860313 Fidelity Sel Brokerage & Inv Manage Fund FSLBX 6025 19870102 Fidelity Sel Chemical Port FSCHX 6111 19870102 Fidelity sel Comm Equipment FSDCX 6713 19930324 Fidelity Sel Computers Fund FDCPX 6100 19870102 Fidelity sel Cons Disc FSCPX 6714 19930324 Fidelity sel Cons Staples FDFAX 6118 19870709 Fidelity Sel Construction & Housing Port FSHOX 6119 19870709 Fidelity Sel Defense & Aerospace Port FSDAX 6112 19870102 Fidelity Sel Electronics Port FSELX 6114 19870102 Fidelity Sel Energy Port FSENX 6115 19870102 Fidelity Sel Energy Service Port FSESX 6116 19870130 Fidelity Sel Environmental Port FSLEX 6135 19890929 Fidelity Sel Financial Services Port FIDSX 6117 19870102 Fidelity Sel Gold Port FSAGX 6109 19870102 Fidelity Sel Health Care Fund FSPHX 6101 19870102 Fidelity Sel Home Finance Port FSVLX 6124 19870102 Fidelity Sel Industrial Equipment Port FSCGX 6128 19880418 Fidelity sel Industrials FCYIX 35969 19990708 Fidelity Sel Insurance Port FSPCX 6122 19870102 Fidelity sel IT Services FBSOX 32658 19980327 Fidelity Sel Leisure & Entertainmnt Port FDLSX 6105 19870102 Fidelity sel Materials Port FSDPX 6120 19870709 Fidelity Sel Medical Delivery Port FSHCX 6129 20020708 Fidelity Sel Medical Equipment & Syst FSMEX 24188 19980617 Fidelity Sel Multimedia Port FBMPX 6110 19870102 Fidelity Sel Natural Gas Fund FSNGX 1936 19940602 Fidelity Sel Natural Resources Port FNARX 35851 19990521 FIDELITY SEL PHARMACEUTICALS FPHAX 48570 20010712 Fidelity Sel Retail Port FSRPX 6123 19870102 Fidelity Sel Software Port FSCSX 6125 19870102 Fidelity Sel Technology Port FSPTX 6106 19870102 Fidelity Sel Telecommunications Fund FSTCX 6103 19870102 Fidelity Sel Transport Port FSRFX 6132 19890626 Fidelity Sel Utilities Port FSUTX 6107 19850618 FIDELITY SEL WIRELESS FWRLX 44848 20001102 Fidelity Series 100 Index Fd FOHIX 79637 20070508 Fidelity Series All Sector Equity Fund FSAEX 87590 20081023 Fidelity Series All-Sector Eqty Fnd Cl F FSFFX 89566 20090701 Fidelity Series Broad Market Opps Fd FBMAX 80921 20070829 Fidelity Series Commodity Strategy Fd FCSSX 90273 20091015 Fidelity Series Commodity Strtgy Fd Cl F FCSFX 90272 20091015 Fidelity Series Emerging Markets Fd FEMSX 88019 20081215 Fidelity Series Emerging Markts Fnd Cl F FEMFX 89586 20090701 Fidelity Series Global ex US Index Fnd FSGEX 90095 20091001 Fidelity Series Intl Growth Fnd FIGSX 90737 20091208 Fidelity Series Intl Grwth Fnd Cls F FFIGX 90736 20091208 Fidelity Series Intl Small Cp Fnd FSTSX 90795 20091208 Fidelity Series Intl Smll Cp Fnd Cls F FFSTX 90745 20091208 Fidelity Series Intl Value Fund FINVX 90739 20091208 Fidelity Series Intl Vl Fnd Cls F FFVNX 90738 20091208 Fidelity Series Investment Grade Bnd Fnd FSIGX 87659 20081028 Fidelity Series Invstmnt Grd Bnd Fnd ClF FIBFX 89583 20090701 Fidelity Series Large Cap Value Fnd Cl F FLVFX 89564 20090701 Fidelity Series Large Cap Value Fund FLVSX 87712 20081103 Fidelity Series Small Cap Opps Fd FSOPX 78949 20070402 Fidelity Series Small Cap Value Fnd Cl F FSVFX 89580 20090701 Fidelity Series Smll Cp Opprtnts Fnd ClF FSOFX 89560 20090701 Fidelity Short Fixed-Income Fund Cl C FSFCX 35087 19981125 Fidelity Short Intermediate muni Incm Fd FSTFX 14130 19951103 Fidelity Short Term Bond Fund Cl F FSBFX 89654 20090701 Fidelity Short-Term Bond Port FSHBX 6654 19910312 Fidelity Short-Term Gov't Bond Port FSTGX 6655 19910312 Fidelity Sm Cap Enhanced Index Fd FCPEX 82785 20080103 Fidelity Small Cap Discovery Fd FSCRX 45736 20010110 Fidelity Small Cap Growth Fund Cl F FCPFX 89655 20090701 Fidelity Small Cap Selector Fund FDSCX 14160 19951208 Fidelity Small-Cap Fund Cl B FSCBX 35090 19981125 Fidelity Small-Cap Fund Cl C FSCEX 35088 19981125 Fidelity Small-Cap Fund Insl Cl FSCIX 35089 19981125 Fidelity Small-Cap Stock Fund FSLCX 32696 19980413 Fidelity Southeast Asia Fund FSEAX 1951 19930701 Fidelity Southeast Asia Fund Cl F FSEFX 89595 20090701 Fidelity Spartan Extended Market Indx Fd FSEMX 35214 19980113 Fidelity Spartan Intl Index FSIIX 32266 19980106 Fidelity Spartan Total Mkt Index FSTMX 32267 19980106 Fidelity Spartan Total Mrkt Indx Fd Cl F FFSMX 90184 20091001 Fidelity Stock Selector Cl K FSSKX 85242 20080515 Fidelity Stock Selector Fund FDSSX 6672 19920213 Fidelity Strategic Dividend & Incm FSDIX 62372 20040106 Fidelity Strategic Income Fund FSICX 24212 19980617 Fidelity Strategic Real Return Fund Cl F FRRFX 89563 20090701 FIDELITY STRG RL RTN FD FSRRX 67658 20050920 Fidelity Tax Managed Stock Fund FTXMX 35347 19990202 Fidelity Tax-Free bd Fd FTABX 47386 20010423 Fidelity Total Bond Fund Cl F FTLFX 89568 20090701 Fidelity Trend Fund FTRNX 6033 19860102 Fidelity Ttl Intl Eq Fd FTIEX 82387 20071113 Fidelity U.S. Bond Index Port FBIDX 20334 19960620 Fidelity US Bond Index Fund Cl F FUBFX 90183 20091001 Fidelity Utility Income Fund FIUIX 6269 19890828 Fidelity Val Discovery Fd Cl K FVDKX 85243 20080515 Fidelity Val Fd Cl K FVLKX 85244 20080515 Fidelity Val Strategies Fd Cl K FVSKX 85245 20080515 Fidelity Value Fund FDVLX 6272 19890714 Fidelity Value Strategic Opp (Spec Sit) FSLSX 6017 19860102 Fidelity Value Strategic Opportunities F FASBX 20317 19960620 Fidelity Worldwide Fund FWWFX 6629 19900727 Fidlty Advsr Int'l Sm Cp Oprtnts Fd Cl B FOPBX 67406 20050809 Fiduciary/Claymore MLP Opportunity Fund XFMOX 67605 20050609 FIFTH LIFE AGG A LASAX 54109 20020802 FIFTH LIFE AGG B LASBX 54110 20020802 FIFTH LIFE AGG C LASCX 54111 20020802 FIFTH LIFE AGG I LASIX 54112 20020802 FIFTH LIFE CON A LCVAX 54115 20020802 FIFTH LIFE CON B LCVBX 54116 20020802 FIFTH LIFE CON C LCVCX 54117 20020802 FIFTH LIFE CON I LCVIX 54118 20020802 FIFTH LIFE MOD A LMDAX 54124 20020802 FIFTH LIFE MOD B LMDBX 54125 20020802 FIFTH LIFE MOD C LMDCX 54126 20020802 FIFTH LIFE MOD I LMDIX 54127 20020802 FIFTH MOD AGG A LMAAX 54120 20020802 FIFTH MOD AGG B LMABX 54121 20020802 FIFTH MOD AGG C LMACX 54122 20020802 FIFTH MOD AGG IN LMAIX 54123 20020802 FIFTH MOD CON IN LIMVX 54119 20020802 FIFTH MOD CONS A LAMVX 54108 20020802 FIFTH MOD CONS B LBMVX 54113 20020802 FIFTH MOD CONS C LCMVX 54114 20020802 FIFTH THIRD BD INV B FBBDX 50251 20011102 FIFTH THIRD BD INV C FCBDX 50260 20011102 Fifth Third Dividend Gr Fd A Shares FSPIX 30756 19970819 Fifth Third Dividend Gr Fd B Shares FTPBX 48778 20010822 Fifth Third Dividend Gr Fd C Shares FTPCX 48779 20010822 Fifth Third Dividend Gr Fd inst Shares FPFIX 34172 19980818 FIFTH THIRD EQ INCM FD INV C FEQCX 48768 20010119 FIFTH THIRD EQ INCM INV B FBEQX 48762 20010822 Fifth Third eq Index Fd - Preferred Shs KNIPX 58527 20031017 Fifth Third eq Index Fd - sel Shs KNISX 58525 20031017 Fifth Third eq Index Fd - Tr Shs KNITX 58528 20031017 FIFTH THIRD EQ INDX INV B FBINX 50255 20011102 FIFTH THIRD EQ INDX INV C FCINX 50263 20011102 FIFTH THIRD FDS SMCAP VA FTVAX 57802 20030403 FIFTH THIRD FDS SMCAP Va FTVBX 57788 20030403 FIFTH THIRD FDS SMCAP VA FTVCX 57789 20030403 FIFTH THIRD FDS SMCAP VA FTVIX 57790 20030403 Fifth Third High Yield Bd Fd Cl A Shs FTYAX 72328 20051222 Fifth Third High Yield Bd Fd Cl B Shs FTYBX 72329 20051222 Fifth Third High Yield Bd Fd Cl C Shs FTYCX 72330 20051222 Fifth Third High Yield Bd Fd Insti Shs FTYIX 72331 20051222 FIFTH THIRD INTL EQ FD INV B FBIEX 48765 20010822 FIFTH THIRD INTL EQ FD INV C FTECX 48777 20010822 FIFTH THIRD INTL GDP INV C FCIGX 50262 20011102 FIFTH THIRD LG CAP VAL INV B FBLVX 50256 20011102 FIFTH THIRD LG CAP VAL INV C FCLVX 50264 20011102 FIFTH THIRD MICRO CAP VAL INVA MXCAX 50146 20011018 FIFTH THIRD MICRO CAP VAL INVB MXCBX 50147 20011018 FIFTH THIRD MICRO CAP VAL INVC MXCSX 50148 20011018 FIFTH THIRD MID CAP INV B FBMBX 48766 20010822 FIFTH THIRD MID CAP INV C FCMCX 48767 20010822 FIFTH THIRD MILT CAP VAL INV A MXLAX 50149 20011018 FIFTH THIRD MULT CAP VAL INV B MXLBX 50150 20011018 FIFTH THIRD MULT CAP VAL INV C MXLCX 50151 20011018 FIFTH THIRD QUAL GRW FD INV B FSBQX 48774 20010822 Fifth Third Quality Growth Fund Invest C FSQCX 42266 19991207 FIFTH THIRD SH TM BD C KNLCX 58691 20030805 FIFTH THIRD SM CAP GRW INV B FTGBX 50278 20011102 FIFTH THIRD SM CAP GRW INV C FTGCX 50279 20011102 FIFTH THIRD STRAT INCM FD A FFSAX 62932 20040407 FIFTH THIRD STRAT INCM FD B FFSBX 62933 20040407 FIFTH THIRD STRAT INCM FD C FRACX 50274 20011102 Fifth Third\Maxus Agg Val Fd Inst MXAIX 42997 20000331 Fifth Third\Maxus Eq Fd Inst Shs MXEIX 44000 20000526 Fifth Third\Maxus Incm Fd Inst Shs MXIIX 42995 20000526 Fimco Select Fund FMCOX 72401 20060104 Financial Investors Tr Lis Pvt Eq Fd ClA LPEFX 82741 20080102 Financial Investors Tr Lis Pvt Eq Fd ClI LPEIX 82742 20080102 Financial Investors Tr Lis Pvt Eq Fd ClR LPERX 82768 20071231 Financial Trends Strategy Fnd Invstr Cls DXFTX 88988 20090303 Financial Trends Strategy Fund Cls C Shs DXFCX 92085 20100304 Financial Trends Strategy Fund Instl Cls DXFIX 89290 20090504 FINANCIAL ULTRASECT PROFD SVC FNPSX 44664 20001003 FIRST AMER CA TX FR FD A FCAAX 44830 20000222 FIRST AMER CA TX FR FD C FCCAX 47262 20010123 FIRST AMER CA TX FR FD Y FCAYX 47250 20010123 FIRST AMER CO TX FR FD A FCOAX 44829 20000222 FIRST AMER CO TX FR FD C FCCOX 47263 20010123 FIRST AMER CO TX FR FD Y FCOYX 47266 20010123 First Amer Core bd Fd Cl R FFISX 50019 20010928 FIRST AMER CORP BD FD A FCDDX 47264 20010123 FIRST AMER CORP BD FD B FCBBX 47260 20010123 FIRST AMER CORP BD FD C FCBCX 47261 20010123 First Amer Corp Bd Fd Y FCBYX 42109 20000222 First Amer Corporate bd Fd Cl R FABSX 50016 20010928 FIRST AMER EQ INCM FD C FFECX 47772 20010221 First Amer eq Incm Fd Cl R FEISX 50018 20010928 First Amer Eq Index C Level FCEIX 36286 19991008 First Amer eq Index Fd Cl R FADSX 50017 20010928 First Amer Equity Income Fd Inst Cl C FAQIX 20313 19960620 First Amer Equity Income Fd Retail Cl C FFEIX 20367 19960620 First Amer Equity Index Fd Inst'l FEIIX 20357 19960620 First Amer Equity Index Fund FAEIX 20287 19960620 First Amer Equity Index Fund Cl B FAEQX 34661 19981111 FIRST AMER FIXED INCM FD C FFAIX 47771 20010123 First Amer Fixed Income Fd Inst'l FFIIX 20369 19960620 First Amer Fixed Income Fund FAFIX 20289 19960620 First Amer Glbl Infrstrctr Fd Cl A FGIAX 82612 20071218 First Amer Glbl Infrstrctr Fd Cl Y FGIYX 82613 20071218 First Amer High Incm bd Cl R FANSX 50047 20011003 First Amer Int'l Fund Cl A FAIAX 20296 19960620 First Amer Int'l Fund Inst'l FAICX 20298 19960620 First Amer Intermed Tax-Free Fund FAMBX 20309 19960620 First Amer Intermed Tax-Free Fund FMBIX 20494 19960620 First Amer Intermediate Term Income Fund FAIIX 20300 19960620 First Amer Intl Cl R ARQIX 35494 19990223 First Amer Investment Small Cap Value Cl FSCAX 32373 19980123 First Amer Large Cap Gr Opps Cl R FLCYX 46337 20010216 First Amer Large Cap sel Cl R FLSSX 57437 20030210 First Amer Large Cap Value Fd Cl R FAVSX 50048 20011003 FIRST AMER LG CAP CORE FD C FAWCX 50049 20011003 FIRST AMER LG CAP VAL C FALVX 47767 20010221 First Amer Ltd Term Incm Fd Instl FLTIX 20488 19960620 First Amer Ltd Term Income Fd Retail A FALTX 20307 19960620 FIRST AMER MICROCAP FD C FMPCX 50063 20011003 FIRST AMER MID CAP CORE FD C FMECX 50062 20011003 First Amer Mid Cap Gr Opps Cl R FMEYX 46657 20010307 FIRST AMER MID CAP IDX FD C FDXCX 50053 20011003 First Amer Mid Cap Index Cl R FMCYX 46340 20010216 First Amer Mid Cap sel Fd Cl B FITBX 30071 19970311 First Amer Mid Cap sel Fd Cl C FTACX 42712 20000404 First Amer Mid Cap sel Fd Cl Y FATCX 20325 19960620 FIRST AMER MID CAP VAL C FACSX 47766 20010321 First Amer Mid Cap Value Fd Cl R FMVSX 50064 20011003 First Amer Mid-Cap sel Fd Cl A FATAX 30676 19970818 First Amer MN Insured Intermd Tax-Fr A FAMAX 20308 19960620 First Amer MN Insured Intermd Tax-Fr C FAMTX 20311 19960620 First Amer MN Tax Free Fund Instl Cl Y FYMNX 42271 19990405 FIRST AMER MN TX FR FD C FCMNX 47769 20010123 FIRST AMER MO TX FR FD C FFMCX 50055 20011003 First Amer Muni Bond Fund Inst'l FINIX 20437 19960620 FIRST AMER NE TX FR FD A FNTAX 47268 20010321 FIRST AMER NE TX FR FD C FNTCX 47247 20010321 FIRST AMER NE TX FR FD Y FNTYX 46934 20010321 FIRST AMER OR INTER TX FR FD A FOTAX 47775 20010123 First Amer OR Interm Tax-Free Cl Y FORCX 34663 19981111 FIRST AMER REAL EST SEC CL C FRLCX 47269 20010321 First Amer Real Estate Securities Fd Cl FRSSX 50020 20010928 First Amer Real Estate Securs Cl C FARCX 24719 19970210 FIRST AMER SM CAP CORE FD C FHMCX 50060 20011003 FIRST AMER SM CAP IDX FD C FPXCX 50065 20011003 FIRST AMER SM CAP VAL C FSCVX 47776 20010608 First Amer Small Cap Gr Opps Cl R FMPYX 46343 20010216 First Amer Small Cap Index Cl R ARSCX 35893 19990604 First Amer Small Cap sel Cl R ASEIX 32820 19980508 First Amer Small Cap Value Fd Cl R FSVSX 50085 20011003 First Amer Small-Cap Value Fund Cl Y FSCCX 34664 19981111 First Amer Special Equity Fund FASEX 20319 19960620 First Amer Special Equity Fund Cl B FAESX 23775 19960628 First Amer Special Equity Inst'l FSEIX 20603 19960620 First Amer Stock Fund FASKX 20321 19960620 First Amer Stock Fund Cl B FATBX 20324 19960620 First Amer Stock Fund Inst'l Class FSKIX 20615 19960620 FIRST AMER STRAT AGG ALLOC A FSGBX 50073 20011003 FIRST AMER STRAT AGG ALLOC B FSFYX 50072 20011003 FIRST AMER STRAT AGG ALLOC Y FSAYX 50070 20011003 FIRST AMER STRAT AGG GRW C FSACX 50068 20011003 FIRST AMER STRAT GR & IN ALL B FSKBX 50077 20011003 FIRST AMER STRAT GR & IN ALL C FSKCX 50078 20011003 FIRST AMER STRAT GR & IN ALL Y FSKYX 50080 20011003 First Amer Strat Growth Fund FAGSX 34665 19981111 FIRST AMER STRAT GRW ALLOC B FSNBX 50081 20011003 FIRST AMER STRAT GRW ALLOC C FSNCX 50082 20011003 FIRST AMER STRAT GRW ALLOC Y FSGYX 50074 20011003 FIRST AMER STRAT INCM ALLOC B FSFBX 50071 20011003 FIRST AMER STRAT INCM ALLOC C FSJCX 50075 20011003 First Amer Strat Incm Fd B FJSBX 44393 20000814 FIRST AMER STRAT INCM FD C FCSIX 47770 20010123 First Amer Strategy Aggressive Alloc Fd FSASX 50069 20010124 First Amer Strategy Gr & Incm Alloc Fd C FSKSX 50079 20010124 First Amer Strategy Gr Alloc Fd Cl R FSNSX 50083 20010124 First Amer Strategy Incm Alloc Fd Cl R FSJSX 50076 20010124 First Amer Tx Fr Fd Y FYNTX 42816 20000131 FIRST AMER TX FREE FD C FJCTX 47774 20010608 First America Intl Select Fd Cl A ISACX 75974 20061227 First America Intl Select Fd Cl C ICCSX 75967 20061227 First America Intl Select Fd Cl R ISRCX 75976 20061227 First America Intl Select Fd Cl Y ISYCX 75977 20061227 First American Equity Income Fund CL B FAEBX 30674 19970818 First American Fds Glbl Infrstrctr FdClC FGNCX 87746 20081103 First American Fds Glbl Infrstrctr FdClR FGNRX 87747 20081103 FIRST AMERICAN INF PRO SEC FD FYIPX 64744 20050125 FIRST AMERICAN INFL PRO SEC FD FRIPX 64742 20050125 FIRST AMERICAN INFLATION PRO FCIPX 64738 20050125 FIRST AMERICAN INFLATION PROT FAIPX 64737 20050125 First American International Fund Cl C FIACX 44210 20000814 First American Invest Fixed Income CL B FFIBX 30684 19970818 First American Investment Funds/strategi FJSYX 34110 19980810 First American Investment Intl CL B FNABX 30693 19970818 First American Investment Stategy Income FSFIX 30700 19970818 First American Investment Strategic Inco FJSIX 34095 19980731 First American MN Tax Free Fd Cl A FJMNX 42252 19990405 First American Real Estate Securities A FREAX 30697 19970818 First American Real Estate Securities B FREBX 30698 19970818 First American Strategy Aggressive Grow FAAGX 30047 19971001 First American Strategy Growth & Income FSGNX 30701 19970818 First American Tax Free Fd Cl A FJNTX 42253 19990405 First American Tctcl Mkt Oprtnts FdClY FGTYX 91302 20100106 FIRST AMERN INVT FDS INC INT GOVT FIGAX 54707 20021104 FIRST AMERN INVT FDS INC INT GOVT FYGYX 54710 20021104 FIRST AMERN INVT FDS INC LGCAP SE FLRAX 57435 20030210 FIRST AMERN INVT FDS INC LGCAP SE FLRYX 57436 20030210 FIRST AMERN INVT FDS INC LGCAP SE FLYCX 57438 20030210 FIRST AMERN INVT FDS INC OHIO TAX FOFAX 53497 20020509 FIRST AMERN INVT FDS INC OHIO TAX FOTCX 53482 20020503 FIRST AMERN INVT FDS INC OHIO TAX FOTYX 53498 20020509 FIRST AMERN INVT FDS INC SH TAX F FSHAX 54708 20021104 FIRST AMERN INVT FDS INC SH TAX F FSHYX 54709 20021104 First Commonwealth Fd Inc XFCOX 42034 20000308 FIRST EAGLE FD OF AMER C FEAMX 47383 20010423 First Eagle Fd of America Cl Y FEAFX 20350 19960620 First Eagle Gold Fund Class C FEGOX 58008 20030515 First Eagle Gold Fund Class I FEGIX 58000 20030515 First Eagle Overseas Variable Fd FEOVX 73908 20060815 FIRST EAGLE SOGEN FD C FESGX 47550 20010430 First Eagle SoGen Flexible Fund Cl A SGENX 6681 19920724 First Eagle SoGen Global Fund Cl I SGIIX 36728 20000113 FIRST EAGLE SOGEN GOLD FD SGGDX 45330 20001211 FIRST EAGLE SOGEN OVERSEAS C FESOX 47549 20010430 First Eagle SoGen Overseas Fund Cl A SGOVX 23017 19960620 First Eagle SoGen Overseas Fund Cl I SGOIX 36729 20000113 FIRST EAGLE TR FD OF AM FEFAX 53634 20020607 FIRST EAGLE US VAL FD C FEVCX 50132 20011018 FIRST EAGLE US VAL FD I FEVIX 50133 20011018 FIRST EAGLE US VAL FD II FEVAX 50131 20011018 FIRST FOCUS FDS INC INTL EQ FFITX 53799 20020621 First Focus Fds Lg Cap Gwth Fd FOLCX 80372 20070703 First Inv Income Fund B FIFJX 42724 20000407 First Inv Tot Ret Fd B FBTRX 36580 19991215 First Investors Blue Chip Series FBCBX 20330 19960620 First Investors Fund for Income A FIFIX 23776 19960628 First Investors Global Fund A FIISX 20428 19960620 First Investors Global Fund Cl B FIBGX 20411 19960620 First Investors Gov Fd Inc A FIGVX 20424 19960620 First Investors Growth & Income A FGINX 20382 19960620 First Investors Growth & Income B FGIBX 20381 19960620 First Investors Insurd Tax Exempt Fd EIITX 20131 19960620 First Investors Int'l Fd Cl A FIINX 73655 20060627 First Investors Int'l Fd Cl B FIIOX 73656 20060627 First Investors New York Tax Free Fd A FNYFX 20527 19960620 First Investors Series Blue Chip Fund A FIBCX 20410 19960620 First Investors Tax Exempt Fund FITAX 6661 19911216 First Investors Tax Free NC Fund Cl A FMTNX 42260 19990405 First Investors Utilities Income Fund A FIUTX 20455 19960620 FIRST INVS GOVT FD INC CL B FIGYX 54282 20020904 FIRST INVS INSD TAX EXEMPT FCL B FITCX 54859 20021113 FIRST INVS MULTI ST INSD TX CT SER C FICUX 54854 20021113 FIRST INVS MULTI ST INSD TX MA SER C FIMGX 54857 20021113 FIRST INVS MULTI ST INSD TX NC SER C FMTQX 54860 20021113 FIRST INVS MULTI ST INSD TX NJ SER C FINKX 54858 20021113 FIRST INVS MULTI ST INSD TX PA SER C FTPDX 54863 20021113 FIRST INVS NY INSD TAX FREE CL B FNYGX 54861 20021113 First Invs Opportunity Fd (Cl B) FIMBX 36379 19991027 First Invs Opportunity Fd A FIUSX 20454 19960620 First Invs sel Gr Fd Cl A FICGX 44838 20001101 First Invs sel Gr Fd Cl B FIGBX 45030 20001121 FIRST INVS SER FD INVT GRA FIIHX 54283 20020904 First Invstrs Investment Grade Series A FIIGX 20427 19960620 First Invstrs Mul-State Insur TF Fd CA FICAX 20412 19960620 First Invstrs Mul-State Insur TF Fd CT FICTX 20415 19960620 First Invstrs Mul-State Insur TF Fd MA A FIMAX 20430 19960620 First Invstrs Mul-State Insur TF Fd MI A FTMIX 20646 19960620 First Invstrs Mul-State Insur TF Fd MN FIMNX 20433 19960620 First Invstrs Mul-State Insur TF Fd NJ A FINJX 20438 19960620 First Invstrs Mul-State Insur TF Fd OH FIOHX 20440 19960620 First Invstrs Mul-State Insur TF Fd OR FTORX 20653 19960620 First Invstrs Mul-State Insur TF Fd PA A FTPAX 20654 19960620 First Invstrs Mul-State Insur TF Fd VA A FIVAX 20456 19960620 First Invstrs Special Situations Ser B FISBX 20442 19960620 First Invstrs Special Situations Series FISSX 20446 19960620 First Invstrs Total Return Series A FITRX 20448 19960620 First Invstrs Utilties Income Series B FIUBX 20451 19960620 First Israel Fund XISLX 35426 19990210 First Omaha Balanced Fd FOBAX 32207 19971208 First Omaha Equity Fund FOEQX 20530 19960620 First Omaha Growth Fund FOGRX 35330 19990129 FIRST OMAHA INCM FD FOINX 47195 20010309 First Omaha Short-Intermed Fixed Income FOSIX 20539 19960620 First Omaha Small-Cap Value Fd FOSCX 32208 19971208 First Pacific Hawaii Muni Bond Fund SURFX 30615 19970807 FIRST TR 391 NEW E-CON GR & TR ZFNEX 46736 20010312 FIRST TR 517 KEY 3 GRW & TREAS ZFKYX 46890 20010321 FIRST TR 529 WATCH GR & TRY 3 ZFWGX 47512 20010426 First Tr Active Dividend Incm Fd XFAVX 81604 20071004 First Tr Enhanced eq Incm Fd XFFAX 65072 20050125 First Tr Specialty Finance and Finc Opps XFGBX 80147 20070608 First Tr Strategic Hgh Incm Fd XFHIX 67493 20050816 First Tr Strategic High Incm Fd III XFHOX 79152 20070411 FIRST TR/4 CORN SR FLT INCM II XFCTX 64153 20040609 First Tr/Aberdeen Gbl Opportunity Incm F XFAMX 64473 20041208 First Tr/FIDAC Mortgage Incm Fd XFMYX 67171 20050606 First Tr/Four Corners Senior Floating Ra XFCMX 62031 20031017 First TrAberdern Emerging OpportunityFd XFEOX 75305 20060913 First Trusat Strategic High Incm Fd II XFHYX 73144 20060410 First Trust Energy Income & Growth Fund XFENX 66971 20040726 FIRST TRUST PORTFOLIOS GNMA REINV IN ZFGMX 53795 20020619 FIRSTAR LRG CAP CORE EQTY B FETBX 46332 20010216 Firstar Micro Cap Fund FRMPX 30941 19970912 FIRSTAR MICROCAP B FROBX 46347 20010216 Firstar MicroCap Fund Inst'l Series FIMPX 22408 19960620 FIRSTAR MIDCAP CORE B FMQBX 46344 20010216 Firstar Midcap Index Fd Instl FIMEX 42251 19991209 FIRSTAR MIDCAP INX. A FDXAX 46329 20010216 Firstar MidCore Growth Fund FRGWX 22549 19960620 Firstar MidCore Growth Inst'l Series FIGWX 22407 19960620 FIRSTAR SHORT TRM BD Y FSTYX 46349 20010216 FIRSTAR SM CAP INX. Y FMDAX 46341 20010216 FIRSTAR SM CPA EQ FD Y ARSTX 32484 19980217 Firstar Special Growth Fund FRSLX 22552 19960620 Firstar Special Growth Inst'l Series FISGX 22423 19960620 Firsthand Alternative Energy Fund ALTEX 81956 20071030 Firsthand Technology Opps Fd TEFQX 36326 19991020 Firsthand Technology Value Fund TVFQX 24147 19961010 Flagship All-Amer Tax Exempt Fund - Cl C FAACX 20275 19960620 Flagship AZ Double Tax Exempt Fund Cl A FAZTX 20327 19960620 Flagship CO Double Tax Exempt Fund Cl A FCOTX 20344 19960620 Flagship CT Double Tax Exempt Fd A FCTTX 20345 19960620 Flagship GA Double Tax Exempt Fund Cl A FGATX 20377 19960620 Flagship Georgia Double Tax-Exempt Fund FGACX 24115 19960703 Flagship Kansas Triple Tax Exempt fund FKSTX 20466 19960620 Flagship LA Double Tax Exempt Fund Cl A FTLAX 20645 19960620 Flagship Ltd Term Tax Exempt C FLTCX 23777 19960628 Flagship Ltd Term Tax Exempt Fund Cl A FLTDX 20486 19960620 Flagship MI Triple Tax Exempt Fund Cl A FMITX 20511 19960620 Flagship MI Triple Tax Exempt Fund Cl C FLMCX 20478 19960620 Flagship MO Double Tax Exempt Fund Cl A FMOTX 20512 19960620 Flagship NC Double Tax Exempt Fd A FLNCX 20482 19960620 Flagship NM Double Tax Exempt Fund FNMTX 20522 19960620 Flagship OH Double Tax Exempt Fund Cl A FOHTX 20534 19960620 Flagship OH Double Tax Exempt Fund Cl C FOHCX 20532 19960620 Flagship PA Triple Tax Exempt Fund Cl A FPNTX 20555 19960620 Flagship TN Double Tax Exempt Fd A FTNTX 20650 19960620 Flagship TN Double Tax Exempt Fund Cl C FTNCX 20648 19960620 Flagship VA Double Tax Exempt Fund A FVATX 20665 19960620 Flagship WI Double Tax Exempt Fd Cl A FWIAX 20669 19960620 FLAHERTY & CRUMRINE PF INCM OF XPFOX 67567 20050908 FLAHERTY & CUMRIDNE PFD INCM F XPFDX 67566 20050908 Flaherty&Crumrine/Claymore Ttl Rtrn Fd XFLCX 67604 20050715 Flaherty&Crumrine/Claymr Pr Sec IncmFd XFFCX 67603 20050715 Flex Bond Fd FLXBX 20492 19960620 Flex Fd, The Quantex Fd FLCGX 20472 19960620 Flex Fds Aggres Grw Fd FLAGX 42140 20000320 Flex Fds Dynamic Grw Fd FLDGX 42139 20000320 Flex Funds The Muirfield Fund FLMFX 20479 19960620 Flex-Fd, The Defensive Bal Fd FLDFX 72769 20060206 Flex-Fd, The Strategic Gr Fd FLFGX 72770 20060206 Flex-Fd, The Total Ret Utilities Fd FLRUX 24376 19961213 FMI Com Stock Fund FMIMX 20342 19960620 FMI FDS INC LARGE CA FMIHX 57522 20030220 FMI Focus Fund FMIOX 32605 19980316 FMI Provident Tr Strategy Fd FMIRX 24930 19970220 FMX Gwth Allocation Fd FMGRX 90279 20091005 FMX Ttl Rtrn Fd FMTRX 90821 20091215 Focused Bal Strategy Port Cl A FBAAX 62025 20031015 Focused Dividend Strategy Port Cl A FDSAX 34975 19981111 Focused Dividend Strategy Port Cl B FDSBX 34278 19980924 Focused Dividend Strategy Port Cl C FDSTX 34448 19981029 Focused eq Strategy Port Cl A FESAX 62026 20031015 Focused Multi-Asset Strategy Portfolio C FMATX 57914 20030505 Focused StarALPHA Portfolio Cl A FSAPX 81281 20070913 FORESTER FDS INC DISCOVER INTLX 54270 20020829 FORESTER FDS INC VALUE FD FVALX 54267 20020829 Forester Value Fund I - Share FVILX 89473 20090608 FORT PITT CAP FDS TOTALRET FPCGX 57331 20030122 Fortis Advantage Capital Apprec Pt Cl A FACAX 20280 19960620 Fortis Equity Capital Fund Cl A FECLX 20353 19960620 Fortis Equity Value Fund Cl A FVAAX 23780 19960628 Fortis Growth Fund Cl A FGRWX 20390 19960620 Fortis Tax-Free National A FTNAX 34673 19981111 Forum Fd, Auxier Focuis Fd Inv Shares AUXFX 47281 20010412 FORUM FDS AD/HARK SM CP GRWTH ASCGX 62860 20040318 Forward Aggressive Gr Alloc Fd C Cl ACAGX 58002 20030508 Forward Aggressive Gr Alloc Fd Cl A AGRRX 62500 20040123 Forward Aggressive Gr Alloc Fd Insti AAGRX 50417 20011120 Forward Aggressive Gr Alloc Inv Shares ACAIX 50418 20011120 Forward Bal Alloc Fd C Cl ABAFX 57294 20030113 Forward Bal Alloc Fd Cl A AOBAX 62502 20040123 Forward Bal Alloc Fd Insti ABAAX 50372 20011119 Forward Bal Alloc Fd Inv Shares ACBIX 50373 20011119 Forward Banking and Finance Fd Invstr Cl FFBFX 92228 20100317 Forward Emerging Markets Fd Cl M FEMMX 91734 20100202 Forward Emerging Markets Fd inst Cl PTEMX 23692 19960621 Forward Emerging Markets Fd Inv Cl PGERX 58032 20030520 Forward Frontier Markets Fd Inv Cl FRONX 88311 20090108 Forward Gbl Infrastructure Fd Cl A KGIAX 80489 20070702 Forward Gbl Infrastructure Fd Cl B KGIBX 80490 20070702 Forward Gbl Infrastructure Fd Cl C KGICX 80491 20070702 Forward Gbl Infrastructure Fd Cl Y KGIYX 80378 20070703 FORWARD GLOBAL ASSET ALLOC FD FFAAX 72080 20051104 Forward Global Infrastructure Fd Cl M FGIMX 91722 20100202 Forward Gr & Incm Alloc Fd Cl A AOIAX 62504 20040123 Forward Gr & Incm Alloc Fd Inv Shares AGIIX 50386 20011119 Forward Gr & Incm Alloc Insti AGWAX 50387 20011119 Forward Gr Alloc Fd C Cl AGGGX 57296 20030113 Forward Gr Alloc Fd Cl A AOGAX 62503 20040123 Forward Gr Alloc Fd Insti ACGAX 47748 20010608 Forward Gr Alloc Fd Inv Shares AGALX 50419 20011120 Forward Growth Fund Institutional Class FGROX 87654 20081028 Forward High Yield bd Fd C Cl AHYIX 57407 20030210 Forward High Yield bd Fd Insti AHBAX 45308 20001208 Forward High Yield bd Fd Inv Cl AHBIX 45309 20001208 Forward IInv Gr Fixed Incm Fd Inv Cl AITIX 45310 20001208 Forward Incm & Gr Alloc Cl A AOLAX 62505 20040123 Forward Incm & Gr Alloc Fd C Cl AIGMX 57300 20030113 Forward Incm & Gr Alloc Fd Inv Shares ACIGX 50377 20011119 Forward Incm & Gr Alloc Insti AIGAX 50390 20011119 Forward Incm Alloc Cl A AILAX 62501 20040123 Forward Incm Alloc Fd C Cl AIACX 57298 20030113 Forward Incm Alloc Fd Insti AIAAX 50388 20011119 Forward Incm Alloc Fd Inv Shares AIAIX 50389 20011119 Forward Int'l Fixed Incm Fd Cl C FFXCX 81767 20071010 Forward Int'l Fixed Incm Fd Insti Cl FFXIX 81768 20071010 Forward Int'l Fixed Incm Fd Investor Cl FFXRX 81769 20071010 Forward Int'l Sm Companies Fd Cl M FNSMX 91736 20100202 Forward Intl Dividend Fd Insti FFINX 34489 19981106 Forward Intl Dividend Fd Insti Cl FFIEX 79510 20070503 Forward Intl eq Fd C Cl AICIX 57408 20030210 Forward Intl eq Fd Insti ACIEX 14325 19960620 Forward Intl eq Fd Inv Cl AIINX 36182 19990913 Forward Intl Real Estate Fd Cl A KIRAX 73499 20060515 Forward Intl Real Estate Fd Cl B KIRBX 73324 20060504 Forward Intl Real Estate Fd Cl C KIRCX 73325 20060504 Forward Intl Real Estate Fd Insti Cl KIRYX 73326 20060504 Forward Intl Sm Companies Fd Cl A FFIAX 67149 20050509 Forward Intl Small Companies Fd Insti Cl PTSCX 23693 19960621 Forward Intl Small Companies Fd Inv Cl PISRX 53251 20020326 Forward Inv Gr Fixed Incm Fd Insti AIFIX 14428 19960131 Forward Inv Gr Fixed-Incm Fd C Cl ACCFX 57398 20030210 Forward Large Cap Gr Fd C Cl AGCGX 57405 20030210 Forward Large Cap Gr Fd Insti AGROX 14413 19960329 Forward Large Cap Gr Fd Inv Cl AGRIX 36032 19990719 Forward Large Cap Value Fd C Cl AVCVX 57418 20030210 Forward Large Cap Value Fd insti AVAIX 14556 19960620 Forward Large Cap Value Fd Inv Cl AVUIX 36733 20000114 Forward Legato Fd Cl A FFLMX 66943 20050412 Forward Legato Fd Insti Cl FFLFX 83985 20080509 Forward Legato Fund Investor Class FLFRX 87563 20081022 Forward Lg Cap Eq Fd A Shs FFLAX 75668 20061106 Forward Lg Cap Eq Fd Insti Cl FFLSX 78310 20070202 Forward Lng/Shrt Crdt Anlyis Fd InstiCl FLSIX 83998 20080508 Forward Lng/ShrtCrdt Anlyis Fd Invstr Cl FLSRX 83986 20080509 Forward Long/Short Credit Analysis Fd Cl FLSFX 89476 20090609 Forward Long/Short Credt Anlysis Fd Cl M FLSMX 91723 20100202 Forward Mortgage Securities Fd C Cl ACMSX 57400 20030210 Forward Mortgage Securities Fd Insti AMSFX 14470 19960620 Forward Mortgage Securities Fd Inv Cl AMSIX 36185 19990913 Forward Real Estate Fd Insti Cl FPREX 83987 20080509 Forward Real Estate Securities Fd Cl A KREAX 57361 20030102 Forward Real Estate Securities Fd Cl C KRECX 57363 20030102 Forward sel Incm Fd Cl A KIFAX 47394 20010423 Forward sel Incm Fd Cl B KIFBX 47395 20010423 Forward sel Incm Fd Cl C KIFCX 47396 20010423 Forward sel Incm Fd Cl Y KIFYX 73478 20060524 Forward Select Incm Fd Cl M FSIMX 91738 20100202 Forward Sm Cap Eq Fd Cl M FSCMX 91737 20100202 Forward Small Cap eq Fd Cl A FFHAX 67011 20050509 Forward Small Cap eq Fd inst Cl FFHIX 53764 20020613 Forward Small Cap eq Fd Inv Cl FFSCX 34490 19981106 Forward Small to Mid Cap Fd C Cl ACSMX 57402 20030210 Forward Small to Mid Cap Fd Insti ASMCX 14541 19960620 Forward Small to Mid Cap Fd Inv Cl ACSIX 36090 19990802 Forward Strategic Alternatives Fd Insti ASAFX 83282 20080219 Forward Strategic Realty Fd Cl A KSRAX 42861 19990915 Forward Strategic Realty Fd Cl B KSRBX 45803 19990915 Forward Strategic Realty Fd Cl C KSRCX 45804 19990915 Forward Strategic Realty Fd Cl Y KSRYX 73480 20060524 Forward Tactical Growth Fund Class A FTAGX 92250 20100315 Forward Tactical Gwth 4d Cl M FTGMX 91724 20100202 Forward Tactical Gwth Fd Cl C FTGOX 90052 20090914 Forward Tactical Gwth Fd Inst Cl FTGWX 90053 20090914 Forward Tactical Gwth Fd Investor Cl FFTGX 90051 20090914 Fountain Square Equity Income Cl A FSSIX 24516 19970205 Fountain Square Equity Income Fund FEINX 34167 19980818 Fountain Square Int'l Equity Fund FSIEX 20611 19960620 Fountain Square International Equity Fun FIEIX 34168 19981030 Fountain Square Mid-Cap Fund FSMCX 20617 19960620 Fountain Square Mid-Cap. Fund FMCIX 34169 19980818 Fountain Square Quality Growth Fund FQGIX 34174 19980818 Fountain Square Quality Growth Fund FSQGX 20624 19960620 Fountainhead Special Value Fund KINGX 35644 19990326 FPA Capital Fund FPPTX 20557 19960620 FPA Funds Trust/FPA Cresent Ptfl. FPACX 24317 19961017 FPA New Income FPNIX 20554 19960620 FPA Paramount Fd FPRAX 20558 19960620 FPA Perennial Fund FPPFX 20556 19960620 Fr Am Qtv Lg Cp Gth Fd ClC LgCp Cr FdClA FQCAX 80640 20070801 Fr Am Qtv Lg Cp Gth Fd ClC LgCp Cr FdClC FQCCX 80641 20070801 Fr Amn Qtv LgCp Gth Fd ClC Lg Cp Gth Fd FQGYX 80647 20070801 Frank Russel Inv CoLif Pnts2015StrtgyFdC RKLDX 83634 20080401 Frank Russel Inv CoLif Pnts2015StrtgyFdC RKLRX 83635 20080401 Frank Russel Inv CoLif Pnts2015StrtgyFdC RKLTX 83636 20080401 Frank Russel Inv CoLif Pnts2025StrtgyFdC RPLDX 83637 20080401 Frank Russel Inv CoLif Pnts2025StrtgyFdC RPLRX 83638 20080401 Frank Russel Inv CoLif Pnts2025StrtgyFdC RPLTX 83639 20080401 Frank Russel Inv CoLif Pnts2035StrtgyFdC RVLDX 83640 20080401 Frank Russel Inv CoLif Pnts2035StrtgyFdC RVLRX 83641 20080401 Frank Russel Inv CoLif Pnts2035StrtgyFdC RVLTX 83642 20080401 Frank Russel Inv CoLif Pnts2045StrtgyFdC RWLDX 83643 20080401 Frank Russel Inv CoLif Pnts2045StrtgyFdC RWLRX 83644 20080401 Frank Russel Inv CoLif Pnts2045StrtgyFdC RWLTX 83645 20080401 Frank Russel Inv CoLif Pnts2050StrtgyFdC RYLRX 83646 20080401 Frank Russel Inv CoLif Pnts2050StrtgyFdC RYLTX 83647 20080401 Frank Russel Inv CoLif Pnts2050StrtgyFdC RYLYX 83648 20080401 Frank Russel Inv CoLif PntsinRetirmntFdC RZLDX 83649 20080401 Frank Russel Inv CoLif PntsInRetirmntFdC RZLRX 83650 20080401 Frank Russel Inv CoLif PntsinRetirmntFdC RZLTX 83651 20080401 Frank Val Fd FRNKX 75835 20061215 Franklim Federal Tax-Free Income Fund Cl FFTBX 35880 19990604 FRANKLIN ADJ US GOVT SEC C FCSCX 62194 20031117 Franklin Adjustable USGovtScrtsFdClAdvsr FAGZX 90399 20091102 Franklin Age High Income Fund Cl B FHIBX 35881 19990604 Franklin Alabama Tax Free Income CL II FALEX 30675 19970818 Franklin Alabama Tax Free Income Fd Cl I FRALX 20563 19960620 Franklin All Cap Val Fd Cl A FRAVX 86594 20080717 Franklin Arizona Tax Free Income CL II FAZIX 30677 19970818 Franklin AZ Tax-Free Income Fund Cl I FTAZX 20629 19960620 FRANKLIN AZ TX FR INCM B FBAZX 50560 20011211 Franklin Bal Fd Cl A FBLAX 75175 20060831 Franklin Bal Fd Cl C FBMCX 88565 20090129 FRANKLIN BAL SHEET INV FD B FBSBX 50259 20010315 FRANKLIN BAL SHEET INV FD C FCBSX 50261 20010315 Franklin Balance Sheet Investment Fund FRBSX 20566 19960620 Franklin Biotechnology Discovery I FBDIX 32218 19971212 Franklin Bond Fd Cl A FKBAX 36868 20000131 Franklin Ca Grwth Fd Cl B FKCBX 36886 20000209 Franklin CA High Yield Muni Bond Cl I FCAMX 20339 19960620 Franklin CA HY B FBCAX 48648 20010122 Franklin Ca Insured Tax-Free Fd Cl Ii FRCAX 22039 19960621 Franklin CA Intermed Term Tax Fr Income FKCIX 20459 19960620 Franklin CA Intermediate Term Tax Free I FCCIX 64444 20041208 Franklin CA Tax-Free Incm Fd - adv Cl FCAVX 58421 20030602 Franklin Ca Tax-Free Income Fund Cl B FCABX 35882 19990604 Franklin CA Tax-Free Income Fund Cl I FKTFX 20467 19960620 Franklin CA Tax-Free Income Fund Cl II FRCTX 20569 19960620 Franklin CA Tax-Free Trust Ins Inc Cl I FRCIX 20567 19960620 Franklin CA TF B FRCBX 48646 20010119 Franklin California Growth Fund FKCGX 20458 19960620 Franklin California High Yield CL II FCAHX 30809 19981030 Franklin California HighYldMunFdAdvsrCl FVCAX 79954 20070522 Franklin ClfrniIntrmdtTrmTxFrIncmFdAdvCl FRCZX 90405 20091102 Franklin CO Tax-Free Income Fund Cl I FRCOX 20568 19960620 Franklin Colorado Tax Free Income CL II FCOIX 30680 19970818 Franklin Colorado TxFr Incm Fd Cl Advsr FCOZX 90401 20091102 Franklin Conneticut Tax Free CL II FCTIX 30681 19970818 Franklin Convertible Scrts Fd Cl Advr FCSZX 90021 20090902 Franklin Convertible Securtiies Fund Cl FROTX 24230 19960722 Franklin CT Tax-Free Income Fund Cl I FXCTX 20672 19960620 FRANKLIN CUSTODIAN FDS INC GR SER F FGSRX 53265 20020403 FRANKLIN CUSTODIAN FDS INC INCM SER FISRX 53308 20020404 FRANKLIN CUSTODIAN FDS INC UTIL SER FRURX 53274 20020403 Franklin Custodian US Gov't Secs Cl II FRUGX 20597 19960620 FRANKLIN DYNATECH FD B FDNBX 62197 20031117 Franklin Dynatech Fund Class A FKDNX 6219 19860102 Franklin Dynatech Fund Class C FDYNX 32561 19980306 FRANKLIN EQ INCM FD CL B FBEIX 50252 20010116 Franklin Equity Income Fund FISEX 20444 19960620 Franklin Equity Income Fund Cl Ii FRETX 22165 19960621 FRANKLIN FED LT TX FR INCM FFTFX 62205 20031117 Franklin Fed Tax-Free Income Fund I FKTIX 6227 19860102 Franklin Federal Intermed Tax-Free Incom FKITX 20462 19960620 Franklin Federal Tax-Free Income Cl II FRFTX 20576 19960620 FRANKLIN FEDERAL TAX-FREE INCOME FUN FAFTX 53631 20020401 Franklin FL Tax-Free Income Fund Cl II FRFIX 23026 19960905 Franklin FL TF B FRFBX 48647 20010122 Franklin Flex Cap Gwth Fd, Advisor Cl FKCAX 67124 20050519 Franklin floating daily rt FCFRX 48643 20010531 Franklin floating daily rt A FAFRX 48642 20010531 Franklin Florida Tax-Free Income Fd Cl I FRFLX 20575 19960620 FRANKLIN FLT RATE DLY ACC ADV FDAAX 62947 20040413 Franklin Focused Core Eq Fd Cl A FCEQX 92735 20100331 Franklin GA Tax-Free Income Fund Cl I FTGAX 20637 19960620 Franklin Georgia Tax Free Income CL II FGAIX 30685 19970818 Franklin Global Real Estate Fd A Cl FAGRX 79959 20070523 Franklin Global Real Estate Fd Advsr Cl FVGRX 79960 20070523 Franklin Gold Fund Cl I FKRCX 6221 19860102 Franklin Gold Fund Cl II FRGOX 20577 19960620 Franklin Gold Fund/Advisor Cl FGADX 35661 19990330 FRANKLIN GOLD&PRECIOUS METALCL B FAGPX 53632 20020607 Franklin Gr Opps Fd adv Cl FRAAX 36333 19991022 Franklin Gr Opps Fd Cl A FGRAX 36566 19991215 Franklin Gr Opps Fd Cl B FKABX 36879 20000209 Franklin Gr Opps Fd Cl C FKACX 36885 20000209 Franklin Gr Opps Fd Cl R FKARX 53267 20020403 Franklin Growth Fund Advisor Class FCGAX 30823 19970827 Franklin Growth Fund Class A FKGRX 20461 19960620 Franklin Growth Fund Class B FKGBX 36146 19990825 Franklin Growth Fund Class C FRGSX 20578 19960620 Franklin High Incm Fd adv Cl FVHIX 30808 19981030 Franklin High Incm Fd Cl A FHAIX 14101 19950104 Franklin High Incm Fd Cl C FCHIX 23786 19960628 Franklin High Incm Fd Cl R FHIRX 53261 20020403 Franklin High Yeild Tax-Free Income II FHYIX 20407 19960620 Franklin High Yield Tax-Free Income I FRHIX 20582 19960620 Franklin High-Yield Tax-Free Income Fund FYIBX 35884 19990604 Franklin Income Fund Advisor Class FRIAX 30824 19970827 Franklin Income Fund Class A FKINX 14103 19950921 Franklin Income Fund Class B FBICX 53307 20020404 Franklin Income Fund Class C FCISX 23788 19960628 Franklin Income Series Cl B FICBX 35885 19990604 Franklin India Growth Fund Advisor Class FIGZX 83814 20080429 Franklin India Gwth Fd Cl A FINGX 90402 20091102 Franklin Insured Tax-Free Income Fund II FRITX 24232 19960722 Franklin Insured Tax-Free Income I FTFIX 20635 19960620 Franklin Insured Tx Fr Incm B FBITX 48649 20010119 Franklin Int'l Sm Cap Gwth Fd Cl A FINAX 90455 20091102 Franklin Int'l Smer Companies Gwth Fd FKSCX 67126 20050519 FRANKLIN INTER TM TF INCM C FCITX 62945 20040413 FRANKLIN INVS SECS TR FLT RT D FBFRX 53263 20020403 FRANKLIN INVS SECS TR TOTAL RE FTRRX 53280 20020403 Franklin Kentucky Tax Free Income Fund FRKYX 20585 19960620 Franklin LA Tax-Free Income Fund I FKLAX 20463 19960620 Franklin Large Cap eq Fd adv Cl FLCIX 35175 19981216 FRANKLIN LG CAP VAL B FBLCX 62188 20031117 FRANKLIN LG CAP VAL FD A FLVAX 47721 20010525 FRANKLIN LG CAP VAL FD C FLCVX 50266 20011102 Franklin Louisiana Tax Free Income CL II FLAIX 30688 19970818 Franklin Low Duration Ttl Rtrn Fd Cl A FLDAX 72947 20060313 Franklin MA Insured Tax-Free Income Fd C FMAIX 30689 19970818 Franklin MA Insured Tax-Free Income Fd I FMISX 20510 19960620 FRANKLIN MANAGED TR RISING D FRDBX 53271 20020403 FRANKLIN MANAGED TR RISING D FRDRX 53272 20020403 Franklin Managed Trust Rising Dividend I FRDPX 20572 19960620 Franklin Maryland Tax Free Income CL II FMDIX 30690 19970818 Franklin MD Tax-Free Income Fund Cl I FMDTX 20497 19960620 Franklin MI Insured Tax-Free Income Fd I FTTMX 20657 19960620 Franklin MI TF B FBMIX 48650 20010119 Franklin Michigan Insured Tax-Free Incom FRMTX 24233 19960722 Franklin MicroCap Val Fd Advisor Cl FVRMX 79955 20070522 Franklin MicroCap Value Fund Cl I FRMCX 24078 19960628 Franklin Midcap Val Fd Cl A FMVAX 72948 20060313 Franklin MidCap Val Fd Cl C FMVCX 79981 20070524 Franklin Minnesota Insured Tax Free II FMNIX 30691 19970818 Franklin Missouri Tax Free Income CL II FMOIX 30692 19970818 Franklin Missouri Tax-Free Fd Cl Advisor FRMZX 90406 20091102 Franklin MN Insured Tax-Free Income Fd I FMINX 20509 19960620 Franklin MO Tax-Free Income Fd Cl I FRMOX 20586 19960620 FRANKLIN MUT SER FD INC FINL SER TBFSX 53302 20020403 FRANKLIN MUT SER FD INC MUTUAL D TEDRX 53303 20020403 FRANKLIN MUT SER FD INC MUTUAL S TESRX 53306 20020403 Franklin Mutual Cl B FMUBX 42261 19990928 Franklin Mutual Financial Services CL I TFSIX 30982 19971001 Franklin Mutual Financial Services Cl II TMFSX 32078 19971020 FRANKLIN MUTUAL RECOVERY A FMRAX 62948 20040413 FRANKLIN MUTUAL RECOVERY C FCMRX 62946 20040413 Franklin Mutual Recovery Fd - adv Cl FMRVX 58423 20030626 Franklin Natural Resources Fd Cl C FNCRX 72949 20060313 Franklin Natural Resources Fund FNRAX 35662 19990330 Franklin Natural Resources Fund FRNRX 20589 19960620 Franklin NC Tax-Free Income Fund Cl I FXNCX 20674 19960620 Franklin New Jersey Tax-Free Income Fund FNIIX 24144 19961010 Franklin New York Insured Tax Free CL II FNYKX 30695 19970818 FRANKLIN NEW YORK TAX-FREE INCOME FD FNYAX 53635 20020607 Franklin NJ Tax-Free Income Fund Cl I FRNJX 20588 19960620 Franklin NJ TF B FNJBX 48645 20010122 Franklin North Carolina Tax Free CL II FNCIX 30694 19970818 Franklin Nrth Carlina TxFr IncmFdClAdvsr FNCZX 90403 20091102 Franklin NY Insured Tax-Free Income Cl I FRNYX 20590 19960620 Franklin NY Intermed-Term Tax-Free Incom FKNIX 20464 19960620 Franklin NY Tax Free Income Fund Cl II FNYIX 20528 19960620 Franklin Ny Tax-Free Income Fund Cl B FTFBX 35886 19990604 Franklin NY Tax-Free Income Fund Cl I FNYTX 20529 19960620 Franklin NYk Intrmdt-Trm TxFrIncmFdClAdv FNYZX 90404 20091102 FRANKLIN OH INS TX FR INC FD B FBOIX 50257 20010119 Franklin OH Insured Tax-Free Income Cl I FTOIX 20652 19960620 Franklin Ohio Insured TaxFree FOITX 24378 19961213 Franklin Ohio Tax-Free Incm Fd Cl Advisr FROZX 90407 20091102 Franklin OR Tax-Free Income Fd Cl C FORIX 30696 19970818 Franklin OR Tax-Free Income Fund Cl I FRORX 20591 19960620 Franklin PA Tax-Free Income Fund Cl I FRPAX 20592 19960620 Franklin PA Tax-Free Income Fund Cl II FRPTX 23065 19960905 FRANKLIN PA TX FR INC CL B FBPTX 50258 20010119 Franklin PR Tax-Free Income Fund Cl I FPRTX 20559 19960620 Franklin Puerto Rico Tax Free Income FPRIX 30825 19970827 FRANKLIN RE EST SEC FD CL B FBREX 47484 20010425 Franklin Real Estate Beneficial Adv Cl FRLAX 42264 19990405 Franklin Real Estate Secs Fund Cl I FREEX 20573 19960620 Franklin Real Estate Secur Fund Cl II FRRSX 23792 19960628 Franklin Real Return Fund Class C FRRCX 89876 20090806 Franklin Real Rtrn Fd Advisor Cl FARRX 72945 20060313 Franklin Real Rtrn Fd Cl A FRRAX 67127 20050519 Franklin Rising Dividends Fd Advisor Cl FRDAX 72961 20060315 Franklin Rising Dividends Fund Cl II FRDTX 24234 19960722 FRANKLIN SM-MID CAP GRW B FBSMX 62189 20031117 Franklin Small Cap Gr Fd adv Cl FSSAX 44622 20000926 Franklin Small Cap Gr Fd Cl A FSGRX 44012 20000531 Franklin Small Cap Gr Fd Cl B FBSGX 47381 20010423 Franklin Small Cap Gr Fd Cl C FCSGX 44168 20000630 Franklin Small Cap Gr Fd Cl R FSSRX 53276 20020403 Franklin Small Cap Growth Fund FRSGX 20593 19960620 Franklin Small Cap Growth Fund Advisor FSGAX 30826 19970827 Franklin Small-Cap. Growth Fund Cl Ii FRSIX 22574 19960621 Franklin Strat Incm Adv FKSAX 36871 20000104 Franklin Strat Incm B FKSBX 36872 20000104 Franklin Strategic CA Growth Fund Cl Ii FCIIX 34127 19980810 Franklin Strategic Income Fund Cl C FSGCX 36148 19990825 Franklin Strategic Income Fund Cl I FRSTX 20594 19960620 Franklin Strategic Mortgage Fd CL II FSMIX 32158 19971124 FRANKLIN STRATEGIC SER CALIF GR FRCGX 53270 20020403 FRANKLIN STRATEGIC SER SML MIDC FSMRX 53275 20020403 FRANKLIN STRATEGIC SER STRAT IN FKSRX 53269 20020403 FRANKLIN TEMP CHINA WORLD FD A TCWAX 62220 20031117 FRANKLIN TEMP CHINA WORLD FD C TCWCX 62951 20040413 FRANKLIN TEMP COREFOLIO ALLO A FTCOX 62217 20031117 FRANKLIN TEMP COREFOLIO ALLO B FBCOX 62944 20040413 FRANKLIN TEMP COREFOLIO ALLO C FTCLX 62949 20040413 FRANKLIN TEMP FOREIGN SM COS C FCFSX 62192 20031117 FRANKLIN TEMP FOUNDING ALLOC A FFALX 62200 20031117 FRANKLIN TEMP FOUNDING ALLOC B FFABX 62198 20031117 FRANKLIN TEMP FOUNDING ALLOC C FFACX 62199 20031117 FRANKLIN TEMP HARD CURRNCY ADV ICHHX 62950 20040413 Franklin Temple Growth Target Cl II FTGTX 32562 19980306 Franklin Templeton 2015 Rtrmnt Trgt Fnd FTRAX 89471 20090605 Franklin Templeton 2025 Rtrmnt Trgt Fnd FTRTX 89472 20090605 Franklin Templeton Cnsrvtv TrgtFdClAdvsr FTCZX 90408 20091102 Franklin Templeton Conservative Target F FTCCX 35664 19990330 Franklin Templeton Conservative Target F FTCIX 34130 19980812 FRANKLIN TEMPLETON FD ALLOCACONS TAR FTCRX 53277 20020403 FRANKLIN TEMPLETON FD ALLOCAGR TARGE FGTRX 53266 20020403 FRANKLIN TEMPLETON FD ALLOCAMODER TA FTMRX 53279 20020403 Franklin Templeton Growth Target CL I FGTIX 32160 19971124 Franklin Templeton Hard Currency Port ICPHX 20938 19960620 Franklin Templeton Mdrt Trgt Fd Cl B FBMTX 72946 20060313 Franklin Templeton Mdrt Trgt Fnd Advsr C FMTZX 87449 20081001 Franklin Templeton Moderate Target Cl II FTMTX 32563 19980306 Franklin Templeton Moderate Target Fund FMTIX 30827 19970827 Franklin Templeton World Fd B TWDBX 36874 20000209 Franklin Tennessee Municipal Bond FRTIX 22805 19960815 Franklin Tmpltn Ergng Mkts Dbt Opprts Fd FEMDX 75472 20061005 Franklin Tmpltn Fndng Fds Allctn Fd Cl R FFARX 67123 20050519 Franklin Tmpltn Prspctvs Alctn Fd Cl C FPCAX 67547 20050902 Franklin Tmpltn Prspctvs Allctn Fd Cl A FPAAX 67546 20050902 Franklin Tmpltn TtlRtrn FdFDP SrsInc ClA MDFFX 67824 20051011 Franklin Tmpltn TtlRtrn FdFDP SrsInc ClC MCFFX 67820 20051011 Franklin Tmpltn TtlRtrnFd FDPSrs IncCl B MBFFX 67816 20051011 Franklin Total Ret Fd - Cl B FBTLX 58420 20030626 Franklin Total Ret Fd - Cl C FCTLX 58422 20030626 FRANKLIN U.S. GOVERNMENT SECURITIES FUSRX 53281 20020403 Franklin U.S. Government Securities Fund FKUSX 6228 19860102 Franklin U.S. Government Securities Fund FUGBX 35887 19990604 Franklin U.S. Government Securities Fund FUSAX 32156 19971124 Franklin Universal Trust XFUTX 35550 19990304 Franklin Utilities Fund Advisor Class FRUAX 32560 19980306 Franklin Utilities Fund Class A FKUTX 6222 19860102 Franklin Utilities Fund Class B FRUBX 47485 20010301 Franklin Utilities Fund Class C FRUSX 20598 19960620 Franklin VA Tax-Free Income Fd Cl I FRVAX 20599 19960620 Franklin Val B FBVAX 48651 20010315 Franklin Value Fd CL II FRVFX 32159 19971124 Franklin Value Fund FRVLX 23071 19960906 Franklin Value Fund/Advisor Cl FVADX 35663 19990330 FRANKLIN VALUE INVS TR BAL SHEE FBSAX 53633 20020607 FRANKLIN VALUE INVS TR BAL SHEE FBSRX 53264 20020403 Franklin Virginia Tax Free Income CL II FVAIX 30704 19970818 FranklinTmpltn Ttl RtrnFd FDPSrs IncCl I MAFFX 67812 20051011 Frantzen Growth & Income Fund A Shs WFGAX 92239 20100315 Frantzen Growth & Income Fund I Shs WFGFX 92240 20100315 Frnkln Conctcut Tx-Fre Inc Fd Cls Advsr FCNZX 91301 20100107 FRNKLN EQ INCM R FREIX 54098 20020802 Frnkln Fdrl Intrmdt Term Tax Fr Incm Fnd FITZX 89880 20090806 Frnkln Hgh Yld TxFr Incm Fd Advsr Clss FHYVX 75473 20061005 Frnkln Insrd Tax-Fre Inc Fd Cls Advsr FINZX 91304 20100107 FRNKLN LGCP VL R FLCRX 54097 20020802 Frnkln Nw Jrsy Tax-Fre Inc Fd Cls Advsr FNJZX 91305 20100107 FRNKLN SMCP VL R FVFRX 54100 20020802 Frnkln Tmpltn 2035 Rtrmnt Trget Fd Cls A FRTAX 91354 20100107 Frontegra Columbus Core Fd FRIGX 47385 20010423 Frontegra Columbus Core Plus Fd FRTRX 24957 19970408 Frontegra Columbus Core Plus Fd Cl Y FRTYX 90517 20091112 Frontegra IronBridge Global Focus Fund IBGFX 90048 20090921 Frontegra IronBridge Small Cap Fd IBSCX 54862 20021113 Frontegra IronBridge SMID Fd IBSMX 64676 20050307 Frontegra Mastholm Intl eq Fd FMHIX 62520 20040127 Frontegra Netols Sm Cap Val Fd FNSVX 72402 20060104 Frontegra Netols Sm Cap Val Fd - Cl Y FNSYX 88578 20090205 Frost Core Gwth Eq Fd Cl A FACEX 86329 20080701 Frost Core Gwth Eq Fd Insti Cl FICEX 83812 20080428 Frost Dividend Val Eq Fd Cl A FADVX 86331 20080701 Frost Dividend Val Eq Fd insti Cl FIDVX 83813 20080428 Frost Int'l Eq Fd Cl A FANTX 86335 20080701 Frost Int'l Eq Fd Insti Cl FITNX 83824 20080428 Frost Kempner MltCap Deep CVl Eq Fd Cl A FAKDX 86333 20080701 Frost Kempner Trsry and Incm Fd inst Cl FIKTX 83819 20080428 Frost Kmpnr Mlt-Cp Dep Val Eq Fd Inst Cl FIKDX 83817 20080428 Frost LKCM Multi-Cap Eq Fd Insti Cl FILKX 83821 20080428 Frost LKCM Sm-Mid Cap Eq Fd Insti Cl FIKSX 83818 20080428 Frost Low Duration Bd Fd Cl A FADLX 86330 20080701 Frost Low Duration Bd Fd Insti Cl FILDX 83820 20080428 Frost Low Duration Muni Bd Fd inst Cl FILMX 83822 20080428 Frost Low Duration Municipal Bd Fd Cl A FALMX 86334 20080701 Frost Municipal Bd Fd Cl A FAUMX 86338 20080701 Frost Municipal Bd Fd Insti Cl FIMUX 83823 20080428 Frost Small Cap eq Fd Cl A FAHMX 86332 20080701 Frost Small Cap eq Fd Insti Cl FIHSX 83815 20080428 Frost Strategic Bal Fd Cl A FASTX 86336 20080701 Frost Strategic Bal Fd Insti Cl FIBTX 86339 20080701 Frost Ttl Rtrn Bd Fd Cl A FATRX 86337 20080701 Frost Ttl Rtrn Bd Fd Insti Cl FIJEX 83816 20080428 Frst Am Qtv LgCp Gth FdClC LgCp Cr FdClY FQCYX 80643 20070801 Frst American Intrmdt Govt Bnd Fud Cls C FYGCX 90409 20091028 Frst American Intrmdt Govt Bnd Fud Cls R FYGRX 90410 20091028 Frst American Intrmdt Tax Free Fud Cls C FMBCX 90499 20091109 Frst American Short-Term Bnd Fud Cls C FBSCX 90400 20091028 Frst Amrcn Mnnst Intrmdt Tx Fr Fud Cls C FACMX 90398 20091028 Fst Amrcan Qantitiv Lg Cap Gwth Fd Cl A FQGAX 80644 20070801 FTFA-Franklin Templeton Growth Target Fd FGTZX 88309 20090108 FUND *X UPGRADER FUND FUNDX 53772 20020619 Fund For US Gov't Securities Cl B FUSBX 20661 19960620 Fund For US Gov't Securities Cl C FUSCX 20662 19960620 FUNDAMENTAL INVESTORS CFNAX 53104 20020314 FUNDAMENTAL INVESTORS CFNBX 53105 20020314 FUNDAMENTAL INVESTORS CFNCX 53106 20020314 FUNDAMENTAL INVESTORS CFNEX 53107 20020314 Fundamental Investors, Inc. Cl R-6 RFNGX 89230 20090504 FUNDAMENTAL INVS INC CL R-1 S RFNAX 53676 20020607 FUNDAMENTAL INVS INC CL R-2 S RFNBX 53677 20020607 FUNDAMENTAL INVS INC CL R-3 S RFNCX 53678 20020607 FUNDAMENTAL INVS INC CL R-4 S RFNEX 53679 20020607 FUNDAMENTAL INVS INC CL R-5 S RFNFX 53680 20020607 FundX Tactical Total Return Fund TOTLX 89461 20090604 Gabelli ABC Fd - Advisor Share Cl GADVX 79741 20070510 Gabelli ABC Fund GABCX 20677 19960620 Gabelli Asset Fd Cl A GATAX 62521 20040127 Gabelli Asset Fd Cl B GATBX 62522 20040127 Gabelli Asset Fd Cl C GATCX 62523 20040127 Gabelli Asset Fund GABAX 6229 19890118 Gabelli Blue Chip Val Cl AAA GABBX 36558 19991215 Gabelli Blue Chip Value Fd Cl A GBCAX 62524 20040127 Gabelli Blue Chip Value Fd Cl B GBCBX 62525 20040127 Gabelli Blue Chip Value Fd Cl C GBCCX 62526 20040127 Gabelli Comstock Capital Value Fd ClsAAA COMVX 87995 20081209 Gabelli Comstock Partners Capital Value CPCCX 34543 19981111 Gabelli Comstock Partners Capital Value CPCRX 30954 19970918 Gabelli Comstock Partners Capital Value DCVBX 14925 19960620 Gabelli Convertible Securities Fd Inc XGCVX 42529 19990405 GABELLI DIV & INCM TR XGDVX 62305 20031215 Gabelli Enterpris Mrgrs & Acqstns Fd AAA EAAAX 92191 20100310 Gabelli Enterprise Mergers and Acquisiti EMAAX 46756 20010314 Gabelli Enterprise Mergers and Acquisiti EMABX 46757 20010314 Gabelli Enterprise Mergers and Acquisiti EMACX 46758 20010314 Gabelli Enterprise Mergers and Acquisiti EMAYX 46759 20010314 Gabelli eq Incm Fd Cl A GCAEX 62527 20040127 Gabelli eq Incm Fd Cl B GCBEX 62529 20040127 Gabelli eq Incm Fd Cl C GCCEX 62531 20040127 Gabelli Equity Income Fund GABEX 20679 19960620 GABELLI EQUITY SER FDS INC GWSVX 57304 20030113 GABELLI GLBL UTIL & INCM TR XGLUX 64139 20040607 GABELLI GLOBAL DEAL FUND XGDLX 78363 20070209 Gabelli Global MultiMedia Trust Inc XGGTX 42530 19990405 Gabelli Small Cap Gr Fd Cl A GCASX 62528 20040127 Gabelli Small Cap Gr Fd Cl B GCBSX 62530 20040127 Gabelli Small Cap Gr Fd Cl C GCCSX 62535 20040127 Gabelli Small Cap Growth Fund GABSX 6725 19930517 Gabelli SRI Fd Inc Cl I SRIDX 80075 20070601 Gabelli SRI Green Fd, Inc. Cl A SRIAX 80095 20070601 Gabelli SRI Green Fd, Inc. Cl AAA SRIGX 80097 20070601 Gabelli SRI Green Fd, Inc. Cl C SRICX 80096 20070601 Gabelli Util Fd Cl AAA GABUX 36557 19991215 GABELLI UTILITIES FD A GAUAX 62808 20040303 GABELLI UTILITIES FD B GAUBX 62809 20040303 GABELLI UTILITIES FD C GAUCX 62810 20040303 Gabelli Utility Trust (The) XGUTX 42532 19990901 GABELLI VALUE FD B GVCBX 46957 20010402 GABELLI VALUE FD C GVCCX 46958 20010402 Gabelli Value Fund GABVX 6651 19910220 Gabelli Woodland Small Cap Value Cl A GWSAX 87679 20081030 Gabelli Woodland Small Cap Value Cl C GWSCX 87677 20081030 Gabelli Woodland Small Cap Value Cl I GWSIX 87678 20081030 GabelliGlobal GoldNatural Rrsrcs&Incm Tr XGGNX 67252 20050623 GAM GLBL FUND CLASS C GGLCX 75815 20061212 GAMCO Gbl Convertible Securities Fd Cl A GAGCX 20683 19960620 GAMCO Gbl Gr Fd Cl A GGGAX 46965 20010402 GAMCO Gbl Gr Fd Cl AAA GICPX 20738 19960620 GAMCO Gbl Gr Fd Cl B GGGBX 46966 20010402 GAMCO Gbl Gr Fd Cl C GGGCX 46967 20010402 GAMCO Gbl Opportunity Fd Cl A GOCAX 46968 20010328 GAMCO Gbl Opportunity Fd Cl AAA GABOX 35244 19990111 GAMCO Gbl Telecommunications Fd Cl A GTCAX 46969 20010402 GAMCO Gbl Telecommunications Fd Cl AAA GABTX 1985 19931213 GAMCO Gbl Telecommunications Fd Cl B GTCBX 46970 20010402 GAMCO Gbl Telecommunications Fd Cl C GTCCX 46956 20010402 GAMCO Global Telecommunicatins Fd ClI GTTIX 87717 20081103 GAMCO Godl Fd Cl AAA GOLDX 20760 19960620 GAMCO Gold Fd Cl B GLDBX 57525 20030220 GAMCO Gold Fd Cl C GLDCX 57542 20030221 GAMCO Gold Fd ClA GLDAX 57524 20030220 Gamco Gold Fd, Inc Cl I GLDIX 87715 20081103 GAMCO Gr Fd Cl A GGCAX 62532 20040127 GAMCO Gr Fd Cl AAA GABGX 6277 19900111 GAMCO Gr Fd Cl B GGCBX 62533 20040127 GAMCO Gr Fd Cl C GGCCX 62534 20040127 GAMCO International Growth Fd, Inc Cl I GIIGX 87804 20081113 GAMCO Intl Gr Fd Cl AAA GIGRX 20744 19960620 GAMCO Intl Gr Fd Cl B GBIGX 62819 20040303 GAMCO Intl Gr Fd Cl C GCIGX 62820 20040303 GAMCO Mathers Fd Cl AAA MATRX 6244 19860102 GAMCO Westwood Bal Fd Cl A WEBCX 23600 19960620 GAMCO Westwood Bal Fd Cl AAA WEBAX 23599 19960620 GAMCO Westwood Bal Fd Cl B WBCBX 54600 20021011 GAMCO Westwood Bal Fd Cl C WBCCX 54601 20021011 GAMCO Westwood Balanced Fd Cl I WBBIX 87801 20081113 GAMCO Westwood eq Fd Cl A WEECX 23604 19960620 GAMCO Westwood eq Fd Cl AAA WESWX 14198 19960522 GAMCO Westwood eq Fd Cl C WEQCX 75742 20061130 GAMCO Westwood Equity Fd Cl I WEEIX 87680 20081030 GAMCO Westwood Incm Fd Cl A WEIAX 83298 20080221 GAMCO Westwood Incm Fd Cl AAA WESRX 42515 19991126 GAMCO Westwood Incm Fd Cl C WEICX 83299 20080221 GAMCO Westwood Income Fd Cl I WESIX 87676 20081030 GAMCO Westwood Intermediate bd Fd Cl A WEAIX 62811 20040303 GAMCO Westwood Intermediate bd Fd Cl AAA WEIBX 23607 19960620 GAMCO Westwood Intermediate bd Fd Cl B WEBIX 62812 20040303 GAMCO Westwood Intermediate bd Fd Cl C WECIX 62813 20040303 GAMCO Westwood Intermediate Bd Fd Cl I WEIIX 87711 20081103 GAMCO Westwood Mighty Mites Cl I WEIMX 83858 20080429 GAMCO Westwood Mighty Mites Fd Cl A WMMAX 62814 20040303 GAMCO Westwood Mighty Mites Fd Cl AAA WEMMX 35245 19990111 GAMCO Westwood Mighty Mites Fd Cl B WMMBX 62815 20040303 GAMCO Westwood Mighty Mites Fd Cl C WMMCX 62816 20040303 GAMCO Westwood Small Cap eq Fd Cl A WWSAX 75743 20061130 GAMCO Westwood Small Cap eq Fd Cl AAA WESCX 30660 19970815 GAMCO Westwood Small Cap eq Fd Cl C WWSCX 75744 20061130 GAMCO Westwood SmallCap Equity Fd Cl I WWSIX 87684 20081030 Gartmore Mid Cap Market Fd Cl A GMXAX 50156 20010627 Gartmore Mid Cap Market Fd Cl B GMCBX 50157 20011018 Gartmore Mid Cap Market Fd Cl C GMCCX 62171 20031110 Gartmore Sh Dur Bond Cl A MCAPX 58604 20030724 Gartmore Short Duration Bd Cl C GGMCX 67172 20050609 Gartmore Short Duration bd Fd Insti Cl MCAIX 57795 20030403 Gartmore Short Duration bd Fd Service Cl MCAFX 57804 20030403 Gartmore Small Cap Index Fd Cl B GMRBX 53199 20020314 Gateway Fd Cl A GATEX 6711 19930316 Gateway Fund Class C GTECX 83285 20080220 Ge Fds Prem Grwth Fd B GEPBX 36193 19990914 GE Fixed Incm Fd Cl R GEFRX 82915 20080130 GE Fixed-Income Fund Cl A GEFIX 20710 19960620 GE Fixed-Income Fund Cl B GEFBX 24803 19970220 GE Fixed-Income Fund Cl Y GEFDX 24804 19970220 GE FX INCM FD C LEVEL LOAD GEFCX 50188 20011029 GE Global Eq Fd Cl R GELRX 82916 20080129 GE GLOBAL EQUITY FD C LEVEL GEQCX 50191 20011029 GE Global Equity Fund Cl A GEGEX 20711 19960620 GE Global Equity Fund Cl B GGEBX 24786 19970220 GE Global Equity Fund Cl Y GGEDX 24787 19970220 GE Gov't Fund Cl A ITGAX 21018 19960620 GE Gov't Fund Cl B GNUSX 20755 19960620 GE GOVT SEC FD CL C LEVEL LOAD GVSCX 50199 20011029 GE Insl Int'l Equity Fd GIEIX 32178 19971203 GE Insl US Equity Fd GUSIX 32179 19971203 Ge Inst Prem Grwth Inv GEIPX 36769 20000121 GE INST PREM GRWTH SVC GEPSX 50190 20011029 GE Inst S&P 500 Index Inv Cl GIDIX 35329 19990129 GE INST US EQ FD SVC CL GUSSX 45981 20010129 Ge Inst Value Eq Inv Cl GEIVX 42740 20000411 GE Insti Fds Incm Fd Service Cl GEISX 73061 20060331 GE Insti Fds Intl Eq Fd Service Cl GIESX 73064 20060331 GE Insti Fds S&P 500 Indx Fd Srvc Cl GIDSX 73063 20060331 GE Insti Fds Strtgc Invstmnts Fd Srvc Cl GSRVX 73065 20060331 GE Insti Fds Val Eq Fd Service Cl GEVSX 73062 20060331 GE Insti Fds, Sm-Cap Eq Fd Service Cl GSQSX 73304 20060504 GE Institutional Income GFIIX 34683 19981111 GE INSTL FDS GSIVX 53958 20020722 GE Instl Small-Cap Value Equity Fund GSVIX 35421 19990210 GE Int'l Eq Fd Cl R GEQRX 82917 20080129 GE International Equity Fund Cl B GEIBX 24806 19970220 GE International Equity Fund Cl C GEICX 24788 19970220 GE International Equity Fund Cl Y GEIDX 20713 19960620 GE INTL EQ FD C LEVEL LOAD GIECX 50195 20011029 GE Investment Incm Fd GEIMX 80753 20070808 GE Investment Int'l Eq Fd GEIEX 80816 20070808 GE Investment Mid-Cap Eq Fd GECEX 80752 20070808 GE Investment Premier Gwth Eq Fd GEPGX 80754 20070808 GE Investment Real Estate Securities Fd GEIRX 80817 20070808 GE Investment S&P 500 Index Fd GESPX 80818 20070808 GE Investment Sm-Cap Eq Fd GESEX 80755 20070808 GE Investment Ttl Rtrn Cl 2 GETRX 80842 20070815 GE Investment Ttl Rtrn Fd Cl 1 GETIX 80756 20070808 GE Investment Ttl Rtrn Fd Cl 3 GETTX 80757 20070808 GE Investment US Equities Fd GEUSX 80758 20070808 GE Investment Val Eq Fd GEVEX 80759 20070808 GE Investments Incm Fd Cl 4 GEVIX 83883 20080501 GE Investments Int'l Eq Fd Cl 4 GEILX 83879 20080501 GE Investments Mid-Cap Eq Fd Cl 4 GEVMX 83884 20080505 GE Investments Premier Gwth Fd Cl 4 GEVPX 83885 20080501 GE Investments Real Estate Scrts Fd Cl 4 GEREX 83880 20080501 GE Investments Sm-Cap Eq Fd Cl 4 GESQX 83881 20080501 GE Investments US Eq Fd Cl 4 GEUEX 83882 20080501 GE Investments Val Eq Fd Cl 4 GEVQX 83886 20080501 GE PREM GRWTH EQ FD C LEVEL GPGCX 50198 20011029 GE Premier Growth Equity A GEPCX 34685 19981111 GE Premier Growth Equity Fund Cl Y GEPDX 35378 19990209 GE Premier Gwth Fd Cl R GEPRX 82930 20080131 GE Premier Value Equity Y GVEYX 67961 20051019 GE Savings & Security Long Term GESSX 14190 19950320 GE Short Term Government Fd Cl R GEGRX 82929 20080131 GE Short-Term Government Fund Cl A GGVCX 24791 19970220 GE Short-Term Government Fund Cl B GGVBX 24790 19970220 GE Short-Term Government Fund Cl Y GGVDX 24792 19970220 GE SHT TM GOV C LEVEL LOAD GGVEX 50194 20011029 GE Sm Cap Eq Fd Cl R GECRX 82913 20080130 GE SM CAP VAL EQ FD C LEVEL GESCX 50192 20011029 Ge Sm Cap Val Eq Y GESVX 42950 20000519 GE SM CAP VALUE EQ CL A GASCX 44606 20000922 GE Small-Cap Value Fd Cl B GBSCX 36923 20000215 GE Strategic Investment Fd Cl R GESRX 82918 20080129 GE Strategic Investment Fund Cl A GESIX 20718 19960620 GE Strategic Investment Fund Cl B GESBX 24793 19970220 GE Strategic Investment Fund Cl Y GESDX 20716 19960620 GE TAX EXEMPT FD C LEVEL LOAD GETCX 50193 20011029 GE Tax-Exempt Fund Cl A GETAX 24794 19970220 GE Tax-Exempt Fund Cl B GETBX 24795 19970220 GE Tax-Exempt Fund Cl Y GETDX 24796 19970220 GE U.S. Equity Fund Cl A GEEQX 20708 19960620 GE U.S. Equity Fund Cl B GEEBX 24807 19970220 GE U.S. Equity Fund Cl Y GEEDX 20706 19960620 GE US Eq Fd Cl R GEERX 82914 20080130 GE US EQUITY FD C LEVEL LOAD GEECX 50186 20011029 GE VAL EQ FD C LEVEL LOAD ITVCX 50200 20011029 GE Val Eq Fd Cl R GEVRX 82919 20080130 GE VAL EQ FD CL Y ITVYX 44603 20000922 GE Value Equity Fund Cl A ITVAX 24603 19970210 GE Value Equity Fund Cl B ITVBX 21021 19960620 General American Investors Company XGAMX 35150 19981211 General Electric S & S Incm Fd GESLX 14189 19950320 GENERATION WAVE GRW ADV GWGFX 48959 20010920 Generations Multi-Strategy Fund GMSFX 87635 20081021 Geneva Advisors All Cap Gwth Fd Insti Cl GNVIX 81479 20071002 Geneva Advisors All Cap Gwth Fd Rtil Cl GNVRX 81480 20071002 Geneva Advisors Eq Incm Fd Cl I GNEIX 93547 20100503 Geneva Advisors Eq Incm Fd Cl R GNERX 93548 20100503 George Putnam Fund Cl Y PGEYX 34403 19981026 George Putnam Fund of Boston Cl M PGEMX 22319 19960620 Gerstein Fisher Multi-Fctr Grwth Eqty Fd GFMGX 91312 20100105 Giant 5 Total Index System Inv Cl INDEX 75533 20061025 Giant 5 Total Inv System Inv Cl FIVEX 73451 20060525 GIntl Gr Fd Cl A GAIGX 62818 20040303 Giordano Fd GIORX 82396 20071115 GKM FDS GROWTH F GKMGX 57332 20030122 Gldmn Schs Cr Pls Fxd Incm Fd Srvc Cl GSNSX 80264 20070622 Gldmn Schs Cr Pls Fxd Incm FdInst Cls GSNIX 75764 20061201 Gldmn Schs Strctrd Int'l Eq Flex Fd Cl C GCFLX 73936 20060731 Gldmn Schs Strctrd Intl Eq Flx Fd InstCl GIFLX 73937 20060731 GLENMADE FDS LG CAP 100 PTFL GTLOX 62846 20040317 GLENMADE FDS LG CAP GRWTH PTFL GTLLX 62845 20040317 Glenmede Abslt Rtrn Ptfl GTAPX 75421 20061005 Glenmede Core Fixed-Income GTCGX 20801 19960620 Glenmede Fd Inc. Philadelphia Intl Fund GTIIX 20810 19960620 Glenmede Fd Intl Ptfl GTCIX 20802 19960620 Glenmede Fds Nj Muni Fd GTNJX 42827 20000131 Glenmede Fund Equity Port GTCEX 20799 19960620 Glenmede Model Equity Port GTMEX 23799 19960628 Glenmede Ptfls Muni Intermediate Ptfl GTCMX 20803 19960620 Glenmede Small Cap eq adv GTCSX 20804 19960620 Glenmede Small Cap eq inst GTSCX 32384 19980127 Glenmede Ttl Mkt Lng/Shrt Ptfl GTTMX 75892 20061227 Glenmede U.S. Emerging Gr Port GTGSX 36937 20000222 Global Incm & Currency Fd Inc. XGCFX 73353 20060504 GMG Defensive Beta Fd MPDAX 89912 20090820 GMO Alpha Only Fd Cl III GGHEX 46760 19940729 GMO Alpha Only Fd Cl IV GAPOX 72950 20060302 GMO Asset Allocation Bd Fd Cl VI GABFX 89117 20090318 GMO Asset Allocation Bond Fund Class III GMOBX 89135 20090327 GMO BENCHMARK FR ALLOC III GBMFX 58777 20030723 GMO Core Plus Bd Fd Cl IV GPBFX 67420 20050726 GMO Currency Hedged Int'l Bond Fd Cl III GMHBX 42276 19940930 GMO Currency Hedged Intl Core Fund Cl II GMOCX 24482 19950630 GMO DEVELOPED WORLD STOCK FUND GDWFX 72220 20050901 GMO DEVELOPED WORLD STOCK FUND GDWTX 72219 20050801 GMO Domestic Bd Fd Cl VI GDBSX 67418 20050726 GMO Domestic Bond Fund - III GMDBX 42273 19940818 GMO EMERG MKTS FD VI GEMMX 58641 20030630 GMO Emerging Country Debt CL IV GMDFX 32435 19980109 GMO Emerging Country Debt Fund Cl III GMCDX 42272 19940419 GMO Emerging Markets Fund Cl III GMOEX 23800 19931209 GMO Emerging Markets Fund Class II GMEMX 89970 20090812 GMO Emerging Markets V GEMVX 65285 20030804 GMO Emerging Mkts CL IV GMEFX 32436 19980109 GMO Evolving Countries Fd CL III GMCEX 32047 19970829 GMO Flexible Equities Fd Cl III GFEFX 90495 20091109 GMO Flexible Equities Fd Cl VI GFFEX 90496 20091109 GMO Foreign CL IV GMFFX 32437 19980109 GMO Foreign Fund - Class M GMFMX 58031 20020125 GMO Foreign Fund Cl II GMFRX 24558 19960930 GMO Foreign Fund Cl III GMOFX 24484 19960628 GMO FOREIGN SM COS CL III GMFSX 44834 20000630 GMO Foreign Small Companies Fund Cl IV GFSFX 89986 20090812 GMO Gbl Balanced Asset Allocation Fd Cl GMWAX 24492 19970122 GMO Gbl eq Alloc Fd - III GMGEX 50816 19961126 GMO Global Bond Fund Cl III GMGBX 42274 19951228 GMO Inflation Indexed Plus bd Fd Cl III GMITX 73865 20060629 GMO Inflation Indexed Plus Bd Fd Cl VI GMIPX 73546 20060531 GMO Int'l Core Eq Fd Cl VI GCEFX 73060 20060328 GMO Int'l Core Fund Cl III GMOIX 20753 19870331 GMO International Bond Fund Cl III GMIBX 42277 19931222 GMO International Core Fund Cl II GMICX 24560 19960926 GMO Intl Core CL IV GMCFX 32438 19980109 GMO INTL CORE EQUITY FD CL III GMIEX 67672 20020129 GMO INTL CORE EQUITY FD CL IV GMIRX 67674 20030630 GMO INTL EQ ALLOC III GIEAX 50814 19961011 GMO Intl Gr eq Fd Cl IV GMGFX 73864 20060712 GMO INTL GTH EQUITY FD CL III GMIGX 67673 20011130 GMO Intl Intrinsic Value Fd Cl M GMVMX 73866 20031002 GMO INTL OPPY EQ ALLOC CL III GIOTX 73607 20060605 GMO Intl Small Companies Cl III GMISX 24486 19911014 GMO Quality Fd Cl III GQETX 62760 20040206 GMO Quality Fd Cl IV GQEFX 62754 20040206 GMO Quality Fd Cl V GQLFX 75850 20061208 GMO Quality Fd Cl VI GQLOX 75849 20061208 GMO REIT Fund Cl III GMORX 24488 19960531 GMO Short Duration Cllltrl Shr Fd ClI II GMDCX 78114 20061228 GMO Short Duration Inv Fd Cl III GMSIX 42279 19911202 GMO Short-Duration Collateral Fd GMOSX 90411 20091103 GMO Strategic Fixed Incm Fd Cl III GFITX 73901 20060713 GMO Strategic Fixed Incm Fd Cl VI GMFIX 73545 20060531 GMO Strategic Opps Alloc Fd Cl III GBATX 67307 20050531 GMO Taiwan Fd GMOTX 90500 20091109 GMO Tax Managed Intl Equities F GTMIX 35428 19980729 GMO Tax Managed U.S. Equities Fund Cl II GTMUX 35919 19980723 GMO Tobacco - Free Core Fund - III GMTCX 42280 19911031 GMO TR EMERG CO GECMX 57343 20020709 GMO U.S. Equity Allocation Fund Cl III GUSAX 89948 20090831 GMO U.S. Treasury Fd GUSTX 89116 20090407 GMO US Bond Global Alpha A CL III GUGAX 30485 19970430 GMO US CORE EQTY FD CL IV GMRTX 67676 19980109 GMO US CORE EQUITY FD CL III GMUEX 67680 19850918 GMO US CORE EQUITY FD CL M GMTMX 67679 20020415 GMO US CORE EQUITY FD CL VI GMCQX 67669 20030630 GMO US GTH FD CL III GMGWX 67671 19881230 GMO US INTRINSIC VALUE CL III GMVUX 67681 19990802 GMO US SML/MID CAP VAL CL III GMSUX 67678 19911231 GMO US SML/MID GTH FD CL III GMSPX 67677 19961231 GMO World Opprtunts Eq Allctn Fd Cl III GWOAX 67308 20050616 GOLD SACHS CORE FXD INCM ADMIN GSFAX 75816 20061212 Golden Large Cap Core Fd Insti Shs GLDLX 67845 20051013 Golden Small Cap Core Inst Shs GLDSX 67846 20051012 Goldman Sach U.S Eqty Dvdd Prm Fd Int Cl GSPKX 67549 20050831 Goldman Sach U.S Eqty Dvdnd Prm Fd Cls A GSPAX 67548 20050831 Goldman Sachs Abslt Rtrn Trckr Fd Cl A GARTX 85503 20080603 Goldman Sachs Abslt Rtrn Trckr Fd Cl C GCRTX 85505 20080603 Goldman Sachs Abslt Rtrn Trckr Fd Cl I GJRTX 85506 20080603 Goldman Sachs Absolute RetrnTrckrFndClsR GRRTX 85507 20080603 Goldman Sachs AbsoluteRetrnTrckrFndClsIR GSRTX 85508 20080603 Goldman Sachs Adj Rate Gov't Agency Fd GSAMX 20773 19960620 Goldman Sachs Adj Rate Gov't Income GSASX 30484 19970616 Goldman Sachs Adjustable Rate Gov't Fund GSARX 20774 19960620 Goldman Sachs All Cap Gwth Fd Cl A GALLX 82965 20080201 Goldman Sachs All Cap Gwth Fd Cl C GCLLX 82966 20080201 Goldman Sachs All Cap Gwth Fd Cl IR GSLLX 82969 20080201 Goldman Sachs All Cap Gwth Fd Cl R GRLLX 82968 20080201 Goldman Sachs All Cap Gwth Fd Insti GILLX 82967 20080201 Goldman Sachs Asia eq Fd A Shares GSAGX 20772 19960620 Goldman Sachs Asia eq Fd B Shares GSABX 24818 19970220 Goldman Sachs Asia eq Fd Cl C Shares GSACX 30828 19970827 Goldman Sachs Bal Strategy Pft Cl IR GIPTX 82474 20071205 Goldman Sachs Bal Strategy Pft Cl R GIPRX 82569 20071203 Goldman Sachs Balanced Fund GSBFX 20775 19960620 Goldman Sachs Balanced Fund Cl B GSAIX 24819 19970220 Goldman Sachs Balanced Fund Cl B GSBBX 24820 19970220 Goldman Sachs Balanced Fund CL C GSBCX 30829 19970827 Goldman Sachs Balanced Fund Insl Shrs GSBIX 30830 19970827 Goldman Sachs BRIC Fd Cl A GBRAX 73744 20060630 Goldman Sachs BRIC Fd Cl C GBRCX 73741 20060705 Goldman Sachs BRIC Fd Institutional Cl GBRIX 73742 20060705 Goldman Sachs Capital Growth Fund GSCGX 20777 19960620 Goldman Sachs Capital Growth Fund Cl B GSCBX 24821 19970220 Goldman Sachs Capital Growth Insl Shrs GSPIX 30833 19970827 Goldman Sachs Capital Gwth Fd Cl IR GSPTX 82501 20071205 Goldman Sachs Capital Gwth Fd Cl R GSPRX 82571 20071203 Goldman Sachs Cmdts Expsr FdInstiCl GCCIX 78950 20070402 Goldman Sachs Commodities Expsr Fd ClA GSCAX 78953 20070402 Goldman Sachs Commodity Strategy Fd Cl R GCCRX 82453 20071205 Goldman Sachs Commodity Strategy Fd ClIR GCCTX 82454 20071205 Goldman Sachs Concentrated Gwth Fd Cl IR GGCTX 82467 20071205 Goldman Sachs Concentrated Gwth Fd Cl R GGCRX 82466 20071205 Goldman Sachs Concentrated Intl eq Fd B GSEBX 34696 19981111 Goldman Sachs Concentrated Intl eq Fd Cl GSICX 30854 19970827 Goldman Sachs Concentrated Intl eq Fd Cl GSIFX 20790 19960620 Goldman Sachs Concentrated Intl eq Fd In GSIEX 24294 19960801 Goldman Sachs Concentrated Intl eq Fd Se GSISX 24828 19970220 GOLDMAN SACHS CONCENTRTD GRW A GCGAX 57114 20021227 Goldman Sachs Core Fixed Inc Fd Cl IR GDFTX 82461 20071205 Goldman Sachs Core Fixed Inc Fd Cl R GDFRX 82460 20071205 Goldman Sachs Core Fixed Income A GCFIX 34691 19981111 Goldman Sachs Core Fixed Income B GCFBX 34692 19981111 Goldman Sachs Core Fixed Income CL C GCFCX 30835 19970827 Goldman Sachs Core Fixed Income Fd Instl GSFIX 20783 19960620 Goldman Sachs Core Plus Fixed Inc Fd ClR GSNRX 82497 20071205 Goldman Sachs Core Plus Fixed Inc FdClIR GSNTX 82498 20071205 Goldman Sachs Cr Plus Fxd Incm Fd Cl B GSFBX 80263 20070622 Goldman Sachs Cr Plus Fxd Incm FdClsC GSFCX 75763 20061201 Goldman Sachs Credit Strategies Fund XGCRX 89498 20090616 Goldman Sachs Dynamic Alloctn Fnd Clss A GDAFX 91307 20100105 Goldman Sachs Dynamic Alloctn Fnd Clss C GDCFX 91308 20100105 Goldman Sachs Dynamic Alloctn Fnd Clss I GDHFX 91309 20100105 Goldman Sachs Dynamic Alloctn Fnd Clss R GDRFX 91311 20100105 Goldman Sachs Dynamic Alloctn Fund Insti GDIFX 91310 20100105 GOLDMAN SACHS EM MKT DEBT A GSDAX 58868 20030919 GOLDMAN SACHS EM MKT DEBT INST GSDIX 58860 20030917 Goldman Sachs Emerging Mkts CL A GEMAX 32341 19980121 Goldman Sachs Emerging Mkts CL B GEKBX 32342 19980121 Goldman Sachs Emerging Mkts CL C GEMCX 32343 19980121 Goldman Sachs Emerging Mkts Debt Fd Cl C GSCDX 75355 20061002 Goldman Sachs Emerging Mkts Insl GEMIX 32344 19980121 Goldman Sachs Emerging Mkts Ser GEMSX 32345 19980121 Goldman Sachs Enhanced Dvd GblEqPtfClIns GIDGX 83868 20080501 Goldman Sachs Enhanced Dvdnd GblEqPtfClA GADGX 83867 20080501 Goldman Sachs Enhanced Incm Fd Cl B GEJBX 80290 20070626 Goldman Sachs Enhanced Income Admin GEADX 44375 20000810 Goldman Sachs Enhanced Income Cl A GEIAX 44373 20000810 Goldman Sachs Enhanced Income Instl GEIIX 44376 20000810 Goldman Sachs Eq Gwth Strategy Pft Cl IR GAPTX 82452 20071205 Goldman Sachs Eq Gwth Strategy Pft Cl R GAPRX 82568 20071203 Goldman Sachs Global Incme Fund Inst'l GSGLX 20785 19960620 Goldman Sachs Global Income CL C GSLCX 30848 19970827 Goldman Sachs Global Income Fd B GSLBX 42283 19990405 Goldman Sachs Global Income Fund GGISX 30310 19970411 Goldman Sachs Global Income Fund Cl A GSGIX 20784 19960620 Goldman Sachs Gov't Income Fund GSGOX 20786 19960620 Goldman Sachs Gov't Income Fund Cl B GSOBX 24825 19970220 Goldman Sachs Government Incm Fd Cl IR GSOTX 82500 20071205 Goldman Sachs Government Incm Fd Cl R GSORX 82499 20071205 Goldman Sachs Govt Income Fund CL C GSOCX 30849 19970827 Goldman Sachs Govt Income Insl Shrs GSOIX 30850 19970827 Goldman Sachs Govt Income Serv Shrs GSOSX 30851 19970827 Goldman Sachs Growth & Inc Strategy A GOIAX 34693 19981111 Goldman Sachs Growth & Income B GSGBX 34694 19981111 Goldman Sachs Growth & Income CL C GSGCX 30852 19970827 Goldman Sachs Growth & Income Fund GSGSX 24827 19970220 Goldman Sachs Growth & Income Fund GSIIX 24826 19970220 Goldman Sachs Growth & Income Insl GOIIX 32369 19980123 Goldman Sachs Growth & Income Service GOISX 32370 19980123 Goldman Sachs Growth & Income Strat Cl B GOIBX 32371 19980123 Goldman Sachs Growth & Income Strat Cl C GOICX 32372 19980123 Goldman Sachs Growth Fund Ser Shrs GSPSX 30834 19970827 Goldman Sachs Growth Opport Cl A GGOAX 35933 19990617 Goldman Sachs Growth Opport Cl B GGOBX 35934 19990617 Goldman Sachs Growth Opport Cl C GGOCX 35935 19990617 Goldman Sachs Growth Opport Insl. Shrs GGOIX 35936 19990617 Goldman Sachs Growth Opport Service Shrs GGOSX 35937 19990617 Goldman Sachs Growth Strategy CL A GGSAX 32376 19980126 Goldman Sachs Growth Strategy CL B GGSBX 32377 19980126 Goldman Sachs Growth Strategy CL C GGSCX 32378 19980126 Goldman Sachs Growth Strategy Insl GGSIX 32379 19980126 Goldman Sachs Growth Strategy Serv GGSSX 32380 19980126 Goldman Sachs GS Growth & Income Fund GSGRX 20787 19960620 Goldman Sachs Gwth & Incm Fd Cl IR GRGTX 82487 20071205 Goldman Sachs Gwth & Incm Fd Cl R GRGRX 82486 20071205 Goldman Sachs Gwth & Incm StrtgyPftCl IR GPITX 82479 20071205 Goldman Sachs Gwth & Incm StrtgyPftCl R GPIRX 82478 20071205 Goldman Sachs Gwth Opportunities Fd Cl R GGORX 82468 20071205 Goldman Sachs Gwth Opprtnts Fd Cl IR GGOTX 82469 20071205 Goldman Sachs Gwth Strategy Pft Cl IR GGSTX 82471 20071205 Goldman Sachs Gwth Strategy Pft Cl R GGSRX 82470 20071205 Goldman Sachs Hi Yld Muni A GHYAX 42776 20000414 Goldman Sachs Hi Yld Muni B GHYBX 42772 20000414 Goldman Sachs Hi Yld Muni C GHYCX 42758 20000414 Goldman Sachs Hi Yld Muni Inst GHYIX 42775 20000414 Goldman Sachs High Yield Fd Cl IR GSHTX 82496 20071205 Goldman Sachs High Yield Fd Cl R GSHRX 82495 20071205 Goldman Sachs High Yield Fund Cl A GSHAX 30652 19970814 Goldman Sachs High Yield Fund Cl B GSHBX 30653 19970814 Goldman Sachs High Yield Fund CL C GSHCX 30853 19970827 Goldman Sachs High Yield Fund Instl GSHIX 30654 19970814 Goldman Sachs High Yield Svc GSHSX 34695 19981111 Goldman Sachs Incm Strategies Ptf, Cl A GXIAX 78985 20070404 Goldman Sachs Incm Strategies Ptf, Cl C GXICX 78986 20070404 Goldman Sachs Incm Strategy Pft Cl IR GXITX 82521 20071205 Goldman Sachs Incm Strategy Pft Cl R GXIRX 82520 20071205 Goldman Sachs Incm Strtgs Ptf Insti Cl GXIIX 78987 20070404 Goldman Sachs Income Strategy CL A GIPAX 32381 19980127 Goldman Sachs Income Strategy CL B GIPBX 32382 19980127 Goldman Sachs Income Strategy CL C GIPCX 32383 19980127 Goldman Sachs Income Strategy Insl GIPIX 32386 19980127 Goldman Sachs Income Strategy Serv GIPSX 32387 19980127 Goldman Sachs InflationPrtctdScrtsFdClIR GSTPX 82509 20071205 Goldman Sachs Infltion Prtctd Sc FdCl C GSCFX 81119 20070905 Goldman Sachs Infltn Prtctd Scrts FdCl R GSRPX 82506 20071205 Goldman Sachs Int'l Eq Dvnd&Prmum FdCl A GIDAX 82935 20080131 Goldman Sachs Int'l Eq Dvnd&Prmum FdCl C GIDCX 82936 20080131 GOLDMAN SACHS INTERNATIONAL REA GIRAX 73947 20060731 GOLDMAN SACHS INTERNATIONAL REA GIRCX 73948 20060731 GOLDMAN SACHS INTERNATIONAL REA GIRIX 73988 20060809 Goldman Sachs Intl Rl Estt Sc Fd Cl IR GIRTX 82475 20071205 Goldman Sachs Intl Small Cap Fd Cl A GISAX 32897 19980515 Goldman Sachs Intl Small Cap Fd Cl B GISBX 32898 19980515 Goldman Sachs Intl Small Cap Fd Cl C GISCX 32899 19980515 Goldman Sachs Intl Small Cap Fd inst Sha GISIX 32900 19980515 Goldman Sachs Intl Small Cap Fd Service GISSX 32901 19980515 Goldman Sachs Inv Gr Credit Fd Cl A GSGAX 62157 20031107 Goldman Sachs Inv Gr Credit Fd inst Cl GSGDX 62158 20031107 Goldman Sachs Inv Gr Credit Fd Separate GSCPX 62156 20031107 Goldman Sachs Large Cap Value Cl A GSLAX 36619 20000106 Goldman Sachs Large Cap Value Cl B GSVBX 36614 20000106 Goldman Sachs Large Cap Value Cl C GSVCX 36618 20000106 Goldman Sachs Large Cap Value Inst GSLIX 36613 20000106 Goldman Sachs Large Cap Value Svc GSVSX 36617 20000106 Goldman Sachs Lcl Emrgng Mkt Dbt Fd Cl A GAMDX 83292 20080219 Goldman Sachs Lcl Emrgng Mkt Dbt Fd Cl C GCMDX 83293 20080219 Goldman Sachs Lcl Emrgng Mkt Dbt Fd Cl I GIMDX 83294 20080219 Goldman Sachs Lg Cap Val Fd Cl IR GSVTX 82513 20071205 Goldman Sachs Lg Cap Val Fd Cl R GSVRX 82512 20071205 Goldman Sachs Mid Cap Equity Fund Inst'l GSMCX 20791 19960620 Goldman Sachs Mid Cap Equity Serv Shrs GSMSX 30858 19970827 Goldman Sachs Mid Cap Val Fd Cl IR GCMTX 82457 20071205 Goldman Sachs Mid Cap Value Fund Class R GCMRX 88315 20090108 Goldman Sachs Mid Value CL A GCMAX 30855 19970827 Goldman Sachs Muni Income CL C GSMUX 30859 19970827 Goldman Sachs Muni Income Fund Cl B GSMBX 24830 19970220 Goldman Sachs Muni Income Insl Shrs GSMTX 30860 19970827 Goldman Sachs Muni Income Serv Shrs GSMEX 30861 19970827 Goldman Sachs Real Estate Scrts Fd Cl IR GRETX 82485 20071205 Goldman Sachs Real Estate Scrts Fd Cl R GRERX 82484 20071205 Goldman Sachs Real Estate Security Fd GRESX 35308 19990126 Goldman Sachs Real Estate Security Fd A GREAX 35305 19990126 Goldman Sachs Real Estate Security Fd B GREBX 35306 19990126 Goldman Sachs Real Estate Security Fd C GRECX 35307 19990126 Goldman Sachs Real Estate Security Fd I GREIX 35304 19990126 Goldman Sachs RetirementSttgy2020PftClIR GRJTX 82489 20071205 Goldman Sachs RetirementSttgy2050PftCl R GRPRX 82570 20071203 Goldman Sachs RetirementSttgy2050PftClIR GRPTX 82494 20071205 Goldman Sachs Rtrmnt Strat 2010 Pft Cl A GRCAX 81247 20070910 Goldman Sachs Rtrmnt Strat 2010 Pft Inst GRCIX 81248 20070910 Goldman Sachs Rtrmnt Strat 2015 Pft Cl A GRDAX 81234 20070907 Goldman Sachs Rtrmnt Strat 2015 Pft Inst GRDIX 81235 20070907 Goldman Sachs Rtrmnt Strat 2020 Pft Cl A GRJAX 81237 20070907 Goldman Sachs Rtrmnt Strat 2020 Pft Inst GRJIX 81238 20070907 Goldman Sachs Rtrmnt Strat 2030 Pft Cl A GRLAX 81250 20070910 Goldman Sachs Rtrmnt Strat 2030 Pft Inst GRLIX 81251 20070910 Goldman Sachs Rtrmnt Strat 2040 Pft Cl A GRNAX 81253 20070910 Goldman Sachs Rtrmnt Strat 2040 Pft Inst GRNIX 81254 20070910 Goldman Sachs Rtrmnt Strat 2050 Pft Cl A GRPAX 81240 20070907 Goldman Sachs Rtrmnt Strat 2050 Pft Inst GRPIX 81256 20070910 Goldman Sachs Rtrmnt Strtgy 2010 PftCl R GRCRX 82480 20071205 Goldman Sachs Rtrmnt Strtgy 2010PftCl IR GRCTX 82481 20071205 Goldman Sachs Rtrmnt Strtgy 2015 PftCl R GRDRX 82482 20071205 Goldman Sachs Rtrmnt Strtgy 2015PftCl IR GRDTX 82483 20071205 Goldman Sachs Rtrmnt Strtgy 2020 PftCl R GRJRX 82488 20071205 Goldman Sachs Rtrmnt Strtgy 2030 Cl IR GRLTX 82491 20071205 Goldman Sachs Rtrmnt Strtgy 2030 PftCl R GRLRX 82490 20071205 Goldman Sachs Rtrmnt Strtgy 2040 PftCl R GRNRX 82492 20071205 Goldman Sachs Rtrmnt Strtgy 2040PftCl IR GRNTX 82493 20071205 Goldman Sachs Satellite Strtgs Pft Cl IR GXSTX 82523 20071205 Goldman Sachs Satellite Strtgs Pft Cl R GXSRX 82522 20071205 Goldman Sachs Satellite Strtgs Ptf Cl A GXSAX 78988 20070404 Goldman Sachs Satellite Strtgs Ptf Cl C GXSCX 78989 20070404 Goldman Sachs Satllt Strtgs Ptf Insti Cl GXSIX 78990 20070404 Goldman Sachs Short DrtnGvrnmntFdCl IR GTDTX 82515 20071205 Goldman Sachs Short Dur Gov A GSSDX 34697 19981111 Goldman Sachs Short Dur Gov B GSDGX 34698 19981111 Goldman Sachs Short Dur T/F B GSDBX 34699 19981111 Goldman Sachs Short Durat Tax-Free Cl A GSDTX 36230 19990322 Goldman Sachs Short Duration Govt CL C GSDCX 30862 19970827 Goldman Sachs Short Duration Tax Free C GSTCX 30863 19970827 Goldman Sachs Short Duration Tax-Free Fd GSDUX 20779 19960620 Goldman Sachs Short Term Gov't Fund GSTGX 20795 19960620 Goldman Sachs Short-Duration Gov't Fund GSDSX 24833 19970220 Goldman Sachs Sm Cap Val Fd Cl IR GSQTX 82503 20071205 Goldman Sachs Sm Cap Val Fd Cl R GSQRX 82502 20071205 Goldman Sachs Sm/Mid Cap Gwth Fd Cl IR GTMTX 82517 20071205 Goldman Sachs Sm/Mid Cap Gwth Fd Cl R GTMRX 82516 20071205 Goldman Sachs Sm/Mid-Cap Gwth Fd Cl A GSMAX 67352 20050726 Goldman Sachs Sm/Mid-Cap Gwth Fd Cl B GSMDX 67353 20050726 Goldman Sachs Sm/Mid-Cap Gwth Fd Cl C GSMGX 67354 20050726 Goldman Sachs Sm/Mid-Cap Gwth Fd Insti GSMYX 67356 20050726 Goldman Sachs Sm/MidCap Gwth Fd Srvc Cl GSMQX 67355 20050726 Goldman Sachs Small Cap Value CL C GSSCX 30864 19970827 Goldman Sachs Small Cap Value Insl Shrs GSSIX 30865 19970827 Goldman Sachs Small Cap Value Serv Shrs GSSSX 30866 19970827 Goldman Sachs Small-Cap Equity Fund Cl B GSQBX 24835 19970220 Goldman Sachs Smallcap Equity Fund GSSMX 14110 19951026 Goldman Sachs Strat Growth Cl A GGRAX 35938 19990617 Goldman Sachs Strat Growth Cl B GSWBX 35939 19990617 Goldman Sachs Strat Growth Cl C GGRCX 35940 19990617 Goldman Sachs Strat Growth Insl. Shrs GSTIX 35941 19990617 Goldman Sachs Strat Growth Service Shrs GSTSX 35942 19990617 Goldman Sachs Strategic Growth Fnd Cls R GSTRX 88317 20090108 Goldman Sachs Strategic Growth Fnd ClsIR GSTTX 88377 20090108 Goldman Sachs Strategic Int'l Eq Fd Cl R GSRKX 82504 20071205 Goldman Sachs Strategic Int'l Eq Fd ClIR GSTKX 82507 20071205 Goldman Sachs Strategic Intl Eq Fd Cl A GSAKX 80277 20070625 Goldman Sachs Strategic Intl Eq Fd Cl B GSBKX 80278 20070625 Goldman Sachs Strategic Intl Eq Fd Cl C GSCKX 80280 20070625 Goldman Sachs Strctrd Emrgng Mkts Eq Cl GERAX 81636 20071008 Goldman Sachs Strctrd Emrgng Mkts Eq Cl GERCX 81637 20071008 Goldman Sachs Strctrd Emrgng Mkts Eq Ins GERIX 81638 20071008 Goldman Sachs Strctrd Int'l Eq Flx FdClA GAFLX 73935 20060731 Goldman Sachs Strctrd Int'l Eq FlxFdClIR GIFTX 82473 20071205 Goldman Sachs Strctrd Intl Eq Fd Cl IR GCITX 82456 20071205 Goldman Sachs Strctrd Sm Cp Gwth Fd Cl A GSAOX 80291 20070627 Goldman Sachs Strctrd Sm Cp Gwth Fd Cl B GSBOX 80293 20070626 Goldman Sachs Strctrd Sm Cp Gwth Fd Cl C GSCOX 80294 20070626 Goldman Sachs Strctrd Sm Cp Val Fd Cl A GSATX 80292 20070626 Goldman Sachs Strctrd Sm Cp Val Fd Cl B GSBTX 80279 20070625 Goldman Sachs Strctrd Sm Cp Val Fd Cl C GSCTX 80281 20070625 Goldman Sachs Strctrd SmCp Vl Fd InstCl GSITX 80283 20070625 Goldman Sachs Strctrd SmCpGwthFd InstCl GSIOX 80295 20070626 Goldman Sachs Strtgc Intl Eq Fd Inst Cl GSIKX 80282 20070625 Goldman Sachs Structured Int'l Eq Fd ClR GCIRX 82455 20071205 Goldman Sachs Structured Intl eq Fd Cl A GCIAX 30837 19970827 Goldman Sachs Structured Intl eq Fd Cl B GCIBX 30836 19970827 Goldman Sachs Structured Intl eq Fd Cl C GCICX 30838 19970827 Goldman Sachs Structured Intl eq Fd inst GCIIX 30839 19970827 Goldman Sachs Structured Intl eq Fd Serv GCISX 30840 19970827 Goldman Sachs Structured Intl EqFlxFdClR GIFRX 82472 20071205 Goldman Sachs Structured Intl Sm CpFdClA GICAX 81595 20071004 Goldman Sachs Structured Intl Sm CpFdClC GICCX 81596 20071004 Goldman Sachs Structured Intl SmCpFdInst GICIX 81597 20071004 Goldman Sachs Structured Large Cap Gr Fd GCGIX 34689 19981111 Goldman Sachs Structured Large Cap Gr Fd GCLCX 34688 19981111 Goldman Sachs Structured Large Cap Gr Fd GLCCX 30841 19970827 Goldman Sachs Structured Large Cap Gr Fd GLCGX 34687 19981111 Goldman Sachs Structured Large Cap Gr Fd GSCLX 34690 19981111 Goldman Sachs Structured Large Cap Value GCLSX 47070 20010330 Goldman Sachs Structured Large Cap Value GCVAX 35301 19990126 Goldman Sachs Structured Large Cap Value GCVBX 35302 19990126 Goldman Sachs Structured Large Cap Value GCVCX 35299 19990322 Goldman Sachs Structured Large Cap Value GCVIX 35303 19990126 Goldman Sachs Structured Lg Cap VlFdCl R GCVRX 82458 20071205 Goldman Sachs Structured Lg Cp VlFdCl IR GCVTX 82459 20071205 Goldman Sachs Structured Lg CpGwthFdCl R GLCRX 82476 20071205 Goldman Sachs Structured LgCpGwthFdCl IR GLCTX 82477 20071205 Goldman Sachs Structured Sm Cap EqFdCl R GDSRX 82462 20071205 Goldman Sachs Structured Sm Cap VlFdCl R GTTRX 82518 20071205 Goldman Sachs Structured Sm CapVlFdCl IR GTTTX 82519 20071205 Goldman Sachs Structured Sm CpEqFd Cl IR GDSTX 82463 20071205 Goldman Sachs Structured Sm CpGwthFdCl R GSROX 82505 20071205 Goldman Sachs Structured Small Cap eq Fd GCSAX 30843 19970827 Goldman Sachs Structured Small Cap eq Fd GCSBX 30844 19970827 Goldman Sachs Structured Small Cap eq Fd GCSCX 30845 19970827 Goldman Sachs Structured Small Cap eq Fd GCSIX 30842 19970827 Goldman Sachs Structured Small Cap eq Fd GCSSX 30846 19970827 Goldman Sachs Structured SmCapGwthFdClIR GSTOX 82508 20071205 Goldman Sachs Structured Tax Managed eq GCTAX 42771 20000413 Goldman Sachs Structured Tax-Managed eq GCTBX 42762 20000413 Goldman Sachs Structured Tax-Managed eq GCTCX 42761 20000413 Goldman Sachs Structured Tax-Managed eq GCTIX 42760 20000413 Goldman Sachs Structured Tax-Managed eq GCTSX 42759 20000413 Goldman Sachs Structured U.S. eq Fd Cl A GSSQX 20793 19960620 Goldman Sachs Structured U.S. eq Fd Cl B GSSBX 30381 19970430 Goldman Sachs Structured U.S. eq Fd Cl C GSUSX 30847 19970827 Goldman Sachs Structured U.S. eq Fd inst GSELX 20781 19960620 Goldman Sachs Structured U.S. eq Fd Serv GSESX 24831 19970220 Goldman Sachs Structured US Eq Fd Cl IR GSUTX 82511 20071205 Goldman Sachs Structured US Eq Fd Cl R GSURX 82510 20071205 Goldman Sachs Tax Adv Gbl Eq Ptf Inst Cl TIGGX 83876 20080501 Goldman Sachs Tax Advntgd Gbl Eq PtfCl A TAGGX 83875 20080501 Goldman Sachs Tollkeeper Fd Cl A GITAX 36321 19991020 Goldman Sachs Tollkeeper Fd Cl B GITBX 36325 19991020 Goldman Sachs Tollkeeper Fd Cl C GITCX 36324 19991020 Goldman Sachs Tollkeeper Fd inst Shs GITIX 36322 19991020 Goldman Sachs Tollkeeper Fd Service Shs GITSX 36323 19991020 GOLDMAN SACHS TR CONCENT GCGBX 54403 20020930 GOLDMAN SACHS TR CONCENT GCGCX 54404 20020930 GOLDMAN SACHS TR CONCENT GCRIX 54406 20020930 Goldman Sachs Tr eq Gr Strategy Port CL GAPAX 32363 19980123 Goldman Sachs Tr eq Gr Strategy Port Cl GAPBX 32364 19980123 Goldman Sachs Tr eq Gr Strategy Port Cl GAXCX 34686 19981111 Goldman Sachs Tr eq Gr Strategy Port ins GAPIX 32365 19980123 Goldman Sachs Tr eq Gr Strategy Port Ser GAPSX 47069 20010404 GOLDMAN SACHS TR GS SH DR GSFSX 54268 20020829 Goldman Sachs Trust- GS Muni Income Fund GSMIX 20792 19960620 Goldman Sachs U.S Eqty Dvnd Prm Fd Cls C GSPQX 67550 20050831 Goldman Sachs U.S. Mortgages Fd Cl A GSUAX 62159 20031107 Goldman Sachs U.S. Mortgages Fd inst Cl GSUIX 62160 20031107 Goldman Sachs U.S. Mortgages Fd Separate GSUPX 62161 20031107 Goldman Sachs Ultr Shrt Drtn GovtFdCl IR GTATX 82514 20071205 Goldman Sachs US Eq Fd Cl A GAGVX 90680 20091130 Goldman Sachs US Eq Fd Cl C GCGVX 90681 20091130 Goldman Sachs US Eq Fd Cl IR GIRGX 90682 20091130 Goldman Sachs US Eq Fd Cl R GRGVX 90683 20091130 Goldman Sachs US Eq Fd Instl Cl GINGX 90703 20091203 Goldman Sachs Value CL B GCMBX 30856 19970827 Goldman Sachs Value CL C GCMCX 30857 19970827 Goldman Saxhs Capital Growth Fund CL C GSPCX 30832 19970827 Goldman Schs Cmdts Expsr Fd ClC GSCCX 78954 20070402 Goldman Schs Infltin Prtctd Sc FdCl Inst GSIPX 81120 20070905 Goldman Schs Infltion Prtctd Sc FdCl A GSAPX 81118 20070905 GoldmanSachs IntlEq Dvnd&Prmum FdCl Inst GIDHX 82937 20080131 GoldmanSachs Satellite Strtgs Pft Svc Cl GXSSX 87165 20080902 GoldmanSachs Strctd Intl TxMgd EqFd Cl A GATMX 82932 20080131 GoldmanSachs Strctd Intl TxMgd EqFd Cl C GCTMX 82933 20080131 GoldmanSachs Strctd Intl TxMgd EqFd Inst GHTMX 82934 20080131 Golub Group Eq Fd GGEFX 89094 20090403 Gov Street Mid-Cap Fd GVMCX 62245 20031126 Gov't Income Securities Inc. (Federated) FGOIX 20386 19960620 Gov't Street Equity Fund GVEQX 20831 19960620 GR STRATEGIC INV C LEVEL LOAD GECSX 50185 20011029 Gradison Established Growth Fund GETGX 6250 19860102 Gradison-McDonald Gov't Income Fund GGIFX 20728 19960620 Gradison-McDonald Growth & Income Fund GRINX 23802 19960628 Gratio Values Fd GRVLX 83301 20080226 Green Century Balanced Fund GCBLX 20702 19960620 Green Century Equity Fd GCEQX 32019 19971002 Greenspring Fund GRSPX 14057 19950622 Greenwich Advisors India Select Fd Cls A GINAX 92216 20100316 Greenwich Advisors India Select Fd Cls C GINCX 92199 20100310 Greenwich Advisors India Select Fd Cls I GINIX 92200 20100316 Grisanti Brown Value Fd inst Shares GBVFX 72164 20051115 GRIZZLY SHORT FD GRZZX 46001 20010201 GROWTH FD AMER INC CL R-1 S RGAAX 53681 20020607 GROWTH FD AMER INC CL R-2 S RGABX 53682 20020607 GROWTH FD AMER INC CL R-3 S RGACX 53683 20020607 GROWTH FD AMER INC CL R-4 S RGAEX 53684 20020607 GROWTH FD AMER INC CL R-5 S RGAFX 53685 20020607 GRT Val Fd Advisor Cl GRTVX 83890 20080501 Grubb & Ellis AGA Realty Income Fd GBEIX 86923 20080806 Grubb& Ellis AGA International Realty Fd GBEWX 88314 20090108 Grubb& Ellis AGA U.S. Realty Fund GBEUX 88376 20090108 GS Core Fixed Income Fund Service GSCSX 42282 19990405 Gsteway Fund Class Y GTEYX 83286 20080220 Guardian Baillie Gifford Intl Gr Fd Cl A GUBGX 20826 19960620 Guardian Baillie Gil Em Mkt A GBEMX 36825 20000131 Guardian High-Yeild Bond Fund Cl A GUHYX 34261 19980916 Guardian Investment Qual Bond Fund Cl A GUIQX 20828 19960620 Guardian Park Ave Small Cap CL A GPSCX 30706 19970818 Guardian Park Avenue Small-Cap Fund Cl B GUCBX 34262 19980916 Guardian S&p 500 Index A GUSPX 44402 20000815 Guardian Tax Exempt Fund Cl A GUTEX 20830 19960620 GuideStone Eq Index Fd GS2 Cl GEQYX 67576 20050913 GuideStone Eq Index Fd GS4 Cl GEQZX 67577 20050913 GuideStone ExteddDurtrn Bd Fd GS4 Cl GEDZX 67574 20050913 GuideStone ExtnddDurtn Bd Fd GS2 Cl GEDYX 67573 20050913 GuideStone Fds Global Bond Fund GS4 Cl GGBFX 78072 20070105 GuideStone Fds My Dstntn Fd 2025 GS4 Cl GMWZX 78015 20070103 GuideStone Fds MyDestinationFd2005 6S4Cl GMIZX 78010 20070103 GuideStone Fds MyDestinationFd2015 6S4Cl GMTZX 78012 20070103 GuideStone Fds MyDestinationFd2035 6S4Cl GMHZX 78008 20070103 GuideStone Fds MyDestinationFd2045 6S4Cl GMFZX 78006 20070103 GuideStone Fds Real Estate Scrts FdGS4Cl GREZX 78074 20070105 GuideStone Fds, Aggressive Alloc Fd GS4 GGBZX 67583 20050913 GuideStone Fds, Aggressive Alloc Fd I GS GGBYX 67582 20050913 GuideStone Fds, Bal Alloc Fd GS4 Cl GGIZX 67589 20050913 GuideStone Fds, Bal Alloc Fd I GS2 Cl GGIYX 67588 20050913 GuideStone Fds, Conservative Alloc Fd GS GFIZX 67580 20050913 GuideStone Fds, Conservative Alloc Fd I GFIYX 67579 20050913 GuideStone Fds, Gr Alloc Fd GS4 Cl GCOZX 67571 20050913 GuideStone Fds, Gr Alloc Fd I GS2 Cl GCOYX 67570 20050913 GuideStone Gwth Eq Fd GS2 Cl GGEYX 67585 20050913 GuideStone Gwth Eq Fd GS4 Cl GGEZX 67586 20050913 GuideStone Inflatn Prtctd Bnd Fnd GS4 Cl GIPZX 89518 20090626 GuideStone Int'l Eq Fd GS2 Cl GIEYX 67591 20050913 GuideStone Int'l Eq Fd GS4 Cl GIEZX 67592 20050913 GuideStone Low-Durtion Bd Fd GS2 Cl GLDYX 67594 20050913 GuideStone Low-Durtion Bd Fd GS4 Cl GLDZX 67595 20050913 GuideStone Mdm-Durtn Bd Fd GS2 Cl GMDYX 67597 20050913 GuideStone Medum Drtn Bd Fd GS4 Cl GMDZX 67598 20050913 GuideStone Sm Cap Eq Fd GS4 Cl GSCZX 67600 20050913 GuideStone Val Eq Fd GS4 Cl GVEZX 67602 20050913 Guiness Atkinson Asia Pacific Dvdnd Fund GAADX 73056 20060331 Guinness Atkinson Alterntive Energy Fund GAAEX 73057 20060331 Guinness Atkinson Asia Focus Fund IASMX 24264 19960724 Guinness Atkinson China & Hong Kong Fund ICHKX 14143 19951120 Guinness Atkinson Global Energy Fund GAGEX 64281 20040709 Guinness Atkinson Global Innovators Fund IWIRX 35282 19990115 GW&K Municipal Bond Fund Insti Cl GWMIX 89575 20090630 GW&K Municipal Bond Fund Investor Class GWMTX 89577 20090630 GW&K Municipal Bond Fund Service Class GWMSX 89576 20090630 GW&K Municipal Enhanced Yield Fund Inst GWMEX 87757 20081110 GW&K Municipal Enhncd Yld Fnd Invstr Cls GWMNX 89808 20090727 GW&K Municipal Enhncd Yld Fnd Srvc Cls GWMRX 89809 20090727 GW&K Small Cap Equity Fund Insti Class GWEIX 89822 20090727 GW&K Small Cap Equity Fund Invstor Class GWETX 89781 20090727 GW&K Small Cap Equity Fund Service Class GWESX 89823 20090727 HANCOCK HORIZON BURKENROAD A HHBUX 50753 20020107 HANCOCK HORIZON BURKENROAD D HYBUX 50754 20020107 Hancock Horizon Dvrsfd Intrtnl Fnd Cls C HHDCX 87405 20081001 Hancock Horizon DvrsfdIntrntnlFndTrstCls HHDTX 87406 20081001 HANCOCK HORIZON GRW & INCM A HHGAX 46465 20010226 HANCOCK HORIZON GRW & INCM C HHGCX 46466 20010226 Hancock Horizon Grw & Incm Tr HHGTX 44184 20000705 HANCOCK HORIZON GRW FD A HHRAX 47564 20010503 HANCOCK HORIZON GRW FD C HHRCX 47565 20010503 HANCOCK HORIZON GWTH EQUITY HHRTX 46319 20010313 Hancock Horizon Qntv LngShrt Fnd TrstCls HHQTX 87409 20081001 Hancock Horizon Quantv LngShrt Fnd Cls C HHQCX 87408 20081001 Hancock Horizon Quntv LngShrt Fnd Cls A HHQAX 87407 20081001 HANCOCK HORIZON STRAT IN BD A HHBAX 46463 20010226 HANCOCK HORIZON STRAT IN BD C HHBCX 46464 20010226 Hancock Horizon Strat In Bd Tr HHBTX 44185 20000705 HANCOCK JOHN CAP SER CLASSIC JCVBX 54897 20021121 HANCOCK JOHN CAP SER CLASSIC JCVCX 54898 20021121 HANCOCK JOHN CAP SER CLASSIC JCVIX 54899 20021121 HANCOCK JOHN CAP SER US GLBL USLBX 53603 20020529 HANCOCK JOHN CAP SER US GLBL USLCX 53604 20020529 HANCOCK JOHN CAP SER US GLBL USLIX 53605 20020529 HANSBERGER HITGX 58510 20030715 Hansberger Emerging Markets Fd Advisor HEMMX 67735 20050928 Hansberger Emerging Markets Fund HEMGX 42289 19990405 Hansberger Int'l Core Fd HICFX 67737 20050928 Hansberger Int'l Core Fd Advisor HICCX 67736 20050928 Hansberger Int'l Gwth Fd Advisor HIGGX 67750 20050928 Hansberger Int'l Val Fd Advisor HIVVX 67751 20050928 Hansberger Intl Fd Cl A NEFDX 21888 19960620 Hansberger Intl Fd Cl B NEDBX 21884 19960620 Hansberger Intl Fd Cl C NEDCX 34858 19981111 Hansberger Intl Value Fund HINTX 42294 19990405 Harbor bd Fd Administrative Cl HRBDX 54772 20021105 Harbor Bond fund HABDX 20835 19960620 Harbor Cap Appreciation Fd Administrativ HRCAX 57360 20030128 Harbor Capital Appreciation Fund HACAX 20836 19960620 Harbor Cmmdty Rl Rtrn Strtgy Fd Insti Cl HACMX 87166 20080902 HARBOR FD CAP APPR HCAIX 54764 20021105 HARBOR FD HI YLD B HYFAX 57017 20021209 HARBOR FD HI YLD B HYFIX 57018 20021209 HARBOR FD INTL FD HIINX 54767 20021105 HARBOR FD INTL GRW HIIGX 54766 20021105 HARBOR FD LGCAP VA HILVX 54768 20021105 HARBOR FD MIDCP GR HIMGX 54769 20021105 HARBOR FD MIDCP VA HIMVX 54770 20021105 HARBOR FD SMCAP GR HISGX 54793 20021106 HARBOR FD SMCAP VA HISVX 54771 20021105 Harbor Gbl Value Fd Administrative Cl HRGVX 73959 20060809 Harbor Global Gwth Fd - Admin Cl HRGAX 88954 20090302 Harbor Global Gwth Fd - Insti Cl HGGAX 88952 20090302 Harbor Global Gwth Fd - Investor Cl HGGIX 88953 20090302 Harbor Global Val Fd Instituitional Cl HAGVX 73957 20060809 Harbor Global Val Fd Investor Cl HIGVX 73958 20060809 Harbor High-Yield bd Fd Administrative C HYFRX 57019 20021209 Harbor Int'l Growth Fd. HAIGX 20838 19960620 Harbor Intl Fd Administrative Cl HRINX 54775 20021105 Harbor Intl Fund HAINX 6293 19900125 Harbor Intl Gr Fd Administrative Cl HRIGX 54774 20021105 Harbor Large Cap Value Fd Administrative HRLVX 54776 20021105 Harbor Mid Cap Gr Fd Administrative Cl HRMGX 54777 20021105 Harbor Mid Cap gwth HAMGX 46455 20010223 Harbor Mid Cap Value Fd Administrative C HRMVX 54778 20021105 HARBOR MID CAP VALUE FUND HAMVX 53250 20020326 Harbor Real Ret Fd Administrative Cl HRRRX 72231 20051205 Harbor Real Rtrn Fd Institutional Cl HARRX 72230 20051205 Harbor Short Duration Fd Administrative HRSDX 54823 20021107 Harbor Short Duration Fund HASDX 20839 19960620 HARBOR SM CAP GRWTH FD HASGX 47834 20010611 Harbor Small Cap Gr Fd Administrative Cl HRSGX 54794 20021106 Harbor Small Cap Value Fd Administrative HSVRX 54779 20021105 HARBOR SMALL CAP VALUE FUND HASCX 50914 20020225 Harbor Small Company Value Fd Administra HRSMX 79549 20070504 Harbor Small Company Value Fd Insti Cl HASMX 79496 20070502 Harbor Small Company Value Fd Inv Cl HISMX 79497 20070502 Harbor SMID Val Fd Insti Cl RSCKX 80541 20070717 Harbor SMID Val Fd Investor Cl RSNKX 80550 20070717 Harbor SMID Val Fd Retirement Cl RGNCX 80517 20070717 Harbor Target Rtrmnt 2010 Fnd Admn Class HAIIX 88378 20090108 Harbor Target Rtrmnt 2010 Fnd Invstr Cls HARFX 88135 20090102 Harbor Target Rtrmnt 2010 Fund Insti Cls HARDX 88134 20090102 Harbor Target Rtrmnt 2015 Fnd Admn Class HARHX 88137 20090102 Harbor Target Rtrmnt 2015 Fnd Invstr Cls HARIX 88138 20090102 Harbor Target Rtrmnt 2015 Fund Insti Cls HARGX 88136 20090102 Harbor Target Rtrmnt 2020 Fnd Admn Class HARKX 88140 20090102 Harbor Target Rtrmnt 2020 Fnd Invstr Cls HARLX 88141 20090102 Harbor Target Rtrmnt 2020 Fund Insti Fnd HARJX 88139 20090102 Harbor Target Rtrmnt 2025 Fnd Admn Class HARNX 88143 20090102 Harbor Target Rtrmnt 2025 Fnd Invstr Cls HAROX 88144 20090102 Harbor Target Rtrmnt 2025 Fund Insti Cls HARMX 88142 20090102 Harbor Target Rtrmnt 2030 Fnd Admn Class HARQX 88146 20090102 Harbor Target Rtrmnt 2030 Fnd Invstr Cls HARTX 88147 20090102 Harbor Target Rtrmnt 2030 Fund Insti Cls HARPX 88145 20090102 Harbor Target Rtrmnt 2035 Fnd Admn Class HARVX 88149 20090102 Harbor Target Rtrmnt 2035 Fnd Invstr Cls HARWX 88150 20090102 Harbor Target Rtrmnt 2035 Fund Insti Fnd HARUX 88148 20090102 Harbor Target Rtrmnt 2040 Fnd Admn Class HARZX 88152 20090102 Harbor Target Rtrmnt 2040 Fnd Invstr Cls HABBX 88124 20090102 Harbor Target Rtrmnt 2040 Fund Insti Cls HARYX 88151 20090102 Harbor Target Rtrmnt 2045 Fnd Admn Class HADDX 88126 20090102 Harbor Target Rtrmnt 2045 Fnd Invstr Cls HAEEX 88127 20090102 Harbor Target Rtrmnt 2045 Fund Insti Cls HACCX 88125 20090102 Harbor Target Rtrmnt 2050 Fnd Invstr Cls HAHHX 88130 20090102 Harbor Target Rtrmnt 2050 Fund Insti Cls HAFFX 88128 20090102 Harbor Target Rtrmnt Incm Fnd Invstr Cls HARCX 88133 20090102 Harbor Target Rtrmnt Income Fnd Admn Cls HARBX 88132 20090102 Harbor Target Rtrmnt Income Fnd Inst Cls HARAX 88131 20090102 Harbor Unconstrained Bd Fd Admin Cl HRUBX 92737 20100401 Harbor Unconstrained Bd Fd Insti Cl HAUBX 92736 20100401 Harbor Value Fund HAVLX 20841 19960620 HARDING HLEMX 53233 20020320 Harding Loevner Fund HLMIX 14472 19960620 Harding Loevner Gbl eq Port adv Cl HLMGX 24379 19961213 Harding Loevner Insti Emerging Mrkts Ptf HLMEX 67850 20051017 Harding Loevner Int'l Eq Prtf Invstr Cl HLMNX 67752 20050930 Harding Lvnr Glbl Eqty Prtfl InsttnlClss HLMVX 90412 20091102 Harness Absolute Rtrn Fd InstlCl HIARX 90924 20091231 Harris Associates Large Cap Value Fd Cl NECOX 30440 19970521 Harris Associates Large Cap Value Fd Cl NEFOX 21896 19960620 Harris Associates Large Cap Value Fd Cl NEGBX 21904 19960620 Harris Associates Large Cap Value Fd Cl NEOYX 35828 19990512 Hartford Global Leaders Fund Cl B HGLBX 36124 19990816 HARTFORD ADV HLS FD IA HADAX 45898 20010123 Hartford Advisers Fd Cl R4 ITTSX 75985 20061227 Hartford Advisers Fd Cl R5 ITTTX 75986 20061227 Hartford Advisers Fund CL B IHABX 30709 19970818 Hartford Advisers Fund Cl C HAFCX 35541 19990304 Hartford Advisers Fund Cl R3 ITTRX 75984 20061227 Hartford Advisers Fund Cl Y IHAYX 24532 19970205 HARTFORD ADVISORS HLS FUND CLASS IB HAIBX 50989 20020228 HARTFORD BAL ALLOC A HBAAX 64113 20040602 HARTFORD BAL ALLOC B HBABX 64114 20040602 HARTFORD BAL ALLOC C HBACX 64115 20040602 Hartford Balanced Allocation Fund Cl R3 HBARX 75905 20061227 Hartford Balanced Allocation Fund Cl R4 HBASX 75906 20061227 Hartford Balanced Allocation Fund Cl R5 HBATX 75907 20061227 Hartford Balanced Income Fund Class I HBLIX 92090 20100304 HARTFORD BOND HLS FD CLASS IA HIABX 50697 20020104 Hartford Bond Income Strategy Cl Y HABYX 34216 19980827 Hartford Bond Income Strategy Fund Cl B ITBBX 34027 19980714 Hartford Bond Income Stratergy Fund Cl C HABCX 35807 19990504 Hartford Cap Appreciation CL B IHCAX 30489 19970616 Hartford Capital Appreciation Fund Cl C HCACX 35542 19990304 Hartford Capital Appreciation Fund Cl R3 ITHRX 75981 20061227 Hartford Capital Appreciation Fund Cl R4 ITHSX 75982 20061227 Hartford Capital Appreciation Fund Cl R5 ITHTX 75983 20061227 Hartford Capital Appreciation Fund Cl Y HCAYX 32082 19971021 HARTFORD CAPITAL APPRECIATION HLS FD HIACX 50698 20020104 HARTFORD CAPITAL APPRECIATION HLS FU HIBCX 50990 20020228 Hartford Capital Appreciation II Fd CLR3 HCTRX 75908 20061227 Hartford Capital Appreciation II Fd ClR4 HCTSX 75909 20061227 Hartford Capital Appreciation II Fd ClR5 HCTTX 75910 20061227 HARTFORD CONSERV ALLOC A HCVAX 64116 20040602 HARTFORD CONSERV ALLOC B HCVBX 64117 20040602 HARTFORD CONSERV ALLOC C HCVCX 64118 20040602 Hartford Conservative Allocation Fd ClR3 HCVRX 75911 20061227 Hartford Conservative Allocation Fd ClR4 HCVSX 75912 20061227 Hartford Conservative Allocation Fd ClR5 HCVTX 75913 20061227 Hartford Cptl Appreciation II Fd Cls A HCTAX 67025 20050503 Hartford Cptl Appreciation II Fd Cls B HCTBX 67026 20050503 Hartford Cptl Appreciation II Fd Cls C HFCCX 67028 20050503 Hartford Cptl Appreciation II Fd Cls Y HCTYX 67027 20050503 Hartford Disciplined eq Fd Cl A HAIAX 35809 19990504 Hartford Disciplined eq Fd Cl B HGIBX 36186 19990910 Hartford Disciplined eq Fd Cl C HGICX 36435 19991104 Hartford Disciplined eq Fd Cl Y HGIYX 42923 20000518 Hartford Disciplined Equity Fund Cl R3 HGIRX 75923 20061227 Hartford Disciplined Equity Fund Cl R4 HGISX 75924 20061227 Hartford Disciplined Equity Fund Cl R5 HGITX 75925 20061227 Hartford Dividend & Growth Cl Y HSCYX 32776 19980424 Hartford Dividend & Growth Fd Cl A IHGIX 23983 19960925 Hartford Dividend & Growth Fund B ITDGX 30645 19970811 HARTFORD DIVIDEND & GROWTH HLS FD CL HIADX 50699 20020104 Hartford Dividend and Growth Fund Cl R3 HDGRX 75914 20061227 Hartford Dividend and Growth Fund Cl R4 HDGSX 75915 20061227 Hartford Dividend and Growth Fund Cl R5 HDGTX 75916 20061227 Hartford eq Gr Alloc Fd Cl A HAAAX 64110 20040602 Hartford eq Gr Alloc Fd Cl B HAABX 64111 20040602 Hartford eq Gr Alloc Fd Cl C HAACX 64112 20040602 Hartford eq Gr Alloc Fd Cl R3 HAARX 75893 20061227 Hartford eq Gr Alloc Fd Cl R4 HAASX 75894 20061227 Hartford eq Gr Alloc Fd Cl R5 HAATX 75895 20061227 Hartford Equity Income Fund Cl R3 HQIRX 75940 20061227 Hartford Equity Income Fund Cl R4 HQISX 75941 20061227 Hartford Equity Income Fund Cl R5 HQITX 75942 20061227 Hartford Floating Rate Fund Cl R3 HFLRX 75917 20061227 Hartford Floating Rate Fund Cl R4 HFLSX 75918 20061227 Hartford Floating Rate Fund Cl R5 HFLTX 75919 20061227 Hartford Floating Rate Fund Class A HFLAX 67029 20050503 Hartford Floating Rate Fund Class B HFLBX 67030 20050503 Hartford Floating Rate Fund Class C HFLCX 67031 20050503 Hartford Floating Rate Fund Class Y HFLYX 67032 20050503 Hartford Gbl eq HLS Fd Cl IA HVGAX 82938 20080131 Hartford Gbl Gr HLS Fd Cl IB HBGLX 54564 20021011 Hartford Gbl Gr HLS Fd, Cl IA HIALX 50704 20020104 Hartford Glbl Health Fd A HGHAX 42998 20000526 Hartford Glbl Health Fd B HGHBX 44434 20000822 Hartford Glbl Health Fd C HGHCX 44330 20000809 HARTFORD GLBL HEALTH FD Y HGHYX 45324 20001211 Hartford Glbl Leaders Cl C HGLCX 36214 19990921 Hartford Glbl Leaders Cl Y HGLYX 44510 20000831 Hartford Global Eq HLS Fd Cl IB HVGBX 82939 20080131 Hartford Global Health Fund Cl R3 HGHRX 75920 20061227 Hartford Global Health Fund Cl R4 HGHSX 75921 20061227 Hartford Global Health Fund Cl R5 HGHTX 75922 20061227 HARTFORD GLOBAL HEALTH HLS FD CLASS HIAHX 50702 20020104 Hartford Global Leaders Fund Cl A HALAX 35808 19990504 Hartford Global Leaders Fund Cl R3 HALRX 75899 20061227 Hartford Global Leaders Fund Cl R4 HALSX 75900 20061227 Hartford Global Leaders Fund Cl R5 HALTX 75901 20061227 HARTFORD GROWTH & INCOME HLS FD CLAS HIAGX 50701 20020104 Hartford Growth Allocation Fund Cl R3 HRARX 75943 20061227 Hartford Growth Allocation Fund Cl R4 HRASX 75944 20061227 Hartford Growth Allocation Fund Cl R5 HRATX 75945 20061227 Hartford Growth Fund Cl R3 HGWRX 75929 20061227 Hartford Growth Fund Cl R4 HGWSX 75930 20061227 Hartford Growth Fund Cl R5 HGWUX 75931 20061227 Hartford Growth Opportunities Fund Cl R3 HGORX 75926 20061227 Hartford Growth Opportunities Fund Cl R4 HGOSX 75927 20061227 Hartford Growth Opportunities Fund Cl R5 HGOTX 75928 20061227 HARTFORD GRWTH ALLOC A HRAAX 64119 20040602 HARTFORD GRWTH ALLOC C HRACX 64121 20040602 Hartford High Yield Fund Cl R3 HAHRX 75896 20061227 Hartford High Yield Fund Cl R4 HAHSX 75897 20061227 Hartford High Yield Fund Cl R5 HAHTX 75898 20061227 HARTFORD HIGH YIELD HLS FD CLASS IA HIAYX 50709 20020104 HARTFORD HIGH YLD FD B HAHBX 44845 20000126 HARTFORD HIGH YLD FD C HAHCX 44844 20000126 HARTFORD HIGH YLD FD Y HAHYX 44846 20001031 Hartford High-Yield Fund Cl A HAHAX 35810 19990504 HARTFORD HLS MUT FDS BOND FD HBNBX 54516 20021007 HARTFORD HLS MUT FDS DIV&GROW HDGBX 54578 20021011 HARTFORD HLS MUT FDS GLB HLTH HBGHX 54562 20021011 HARTFORD HLS MUT FDS GR OPP H HBGOX 54565 20021011 HARTFORD HLS MUT FDS GROWTH H HBGRX 54566 20021011 HARTFORD HLS MUT FDS GROWTH H HGIAX 54581 20021011 HARTFORD HLS MUT FDS GROWTH&I HBGIX 54563 20021011 HARTFORD HLS MUT FDS GRW OPP HAGOX 54556 20021011 HARTFORD HLS MUT FDS HI YIELD HBHYX 54514 20021007 HARTFORD HLS MUT FDS INDEX HL HBIDX 54569 20021011 HARTFORD HLS MUT FDS INTL OPP HBIOX 54570 20021011 HARTFORD HLS MUT FDS MIDCAP H HBMCX 54572 20021011 HARTFORD HLS MUT FDS MIDCP VA HBMVX 54573 20021011 HARTFORD HLS MUT FDS SMCP GR HBSGX 54574 20021011 HARTFORD HLS MUT FDS SMCP GR HISCX 54582 20021011 HARTFORD HLS MUT FDS SMCP VL HSCGX 54585 20021011 HARTFORD HLS MUT FDS SML CO F HDMBX 54579 20021011 HARTFORD HLS MUT FDS US GOVT HBUSX 54517 20021007 HARTFORD HLS MUT FDS US GVT H HAUSX 54513 20021007 HARTFORD HLS MUT FDS VALUE HL HBVLX 54575 20021011 HARTFORD INDEX HLS FD CLASS IA HIAIX 50703 20020104 Hartford Inflation Plus Fund Cl R3 HIPRX 76111 20061228 Hartford Inflation Plus Fund Cl R4 HIPSX 75935 20061227 Hartford Inflation Plus Fund Cl R5 HIPTX 75936 20061227 Hartford Inflation Plus Fund Class L HIPLX 91964 20100219 Hartford Int'l Opportunities Fund Cl B HIOBX 24749 19980625 Hartford International CptlApprctnFdClR3 HNCRX 75937 20061227 Hartford International CptlApprctnFdClR4 HNCSX 75938 20061227 Hartford International CptlApprctnFdClR5 HNCTX 75939 20061227 HARTFORD INTERNATIONAL OPPORTUNITIES HIAOX 50705 20020104 Hartford International Opportunities Cl HAOYX 34217 19980827 Hartford International Opprtnts Fd Cl R3 IHORX 75968 20061227 Hartford International Opprtnts Fd Cl R4 IHOSX 75969 20061227 Hartford International Opprtnts Fd Cl R5 IHOTX 75970 20061227 HARTFORD INTL CAP APPREC A HNCAX 47569 20010503 HARTFORD INTL CAP APPREC B HNCBX 47570 20010503 HARTFORD INTL CAP APPREC C HNCCX 47571 20010503 HARTFORD INTL CAP APPREC Y HNCYX 47677 20010521 Hartford Intl Opp C HIOCX 36547 19991214 Hartford Intl Opportunity (The) A IHOAX 34700 19981111 HARTFORD INTL SM CO FD A HNSAX 47572 20010503 HARTFORD INTL SM CO FD B HNSBX 47573 20010503 HARTFORD INTL SM CO FD C HNSCX 47574 20010503 HARTFORD INTL SM CO FD Y HNSYX 47678 20010521 Hartford Mid Cap Gr HLS Fd Cl IA HMCSX 54584 20021011 HARTFORD MID CAP VAL A HMVAX 47566 20010503 HARTFORD MID CAP VAL B HMVBX 47567 20010503 HARTFORD MID CAP VAL C HMVCX 47568 20010503 HARTFORD MID CAP VAL Y HMVYX 47676 20010521 Hartford Mid-Cap Fund Cl C HMDCX 36026 19990719 Hartford Mid-Cap. Fund Cl A HFMCX 32979 19980717 Hartford Mid-Cap. Fund Cl B HAMBX 35811 19990504 Hartford MidCap Growth Hls Fund Class IB HMCVX 83603 20080401 HARTFORD MIDCAP HLS FD CLASS IA HIMCX 50710 20020104 HARTFORD MIDCAP VALUE HLS FD CLASS I HMVIX 50712 20020104 HARTFORD MUT FDS INC INCOME F HTIAX 54801 20021106 HARTFORD MUT FDS INC INCOME F HTIBX 54802 20021106 HARTFORD MUT FDS INC INCOME F HTICX 54803 20021106 HARTFORD MUT FDS INC INFL PLU HIPAX 54821 20021107 HARTFORD MUT FDS INC INFLAT P HIPBX 54822 20021107 HARTFORD MUT FDS INC INFLAT P HIPCX 54792 20021106 HARTFORD MUT FDS INC SH DURAT HSDAX 54795 20021106 HARTFORD MUT FDS INC SH DURAT HSDBX 54796 20021106 HARTFORD MUT FDS INC SH DURAT HSDCX 54797 20021106 Hartford Short Duration Fund Class I HSDIX 92914 20100413 Hartford Small Cap Value HLS Fd Cl IB HBSCX 58451 20030707 Hartford Small Company Cl B HSCBX 32777 19980424 Hartford Small Company Cl Y HDGYX 32778 19980424 Hartford Small Company Fund Cl A IHSAX 24146 19961010 Hartford Small Company Fund Cl C HSMCX 36027 19990719 Hartford Small Company Fund Cl R3 IHSRX 75971 20061227 Hartford Small Company Fund Cl R4 IHSSX 75972 20061227 Hartford Small Company Fund Cl R5 IHSUX 75973 20061227 HARTFORD SMALL COMPANY HLS FD CLASS HIASX 50706 20020104 Hartford SmallCap Growth Fund Cl R3 HSLRX 75946 20061227 Hartford SmallCap Growth Fund Cl R4 HSLSX 75947 20061227 Hartford SmallCap Growth Fund Cl R5 HSLTX 75948 20061227 HARTFORD STK US FD IA HSTAX 45897 20010123 HARTFORD STOCK HLS FUND CLASS IB HIBSX 50991 20020228 Hartford Target Retirement 2010 Fd Cl R3 HTTRX 75955 20061227 Hartford Target Retirement 2010 Fd Cl R4 HTTSX 75956 20061227 Hartford Target Retirement 2010 Fd Cl R5 HTTTX 75957 20061227 Hartford Target Retirement 2020 Fd Cl R3 HTWRX 75958 20061227 Hartford Target Retirement 2020 Fd Cl R4 HTWSX 75959 20061227 Hartford Target Retirement 2020 Fd Cl R5 HTWTX 75960 20061227 Hartford Target Retirement 2030 Fd Cl R HTHRX 75949 20061227 Hartford Target Retirement 2030 Fd Cl R4 HTHSX 75950 20061227 Hartford Target Retirement 2030 Fd Cl R5 HTHTX 75951 20061227 Hartford Total Return Bond Fund Cl R3 ITBRX 75978 20061227 Hartford Total Return Bond Fund Cl R4 ITBUX 75980 20061227 Hartford Total Return Bond Fund Cl R5 ITBTX 75979 20061227 HARTFORD VAL FD A HVFAX 47679 20010521 HARTFORD VAL FD B HVFBX 47680 20010521 HARTFORD VAL FD C HVFCX 47681 20010521 HARTFORD VAL FD Y HVFYX 47682 20010521 Hartford Value Fund Cl R3 HVFRX 75961 20061227 Hartford Value Fund Cl R4 HVFSX 75962 20061227 Hartford Value Fund Cl R5 HVFTX 75963 20061227 HARTFORD VALUE HLS FD CLASS IA HIAVX 50708 20020104 Hartford Value Opportunities Fund Cl R3 HVORX 75964 20061227 Hartford Value Opportunities Fund Cl R4 HVOSX 75965 20061227 Hartford Value Opportunities Fund Cl R5 HVOTX 75966 20061227 HARTFROD GRWTH ALLOC B HRABX 64120 20040602 Hatrford Mid-Cap. Fund Cl Y HMDYX 36108 19990806 HAVERFORD QUALITY GROWTH STCK HAVGX 64755 20050125 Hawaiian Tax-Free Trust HULAX 20910 19960620 HC Capital Tr- The Commodity Related Sec HCCSX 94251 20100610 Heartland sel Value Fd Inv Cl Shs HRSVX 24407 19970107 Heartland Select Val Fd Insti Cl Shs HNSVX 83972 20080502 Heartland Val Fd Insti Cl Shs HNTVX 83973 20080502 Heartland Val Plus Fd Insti Cl Shs HNVIX 83974 20080502 Heartland Value Fd Inv Cl Shs HRTVX 14050 19950602 Heartland Value Plus Fd Inv Cl Shs HRVIX 20901 19960620 Helios Advantage Incm Fd, Inc. XHAVX 64465 20041208 Helios High Incm Fd, Inc. XHIHX 58512 20030716 Helios High Yield Fund XHHYX 90677 20091125 Helios Multi-Sector High Incm Fd, Inc. XHMHX 72828 20060217 Helios Strategic Incm Fd, Inc. XHSAX 62931 20040407 Henderson European Focus Fund Cl W Shs HFEWX 89103 20090407 Henderson Glbl Eqty Incm Fnd Cl W Shs HFQWX 89078 20090331 Henderson Glbl Equity Income Fd ClsA HFQAX 75767 20061201 Henderson Glbl Equity Income Fd ClsC HFQCX 75768 20061201 Henderson Glbl Opportunities Fd ClsA HFPAX 75765 20061201 Henderson Glbl Opportunities Fd ClsC HFPCX 75766 20061201 HENDERSON GLOBAL FDS EURO FOC HFEAX 57310 20030114 HENDERSON GLOBAL FDS EURO FOC HFEBX 57311 20030114 HENDERSON GLOBAL FDS EURO FOC HFECX 57190 20030106 HENDERSON GLOBAL FDS GLOBAL T HFGAX 57312 20030114 HENDERSON GLOBAL FDS GLOBAL T HFGBX 57313 20030114 HENDERSON GLOBAL FDS GLOBAL T HFGCX 57314 20030114 HENDERSON GLOBAL FDS INTL OPP HFOAX 57315 20030114 HENDERSON GLOBAL FDS INTL OPP HFOBX 57316 20030114 HENDERSON GLOBAL FDS INTL OPP HFOCX 57317 20030114 Henderson Global Technology Fnd Cl W Shs HFGWX 89098 20090331 HENDERSON INCM ADVAN A HFAAX 58986 20031010 HENDERSON INCM ADVAN B HFABX 58987 20031010 HENDERSON INCM ADVAN C HFACX 58988 20031010 Henderson Int'l Eq Fd HIEIX 82950 20080131 Henderson Int'l Opportunities Fd Cl R HFORX 67809 20051011 Henderson Intrntnl Opprtnts Fnd Cl WShs HFOWX 89104 20090407 Henderson Japan-Asia Fcus Fd Cl A Shares HFJAX 72771 20060206 Henderson Japan-Asia Fcus Fd Cl C Shares HFJCX 72772 20060206 Hennesey Conrnerstn Lrg Grwth Fd Inst Cl HILGX 89066 20090320 Hennessy Bal Fd Original Cl HBFBX 32070 19971016 Hennessy Cornerstone Gr Fd, Series II Or HENLX 24064 19960628 Hennessy Cornerstone Growth Fund HFCGX 34869 19981111 Hennessy Cornerstone Gwth Fd Inst Cl HICGX 83354 20080303 Hennessy Cornerstone GwthFdSrsIIInstCl HINLX 83357 20080303 Hennessy Cornerstone Val Fd Inst Cl HICVX 83355 20080303 Hennessy Cornerstone Value Fund HFCVX 34870 19981111 Hennessy Crnrstone Lrg Grwth Fd Orgnl Cl HFLGX 89065 20090320 Hennessy Focus 30 Fd Inst Cl HIFTX 83356 20080303 Hennessy Focus 30 Fd Original Cl HFTFX 58938 20031002 Hennessy sel Large Value Fd Original Cl HSVFX 1934 19940617 Hennessy sel SPARX Japan Fd inst Cl SPARX 47982 20050421 Hennessy sel SPARX Japan Fd Original SPXJX 67323 20050705 Hennessy sel SPARX Japan Smaller Compani SPJSX 81016 20070904 Hennessy Select Large Value Fd Inst Cl HSVIX 89070 20090320 Hennessy Total Ret Fd Original Cl HDOGX 34052 19980730 Henssler Equity Fund HEQFX 35295 19990205 Hgh Mrk Ntnl Intrmdt Tx Fr Bnd Fnd Cls C HNTCX 90746 20091204 HGK Equity Value Fund HGKEX 81282 20070831 High Mark Value Momentum CL A HMVLX 30707 19970818 Highbridge Dynamic Cmmdts Strtgy Fnd A HDSAX 92205 20100316 Highbridge Dynamic Cmmdts Strtgy Fnd C HDCCX 92203 20100316 Highbridge Dynmc Cmmdts Strtgy Fnd Slct HDCSX 92204 20100316 Highbridge Statistical Mrket Nutral Cl A HSKAX 72235 20051130 Highbridge Statistical Mrkt Neutral Cl C HSKCX 72236 20051130 Highbridge Statistical Mrkt Nutrl Select HSKSX 72237 20051130 Highland All Cap Equity Value Class A HEVAX 92841 20100413 Highland All Cap Equity Value Class C HEVCX 92874 20100409 Highland All Cap Equity Value Class I HEVIX 92875 20100409 Highland All Cap Equity Value Class Z HEVZX 92876 20100409 Highland Credit Strtegies Fund XHCFX 75679 20061113 Highland Floating Rate Advantage Fd Cl A XSFRX 53014 20020131 Highland Floating Rate Advantage Fd Cl B XSFBX 53012 20020131 Highland Floating Rate Advantage Fd Cl C XLACX 53006 20020131 Highland Floating Rate Advantage Fd Cl Z XLAZX 53007 20020131 Highland Floating Rate Fd Cl A XLFAX 53008 20020131 Highland Floating Rate Fd Cl B XLSBX 53011 20020131 Highland Floating Rate Fd Cl C XLFCX 53009 20020131 Highland Floating Rate Fd Cl Z XLFZX 53010 20020131 Highland Healthcare Fd Cl A HHCAX 83977 20080507 Highland Healthcare Fd Cl C HHCCX 83970 20080505 Highland Healthcare Fd Cl Z HHCZX 83971 20080505 Highland Long/Short eq Fd Cl A HEOAX 75795 20061206 Highland Long/Short eq Fd Cl C HEOCX 75796 20061206 Highland Long/Short eq Fd Cl Z HEOZX 75797 20061206 Highmark Balanced A HMBRX 34704 19981111 Highmark Balanced Fd Cl B HMBBX 42721 20000125 HighMark Balanced Fund HMBAX 20878 19960620 HIGHMARK BOND FD B HBDBX 45896 20010123 HIGHMARK BOND FD C HBDCX 62306 20031217 HighMark Bond Fund HMBDX 20879 19960620 Highmark Bond Fund Inv HMRBX 34705 19981111 HIGHMARK CA INT TF BD B HCABX 45884 20010118 HIGHMARK CA INT TF BD C HCTCX 62308 20031217 Highmark CA TF Inter Fid HMITX 34706 19981111 Highmark CA TF Inter Ret A HMCIX 34707 19981111 HIGHMARK CAP GRTH ALLOC CL C HMACX 64757 20050125 HIGHMARK CAP GRTH ALLOC FD A HMAAX 64756 20050125 HighMark Capital Gwth Allctn Fd FdcryShs HGAFX 75683 20061116 HighMark Cognitive Val Fd Cl A HCLAX 73066 20010608 HighMark Cognitive Val Fd Cl C HCLCX 73067 20010608 HighMark Cognitive Val Fd Cl M HCLMX 73068 20010608 HighMark Cognitive Val Fd Fiduciary Shs HCLFX 73745 20060705 HIGHMARK CORE EQ FD A HCEAX 45876 20010118 HIGHMARK CORE EQ FD B HCEBX 45883 20010118 HIGHMARK CORE EQ FD C HCECX 62307 20031217 Highmark Core Equity Fund Fiduciary Cl HMCFX 32718 20000711 HighMark Diversified Eq AllctnFdFdcryShs HEAFX 75698 20061117 HighMark Diversified Eq Allocation FdClA HEAAX 75696 20061117 HighMark Diversified Eq Allocation FdClC HEACX 75697 20061117 HighMark Enhanced Gwth Fd Cl A HEHAX 73071 20010608 HighMark Enhanced Gwth Fd Cl C HEGCX 73069 20010608 HighMark Enhanced Gwth Fd Cl M HEGMX 73070 20010608 HighMark Enhanced Gwth Fd Fiduciary Shs HEGFX 81408 20070928 HighMark eq Incm Fd Cl A NJPAX 66840 20050401 HighMark eq Incm Fd Cl B NJPBX 66841 20050401 HighMark eq Incm Fd Cl C NJPCX 66842 20050401 HighMark Equity Incom Fnd Fiduciary Clss NJPFX 92251 20100312 HighMark Fdamental Eq Fd Cl A HMFAX 86955 20080804 HighMark Fdamental Eq Fd Cl C HMFCX 86956 20080804 HighMark Fdamental Eq Fd Fiduciary Shs HMFFX 86957 20080804 HIGHMARK FDS NTL INT HMNTX 54751 20021104 HIGHMARK FDS NTLINT T HMNFX 54750 20021104 HighMark Geneva Mid Cap Gr Fd Cl A PNMAX 42447 19990405 HighMark Geneva Mid Cap Gr Fd Cl B PNMBX 42448 19990405 HighMark Geneva Mid Cap Gr Fd Cl C MGPCX 42862 20000508 HighMark Geneva Mid Cap Gr Fd Cl F PNMFX 89585 20090629 HighMark Geneva Smll Cp Grwth Fnd Clss A HGASX 89486 20090615 HighMark Geneva Smll Cp Grwth Fnd Clss C HGCSX 89487 20090615 HighMark Geneva Smll Cp Grwth Fnd Fd Cls HGFSX 89488 20090615 HIGHMARK GROWTH FD C HGRCX 45895 20010123 HighMark Growth Fund HMGRX 20881 19960620 Highmark Growth Fund A HMRGX 34709 19981111 HighMark Growth Fund Retail Cl B HMGBX 42298 19990903 HIGHMARK GRTH & INCM ALLOC A HMRAX 64761 20050125 HIGHMARK GRTH&IINCM ALLOC FD C HMRCX 64762 20050125 HighMark Gwth and Incm Allctn FdFdcryShs HGIFX 75684 20061116 HIGHMARK INCM EQ FD C HIECX 45878 20010118 Highmark Incm Eq Retail B HIEBX 42720 20000223 HighMark Incm Plus Allctn Fd Fdcry Shs HPAFX 75685 20061116 HIGHMARK INCM PLUS ALLOC FD A HMPAX 64759 20050125 Highmark Income Equity A HMERX 34710 19981111 HighMark Income Equity Fd HMIEX 20882 19960620 HIGHMARK INCOME PLUS ALLOC C HMPCX 64760 20050125 HighMark Int'l Opportunities Fd Cl A HIOAX 73072 19960620 HighMark Int'l Opportunities Fd Cl C HITCX 73075 19960620 HighMark Int'l Opportunities Fd Cl M HIOMX 73074 19960620 HighMark Int'l Opportunities Fd FdcryShs HIOFX 73073 19960620 HighMark NYSE Arca Tech 100 Index Fd Cl PPTIX 24291 19960801 HighMark NYSE Arca Tech 100 Index Fd Cl PSEBX 42450 19990405 HighMark NYSE Arca Tech 100 Index Fd Cl PTICX 42863 20000508 HighMark NYSE AreaTch100IndxFndFdcryClss PTSFX 89780 20090724 HighMark Short Term bd Fd C Shares HMTCX 65053 20041220 HIGHMARK SHT TRM BD FD CL A HMSAX 64763 20050125 HIGHMARK SHT TRM BD FIDUCIARY HMSFX 64764 20050125 HighMark Sm Cap Advantage Fd A HSAAX 78887 20070314 HighMark Sm Cap Advantage Fd C HSCAX 78915 20070316 HighMark Sm Cap Advantage Fd Fiduciary HSAFX 78888 20070314 HIGHMARK SM CAP VAL FD A HASVX 44683 20001116 HIGHMARK SM CAP VAL FD B HBSVX 44682 20001116 HIGHMARK SM CAP VAL FD C HMBCX 45879 20010118 HIGHMARK SM CAP VAL FD C HSVCX 45893 20010118 Highmark Small-Cap. Value Fund HMSCX 34318 19981002 HIGHMARK VAL MOMENTUM FD C HVMCX 45885 20010118 Highmark Val Momentum Retail B HVMBX 42722 20000327 HighMark Value Momentum Fund HMVMX 23414 19960620 HighMark WI Tax Exempt Fd Cl A PWTEX 23967 19960628 HighMark WI Tax-Exempt Fd Cl B WTEBX 57258 20030107 HighMark WI Tax-Exempt Fd Cl C WTECX 57259 20030107 Hillman Focused Advantage Fd HCMAX 58453 20030708 Hirtle Callaghan Fixed Income Portfolio HCFIX 42286 19990405 HIRTLE CALLAGHAN FX INCM II PT HCIIX 44689 20001009 Hirtle Callaghan Growth Equitly Port HCEGX 20846 19960620 Hirtle Callaghan Int'l Equity Port HCIEX 20847 19960620 Hirtle Callaghan Intermed Term Muni Bond HCIMX 42287 19990405 Hirtle Callaghan Small Cap Equity Port HCCEX 20845 19960620 Hirtle Callaghan Tr Emrgng Mrkts Prtfl HCEMX 90744 20091210 Hirtle Callaghan Tr Instl Sml Cap Eq Ptf HCSCX 87073 20080820 Hirtle Callaghan Tr Instnl Gwth Eq Fd HCIGX 86954 20080811 Hirtle Callaghan Tr Instnl Val Eq Fd HCIVX 86595 20080718 Hirtle Callaghan Tr Instttnl Intl Eq Ptf HCINX 90630 20091123 Hirtle Callaghan Tr Real Estate Scrts HCREX 89368 20090521 Hirtle Callaghan Tr, Fixed Incm Opportun HCHYX 44694 20001009 Hirtle Callaghan Value Equity Port HCVEX 20849 19960620 HNCK PFD EQ INCM XHPIX 54168 20020809 Hodges Blue Chip 25 Fund Retail Cl HDPBX 90018 20090910 Hodges Equity Income Fund Retail Cl HDPEX 90017 20090910 Hodges Fund Institutional Class HDPIX 88011 20081215 Hodges Professionally Managed Port HDPMX 20850 19960620 Hodges Pure Contrarian Fund Retail Cl HDPCX 90016 20090910 Hodges Sm Cap Fd HDPSX 82648 20071220 Hodges Small Cap Fund Institutional Clas HDSIX 88012 20081215 Holland Balanced Fund HOLBX 24612 19970210 Homestead Fds, Inc. Gr Fd HNASX 64275 20040707 Homestead Fds, Inc. Intl Value Fd HISIX 64262 20040702 Homestead Funds, Inc. - Value Fund HOVLX 20887 19960620 Homestead Funds/Short-Term Government Se HOSGX 24502 19980623 Homestead Short-Term Bond Fund HOSBX 20886 19960620 Homestead Small Company Stock Fund HSCSX 42300 19990628 HOMESTEAD STOCK INDEX FD HSTIX 57784 20030401 Horizon Diversified Interntnl Fnd Cls A HHDAX 87404 20081001 Hotchkins and Wiley Large Cap Value Fd C HWLRX 58795 20030829 HOTCHKIS & WILEY LG CAP VAL A HWLAX 50900 20020212 HOTCHKIS & WILEY LG CAP VAL C HWLCX 50893 20020207 HOTCHKIS & WILEY SM CAP VAL C HWSCX 50895 20020207 Hotchkis & Wiley Value Opportunties Fd C HWAAX 57144 20030102 Hotchkis & Wiley Value Opportunties Fd C HWAIX 57145 20030102 Hotchkis and Wiley Diversified Value Fd HWCAX 64766 20050125 Hotchkis and Wiley Diversified Value Fd HWCCX 64767 20050125 Hotchkis and Wiley Diversified Value Fd HWCIX 64768 20050125 Hotchkis and Wiley High Yield Fd Cl I HWHIX 89090 20090331 Hotchkis and Wiley High Yield Fnd Clss A HWHAX 89446 20090604 Hotchkis and Wiley Mid-Cap Value Fd Cl R HWMRX 58796 20030829 Hotchkis and Wiley Value Opportunties Fd HWACX 58794 20030829 Hotchkiss HW MID CAP VAL FD A HWMAX 46908 20010323 Hotchkiss HW MID CAP VAL FD C HWMCX 46910 20010323 Hotchkiss HW SM CAP VAL FD A HWSAX 46820 20010319 Hotchkiss Large Cap Value Cl I HWLIX 20914 19960620 Hotchkiss Mid-Cap. Fund HWMIX 35911 19990614 Hotchkiss Small Cap HWSIX 20915 19960620 Hrbr Cmdty Rl Rtrn StrtgyFd Admnstrtv Cl HCMRX 87167 20080902 Hrdng Loevner Frntr Emgng Mkt Ptf Inst C HLFMX 85456 20080528 Hrdng Lvnr Intl SmCmpns Ptf InvstrCl HLMSX 78940 20070326 HSBC INV GRW FD A HOTAX 64104 20040527 HSBC INV GRW FD B HOTBX 64105 20040527 HSBC INV GRW FD C HOTCX 64106 20040527 HSBC INV GRW FD Y HOTYX 64107 20040527 HSBC Inv Intl eq Fd Cl I RINEX 22812 19960620 HSBC Inv Mid-Cap Fd Cl I HMCTX 44279 20000727 Hsbc Inv Overseas Eq A Inv Cl HOEAX 44492 20000829 HSBC Inv Small Cap Equity Fund RESCX 30758 19970819 HSBC INV VAL FD A HIVAX 64100 20040527 HSBC INV VAL FD B HIVBX 64101 20040527 HSBC INV VAL FD C HIVCX 64102 20040527 HSBC INV VAL FD Y HIVYX 64103 20040527 Hsbc Investor Opp Fd A HSOAX 44320 20000802 HSBC Invstr Aggrssv Gwth Strtgy Fd Cl A HAAGX 67013 20050506 HSBC Invstr Aggrssv Gwth Strtgy Fd Cl B HBAGX 67016 20050506 HSBC Invstr Aggrssv Gwth Strtgy Fd Cl C HCAGX 67018 20050506 HSBC Invstr Cnsrvtv Gwth Strtgy Fd Cl A HACGX 67014 20050506 HSBC Invstr Cnsrvtv Gwth Strtgy Fd Cl B HBCGX 67017 20050506 HSBC Invstr Cnsrvtv Gwth Strtgy Fd Cl C HCCGX 67019 20050506 HSBC Invstr Gwth Strtgy Fd Cl A HAGRX 67015 20050506 HSBC Invstr Gwth Strtgy Fd Cl B HSBGX 67038 20050506 HSBC Invstr Gwth Strtgy Fd Cl C HCGRX 67020 20050506 HSBC Invstr Moderate Gwth Strtgy Fd Cl A HSAMX 67037 20050506 HSBC Invstr Moderate Gwth Strtgy Fd Cl B HSBMX 67039 20050506 HSBC Invstr Moderate Gwth Strtgy Fd Cl C HSCMX 67040 20050506 HSBC MID CAP FD A HMIAX 46006 20010131 HSBC MID CAP FD B HMIBX 46007 20010131 HSBC MID CAP FD C HSMIX 46016 20010131 HSBC OPPORT FD B HOPBX 46013 20010131 HSBC OPPORT FD C HOPCX 46014 20010131 HSBC OVERSEAS EQ B HOEBX 46011 20010201 HSBC OVERSEAS EQ C HOECX 46012 20010131 Huber Capital Eq Incm Fd Inst Cl HULIX 80376 20070702 Huber Capital Sm Cap Val Fd Inst Cl HUSIX 80377 20070702 Huntington Balanced Alctn Fnd Cl A Shs HBAFX 89967 20090821 Huntington Cnsrvtv Alctn Fnd Cl A Shs HCAFX 89988 20090821 HUNTINGTON DIV CAPTURE INV HDCTX 47479 20010412 HUNTINGTON DIV CAPTURE INV A HDCAX 47160 20010403 HUNTINGTON DIV CAPTURE INV B HDCBX 47161 20010403 Huntington Fd Tchcl Opprtnt Fd Cl Tr Shr HTOTX 83893 20080501 Huntington Fd Tchcl Oprtnt FdCl InvstmtA HTOAX 83891 20080501 Huntington Fd Tchl Oprtnt FdCl Invstmt B HTOBX 83892 20080501 HUNTINGTON FDS MASS INTRGV I HGVBX 58243 20030611 HUNTINGTON FDS MASS MTG SEC HMBGX 58244 20030611 HUNTINGTON FDS MASS OH TXFR HOHBX 58175 20030602 HUNTINGTON FDS MASS SHINTR F HSIAX 58246 20030611 HUNTINGTON FDS MASS SITUS SC HSUTX 54427 20021001 HUNTINGTON FDS MASS SITUSSCP HSUBX 54426 20021001 Huntington Fds Real Strategies Fd Tr Cl HRSTX 79780 20070516 Huntington Fds Real Strtgs Fd Invt A Shs HRSAX 79779 20070516 Huntington Fds Real Strtgs Fd Invt B Shs HRBSX 79778 20070516 Huntington Fds Rtng Mkt Fd Invstmnt BShs HRIBX 79767 20070515 Huntington Fixed Income Secs Fd Investm HFIIX 21507 19960620 Huntington Fixed Income Secs Fd Trust HFISX 21510 19960620 HUNTINGTON FXD INC SEC INV A HIEAX 47163 20010403 HUNTINGTON FXD INC SEC INV B HFIBX 47162 20010116 Huntington Gbl sel Markets Fd Tr Shares HGSIX 91606 20100119 Huntington Growth Alctn Fnd Cl A Shs HGRFX 90020 20090821 Huntington Growth Fund - Investment HGWIX 21552 19960620 Huntington Growth Fund - Trust HGWTX 21553 19960620 HUNTINGTON GRWTH FD INV B HUGBX 47167 20010403 HUNTINGTON INCM EQ FD B SHS HUIEX 47169 20010116 Huntington Income Equity Fd - Trust HIEFX 21560 19960620 Huntington Intermed Gov't Income Consume HMGCX 20501 19960620 Huntington Intermed Gov't Income Inst'l HMGIX 20504 19960620 HUNTINGTON INTL EQ FD INV B HUIBX 47168 20010403 HUNTINGTON INTL EQ FD TR SHS HIETX 47480 20010412 HUNTINGTON MACRO 100 FD INV A HMALX 64023 20040504 HUNTINGTON MACRO 100 FD INV B HMBNX 64024 20040504 HUNTINGTON MACRO 100 INV TR SH HMTPX 64025 20040504 HUNTINGTON MID CORP AMER B HMABX 47164 20010403 HUNTINGTON MID CORP AMER INV A HUMIX 47170 20010403 HUNTINGTON MID CORP AMER TRUST HMATX 47165 20010403 HUNTINGTON MORTGAGE SEC INV A HUMSX 47469 20010116 Huntington Mortgage Securities Fd Tr Sha HMTGX 21601 19960620 HUNTINGTON NEW ECON EQ INV A HUINX 47482 20010116 HUNTINGTON NEW ECON FD TRUST HNETX 47166 20010403 HUNTINGTON NEW ECON INV A HNEAX 47548 20010412 HUNTINGTON NEW ECON INV B HNEBX 47481 20010412 Huntington OH Tax-Free Fund HOHTX 21614 19960620 Huntington Ohio Tax-Free Fund HOHFX 35770 19990504 HUNTINGTON ROTATING IDX INV A HRIAX 47855 20010615 HUNTINGTON ROTATING IDX TR SHS HRITX 47856 20010615 Huntington Sht/Intermed Fixed Incm Secs HSIFX 21689 19960620 HUNTINGTON SITUS SM CAP INV A HSUAX 57115 20021227 Huntngtn Glbl Sel Mrkts Fnd Class A Shs HGSAX 91605 20100119 HUSSMAN INVT TR STRAT TT HSTRX 54357 20020920 Hussman Stg Intl Eqty Fd HSIEX 91607 20100119 HUSSMAN STRAT GROWTH FD HSGFX 45031 20001121 Hwrbr Trgt Rtrmnt 2050 Fnd Admnstrtb Cls HAGGX 88129 20090102 ibbotsn Agrsv Gwth EtfAst Alctn PtfCl II AGTFX 82851 20080117 ibbotsn Cnvrvtv ETF Ast Allctn Ptf Cl II CETFX 82876 20080122 ibbotsn Incm&Gwth ETF Ast Alctn PtfCl II IETFX 82853 20080117 ibbotson Bal ETF Asset Allctn Ptf Cl II BETFX 82862 20080118 ibbotson Gwth ETF Asst Allctn Ptf Cl II GETFX 82852 20080117 ICAP Intl Fd ICEUX 32535 19980303 ICAP Select Equity Ptfl. ICSLX 35947 19990624 ICON ASIA PACIFIC REGION FUND C IPCAX 73713 20060601 Icon Asia Region ICARX 30032 19970320 ICON Asia-Pacific Region Fund Class C ICPCX 82911 20080128 ICON Asia-Pacific Region Fund Class I ICPIX 82901 20080128 ICON Asia-Pacific Region Fund Class Z ICPZX 82902 20080128 ICON BD FD Z IOBZX 62614 20040203 ICON Consumer Discretionary Fd ICCCX 34717 19981111 ICON Core eq Fd Cl C ICNCX 44778 20001019 ICON Core eq Fd Cl I ICNIX 44777 20001019 ICON CORE EQ FD Z ICNZX 62611 20040203 ICON CORE EQUITY FD CL A ICNAX 73642 20060619 ICON EQ INCM FD Z IOEZX 62616 20040203 ICON EUROPE FD CL A IERAX 73643 20060619 ICON Europe Fund Class C ICUCX 82903 20080128 ICON Europe Fund Class I ICUIX 82904 20080128 ICON Europe Fund Class Z ICUZX 82905 20080128 ICON FDS BOND FUN IOBCX 54586 20021011 ICON FDS BOND FUN IOBIX 54587 20021011 ICON FDS EQ INCOM IOECX 54590 20021011 ICON FDS EQ INCOM IOEIX 54591 20021011 ICON FDS LONG/SHT IOLCX 54592 20021011 ICON FDS LONG/SHT IOLIX 54593 20021011 ICON Fds-Energy ICENX 34718 19981111 ICON Fds-Telecomm & Utilities ICTUX 34719 19981111 Icon Finanical Services ICFSX 30708 19970818 Icon Healthcare ICHCX 30033 19970320 Icon Industrials Fd ICTRX 30467 19970530 Icon Information Technology ICTEX 30041 19970320 ICON International Equity Fund Class Q ICEQX 82910 20080128 ICON International Equity Fund Class S ICESX 82900 20080128 ICON Intl eq Fd ICNEX 30036 19970320 ICON INTL EQ FD C IIQCX 62612 20040203 ICON INTL EQ FD I IIQIX 62613 20040203 ICON INTL EQUITY FD CL A IIQAX 73644 20060619 Icon Leisure & Consumer Staples ICLEX 30466 19970530 ICON LONG SHORT FUND CLASS A ISTAX 73714 20060601 ICON LQ/SHT FD Z IOLZX 62617 20040203 ICON Materials Fd ICBMX 34716 19981111 ICON Risk-Managed eq Fd Cl A IOCAX 73712 20060601 ICON Risk-Managed eq Fd Cl C IOCCX 54588 20021011 ICON Risk-Managed eq Fd Cl I IOCIX 54589 20021011 ICON Risk-Managed eq Fd Cl Z IOCZX 62615 20040203 Icon South Europe Region ICSEX 30040 19970320 IMS Capital Value Fund IMSCX 30907 19970908 IMS Dividend Gr Fd, a series of Unified IMSAX 54882 20021119 Incline Cap Trend Following Fd Cl A ICTAX 89123 20090407 INCOME FD AMER INC CL R-1 S RIDAX 53696 20020607 INCOME FD AMER INC CL R-2 S RIDBX 53697 20020607 INCOME FD AMER INC CL R-3 S RIDCX 53698 20020607 INCOME FD AMER INC CL R-4 S RIDEX 53699 20020607 INCOME FD AMER INC CL R-5 S RIDFX 53700 20020607 Indonesia Fund XXIFX 35430 19990210 INDUSTRY LEADERS FD D ILFDX 47293 20010412 INDUSTRY LEADERS FD I ILFIX 47294 20010412 INDUSTRY LEADERS FD L ILFLX 62302 20031215 ING Alternative Beta Fund A IABAX 87636 20081030 ING Alternative Beta Fund B IABBX 87664 20081030 ING Alternative Beta Fund C IABCX 87665 20081030 ING Alternative Beta Fund I IIABX 87667 20081030 ING Alternative Beta Fund W IABWX 87666 20081030 ING Amer Century Small-Mid Cap Value Adv IASAX 54617 20021018 ING Amer Century Small-Mid Cap Value Ini IACIX 58066 20030523 ING Amer Century Small-Mid Cap Value Ser IASSX 54618 20021018 ING American Century SmMd Cp Vl PrtfClS2 ISMSX 90626 20091124 ING American Fds Asset Allocation Prtfl IALLX 89704 20090720 ING American Fds Bd Portfolio IABPX 82370 20071113 ING American Fds Gwth IAFSX 72747 20060201 ING American Fds Gwth Incm IAFGX 72746 20060201 ING American Fds World Allocation Ptf S IAWAX 87312 20080915 ING American Int'l Portfolio IFSTX 72750 20060201 ING Asia Pacific Hgh Dividend Eq Incm Fd XIAEX 78952 20070402 ING Asia-Pacific Real Estate Fd A IAPAX 82335 20071106 ING Asia-Pacific Real Estate Fd B IAPBX 82336 20071106 ING Asia-Pacific Real Estate Fd C IAPCX 82337 20071106 ING Asia-Pacific Real Estate Fd I IAPIX 82324 20071106 ING Bal Port Cl I IBPIX 86384 20080702 ING Balanced Portfolio Class S IBPSX 90668 20091202 ING Baron Asset Portfolio Cl A IBAAX 72420 20060104 ING Baron Asset Portfolio Cl I IBAIX 72421 20060104 ING Baron Asset Portfolio Cl S IBSBX 72422 20060104 ING Baron Asset Prtfl Cl S2 IAPSX 89705 20090720 ING Baron Sm Cap Gwth Prtfl Cl S2 IBCGX 89735 20090720 ING Baron Small Cap Growth Ptfl - Initia IBGIX 58068 20030523 ING BlackRock Inflation Prtctd Bd Prfl I IBRIX 79782 20070516 ING BlackRock Inflation PrtctdBdPrtfl A IBRAX 79781 20070516 ING BlackRock Inflation PrtctdBdPrtfl S IBRSX 79783 20070516 ING BlackRock Large Cap Gr Port A IMLGX 72690 20060131 ING BlackRock Large Cap Gr Port S IMLSX 72755 20060201 ING BlackRock Large Cap Gr Port S 2 IMLTX 72691 20060131 ING BlackRock Large Cap Value Fd Port I IMVVX 72701 20060131 ING BlackRock Large Cap Value Fd Port S IMVSX 72699 20060131 ING BlackRock Large Cap Value Fd Port S IMVTX 72700 20060131 ING Blackrock Lg Cap Gwth Ptf I IMLIX 83804 20080425 ING BlackRock Lg Cap Val Prtf Adv Cl IBLVX 89711 20090720 ING Blackrock Science & Technology Opps IGSAX 88086 20081226 ING Blackrock Science and Technology Opp IBGSX 86383 20080702 ING BlackRock Scnc and Tchnlgy Oprtnts P ISBRX 89855 20090810 ING BlckRck Science and Tchnlgy Opprtnts IBSIX 89462 20090604 ING CLARION GLB RE INCM FD XIGRX 64069 20040514 ING Clarion Global Real Estt Ptf Cls Adv ICRNX 90476 20091109 ING Clarion Real Estate Prtf Adv Cl ICRPX 89734 20090720 ING Columbia Sm Cap Val Prtfl Cl S2 ICVPX 89702 20090720 ING Columbia Sm Cp Vl 11 Prtfl Srvc Cl ICSSX 73307 20060504 ING Columbia Sm Cp Vl II Prtfl Adv Cl ICSAX 73306 20060504 ING Columbia Sm Cp Vl II Prtfl Intl Cl ICISX 73305 20060504 ING Core eq Research Fd Cl A AAGIX 34499 19980626 ING Core eq Research Fd Cl B AGINX 47915 20010627 ING Core eq Research Fd Cl C AEICX 44388 20000628 ING Core eq Research Fd Cl I AEGIX 14374 19960620 ING Core eq Research Fd Cl O IDFOX 66587 20050203 ING Core eq Research Fd Cl W IGIWX 89482 20090612 ING Corp Lenders Tres LEXCX 14205 19960410 ING Corporate Leaders 100 Fd A IACLX 86340 20080701 ING Corporate Leaders 100 Fd B IBCLX 86341 20080701 ING Corporate Leaders 100 Fd C ICCLX 86342 20080701 ING Corporate Leaders 100 Fd I IICLX 86344 20080701 ING Corporate Leaders 100 Fd W IWCLX 86345 20080701 ING Davis Venture Value Port Adviser Cl ISBAX 54637 20021018 ING Davis Venture Value Port Cl I ISFIX 58077 20030523 ING Davis Venture Value Port Cl S ISCSX 53508 20020509 ING DFA Global Allocation Portfolio Cl A IDFAX 93710 20100506 ING DFA Global Allocation Portfolio Cl I IDFIX 93711 20100506 ING DFA Global Allocation Portolio Cl S IDFSX 93645 20100430 ING DIRECT BD FD O IDBOX 48738 20010817 ING DIRECT INDEX PLUS LG CAP O IDLOX 48736 20010817 ING DIRECT INDEX PLUS M CAP O IDMOX 48735 20010817 ING DIRECT INDEX PLUS SM CAP O IDSOX 48734 20010817 ING Diversified Int'l Fd Cl A IFFAX 72508 20060111 ING Diversified Int'l Fd Cl B IFFBX 72429 20060104 ING Diversified Int'l Fd Cl C IFFCX 72430 20060104 ING Diversified Int'l Fd Cl I IFFIX 72431 20060104 ING Diversified Int'l Fd Cl R IFFRX 75150 20060828 ING Diversified Int'l Fd W IDFWX 82670 20071227 ING Diversified International Fund O IFFOX 85570 20080604 ING Emerging Countries Fd Cl I NECIX 72516 20060111 ING Emerging Countries Fd W IECWX 82585 20071218 ING Eq Dividend Fd B IBEDX 86477 20080708 ING Eq Dividend Fd I IEDIX 82970 20080201 ING EQ TR REAL ESTATE FUND CLAS IDROX 66588 20050203 ING Equity Dividend Fd Cl W IWEDX 89391 20090603 ING Equity Dividend Fund - A IEDAX 82739 20080102 ING Equity Dividend Fund - C IEDCX 82740 20080102 ING EQUITY TR MIDCP OP NMCCX 53785 20020619 ING Euro STOXX 50 Index Port Cl Adv IDJAX 90058 20090911 ING Euro STOXX 50 Index Port Cl I IDJIX 90492 20091109 ING European Real Estate Fd A IAERX 82323 20071106 ING European Real Estate Fd B IBERX 82325 20071106 ING European Real Estate Fd C ICERX 82326 20071106 ING European Real Estate Fd I IIERX 82327 20071106 ING Evergreen Omega Port Cl S IEOSX 72654 20060131 ING FDS TR MD INTR COR IIBBX 54317 20020830 ING FDS TR MD INTR COR IICCX 57191 20030106 ING Fidelity VIP ContraFd Prtfl Svc 2 Cl IFVCX 89703 20090720 ING Fidelity VIP EqtyIncm Prtfl Svc 2 Cl IFVEX 89699 20090716 ING Fidelity VIP Gwth Prtfl Svc 2 Cl IFVGX 89706 20090720 ING Fidelity VIP Mid Cap Prtfl Svc 2 Cl IFVMX 89728 20090720 ING FMR Diversified Mid Cap Fd S 2 Cl IFDTX 72657 20060131 ING FMR Diversified Mid Cap Fd S Cl IFDSX 72656 20060131 ING FMR Diversified Mid Cap Pft Advisor IFDMX 88065 20081226 ING FMR Diversified Mid Cap Ptf I IFDIX 83798 20080424 ING Focus 5 Prtfl Cl A IFPAX 89693 20090716 ING Focus 5 Prtfl Cl I IFPIX 89694 20090716 ING Focus 5 Ptf S IFFSX 86478 20080708 ING FOREIGN FD CL A IAFAX 62645 20040206 ING FOREIGN FD CL C ICFCX 62636 20040206 ING Foreign Fd W IFFWX 82649 20071220 ING FOREIGN FUND CLASS I IAFIX 64773 20050125 ING Franklin Incm Portfolio Adviser Cl IIFAX 73312 20060504 ING Franklin Incm Portfolio Initial Cl IIFIX 73313 20060504 ING Franklin Incm Portfolio Service 2 Cl IIFTX 73315 20060504 ING Franklin Incm Portfolio Service Cl IIFSX 73314 20060504 ING Franklin Murual Shares Prtfl A IFMAX 79784 20070516 ING Franklin Mutual Shares Prtfl I IFMIX 79785 20070516 ING Franklin Mutual Shares Prtfl S IFMSX 79786 20070516 ING Franklin Templeton FndngStgyPrtfl I ITFIX 79920 20070517 ING Franklin Templeton FndngStgyPrtfl S ITFSX 79921 20070517 ING Franklin Templeton FndngStgyPrtflA ITFAX 79982 20070524 ING FTSE 100 Index Portfolio Adv Cl IAFPX 90057 20090911 ING FTSE 100 Index Portfolio Class I IIFPX 90491 20091109 ING Gbl bd Fd Cl C IGBCX 73651 20060630 ING Gbl Natural Resources Fd Cl A LEXMX 6215 19860102 ING Gbl Value Choice Fd Cl A NAWGX 21838 19960620 ING Gbl Value Choice Fd Cl B NAWBX 24318 19961017 ING Gbl Value Choice Fd Cl C NAWCX 21837 19960620 ING GET Fd U.S. Core Portfolio Seriers11 IGUCX 73371 20060511 ING GET Fd U.S. Core Portfolio Series 10 IGUBX 73370 20060511 ING GET Fd U.S. Core Portfolio Series 5 IGUGX 73375 20060511 ING GET Fd U.S. Core Portfolio Series 6 IGUHX 73376 20060511 ING GET Fd U.S. Core Portfolio Series 7 IGUIX 73377 20060511 ING GET Fd U.S. Core Portfolio Series 8 IGUJX 73378 20060511 ING GET Fd U.S. Core Portfolio Series 9 IGUKX 73379 20060511 ING GET U.S. Core Port Series 12 IGULX 73652 20060626 ING GET U.S. Core Port Series 13 IGUMX 73653 20060626 ING Get U.S. Core Portflio Series 14 IGFNX 78256 20070130 ING GLBL EQ DIVIDEND FD A IAGEX 66517 20050203 ING GLBL EQ DIVIDEND FD C ICGEX 66518 20050203 ING Glbl Resources Prtfl Adv Cl IGRAX 89762 20090720 ING Global Advntg & Prmium Oportunity Fd XIGAX 72166 20051115 ING Global Bond Fd Cl W IGBWX 89402 20090604 ING Global Bond Fund O IGBOX 85571 20080604 ING GLOBAL BRAND NAMES FD CL A IGBAX 66557 20050203 ING GLOBAL COMMUN CL A IGCAX 66558 20050203 ING GLOBAL EQ DIV FD CL B IBGEX 64778 20050125 ING Global Eq Dividend & Prm Oprtnt Fd XIGDX 72039 20051028 ING Global Eq Dividend Fd Cl O IDGEX 72866 20060303 ING Global Eq Dividend Fd I IGEIX 86343 20080701 ING Global Eq Dividend W IGEWX 82587 20071218 ING Global Natural Resources Fd I IRGNX 86481 20080708 ING Global Natural Resources Fd W IGNWX 82589 20071218 ING Global Real Estate Fd Cl I IGLIX 72154 20051115 ING Global Real Estate Fd Cl O IDGTX 72867 20060303 ING Global Real Estate Fd I Cl IRGIX 72713 20060131 ING Global Real Estate Fd S 2 Cl IRGSX 72714 20060131 ING Global Real Estate Fd S Cl IRGTX 72715 20060131 ING Global Real Estate Fd W IRGWX 82653 20071220 ING Global Real Estate Fund IGLAX 53282 20020403 ING Global Resources Fd I Cl IGRIX 72658 20060131 ING Global Resources Fd S 2 Cl IGRTX 72660 20060131 ING Global Resources Fd S Cl IGRSX 72659 20060131 ING Global Target Payment Fd A IGPAX 86385 20080701 ING Global Target Payment Fd I IGPIX 86475 20080701 ING Global Target Payment Fd W IGPWX 86386 20080701 ING Global Target Payment Fund Class C IGPCX 90792 20091130 ING Global Val Choice Fd Cl I NAWIX 72515 20060111 ING Global Value Choice Fd Cl W IGVWX 89408 20090604 ING GNMA INCM FD B LEXBX 46928 20010323 ING GNMA INCM FD C LEGNX 50562 20011211 ING GNMA INCM FD I LEINX 66523 20050201 ING GNMA Incm Fd W IGMWX 82588 20071218 ING GNMA Income Fund LEXNX 21264 19960620 ING Goldman Sachs Cmmdty StrtgyPrtfAdvCl IAGMX 89690 20090716 ING Goldman Sachs CmmdtyStrtgy PrtfSvcCl ISGMX 89692 20090716 ING Goldman Sachs Commodities Ptf Inst IGCPX 87432 20081006 ING Goldman Schs Cmmdty StrtgyPrtfSvc2Cl IBGMX 89691 20090716 ING Gr and Incm Port adv Cl IAVGX 86382 20080702 ING Gr and Incm Port S ISVGX 86398 20080702 ING Gr Opps Fd Cl A NLCAX 42397 19990405 ING Gr Opps Fd Cl B NLCBX 35274 19990115 ING Gr Opps Fd Cl C NLCCX 35944 19990629 ING Greater China Fd Cl A IFCAX 72425 20060104 ING Greater China Fd Cl B IFCBX 72426 20060104 ING Greater China Fd Cl C IFCCX 72427 20060104 ING Greater China Fd Cl I IFCIX 72428 20060104 ING Greater China Fund O IFCOX 85569 20080604 ING Growth and Income Portfolio Cl I IIVGX 89745 20090720 ING Growth Opportunities Fd Cl W IGOWX 90634 20091123 ING Gwth and Incm Prtfl Cl S2 IGISX 89744 20090720 ING Hang Seng Index Portfolio Adv Cl IHSPX 90289 20091009 ING Hang Seng Index Portfolio Class I IHPIX 90584 20091019 ING Hang Seng Portfolio Class S IHPSX 90494 20091109 ING HI YLD BD FD C IMYCX 64430 20041117 ING High Yield bd Fd Cl B INYBX 62494 20040122 ING High Yield Bd Fd Cl I IHYIX 86960 20080805 ING High Yield Bond Fund Cl A IHYAX 42310 19990405 ING Index PIus LargeCap Port Cl I IPLIX 73381 20060511 ING Index PIus MidCap Pft S IPMSX 73383 20060511 ING Index PIus MidCap Port Cl I IPMIX 73382 20060511 ING Index PIus SmallCap Prft I IPSIX 73494 20060515 ING Index Plus Int'l Eq Fd Cl A IFIAX 72432 20060104 ING Index Plus Int'l Eq Fd Cl B IFBBX 72424 20060104 ING Index Plus Int'l Eq Fd Cl C IFICX 72433 20060104 ING Index Plus Int'l Eq Fd Cl I IFIIX 72434 20060104 ING Index Plus Intl eq Fd O IDIOX 82951 20010814 ING Index Plus LargeCap Pft Cl S IPLSX 51385 20081008 ING Index Plus Lg Cap R AELRX 73395 20060516 ING index Plus LgCap Eq Fd III A IIIAX 81030 20070904 ING Index Plus Mid Cap R AIMRX 73396 20060516 ING Index Plus Sm Cap R AISRX 73490 20060515 ING Index Plus SmallCap Ptf S IPSSX 86479 20080708 ING Index Solution 2015 Prft Svc 2 Cl ISXVX 89865 20090810 ING Index Solution 2015 Ptf Adv ISAAX 87036 20080807 ING Index Solution 2015 Ptf I ISSIX 86977 20080807 ING Index Solution 2015 Ptf S ISASX 87037 20080807 ING Index Solution 2015 Ptf T ISATX 87038 20080807 ING Index Solution 2025 Portfolio - ADV ISDAX 86961 20080807 ING Index Solution 2025 Prft Svc 2 Cl IXXVX 89862 20090810 ING Index Solution 2025 Ptf I ISDIX 86962 20080807 ING Index Solution 2025 Ptf S ISDSX 86963 20080807 ING Index Solution 2025 Ptf T ISDTX 86964 20080807 ING Index Solution 2035 Prft Svc 2 Cl IXISX 89859 20090810 ING Index Solution 2035 Ptf ADV ISEAX 86965 20080807 ING Index Solution 2035 Ptf I ISEIX 86966 20080807 ING Index Solution 2035 Ptf S ISESX 86967 20080807 ING Index Solution 2035 Ptf T ISETX 86968 20080807 ING Index Solution 2045 Prft Svc 2 Cl ISVLX 89857 20090810 ING Index Solution 2045 Ptf ADV ISJAX 86969 20080807 ING Index Solution 2045 Ptf I ISJIX 86970 20080807 ING Index Solution 2045 Ptf S ISJSX 86971 20080807 ING Index Solution 2045 Ptf T ISJTX 86972 20080807 ING Index Solution 2055 Portfoli Cls Adv IISAX 92217 20100316 ING Index Solution 2055 Portfolio Cls I IISNX 92207 20100316 ING Index Solution 2055 Portfolio Cls S IISSX 92209 20100316 ING Index Solution 2055 Portfolio Cls S2 IISTX 92210 20100316 ING Index Solution 2055 Portfolio Cls T ITISX 92213 20100316 ING Index Solution Incm Ptf ADV ISKAX 86973 20080807 ING Index Solution Incm Ptf I ISKIX 86974 20080807 ING Index Solution Incm Ptf S ISKSX 86975 20080807 ING Index Solution Incm Ptf T ISKTX 86976 20080807 ING Index Solution Income Prft Svc 2 Cl IIIPX 89871 20090810 ING Infrastructure Indstrls and Mtrls Fd XIDEX 91732 20100202 ING Int'l Capital Appreciation Fd Cl A IACAX 72505 20060111 ING Int'l Capital Appreciation Fd Cl B ICABX 72506 20060111 ING Int'l Capital Appreciation Fd Cl C ICACX 72507 20060111 ING Int'l Capital Appreciation Fd Cl I ICAIX 72423 20060104 ING Int'l High Dividend Eq Incm Fd XIIDX 81840 20071015 ING Int'l Index Portfolio I IIIIX 86388 20080702 ING Int'l Real Estate Fd W IIRWX 82591 20071218 ING Int'l SmCap Multi-Manager Cl W ISCWX 82595 20071218 ING Int'l Val Choice Fd Cl I IVCIX 72457 20060104 ING Intermediate Bd Fd W IIBWX 82590 20071218 ING Intermediate bd Port Cl S IPISX 86394 20080702 ING Intermediate bd Port I IPIIX 73380 20060511 ING Intermediate bd Ptf Adv Cl IIBPX 87084 20080820 ING Intermediate Bd R IIBOX 73458 20060525 ING Intermediate Bond Fund Cl A IIBAX 42311 19990405 ING Intermediate Bond Portfolio Cl S2 IIBTX 89976 20090827 ING International Index Prft Cl S2 ISIIX 89891 20090810 ING International Index Ptf Class S INTIX 88056 20081226 ING International Real Estate Fund Cl A IIRAX 72939 20060309 ING International Real Estate Fund Cl B IIRBX 72940 20060309 ING International Real Estate Fund Cl C IIRCX 72941 20060309 ING International Real Estate Fund Cl I IIRIX 72942 20060309 ING International Value Choice Fd Cl W IWVCX 89392 20090603 ING International Value Fund Cl A NIVAX 34864 19981111 ING International Value Fund Cl B NIVBX 34865 19981111 ING International Value Fund Cl W IIVWX 89972 20090827 ING International Value Portfolio Cl S2 IIVPX 89950 20090827 ING INTERNET FUND CLASS B INGBX 73807 20060711 ING Intl Cptl Aprctn Fund Class W IWCAX 92147 20100308 ING Intl SmallCap Multi-Manager Fd Cl A NTKLX 24960 19970226 ING Intl SmallCap Multi-Manager Fd Cl B NAPBX 32024 19971002 ING Intl SmallCap Multi-Manager Fd Cl C NARCX 24319 19961017 ING Intl SmallCap Multi-Manager Fd Cl I NAPIX 72458 20060104 ING INTL VAL CHICE CL B IVCBX 66611 20050204 ING INTL VAL CHOICE CL C IVCCX 66612 20050204 ING INTL VALUE FD I NIIVX 50104 20011003 ING Intl Value Ptf Cl I IIVIX 83802 20080401 ING Intl Value Ptf Cl S IVPIX 87075 20080820 ING INTRM BD FD CL I IICIX 64781 20050125 ING Intrntnl SmlCp Multi-Mgr Fnd O NAPOX 85572 20080604 ING Janus Contrarian Fd S 2 Cl IJCTX 72668 20060131 ING Janus Contrarian Fd S Cl IJCSX 72667 20060131 ING Janus Contrarian Portfolio I IJCIX 86393 20080702 ING Janus Contrarian Ptf Adv Cl IJCAX 87083 20080820 ING Japan TOPIX Index Port Adv Cl IJIAX 90056 20090911 ING Japan TOPIX Index Port Cl I IJIIX 90482 20091109 ING JP Morgan Emerging Markets Eq I IJEMX 82971 20080201 ING JP Morgan Mid Cap Value Prft Cl S2 IJPMX 89968 20090826 ING JP Morgan Mid Cap Value Ptfl - Initi IJMIX 58075 20030523 ING JPMorgan Emerging Markets Eq Fd Cl S IJPIX 72670 20060131 ING JPMorgan Emerging Mrkts Eq Fd Cl S 2 IJPTX 72672 20060131 ING JPMorgan Emrgng Mrkts EqtyPrtfAdvCl IJEAX 89742 20090720 ING JPMorgan Sm Cap Eq Fd Cl A IJSAX 72673 20060131 ING JPMorgan Sm Cap Eq Fd I Cl IJSIX 72674 20060131 ING JPMorgan Sm Cap Eq Fd S 2 Cl IJSTX 72676 20060131 ING JPMorgan Sm Cap Eq Fd S Cl IJSSX 72675 20060131 ING Julius Baer Foreign Fd S 2 Cl IJBTX 72666 20060131 ING Julius Baer Foreign Fd S Cl IJBSX 72665 20060131 ING Julius Baer Foreign Portfolio Cl I IJBPX 78257 20070130 ING Julius Baer Foreign Ptf Advisor IJFAX 88066 20081226 ING Legg Mason Partners Aggressive Gr Po IMEAX 54630 20021018 ING Legg Mason Partners Aggressive Gr Po IMEIX 53504 20020509 ING Legg Mason Partners Aggressive Gr Po IMESX 54631 20021018 ING Lg Msn Prtnrs Agrsv Grwth Prtfl Cls IMETX 92152 20100308 ING Limited Maturity Bd Fd S Cl ILMBX 72681 20060131 ING Limited Maturity Bd Portfolio Cl I ILBPX 78258 20070130 ING Limited Maturity Bd Prtfl Adv Cl IMBAX 89724 20090720 ING Lord Abbett Affiliated Fd S 2 Cl ILATX 72680 20060131 ING Lord Abbett Affiliated Prtfolio Cl S ISLSX 72756 20060201 ING Lord Abbett Affiliated Ptf I ISLIX 83805 20080425 ING Lord Abbett Affilliated Prtfl Adv Cl ILAPX 89700 20090720 ING Marisco Intl Opprtnts Prtf Svc 2 Cl IMARX 89719 20090720 ING Marsico Gwth Fd A Cl IMGAX 72779 20060206 ING Marsico Gwth Fd I Cl IMGIX 72780 20060206 ING Marsico Gwth Fd S 2 Cl IMGTX 72688 20060131 ING Marsico Gwth Fd S Cl IMGSX 72687 20060131 ING Marsico Int'l Opportunities Fd I Cl IMASX 72686 20060131 ING Marsico Int'l Opportunities Fd S Cl IMISX 72689 20060131 ING Marsico Internationl Oprtnts Ptf Adv IMIOX 88064 20081226 ING MFS Total Ret Portfolio Cl S IMSRX 58180 20030603 ING MFS Total Ret S 2 Cl IMTRX 58181 20030603 ING MFS Ttl Rtrn Fd A Cl IMTAX 72695 20060131 ING MFS Ttl Rtrn Fd I Cl IMTIX 72696 20060131 ING MFS Utilities Fd I Cl IMUIX 72697 20060131 ING MFS Utilities Fd S Cl IMUSX 72698 20060131 ING MFS Utilities Prtfl Adv Cl IMFAX 89729 20090720 ING MFS Utilities Prtfl Svc 2 Cl IMFSX 89731 20090720 ING MID CAP OPPORT FD A NMCAX 44863 20001109 ING Mid Cap Opport Fd B NMCBX 42718 20000405 ING Mid-Cap Growth Instl Shrs NMCIX 35199 19981216 ING MidCap Opportunities Fd Cl W IMOWX 89403 20090604 ING MidCap Opportunities Fund O NMCOX 85574 20080604 ING MidCap Opportunities Portfolio Cl S2 IMOPX 89949 20090827 ING MidCap Opps Pft - adv IAMOX 85510 20080603 ING MidCap Opps Pft I IIMOX 85512 20080603 ING MidCap Opps Pft S ISMOX 85513 20080603 ING MUT FDS LGCP GRO PLCIX 53490 20020506 ING Oppenheimer Actv Asset Allctn Ptf S IOAAX 87313 20080915 ING Oppenheimer Gbl Port Adviser Cl IGMAX 54623 20021018 ING Oppenheimer Gbl Ptfl - Initial Cl IGMIX 58073 20030523 ING Oppenheimer Global Prft Cl S2 IOGPX 89877 20090810 ING Oppenheimer Strategic Incm Poprtf Ad IOSAX 64462 20041208 ING Oppenheimer Strategic Incm Portf Ini IOSIX 64463 20041208 ING Oppenheimer Strategic Incm Portf Ser IOSSX 64464 20041208 ING Oppenheimr Strtgc Incm Prtfl Cls S2 IOSTX 92149 20100308 ING Opportunistic Large Cap Prft Cl A IOLPX 89860 20090810 ING Opportunistic Large Cap Prft Cl S IOPSX 89861 20090810 ING Opportunistic LargeCap Ptf Cl I IIVOX 83803 20080401 ING Opportunistic LgCap Fd W IOLWX 82593 20071218 ING Opportunities Lg Cap Fd Cl A IOLAX 72452 20060104 ING Opportunities Lg Cap Fd Cl B IOLBX 72453 20060104 ING Opportunities Lg Cap Fd Cl C ILCPX 72444 20060104 ING Opportunities Lg Cap Fd Cl I ILIPX 72445 20060104 ING Partners Fidelity VIP ContraFd Adv VPCAX 73443 20060516 ING Partners Fidelity VIP ContraFd Svc VPCSX 73444 20060516 ING Partners Fidelity VIP Eq Inc Adv VPEAX 73445 20060516 ING Partners Fidelity VIP Eq Inc Svc VPESX 73446 20060516 ING Partners Fidelity VIP Gwth Adv VPGAX 73447 20060516 ING Partners Fidelity VIP Gwth Svc VPGSX 73448 20060516 ING Partners Fidelity VIP Mid Cap Adv VPFAX 73486 20060515 ING Partners Fidelity VIP Mid Cap Svc VPFSX 73487 20060515 ING PARTNERS INC IPTSX 53972 20020722 ING PARTNERS INC JPM MDCP IJMAX 54628 20021018 ING PARTNERS INC JPM MDCP IJMSX 54629 20021018 ING PARTNERS INC MFS CAP ICAAX 54620 20021018 ING PARTNERS INC MFS CAP IMOSX 54632 20021018 ING PARTNERS INC MFS CAPO IMOIX 53505 20020509 ING PARTNERS INC PIM TTL IPRAX 54636 20021018 ING PARTNERS INC SCAP GR IBSAX 54689 20021029 ING PARTNERS INC SCAP GR IBSSX 54690 20021029 ING PARTNERS INC TROWE GR ITGIX 53511 20020509 ING PARTNERS INC TRP GR E IGEAX 54622 20021018 ING PARTNERS INC TRP GR E ITGSX 54640 20021018 ING PARTNERS INC VK COMST IVKAX 54642 20021018 ING PARTNERS INC VK COMST IVKSX 54643 20021018 ING PIMCO High Yield Fd S Cl IPHYX 72708 20060131 ING PIMCO High Yield Portfolio Cl I IPIMX 78270 20070131 ING PIMCO High Yield Prtfl Adv Cl IPYAX 89712 20090720 ING PIMCO High Yield Prtfl Svc 2 Cl IPYSX 89713 20090720 ING Pimco Total Ret bd Pft Cl I IPCBX 82972 20080201 ING PIMCO Total Ret bd Pft Cl S IPCSX 72706 20060131 ING PIMCO Total Ret bd Pft Cl S2 IPCTX 72707 20060131 ING PIMCO Total Return Portfolio Cl S2 IPTRX 89971 20090826 ING PIMCO Total Return Ptfl - Initial Cl IPTIX 58076 20030523 ING PIMCO Ttl Rtrn Bd Prtf Adv Cl IPTAX 89760 20090720 ING Pioneer Eq Incm Ptf Cl I IPEIX 80737 20070807 ING Pioneer Eq Incm Ptf Cl S IPESX 80738 20070807 ING Pioneer Fd I Cl IPPIX 72709 20060131 ING Pioneer Fd Prtfl Adv Cl IPFAX 89709 20090720 ING Pioneer Fd S Cl IPPSX 72710 20060131 ING Pioneer High Yield Prtf Cl A IPHAX 72454 20060104 ING Pioneer High Yield Prtf Cl I IPHIX 72455 20060104 ING Pioneer High Yield Prtf Cl S IPHSX 72456 20060104 ING Pioneer Mid Cap Val Fd I Cl IPVIX 72711 20060131 ING Pioneer Mid Cap Val Fd S Cl IPVSX 72712 20060131 ING Pioneer Mid Cap Val Prtfl Svc 2 Cl IPMCX 89708 20090720 ING Pioneer MidCap Val Ptf Adv Cl IPMVX 87076 20080820 ING REAL EST FD CL A CLARX 64727 20050125 ING Real Estate Fd W IREWX 82594 20071218 ING REAL ESTATE FUND CLASS B CRBCX 64729 20050125 ING REAL ESTATE FUND CLASS C CRCRX 64730 20050125 ING Retirement Conservative Prtfl Adv Cl IRCAX 90474 20091109 ING Retirement Conservative Prtfl Cl I IRCPX 90475 20091109 ING Retirement Growth Portfolio Adv Cl IRGPX 90477 20091109 ING Retirement Growth Portfolio Cl I IIRGX 90478 20091109 ING Retirement Mdrt Grwth Prtfl Adv Cl IRMGX 90480 20091109 ING Retirement Moderate Grwth Prtfl Cl I IRGMX 90479 20091109 ING Retirement Moderate Portfolio Adv Cl IRMPX 90481 20091109 ING Retirement Moderate Portfolio Cl I IRMIX 90483 20091109 ING Risk Managed Natural Resources Fd XIRRX 75552 20061030 ING Ruseell Mid Cap Index Prft Cl S2 IRMTX 89858 20090810 ING Russell Large Cap Index Prft Cl S2 IRLUX 89856 20090810 ING Russell Large Cap Index Ptf Class S IRLCX 88060 20081226 ING Russell Large Cap Vlu Indx Prft Cl I IRVIX 89886 20090810 ING Russell Large Cap Vlu Indx Prft Cl S IRVSX 89885 20090810 ING Russell LargeCap Index Ptf Class Adv IRLIX 88059 20081226 ING Russell LgCap Index Portfolio I IIRLX 86390 20080702 ING Russell Lrg Cp Grwth Indx Prft Cl I IRLNX 89879 20090810 ING Russell Lrg Cp Gwth Idx Prft Cl S IRLSX 89974 20090825 ING Russell Lrg Cp Vlu Indx Prft Adv Cl IRVAX 89884 20090810 ING Russell Md Cp Grwth Indx Prft Adv Cl IRGAX 89881 20090810 ING Russell Md Cp Gwth Indx Prtf Svc2Cl IRGVX 89732 20090720 ING Russell Mid Cap Grwth Indx Prft Cl I IRGJX 89883 20090810 ING Russell Mid Cap Gwth Index Prtf Cl S IRGUX 89733 20090720 ING Russell MidCap Index Portfolio I IIRMX 86391 20080702 ING Russell MidCap Index Ptf Class Adv IRMAX 88057 20081226 ING Russell MidCap Index Ptrf Class S IRMCX 88058 20081226 ING Russell Small Cap Index Ptf Clas Adv IRSIX 88062 20081226 ING Russell Small Cap Index Ptf Class S IRSSX 88063 20081226 ING Russell Small Cp Indx Prtfl Cls S2 IRCIX 89956 20090827 ING Russell SmCap Index Portfolio I IIRSX 86392 20080702 ING Russia Fund Class I IIRFX 90074 20090925 ING Russll Lrg Cp Grwth Indx Prft Adv Cl IRLAX 89878 20090810 ING Senior Incm Fd - Cl I XSIIX 83780 20080415 ING Senior Incm Fd - Cl W XSIWX 83781 20080415 ING SENIOR INCM FD B XSIBX 64002 20040422 ING SENIOR INCM FD C XSICX 58247 20030611 ING Senior Incm Fd Cl A XSIAX 58816 20031023 ING SER FD BALANCED FUND CLASS IDBAX 66586 20050203 ING Sm Cpmpany Fd O ISCOX 85628 20080612 ING SMALL CAP OPP FUND CL I NSPIX 64882 20050125 ING Small Co Ptf Class Adv IASCX 88094 20081226 ING Small Company Fd Cl W ISMWX 89483 20090612 ING Small Company Port Cl I IVCSX 82974 20080201 ING Small Company Portfolio Cl S2 ISMLX 89980 20090827 ING Small Company Ptf Cl S IVPSX 87085 20080820 ING SmallCap Opportunites Ptf Cl S IVPOX 87086 20080820 ING SmallCap Opportunities Fund W ISOWX 82632 20071219 ING SmallCap Opportunities Prtfl Cl S2 ISCTX 89981 20090827 ING SmallCap Opps Ptf Adv Cl ISOPX 88081 20081226 ING SmallCap Opps Ptf Cl I IVSOX 87087 20080820 ING Solution 2015 Portfolio Class T ISOTX 73405 20060516 ING Solution 2015 Prft Svc 2 Cl ISPAX 89895 20090810 ING Solution 2015 Ptf Class A ISOAX 73495 20060515 ING Solution 2015 Ptf Class I ISOIX 73496 20060515 ING Solution 2015 Ptf Class S ISOSX 73404 20060516 ING Solution 2025 Portfolio Cl A ISZAX 73418 20060516 ING Solution 2025 Portfolio Cl I ISZIX 73419 20060516 ING Solution 2025 Portfolio Cl S ISZSX 73420 20060516 ING Solution 2025 Portfolio Cl T ISZTX 73421 20060516 ING Solution 2025 Prft Svc 2 Cl ISPBX 89866 20090810 ING Solution 2035 Portfolio Class A ISQAX 73406 20060516 ING Solution 2035 Portfolio Class I ISQIX 73407 20060516 ING Solution 2035 Portfolio Class S ISQSX 73408 20060516 ING Solution 2035 Portfolio Class T ISQTX 73409 20060516 ING Solution 2035 Prft Svc 2 Cl ISPCX 89863 20090810 ING Solution 2045 Portfolio Class A ISRAX 73410 20060516 ING Solution 2045 Portfolio Class I ISRIX 73411 20060516 ING Solution 2045 Portfolio Class S ISRSX 73412 20060516 ING Solution 2045 Portfolio Class T ISRTX 73413 20060516 ING Solution 2045 Prft Svc 2 Cl ISPDX 89864 20090810 ING Solution 2055 Portfolio Class ADV IASPX 92206 20100316 ING Solution 2055 Portfolio Class I IISPX 92208 20100316 ING Solution 2055 Portfolio Class S ISSPX 92211 20100316 ING Solution 2055 Portfolio Class S2 ITSPX 92214 20100316 ING Solution 2055 Portfolio Class T ISTPX 92212 20100316 ING Solution Aggressive Gwth Prtfl Cl A IAGAX 93705 20100506 ING Solution Aggressive Gwth Prtfl Cl I IAGIX 93706 20100506 ING Solution Aggressive Gwth Prtfl Cl S IAGSX 93641 20100430 ING Solution Aggressive Gwth Prtfl Cl S2 IAGTX 93642 20100430 ING Solution Conservative Portfolio Cl A ICGAX 93707 20100506 ING Solution Conservative Portfolio Cl I ICGIX 93708 20100506 ING Solution Conservative Portfolio Cl S ICGSX 93709 20100506 ING Solution Conservative Portfolio ClS2 ICGTX 93643 20100430 ING Solution Growth & Incom Prtfl Cls S2 ISPTX 93655 20100430 ING Solution Growth Portfolio Class S2 ISGTX 93654 20100430 ING Solution Gwth and Incm Ptf Cl A ISPGX 80847 20070815 ING Solution Gwth and Incm Ptf Cl I ISPRX 81268 20070911 ING Solution Gwth and Incm Ptf Cl S ISPSX 80848 20070815 ING Solution Gwth Ptf Cl A ISGAX 80871 20070817 ING Solution Gwth Ptf Cl I ISGJX 80845 20070815 ING Solution Gwth Ptf Cl S ISGKX 80846 20070815 ING Solution Income Portfolio Class A ISWAX 73414 20060516 ING Solution Income Portfolio Class I ISWIX 73415 20060516 ING Solution Income Portfolio Class S ISWSX 73416 20060516 ING Solution Income Portfolio Class T ISWTX 73417 20060516 ING Solution Income Prft Svc 2 Cl IJKBX 89875 20090810 ING Special Fund Cl A NSPAX 23913 19960628 ING Special Fund Cl B NSPBX 23914 19960628 ING Special Fund Cl C NSPCX 23915 19960628 ING Sports Intl Fixed Incm Fd ISCFX 80820 20070809 ING Stock Index Fd I Cl INGIX 72702 20060131 ING Stock Index Portfolio S ISJBX 82973 20080201 ING Stock Index Portfolio S2 ISIPX 82328 20071106 ING Stock Index Prtfl Cl A ISIVX 89707 20090720 ING Strategic Alloc Conservative Fd Cl A ATLAX 42180 19990830 ING Strategic Alloc Conservative Fd Cl B ALYBX 47918 20010627 ING Strategic Alloc Conservative Fd Cl C ACLGX 44387 20000810 ING Strategic Alloc Conservative Fd Cl I ALEGX 14436 19960620 ING Strategic Alloc Conservative Fd Cl O IDSIX 72869 20060303 ING Strategic Alloc Conservative Port Cl ISCVX 89959 20090826 ING Strategic Alloc Gr Fd Cl A ATAAX 42176 19990830 ING Strategic Alloc Gr Fd Cl B AAFBX 47910 20010627 ING Strategic Alloc Gr Fd Cl C AAFCX 44385 20000810 ING Strategic Alloc Gr Fd Cl I ASCEX 14533 19960620 ING Strategic Alloc Gr Port Cl I ISAGX 86395 20080702 ING Strategic Alloc Moderate Fd Cl A ATCAX 42177 19990830 ING Strategic Alloc Moderate Fd Cl B ACFBX 47914 20010627 ING Strategic Alloc Moderate Fd Cl C ACCRX 44386 20000810 ING Strategic Alloc Moderate Fd Cl I ACROX 14333 19960620 ING Strategic Alloc Moderate Fd Cl O IDSLX 72870 20060303 ING Strategic Alloc Moderate Port Cl I IIMDX 89957 20090826 ING Strategic Alloc Moderate Port Cl S ISMDX 89984 20090826 ING Strategic Allocation Grwth Prft Cl S ISGRX 89892 20090810 ING Strategic Allocation Gwth Fd Cl O IDSGX 72868 20060303 ING T Rowe Price Cap Appeciation Fd A Cl ITRAX 72783 20060206 ING T Rowe Price Cap Apprciation Fd I Cl ITRIX 72784 20060206 ING T Rowe Price Cap Apprciation Fd S Cl ITCSX 72718 20060131 ING T Rowe Price Cap Apprction Fd S 2 Cl ITCTX 72719 20060131 ING T Rowe Price Eq Incm Fd A Cl ITEAX 72781 20060206 ING T Rowe Price Eq Incm Fd I Cl ITEIX 72782 20060206 ING T Rowe Price Eq Incm Fd S 2 Cl ITETX 72720 20060131 ING T Rowe Price eq Incm Portfolio Cl S IRPSX 58183 20030603 ING T. Rowe Price Growth Eqty Prft Cl S2 ITRGX 89890 20090810 ING T.Rowe Price Diversified MidCap Port IAXAX 53557 20020514 ING T.Rowe Price Diversified MidCap Port IAXSX 54619 20021018 ING T.Rowe Pricer Diversified MidCap Por IAXIX 58067 20030523 ING Tactical Asset Allocation Fd - Cl I ITAIX 86978 20080805 ING Templeton Foreign Eq Portflio Cl I IFTIX 72440 20060104 ING Templeton Foreign Eq Portfoio Cl S IFTSX 72441 20060104 ING Templeton Foreign Eq Portfolio Cl A IFTAX 72439 20060104 ING Templeton Foreign Equity Prft Cl S2 ITFEX 89867 20090810 ING Templeton Glbl Gwth Prtfl Adv Cl IGGAX 89756 20090720 ING Templeton Global Gwth Fd S 2 Cl ICGGX 72646 20060131 ING Templeton Global Gwth Portfolio I IIGGX 86387 20080702 ING Templeton Global Gwth Portfolio S ISGGX 86397 20080702 ING Thornburg Value Portfolio Class S2 IMOTX 92151 20100308 ING Troika Dialog Russia Fund LETRX 24364 19961210 ING TRw Prc Dvrsfd MdCp Grwth PrtflClsS2 IAXTX 92091 20100304 ING U.S. bd Index Port Cl I ILBAX 88078 20081226 ING U.S. bd Index Port Cl S ILABX 88092 20081226 ING U.S. Bond Index Portfolio Cl S2 IUSBX 89969 20090827 ING U.S.bd Index Port Cl Adv ILUAX 88077 20081226 ING UBS U.S. Large Cap eq Port Adviser C IMRAX 54633 20021018 ING UBS U.S. Large Cap eq Port Initial C IMRIX 53506 20020509 ING UBS U.S. Large Cap eq Portolio Servi IMRSX 54634 20021018 ING Val Choice Fd W IVCWX 82598 20071218 ING Value Choice Fd Cl A PAVAX 66615 20050201 ING Value Choice Fd Cl B PAVBX 66616 20050201 ING Value Choice Fd Cl C PAVCX 66617 20050201 ING Value Choice Fd Cl I PAVIX 67054 20050509 ING Value Choice Fund O PAVOX 85575 20080604 ING Van Kampen Comstock Ptfl - Initial C IVKIX 58080 20030523 ING Van Kampen eq and Incm Port Adviser IUAAX 54641 20021018 ING Van Kampen eq and Incm Port Initial IUAIX 58079 20030523 ING Van Kampen eq and Incm Port Service IUASX 53512 20020509 ING Van Kampen Eqty and Incm Prft Cl S2 IVIPX 89889 20090810 ING Van Kampen Gbl Tctcl Ast Alctn Cl Ad IGTAX 93564 20100503 ING Van Kampen Gbl Tctl Ast Allctn Ptf S IVKPX 87314 20080915 ING Van Kampen Glbl Fanchs Prtfl Svc 2Cl IGFSX 89759 20090720 ING Van Kampen Glbl Franchise Prtfl Cl I IGFIX 89730 20090720 ING Van Kampen Glbl Franchs Prtfl Adv Cl IGFAX 89758 20090720 ING Van Kampen Global Franchise Fd S Cl IVGTX 72725 20060131 ING Van Kampen Growth & Income I IVGIX 75532 20061024 ING Van Kampen Gwth & Incm Fd A Cl IVGAX 72723 20060131 ING Van Kampen Gwth & Incm Fd S 2 Cl IVITX 72726 20060131 ING Van Kampen Gwth & Incm Fd S Cl IVGSX 72724 20060131 ING Van Kampen Real Estate Fd I Cl IVRIX 72730 20060131 ING Van Kampen Real Estate Fd S 2 Cl IVRTX 72732 20060131 ING Van Kampen Real Estate S Cl IVRSX 72731 20060131 ING VP Int'l Val Ptf Adv Cl IVIVX 87122 20080820 ING VP Strtgc Allctn Cnsrvtv Ptlf I ISAIX 86396 20080702 ING Wells Fargo Health Care Port Cl Adv IEHAX 89715 20090720 ING Wells Fargo Health Care Port Cl I IEHIX 89717 20090720 ING Wells Fargo Health Care Port Cl S IEHSX 72652 20060131 ING Wells Fargo Health Care Port Svc 2 C IEHTX 72653 20060131 ING Wells Fargo Omega Gr Port Cl Adv IEOPX 89722 20090720 ING Wells Fargo Omega Gr Port Cl I IEOHX 83797 20080424 ING Wells Fargo Omega Gr Port Cl S2 IEOTX 72655 20060131 ING Wells Fargo Sm Cp Dscplnd Ptf Cl A IWSAX 73384 20060511 ING Wells Fargo Sm Cp Dscplnd Ptf Cl S IWSSX 73385 20060511 ING Wells Fargo Sm Cp Dscplnd Ptf Cl S2 IWSTX 73386 20060511 ING Wells Fargo SmCap Dscplnd Prtfl I IWSIX 86399 20080702 ING Wisdmtre Gbl Hi Yldng EqIndx Ptf Adv IGHAX 83799 20080424 ING Wisdomtree Gbl Hi Yldng EqIndx Ptf I IGHIX 83800 20080425 ING Wisdomtree Gbl Hi Yldng EqIndx Ptf S IGHSX 83801 20080425 INGOppenheimer Gbl Port Service Cl IGMSX 54624 20021018 Int'l Income Fund C Class FTIBX 20641 19960620 Int'l Income Fund Cl A FTIIX 20642 19960620 Intech Risk Managed Core Fd T Shares JRMSX 57560 20030305 INTECH Risk-Managed Core Fund - A Shares JDOAX 64805 20050125 INTECH Risk-Managed Core Fund - C Shares JLCCX 57147 20030102 INTECH Risk-Managed Core Fund - I Shares JRMCX 72252 20051130 INTECH Risk-Managed Core Fund - S Shares JLCIX 57148 20030102 Intech Risked Managed Core D Shares JIRMX 91961 20100216 Integrity Equity Fund - Class A IEQAX 73551 20060601 Integrity Fund Of Funds IFOFX 24901 19970220 Integrity Gwth & Incm Fd IGIAX 67152 20050425 INTEGRITY HIGH INCM CL C IHFCX 64027 20040504 Integrity Kansas Insured Intermed Fund KSIMX 21209 19960620 Integrity Kansas Muni Fund KSMUX 21210 19960620 Integrity Nebraska Muni Fund NEMUX 24391 19961226 INTERMEDIATE BD FD AMER CL R-1 S RBOAX 53661 20020607 INTERMEDIATE BD FD AMER CL R-2 S RBOBX 53662 20020607 INTERMEDIATE BD FD AMER CL R-3 S RBOCX 53663 20020607 INTERMEDIATE BD FD AMER CL R-4 S RBOEX 53664 20020607 INTERMEDIATE BD FD AMER CL R-5 S RBOFX 53665 20020607 Intermediate bd Fd of America, Cl 529-F- CBOFX 53086 20020314 Intermediate Bd Fd of America, Cl F2 Sh IBAFX 86958 20080801 INTERMEDIATE BOND FUND OF AMERICA CBOAX 53082 20020314 INTERMEDIATE BOND FUND OF AMERICA CBOBX 53083 20020314 INTERMEDIATE BOND FUND OF AMERICA CBOCX 53084 20020314 INTERMEDIATE BOND FUND OF AMERICA CBOEX 53085 20020314 Intermediate Bond Fund of America Cl R-6 RBOGX 89213 20090504 Intermediate Income Fund FIIFX 20426 19960620 Intermediate Muni Trust Inst'l FIMTX 20434 19960620 Intermedieate Income Fund Cl SS INISX 20994 19960620 INTGRITY HIGH INCM CL A IHFAX 64026 20040504 Intl Gr and Incm Fd, Cl 529-A Shs CGIAX 87464 20081001 Intl Gr and Incm Fd, Cl 529-B Shs CGIBX 87495 20081001 Intl Gr and Incm Fd, Cl 529-C Shs CIICX 87496 20081001 Intl Gr and Incm Fd, Cl 529-E Shs CGIEX 87465 20081001 Intl Gr and Incm Fd, Cl 529-F-1 Shs CGIFX 87466 20081001 Intl Gr and Incm Fd, Cl A Shs IGAAX 87499 20081001 Intl Gr and Incm Fd, Cl B Shs IGIBX 87497 20081001 Intl Gr and Incm Fd, Cl F-1 Shs IGIFX 87500 20081009 Intl Gr and Incm Fd, Cl F-2 Shs IGFFX 87467 20081001 Intl Gr and Incm Fd, Cl R-1 Shs RIGAX 51589 20081001 Intl Gr and Incm Fd, Cl R-2 Shs RIGBX 51590 20081001 Intl Gr and Incm Fd, Cl R-3 Shs RGICX 87501 20081009 Intl Gr and Incm Fd, Cl R-4 Shs RIGEX 51591 20081001 Intl Gr and Incm Fd, Cl R-6 Shs RIGGX 89229 20090501 Intl Gr and Incm Fd,Cl C Shs IGICX 87498 20081001 Intrepid All Cap Fd ICMCX 81976 20071101 Intrepid Capital Fd ICMBX 67424 20050803 Intrepid Capital Fd Insti Cl Shares ICMVX 93644 20100430 Intrepid Incm Fd ICMYX 80409 20070705 Intrepid Sm Cap Fd ICMAX 72016 20051024 Intrepid Sm Cap Fd Insti Cl ICMZX 90413 20091103 Invesco Alternative Opportunities Fund I MAOJX 94260 20100602 Invesco Alternative Opps Fd Cl A MAOAX 86993 20080801 Invesco Alternative Opps Fd Cl C MAOCX 86994 20080801 Invesco Alternative Opps Fd Cl R MAORX 87039 20080801 Invesco Alternative Opps Fd Cl Y MAOIX 86995 20080801 Invesco Asia Pacific Gr Fd Cl Y ASIYX 51396 20081008 Invesco Asian Pacific Gr Fd Cl A ASIAX 32908 19980518 Invesco Asian Pacific Gr Fd Cl B ASIBX 36064 19990728 Invesco Asian Pacific Gr Fd Cl C ASICX 36859 20000207 Invesco Bal Fd Cl A BGRAX 30577 19970806 Invesco Bal Fd Cl B BGRBX 30578 19970806 Invesco Bal Fd Cl C BGRCX 20055 19960620 Invesco Bal Fd Cl Y BGRDX 34759 19981111 Invesco Bal-Risk 2040 Fd Cl C5 VRGCX 87594 20081023 Invesco Bal-Risk Alloc Fd Cl A ABRZX 89437 20090604 Invesco Bal-Risk Alloc Fd Cl B ABRBX 89432 20090604 Invesco Bal-Risk Alloc Fd Cl C ABRCX 89433 20090604 Invesco Bal-Risk Alloc Fd Cl R ABRRX 89435 20090604 Invesco Bal-Risk Alloc Fd Cl Y ABRYX 89436 20090604 Invesco Bal-Risk Alloc Fd Insitutional C ABRIX 89434 20090604 Invesco Bal-Risk Retirement 2010 Fd Cl A INJAX 78311 20070202 Invesco Bal-Risk Retirement 2010 Fd Cl A VRAAX 87623 20081028 Invesco Bal-Risk Retirement 2010 Fd Cl B INJBX 78312 20070202 Invesco Bal-Risk Retirement 2010 Fd Cl C INJCX 78313 20070202 Invesco Bal-Risk Retirement 2010 Fd Cl C VRACX 87624 20081028 Invesco Bal-Risk Retirement 2010 Fd Cl R INJRX 78315 20070202 Invesco Bal-Risk Retirement 2010 Fd Cl R VRARX 87626 20081028 Invesco Bal-Risk Retirement 2010 Fd Cl Y INJYX 51296 20081008 Invesco Bal-Risk Retirement 2010 Fd inst INJIX 78314 20070202 Invesco Bal-Risk Retirement 2020 Fd Cl A AFTAX 78273 20070201 Invesco Bal-Risk Retirement 2020 Fd Cl A VRCAX 87615 20081028 Invesco Bal-Risk Retirement 2020 Fd Cl B AFTBX 78307 20070201 Invesco Bal-Risk Retirement 2020 Fd Cl C AFTCX 78274 20070201 Invesco Bal-Risk Retirement 2020 Fd Cl C VRCCX 87616 20081028 Invesco Bal-Risk Retirement 2020 Fd Cl R ATFRX 78276 20070201 Invesco Bal-Risk Retirement 2020 Fd Cl R VRCRX 87618 20081028 Invesco Bal-Risk Retirement 2020 Fd Cl Y AFTYX 51291 20081008 Invesco Bal-Risk Retirement 2020 Fd inst AFTSX 78275 20070201 Invesco Bal-Risk Retirement 2030 Fd Cl A TNAAX 78296 20070201 Invesco Bal-Risk Retirement 2030 Fd Cl A VREAX 87609 20081028 Invesco Bal-Risk Retirement 2030 Fd Cl B TNABX 78297 20070201 Invesco Bal-Risk Retirement 2030 Fd Cl C TNACX 78298 20070201 Invesco Bal-Risk Retirement 2030 Fd Cl C VRECX 87657 20081028 Invesco Bal-Risk Retirement 2030 Fd Cl R TNARX 78300 20070201 Invesco Bal-Risk Retirement 2030 Fd Cl R VRERX 87610 20081028 Invesco Bal-Risk Retirement 2030 Fd Cl Y TNAYX 51287 20081008 Invesco Bal-Risk Retirement 2030 Fd inst TNAIX 78299 20070201 Invesco Bal-Risk Retirement 2040 Fd Cl A TNDAX 78321 20070202 Invesco Bal-Risk Retirement 2040 Fd Cl A VRGAX 87593 20081023 Invesco Bal-Risk Retirement 2040 Fd Cl C TNDCX 78323 20070202 Invesco Bal-Risk Retirement 2040 Fd Cl R TNDRX 78325 20070202 Invesco Bal-Risk Retirement 2040 Fd Cl R VRGRX 87596 20081023 Invesco Bal-Risk Retirement 2040 Fd Cl Y TNDYX 50999 20081006 Invesco Bal-Risk Retirement 2040 Fd inst TNDIX 78324 20070202 Invesco Bal-Risk Retirement 2050 Fd Cl A TNEAX 78301 20070201 Invesco Bal-Risk Retirement 2050 Fd Cl A VRIAX 87605 20081028 Invesco Bal-Risk Retirement 2050 Fd Cl B TNEBX 78302 20070201 Invesco Bal-Risk Retirement 2050 Fd Cl C TNECX 78303 20070201 Invesco Bal-Risk Retirement 2050 Fd Cl C VRICX 87606 20081028 Invesco Bal-Risk Retirement 2050 Fd Cl R TNERX 78305 20070201 Invesco Bal-Risk Retirement 2050 Fd Cl R VRIRX 87608 20081028 Invesco Bal-Risk Retirement 2050 Fd Cl Y TNEYX 50998 20081006 Invesco Bal-Risk Retirement 2050 Fd inst TNEIX 78304 20070201 Invesco Bal-Risk Retirement Now Fd Cl A IANAX 78277 20070201 Invesco Bal-Risk Retirement Now Fd Cl A5 VIRAX 87627 20081028 Invesco Bal-Risk Retirement Now Fd Cl B IANBX 78278 20070201 Invesco Bal-Risk Retirement Now Fd Cl C IANCX 78279 20070201 Invesco Bal-Risk Retirement Now Fd Cl C5 VIRCX 87628 20081028 Invesco Bal-Risk Retirement Now Fd Cl R IANRX 78281 20070201 Invesco Bal-Risk Retirement Now Fd Cl R5 VIRRX 87630 20081028 Invesco Bal-Risk Retirement Now Fd Cl Y IANYX 51293 20081008 Invesco Bal-Risk Retirement Now Fd inst IANIX 78280 20070201 Invesco Balaned-Risk Retirement 2040 Fd TNDBX 78322 20070202 Invesco Basic Bal Fd Cl A BBLAX 53311 20020320 Invesco Basic Bal Fd Cl B BBLBX 53312 20020320 Invesco Basic Bal Fd Cl C BBLCX 53313 20020320 Invesco Basic Bal Fd Cl R BBLRX 64183 20040616 Invesco Basic Bal Fd Cl Y BBLYX 51345 20081008 Invesco Basic Bal Fd inst Cl BBLIX 64182 20040616 Invesco Basic Bal Fd Inv Cl BBLTX 67289 20050715 Invesco Basic Value Fd Cl A GTVLX 24075 19970421 Invesco Basic Value Fd Cl B GTVBX 14817 19971113 Invesco Basic Value Fd Cl C GTVCX 42618 20000328 Invesco Basic Value Fd Cl R GTVRX 53961 20020722 Invesco Basic Value Fd Cl Y GTVYX 51398 20081008 Invesco Basic Value Fd inst Cl GTVVX 53554 20020514 Invesco CA Insured muni Incm Tr Common XIICX 35389 19990210 Invesco CA Quality muni Securities Commo XIQCX 35390 19990210 Invesco CA Tax-Free Incm Fd Cl A CLFAX 34763 19981111 Invesco CA Tax-Free Incm Fd Cl B CLFBX 20058 19960620 Invesco CA Tax-Free Incm Fd Cl C CLFCX 34764 19981111 Invesco CA Tax-Free Incm Fd Cl Y CLFDX 34765 19981111 Invesco Cap Development Fd Cl A ACDAX 23709 19960628 Invesco Cap Development Fd Cl B ACDBX 24341 19961113 Invesco Cap Development Fd Cl C ACDCX 32105 19971028 Invesco Cap Development Fd Cl R ACDRX 53897 20020722 Invesco Cap Development Fd Cl Y ACDYX 51384 20081008 Invesco Cap Development Fd inst Cl ACDVX 54020 20020430 Invesco Cap Development Inv Cl ACDIX 65190 20050311 Invesco Charter Fd Cl A CHTRX 6150 19870706 Invesco Charter Fd Cl B BCHTX 14580 19960620 Invesco Charter Fd Cl C CHTCX 32431 19980209 Invesco Charter Fd Cl R CHRRX 53934 20020722 Invesco Charter Fd Cl S CHRSX 90072 20090925 Invesco Charter Fd Cl Y CHTYX 51388 20081008 Invesco Charter Fd inst Cl CHTVX 53548 20020514 Invesco China Cl A AACFX 73181 20060413 Invesco China Cl B ABCFX 73182 20060413 Invesco China Cl Class Y AMCYX 51382 20081008 Invesco China Fd Cl C CACFX 73196 20060413 Invesco Commodities Strategy Fd Cl A COAAX 83860 20080501 Invesco Commodities Strategy Fd Cl C COACX 83861 20080501 Invesco Commodities Strategy Fd Cl R COARX 83862 20080501 Invesco Commodities Strategy Fd Cl Y COAIX 83877 20080430 Invesco Commodities Strategy Fund Insti COAJX 94246 20100602 Invesco Commodoties Strategy Fund Class COAHX 94245 20100601 Invesco Conservative Alloc Cl Y ACNYX 51365 20081008 Invesco Conservative Alloc Fd Cl A ACNAX 64164 20040616 Invesco Conservative Alloc Fd Cl B ACNBX 64165 20040616 Invesco Conservative Alloc Fd Cl C ACNCX 64166 20040616 Invesco Conservative Alloc Fd Cl R ACNRX 64168 20040616 Invesco Conservative Alloc Fd Cl S ACSSX 90181 20091001 Invesco Conservative Alloc Fd inst Cl ACNIX 64167 20040616 Invesco Constellation Cl Y CSTYX 51580 20081008 Invesco Constellation Fd Cl A CSTGX 6151 19870706 Invesco Constellation Fd Cl B CSTBX 32167 19971126 Invesco Constellation Fd Cl C CSTCX 30988 19971001 Invesco Constellation Fd Cl R CSTRX 53937 20020722 Invesco Constellation Fd inst Cl CSITX 53549 20020514 Invesco Convertible Securities Fd Cl A CNSAX 34767 19981111 Invesco Convertible Securities Fd Cl B CNSBX 20083 19960620 Invesco Convertible Securities Fd Cl C CNSCX 34768 19981111 Invesco Convertible Securities Fd Cl Y CNSDX 42198 19990322 Invesco Core bd Fd Cl A TBRAX 53348 20020408 Invesco Core bd Fd Cl B TBRDX 53350 20020408 Invesco Core bd Fd inst Cl TBRIX 64197 20040616 Invesco Core Plus bd Fd Cl A ACPSX 89393 20090603 Invesco Core Plus bd Fd Cl B CPBBX 89394 20090603 Invesco Core Plus bd Fd Cl C CPCFX 89397 20090603 Invesco Core Plus bd Fd Cl R CPBRX 89395 20090603 Invesco Core Plus bd Fd inst Cl CPIIX 89398 20090603 Invesco Developing Markets Fd Cl A GTDDX 34496 19981111 Invesco Developing Markets Fd Cl B Share GTDBX 42284 19990416 Invesco Developing Markets Fd Cl C Shs GTDCX 45859 20010119 Invesco Disciplined eq Fd Cl Y AWEIX 72224 20051201 Invesco Diversified Dividend Cl R DDFRX 72107 20051110 Invesco Diversified Dividend Fd Cl A LCEAX 53320 20020408 Invesco Diversified Dividend Fd Cl B LCEDX 53321 20020408 Invesco Diversified Dividend Fd Cl C LCEVX 53322 20020408 Invesco Diversified Dividend Fd Cl Y LCEYX 51372 20081008 Invesco Diversified Dividend Fd inst Cl DDFIX 72106 20051110 Invesco Diversified Dividend Fd Inv Cl LCEIX 67310 20050715 Invesco Dividend Gr Securities Fd Cl A DIVAX 30584 19970806 Invesco Dividend Gr Securities Fd Cl B DIVBX 14075 19950719 Invesco Dividend Gr Securities Fd Cl C DIVCX 30585 19970806 Invesco Dividend Gr Securities Fd Cl Y DIVDX 32045 19971007 Invesco Dynamics Fd Cl A Shs IDYAX 53465 20020426 Invesco Dynamics Fd Cl B Shs IDYBX 53466 20020426 Invesco Dynamics Fd Cl C Shs IFDCX 44726 20001012 Invesco Dynamics Fd Insitutional Cl IDICX 44280 20000728 Invesco Dynamics Fd Inv Cl FIDYX 6191 19860102 Invesco Endeavor Fd Cl A Shares ATDAX 62230 20031119 Invesco Endeavor Fd Cl B Shares ATDBX 62231 20031119 Invesco Endeavor Fd Cl C Shares ATDCX 62232 20031119 Invesco Endeavor Fd Cl R Shares ATDRX 64177 20040616 Invesco Endeavor Fd Cl Y ATDYX 51379 20081008 Invesco Endeavor Fd inst Cl ATDIX 64176 20040616 Invesco Energy Fd Cl A IENAX 53467 20020426 Invesco Energy Fd Cl B Shs IENBX 53468 20020426 Invesco Energy Fd Cl C Shs IEFCX 47857 20010615 Invesco Energy Fd Cl Y IENYX 51594 20081008 Invesco Energy Fd inst Cl IENIX 72637 20060216 Invesco Energy Fd Inv Cl FSTEX 6192 19861017 Invesco eq Weighted S&P 500 Fd Cl R VADRX 48993 20080401 Invesco Equally-Weighted S&P 500 Fd Cl A VADAX 34809 19981111 Invesco Equally-Weighted S&P 500 Fd Cl B VADBX 14077 19950719 Invesco Equally-Weighted S&P 500 Fd Cl C VADCX 34810 19981111 Invesco Equally-Weighted S&P Fd Cl Y VADDX 34811 19981111 Invesco European Gr Fd Cl A AEDAX 34497 19981111 Invesco European Gr Fd Cl B AEDBX 32933 19980522 Invesco European Gr Fd Cl C AEDCX 35297 19990127 Invesco European Gr Fd Cl R Shares AEDRX 53899 20020722 Invesco European Gr Fd Cl Y AEDYX 51593 20081008 Invesco European Gr Fd Inv Cl EGINX 62040 20031017 Invesco European Small Company Fd Cl A ESMAX 45988 20010129 Invesco European Small Company Fd Cl B ESMBX 45987 20010129 Invesco European Small Company Fd Cl C ESMCX 45986 20010129 Invesco European Small Company Fd Cl Y ESMYX 51389 20081008 Invesco Fdamental Value Fund Cl A FVFAX 57440 20030210 Invesco Fdamental Value Fund Cl B FVFBX 57441 20030210 Invesco Fdamental Value Fund Cl C FVFCX 57442 20030210 Invesco Fdamental Value Fund Cl Y FVFDX 57443 20030210 Invesco Finc Services Fd Cl A Shs IFSAX 53430 20020423 Invesco Finc Services Fd Cl B Shs IFSBX 53431 20020423 Invesco Finc Services Fd Cl C Shs IFSCX 47256 20010330 Invesco Finc Services Fd Cl Y IFSYX 51369 20081008 Invesco Finc Services Fd Inv Cl FSFSX 6194 19861017 Invesco Floating Rate Fd Cl A AFRAX 73287 20060504 Invesco Floating Rate Fd Cl C AFRCX 46943 20010131 Invesco Floating Rate Fd Cl R AFRRX 73288 20060504 Invesco Floating Rate Fd Cl Y AFRYX 51286 20081008 Invesco Floating Rate Fd inst Cl AFRIX 73355 20060510 Invesco FX Alpha Plus Strategy Fd Cl A FXPAX 80865 20070817 Invesco FX Alpha Plus Strategy Fd Cl C FXPCX 80866 20070817 Invesco FX Alpha Plus Strategy Fd Cl R FXPRX 48985 20080401 Invesco FX Alpha Plus Strategy Fd Cl Y FXPDX 80867 20070817 Invesco FX Alpha Plus Strategy Fund Inst FXPIX 94250 20100602 Invesco FX Alpha Strategy Fd Cl A FXAAX 80862 20070817 Invesco FX Alpha Strategy Fd Cl C FXACX 80863 20070817 Invesco FX Alpha Strategy Fd Cl R FXARX 48499 20080401 Invesco FX Alpha Strategy Fd Cl Y FXADX 80864 20070817 Invesco FX Alpha Strategy Fund Insti Cla FXAIX 94249 20100602 Invesco Gbl Advantage Fd Cl A GADAX 32589 19980312 Invesco Gbl Advantage Fd Cl B GADBX 32590 19980312 Invesco Gbl Advantage Fd Cl C GADCX 32591 19980312 Invesco Gbl Advantage Fd Cl Y GADDX 42856 20000505 Invesco Gbl Core eq Fd Cl A AWSAX 46442 20010221 Invesco Gbl Core eq Fd Cl B AWSBX 46443 20010221 Invesco Gbl Core eq Fd Cl C AWSCX 46444 20010221 Invesco Gbl Core eq Fd Cl Y AWSYX 51373 20081008 Invesco Gbl Core eq Fd inst Cl AWSIX 72103 20051110 Invesco Gbl Dividend Gr Securities Cl A GLBAX 30592 19970806 Invesco Gbl Dividend Gr Securities Fd Cl GLBBX 20062 19960620 Invesco Gbl Dividend Gr Securities Fd Cl GLBCX 30593 19970806 Invesco Gbl Dividend Gr Securities Fd Cl GLBDX 30594 19970806 Invesco Gbl eq Fd Cl A GTNDX 32738 19980415 Invesco Gbl eq Fd Cl B GNDBX 32739 19980415 Invesco Gbl eq Fd Cl C GNDCX 36857 20000207 Invesco Gbl eq Fd Cl R GTNRX 72110 20051110 Invesco Gbl eq Fd Cl Y GTNYX 51362 20081008 Invesco Gbl eq Fd inst Cl GNDIX 64184 20040616 Invesco Gbl Fd Cl A Shares ATKAX 62233 20031119 Invesco Gbl Fd Cl B Shares ATKBX 62229 20031119 Invesco Gbl Fd Cl C Shares ATKCX 62234 20031119 Invesco Gbl Fd Cl R Shares ATKRX 64181 20040616 Invesco Gbl Fd Cl Y ATKYX 51346 20081008 Invesco Gbl Fd inst Cl ATKIX 64180 20040616 Invesco Gbl Gr Fd Cl A AGGAX 14400 19960620 Invesco Gbl Gr Fd Cl B AGGBX 14401 19960620 Invesco Gbl Gr Fd Cl C Shares AGGCX 34245 19980909 Invesco Gbl Gr Fd Cl Y AGGYX 51397 20081008 Invesco Gbl Health Card Fd Inv Cl GTHIX 67288 20050715 Invesco Gbl Health Care Fd B Series GTHBX 20808 19960620 Invesco Gbl Health Care Fd Cl A GGHCX 6604 19900220 Invesco Gbl Health Care Fd Cl C Shs GTHCX 44224 20000718 Invesco Gbl Real Estate Cl A AGREX 67069 20050511 Invesco Gbl Real Estate Cl B BGREX 67077 20050511 Invesco Gbl Real Estate Fd Cl Y ARGYX 51334 20081008 Invesco Gbl Small & Mid Cap Gr Fd Cl A AGAAX 14393 19960620 Invesco Gbl Small & Mid Cap Gr Fd Cl B AGABX 14394 19960620 Invesco Gbl Small & Mid Cap Gr Fd Cl C AGACX 32650 19980326 Invesco Gbl Small & Mid Cap Gr Fd Cl Y AGAYX 51392 20081008 Invesco Gold & Precious Metals Fd Cl A S IGDAX 53432 20020423 Invesco Gold & Precious Metals Fd Cl B S IGDBX 53433 20020423 Invesco Gold & Precious Metals Fd Cl C S IGDCX 53376 20020415 Invesco Gold & Precious Metals Fd Cl Y IGDYX 50996 20081006 Invesco Gold & Precious Metals Fd Inv Cl FGLDX 6195 19860730 Invesco Gr Alloc Fd Cl A AADAX 64199 20040617 Invesco Gr Alloc Fd Cl B AAEBX 64163 20040616 Invesco Gr Alloc Fd Cl C AADCX 64160 20040616 Invesco Gr Alloc Fd Cl R AADRX 64162 20040616 Invesco Gr Alloc Fd Cl S AADSX 90182 20091001 Invesco Gr Alloc Fd Cl Y AADYX 51361 20081008 Invesco Gr Alloc Fd inst Cl AADIX 64161 20040616 Invesco Health Sciences Fd Cl A HCRAX 30598 19970806 Invesco Health Sciences Fd Cl B HCRBX 20066 19960620 Invesco Health Sciences Fd Cl C HCRCX 30599 19970806 Invesco Health Sciences Fd Cl Y HCRDX 30600 19970806 Invesco High Incm muni bd Fd Cl A AHMAX 32461 19980130 Invesco High Incm muni Fd Cl B Shares AHMBX 42160 19990129 Invesco High Incm muni Fd Cl C Shs AHMCX 42613 20000131 Invesco High Incm muni Fd Cl Y AHMYX 51290 20081008 Invesco High Incm muni Fd inst Cl AHMIX 73903 20060814 Invesco High Yield Fd Cl A AMHYX 14460 19960620 Invesco High Yield Fd Cl B AHYBX 14423 19960131 Invesco High Yield Fd Cl C AHYCX 32142 19970829 Invesco High Yield Fd Cl Y AHHYX 50993 20081006 Invesco High Yield Fd inst Cl AHIYX 64169 20040616 Invesco High Yield Fd Inv Cl HYINX 62041 20031017 Invesco High Yield Inv s Fd, Inc Common XMSYX 80857 20070815 Invesco High Yield Securities Fd Cl A HYLAX 34780 19981111 Invesco High Yield Securities Fd Cl B HYLBX 32054 19971016 Invesco High Yield Securities Fd Cl C HYLCX 34781 19981111 Invesco High Yield Securities Fd Cl Y HYLDX 20067 19960620 Invesco Incm Alloc Fd Cl A ALAAX 72102 20051110 Invesco Incm Alloc Fd Cl B BLIAX 72104 20051110 Invesco Incm Alloc Fd Cl C CLIAX 72105 20051110 Invesco Incm Alloc Fd Cl R RLIAX 72117 20051110 Invesco Incm Alloc Fd Cl Y ALAYX 51297 20081008 Invesco Incm Alloc Fd inst Cl ILAAX 72113 20051110 Invesco Incm Fd Cl A AMIFX 14461 19960620 Invesco Incm Fd Cl B ABIFX 14283 19960131 Invesco Incm Fd Cl C Shares ACIFX 34065 19980130 Invesco Incm Fd Cl R Shares AMIRX 53905 20020722 Invesco Incm Fd Cl Y AMIYX 50994 20081006 Invesco Incm Fd inst Cl AIIRX 72100 20051110 Invesco Incm Fd Inv Cl AIIVX 62037 20031017 Invesco Insured CA muni Securities Commo XICSX 35396 19990210 Invesco Insured muni bd Tr Common XIMCX 79162 20070412 Invesco Insured muni Incm Tr Common XIIMX 35398 19990210 Invesco Insured muni Securities Common XIMSX 35399 19990210 Invesco Insured muni Tr Common XIMTX 35400 19990210 Invesco Intermational Core eq Fd inst Cl IBVIX 64188 20040616 Invesco Internaional Core eq Fd Cl B Shs IBVBX 53462 20020426 Invesco Intl Alloc Fd Cl A AINAX 72101 20051110 Invesco Intl Alloc Fd Cl B INABX 72155 20051115 Invesco Intl Alloc Fd Cl C INACX 72156 20051115 Invesco Intl Alloc Fd Cl R RINAX 72116 20051110 Invesco Intl Alloc Fd Cl Y AINYX 51338 20081008 Invesco Intl Alloc Fd inst Cl INAIX 72157 20051115 Invesco Intl Core eq Fd Cl A Shs IBVAX 53461 20020426 Invesco Intl Core eq Fd Cl C Shs IBVCX 53371 20020415 Invesco Intl Core eq Fd Inv Cl IIBCX 20863 19981119 Invesco Intl Gr eq Fd Cl A MNWBX 72514 20060111 Invesco Intl Gr eq Fd Cl Y MNWAX 72372 20051229 Invesco Intl Gr Fd Cl A AIIEX 14429 19960620 Invesco Intl Gr Fd Cl B AIEBX 14426 19960620 Invesco Intl Gr Fd Cl C AIECX 32106 19971028 Invesco Intl Gr Fd Cl I AIEVX 53580 20020521 Invesco Intl Gr Fd Cl R Shares AIERX 53902 20020722 Invesco Intl Gr Fd Cl Y AIIYX 51587 20081008 Invesco Intl Small Company Fd Cl A IEGAX 45362 20001213 Invesco Intl Small Company Fd Cl B IEGBX 45363 20001213 Invesco Intl Small Company Fd Cl C IEGCX 45352 20001213 Invesco Intl Small Company Fd Cl Y IEGYX 51386 20081008 Invesco Intl Small Company Fd inst Cl IEGIX 72112 20051110 Invesco Intl Total Ret Fd Cl A AUBAX 73149 20060417 Invesco Intl Total Ret Fd Cl B AUBBX 73150 20060417 Invesco Intl Total Ret Fd Cl C AUBCX 73195 20060413 Invesco Intl Total Ret Fd Cl Y AUBYX 51383 20081008 Invesco Intl Total Ret Fd inst Cl AUBIX 73151 20060417 Invesco Intrntnl Growth Equity Fnd Cls B MNBBX 93968 20100602 Invesco Intrntnl Growth Equity Fnd Cls C MNWQX 93969 20100602 Invesco Japan Fd Cl A AJFAX 73186 20060413 Invesco Japan Fd Cl B AJFBX 73187 20060413 Invesco Japan Fd Cl C AJFCX 73146 20060417 Invesco Japan Fd Cl Y AJFYX 50995 20081006 Invesco Japan Fd inst Cl AJFIX 73188 20060413 Invesco Large Cap Basic Value Fd Cl A LCBAX 45129 20001124 Invesco Large Cap Basic Value Fd Cl B LCBBX 45130 20001124 Invesco Large Cap Basic Value Fd Cl C LCBCX 45131 20001124 Invesco Large Cap Basic Value Fd Cl R LCBRX 53977 20020722 Invesco Large Cap Basic Value Fd Cl Y LCBYX 51292 20081008 Invesco Large Cap Basic Value Fd inst Cl LCBIX 64191 20040616 Invesco Large Cap Basic Value Fd Inv Cl LCINX 62043 20031017 Invesco Large Cap Gr Fd Cl A LCGAX 36736 20000118 Invesco Large Cap Gr Fd Cl B LCGBX 42637 20000329 Invesco Large Cap Gr Fd Cl C LCGCX 44020 20000530 Invesco Large Cap Gr Fd Cl R LCRGX 53978 20020722 Invesco Large Cap Gr Fd Cl Y LCGYX 51299 20081008 Invesco Large Cap Gr Fd inst Cl LCIGX 64192 20040616 Invesco Large Cap Gr Fd Inv Cl LCGIX 62042 20031017 Invesco Large Cap Relative Value Fd Cl A IVABX 45930 20010123 Invesco Large Cap Relative Value Fd Cl Y MSIVX 21693 19960620 Invesco Large Cap Relative Vl Fnd Cls B IVAHX 93963 20100602 Invesco Large Cap Relative Vl Fnd Cls C IVAKX 93964 20100602 Invesco Leisure Fd Cl A Shs ILSAX 53436 20020423 Invesco Leisure Fd Cl B Shs ILSBX 53437 20020423 Invesco Leisure Fd Cl C Shs IVLCX 48571 20010712 Invesco Leisure Fd Cl R ILSRX 72114 20051110 Invesco Leisure Fd Cl Y ILSYX 51595 20081008 Invesco Leisure Fd Inv Cl FLISX 6197 19860730 Invesco Limited Maturity Treasury Fd Cl LMTAX 54994 20021202 Invesco Limited Maturity Treasury Fd Cl SHTIX 23046 19960620 Invesco Limited Maturity Treasury Fd Cl LMTYX 51381 20081008 Invesco Limited Maturity Treasury Fd ins ALMIX 53608 20020607 Invesco Mid Cap Basic Value Fd Cl A MDCAX 53323 20020408 Invesco Mid Cap Basic Value Fd Cl B MDCBX 53324 20020408 Invesco Mid Cap Basic Value Fd Cl C MDCVX 53325 20020408 Invesco Mid Cap Basic Value Fd Cl R MDCRX 64193 20040616 Invesco Mid Cap Basic Value Fd Cl Y MDCYX 51295 20081008 Invesco Mid Cap Basic Value Fd inst Cl MDICX 64194 20040616 Invesco Mid Cap Core eq Fd Cl A GTAGX 6600 19900220 Invesco Mid Cap Core eq Fd Cl B GTABX 20797 19960620 Invesco Mid Cap Core eq Fd Cl C GTACX 44657 20001002 Invesco Mid Cap Core eq Fd Cl R GTARX 53959 20020722 Invesco Mid Cap Core eq Fd Cl Y GTAYX 51582 20081008 Invesco Mid Cap Core eq Fd inst Cl GTAVX 53484 20020503 Invesco Mid-Cap Value Fd Cl A MDFAX 50641 20011224 Invesco Mid-Cap Value Fd Cl B MDFBX 50642 20011224 Invesco Mid-Cap Value Fd Cl C MDFCX 50643 20011224 Invesco Mid-Cap Value Fd Cl Y MDFDX 50644 20011224 Invesco Moderate Alloc Fd Cl A AMKAX 64171 20040616 Invesco Moderate Alloc Fd Cl B AMKBX 64172 20040616 Invesco Moderate Alloc Fd Cl C AMKCX 64173 20040616 Invesco Moderate Alloc Fd Cl R AMKRX 64174 20040616 Invesco Moderate Alloc Fd Cl S AMKSX 90073 20090925 Invesco Moderate Alloc Fd Cl Y ABKYX 87502 20081008 Invesco Moderate Alloc Fd inst Cl AMLIX 64175 20040616 Invesco Moderate Gr Alloc Cl A AAMGX 67063 20050511 Invesco Moderate Gr Alloc Cl B AMBGX 67071 20050511 Invesco Moderate Gr Alloc Cl R RAMGX 67087 20050511 Invesco Moderate Gr Alloc Fd Cl Y AAMYX 51352 20081008 Invesco Moderate Gr Alloc inst Cl AIMGX 67070 20050511 Invesco Moderate Gr Alloction Cl C ACMGX 67064 20050511 Invesco Moderately Conservative Alloc Cl CAAMX 67078 20050511 Invesco Moderately Conservative Alloc Cl CACMX 67079 20050511 Invesco Moderately Conservative Alloc Cl CMBAX 67084 20050511 Invesco Moderately Conservative Alloc Fd CAAYX 51356 20081008 Invesco Moderately Conservative Alloc in CMAIX 67082 20050511 Invesco Moderately Conservatve Alloc Cl CMARX 67083 20050511 Invesco Multi-Sector Fd Cl A IAMSX 54314 20020911 Invesco Multi-Sector Fd Cl B IBMSX 54315 20020911 Invesco Multi-Sector Fd Cl C ICMSX 54316 20020911 Invesco Multi-Sector Fd Cl Y IAMYX 51581 20081008 Invesco Multi-Sector Fd inst Cl IIMSX 64189 20040616 Invesco muni bd Fd Cl A AMBDX 14453 19960620 Invesco muni bd Fd Cl B AMBBX 14452 19960620 Invesco muni bd Fd Cl C Shares AMBCX 42166 19990415 Invesco muni bd Fd Cl Y AMBYX 51289 20081008 Invesco muni bd Fd Inv Cl AMBIX 62038 20031017 Invesco muni Fd Cl A MSMHX 82790 20080102 Invesco muni Fd Cl Y MPMFX 21632 19960620 Invesco muni Incm Opps Tr Common XOIAX 35401 19990210 Invesco muni Incm Opps Tr II Common XOIBX 35402 19990210 Invesco muni Incm Opps Tr III Common XOICX 35403 19990210 Invesco muni Premium Incm Tr Common XPIAX 35405 19990210 Invesco Municipal Fund Class B IMUGX 94255 20100602 Invesco Municipal Fund Class C IMUHX 94256 20100602 Invesco NY Quality muni Securities Commo XIQNX 35406 19990210 Invesco NY Tax-Free Incm Fd Cl A NYFAX 34789 19981111 Invesco NY Tax-Free Incm Fd Cl B NYFBX 20077 19960620 Invesco NY Tax-Free Incm Fd Cl Y NYFDX 34791 19981111 Invesco NY Tax-Free Incm und Cl C NYFCX 34790 19981111 Invesco Pacific Gr Fd Cl A TGRAX 34792 19981111 Invesco Pacific Gr Fd Cl B TGRBX 14068 19950719 Invesco Pacific Gr Fd Cl C TGRCX 34793 19981111 Invesco Pacific Gr Fd Cl R TGRRX 48991 20080401 Invesco Pacific Gr Fd Cl Y TGRDX 34794 19981111 Invesco Prime Incm Tr Shares of Benefici XPITX 35812 19990528 Invesco Quality muni Incm Tr Common XIQIX 35407 19990210 Invesco Quality muni Inv Tr Common XIQTX 35408 19990210 Invesco Quality muni Securities Common XIQMX 35409 19990210 Invesco Real Estate Fd Cl A IARAX 32149 19971120 Invesco Real Estate Fd Cl B Shs AARBX 42624 20000320 Invesco Real Estate Fd Cl C Shares IARCX 30488 19970616 Invesco Real Estate Fd Cl R Shares IARRX 64187 20040616 Invesco Real Estate Fd Cl Y IARYX 51578 20081008 Invesco Real Estate Fd inst Cl IARIX 64186 20040616 Invesco Real Estate Fd Inv Cl REINX 62048 20031017 Invesco S&P 500 Index Fd Cl A SPIAX 32993 19980602 Invesco S&P 500 Index Fd Cl B SPIBX 32077 19971020 Invesco S&P 500 Index Fd Cl C SPICX 32994 19980602 Invesco S&P 500 Index Fd Cl Y SPIDX 32995 19980602 Invesco sel eq Fd Cl A AGWFX 14417 19960620 Invesco sel eq Fd Cl B AGWBX 14416 19960620 Invesco sel eq Fd Cl C AGWCX 36050 19990721 Invesco sel eq Fd Cl Y AGWYX 51391 20081008 Invesco sel Real Estate Incm Fd Cl A ASRAX 54174 20020603 Invesco sel Real Estate Incm Fd Cl B SARBX 78891 20070314 Invesco sel Real Estate Incm Fd Cl C ASRCX 78905 20070315 Invesco sel Real Estate Incm Fd Cl Y ASRYX 50997 20081006 Invesco sel Real Estate Incm Fd inst Cl ASRIX 78883 20070314 Invesco Short Term bd Fd Cl A Shares STBAX 64195 20040616 Invesco Short Term bd Fd Cl C Shares STBCX 54425 20020930 Invesco Short Term bd Fd Cl R Shares STBRX 64196 20040616 Invesco Short Term bd Fd inst Cl ISTBX 64190 20040616 Invesco Small Cap eq Cl A SMEAX 44692 20001009 Invesco Small Cap eq Fd Cl B SMEBX 45364 20001213 Invesco Small Cap eq Fd Cl C SMECX 45366 20001213 Invesco Small Cap eq Fd Cl R SMERX 54012 20020722 Invesco Small Cap eq Fd Cl Y SMEYX 51333 20081008 Invesco Small Cap eq Fd inst Cl SMEIX 67096 20050511 Invesco Small Cap Gr Fd Cl A GTSAX 14827 19971113 Invesco Small Cap Gr Fd Cl B GTSBX 14846 19971113 Invesco Small Cap Gr Fd Cl C Shs GTSDX 42611 20000328 Invesco Small Cap Gr Fd Cl I Shares GTSVX 53499 20020509 Invesco Small Cap Gr Fd Cl R Shares GTSRX 53960 20020722 Invesco Small Cap Gr Fd Inv Cl GTSIX 73199 20060417 Invesco Small Companies Fd Cl A Shs ATIAX 62242 20031126 Invesco Small Companies Fd Cl B Shs ATIBX 62243 20031126 Invesco Small Companies Fd Cl C Shs ATICX 62244 20031126 Invesco Small Companies Fd Cl R Shares ATIRX 64179 20040616 Invesco Small Companies Fd Cl Y ATIYX 51370 20081008 Invesco Small Companies Fd inst Cl ATIIX 64178 20040616 Invesco Small-Mid Special Value Fd Cl A JBJAX 54284 20020904 Invesco Small-Mid Special Value Fd Cl B JBJBX 54285 20020904 Invesco Small-Mid Special Value Fd Cl C JBJCX 54286 20020904 Invesco Small-Mid Special Value Fd Cl Y JBJDX 54287 20020904 Invesco Special Value Fd Cl A SVFAX 35247 19990111 Invesco Special Value Fd Cl B SVFBX 24350 19961119 Invesco Special Value Fd Cl C SVFCX 35248 19990111 Invesco Special Value Fd Cl Y SVFDX 35249 19990111 Invesco Structured Core Fd Cl A SCAUX 73175 20060417 Invesco Structured Core Fd Cl B SBCUX 73173 20060417 Invesco Structured Core Fd Cl C SCCUX 73176 20060417 Invesco Structured Core Fd Cl R SCRUX 73178 20060417 Invesco Structured Core Fd Cl Y SCAYX 87485 20081008 Invesco Structured Core Fd inst Cl SCIUX 73177 20060417 Invesco Structured Core Fd Inv Cl SCNUX 83856 20080428 Invesco Structured Gr Fd Cl A AASGX 73218 20060413 Invesco Structured Gr Fd Cl B BASGX 73152 20060417 Invesco Structured Gr Fd Cl C CASGX 73153 20060417 Invesco Structured Gr Fd Cl R RASGX 73168 20060417 Invesco Structured Gr Fd Cl Y AASYX 51288 20081008 Invesco Structured Gr Fd inst Cl IASGX 73201 20060413 Invesco Structured Value Fd Cl A ASAVX 73191 20060413 Invesco Structured Value Fd Cl B ASBVX 73192 20060413 Invesco Structured Value Fd Cl C SBCVX 73174 20060417 Invesco Structured Value Fd Cl R ASRVX 73194 20060413 Invesco Structured Value Fd Cl Y ASAYX 87486 20081008 Invesco Structured Value Fd inst Cl ASIVX 73147 20060417 Invesco Summit Cl P SMMIX 23096 19960620 Invesco Summit Fd Cl A ASMMX 72138 20051115 Invesco Summit Fd Cl B BSMMX 72139 20051115 Invesco Summit Fd Cl C CSMMX 72147 20051115 Invesco Summit Fd Cl S SMMSX 90070 20090925 Invesco Summit Fd Cl Y ASMYX 51375 20081008 Invesco Summit Fd inst Cl SMITX 51376 20081008 Invesco Tax-Exempt Securities Fd Cl C TAXCX 34803 19981111 Invesco Tax-Exempt Securities Fd Cl Y TAXDX 20085 19960620 Invesco Tax-Exempt Securities Tr Cl A TAXAX 34801 19981111 Invesco Tax-Exempt Securities Tr Cl B TAXBX 34802 19981111 Invesco Tax-Free Intermediate Fd Cl A ATFAX 54979 20021202 Invesco Tax-Free Intermediate Fd Cl A2 AITFX 14431 19960131 Invesco Tax-Free Intermediate Fd Cl Y ATFYX 51380 20081008 Invesco Tax-Free Intermediate Fd Insti C ATFIX 64712 20050125 Invesco Technology Fd Cl A Shs ITYAX 53442 20020423 Invesco Technology Fd Cl B Shs ITYBX 53443 20020423 Invesco Technology Fd Cl C Shs ITHCX 44612 20000925 Invesco Technology Fd Cl Y ITYYX 51583 20081008 Invesco Technology Fd inst Cl FTPIX 35260 19990120 Invesco Technology Fnd Inv Cl FTCHX 6199 19860730 Invesco Technology Sector Fd Cl A IFOAX 32283 19980108 Invesco Technology Sector Fd Cl B IFOBX 20069 19960620 Invesco Technology Sector Fd Cl C IFOCX 32284 19980108 Invesco Technology Sector Fd Cl Y IFODX 32285 19980108 Invesco Term bd Fd Cl Y STBYX 51347 20081008 Invesco U.S. Gov Fd Cl A AGOVX 14410 19960131 Invesco U.S. Gov Fd Cl B AGVBX 14415 19960131 Invesco U.S. Gov Fd Cl C AGVCX 32676 19980130 Invesco U.S. Gov Fd Cl R AGVRX 53900 20020722 Invesco U.S. Gov Fd Cl Y AGVYX 51337 20081008 Invesco U.S. Gov Fd Inst Cl AGOIX 67068 20050511 Invesco U.S. Gov Fd Inv Cl AGIVX 62036 20031017 Invesco U.S. Mid Cap Value Fd Cl A MMCAX 35787 19990426 Invesco U.S. Mid Cap Value Fd Cl Y MPMVX 23878 19960628 Invesco U.S. Mid Cap Value Fund Class B MMCDX 94267 20100602 Invesco U.S. Mid Cap Value Fund Class C MMCCX 94266 20100602 Invesco U.S. Small Cap Value Fd Cl A MCVAX 36170 19990908 Invesco U.S. Small Cap Value Fd Cl Y MPSCX 21635 19960620 Invesco U.S. Small Cap Value Fund Class MCVGX 94263 20100602 Invesco U.S. Small Cap Value Fund Class MCVQX 94264 20100602 Invesco U.S. Small Mid Cap Vu Fnd Cls B MSMGX 93970 20100602 Invesco U.S. Small/Mid Cap Value Fd Cl A MSMMX 81413 20070928 Invesco U.S. Small/Mid Cap Value Fd Cl Y MSMDX 81412 20070928 Invesco U.S. Small/Mid Cap Vl Fnd Cls C MSMQX 93987 20100602 Invesco Utilities Fd Cl A Shs IAUTX 53418 20020423 Invesco Utilities Fd Cl B Shs IBUTX 53426 20020423 Invesco Utilities Fd Cl C Shs IUTCX 53399 20020415 Invesco Utilities Fd Cl Y IAUYX 51390 20081008 Invesco Utilities Fd inst Cl FSIUX 72108 20051110 Invesco Utilities Fd Inv Cl FSTUX 6200 19860923 Invesco Value Fd Cl A VLUAX 45252 20001205 Invesco Value Fd Cl B VLUBX 35250 19990111 Invesco Value Fd Cl C VLUCX 36133 19990820 Invesco Value Fd Cl Y VLUDX 45253 20001205 Invesco Value II Fd Cl A MPVAX 24604 19970210 Invesco Value II Fd Cl Y MPVLX 21639 19960620 Invesco Value II Fund Class B MCVEX 94261 20100602 Invesco Value II Fund Class C MCVFX 94262 20100602 Invesco Van Kampen Adv Muni Incm Tr II S XVKIX 80475 20070716 Invesco Van Kampen Amer Franchise Fd Cl VAFAX 67273 20050629 Invesco Van Kampen Amer Franchise Fd Cl VAFBX 67274 20050629 Invesco Van Kampen Amer Franchise Fd Cl VAFCX 67275 20050629 Invesco Van Kampen Amer Franchise Fd Cl VAFIX 67276 20050629 Invesco Van Kampen Amer Value Cl B MGAVX 30961 19970918 Invesco Van Kampen Amer Value Cl R MSARX 78920 20070322 Invesco Van Kampen Amer Value Fd Cl A MSAVX 21659 19960620 Invesco Van Kampen Amer Value Fd Cl C MSVCX 21715 19960620 Invesco Van Kampen America Value Fd Cl Y MSAIX 72814 20060216 Invesco Van Kampen American Value Fund I MSAJX 94268 20100602 Invesco Van Kampen Asset Alloc Conservat VACBX 75332 20060925 Invesco Van Kampen Asset Alloc Conservat VACCX 75333 20060925 Invesco Van Kampen Asset Alloc Conservat VACIX 75334 20060925 Invesco Van Kampen Asset Alloc Conservat VACAX 75331 20060925 Invesco Van Kampen Asset Alloc Gowth Fd VKAIX 75342 20060925 Invesco Van Kampen Asset Alloc Gr Fd Cl VKAAX 75339 20060925 Invesco Van Kampen Asset Alloc Gr Fd Cl VKABX 75340 20060925 Invesco Van Kampen Asset Alloc Gr Fd Cl VKACX 75341 20060925 Invesco Van Kampen Asset Alloc Moderate VAMAX 75335 20060925 Invesco Van Kampen Asset Alloc Moderate VAMBX 75336 20060925 Invesco Van Kampen Asset Alloc Moderate VAMCX 75337 20060925 Invesco Van Kampen Asset Alloc Moderate VAMIX 75338 20060925 Invesco Van Kampen bd Fd Common XVBFX 80471 20070716 Invesco Van Kampen CA Insured Tax Free F VKCIX 23524 19960620 Invesco Van Kampen CA Insured Tax Free F VCIBX 23490 19960620 Invesco Van Kampen CA Insured Tax Free F VCICX 34994 19981111 Invesco Van Kampen CA Insured Tax Free F VCIIX 67523 20050826 Invesco Van Kampen CA Value muni Incm Tr XVCVX 80472 20070716 Invesco Van Kampen Cap Gr Fd Cl A ACPAX 14327 19960620 Invesco Van Kampen Cap Gr Fd Cl B ACPBX 14328 19960620 Invesco Van Kampen Cap Gr Fd Cl C ACPCX 14329 19960620 Invesco Van Kampen Cap Gr Fd Cl R ACPRX 78938 20070321 Invesco Van Kampen Cap Gr Fd Cl Y ACPDX 67498 20050815 Invesco Van Kampen Capital Growth Fund I ACPJX 94233 20100602 Invesco Van Kampen Comstock Fd Cl A ACSTX 14334 19960315 Invesco Van Kampen Comstock Fd Cl B ACSWX 14335 19960315 Invesco Van Kampen Comstock Fd Cl C ACSYX 14336 19960315 Invesco Van Kampen Comstock Fd Cl R ACSRX 54554 20021011 Invesco Van Kampen Comstock Fd Cl Y ACSDX 64681 20050125 Invesco Van Kampen Comstock Fund Inst Cl ACSHX 94235 20100602 Invesco Van Kampen Core eq Fd Cl A VCEAX 80916 20070828 Invesco Van Kampen Core eq Fd Cl B VCEBX 80917 20070828 Invesco Van Kampen Core eq Fd Cl C VCECX 80918 20070828 Invesco Van Kampen Core eq Fd Cl R VCERX 80906 20070828 Invesco Van Kampen Core eq Fd Cl Y VCEIX 80905 20070828 Invesco Van Kampen Core Plus Fixed Incm VCPAX 78252 20070129 Invesco Van Kampen Core Plus Fixed Incm VCPBX 78253 20070129 Invesco Van Kampen Core Plus Fixed Incm VCPCX 78254 20070129 Invesco Van Kampen Core Plus Fixed Incm VCPIX 78255 20070129 Invesco Van Kampen Corporate bd Fd Cl A ACCBX 14294 19960131 Invesco Van Kampen Corporate bd Fd Cl B ACCDX 14295 19960131 Invesco Van Kampen Corporate bd Fd Cl C ACCEX 14296 19960131 Invesco Van Kampen Corporate bd Fd Cl Y ACCHX 67494 20050815 Invesco Van Kampen Corporate Bond Fund I ACCWX 94231 20100602 Invesco Van Kampen Dynamic Credit Opps F XVTAX 80482 20070716 Invesco Van Kampen Emerging Markets Fd C MSRIX 73202 20060410 Invesco Van Kampen Emerging Markets Fd C MSRAX 21702 19960620 Invesco Van Kampen Emerging Markets Fd C MSRBX 21703 19960620 Invesco Van Kampen Emerging Markets Fd C MSRCX 21704 19960620 Invesco Van Kampen Emerging Markets Fund MSRJX 94269 20100602 Invesco Van Kampen Enterprise Fd Cl A ACENX 14302 19960401 Invesco Van Kampen Enterprise Fd Cl Y ACEUX 67495 20050815 Invesco Van Kampen Enterprise Fd Inc Cl ACEOX 14303 19960401 Invesco Van Kampen Enterprise Fd Inc Cl ACEPX 14304 19960401 Invesco Van Kampen eq and Incm Fd Cl A ACEIX 14300 19960315 Invesco Van Kampen eq and Incm Fd Cl B ACEQX 14305 19960315 Invesco Van Kampen eq and Incm Fd Cl C ACERX 14306 19960315 Invesco Van Kampen eq and Incm Fd Cl R ACESX 54552 20021011 Invesco Van Kampen eq and Incm Fd Cl Y ACETX 64679 20050125 Invesco Van Kampen eq Premium Incm Fd Cl VEPAX 73701 20060626 Invesco Van Kampen eq Premium Incm Fd Cl VEPBX 73702 20060626 Invesco Van Kampen eq Premium Incm Fd Cl VEPCX 73703 20060626 Invesco Van Kampen eq Premium Incm Fd Cl VEPIX 73704 20060626 Invesco Van Kampen Exchange Fd Shs ACEHX 14299 19960201 Invesco Van Kampen Gbl bd Fd Cl A VGBAX 88355 20090108 Invesco Van Kampen Gbl bd Fd Cl B VGBBX 88356 20090108 Invesco Van Kampen Gbl bd Fd Cl C VGBCX 88357 20090108 Invesco Van Kampen Gbl bd Fd Cl R VGBRX 88359 20090108 Invesco Van Kampen Gbl bd Fd Cl Y VGBIX 88358 20090108 Invesco Van Kampen Gbl eq Alloc Fd Cl A MSGAX 21677 19960620 Invesco Van Kampen Gbl eq Alloc Fd Cl B MSGBX 21678 19960620 Invesco Van Kampen Gbl eq Alloc Fd Cl C MSGCX 21679 19960620 Invesco Van Kampen Gbl eq Alloc Fd Cl Y MSGDX 90050 20090921 Invesco Van Kampen Gbl Franchise Fd Cl A VGFAX 46064 20010202 Invesco Van Kampen Gbl Franchise Fd Cl B VGFBX 46065 20010202 Invesco Van Kampen Gbl Franchise Fd Cl C VGFCX 46066 20010202 Invesco Van Kampen Gbl Franchise Fd Cl Y VGFIX 75508 20061017 Invesco Van Kampen Gbl Tactical Asset Al VGTAX 88052 20081229 Invesco Van Kampen Gbl Tactical Asset Al VGTBX 88053 20081229 Invesco Van Kampen Gbl Tactical Asset Al VGTCX 88085 20081229 Invesco Van Kampen Gbl Tactical Asset Al VGTIX 88054 20081229 Invesco Van Kampen Gbl Tactical Asset Al VGTRX 88055 20081229 Invesco Van Kampen Global Tactical Asset VGTJX 94293 20100602 Invesco Van Kampen Gov Securities Cl A ACGVX 14229 19960102 Invesco Van Kampen Gov Securities Cl B ACGTX 14317 19960102 Invesco Van Kampen Gov Securities Cl C ACGSX 14316 19960102 Invesco Van Kampen Gov Securities Fd Cl ACGUX 67497 20050815 Invesco Van Kampen Gr & Incm Fd Cl A ACGIX 14313 19960315 Invesco Van Kampen Gr & Incm Fd Cl B ACGJX 14314 19960315 Invesco Van Kampen Gr & Incm Fd Inc. Cl ACGKX 14315 19960315 Invesco Van Kampen Gr and Incm Fd Cl R ACGLX 54553 20021011 Invesco Van Kampen Gr and Incm Fd Cl Y ACGMX 64680 20050125 Invesco Van Kampen Growth and Income Fun ACGQX 94232 20100602 Invesco Van Kampen Harbor Fd Cl A ACHBX 14319 19960315 Invesco Van Kampen Harbor Fd Cl B ACHAX 14318 19960315 Invesco Van Kampen Harbor Fd Cl C ACHCX 14320 19960315 Invesco Van Kampen Harbor Fd Cl Y ACHIX 66676 20050331 Invesco Van Kampen High Incm Tr II Commo XVLTX 80477 20070716 Invesco Van Kampen High Yield Fd Cl A ACHYX 14322 19960131 Invesco Van Kampen High Yield Fd Cl B ACHZX 14323 19960131 Invesco Van Kampen High Yield Fd Cl C ACHWX 14321 19960131 Invesco Van Kampen High Yield Fd Cl Y ACHVX 66677 20050331 Invesco Van Kampen High Yield muni Cl C ACTFX 14337 19960131 Invesco Van Kampen High Yield muni Fd Cl ACTDX 72841 20060303 Invesco Van Kampen High Yld Muni Cl A ACTHX 14339 19960131 Invesco Van Kampen High Yld Muni Cl B ACTGX 14338 19960131 Invesco Van Kampen Insured Tax Free Fd C VMTIX 67529 20050815 Invesco Van Kampen Insured Tax Free Incm VKMTX 23532 19960620 Invesco Van Kampen Insured Tax Free Incm VMTBX 23552 19960620 Invesco Van Kampen Insured Tax Free Incm VMTCX 34999 19981111 Invesco Van Kampen Intermediate Term mun VKLMX 24080 19960628 Invesco Van Kampen Intermediate Term mun VKLIX 67527 20050815 Invesco Van Kampen Intermediate Term mun VKLBX 23528 19960620 Invesco Van Kampen Intermediate Term Mun VKLCX 35000 19981111 Invesco Van Kampen Intl Advantage Cl A VKIAX 50873 20020129 Invesco Van Kampen Intl Advantage Cl B VKIBX 50874 20020129 Invesco Van Kampen Intl Advantage Cl C VKICX 50875 20020129 Invesco Van Kampen Intl Advantage Fd Cl VKIIX 67526 20050815 Invesco Van Kampen Intl Gr Cl R VIFRX 78922 20070322 Invesco Van Kampen Intl Gr Fd Cl A VIFAX 72316 20051219 Invesco Van Kampen Intl Gr Fd Cl B VIFBX 72317 20051219 Invesco Van Kampen Intl Gr Fd Cl C VIFCX 72318 20051219 Invesco Van Kampen Intl Gr Fd Cl Y VIFIX 72319 20051219 Invesco Van Kampen Intl Growth Fund Inst VIFJX 94294 20100602 Invesco Van Kampen Leaders Fd Cl A VLFAX 72908 20060303 Invesco Van Kampen Leaders Fd Cl B VLFBX 72909 20060303 Invesco Van Kampen Leaders Fd Cl C VLFCX 72910 20060303 Invesco Van Kampen Leaders Fd Cl Y VLFIX 72911 20060303 Invesco Van Kampen Limited Duration Fd C ACFMX 14307 19960131 Invesco Van Kampen Limited Duration Fd C ACFTX 14308 19960131 Invesco Van Kampen Limited Duration Fd C ACFWX 14309 19960131 Invesco Van Kampen Limited Duration Fd C ACFYX 67496 20050815 Invesco Van Kampen Massachusettes Value XVMVX 80479 20070716 Invesco Van Kampen Mid Cap Gr Cl R VGRRX 86529 20080714 Invesco Van Kampen Mid Cap Gr Fd Cl A VGRAX 34996 19981111 Invesco Van Kampen Mid Cap Gr Fd Cl B VGRBX 34997 19981111 Invesco Van Kampen Mid Cap Gr Fd Cl C VGRCX 34998 19981111 Invesco Van Kampen Mid Cap Gr Fd Cl Y VGRDX 67525 20050815 Invesco Van Kampen Mid Cap Growth Fund I VGRJX 94292 20100602 Invesco Van Kampen muni Incm Fd A VKMMX 23530 19960620 Invesco Van Kampen muni Incm Fd Cl B VMIBX 23547 19960620 Invesco Van Kampen muni Incm Fd Cl C VMICX 30534 19970616 Invesco Van Kampen muni Incm Fd Cl Y VMIIX 67528 20050815 Invesco Van Kampen muni Opportunity Tr C XVMOX 80478 20070716 Invesco Van Kampen muni Tr Common XVKQX 80476 20070716 Invesco Van Kampen New York Tax Free Inc VNYYX 94296 20100602 Invesco Van Kampen NY Tax Free Incm Fd C VBNYX 23485 19960620 Invesco Van Kampen NY Tax Free Incm Fd C VNYAX 35001 19981111 Invesco Van Kampen NY Tax Free Incm Fd C VNYCX 35002 19981111 Invesco Van Kampen OH Quality muni Tr Co XVOQX 80480 20070716 Invesco Van Kampen PA Tax Free Incm Fd A VKMPX 23531 19960620 Invesco Van Kampen PA Tax Free Incm Fd C VKPAX 23533 19960620 Invesco Van Kampen PA Tax Free Incm Fd C VKPCX 35003 19981111 Invesco Van Kampen PA Val muni Incm Tr C XVPVX 80481 20070716 Invesco Van Kampen Pennsylvania Tax Free VKPYX 94295 20100602 Invesco Van Kampen Real Estate Securitie ACRCX 14331 19960315 Invesco Van Kampen Real Estate Securitie ACREX 14332 19960315 Invesco Van Kampen Real Estate Securitie ACRBX 14330 19960315 Invesco Van Kampen Real Estate Securitie ACRJX 94234 20100602 Invesco Van Kampen sel Sector muni Tr Co XVKLX 80496 20070716 Invesco Van Kampen Senior Incm Tr Common XVVRX 80485 20070716 Invesco Van Kampen Senior Loan Fd Cl A VSLAX 65144 20050225 Invesco Van Kampen Senior Loan Fd Cl B VSLBX 66627 20050228 Invesco Van Kampen Senior Loan Fd Cl C VSLCX 65145 20050225 Invesco Van Kampen Senior Loan Fd Cl IB XPRTX 54172 20020617 Invesco Van Kampen Senior Loan Fd Cl IC XSLCX 54177 20020617 Invesco Van Kampen Small Cap Gr Fd Cl A VASCX 46043 20010205 Invesco Van Kampen Small Cap Gr Fd Cl B VBSCX 46044 20010205 Invesco Van Kampen Small Cap Gr Fd Cl C VCSCX 46063 20010205 Invesco Van Kampen Small Cap Gr Fd Cl Y VISCX 72636 20060208 Invesco Van Kampen Small Cap Value Cl Y VSMIX 67530 20050815 Invesco Van Kampen Small Cap Value Fd Cl VSCAX 45302 20001208 Invesco Van Kampen Small Cap Value Fd Cl VSMBX 45328 20001211 Invesco Van Kampen Small Cap Value Fd Cl VSMCX 45303 20001208 Invesco Van Kampen Technology Fd Cl A VTFAX 36115 19990809 Invesco Van Kampen Technology Fd Cl B VTFBX 36113 19990809 Invesco Van Kampen Technology Fd Cl C VTFCX 36114 19990809 Invesco Van Kampen Technology Fd Cl Y VTFIX 90331 20091016 Invesco Van Kampen Tr for Insured munis XVIMX 80474 20070716 Invesco Van Kampen Tr for Inv Gr munis C XVGMX 80473 20070716 Invesco Van Kampen Tr for Inv Gr NJ Muni XVTJX 80483 20070716 Invesco Van Kampen Tr for Inv Gr NY Muni XVTNX 80484 20070716 Invesco Van Kampen U.S. Mortgage Fd Cl A VKMGX 1927 19940620 Invesco Van Kampen U.S. Mortgage Fd Cl B VUSBX 23579 19960620 Invesco Van Kampen U.S. Mortgage Fd Cl C VUSCX 30409 19970514 Invesco Van Kampen U.S. Mortgage Fd Cl Y VUSIX 75344 20060928 Invesco Van Kampen U.S. Mortgage Fund In VUSJX 94297 20100602 Invesco Van Kampen Utility Fd Cl A VKUAX 23539 19960620 Invesco Van Kampen Utility Fd Cl B VKUBX 23540 19960620 Invesco Van Kampen Utility Fd Cl C VKUCX 30410 19970514 Invesco Van Kampen Utility Fd Cl Y VKUIX 88422 20090116 Invesco Van Kampen Value Opps Fd Cl A VVOAX 53893 20020628 Invesco Van Kampen Value Opps Fd Cl B VVOBX 53894 20020628 Invesco Van Kampen Value Opps Fd Cl C VVOCX 53895 20020628 Invesco Van Kampen Value Opps Fd Cl Y VVOIX 66873 20050324 Invesco Van Kampen VI eq and Incm Fd Ser UEIIX 58464 20030709 Invesco Van Kampen VI Gbl Value eq Fd Se UGEPX 45948 20010125 Invesco Van Kampen VI High Yield Fd Seri UHYPX 45937 20010124 Invesco Van Kampen VI Intl Gr eq Fd Seri UIETX 73351 20060504 Invesco Van Kampen VI Mid Cap Value Fd S UMCCX 58466 20030709 Invesco Van Kampen VI Mid Cap Value Fd S UMCVX 45936 20010124 Invesco Van Kampen VI Value Fd Series I UVAPX 45932 20010124 Invesco Van Kmpn Equty Incm Fnd Inst Cls ACEKX 93903 20100602 Invesco Van Kmpn High Yield Fnd Inst Cls ACHNX 93906 20100602 Invesco Van Kmpn Limtd Drtn Fnd Inst Cls ACFJX 93904 20100602 Invesco Vn Kmpn Gvrnmnt Sec Fnd Inst Cls ACGWX 93905 20100602 InvescoVan Kampen Real Estate Securities ACRDX 67351 20050722 Investco Core Plus bd Fd Cl Y CPBYX 89396 20090603 INVESTMENT CO AMER CL R-1 S RICAX 53691 20020607 INVESTMENT CO AMER CL R-2 S RICBX 53692 20020607 INVESTMENT CO AMER CL R-3 S RICCX 53693 20020607 INVESTMENT CO AMER CL R-4 S RICEX 53694 20020607 INVESTMENT CO AMER CL R-5 S RICFX 53695 20020607 Investment Partners Opportunites Fd Cl A IPOFX 91697 20100126 INVESTMENT TR SCUD CAP SDGTX 54653 20021018 INVESTMENT TR SCUD GR& SUWIX 54655 20021018 IPO Plus Aftermarket Fund IPOSX 32758 19971218 IQ Alpha Hdg Strtgy Fnd Inst Cls Shrs IQHIX 89430 20090604 IQ Alpha Hdg Strtgy Fnd Invstr Clss Shrs IQHOX 89429 20090604 Iron Strategic Incm Fd IFUNX 75474 20061009 Iron Strategic Income Fund Investor Clas IRNIX 88579 20090206 ISG EQUITY INCOME FD CL B IGBIX 73806 20060711 ISI Managed Muni Fund MUNIX 21761 19960620 ISI North Amer Gov't Bond FundFund NOAMX 21985 19960620 ISI North Amer Government Bond - C Share NORCX 58101 20030529 ISI Strategy CL A STRTX 32230 19971217 ISI Total Return U.S. Treasury Fund TRUSX 23375 19960620 ITT Hartford Adv Fund Cl A ITTAX 24194 19961119 ITT Hartford Bond Income Strat Fund Cl A ITBAX 24939 19970224 ITT Hartford Captial Apreciation Fd Cl A ITHAX 23851 19960916 IVA International Fund Class A IVIOX 87637 20081023 IVA International Fund Class C IVICX 87661 20081028 IVA International Fund Class I IVIQX 87638 20081028 IVA Worldwide Fund Class A IVWAX 87641 20081028 IVA Worldwide Fund Class C IVWCX 87639 20081028 IVA Worldwide Fund Class I IVWIX 87640 20081028 Ivy Asset Strategy Fd Cl A WASAX 45043 20001122 Ivy Asset Strategy Fd Cl B WASBX 45044 20001122 Ivy Asset Strategy Fd Cl C WASCX 42598 19960620 Ivy Asset Strategy Fd Cl E IASEX 78999 20070409 Ivy Asset Strategy Fd Cl I IVAEX 79082 20070409 Ivy Asset Strategy Fd Cl R IASRX 86911 20080801 Ivy Asset Strategy Fd Cl Y WASYX 44742 20001013 Ivy Asset Strategy New Oprtnts Fd Cl A INOAX 93647 20100503 Ivy Asset Strategy New Oprtnts Fd Cl B INOBX 93648 20100503 Ivy Asset Strategy New Oprtnts Fd Cl C INOCX 93649 20100503 Ivy Asset Strategy New Oprtnts Fd Cl E INOEX 93650 20100503 Ivy Asset Strategy New Oprtnts Fd Cl I INOIX 93651 20100503 Ivy Asset Strategy New Oprtnts Fd Cl R INORX 93652 20100503 Ivy Asset Strategy New Oprtnts Fd Cl Y INOYX 93653 20100503 Ivy Bal Fd Cl A IBNAX 62262 20031208 Ivy Bal Fd Cl B IBNBX 62277 20031219 Ivy Bal Fd Cl C IBNCX 62284 20031219 Ivy Bal Fd Cl E IVYEX 79101 20070409 Ivy Bal Fd Cl I IYBIX 79103 20070409 Ivy Bal Fd Cl Y IBNYX 62278 20031219 Ivy bd Fd Cl A IBOAX 62263 20031208 Ivy bd Fd Cl B IBOBX 62279 20031219 Ivy bd Fd Cl C IBOCX 62264 20031219 Ivy bd Fd Cl Y IBOYX 62280 20031219 Ivy Cap Apprdciation Cl B WMEBX 45060 20001122 Ivy Cap Appreciation Cl A WMEAX 45059 20001122 Ivy Cap Appreciation Cl C WMECX 45061 20001122 Ivy Cap Appreciation Cl Y WMEYX 45062 20001122 Ivy Capital Appreciation Fd Cl I IVAIX 79083 20070409 Ivy Capitsal Appreciation Fd Cl E IVCEX 78992 20070404 Ivy Core eq Fd Cl A WCEAX 45045 20001122 Ivy Core eq Fd Cl B WCEBX 45046 20001122 Ivy Core eq Fd Cl C WTRCX 42597 19960620 Ivy Core Eq Fd Cl E ICFEX 79058 20070409 Ivy Core Eq Fd Cl I ICIEX 78991 20070404 Ivy Core eq Fd Cl Y WCEYX 44743 20001013 IVY CUNDILL GLBL VAL FD Y ICDYX 58634 20030730 Ivy Cundill Global Val Fd Cl E ICVEX 79059 20070409 Ivy Cundill Global Val Fd Cl I ICVIX 79060 20070409 IVY DEVELOPING MKTS FD CL A IVCAX 66610 20050204 Ivy Dividend Incm Fd Cl E IVBEX 79084 20070409 Ivy Dividend Incm Fd Cl I IVBIX 79085 20070409 Ivy Dividend Opps Fd Cl A IVDAX 58475 20030827 Ivy Dividend Opps Fd Cl B IVDBX 58476 20030827 Ivy Dividend Opps Fd Cl C IVDCX 58477 20030827 Ivy Dividend Opps Fd Cl E IDIEX 79061 20070409 Ivy Dividend Opps Fd Cl I IVDIX 79086 20070409 Ivy Dividend Opps Fd Cl Y IVDYX 58478 20030827 Ivy Euro Opport Fd A IEOAX 36682 20000110 Ivy Euro Opport Fd B IEOBX 36833 20000202 Ivy Euro Opport Fd C IEOCX 36809 20000131 IVY EURO OPPORT FD Y IEOYX 58635 20030730 Ivy European Opportunities Fd Cl E IVEOX 79089 20070409 Ivy European Opportunities Fd Cl I IEOIX 79062 20070409 IVY FD CUNDIL G ICDAX 53800 20020621 IVY FD CUNDIL G ICDBX 53801 20020621 IVY FD CUNDIL G ICDCX 53802 20020621 IVY Fds Energy Fd Cl Y IEYYX 73079 20060407 Ivy Fds, Energy Fd Cl A IEYAX 73076 20060407 Ivy Fds, Energy Fd Cl B IEYBX 73077 20060407 IVY Fds, Energy Fd Cl C IEYCX 73078 20060407 Ivy Gbl bd Fd Cl A IVSAX 83728 20080409 Ivy Gbl bd Fd Cl B IVSBX 83729 20080409 Ivy Gbl bd Fd Cl C IVSCX 83730 20080409 Ivy Gbl bd Fd Cl I IVSIX 83731 20080409 Ivy Gbl bd Fd Cl Y IVSYX 83696 20080407 IVY GLBL NAT RES Y IGNYX 58636 20030730 Ivy Global Natural Resources Cl A IGNAX 35322 19990127 Ivy Global Natural Resources Cl B IGNBX 35323 19990127 Ivy Global Natural Resources Cl C IGNCX 35324 19990127 Ivy Global Natural Resources Fd Cl E IGNEX 79063 20070409 Ivy Global Natural Resources Fd Cl I IGNIX 79064 20070409 Ivy Global Natural Resources Fd Cl R IGNRX 72519 20060113 Ivy High Incm Fd Cl A WHIAX 45047 20001122 Ivy High Incm Fd Cl B WHIBX 45048 20001122 Ivy High Incm Fd Cl C WRHIX 42595 19980413 Ivy High Incm Fd Cl E IVHEX 79090 20070409 Ivy High Incm Fd Cl I IVHIX 79091 20070409 Ivy High Incm Fd Cl Y WHIYX 44744 20000127 Ivy Int'l Bal Fd Cl E IIBEX 79065 20070409 Ivy Int'l Bal Fd Cl I IIBIX 79066 20070409 Ivy Int'l Core Eq Fd Cl E IICEX 79068 20070409 Ivy Int'l Core Eq Fd Cl I ICEIX 79057 20070409 Ivy Int'l Gwth Fd Cl E IIGEX 79069 20070409 Ivy Int'l Gwth Fd Cl I IGIIX 79172 20070412 Ivy International Core Equity Fund Class IIFBX 30710 19970818 Ivy International Core Equity Fund Class IVIFX 30711 19970818 Ivy International Core Equity Fund Class IVVYX 58638 20030730 Ivy International Growth Fund Class A IVINX 6275 19890508 Ivy International Growth Fund Class B IVIBX 21031 19960620 Ivy International Growth Fund Class C IVNCX 24308 19961017 Ivy International Growth Fund Class Y IVIYX 58632 20030730 Ivy Intl Bal Fd Cl A IVBAX 62267 20031208 Ivy Intl Bal Fd Cl B IVBBX 62288 20031219 Ivy Intl Bal Fd Cl C IVBCX 62285 20031219 Ivy Intl Bal Fd Cl Y IVBYX 62283 20031219 Ivy Intl Core eq Fd Cl A IVIAX 30656 19970815 Ivy Large Cap Gr Fd Cl A WLGAX 45051 20001122 Ivy Large Cap Gr Fd Cl B WLGBX 45052 20001122 Ivy Large Cap Gr Fd Cl C WLGCX 45053 20001122 Ivy Large Cap Gr Fd Cl Y WLGYX 45054 20001122 Ivy Lg Cap Gwth Fd Cl E ILCEX 79070 20070409 Ivy Lg Cap Gwth Fd Cl E IVEEX 79087 20070409 Ivy Lg Cap Gwth Fd Cl I IVVEX 79099 20070409 Ivy Lg Cap Gwth Fd Cl I IYGIX 79104 20070409 Ivy Lg Cap Gwth Fd Cl R WLGRX 72536 20060113 Ivy Limited-Term Bd Fd Cl E IVLEX 79092 20070409 Ivy Limited-Term Bd Fd Cl I ILTIX 79071 20070409 Ivy Limited-Term Bond Fd Cl A WLTAX 45055 20001122 Ivy Limited-Term Bond Fd Cl B WLTBX 45056 20001122 Ivy Limited-Term Bond Fd Cl C WLBCX 42593 19960620 Ivy Limited-Term Bond Fd Cl Y WLTYX 44746 20000127 Ivy Managed European/Pacific Fd Cl A IVMAX 78993 20070404 Ivy Managed European/Pacific Fd Cl B IVMBX 79093 20070409 Ivy Managed European/Pacific Fd Cl C IVMCX 79094 20070409 Ivy Managed European/Pacific Fd Cl E IVMEX 79095 20070409 Ivy Managed European/Pacific Fd Cl I IVMIX 79173 20070412 Ivy Managed European/Pacific Fd Cl Y IVMYX 79096 20070409 Ivy Managed Int'l Opportunities Fd Cl A IVTAX 79174 20070412 Ivy Managed Int'l Opportunities Fd Cl B IVTBX 79175 20070412 Ivy Managed Int'l Opportunities Fd Cl C IVTCX 79213 20070417 Ivy Managed Int'l Opportunities Fd Cl E IVTEX 79097 20070409 Ivy Managed Int'l Opportunities Fd Cl I IVTIX 79176 20070412 Ivy Managed Int'l Opportunities Fd Cl Y IVTYX 79098 20070409 Ivy Micro Cap Growth Fund Class A IGWAX 88939 20090218 Ivy Micro Cap Growth Fund Class B IGWBX 88940 20090218 Ivy Micro Cap Growth Fund Class C IGWCX 88941 20090218 Ivy Micro Cap Growth Fund Class I IGWIX 88923 20090218 Ivy Micro Cap Growth Fund Class Y IGWYX 88924 20090218 Ivy Mid Cap Gr Fd Cl A WMGAX 45063 20001122 Ivy Mid Cap Gr Fd Cl B WMGBX 45064 20001122 Ivy Mid Cap Gr Fd Cl C WMGCX 45065 20001122 Ivy Mid Cap Gr Fd Cl Y WMGYX 45066 20001122 Ivy Mid Cap Gwth Fd Cl E IMCEX 79072 20070409 Ivy Mid Cap Gwth Fd Cl I IYMIX 79105 20070409 Ivy Mid Cap Gwth Fd Cl R WMGRX 72537 20060113 Ivy Money Market Fund Class E IVEXX 79151 20070411 Ivy Mortgage Securities Fd Cl A IYMAX 62268 20031208 Ivy Mortgage Securities Fd Cl B IYMBX 62269 20031219 Ivy Mortgage Securities Fd Cl C IYMCX 62270 20031219 Ivy Mortgage Securities Fd Cl E IMSEX 79074 20070409 Ivy Mortgage Securities Fd Cl I IMFIX 79073 20070409 Ivy Mortgage Securities Fd Cl Y IYMYX 62271 20031219 Ivy muni High Incm Cl I WYMHX 45114 20001122 Ivy Municipal Bd Fd Cl I IMBIX 90414 20091103 Ivy Municipal Bond Fd Cl A WMBAX 45057 20001122 Ivy Municipal Bond Fd Cl B WMBBX 45058 20001122 Ivy Municipal Bond Fd Cl C WMBCX 42594 19960620 Ivy Municipal Bond Fund Cl Y WMBYX 90303 20091019 Ivy Municipal High Incm Fd Cl A IYIAX 89321 20090518 Ivy Municipal High Incm Fd Cl B IYIBX 89322 20090518 Ivy Municipal High Incm Fd Cl C IYICX 89323 20090518 Ivy Municipal High Incm Fd Cl Y IYIYX 90592 20091008 IVY PACIFIC OPPORT FD Y IPOYX 58637 20030730 Ivy Pacific Opport Fund Cl A IPOAX 21026 19960620 Ivy Pacific Opport Fund Cl B IPOBX 20939 19960620 Ivy Pacific Opport Fund Cl C IPOCX 24752 19980625 Ivy Pacific Opportunities Fd Cl I IPOIX 79076 20070409 Ivy Pacific Opportunities Fdf Cl E IPOEX 79075 20070409 Ivy Real Estate Securities Fd Cl A IRSAX 62265 20031208 Ivy Real Estate Securities Fd Cl B IRSBX 62281 20031219 Ivy Real Estate Securities Fd Cl C IRSCX 62266 20031219 Ivy Real Estate Securities Fd Cl E IREEX 79077 20070409 Ivy Real Estate Securities Fd Cl I IREIX 79078 20070409 Ivy Real Estate Securities Fd Cl R IRSRX 72520 20060113 Ivy Real Estate Securities Fd Cl Y IRSYX 62282 20031218 Ivy Science & Technology Fd Cl A WSTAX 45079 20001122 Ivy Science & Technology Fd Cl B WSTBX 45080 20001122 Ivy Science & Technology Fd Cl C WSTCX 36958 19980413 Ivy Science & Technology Fd Cl Y WSTYX 44750 20001013 Ivy Science and Technology Fd Cl E ISTEX 79080 20070409 Ivy Science and Technology Fd Cl I ISTIX 79081 20070409 Ivy Science and Technology Fd Cl R WSTRX 72539 20060113 Ivy Sm Cap Gwth Fd Cl E ISGEX 79079 20070409 Ivy Sm Cap Gwth Fd Cl E IVEIX 79088 20070409 Ivy Sm Cap Gwth Fd Cl I IYAIX 79102 20070409 Ivy Sm Cap Gwth Fd Cl I IYSIX 79177 20070412 Ivy Sm Cap Gwth Fd Cl R WSGRX 72538 20060113 Ivy Sm Cap Val Fd Cl E IYVIX 79106 20070409 Ivy Sm Cap Val Fd Cl I IVVIX 79100 20070409 Ivy Sm Cap Val Fd Cl I PALIX 79191 20070416 Ivy Small Cap Gr Fd Cl A WSGAX 45067 20001122 Ivy Small Cap Gr Fd Cl B WSGBX 45068 20001122 Ivy Small Cap Gr Fd Cl C WRGCX 42596 19960620 Ivy Small Cap Gr Fd Cl Y WSCYX 44748 20001013 Ivy Small Cap Value Fd Cl A IYSAX 62286 20031208 Ivy Small Cap Value Fd Cl B IYSBX 62289 20031219 Ivy Small Cap Value Fd Cl C IYSCX 62287 20031219 Ivy Small Cap Value Fd Cl Y IYSYX 62272 20031219 Ivy Tax Managed Eq Fd Cl A IYEAX 89317 20090518 Ivy Tax Managed Eq Fd Cl B IYEBX 89318 20090518 Ivy Tax Managed Eq Fd Cl C IYECX 89319 20090518 Ivy Tax Managed Eq Fd Cl Y IYEYX 90332 20090518 Ivy Tax-Managed eq Fd Cl I WYTMX 45115 20001122 Ivy Value Fd Cl A IYVAX 62273 20031208 Ivy Value Fd Cl B IYVBX 62274 20031219 Ivy Value Fd Cl C IYVCX 62275 20031219 Ivy Value Fd Cl Y IYVYX 62276 20031219 IXIS Incm Diversified Portfolio Cl A IIDPX 72175 20051117 IXIS Incm Diversified Portfolio Cl C CIDPX 72062 20050103 IXIS US Diversified Port Cl A NEFSX 21898 19960620 IXIS US Diversified Port Cl B NESBX 21915 19960620 IXIS US Diversified Port Cl C NECCX 21883 19960620 IXIS US Diversified Port Cl Y NESYX 24730 19970210 J Hancock Bond Cl B JHBBX 21039 19960620 J Hancock Bond Fund A JHNBX 21050 19960620 J Hancock CA Tax-Free Income Fund - Cl A TACAX 23294 19960620 J Hancock CA Tax-Free Income Fund Cl B TSCAX 23377 19960620 J Hancock Fd II All Cap Val Fd Cl 1 JICVX 67879 20051017 J Hancock Fd II All Cp Val Fd NAV Cl JHCVX 67855 20051017 J Hancock Fd II Blu Chp Gwth Fd NAV Cl JHBCX 67851 20051017 J Hancock Fd II Cap Aprcit Fd Cl 1 JICPX 67877 20051017 J Hancock Fd II Core Bd Fd Cl 1 JICDX 67876 20051018 J Hancock Fd II Cp App Fd NAV Cl JHCPX 67853 20051017 J Hancock Fd II Eq Incm Fd Clas 1 JIEMX 67882 20051017 J Hancock Fd II Eq Incm Fd NAV Cl JHEIX 67857 20051017 J Hancock Fd II Fdmntl Vl Fd NAV Cl JHFLX 67859 20051017 J Hancock Fd II Global Bd Fd Cl 1 JIGDX 67885 20051017 J Hancock Fd II Global Bd Fd NAV Cl JHGDX 67860 20051017 J Hancock Fd II High Yield Fd Cl 1 JIHDX 67887 20051017 J Hancock Fd II High Yield Fd NAV Cl JHHDX 67861 20051017 J Hancock Fd II Int'l Oprtn Fd NAV Cl JHIOX 67863 20051017 J Hancock Fd II Int'l Oprtnt Fd Cl 1 JIIOX 67891 20051017 J Hancock Fd II Int'l Sm Cap Fd Cl 1 JIIMX 67890 20051017 J Hancock Fd II Int'l SmCp Fd NAV Cl JHISX 67864 20051017 J Hancock Fd II Invt Qlt Bd Fd Cl 1 JIQBX 67898 20051017 J Hancock Fd II Invt Qty Bd Fd NAV Cl JHQBX 67869 20051017 J Hancock Fd II Lg Cap Fd Cl 1 JILPX 67892 20051017 J Hancock Fd II Lg Cap Fd NAV Cl JHCLX 67852 20051017 J Hancock Fd II Lg Cap Val Fd Cl 1 JICZX 67880 20051017 J Hancock Fd II Lg Csp Val Fd NAV Cl JHLPX 67865 20051017 J Hancock Fd II Md Cp Stck Fd NAV Cl JHMSX 67866 20051017 J Hancock Fd II Mid Cp Stock Fd Cl 1 JIMSX 67894 20051017 J Hancock Fd II Natural Res Fd Cl 1 JINRX 67896 20051017 J Hancock Fd II Ntrl Rsrcs Fd NAV Cl JHNRX 67867 20051017 J Hancock Fd II Quant Val Fd Cl 1 JIQVX 67900 20051017 J Hancock Fd II Quant Val Fd NAV Cl JHQVX 67870 20051017 J Hancock Fd II Ral Est Sec Fd Cl 1 JIREX 67901 20051017 J Hancock Fd II Real Rtrn Fd Class 1 JIRRX 67902 20051018 J Hancock Fd II Sm Cap Opt Fd Cl 1 JISOX 67905 20051018 J Hancock Fd II SmCompany Vl Fd Cl 1 JISVX 67908 20051018 J Hancock Fd II Strategic Bd Fd Cl 1 JISBX 67903 20051017 J Hancock Fd II Strtgic Bd Fd NAV Cl JHSBX 67872 20051017 J Hancock Fd II Ttl Rtrn Fd Cl 1 JITRX 67909 20051018 J Hancock Fd II U.S. Hgh Yld Fd Cl 1 JIHLX 67888 20051018 J HANCOCK FD III INTL GTH CL A GOIGX 73617 20060619 J HANCOCK FD III US CORE CL A GOCGX 73612 20060619 J HANCOCK FD III VAL OPPTY A GOUGX 73636 20060619 J Hancock Fds II Lifestyl Mdrt Fd Cl5 JHLMX 73788 20060711 J Hancock Fds II Lifestyle Bal Fd Cl5 JHLAX 73786 20060711 J Hancock Fds II Lifestyle Gwth FdCl5 JHLGX 73787 20060711 J Hancock Fin'l Industries Fund Cl A FIDAX 24902 19970220 J Hancock Fin'l Industries Fund Cl B FIDBX 24903 19970220 J Hancock Gov't Income Fund Cl A JHGIX 21046 19960620 J Hancock Gov't Income Fundund TSGIX 23379 19960620 J Hancock Growth and Income Fund - Cl A TAGRX 23297 19960620 J Hancock High Yield Tax Free Fund Cl A JHTFX 21061 19960620 J Hancock Intermed Gov't Fund Cl B TSUSX 23387 19960620 J Hancock Intermed Mat Gov't Trust Cl A TAUSX 23306 19960620 J Hancock Regional Bank Fund - Cl Al A FRBAX 20564 19960620 J Hancock Regional Bank Fund - Cl Bl B FRBFX 20565 19960620 J Hancock Small-Cap Value Fund Cl A SPVAX 23144 19960620 J Hancock Small-Cap Value Fund Cl B SPVBX 23145 19960620 J Hancock Sovereign Balanced Ad A SVBAX 23261 19960620 J Hancock Sovereign Balanced Bd B SVBBX 23262 19960620 J Hancock Sovereign Investors Fund Cl A SOVIX 23127 19960620 J Hancock Sovereign Investors Fund Cl B SOVBX 23126 19960620 J Hancock Special High Yield Tax Free B TSHTX 23381 19960620 J Hancock Strategic Income Fund Bd B STIBX 23226 19960620 J Hancock Strategic Income Fund Cl Al A JHFIX 21042 19960620 J Hancock Tax-Exempt Series Fund MA Port JHMAX 21049 19960620 J Hancock Tax-Exempt Series NY Port JHNYX 21054 19960620 J Hancock Tax-Free Bond Fund - Cl Al A TAMBX 23302 19960620 J Hancock Tax-Free Bond Fund - Cl Bl B TSMBX 23383 19960620 J Hancock Tr 500 Index Tr Series I JEINX 72796 20060216 J Hancock Tr All Cap Core Tr Series I JEACX 72638 20060216 J Hancock Tr Fnncl Srvces Tr Series I JEFSX 72737 20060216 J Hancock Tr Global Tr Series I JEFGX 72736 20060216 J Hancock Tr Health Sciences Tr Srs I JEHSX 72740 20060216 J Hancock Tr Int Eq Idx Tr A Srs I JEIEX 72795 20060216 J Hancock Tr Mid Cap Index Tr Seris I JECIX 72640 20060216 J Hancock Tr Mid Val Tr Series I JEMUX 72798 20060216 J Hancock Tr Scin & Tech Tr Series I JESTX 72806 20060216 J Hancock Tr Sm Cap Gwth Tr Series I JESGX 72803 20060216 J Hancock Tr Sm Cap Index Tr Series I JESIX 72804 20060216 J Hancock Tr Sm Cap Val Tr Series i JESVX 72807 20060216 J Hancock Tr Ttl Stck Mkt Ind Tr SrsI JETSX 72808 20060216 J Hancock Tr Utilities Tr Series I JEUTX 72810 20060216 J Hancock Tr Val Tr Series I JEVLX 72811 20060216 J P Morgan Large Cap Growth Fund - R5 JLGRX 89142 20090415 J.P. MORGAN MARKET NEUTRAL-A JMNAX 53019 20020304 J.P. MORGAN MARKET NEUTRAL-B JMNBX 53020 20020304 J.P. MORGAN SELECT INTERNATIONAL EQU JSEAX 53021 20020304 J.P. Morgan Tax Aware Intl Opps Fd - Cl JFTAX 47835 20010611 J.P. Morgan Tax Aware Intl Opps Fd - Ins JFTIX 47838 20010611 Jacob Internet Fund JAMFX 36609 20000106 Jacob Sm Cap Gwth Fd JSCGX 91725 20100201 Jacob Wisdom Fund JWSFX 91909 20100218 James Advantage Fd, James Bal Golden Rai GLRBX 20749 19960620 James Golden Rainbow Fd Cl I GLRIX 88957 20090302 JAMES LG CAP PLUS FD A JALCX 45217 20001201 JAMES MARKET NEUTRAL FD A JAMNX 44773 20001018 James Mid-Cap Fd JAMDX 73746 20060630 JAMES SMALL CAP FD CL A JASCX 44774 20001018 Jamestown Balanced Fund JAMBX 24410 19970107 Jamestown Tax-Exempt Virginia Fund JTEVX 35742 19990414 Janus Aspen Balanced Port Inst'l JABLX 34380 19981016 Janus Aspen Enterprise Port inst Shares JAAGX 34379 19981016 Janus Aspen Flexible bd Fd inst Shares JAFLX 34382 19981016 Janus Aspen Forty Fd inst Shares JACAX 34381 19981016 Janus Aspen Global Technology Port Insl JGLTX 44222 20000718 Janus Aspen Janus Port inst Shares JAGRX 34383 19981016 Janus Aspen Mid Cap Value Ptf Institutio JAMVX 57905 20030501 Janus Aspen Overseas Port inst Shares JAIGX 34384 19981016 Janus Aspen Worldwide Port inst Shares JAWGX 34385 19981016 Janus Bal Fd T Shares JABAX 21036 19951229 Janus Balanced Fund - A Shares JDBAX 64791 20050125 Janus Balanced Fund - C Shares JABCX 54428 20021001 Janus Balanced Fund - I Shares JBALX 72239 20051130 Janus Balanced Fund - R Shares JDBRX 64792 20050125 Janus Balanced Fund - S Shares JABRX 42326 19990727 Janus Balanced Fund D Shares JANBX 91976 20100216 Janus Contrarian Fd T Shares JSVAX 42039 20000314 Janus Contrarian Fund - A Shares JCNAX 67426 20050804 Janus Contrarian Fund - C Shares JCNCX 67427 20050804 Janus Contrarian Fund - I Shares JCONX 72242 20051130 Janus Contrarian Fund - R Shares JCNRX 67429 20050804 Janus Contrarian Fund - S Shares JCNIX 67428 20050804 Janus Contrarian Fund D Shares JACNX 91968 20100216 Janus Enterprise Fd T Shares JAENX 6702 19930125 Janus Enterprise Fund - A Shares JDMAX 64801 20050125 Janus Enterprise Fund - C Shares JGRCX 54434 20021001 Janus Enterprise Fund - I Shares JMGRX 72249 20051130 Janus Enterprise Fund - R Shares JDMRX 64802 20050125 Janus Enterprise Fund - S Shares JGRTX 36451 19991112 Janus Enterprise Fund D Shares JANEX 91982 20100216 Janus Fd T Shares JANSX 6286 19890710 Janus Flexible bd Fd T Shares JAFIX 6701 19930125 Janus Flexible Bond Fund - A Shares JDFAX 64415 20041004 Janus Flexible Bond Fund - C Shares JFICX 54431 20021001 Janus Flexible Bond Fund - I Shares JFLEX 72243 20051130 Janus Flexible Bond Fund - R Shares JDFRX 64414 20041004 Janus Flexible Bond Fund - S Shares JADFX 47576 20010131 Janus Flexible Bond Fund D Shares JANFX 91958 20100216 Janus Forty A Shs JDCAX 64793 20050125 Janus Forty C Shares JACCX 54429 20021001 Janus Forty I Shs JCAPX 72240 20051130 Janus Forty R Shs JDCRX 64794 20050125 Janus Forty S Shs JARTX 36863 20000208 Janus Forty T Shs JACTX 89649 20090706 Janus Fund - A Shares JDGAX 64795 20050125 Janus Fund - C Shares JGOCX 54433 20021001 Janus Fund - I Shares JGROX 72246 20051130 Janus Fund - R Shares JDGRX 64796 20050125 Janus Fund - S Shares JGORX 36452 19991112 Janus Fund D Shares JANDX 91977 20100216 Janus Gbl Life Sciences Fd T Shares JAGLX 35286 19990120 Janus Gbl Opps Fd T Shares JGVAX 48667 20010802 Janus Gbl Real Estate Fd A Shs JERAX 82421 20071129 Janus Gbl Real Estate Fd C Shs JERCX 82422 20071129 Janus Gbl Real Estate Fd I Shs JERIX 82423 20071129 Janus Gbl Real Estate Fd S Shs JERSX 82424 20071129 Janus Gbl Research A Shs JRGAX 82425 20071129 Janus Gbl Research C Shs JRGCX 82426 20071129 Janus Gbl Research Fd T Shares JARFX 65118 20050225 Janus Gbl Research I Shs JRGIX 82427 20071129 Janus Gbl Research S Shs JRGSX 82428 20071129 Janus Gbl Technology Fd T Shares JAGTX 35287 19990120 Janus Global Life Sciences A Shs JFNAX 89641 20090706 Janus Global Life Sciences C Shs JFNCX 89642 20090706 Janus Global Life Sciences D Shares JNGLX 91973 20100216 Janus Global Life Sciences I Shs JFNIX 89643 20090706 Janus Global Life Sciences S Shs JFNSX 89644 20090706 Janus Global Opportunities A Shs JPPAX 89624 20090706 Janus Global Opportunities C Shs JPPCX 89625 20090706 Janus Global Opportunities D Shares JNGOX 91963 20100216 Janus Global Opportunities I Shs JPPIX 89626 20090706 Janus Global Opportunities S Shs JPPSX 89627 20090706 Janus Global Real Estate Fund D Shares JNGSX 91908 20100216 Janus Global Real Estate T Shs JERTX 89613 20090706 Janus Global Research D Shares JANGX 91965 20100216 Janus Global Technolgy C Shs JAGCX 89637 20090706 Janus Global Technology A Shs JATAX 89638 20090706 Janus Global Technology Fund D Shares JNGTX 91969 20100216 Janus Global Technology S Shs JATSX 89640 20090706 Janus Global Techology I Shs JATIX 89639 20090706 Janus Gr and Incm Fd T Shares JAGIX 14063 19950713 Janus Growth and Income Fund - A Shares JDNAX 64803 20050125 Janus Growth and Income Fund - C Shares JGICX 54432 20021001 Janus Growth and Income Fund - I Shares JGINX 72245 20051130 Janus Growth and Income Fund - R Shares JDNRX 64804 20050125 Janus Growth and Income Fund - S Shares JADGX 47577 20010503 Janus Growth and Income Fund D Shares JNGIX 91978 20100216 Janus High Yield Bond Fund D Shares JNHYX 91910 20100216 Janus High-Yield Fund - A Shares JHYAX 67436 20050804 Janus High-Yield Fund - C Shares JDHCX 67430 20050804 Janus High-Yield Fund - I Shares JHYFX 72247 20051130 Janus High-Yield Fund - R Shares JHYRX 67437 20050804 Janus High-Yield Fund - S Shares JDHYX 67431 20050804 Janus High-Yield T Shs JAHYX 14265 19960617 Janus Intech Risk Managed Gr A Shs JDRAX 64811 20050125 Janus Intech Risk Managed Gr C Shares JCGCX 57276 20030108 Janus Intech Risk Managed Gr I Shs JRMGX 72253 20051130 Janus Intech Risk Managed Gr S Shs JCGIX 57146 20030102 Janus Intech Risk Managed Intl A Shs JMIAX 79537 20070504 Janus Intech Risk Managed Intl C Shs JMICX 79538 20070504 Janus Intech Risk Managed Value A Shares JRSAX 72487 20060111 Janus Intech Risk Managed Value C Shares JRSCX 72488 20060111 Janus Intech Risk Managed Value I Shares JRSIX 72489 20060111 Janus Intech Risk Managed Value S Shares JRSSX 72491 20060111 Janus INTECH Risk-Managed Growth T Shs JDRTX 89619 20090706 Janus Intech Risk-Managed Intl S Shs JMISX 79540 20070504 Janus INTECH Risk-Managed Intl T Shs JRMTX 89614 20090706 Janus INTECH Risk-Managed Value T Shs JRSTX 89616 20090706 Janus International Equity Fund D Shares JNISX 91912 20100216 Janus International Equity T Shs JAITX 89617 20090706 Janus International Forty Fund D Shares JNIFX 91907 20100216 Janus International Forty T Shs JAFTX 89615 20090706 Janus Intl eq Fd A Shs JAIEX 75783 20061204 Janus Intl eq Fd C Shs JCIEX 75784 20061204 Janus Intl eq Fd Cl S Shs JSIEX 75800 20061206 Janus Intl eq Fd I Shs JIIEX 75798 20061206 Janus Intl eq Fd R Shs JRIEX 75799 20061206 Janus Intl Forty Fd A Shs JFFAX 85514 20080603 Janus Intl Forty Fd C Shs JFFCX 85515 20080603 Janus Intl Forty Fd I Shs JFFIX 85516 20080603 Janus Intl Forty Fd S Shs JFFSX 85517 20080603 Janus Long/Short Fd Cl A Shs JALSX 73960 20060809 Janus Long/Short Fd Cl C Shs JCLSX 73961 20060809 Janus Long/Short Fd Cl I Shs JLSIX 73962 20060809 Janus Long/Short Fd Cl R Shs JRLSX 73963 20060809 Janus Long/Short Fd Cl S Shs JSLSX 73964 20060809 Janus Long/Short T Shs JLSTX 89618 20090706 Janus Modular Portfolio Constructn T Shs JAMTX 89606 20090707 Janus Modular Ptf Construction A Shs JAMPX 50645 20080903 Janus Modular Ptf Construction I Shs JIMPX 50764 20080903 Janus Modular Ptf Construction S Shs JSMPX 50826 20080903 Janus Molular Ptf Construction C Shs JCMPX 50751 20080903 Janus Orion Fd T Shares JORNX 44189 20000718 Janus Orion Fund - A Shares JORAX 67438 20050804 Janus Orion Fund - C Shares JORCX 67439 20050804 Janus Orion Fund - I Shares JORFX 72251 20051130 Janus Orion Fund - R Shares JORRX 67441 20050804 Janus Orion Fund - S Shares JORIX 67440 20050804 Janus Orlon D Shares JANRX 91957 20100216 Janus Overseas Fd T Shares JAOSX 14062 19950713 Janus Overseas Fund - A Shares JDIAX 64797 20050125 Janus Overseas Fund - C Shares JIGCX 54436 20021001 Janus Overseas Fund - I Shares JIGFX 72248 20051130 Janus Overseas Fund - R Shares JDIRX 64798 20050125 Janus Overseas Fund - S Shares JIGRX 42031 20000309 Janus Overseas Fund D Shares JNOSX 91980 20100216 Janus Perkins Large Cap Value I Shs JAPIX 88320 20090108 Janus Perkins Large Cap Value S Shs JAPSX 88321 20090108 Janus Perkins Large Cap Value T Shs JPLTX 89636 20090706 Janus Perkins Mid Cap Value Fd T Shares JMCVX 34220 19980901 Janus Perkins Small Cap Value Fd T Share JSCVX 30448 19970530 Janus Research A Shs JRAAX 89645 20090706 Janus Research C Shs JRACX 89646 20090706 Janus Research Core Fund - A Shares JDQAX 64809 20050125 Janus Research Core Fund - C Shares JADCX 54430 20021001 Janus Research Core Fund - I Shares JCEFX 72241 20051130 Janus Research Core Fund - R Shares JDQRX 64810 20050125 Janus Research Core Fund - S Shares JADEX 47575 20010503 Janus Research Core Fund D Shares JNRCX 91970 20100216 Janus Research Core T Shares JAEIX 24220 19960716 Janus Research Fd T Shares JAMRX 1938 19940516 Janus Research Fund D Shares JNRFX 91975 20100216 Janus Research I Shs JRAIX 89647 20090706 Janus Research S Shs JRASX 89648 20090706 Janus Short Term Bond A Shs JSHAX 89609 20090706 Janus Short Term Bond C Shs JSHCX 89610 20090706 Janus Short Term Bond I Shs JSHIX 89611 20090706 Janus Short Term Bond S Shs JSHSX 89612 20090706 Janus Short-Term bd Fd T Shares JASBX 23841 19931231 Janus Smart Conservative T Shares JSPCX 72493 20060111 Janus Smart Gr T Shares JSPGX 72494 20060111 Janus Smart Growth Fund D Shares JNSGX 91959 20100216 Janus Smart Moderate T Shares JSPMX 72495 20060111 Janus Smart Portfolio Conservative A Shs JCAAX 89632 20090706 Janus Smart Portfolio Conservative C Shs JCACX 89633 20090706 Janus Smart Portfolio Conservative I Shs JCAIX 89634 20090706 Janus Smart Portfolio Conservative S Shs JCASX 89635 20090706 Janus Smart Portfolio Conservtv Fd D Shs JMSCX 91962 20100216 Janus Smart Portfolio Growth A Shs JGCAX 89620 20090706 Janus Smart Portfolio Growth C Shs JGCCX 89621 20090706 Janus Smart Portfolio Growth S Shs JGCSX 89623 20090706 Janus Smart Portfolio Moderate A Shs JMOAX 89628 20090706 Janus Smart Portfolio Moderate C Shs JMOCX 89629 20090706 Janus Smart Portfolio Moderate Fnd D Shs JNSMX 91960 20100216 Janus Smart Portfolio Moderate I Shs JMOIX 89630 20090706 Janus Smart Portfolio Moderate S Shs JMOSX 89631 20090706 Janus Smart Portolio Growth I Shs JGCIX 89622 20090706 Janus Triton Fd T Shares JATTX 65119 20050225 Janus Triton Fund - A Shares JGMAX 67432 20050804 Janus Triton Fund - C Shares JGMCX 67433 20050804 Janus Triton Fund - I Shares JSMGX 72255 20051130 Janus Triton Fund - R Shares JGMRX 67435 20050804 Janus Triton Fund - S Shares JGMIX 67434 20050804 Janus Triton Fund D Shares JANIX 91967 20100216 Janus Twenty Fd T Shares JAVLX 6285 19890707 Janus Twenty Fund D Shares JNTFX 91983 20100216 Janus Venture Fd T Shares JAVTX 6287 19890714 Janus Venture Fund D Shares JANVX 91981 20100216 Janus Worldwide Fd T Shares JAWWX 6730 19930610 Janus Worldwide Fund - A Shares JDWAX 64815 20050125 Janus Worldwide Fund - C Shares JWWCX 54438 20021001 Janus Worldwide Fund - I Shares JWWFX 72256 20051130 Janus Worldwide Fund - R Shares JDWRX 64816 20050125 Janus Worldwide Fund - S Shares JWGRX 36086 19990802 Janus Worldwide Fund D Shares JANWX 91979 20100216 JanusIntech Risk Managed Intl I Shs JMIIX 79539 20070504 Jensen Val Fd I Shares JNVIX 92762 20100331 Jensen Val Fd J Shares JNVSX 92763 20100331 Jhn Hancck Fds II Shrt Trm GvtIncmClsNAV JSTNX 88329 20090108 Jhn Hncck Fds Grtr Chn Opprtnts Fd Clss JGCNX 78115 20070116 Jhn Hncck Fds II Lfcycl 2010 Ptf Cl R3 JLAFX 75577 20061101 Jhn Hncck Trst Shrt Trm GvtI ncm Srs NAV JSTDX 88328 20090108 Jhn HncckFds II Lifecycle 2010 Ptf Cl 1 JLAOX 75580 20061101 Jhn HncckFds II Lifecycle 2010 Ptf Cl A JLAAX 75572 20061101 Jhn HncckFds II Lifecycle 2010 Ptf Cl R1 JLADX 75575 20061101 Jhn HncckFds II Lifecycle 2010 Ptf Cl R4 JLAGX 75578 20061101 Jhn HncckFds II Lifecycle 2010 Ptf Cl R5 JLAHX 75579 20061101 Jhn HncckFds II Lifecycle 2015 Ptf Cl 1 JLBOX 75590 20061101 Jhn HncckFds II Lifecycle 2015 Ptf Cl A JLBAX 75582 20061101 Jhn HncckFds II Lifecycle 2015 Ptf Cl R1 JLBDX 75585 20061101 Jhn HncckFds II Lifecycle 2015 Ptf Cl R3 JLBFX 75587 20061101 Jhn HncckFds II Lifecycle 2015 Ptf Cl R4 JLBGX 75588 20061101 Jhn HncckFds II Lifecycle 2015 Ptf Cl R5 JLBHX 75589 20061101 Jhn HncckFds II Lifecycle 2020 Ptf Cl 1 JLDOX 75600 20061101 Jhn HncckFds II Lifecycle 2020 Ptf Cl A JLDAX 75592 20061101 Jhn HncckFds II Lifecycle 2020 Ptf Cl R1 JLDDX 75595 20061101 Jhn HncckFds II Lifecycle 2020 Ptf Cl R3 JLDFX 75597 20061101 Jhn HncckFds II Lifecycle 2020 Ptf Cl R4 JLDGX 75598 20061101 Jhn HncckFds II Lifecycle 2020 Ptf Cl R5 JLDHX 75599 20061101 Jhn HncckFds II Lifecycle 2025 Ptf Cl A JLEAX 75602 20061101 Jhn HncckFds II Lifecycle 2025 Ptf Cl R1 JLEDX 75605 20061101 Jhn HncckFds II Lifecycle 2025 Ptf Cl R1 JLEOX 75610 20061101 Jhn HncckFds II Lifecycle 2025 Ptf Cl R3 JLEFX 75607 20061101 Jhn HncckFds II Lifecycle 2025 Ptf Cl R4 JLEGX 75608 20061101 Jhn HncckFds II Lifecycle 2025 Ptf Cl R5 JLEHX 75609 20061101 Jhn HncckFds II Lifecycle 2030 Ptf Cl 1 JLFOX 75620 20061101 Jhn HncckFds II Lifecycle 2030 Ptf Cl A JLFAX 75612 20061101 Jhn HncckFds II Lifecycle 2030 Ptf Cl R1 JLFDX 75615 20061101 Jhn HncckFds II Lifecycle 2030 Ptf Cl R3 JLFFX 75617 20061101 Jhn HncckFds II Lifecycle 2030 Ptf Cl R4 JLFGX 75618 20061101 Jhn HncckFds II Lifecycle 2030 Ptf Cl R5 JLFHX 75619 20061101 Jhn HncckFds II Lifecycle 2035 Ptf Cl 1 JLHOX 75629 20061101 Jhn HncckFds II Lifecycle 2035 Ptf Cl A JLHAX 75622 20061101 Jhn HncckFds II Lifecycle 2035 Ptf Cl R1 JLHDX 75625 20061101 Jhn HncckFds II Lifecycle 2035 Ptf Cl R3 JLHFX 75627 20061101 Jhn HncckFds II Lifecycle 2035 Ptf Cl R5 JLHHX 75628 20061101 Jhn HncckFds II Lifecycle 2040 Ptf Cl 1 JLIOX 75639 20061101 Jhn HncckFds II Lifecycle 2040 Ptf Cl A JLIAX 75631 20061101 Jhn HncckFds II Lifecycle 2040 Ptf Cl R1 JLIDX 75634 20061101 Jhn HncckFds II Lifecycle 2040 Ptf Cl R3 JLIFX 75636 20061101 Jhn HncckFds II Lifecycle 2040 Ptf Cl R4 JLIGX 75637 20061101 Jhn HncckFds II Lifecycle 2040 Ptf Cl R5 JLIHX 75638 20061101 Jhn HncckFds II Lifecycle 2045 Ptf Cl 1 JLJOX 75649 20061101 Jhn HncckFds II Lifecycle 2045 Ptf Cl A JLJAX 75641 20061101 Jhn HncckFds II Lifecycle 2045 Ptf Cl R1 JLJDX 75644 20061101 Jhn HncckFds II Lifecycle 2045 Ptf Cl R3 JLJFX 75646 20061101 Jhn HncckFds II Lifecycle 2045 Ptf Cl R4 JLJGX 75647 20061101 Jhn HncckFds II Lifecycle 2045 Ptf Cl R5 JLJHX 75648 20061101 Jhn Hnck Fds II Emrgng Mkts Dbt Fd Cls A JMKAX 91687 20100108 Jhn Hnck Fds II Emrgng Mkts Dbt Fd Cls I JMKIX 91688 20100108 Jhn Hnck Fds II Ntrl Rsrcs Fd Cls A JNRAX 90926 20091231 Jhn Hnck Fds II Ntrl Rsrcs Fd Cls I JNRIX 90927 20091231 Jhn Hnck Fds II Stg Inc Oprtnts Fd Cls A JIPAX 91315 20100105 Jhn Hnck Fds II Stg Inc Oprtnts Fd Cls C JIPCX 91316 20100105 Jhn Hnck Fds II Stg Inc Oprtnts Fd Cls I JIPIX 91317 20100105 Jhn Hnck Tr Cr Dscplnd Dvrsfctn Tr Srs N JCDNX 93550 20100503 Jhn Hnck Tr Cr Dscplnd Dvrsfctn Tr SrsII JCDTX 89209 20090501 Jhn Hnck Tr Cr Fndmntl Hldngs Tr Srs III JCFHX 89204 20090501 JHT High Income Trust Ser NAV JHCNX 92851 20100401 JOHCM Internaional Select Fd Cl II Shars JOHAX 92764 20100401 JOHCM International Slct Fnd Cls I Shrs JOHIX 89820 20090730 John Hancck Fds II Lfstyl Cnsrvt Fd Cl A JALRX 67967 20051019 John Hancck Tr Amrn Bl Ch In Gwt Tr Sr I JEBIX 83662 20080318 John Hanck Tr Cr Glbl Dvrsfctn Tr Srs II JCGTX 89207 20090501 John Hanck Tru Cr Glbl Dvrsfctn Tr Srs I JCGOX 93657 20100430 JOHN HANCOCK BAL FD C SVBCX 47819 20010327 JOHN HANCOCK BALANCED FUND CLASS I SVBIX 53892 20020628 John Hancock Bank and Thrift Opportunity XBTOX 42982 20000524 John Hancock Bd Cl C JHCBX 42871 20000128 JOHN HANCOCK BOND FUND CLASS I JHBIX 53198 20020130 JOHN HANCOCK CA TX FR INCM C TCCAX 47821 20010130 John Hancock Clic Value Fd Class R JCVRX 58730 20030812 John Hancock Fd II All Cp Cr Fd NAV Cl JHBHX 92759 20100401 John Hancock Fd II Gbl Rl Est Fd NAV Cl JHAMX 75567 20061101 John Hancock Fd II Int'l Sm Co Fd NAV Cl JHATX 75568 20061101 John Hancock Fd II Lfsty Aggrsv Fd Cl R5 JTLAX 67995 20051019 John Hancock Fd II Lfsty Cnsrvtv Fd Cl B JBLCX 67970 20051019 John Hancock Fd II Lfsty Mdrt Fd Cl R4 JSLMX 67994 20051019 John Hancock Fd II Lfstyl Aggrssv Fd R1 JPLAX 75317 20060918 John Hancock Fd II Lfstyl Agrsv Fd Cl R3 JRLAX 67985 20051019 John Hancock Fd II Lfstyl Bal Fd Cl R1 JPLBX 75318 20060918 John Hancock Fd II Lfstyl Cons Fd Cl R4 JSLCX 67992 20051019 John Hancock Fd II Lfstyl Gwt Fd Cl R3 JRLGX 67988 20051019 John Hancock Fd II Lfstyl Gwth Fd Cl R1 JPLGX 75320 20060918 John Hancock Fd II Lfstyl Mdrt Fd Cl R1 JPLMX 75321 20060918 John Hancock Fd II Lifstyl Cnstv Fd Cl C JCLCX 67975 20051019 John Hancock Fd II Md Cp Vl Eq Fd NAVCl JHAWX 75569 20061101 John Hancock Fd II Ret Dis Fd Cl A JRDAX 83745 20080409 John Hancock Fd II Ret Risnig Dis FdClA JRRAX 83746 20080408 John Hancock Fd II Rl Est Eq Fd NAV Cl JHAZX 75570 20061101 John Hancock Fd II Sm Cp Opport Fd NAV C JHSOX 67952 20051018 John Hancock Fd II Strtgc Incm Fd NAV Cl JHSEX 92215 20100316 John Hancock Fd II US Mlt Sctr Fd NAV Cl JHUMX 72050 20051102 John Hancock Fd III Clssc Vl Mg Cap Cl C JMECX 78839 20070302 JOHN HANCOCK FD III US CORE R GOTRX 73633 20060619 John Hancock FdII Flating Rt Incm Fd Cl1 JFIHX 82867 20080118 John Hancock FdII Flatng Rt Incm Fd Cl A JFIAX 82863 20080118 John Hancock FdII Flatng Rt Incm Fd Cl B JFIBX 82864 20080118 John Hancock FdII Flatng Rt Incm Fd ClC JFIGX 82866 20080118 John Hancock FdII Flatng Rt IncmFd ClNAV JFIDX 82865 20080118 John Hancock Fds Classc Value Fnd Cls R3 JCVHX 89370 20090522 John Hancock Fds Classc Value Fnd Cls R4 JCVFX 89369 20090522 John Hancock Fds Classc Value Fnd Cls R5 JCVVX 89371 20090522 John Hancock Fds Gbl Opps Fd Cl A JGPAX 80460 20070712 John Hancock Fds Gbl Opps Fd Cl B JGPBX 80461 20070712 John Hancock Fds Gbl Opps Fd Cl I JGPIX 80463 20070712 John Hancock Fds Glbl Opprtnts Fd Cl NAV JGPNX 81957 20071030 John Hancock Fds Globl Opps Fd Cl C JGPCX 80462 20070712 John Hancock Fds II Active Bd Fd Cl 1 JIADX 67955 20051018 John Hancock Fds II Active Bd Fd NAV Cl JHADX 72046 20051027 John Hancock Fds II AlphaOprtntsFdClsNAV JAPVX 51368 20081008 John Hancock Fds II AltrntvAstAlctnFdClA JAAAX 92738 20100401 John Hancock Fds II Blu Chp Gwth Fd Cl 1 JIBCX 72053 20051021 John Hancock Fds II Core Bd Fd NAV Cl JHCDX 67944 20051018 John Hancock Fds II Core Diversified Gr JADOX 86346 20080701 John Hancock Fds II Core Fdamental Holdi JAFOX 86347 20080701 John Hancock Fds II Core Gbl Diversifica JAGOX 86348 20080701 John Hancock Fds II Glbl Agrbsns Fd ClsA JCWAX 88324 20090108 John Hancock Fds II Glbl Agrbsns Fd ClsI JCWIX 88325 20090108 John Hancock Fds II Glbl Timber Fd Cls I JWDIX 88331 20090108 John Hancock Fds II Glbl Timber Fnd ClsA JWDAX 88330 20090108 John Hancock Fds II Global Infra Fd ClsA JBRAX 88322 20090108 John Hancock Fds II Global Infra Fd ClsI JBRIX 88323 20090108 John Hancock Fds II Index 500 Cl NAV JIFNX 75571 20061101 John Hancock Fds II Int'l Val Fd Cl 1 JIVIX 67984 20051018 John Hancock Fds II Int'l Val Fd NAV Cl JHVIX 67978 20051018 John Hancock Fds II Lfestyle Bl Fd Cl R4 JSLBX 67991 20051019 John Hancock Fds II Lfestyle Bl Fd Cl R5 JTSBX 72000 20051019 John Hancock Fds II Lfstl Cons Fd Cl R5 JTLRX 67998 20051019 John Hancock Fds II Lfsty Agrsv Fd Cl 1 JILAX 67979 20051019 John Hancock Fds II Lfstyl Agesv Fd Cl A JALAX 67963 20051019 John Hancock Fds II Lfstyl Agrs Fd Cl R4 JSLAX 67990 20051019 John Hancock Fds II Lfstyl Agrsv Fd Cl C JCLAX 67973 20051019 John Hancock Fds II Lfstyl Cons Fd Cl 1 JILCX 67981 20051019 John Hancock Fds II Lfstyl Gwt Fd Cl C JCLGX 67976 20051019 John Hancock Fds II Lfstyl Gwth Fd Cl B JBLGX 67971 20051019 John Hancock Fds II Lfstyl Gwth Fd Cl R4 JSLGX 67993 20051019 John Hancock Fds II Lfstyl Gwth Fd Cl R5 JTLGX 67996 20051019 John Hancock Fds II Lfstyl Mdrt Fd Cl B JBLMX 67972 20051019 John Hancock Fds II Lfstyl Mdrt Fd Cl R3 JRLMX 67989 20051019 John Hancock Fds II Lfstyl Mdrt Fd Cl R5 JTLMX 67997 20051019 John Hancock Fds II Lfstyle Gwth Fd Cl 1 JILGX 67982 20051019 JOHN HANCOCK FDS II LIFECYCLE 2 JLHGX 75667 20061102 John Hancock Fds II Lifestyl Bal Fd Cl B JBLBX 67969 20051019 John Hancock Fds II Lifestyl Bl Fd Cl C JCLBX 67974 20051019 John Hancock Fds II Lifstyl Agsv Fd Cl B JBLAX 67968 20051019 John Hancock Fds II Lifstyl Bl Fd Cl R3 JRLBX 67986 20051019 John Hancock Fds II Lifstyl Gwth Fd Cl A JALGX 67965 20051019 John Hancock Fds II Lifstyl Mdr Fd Cl 1 JILMX 67983 20051019 John Hancock Fds II Lifstyl Mdrt Fd Cl A JALMX 67966 20051019 John Hancock Fds II Lifstyl Mdrt Fd Cl C JCLMX 67977 20051019 John Hancock Fds II Lifstyle Bal Fd Cl A JALBX 67964 20051019 John Hancock Fds II Lifstyle Bl Fd Cl 1 JILBX 67980 20051019 John Hancock Fds II Md Cp Gwth Indx FdCl JMGNX 93670 20100429 John Hancock Fds II Md Cp Gwth Indx FdCl JMGOX 93671 20100429 John Hancock Fds II Md Cp Vl Indx Fd ClN JVINX 93674 20100429 John Hancock Fds II Md Cp Vl Indx FdCl1 JVIOX 93675 20100429 John Hancock Fds II Mid Value Fd Cls NAV JMVNX 88326 20090108 John Hancock Fds II Rl Rtrn Bd Fd NAV Cl JHRRX 67950 20051018 John Hancock Fds II Rtrmt 2010 Prtfl Cl1 JRTOX 93560 20100503 John Hancock Fds II Rtrmt 2015 Prtfl Cl1 JRFOX 93557 20100503 John Hancock Fds II Rtrmt 2020 Prtfl Cl1 JRWOX 93562 20100503 John Hancock Fds II Rtrmt 2025 Prtfl Cl1 JREOX 93556 20100503 John Hancock Fds II Rtrmt 2030 Prtfl Cl1 JRHOX 93558 20100503 John Hancock Fds II Rtrmt 2035 Prtfl Cl1 JRYOX 93563 20100503 John Hancock Fds II Rtrmt 2040 Prtfl Cl1 JRROX 93559 20100503 John Hancock Fds II Rtrmt 2045 Prtfl Cl1 JRVOX 93561 20100503 John Hancock Fds II Sm Cap Val Fd Cl NAV JSCNX 88327 20090108 John Hancock Fds II Sm Co Gwth Fd NAV Cl JHSRX 72048 20051102 John Hancock Fds II Sm Com Vl Fd NAV Cl JHSVX 67953 20051018 John Hancock Fds II SmllCmpnyGwthFdClNAV JSGVX 51374 20081008 John Hancock Fds II Spctrm Inc Fd NAV Cl JHSTX 72049 20051102 John Hancock Fds II Tech Oprtnts Fd Cl A JTCAX 89868 20090805 John Hancock Fds II Tech Oprtnts Fd Cl I JTCIX 89870 20090805 John Hancock Fds II Tech Oprtnts Fd Cl N JTCNX 89869 20090805 John Hancock Fds II Ttl Bd Market Fd JBINX 75559 20061101 John Hancock Fds II Ttl Rtrn Fd NAV Cl JHTRX 67954 20051018 John Hancock Fds II US Hg Yld Bd Fd NAV JHHLX 67947 20051018 John Hancock Fds II Value Fd Class NAV JVFNX 92765 20100401 John Hancock Fds II Vista Fd NAV Cl JHVTX 72052 20051102 John Hancock Fds III Cr High Yld Fd Cl A JYIAX 89250 20090504 John Hancock Fds III Cr High Yld Fd Cl I JYIIX 89251 20090504 John Hancock fds III dscplnd Val Fd Cl A JVLAX 30333 19970414 John Hancock Fds III Dscplnd Val Fd Cl B JVLBX 88045 20081229 John Hancock Fds III Dscplnd Val Fd Cl C JVLCX 88046 20081229 John Hancock Fds III Dscplnd Val Fd Cl I JVLIX 36621 20000106 John Hancock Fds III Dscplnd Vl Fd Cl AD JVLDX 88047 20081229 John Hancock Fds III Dscplnd Vl Fd Cl I2 JVLTX 88048 20081229 John Hancock Fds III Dscplnd Vlu FdClsR1 JDVOX 91608 20100119 John Hancock Fds III Dscplnd Vlu FdClsR3 JDVHX 92750 20100401 John Hancock Fds III Dscplnd Vlu FdClsR4 JDVFX 92749 20100401 John Hancock Fds III Dscplnd Vlu FdClsR5 JDVVX 92751 20100401 John Hancock Fds III Gbl ShrhldrYldFdClB JGYBX 78829 20070302 John Hancock Fds III Gbl ShrhldrYldFdClC JGYCX 78830 20070302 John Hancock Fds III Gbl ShrhldrYldFdClI JGYIX 78831 20070302 John Hancock Fds III Int'l Core NAV Cl GMINX 75176 20060830 John Hancock Fds III Int'l Gwth NAV Cl GMLNX 78011 20070103 John Hancock Fds III Intl Allctn Ptf Fd JAIAX 80466 20070716 John Hancock Fds III Intl Allctn Ptf Fd JAIBX 80468 20070716 John Hancock Fds III Intl Allctn Ptf Fd JAICX 80469 20070716 John Hancock Fds III Intl Allctn Ptf Fd JAIIX 80470 20070716 John Hancock Fds III Intrntnl Cr Fd Cl R JICFX 89357 20090521 John Hancock Fds III Intrntnl Cr Fd Cl R JICHX 89358 20090521 John Hancock Fds III Intrntnl Cr Fd Cl R JICWX 89359 20090521 John Hancock Fds III Lvrgd Cmpns Fd Cl A JVCAX 83844 20080428 John Hancock Fds III Lvrgd Cmpns Fd Cl B JVCBX 83905 20080505 John Hancock Fds III Lvrgd Cmpns Fd Cl C JVCCX 83906 20080505 John Hancock Fds III Lvrgd Cmpns Fd Cl I JVCIX 83907 20080505 John Hancock Fds III Ranier Gwth Fd Cl T JRGTX 51395 20081008 John Hancock Fds III Rner Gwth Fd Cl Adv RGRDX 83848 20080428 John Hancock Fds III Rner Gwth Fd Cl B RGRBX 83846 20080428 John Hancock Fds III Rner Gwth Fd Cl C RGRCX 83847 20080428 John Hancock Fds III Rner Gwth Fd Cl Nav RGRNX 83851 20080428 John Hancock Fds III Rner Gwth Fd Cl R1 RGRWX 83855 20080428 John Hancock Fds III Rner Gwth Fd Cl R3 RGRHX 83850 20080428 John Hancock Fds III Rner Gwth Fd Cl R4 RGRFX 83849 20080428 John Hancock Fds III Rner Gwth Fd Cl R5 RGRVX 83854 20080428 John Hancock Fds III Sm Company Fd Cl R1 JCSOX 93660 20100429 John Hancock Fds III Sm Company Fd Cl R3 JCSHX 93659 20100429 John Hancock Fds III Sm Company Fd Cl R4 JCSFX 93658 20100429 John Hancock Fds III Sm Company Fd Cl R5 JCSVX 93661 20100429 John Hancock Fds III Sm Cp Oprtnts FdClA JCPAX 92745 20100401 John Hancock Fds III Sm Cp Oprtnts FdClB JCPBX 92746 20100401 John Hancock Fds III Sm Cp Oprtnts FdClC JCPCX 92747 20100401 John Hancock Fds III Sm Cp OprtntsFdCl I JCPIX 92748 20100401 John Hancock Fds III Small Company Fd Cl JCSAX 24479 19970117 John Hancock Fds III Small Company Fd Cl JCSIX 83353 20080303 John Hancock Fds III Small Company Fd Cl JCSDX 90794 20091214 John Hancock Fds III U.S. Core Fd Cls R3 JUCHX 89355 20090521 John Hancock Fds III U.S. Core Fd Cls R4 JUCFX 89354 20090521 John Hancock Fds III U.S. Core Fd Cls R5 JUCVX 89356 20090521 John Hancock Fds III Val Oprtnt Fd Cl C GOACX 73552 20060619 John Hancock Fds III, John Hancock Gr Op GMSGX 42278 19990405 John Hancock Fds III, John Hancock Intl GIDEX 50912 20020225 John Hancock Fds III, Rainer Gr Fd Cl In RLGIX 78727 20070222 John Hancock Fds III, Rainier Gr Fd Cl A RGROX 47611 20010509 John Hancock Fds IIIGbl Shrhldr YldFdClA JGYAX 78828 20070302 John Hancock Fds Lrg Cp Equty Fnd Cls R4 JLCFX 89373 20090522 John Hancock Fds Lrge Cp Eqty Fnd Cls R1 JLCRX 89375 20090522 John Hancock Fds Lrge Cp Eqty Fnd Cls R3 JLCHX 89374 20090522 John Hancock Fds Lrge Cp Eqty Fnd Cls R5 JLCVX 89376 20090522 John Hancock Fds Sm Cp IntrinsicVlFdClNv JSIFX 79515 20070503 John Hancock Fds Stratgc Incm Fnd Cls R3 JSNHX 89361 20090522 John Hancock Fds Stratgc Incm Fnd Cls R4 JSNFX 89360 20090522 John Hancock Fds Stratgc Incm Fnd Cls R5 JSNVX 89362 20090522 John Hancock Fds, Bal Fd Cl R1 JBAOX 87273 20080909 John Hancock Fds, Bal Fd Cl R3 JBAHX 87272 20080909 John Hancock Fds, Bal Fd Cl R4 JBAFX 87271 20080909 John Hancock Fds, Bal Fd Cl R5 JBAVX 87276 20080909 John Hancock Fds, Mid Cap Eq Cl A JCEAX 72480 20060111 John Hancock Fds, Mid Cap Eq Cl B JCEBX 72481 20060111 John Hancock Fds, Mid Cap Eq Cl C JCECX 72482 20060111 John Hancock Fds, Mid Cap Eq Cl I JCEIX 72483 20060111 John Hancock Fds, Sm Cap Intrin Val Cl A JHIAX 72485 20060111 John Hancock Fds, Sm Cap Intrin Val Cl B JCIBX 72484 20060111 John Hancock Fds, Sm Cap Intrin Val Cl C JSICX 72492 20060111 John Hancock Fds, Sm Cap Intrin Val Cl I JHIIX 72486 20060111 John Hancock FdsII Emrgng Mrk ValFdClNav JEVNX 86896 20080730 John Hancock FdsIII ClsscVl Mg Cp FdClB JMEBX 78838 20070302 John Hancock FdsIII ClsscVl Mg CpFdClI JMEIX 78840 20070302 John Hancock FdsTxAdvntgdGlbShrhldrYldFd XJTGX 82319 20071105 John Hancock Fincl Ind Fd C FIDCX 36907 20000211 JOHN HANCOCK FINCL IND FD I FIDIX 47773 20010608 John Hancock Focused Value Fund PZFVX 34938 19981111 JOHN HANCOCK GOVT INCM C TCGIX 47822 20010608 John Hancock Grtr China Opprtnts Fd Cl A JCOAX 67173 20050608 John Hancock Grtr China Opprtnts Fd Cl B JCOBX 67174 20050608 John Hancock Grtr China Opprtnts Fd Cl C JCOCX 67175 20050608 John Hancock Grtr China Opprtnts Fd Inst JCOIX 67176 20050608 JOHN HANCOCK HI YLD TX FR FD C JCTFX 47783 20010608 John Hancock High Yield Fd Cl A JHHBX 21047 19960620 John Hancock High Yield Fd Cl B TSHYX 23382 19960620 John Hancock High Yield Fd Cl C JHYCX 36676 20000110 JOHN HANCOCK III GHT OPPY CL C GMPCX 73608 20060619 JOHN HANCOCK III GTH OPPY CL B GOSBX 73627 20060619 JOHN HANCOCK III GTH OPPY I GOSIX 73628 20060619 JOHN HANCOCK III INTL CORE B GOCBX 73610 20060619 JOHN HANCOCK III INTL CORE C GOCCX 73611 20060619 JOHN HANCOCK III INTL CORE I GOCIX 73613 20060619 JOHN HANCOCK III INTL CORE R GOCRX 73614 20060619 JOHN HANCOCK III INTL GTH CL 1 GOIOX 73618 20060619 JOHN HANCOCK III INTL GTH CL I GOGIX 73615 20060619 JOHN HANCOCK III INTL GTH FD B GONBX 73620 20060619 JOHN HANCOCK III INTL GTH FD C GONCX 73621 20060619 JOHN HANCOCK III US CORE FD B GOTBX 73630 20060619 JOHN HANCOCK III US CORE FD C GOTCX 73631 20060619 JOHN HANCOCK III US CORE FD I GOTIX 73632 20060619 JOHN HANCOCK III VAL OPPY CL B GOUBX 73634 20060619 JOHN HANCOCK III VAL OPPY CL I GMPIX 73609 20060619 John Hancock Incm Sec Tr XJHSX 42975 20000524 JOHN HANCOCK INTER GOVT C TCUSX 47823 20010130 JOHN HANCOCK INV GRADE BD I TIUSX 58639 20030730 John Hancock Invest Tr XJHIX 42976 20000524 JOHN HANCOCK LG CAP EQ B v TSGWX 23380 19960620 John Hancock Lg Cap Val C JHLVX 36696 20000110 JOHN HANCOCK LG CAP VAL I JLVIX 47794 20010608 John Hancock MA Tax-Free Income Fd Cl B JHMBX 35163 19981214 JOHN HANCOCK MA TX FR INCM C JMACX 47795 20010608 John Hancock NY Tax-Free Income Fund JNTRX 35164 19981214 JOHN HANCOCK NY TX FR INCM C JNYCX 47799 20010608 John Hancock Patriot Pr Div Ii XPDTX 42978 20000524 JOHN HANCOCK PREF INCM FD II XHPFX 57124 20021227 JOHN HANCOCK PREF INCM FD III XHPSX 58447 20030630 John Hancock Regl Bk C FRBCX 44409 20000328 John Hancock Sm Cap Val C SPVCX 42011 20000301 JOHN HANCOCK SMALL CAP VALUE FUND CL SPVIX 53207 20020314 John Hancock Sovereign Inv C SOVCX 36681 20000110 JOHN HANCOCK SOVEREIGN INV I SOIIX 62342 20031230 John Hancock Strat Incm Cl C JSTCX 36675 20000110 John Hancock Strategic Incm Fd Cl R JSTRX 58732 20030812 JOHN HANCOCK STRATEGIC INCOME FUND C JSTIX 53219 20020130 John Hancock Tax Advantaged Dividend Inc XHTDX 62740 20040227 John Hancock Tr Alpha OpportunitisTrSrsI JAPOX 92744 20100401 John Hancock Tr Alpha Opprtunts TrSrsNAV JAPNX 51387 20081008 John Hancock Tr Amc BC Incm&GwthTr SrIII JACHX 83741 20080408 John Hancock Tr Amcan Ast Allcatn Tr SrI JAAHX 83765 20080409 John Hancock Tr Amercn Int'l Tr Series I JEILX 83666 20080318 John Hancock Tr American Bd Tr Series I JEBTX 83663 20080318 John Hancock Tr American Bd Tr Srs III JABHX 83740 20080408 John Hancock Tr American Gwth Tr Sries I JEGRX 83665 20080318 John Hancock Tr American Gwth Tr Srs III JAGHX 83742 20080408 John Hancock Tr American Intl Tr Srs III JAIHX 83743 20080408 John Hancock Tr Amrcn Aet Allctin Tr ClI JAAOX 83832 20080428 John Hancock Tr Amrcn Aet Allctin TrClII JAATX 83766 20080409 John Hancock Tr Amrcn Aet Hgh Incm BdTrC JAHTX 83768 20080409 John Hancock Tr Amrcn Fdmntl Hldg TrSrsI JFHOX 92753 20100401 John Hancock Tr Amrcn Fdmntl HldgTrSrsII JFHTX 92754 20100401 John Hancock Tr Amrcn FdmntlHldgTrSrsIII JFHHX 92752 20100401 John Hancock Tr Amrcn Glb Sm Cp Tr SrIII JASHX 83773 20080409 John Hancock Tr Amrcn Glbl Gwth Tr ClII JAOTX 83772 20080409 John Hancock Tr Amrcn Glbl Gwth Tr SrIII JAOHX 83771 20080409 John Hancock Tr Amrcn GlblDvrsfctnTrSrsI JGDOX 92756 20100401 John Hancock Tr Amrcn Gwth Incm Tr SrIII JARHX 83744 20080409 John Hancock Tr Amrcn Gwth-Inc Tr Sres I JEGFX 83664 20080318 John Hancock Tr Amrcn Hgh Incm BdTr SrsI JAHHX 83767 20080409 John Hancock Tr Amrcn New World Tr ClI JANOX 92743 20100401 John Hancock Tr Amrcn New World Tr ClII JANTX 83770 20080409 John Hancock Tr Amrcn New Wrld Tr SrsIII JANHX 83769 20080409 John Hancock Tr AmrcnGlbl Sm Cptlzn TrCl JASTX 83774 20080409 John Hancock Tr AmrcnGlblDvrsfctnTrSrsII JGDTX 92757 20100401 John Hancock Tr Bd Index Tr A Series I JEBNX 75561 20061101 John Hancock Tr Cap Apprctn Val Tr Srs I JCAOX 83834 20080428 John Hancock Tr Cap Apprctn Vl Tr Srs II JCATX 83835 20080428 John Hancock Tr Core Aloc Pl Tr Sr II JGAIX 91609 20100119 John Hancock Tr Core Aloc Pl Tr Sr NAV JGANX 83708 20080409 John Hancock Tr Core Aloc Pl Trus Sr I JGAOX 83709 20080409 John Hancock Tr Core Strategy Tr Series JIANX 83842 20080428 John Hancock Tr Core Strategy Tr Series JIAOX 83843 20080428 John Hancock Tr CrDivrsfdGrwthIncmTrSrs1 JADWX 92742 20100401 John Hancock Tr Dscplnd Dvrsfctn Tr Sr I JGBOX 83838 20080428 John Hancock Tr Dscplnd Dvrsfctn Tr Sr I JGBTX 83839 20080428 John Hancock Tr Dscplnd Dvrsfctn Tr Sr N JGBNX 83837 20080428 John Hancock Tr Emgng Mrkt Val Tr ClI JEMBX 83704 20080408 John Hancock Tr Emgng Mrkt Val Tr ClNav JEMAX 83703 20080408 John Hancock Tr Flatng Rt Incm Tr SrNAV JFIVX 82868 20080118 John Hancock Tr Flting Rate Incm Fd Cl I JFIIX 85675 20080619 John Hancock Tr Fndng Allctin Tr ClNv JFANX 83836 20080428 John Hancock Tr Founding Allctin Tr ClI JFAOX 83706 20080409 John Hancock Tr Founding Allctin Tr ClII JFATX 83707 20080409 John Hancock Tr Gwth Eq Srs NAV JGEAX 83840 20080428 John Hancock Tr Hgh Incm Tr ClII JHCTX 92760 20100401 John Hancock Tr Incm Tr ClNav JINAX 83710 20080409 John Hancock Tr Int'l Sm Co Tr Srs I JISAX 92761 20100401 John Hancock Tr Intl Eq Idx Tr A Srs NAV JIENX 93669 20100503 John Hancock Tr Lfstyl Agrssv Tr Srs I JELAX 72982 20060324 John Hancock Tr Lfstyl Cnsrvtv Tr Srs I JELCX 72984 20060324 John Hancock Tr Lfstyl Mdrt Tr Srs I JELMX 72986 20060324 John Hancock Tr Lifestyle Bal Tr Srs I JELBX 72983 20060324 John Hancock Tr Lifestyle Gwth Tr Srs I JELGX 72985 20060324 John Hancock Tr Mid Cap Value eq Trust S JCVAX 75560 20061101 John Hancock Tr Mutual Shares Tr ClI JMSUX 83716 20080409 John Hancock Tr Mutual Shares Tr ClNav JMSAX 83715 20080409 John Hancock Tr Optimized All Cap Trust JEQAX 72802 20060216 John Hancock Tr Shrt Trm Gvt Incm Tr Srs JSTOX 93672 20100503 John Hancock Tr Shrt Trm Gvt Incm Tr Srs JSTTX 93673 20100503 John Hancock Tr Small Cmpny Gwth TrNAV JSGNX 51399 20081008 John Hancock Tr Smaller Company Gwth Tr JSGTX 90519 20091116 John Hancock Tr Smaller CompnyGwthTrSrsI JGSOX 92758 20100401 John Hancock Tr Strategic Incm Opps Trus JESNX 72805 20060216 John Hancock TrAmrcnGlblDvrsfctnTrSrsIII JGDHX 92755 20100401 John Hancock TrCap Apprctn Vl Tr Srs NAV JCANX 83833 20080428 John Hancock TrCrDvrsfdGrwthIncmTrSrsNAV JADNX 92740 20100401 John Hancock Trst Cr Blncd Strtgy Trst S JBSNX 89888 20090805 John Hancock Trust Balanced Trst Srs NAV JBLNX 89263 20090501 John Hancock Trust Balanced Trust Srs I JBLOX 89264 20090501 John Hancock Trust Bond Trust Series NAV JBNNX 89887 20090806 John Hancock Trust Cor Blncd Trst Srs II JCBTX 89203 20090501 John Hancock Trust Core Alctn Trst Srs I JCLOX 89210 20090501 John Hancock Trust Core Blncd Trst Srs I JCBOX 89202 20090501 John Hancock Trust Cr Alctn Trst Srs II JCLTX 89211 20090501 John Hancock Trust Cr Alctn Trst Srs NAV JCLDX 93551 20100503 John Hancock Trust Cr Blncd Trst Srs NAV JCBNX 93549 20100503 John Hancock Trust Intl Index Tr Srs NAV JIXNX 89212 20090504 JOHN HANCOCK TX FR BD FD C TBMBX 47820 20010130 John HancockTrCrDvrsfdGrwthIncmTrSrsIII JADHX 92739 20100401 John Hancok Fd II High Incm Fd NAV Cl JHAQX 75550 20061030 John Hancok Fds II Glb Hgh Yld Fd Cl A JYGAX 90421 20091030 John Hancok Fds II Glb Hgh Yld Fd Cl I JYGIX 90422 20091030 John Hancok Fds II Glb Hgh Yld Fd Cl NAV JYGNX 90423 20091030 John Hancok Fds II Mlt-Sctr Bd Fd Cl A JMBAX 90416 20091030 John Hancok Fds II Mlt-Sctr Bd Fd Cl I JMBIX 90417 20091030 John Hancok Fds II Mlt-Sctr Bd Fd Cl NAV JMBNX 90418 20091030 John Hancok Fds, High Yield Fd Cl I JYHIX 80922 20070829 John Hancok FdslII ClsscVlMgCp FdClA JMEAX 78837 20070302 John Hncck Fd II Vl & Rstrctrg Fd NAV Cl JHVSX 72051 20051102 John Hnck Fd II Lfsty Cnsrvtv Fd Cl R3 JRLCX 67987 20051019 John Hnck Tr Cr Fndmntl Hldngs Tr Srs II JCFTX 89205 20090501 John Hnck Tr Cr Fndmntl Hodngs Tr Srs I JCFOX 93656 20100430 John Hnck Tr Cr Glbl Dvrsfctn Tr Srs III JCGEX 89206 20090501 John Hncock Fd II Lfstyl Cnsrvtv FdCl R1 JPLCX 75319 20060918 JohnHancockTrCrDivrsfdGrwthIncmTrstSrsII JADTX 92741 20100401 Johnson Enhanced Return Fund JENHX 92975 20100412 Jones Villalta Opportunity Fund JVOFX 88070 20081223 Jordan Opportunity Fd JORDX 67513 20050209 JP Morgan Access Balanced Fund - A JXBAX 91385 20100105 JP Morgan Access Balanced Fund - C JXBCX 91384 20100105 JP Morgan Access Growth Fund - A JXGAX 91386 20100105 JP Morgan Access Growth Fund - C JXGCX 91387 20100105 JP Morgan Core Plus Bond Fund Insti JCBIX 89516 20090629 JP MORGAN DIVER FD SELECT JDVSX 48962 20010920 JP MORGAN DSCP EQ FD A JDEAX 50094 20011003 JP MORGAN DSCP EQ FD SELECT JDESX 48924 20010918 JP Morgan Emerging Markets eq Fd A JFAMX 50097 20011003 JP Morgan Emerging Markets eq Fd B JFBMX 50098 20011003 JP MORGAN FLEM EURO FD INST JFEIX 48925 20010918 JP Morgan Gwth Advantage Fd R5 JGVRX 88405 20090109 JP Morgan Income Builder Fund - A JNBAX 90809 20091218 JP Morgan Income Builder Fund - C JNBCX 90810 20091218 JP Morgan Income Builder Fund - Select JNBSX 90811 20091218 JP Morgan Int'l Currency Incm Fd A JCIAX 90489 20091109 JP Morgan Int'l Currency Incm Fd R5 JCIRX 90743 20091209 JP Morgan Internatioal Val SMA Fd Sh Cl JTIVX 81483 20071002 JP Morgan Intl Opportunities Fd C JIOCX 80740 20070807 JP Morgan Mid Cap Growth Fund R2 JMGZX 89526 20090622 JP MORGAN MID CAP VAL A JAMCX 47578 20010503 JP MORGAN MID CAP VAL B JBMCX 47580 20010503 JP MORGAN MID CAP VAL C JCMVX 47581 20010503 JP MORGAN MID CAP VAL SELECT JMVSX 50324 20011107 JP MORGAN MUT FD SER TR JPGSX 57679 20030313 JP Morgan Realty Incm Fd Cl A URTAX 64149 20040609 JP Morgan Realty Incm Fd Cl B URTBX 64150 20040609 JP Morgan Realty Incm Fd Cl C URTCX 64151 20040609 JP Morgan Realty Incm Fd inst Cl URTLX 35381 19990209 JP Morgan Shrt Intrmdt Mcpl Bnd Fnd Inst JIMIX 89525 20090622 JP Morgan Small Cap FLMVX 42255 20000107 JP Morgan Smart Retirement 2025 Fd A JNSAX 80741 20070807 JP Morgan Smart Retirement 2025 Fd C JNSCX 80742 20070807 JP Morgan Smart Retirement 2035 Fd A SRJAX 80705 20070803 JP Morgan Smart Retirement 2035 Fd C SRJCX 80706 20070803 JP Morgan Smart Retirement 2045 Fd A JSAAX 80691 20070803 JP Morgan Smart Retirement 2045 Fd C JSACX 80692 20070803 JP Morgan Smart Retirement 2050 Fd A JTSAX 80695 20070803 JP Morgan Smart Retirement 2050 Fd C JTSCX 80696 20070803 JP Morgan Smart Rtirement 2025 Fd Inst JNSIX 80688 20070803 JP Morgan Smart Rtirement 2025 Fd Select JNSSX 80689 20070803 JP Morgan Smart Rtirement 2035 Fd Inst SRJIX 80707 20070803 JP Morgan Smart Rtirement 2035 Fd Select SRJSX 80708 20070803 JP Morgan Smart Rtirement 2045 Fd Inst JSAIX 80693 20070803 JP Morgan Smart Rtirement 2045 Fd Select JSASX 80694 20070803 JP Morgan Smart Rtirement 2050 Fd Inst JTSIX 80697 20070803 JP Morgan Smart Rtirement 2050 Fd Select JTSSX 80698 20070803 JP Morgan Strategic Incm Opprtnts Fd ClC JSOCX 88172 20090102 JP Morgan Strategic Income OpprtntsFdClA JSOAX 88171 20090102 JP Morgan Strategic Income OprtntsFdClR5 JSORX 88170 20090102 JP Morgan Strategic IncomOprtunsFdSlctCl JSOSX 88173 20090102 JP Morgan Strategic Preservation Fd Slct JSPSX 89220 20090504 JP Morgan Strategic Preservation Fnd - A JSPAX 89219 20090504 JP Morgan Strategic Preservation Fnd - C JATCX 89218 20090504 JP Morgan Tax Aware Real Rtrn SMA Fd JTARX 81482 20071002 JP Morgan Tax Aware US Equity JPTAX 32132 19971104 JP MORGAN TX AW US EQ A JTEAX 50439 20011123 JP MORGAN TX AW US EQ B JTEBX 50440 20011123 JP MORGAN TX AW US EQ C JTECX 50441 20011123 JP Morgan U.S. Dynamic Plus Fd Cl A JPSAX 80339 20070629 JP MORGAN US EQ FD A JUEAX 48933 20010918 JP MORGAN US EQ FD B JUEBX 48934 20010918 JP MORGAN US EQ FD C JUECX 48935 20010918 JP MORGAN US EQ FD SELECT JUESX 48936 20010918 JP Morgan US Lg Cap Val Plus - A JTVAX 82524 20071205 JP Morgan US Lg Cap Val Plus - C JTVCX 82525 20071205 JP Morgan US Lg Cap Val Plus - Select JTVSX 82527 20071205 JP Morgan US Lg Cap Val Plus -R5 JTVRX 82526 20071205 JP MORGAN US SM CO FD SELECT JSCSX 48932 20010918 JP Morgan US Sm Company A JTUAX 82316 20071105 JP Morgan US Sm Company C JTUCX 82317 20071105 JP MORGAN VAL OPPORT A JVOAX 50757 20020107 JP MORGAN VAL OPPORT B JVOBX 50758 20020107 JP Morgan Y.S Dynamic Plus Fd Cl C JPSCX 80340 20070629 JP Morgn Int'l Currency Incm Fd Select JCISX 90490 20091109 JPMorgan Access Bal - Select JXBSX 90224 20091001 JPMorgan Access Bal Fd - Instl Cl JXBIX 90694 20091130 JPMorgan Access Gwt Fd - Instl Cl JXGIX 90695 20091130 JPMorgan Access Gwth - Select JXGSX 90223 20091001 JPMorgan Asia eq A JAEAX 54104 20020729 JPMorgan Asia eq inst JPAIX 53974 20020722 JPMorgan Asia eq sel JPASX 53975 20020722 JPMorgan AZ muni bd A OAMAX 35713 19990409 JPMorgan AZ muni bd B OAMBX 35714 19990409 JPMorgan AZ Muni bd Fd sel OGAFX 42409 19990405 JPMorgan CA Tax Free bd A JCBAX 48923 20010918 JPMorgan CA Tax Free bd Insti JPICX 30551 19970625 JPMorgan CA Tax Free bd sel JPCBX 35913 19990614 JPMorgan China Region A JCHAX 78824 20070302 JPMorgan China Region C JCHCX 78825 20070302 JPMorgan China Region R5 JCHRX 78826 20070302 JPMorgan China Region Select JCHSX 78827 20070302 JPMorgan Core bd A PGBOX 23962 19960827 JPMorgan Core bd Fd B OBOBX 35842 19990513 JPMorgan Core bd Fd C OBOCX 45505 20000131 JPMorgan Core bd Fd sel WOBDX 23630 19960620 JPMorgan Core bd R5 JCBRX 73422 20060516 JPMorgan Core Bond Fund R2 JCBZX 87780 20081104 JPMorgan Core Plus bd A ONIAX 30245 19970320 JPMorgan Core plus bd C OBDCX 45504 20000630 JPMorgan Core Plus bd sel HLIPX 20872 19960620 JPMorgan Core Plus Bond Fund R2 JCPZX 87756 20081104 JPMorgan Disciplined eq Fd inst Shs JPIEX 30026 19970320 JPMorgan Diversified Fd inst Shs JPDVX 21075 19960620 JPMorgan Dynamic Small Cap Gr C Share Cl VSCCX 42817 20000427 JPMorgan Dynamic Small Cap Gr Fd - B Sha VSCBX 30905 19970917 JPMorgan Dynamic Small Cap Gr Fd A Share VSCOX 30638 19970811 JPMorgan Dynamic Small Cap Gr sel JDSCX 53476 20020429 JPMorgan Emeging Markets Debt A JEDAX 73747 20060630 JPMorgan Emerging Markets Debt C JEDCX 73748 20060630 JPMorgan Emerging Markets Debt Fd sel JEMDX 35853 19990528 JPMorgan Emerging Markets Debts R5 JEMRX 73423 20060516 JPMorgan Emerging Markets Eq Cl C JEMCX 72832 20060301 JPMorgan Emerging Markets eq Fd - sel JEMSX 48963 20010920 JPMorgan Emerging Markets eq Fd inst Shs JMIEX 21067 19960620 JPMorgan eq Incm Fd A OIEIX 22094 19960620 JPMorgan eq Incm Fd B OGIBX 22081 19960620 JPMorgan eq Incm Fd Cl C OINCX 42413 19991215 JPMorgan eq Incm Fd sel HLIEX 20871 19960620 JPMorgan eq Index Fd A OGEAX 22077 19960620 JPMorgan eq Index Fd B OGEIX 22080 19960620 JPMorgan eq Index Fd Cl C OEICX 35166 19981214 JPMorgan eq Index Port sel HLEIX 20866 19960620 JPMorgan Global Focus Fd Cl A JGFAX 93666 20100503 JPMorgan Global Focus Fd Cl C JGFCX 93712 20100506 JPMorgan Global Focus Fd Cl R5 JGFRX 93667 20100503 JPMorgan Global Focus Fd Select Cl JGFSX 93668 20100503 JPMorgan Gov bd Fd A OGGAX 23925 19960628 JPMorgan Gov bd Fd B OGGBX 23926 19960628 JPMorgan Gov bd Fd C OGVCX 45495 20000131 JPMorgan Gov bd Fd sel HLGAX 20867 19960620 JPMorgan Government Bond Fund R2 JGBZX 87779 20081104 JPMorgan Gr & Incm Fd sel Share Cl VGIIX 24095 19960628 JPMorgan Gr Advantage Fd A Shs VHIAX 46955 20010130 JPMorgan Gr Advantage Fd B Shs VHIBX 47106 20010130 JPMorgan Gr and Incm C Shares VGICX 36131 19990817 JPMorgan Gr and Incm Fd Cl A VGRIX 23503 19960620 JPMorgan Gr and Incm Fd Cl B VINBX 23519 19960620 JPMorgan High Yield bd Fd Cl A OHYAX 36059 19990722 JPMorgan High Yield bd Fd Cl B OGHBX 45508 20000131 JPMorgan High Yield bd Fd Cl C OGHCX 45492 20000131 JPMorgan High Yield bd Fd sel OHYFX 35167 19981214 JPMorgan High Yield bd R5 JYHRX 73434 20060516 JPMorgan High Yield Bond Fund R2 JHYZX 87745 20081104 JPMorgan HighYield Bd Fd Ultra Shares JHYUX 65166 20050225 JPMorgan India A RSVKX 80557 20070717 JPMorgan India C RSVYX 80558 20070717 JPMorgan India R JIDAX 79511 20070502 JPMorgan India R5 JIDRX 79513 20070502 JPMorgan India Select RSIKX 80546 20070717 JPMorgan Inflation Managed Bd Fd A JIMAX 93552 20100503 JPMorgan Inflation Managed Bd Fd C JIMCX 93553 20100503 JPMorgan Inflation Managed Bd Fd R2 JIMZX 93554 20100503 JPMorgan Inflation Managed Bd Fd R5 JIMRX 93565 20100503 JPMorgan Inflation Managed Bd Fd Select JRBSX 93555 20100503 JPMorgan Int'l Currency Incm Fd C JNCCX 90488 20091109 JPMorgan Intermediate Tax Free bd Fd A JITAX 62387 20040108 JPMorgan Intermediate Tax Free bd Fd B JIFBX 62386 20040108 JPMorgan Intermediate Tax Free bd Fd C JITCX 62388 20040108 JPMorgan Intermediate Tax Free bd Fd sel VSITX 24438 19970110 JPMorgan Intermediate Tax Free bd Insti JITIX 48931 20010918 JPMorgan International Equity Fund R2 JIEZX 87768 20081104 JPMorgan International Equity Idx Fnd R2 JEIZX 87791 20081104 JPmorgan International Realty A JIRAX 75786 20061204 JPMorgan International Realty C JIRCX 75787 20061204 JPMorgan International Realty Select JIRSX 75788 20061204 JPMorgan International Value Fund R2 JPVZX 87775 20081104 JPMorgan Intl eq B JSEBX 53022 20020304 JPMorgan Intl eq C JIECX 57445 20030210 JPMorgan Intl eq Fd sel VSIEX 24439 19970110 JPMorgan Intl eq Index Fd B Shares OGEBX 22078 19960620 JPMorgan Intl eq Index Fd Cl A OEIAX 22065 19960620 JPMorgan Intl eq Index Fd Cl C OIICX 42412 19991215 JPMorgan Intl eq Index sel OIEAX 22093 19960620 JPMorgan Intl eq R5 JIERX 73426 20060516 JPMorgan Intl Opps Fd A JIOAX 48928 20010918 JPMorgan Intl Opps Fd B JIOBX 48929 20010918 JPMorgan Intl Opps Fd sel JIOSX 48930 20010918 JPMorgan Intl Opps inst JPIOX 30311 19970411 JPMorgan Intl Realty R5 JILRX 75785 20061204 JPMorgan Intl Value - A JFEAX 50099 20011003 JPMorgan Intl Value - B JFEBX 50100 20011003 JPMorgan Intl Value - inst JNUSX 21074 19960620 JPMorgan Intl Value - sel JIESX 48927 20010918 JPMorgan Intl Value Cl C JIUCX 73838 20060717 JPMorgan Intrepid America - sel JPIAX 57558 20030305 JPMorgan Intrepid America Fd Cl A JIAAX 65167 20050225 JPMorgan Intrepid America Fd Cl C JIACX 65168 20050225 JPMorgan Intrepid America Fund R2 JIAZX 87792 20081104 JPMorgan Intrepid America R5 JIARX 73425 20060516 JPMorgan Intrepid European Fd B Shares VEUBX 35538 19990305 JPMorgan Intrepid European Fd C VEUCX 45607 20010108 JPMorgan Intrepid European Fd Cl A VEUAX 34069 19980723 JPMorgan Intrepid European Fd sel JFESX 48926 20010918 JPMorgan Intrepid Gr R5 JGIRX 73424 20060516 JPMorgan Intrepid Growth Fund R2 JIGZX 87789 20081104 JPMorgan Intrepid Gwth Fd Cl A JIGAX 65172 20050225 JPMorgan Intrepid Int'l Cl C JIICX 72833 20060301 JPMorgan Intrepid Int'l Fd Select JISIX 72834 20060301 JPMorgan Intrepid International Fund R2 JIIZX 87786 20081104 JPMorgan Intrepid Japan Cl C JPCNX 72835 20060301 JPMorgan Intrepid Japan Fd A CVJAX 44565 20000918 JPMorgan Intrepid Japan Fd B CVJBX 32717 20000707 JPMorgan Intrepid Japan Fd sel JPNSX 72836 20060301 JPMorgan Intrepid Mid Cap Fd Cl A PECAX 24008 19960925 JPMorgan Intrepid Mid Cap Fd Cl B ODMBX 35844 19990518 JPMorgan Intrepid Mid Cap Fd Cl C ODMCX 45506 20000331 JPMorgan Intrepid Mid Cap Fd sel WOOPX 23640 19960620 JPMorgan Intrepid Multi Cap Fd Cl A JICAX 65170 20050225 JPMorgan Intrepid Multi Cap Fd Cl C JICCX 65171 20050225 JPMorgan Intrepid Multi Cap sel JIISX 57555 20030305 JPMorgan Intrepid Val Fd Cl A JIVAX 65174 20050225 JPMorgan Intrepid Val Fd Cl C JIVCX 65175 20050225 JPMorgan Intrepid Value Fund R2 JIVZX 87793 20081104 JPMorgan Intrepid Value R5 JIVRX 73427 20060516 JPMorgan Inv Bal Fd Cl A OGIAX 32427 19980209 JPMorgan Inv Bal Fd Cl C OGBCX 35603 19990317 JPMorgan Inv Bal Fd sel OIBFX 24523 19970205 JPMorgan Inv Bal Fd, Cl B OGBBX 30969 19971001 JPMorgan Inv Conservative Gr Fd Cl A OICAX 24735 19980609 JPMorgan Inv Conservative Gr Fd Cl B OICGX 32279 19980108 JPMorgan Inv Conservative Gr Fd Cl C OCGCX 36202 19990914 JPMorgan Inv Conservative Gr Fd sel ONCFX 34874 19981111 JPMorgan Inv Gr & Incm Fd Cl A ONGIX 32214 19971212 JPMorgan Inv Gr & Incm Fd Cl B ONEBX 30970 19971001 JPMorgan Inv Gr & Incm Fd Cl I ONGFX 30246 19970320 JPMorgan Inv Gr and Incm Fd Cl C ONECX 35715 19990409 JPMorgan Inv Gr Fd Cl A ONGAX 32222 19971212 JPMorgan Inv Gr Fd Cl C OGGCX 35168 19981214 JPMorgan Inv Gr Fd sel ONIFX 30247 19970320 JPMorgan Inv Gr Fd, Cl B OGIGX 32027 19971002 JPMorgan Large Cap Gr Fd A OLGAX 22099 19960620 JPMorgan Large Cap Gr Fd B OGLGX 22084 19960620 JPMorgan Large Cap Gr Fd C OLGCX 36581 19991215 JPMorgan Large Cap Gr Fd sel SEEGX 22958 19960620 JPMorgan Large Cap Growth Fund R2 JLGZX 87787 20081104 JPMorgan Large Cap Value Fd Cl A OLVAX 24161 19961025 JPMorgan Large Cap Value Fd Cl B OLVBX 24162 19961025 JPMorgan Large Cap Value Fd Cl C OLVCX 45496 20000630 JPMorgan Large Cap Value Fd sel HLQVX 20875 19960620 JPMorgan Large Cap Value Fund R2 JLVZX 87755 20081104 JPMorgan Large Cap Value R5 JLVRX 73428 20060516 JPMorgan Latin America A JLTAX 78833 20070302 JPMorgan Latin America C JLTCX 78834 20070302 JPMorgan Latin America R5 JLTRX 78835 20070302 JPMorgan Latin America Select JLTSX 78836 20070302 JPMorgan Limited Duration bd Fd Cl A ONUAX 30294 19970411 JPMorgan Limited Duration bd Fd Cl B ONUBX 30754 19970819 JPMorgan Limited Duration bd Fd Cl C OGUCX 50650 20011224 JPMorgan Limited Duration bd Fd sel HLGFX 20869 19960620 JPMorgan Limited Duration bd Fd Ultra Cl JUSUX 65185 20050225 JPMorgan Market Expansion Index Fd Cl A OMEAX 44476 20000331 JPMorgan Market Expansion Index Fd Cl B OMEBX 44475 20000816 JPMorgan Market Expansion Index Fd Cl C OMECX 45497 20000630 JPMorgan Market Expansion Index Fd sel PGMIX 42430 19990405 JPMorgan Market Expansion Index Fund R2 JMEZX 87748 20081104 JPMorgan Market Neutral Fd Cl C JMNCX 90419 20091103 JPMorgan Market Neutral Fd inst Shs JPMNX 44069 20000616 JPMorgan Market Neutral Fd Select Cl JMNSX 90420 20091103 JPMorgan MI muni bd Fd A PEIAX 24005 19960925 JPMorgan MI muni bd Fd B OMIBX 35846 19990513 JPMorgan MI muni bd Fd sel WOMBX 23638 19960620 JPMorgan Michigan Municipal Bd Fd Cl C JMMCX 65179 20050225 JPMorgan Mid Cap Eq Fd Cl A JCMAX 90415 20091103 JPMorgan Mid Cap Eq Fd Cl C JMCCX 90456 20091103 JPMorgan Mid Cap Gr A OSGIX 22138 19960620 JPMorgan Mid Cap Gr B OGOBX 22086 19960620 JPMorgan Mid Cap Gr C OMGCX 36060 19990722 JPMorgan Mid Cap Gr sel HLGEX 20868 19960620 JPMorgan Mid Cap Value Fund R2 JMVZX 87790 20081104 JPMorgan Mid-Cap eq Fd sel Cl VSNGX 24442 19970110 JPMorgan Mortgage Backed Sec Fd Ultra Sh JMBUX 65178 20050225 JPMorgan Mortgage Backed Securities Fd C OMBAX 44840 20000831 JPMorgan Mortgage Backed Securities Fd s OMBIX 44576 20000831 JPMorgan Multi-Cap Market Neutral A OGNAX 58251 20030613 JPMorgan Multi-Cap Market Neutral B OGNBX 58252 20030613 JPMorgan Multi-Cap Market Neutral C OGNCX 58249 20030613 JPMorgan Multi-Cap Market Neutral sel OGNIX 58250 20030613 JPMorgan muni Incm Cl A OTBAX 24163 19961025 JPMorgan muni Incm Cl B OTBBX 24164 19961025 JPMorgan muni Incm Fd Cl C OMICX 36061 19990722 JPMorgan muni Incm Fd sel HLTAX 20876 19960620 JPMorgan NY Tax Free bd C JCNTX 57444 20030210 JPMorgan NY Tax Free bd Fd A VANTX 46437 20010131 JPMorgan NY Tax Free bd Fd B VBNTX 46429 20010131 JPMorgan NY Tax Free bd Insti JNYIX 48964 20010920 JPMorgan NY Tax-Free bd Fd sel VINTX 46426 20010131 JPMorgan OH muni bd Cl A ONOHX 30248 19970320 JPMorgan OH muni bd Fd-Cl B OOHBX 24397 19961226 JPMorgan OH muni Port sel HLOMX 20874 19960620 JPMorgan Ohio MUunicipal Bd Fd Cl C JOMCX 65181 20050225 JPMorgan Real Rtrn Cl A RRNAX 67556 20050902 JPMorgan Real Rtrn Cl C RRNCX 67557 20050902 JPMorgan Real Rtrn Institutional RRNNX 67558 20050902 JPMorgan Real Rtrn Select Cl RRNSX 67559 20050902 JPMorgan Realty Incm R5 JRIRX 73429 20060516 JPMorgan Research Equity Long/Short Fund JLSRX 94257 20100610 JPMorgan Research Equity Long/Short Fund JLSSX 94258 20100610 JPMorgan Research Equity Long/Short Fund JLSAX 94298 20100610 JPMorgan Research Equity Long/Short Fund JLSCX 94299 20100610 JPMorgan Russia A JRUAX 78842 20070302 JPMorgan Russia C JRUCX 78843 20070302 JPMorgan Russia R5 JRURX 78844 20070302 JPMorgan Russia Select JRUSX 78845 20070302 JPMorgan Short Duration bd A OGLVX 22085 19960620 JPMorgan Short Duration bd B OVBBX 24396 19961226 JPMorgan Short Duration bd C OSTCX 50651 20011224 JPMorgan Short Duration Bd Fd Ultra Sh JSDUX 65182 20050225 JPMorgan Short Duration bd sel HLLVX 20873 19960620 JPMorgan Short-Intermediate muni bd Cl C STMCX 50606 20011214 JPMorgan Short-Intermediate muni bd Fd C OSTAX 44088 20000131 JPMorgan Short-Intermediate muni bd Fd C OSTBX 44086 20000131 JPMorgan Short-Intermediate muni bd Fd s PGUIX 34248 19980910 JPMorgan Sm Cap Eq Fd Cl C JSECX 65183 20050225 JPMorgan Sm Cap Gwth Fd Institutional Sh JISGX 65173 20050225 JPMorgan Sm Cap Val Fd Ultra Shares JSVUX 65184 20050225 JPMorgan Small Cap eq Fd Cl A VSEAX 23567 19960620 JPMorgan Small Cap eq Fd Cl B VSEBX 23568 19960620 JPMorgan Small Cap eq R5 JSERX 73430 20060516 JPMorgan Small Cap eq sel Share Cl VSEIX 24358 19961126 JPMorgan Small Cap Equity Fund R2 JSEZX 87794 20081104 JPMorgan Small Cap Gr Fd A PGSGX 22347 19960620 JPMorgan Small Cap Gr Fd B OGFBX 24392 19961226 JPMorgan Small Cap Gr Fd C OSGCX 42417 19991215 JPMorgan Small Cap Gr Fd sel OGGFX 23927 19960628 JPMorgan Small Cap Growth Fund R2 JSGZX 87743 20081104 JPMorgan Small Cap Value A PSOAX 34909 19981111 JPMorgan Small Cap Value C OSVCX 45499 20000331 JPMorgan Small Cap Value Fd B PSOBX 34910 19981111 JPMorgan Small Cap Value Fd sel PSOPX 22672 19960620 JPMorgan Small Cap Value Fund R2 JSVZX 87784 20081104 JPMorgan Small Cap Value R5 JSVRX 73431 20060516 JPMorgan Smart Retirement 2010 Fund R2 JSWZX 87783 20081104 JPMorgan Smart Retirement 2015 Fund R2 JSFZX 87782 20081104 JPMorgan Smart Retirement 2020 Fund R2 JTTZX 87781 20081104 JPMorgan Smart Retirement 2025 Fund R2 JNSZX 87776 20081104 JPMorgan Smart Retirement 2030 Fund R2 JSMZX 87778 20081104 JPMorgan Smart Retirement 2035 Fund R2 SRJZX 87770 20081104 JPMorgan Smart Retirement 2040 Fund R2 SMTZX 87777 20081104 JPMorgan Smart Retirement 2045 Fund R2 JSAZX 87772 20081104 JPMorgan Smart Retirement 2050 Fund R2 JTSZX 87773 20081104 JPMorgan Smart Retirement Income Fund R2 JSIZX 87785 20081104 JPMorgan SmartRetirement 2010 Cl A JSWAX 73469 20060515 JPMorgan SmartRetirement 2010 Cl C JSWCX 73470 20060515 JPMorgan SmartRetirement 2010 Instnl Cl JSWIX 73471 20060515 JPMorgan SmartRetirement 2010 Select JSWSX 73472 20060515 JPMorgan SmartRetirement 2015 Cl A JSFAX 73459 20060515 JPMorgan SmartRetirement 2015 Cl C JSFCX 73460 20060515 JPMorgan SmartRetirement 2015 Instnl Cl JSFIX 73461 20060515 JPMorgan SmartRetirement 2015 Select JSFSX 73462 20060515 JPMorgan SmartRetirement 2020 Cl A JTTAX 73473 20060515 JPMorgan SmartRetirement 2020 Cl C JTTCX 73474 20060515 JPMorgan SmartRetirement 2020 Instnl Cl JTTIX 73475 20060515 JPMorgan SmartRetirement 2020 Select JTTSX 73476 20060515 JPMorgan SmartRetirement 2030 Cl A JSMAX 73497 20060515 JPMorgan SmartRetirement 2030 Cl C JSMCX 73498 20060515 JPMorgan SmartRetirement 2030 Instnl Cl JSMIX 73464 20060515 JPMorgan SmartRetirement 2030 Select JSMSX 73465 20060515 JPMorgan SmartRetirement 2040 Class A SMTAX 73511 20060530 JPMorgan SmartRetirement 2040 Class C SMTCX 73484 20060515 JPMorgan SmartRetirement 2040 InstnlCls SMTIX 73512 20060530 JPMorgan SmartRetirement 2040 Select SMTSX 73485 20060515 JPMorgan SmartRetirement Incm Cl A JSRAX 73466 20060515 JPMorgan SmartRetirement Incm Cl C JSRCX 73467 20060515 JPMorgan SmartRetirement Incm Instnl Cl JSIIX 73463 20060515 JPMorgan SmartRetirement Incm Select JSRSX 73468 20060515 JPMorgan Strategic Preservation R5 JSPRX 89684 20090715 JPMorgan Tax Aware Disciplined eq Fd ins JPDEX 32339 19980121 JPMorgan Tax Aware high Incm Fd Cl A JTIAX 81324 20070919 JPMorgan Tax Aware High Incm Fd Cl C JTICX 81325 20070919 JPMorgan Tax Aware High Incm Fd Select JTISX 81326 20070919 JPMorgan Tax Aware Real Rtrn A TXRAX 67561 20050901 JPMorgan Tax Aware Real Rtrn C TXRCX 67562 20050901 JPMorgan Tax Aware Real Rtrn Insti TXRIX 67563 20050901 JPMorgan Tax Aware Real Rtrn Select TXRSX 67564 20050901 JPMORGAN TAX AWARE U.S. EQUITY INST JTUIX 53004 20020301 JPMorgan Tax Free Bd Fd C JTFCX 86476 20080702 JPMorgan Tax-Free bd Fd Cl A PMBAX 22475 19960620 JPMorgan Tax-Free bd Fd Cl B PUBBX 32523 19980225 JPMorgan Tax-Free bd Fd sel PRBIX 22583 19960620 JPMorgan Tr Small Cap Core sel Cl VSSCX 24444 19970110 JPMorgan Treasury & Agency Fd Cl A OTABX 42418 19990405 JPMorgan Treasury & Agency Fd Cl B ONTBX 34023 19980708 JPMorgan Treasury & Agency Fd sel OGTFX 42410 19990405 JPMorgan Ttl Rtrn Fd A JMTAX 85676 20080617 JPMorgan Ttl Rtrn Fd C JMTCX 85677 20080617 JPMorgan Ttl Rtrn Fd R5 JMTRX 85678 20080617 JPMorgan Ttl Rtrn Fd Select JMTSX 85679 20080617 JPMorgan U S Lg Cap Core Plus Select JLPSX 72921 20060306 JPMorgan U.S Real Estate Fd Cl C JPRCX 65152 20050225 JPMorgan U.S. Dynamic Plus sel Cl JILSX 72920 20060306 JPMorgan U.S. eq Fd inst Shs JMUEX 21069 19960620 JPMorgan U.S. eq R5 JUSRX 73433 20060516 JPMorgan U.S. Large Cap Core Plus R5 JCPRX 75215 20060907 JPMorgan U.S. Real Estate A SUSIX 32299 19980113 JPMorgan U.S. Real Estate R5 JURRX 73432 20060516 JPMorgan U.S. Small Company Fd inst Shs JUSSX 21079 19960620 JPMorgan US Equity Fund R2 JUEZX 87753 20081104 JPMorgan US Large Cap Cap Core Pls FndR2 JLPZX 87788 20081104 JPmorgan US Lg Cap Core Plus A JLCAX 78282 20070201 JPMorgan US Lg Cap Core Plus C JLPCX 78283 20070201 JPMorgan US Real Estate Fund R2 JREZX 87767 20081104 JPMorgan US Research Eq Plus Fd Cl A JEPAX 93662 20100503 JPMorgan US Research Eq Plus Fd Cl C JEPCX 93663 20100503 JPMorgan US Research Eq Plus Fd Cl R2 JEPZX 93665 20100503 JPMorgan US Research Eq Plus Fd Selct Cl JEPSX 93664 20100503 JPMorgan Val Opportunities Fd Cl C JVOCX 65186 20050225 JPMorgan Value Advantage Class A JVAAX 65261 20050304 JPMorgan Value Advantage Class C JVACX 65262 20050304 JPMorgan Value Advantage Insti Class JVAIX 65263 20050304 JPMorgan Value Advantage Select JVASX 65264 20050304 JPMorgan Value Opps Inst JVOIX 64461 20050106 JPMrgn Arizona Municipal Bd Fd Cl C JCAMX 65154 20050225 JPMrgn California Tax Free Bd Fd Cl C JCBCX 65155 20050225 JPMrgn Core Bd Fd Ultra Shs JCBUX 65156 20050225 JPMrgn Core Plus Bd Fd Ultra Shs JCPUX 65159 20050225 JPMrgn Intrepid Gwth Fd Cl C JCICX 65158 20050225 Kalmer Growth-With-Value Small Cap KGSCX 30491 19970616 Kaufman Fund KAUFX 6279 19900111 KAYNE ANDERSON ENERGY TOTAL RETURN FUND XKYEX 94301 20100615 KAYNE ANDERSON MLP INVESTMENT COMPANY XKYNX 94302 20100615 KCM Macro Trends Fd Cl R-1 KCMTX 86982 20080804 KCM Macro Trends Fund R-2 KCMBX 89134 20090407 Keeley All Cap Val Fd KACVX 73680 20060615 KEELEY All Cap Val Fd - Cl I KACIX 82757 20080103 KEELEY Alternative Val Fd Cl A KALVX 92767 20100401 KEELEY Alternative Val Fd Cl I KALIX 92766 20100401 Keeley Mid Cap Val Fd KMCVX 67483 20050816 KEELEY Mid Cap Val Fd Cl I KMCIX 82758 20080102 KEELEY Sm Cap Val Fd Cl i KSCIX 82767 20080102 Keeley Sm-Mid Cap Val Fd KSMVX 80869 20070817 KEELEY Sm-Mid Cap Val Fd Insti Cl KSMIX 80868 20070817 KEELEY Small Cap Dividend Vl Fnd Cls A KSDVX 90666 20091202 KEELEY Small Cap Dividend Vl Fnd Cls I KSDIX 90665 20091202 Keeley Small Cap Value Fund KSCVX 21202 19960620 Kent Expanded Market Fund KNEMX 21162 19960620 Kent Growth and Income Fund - Inst'l KNVEX 21178 19960620 Kent Growth and Income Fund - Investment KNVIX 21179 19960620 Kent Income Fund Inst'l Class KNIIX 21167 19960620 Kent Income Inv CL KIFIX 32287 19980109 Kent Index Equity Fund - Inst'l KNIEX 21166 19960620 Kent Index Equity Fund - Investment KNIDX 21165 19960620 Kent Short Term Bond Fund - Inst'l KNLMX 21171 19960620 Kent Short Term Bond Fund - Investment KNLIX 21170 19960620 Kent Small Company Growth Fund Inst'l KNEEX 21161 19960620 Keystone Lg Cap Gwth Fd Cl A KLGAX 75217 20060907 Keystone Lg Cap Gwth Fd Cl C KLGCX 75218 20060907 Keystone Lg Cap Gwth Fd Cl I KLGIX 90424 20091102 Kinetc MFs The MultDscplnry Fd AdvsrCl A KMDAX 83265 20080214 KINETICS INTERNET FD A KINAX 47585 20010503 Kinetics Internet Fund WWWFX 35169 19981216 KINETICS MEDICAL FD A KRXAX 47587 20010503 Kinetics MF The MultDscplnry Fd Insti Fd KMDYX 83272 20080214 Kinetics MFs The MltDscplnry Fd AdvrCl C KMDCX 83269 20080214 Kinetics MFs The Mult DscplnryFd No LdCl KMDNX 83271 20080214 Kinetics Mtl Fds Intrnt Fd Advsr ClC KINCX 78701 20070221 Kinetics Mtl Fds Mdcl Fd Advsr ClC KRXCX 78703 20070221 Kinetics Mtl Fds Mrkt OpprtntsFdAdvsrClC KMKCX 78702 20070221 Kinetics Mtl Fds Th Wtr Infrstr Fd Advsr KWIAX 80379 20070703 Kinetics Mtl Fds Th Wtr Infrstr Fd Advsr KWICX 80380 20070703 Kinetics Mtl Fds The Glb Fnd Advsr Cls C KGLCX 85249 20080520 Kinetics Mtl FdsSm CapOpprtntsFdAdvsrClC KSOCX 78704 20070221 Kinetics Mtl FdsThe Glbl Fnd Advsr Cls A KGLAX 85268 20080520 Kinetics Mtl FdsTheMkt Oprtn Fd InstiCls KMKYX 85250 20080520 Kinetics MtlFds Th WtrInfrstrFd No Ld KWINX 80382 20070703 Kinetics Mut Fds Medical Fd MEDRX 36751 20000119 Kinetics Mutual Fd The Paradigm FdInstCl KNPYX 67128 20050527 Kinetics Mutual Fd The SmCp Opp FdInstCl KSCYX 67514 20050127 Kinetics Mutual Fd, Inc., The Paradigm F WWNPX 42790 20000420 Kinetics Mutual Fd, Paradigm Fd adv Cl A KNPAX 47586 20010503 Kinetics Mutual Fd, The Paradigm Fd adv KNPCX 53976 20020722 Kinetics Mutual Fds Th Wtr Infrstr Fd In KWIIX 80381 20070703 Kinetics Paradigm Absolute Retrn Inst Cl KPAYX 90931 20091231 Kinetics Paradigm Absolute Return A KPARX 90930 20091231 Kinetics Paradigm Absolute Return C KPACX 90928 20091231 Kinetics Paradigm Absolute Return NL KPANX 90929 20091231 KINETICS SM CAP OPPORT FD KSCOX 45145 20001128 Kinetics The Gbl Fd WWWEX 36980 20000225 Kirr Marbach Ptnrs Val Fd KMVAX 36959 20000307 Lateef Fd Cl A LIMAX 81241 20070907 Lateef Fd Cl C LIMCX 81245 20070907 Lateef Fd Cl I LIMIX 81242 20070907 Latin America Equity Fund XLAQX 35432 19990210 Laudus Growth Invstrs US Lrg Cp Grwth Fd LGILX 89718 20090720 Laudus Intl MarketMasters Fd Invs Shares SWOIX 34949 19981111 Laudus Intl MarketMasters Fd sel Shares SWMIX 62924 20040405 Laudus Mondrian Emerging Fd Insti Shs LEMNX 82350 20071107 Laudus Mondrian Emerging Mkts Fd Sel Shs LEMSX 82351 20071107 Laudus Mondrian Emrgng Mkts Fd InvstrShs LEMIX 82349 20071107 Laudus Mondrian Global Eq Fd Insti Shs LGEVX 85642 20080619 Laudus Mondrian Global Eq Fd Invstr Shs LGEQX 85640 20080619 Laudus Mondrian Global Eq Fd Select Shs LGESX 85641 20080619 Laudus Mondrian Insti Emerging Markts Fd LIEMX 83808 20080425 Laudus Mondrian Insti Int'l Eq Fd LIIEX 83809 20080425 Laudus Mondrian Int'l Eq Fd Insti Shs LIEIX 85644 20080619 Laudus Mondrian Int'l Eq Fd Investor Shs LIEQX 85645 20080619 Laudus Mondrian Int'l Eq Fd Select Shs LIEFX 85643 20080619 Laudus Mondrian Intl Fxd Incm Fd InstShs LIFNX 82330 20071106 Laudus Rosenberg Int'l Dscvry FdInvShs LIDIX 73681 20060531 Laudus Rosenberg Intl Discovery sel Shs LIDSX 73682 20060531 Laudus Rosenberg Intl Small Capization F ICSIX 30959 19970918 Laudus Rosenberg Intl Small Capization F RISIX 45586 20010105 Laudus Rosenberg U.S. Discovery Fd, sel RDISX 47609 20010509 Laudus Rosenberg US Large Capization Fd AXLIX 54035 20020731 Laudus Rosenberg US Large Capization Fd AXLVX 54036 20020731 Laudus Small-Cap MarketMasters Fd Inv Sh SWOSX 32838 19980508 Laudus Small-Cap MarketMasters Fd sel Sh SWMSX 64157 20040616 Lazard Capital Allocator Srs O S Opn Shs LCAOX 83627 20080401 Lazard CptlAllctrSrOprtnstcStrtgInstiShs LCAIX 83554 20080328 Lazard Developing Mrkts Eqty Pft InstShs LDMIX 87395 20081001 Lazard Developing Mrkts Eqty Pft Opn Shs LDMOX 87396 20081001 LAZARD EMERG MKTS PT OPEN SHS LZOEX 46863 20010319 Lazard Emerging Markets Port LZEMX 21313 19960620 Lazard Emrgng Mrkts Eqty Blnd Ptf Inst S EMBIX 93977 20100601 Lazard Emrgng Mrkts Eqty Blnd Ptf Opn Sh EMBOX 93930 20100601 Lazard Glb Lstd Infrstrctr Ptf Insti Shs GLIFX 91314 20100105 Lazard Glb Lstd Infrstrctr Ptf Opn Shs GLFOX 91313 20100105 Lazard Global Return & Income Fund (XLGI XLGIX 64009 20040430 LAZARD HI YLD PT OPEN SHS LZHOX 46861 20010319 Lazard High Yield LZHYX 32860 19980514 Lazard Int'l Equity Port LZIEX 21315 19960620 Lazard Int'l Small Cap Port LZISX 21317 19960620 Lazard Int'l Straegic Eq Ptf Open Shares LISOX 72791 20060207 Lazard Int'l Strategic Eq Ptf Insti Shs LISIX 72019 20051031 LAZARD INTL EQ SEL INST SHS LZSIX 48573 20010712 LAZARD INTL EQ SEL OPEN SHS LZESX 48572 20010712 Lazard Intl Equity LZIOX 32864 19980514 LAZARD INTL SM CAP PT OPEN SHS LZSMX 46864 20010319 LAZARD MID CAP PT OPEN SHS LZMOX 46862 20010319 Lazard Mid-Cap Ptfl LZMIX 32281 19980108 Lazard Small Cap Port LZSCX 21318 19960620 Lazard Small Cap Ptfl Open CL LZCOX 32459 19980213 Lazard U.S. Eq Val Portfolio Open Shs LEVOX 67791 20051005 Lazard U.S. Eq Val Prtf Institutinal Shs LEVIX 67790 20051005 Lazard U.S. Strategic eq Port Insti Shs LZUSX 64595 20050104 Lazard U.S. Strategic eq Port Open Share LZUOX 64596 20050104 Lazard World Dividend & Incm Fd, Inc. XLORX 67350 20050705 Leader Short-Term Bond Fund Institnl Cls LCCIX 87771 20081106 Leeb Focus Fund Class R LCMFX 75851 20061220 Leg Msn ClrBrdg Eq Fd Cl C LMQCX 91355 20100107 Legg Masn Mngr Slct Lg Cap Gwt Fd I LSLIX 90692 20091201 Legg Masn Prtnrs Intrntnl All Cp Eqty Gr SBIYX 78089 20070108 Legg Mason Batterymarch Emerging Markets LGFMX 50721 20020104 Legg Mason Batterymarch Emerging Markets LGMSX 87168 20080903 Legg Mason Batterymarch Emerging Markets LGEMX 50719 20020104 Legg Mason Batterymarch Emerging Markets LMRAX 88546 20090204 Legg Mason Batterymarch Emerging Markets LMEMX 23860 19960816 Legg Mason Batterymarch Intl eq Tr Cl A LMEAX 88544 20090204 Legg Mason Batterymarch Intl eq Tr Cl C LMGEX 21279 19960620 Legg Mason Batterymarch Intl eq Tr Cl FI LGFEX 50720 20020104 Legg Mason Batterymarch Intl eq Tr Cl I LGIEX 50723 20020104 Legg Mason Batterymarch Intl eq Tr Cl IS LIESX 86983 20080805 Legg Mason Batterymarch Intl eq Tr Cl R LMIRX 75718 20061127 Legg Mason Batterymarch U.S. Large Cap e LMISX 83911 20080505 Legg Mason Batterymarch U.S. Small Capiz LGSCX 50724 20020104 Legg Mason Batterymarch U.S. Small Capiz LMSIX 44487 20000828 Legg Mason Batterymarch U.S. Small Capiz LMBAX 88576 20090206 Legg Mason Batterymarch U.S. Small Capiz LMBCX 88577 20090206 Legg Mason BW Gbl Opps bd Fd Cl A GOBAX 92201 20100316 Legg Mason BW Gbl Opps bd Fd Cl C GOBCX 92202 20100316 Legg Mason BW Gbl Opps bd Fd Cl FI GOBFX 88968 20090227 Legg Mason BW Gbl Opps bd Fd Cl I GOBIX 89118 20090407 Legg Mason BW Gbl Opps bd Fd Cl IS GOBSX 87761 20061116 Legg Mason BW Intl Opps bd Fd Cl IS LMOTX 90932 20091229 Legg Mason Cap Managment All Cap Fd Cl I LACIX 82633 20071219 Legg Mason Cap Managment Opportunity Tr LGOAX 88542 20090204 Legg Mason Cap Managment Opportunity Tr LMORX 75719 20061127 Legg Mason Cap Mgmt All Cap Fd Cl 1 LMGOX 78362 20070206 Legg Mason Cap Mgmt All Cap Fd Cl 1 A SPAAX 44182 20000706 Legg Mason Cap Mgmt All Cap Fd Cl B SPBBX 44181 20000706 Legg Mason Cap Mgmt All Cap Fd Cl C SPBLX 44180 20000706 Legg Mason Cap Mgmt Amer Leading Compani LGAMX 50717 20020104 Legg Mason Cap Mgmt Amer Leading Compani LMALX 21277 19960620 Legg Mason Cap Mgmt Amer Leading Compani LGAAX 88545 20090204 Legg Mason Cap Mgmt Gr Tr, Inc. Cl A LGGAX 88547 20090204 Legg Mason Cap Mgmt Gr Tr, Inc. Cl C LMGTX 34282 19980924 Legg Mason Cap Mgmt Gr Tr, Inc. Cl FI LMGFX 62680 20040213 Legg Mason Cap Mgmt Gr Tr, Inc. Cl I LMGNX 50722 20020104 Legg Mason Cap Mgmt Gr Tr, Inc. Cl R LMGRX 75717 20061127 Legg Mason Cap Mgmt Opportunity Tr Cl C LMOPX 36697 20000110 Legg Mason Cap Mgmt Opportunity Tr Cl FI LMOFX 62682 20040213 Legg Mason Cap Mgmt Opportunity Tr Cl I LMNOX 62681 20040213 Legg Mason Cap Mgmt Special Inv Tr, Inc. LMARX 75716 20061127 Legg Mason Cap Mgmt Special Inv Tr, Inc. LGASX 48631 20010723 Legg Mason Cap Mgmt Special Inv Tr, Inc. LMASX 6259 19890714 Legg Mason Cap Mgmt Special Inv Tr, Inc. LMNSX 30258 19970324 Legg Mason Cap Mgmt Special Inv Tr, Inc. LMSAX 88548 20090204 Legg Mason Cap Mgmt Value Tr, Inc. Cl A LGVAX 88560 20090203 Legg Mason Cap Mgmt Value Tr, Inc. Cl C LMVTX 6162 19860102 Legg Mason Cap Mgmt Value Tr, Inc. Cl FI LMVFX 35903 19990610 Legg Mason Cap Mgmt Value Tr, Inc. Cl I LMNVX 30261 19970324 Legg Mason Cap Mgmt Value Tr, Inc. Cl R LMVRX 75720 20061127 Legg Mason ClearBridge Aggressive Gr Fd SAGBX 22860 19960620 Legg Mason ClearBridge Aggressive Gr Fd SAGCX 22861 19960620 Legg Mason ClearBridge Aggressive Gr Fd SAGYX 22835 19981119 Legg Mason ClearBridge Aggressive Gr Fd SHRAX 23043 19960620 Legg Mason ClearBridge Aggressive Gr Fd LMPFX 79550 20070504 Legg Mason ClearBridge Aggressive Gr Fd LMPRX 78106 20070110 Legg Mason ClearBridge Aggressive Gr Fd LSIFX 86988 20080805 Legg Mason ClearBridge Appreciation Fd C SAPBX 22867 19960620 Legg Mason ClearBridge Appreciation Fd C SAPCX 24022 19960628 Legg Mason ClearBridge Appreciation Fd C SAPYX 23972 19981120 Legg Mason ClearBridge Appreciation Fd C SHAPX 23027 19960620 Legg Mason ClearBridge Appreciation Fd C LMESX 86984 20080805 Legg Mason ClearBridge Appreciation Fd C LMPIX 88051 20081229 Legg Mason ClearBridge Appreciation Fd C LMPPX 78075 20070105 Legg Mason ClearBridge Cap and Incm Fd C SOPAX 23123 19960620 Legg Mason ClearBridge Cap and Incm Fd C SOPTX 23124 19960620 Legg Mason ClearBridge Cap And Incm Fd C SBPLX 34252 19980911 Legg Mason ClearBridge Cap and Incm Fd C SOPYX 32976 19981119 Legg Mason ClearBridge Cap Fd Cl A SCCAX 35481 19990219 Legg Mason ClearBridge Cap Fd Cl B SPABX 34253 19980914 Legg Mason ClearBridge Cap Fd Cl C SCCCX 35482 19990219 Legg Mason ClearBridge Cap Fd Cl I SACPX 22857 19960620 Legg Mason ClearBridge Diversified Large LADIX 88414 20090109 Legg Mason ClearBridge Diversified Large CFLGX 21255 19960620 Legg Mason ClearBridge Diversified Large CLCBX 35945 19990624 Legg Mason ClearBridge Diversified Large SMDLX 47430 20010423 Legg Mason ClearBridge Dividend Strategy CSGWX 14879 19960620 Legg Mason ClearBridge Dividend Strategy GROAX 20768 19960620 Legg Mason ClearBridge Dividend Strategy LMBIX 85555 20080603 Legg Mason ClearBridge Dividend Strategy SCPLX 45524 20001228 Legg Mason ClearBridge Fdamental All Cap SFVBX 23008 19960620 Legg Mason ClearBridge Fdamental All Cap SFVCX 24033 19960628 Legg Mason ClearBridge Fdamental All Cap SFVYX 30302 19981119 Legg Mason ClearBridge Fdamental All Cap SHFVX 23029 19960620 Legg Mason ClearBridge Fdamental All Cap LSISX 86990 20080805 Legg Mason ClearBridge Invs Value Fd Cl SINOX 24773 19970218 Legg Mason ClearBridge Large Cap Value F SAIFX 22864 19960620 Legg Mason ClearBridge Large Cap Value F SBINX 34945 19981111 Legg Mason ClearBridge Large Cap Value F SINAX 21059 19960621 Legg Mason Esemplia Emerging Mkts eq Fd SBKBX 67536 20050826 Legg Mason Esemplia Emerging Mkts eq Fd SBKCX 66170 20051018 Legg Mason EsempliaI Emerging Mkts eq Fd SMKAX 66171 20050120 Legg Mason Inv Counsel Finc Services Fd SBFAX 44555 20001018 Legg Mason Inv Counsel Finc Services Fd SBFBX 42805 20000425 Legg Mason Inv Counsel Finc Services Fd SFSLX 42806 20000425 Legg Mason Inv Counsel Finc Services Fd LMRIX 87509 20081015 Legg Mason Inv Counsel MD Tax-Free Incm LMMDX 21285 19960620 Legg Mason Inv Counsel MD Tax-Free Incm LMMCX 88942 20090206 Legg Mason Inv Counsel MD Tax-Free Incm LMMIX 86985 20080801 Legg Mason Lifestyle Allocation 100% C LMYCX 78101 20070109 Legg Mason Manager Select Cap Val Fd I LGRIX 90691 20091201 Legg Mason Partners Cap & Incm Fd Inc. XSCDX 62739 20040225 Legg Mason Partners Corporate Loan Fd In XTLIX 35264 19990112 Legg Mason Partners Emerging Markets Deb XESDX 62304 20031215 Legg Mason Partners Emerging Markets eq SBEYX 66659 20050307 Legg Mason Partners Eq Fd Cl O SABRX 50035 20010928 Legg Mason Partners Equity Fund Inc Cl I LMQIX 75990 20061227 Legg Mason Partners Equity Fund IncCl A LMQAX 75987 20061227 Legg Mason Partners Gbl eq Fd Cl I SMYIX 57912 20030502 Legg Mason Partners Global Eq Fd I LMPEX 75801 20061206 Legg Mason Partners Large Cap Growth FdR LMPLX 78018 20070103 Legg Mason Partners Large Capization Gr SBLYX 30920 19981119 Legg Mason Partners Lfstyl Allctn 100% A LMLAX 78098 20070109 Legg Mason Partners Lfstyl Allctn 100% B LMLBX 78099 20070109 Legg Mason Partners Lifestyle Srs Alloc SBCBX 24277 19960801 Legg Mason Partners Lifestyle Srs Alloc SCBBX 24023 19960628 Legg Mason Partners Lifestyle Srs Alloc SCHBX 24027 19960628 Legg Mason Partners Lifestyle Srs Alloc SGRBX 24025 19960628 Legg Mason Partners Lifestyle Srs Inc. A SBCLX 34287 19980930 Legg Mason Partners Lifestyle Srs Inc. A SCGCX 23510 19960828 Legg Mason Partners Lifestyle Srs Inc. A SCGRX 24024 19960628 Legg Mason Partners Lifestyle Srs Inc. A SCHCX 23514 19960828 Legg Mason Partners Lifestyle Srs Inc.Al SBBAX 24113 19960708 Legg Mason Partners Lifestyle Srs Inc.Al SCBCX 34962 19981111 Legg Mason Partners Lifestyle Srs Inc.Al SCHAX 24026 19960628 Legg Mason Partners Lifestyle Srs, Alloc SBCPX 24276 19960801 Legg Mason Partners Mid Cap Core Fd Cl I SMBYX 35501 19990223 Legg Mason Partners Mid Cap Cr Fnd Cls R LMREX 87455 20081002 Legg Mason Partners MidCap Core Fd Cl IS LSIRX 86989 20080805 Legg Mason Partners Real Estate Incm Fd XRITX 54173 20020802 Legg Mason Partners Sm Cap Gwth I Fd Cl1 LMPMX 78881 20070307 Legg Mason Partners Small Cap Gr Fd I Cl SASMX 36102 19990805 Legg Mason Partners Small Cap Gr Fd I Cl SBPYX 64955 20050125 Legg Mason Partners Small Cap Gr Fd I Cl SBSMX 36103 19990805 Legg Mason Partners Small Cap Gr Fd I Cl SCSMX 36104 19990805 Legg Mason Partners Small Cap Value Fd C SMCYX 57910 20030502 Legg Mason Partners Small CapGrwthFdIClR LMPOX 78019 20070103 Legg Mason Partners Smll CpGrwthFdIClFI LMPSX 82672 20071227 Legg Mason Partners Tr II, Gbl eq Fd Cl CFIPX 45240 20000621 Legg Mason Partners Tr II, Gbl eq Fd Cl SILCX 45465 20001221 Legg Mason Partners Tr II, Gbl eq Fd Cl SILLX 45466 20001221 Legg Mason Partnrs Lfstyl Alctn 85% Cl I LANIX 88411 20090109 Legg Mason Permal Tactical Allcn Fnd I LPTIX 89131 20090413 Legg Mason Permal Tactical Allctn Fnd A LPTAX 89128 20090413 Legg Mason Permal Tactical Allctn Fnd C LPTCX 89129 20090413 Legg Mason Permal Tactical Allctn Fnd FI LPTFX 89130 20090413 Legg Mason Permal Tactical Allctn Fnd IS LPTSX 89132 20090413 Legg Mason Prtnrs Social Awrnss Fd Cl I LMRNX 86987 20080811 Legg Mason Prtnrs Trgt Rtrmnt 2015 Cl A LMFAX 87230 20080903 Legg Mason Prtnrs Trgt Rtrmnt 2015 Cl C LMFCX 87231 20080903 Legg Mason Prtnrs Trgt Rtrmnt 2015 Cl FI LMMFX 87233 20080903 Legg Mason Prtnrs Trgt Rtrmnt 2015 Cl I LMFIX 87232 20080903 Legg Mason Prtnrs Trgt Rtrmnt 2015 Cl R LMFRX 87255 20080903 Legg Mason Prtnrs Trgt Rtrmnt 2020 Cl A LMWAX 87224 20080903 Legg Mason Prtnrs Trgt Rtrmnt 2020 Cl C LMWCX 87225 20080903 Legg Mason Prtnrs Trgt Rtrmnt 2020 Cl FI LMWFX 87226 20080903 Legg Mason Prtnrs Trgt Rtrmnt 2020 Cl I LMWIX 87227 20080903 Legg Mason Prtnrs Trgt Rtrmnt 2020 Cl R LMWRX 87228 20080903 Legg Mason Prtnrs Trgt Rtrmnt 2025 Cl A LMXAX 87218 20080903 Legg Mason Prtnrs Trgt Rtrmnt 2025 Cl C LMXCX 87219 20080903 Legg Mason Prtnrs Trgt Rtrmnt 2025 Cl FI LMXFX 87220 20080903 Legg Mason Prtnrs Trgt Rtrmnt 2025 Cl I LMXIX 87221 20080903 Legg Mason Prtnrs Trgt Rtrmnt 2025 Cl R LMXRX 87222 20080903 Legg Mason Prtnrs Trgt Rtrmnt 2030 Cl A LMVAX 87215 20080903 Legg Mason Prtnrs Trgt Rtrmnt 2030 Cl C LMVCX 87216 20080903 Legg Mason Prtnrs Trgt Rtrmnt 2030 Cl FI LMQFX 87213 20080903 Legg Mason Prtnrs Trgt Rtrmnt 2030 Cl I LMVIX 87254 20080903 Legg Mason Prtnrs Trgt Rtrmnt 2030 Cl R LMQRX 87214 20080903 Legg Mason Retirement 2040 Cl A LMYAX 87210 20080903 Legg Mason Strategic Real Rtrn Fnd ClssA LRRAX 92092 20100304 Legg Mason Strategic Real Rtrn Fnd ClssC LRRCX 92093 20100304 Legg Mason Strategic Real Rtrn Fnd ClssI LRRIX 92094 20100304 Legg Mason Target Retirement 2035 Cl A LMNAX 87204 20080903 Legg Mason Target Retirement 2035 Cl C LMTCX 87209 20080903 Legg Mason Target Retirement 2035 Cl FI LMEFX 87253 20080903 Legg Mason Target Retirement 2035 Cl I LMNIX 87205 20080903 Legg Mason Target Retirement 2035 Cl R LMRRX 87207 20080903 Legg Mason Target Retirement 2040 Cl C LMHCX 87190 20080903 Legg Mason Target Retirement 2040 Cl FI LMYFX 87211 20080903 Legg Mason Target Retirement 2040 Cl I LMNRX 90209 20080903 Legg Mason Target Retirement 2040 Cl R LMYRX 87195 20080903 Legg Mason Target Retirement 2045 Cl A LMKAX 87200 20080903 Legg Mason Target Retirement 2045 Cl C LMKCX 87193 20080903 Legg Mason Target Retirement 2045 Cl FI LMKFX 87201 20080905 Legg Mason Target Retirement 2045 Cl I LMKIX 87202 20080903 Legg Mason Target Retirement 2045 Cl R LMKRX 87194 20080903 Legg Mason Target Retirement 2050 Cl A LMJAX 87196 20080903 Legg Mason Target Retirement 2050 Cl C LMJCX 87191 20080903 Legg Mason Target Retirement 2050 Cl FI LMJFX 87197 20080903 Legg Mason Target Retirement 2050 Cl I LMJIX 87198 20080903 Legg Mason Target Retirement 2050 Cl R LMJRX 87192 20080903 Legg Mason Target Retirement Cl A LMPAX 87236 20080903 Legg Mason Target Retirement Cl C LMRCX 87237 20080903 Legg Mason Target Retirement Cl FI LMRPX 87238 20080903 Legg Mason Target Retirement Cl I LMIMX 87235 20080903 Legg Mason Target Retirement Cl R LMERX 87234 20080903 Legg Mason Western Asset Adjustable Rate ARMGX 14525 19960620 Legg Mason Western Asset Adjustable Rate ARMZX 36486 19991123 Legg Mason Western Asset Adjustable Rate SBAYX 57122 20021227 Legg Mason Western Asset Adjustable Rate ARMBX 14524 19960620 Legg Mason Western Asset CA munis Cl I LMCUX 79107 20070409 Legg Mason Western Asset CA munis Fd Cl SCABX 22907 19960620 Legg Mason Western Asset CA munis Fd Cl SCACX 32852 19980511 Legg Mason Western Asset CA munis Fd Cl SHRCX 23044 19960620 Legg Mason Western Asset Core bd Fd Cl A TRBAX 32690 20020626 Legg Mason Western Asset Core bd Fd Cl C SBTLX 34133 19980812 Legg Mason Western Asset Core bd Fd Cl R LMPTX 78020 20070103 Legg Mason Western Asset Core Plus bd Fd LMPCX 78017 20070103 Legg Mason Western Asset Core Plus bd Fd SMGLX 34297 19980930 Legg Mason Western Asset Core Plus bd Fd SMGYX 32693 20020626 Legg Mason Western Asset Core Plus bd Fd MGVBX 21551 19960620 Legg Mason Western Asset Core Plus bd Fd SHMGX 23037 19960620 Legg Mason Western Asset Corporate bd Fd HBDIX 20843 19960620 Legg Mason Western Asset Corporate bd Fd SIGAX 23058 19960620 Legg Mason Western Asset Corporate bd Fd LCBPX 89662 20090710 Legg Mason Western Asset Corporate bd Fd SBILX 34132 19980812 Legg Mason Western Asset Corporate bd Fd SIGYX 30822 19981120 Legg Mason Western Asset Gbl High Yield SBHYX 22890 19960620 Legg Mason Western Asset Gbl High Yield SAHYX 22863 19960620 Legg Mason Western Asset Gbl High Yield SHYCX 24197 19961204 Legg Mason Western Asset Gbl Inflation M SBGLX 22889 19960620 Legg Mason Western Asset Gbl Inflation M SBUFX 64956 20050125 Legg Mason Western Asset Gov Securities HGVSX 20855 19960620 Legg Mason Western Asset Gov Securities SGVAX 23025 19960620 Legg Mason Western Asset Gov Securities SGVSX 44877 20000929 Legg Mason Western Asset Gov Securities SGSLX 34295 19980930 Legg Mason Western Asset Gov Securities SGSYX 30362 19981119 Legg Mason Western Asset High Incm Fd A SHIAX 23034 19960620 Legg Mason Western Asset High Incm Fd B SHIBX 6645 19910220 Legg Mason Western Asset High Incm Fd Cl SHICX 24182 19961105 Legg Mason Western Asset High Incm Fd Cl SHIYX 30724 19981120 Legg Mason Western Asset Intermediate Ma IMNYX 20985 19960620 Legg Mason Western Asset Intermediate Ma ITCAX 21017 19960620 Legg Mason Western Asset Intermediate Ma LMIIX 87508 20081015 Legg Mason Western Asset Intermediate Ma SICYX 30777 19981119 Legg Mason Western Asset Intermediate Ma SIMLX 54154 20020805 Legg Mason Western Asset Intermediate Ma SINLX 54155 20020805 Legg Mason Western Asset Intermediate-Te SBLTX 22896 19960620 Legg Mason Western Asset Intermediate-Te SMLLX 54156 20020731 Legg Mason Western Asset Intermediate-Te SBTYX 81619 20071004 Legg Mason Western Asset MA munis Fd A SLMMX 23080 19960620 Legg Mason Western Asset MA munis Fd Cl SMABX 23085 19960620 Legg Mason Western Asset MA munis Fd Cl SMALX 34325 19981005 Legg Mason Western Asset Managed munis F SMMYX 32694 19981119 Legg Mason Western Asset Managed munis F SHMMX 23038 19960620 Legg Mason Western Asset Managed munis F SMMBX 23094 19960620 Legg Mason Western Asset Managed munis F SMMCX 23095 19960620 Legg Mason Western Asset Managed munis F SMMOX 44868 20000929 Legg Mason Western Asset Massachusettes LHMIX 87587 20081022 Legg Mason Western Asset muni High Incm SMHLX 34326 19981005 Legg Mason Western Asset muni High Incm STXAX 23251 19960620 Legg Mason Western Asset muni High Incm SXMTX 23285 19960620 Legg Mason Western Asset muni High Incm LMHIX 87507 20081015 Legg Mason Western Asset NJ munis Fd Cl LNJIX 87588 20081022 Legg Mason Western Asset NJ munis Fd Cl SNJBX 23111 19960620 Legg Mason Western Asset NJ munis Fd Cl SNJLX 34327 19981005 Legg Mason Western Asset NJ munis Fd Cl SHNJX 23041 19960620 Legg Mason Western Asset NY munis Fd Cl SNPYX 48707 20010807 Legg Mason Western Asset NY munis Fd Cl SBNYX 22901 19960620 Legg Mason Western Asset NY munis Fd Cl SMNBX 23098 19960620 Legg Mason Western Asset NY munis Fd Cl SBYLX 34138 19980812 Legg Mason Western Asset OR muni Cl I LMOOX 87564 20081022 Legg Mason Western Asset OR munis Fd Cl SORLX 34328 19981005 Legg Mason Western Asset OR munis Fd Cl SHORX 34445 19981029 Legg Mason Western Asset PA munis Fd Cl LPPIX 87565 20081022 Legg Mason Western Asset PA munis Fd Cl SPALX 34331 19981005 Legg Mason Western Asset PA munis Fd Cl SBPAX 34139 19980812 Legg Mason Western Asset PA munis Fd Cl SBPBX 34140 19980812 Legg Mason Western Asset Short Duration SHDAX 57875 20030422 Legg Mason Western Asset Short Duration SHDLX 57877 20030422 Legg Mason Western Asset Short Duration SMDYX 62303 20031215 Legg Mason Western Asset Short-Term bd F SBSYX 32978 19981119 Legg Mason Western Asset Short-Term bd F SSTLX 54158 20020805 Legg Mason Western Asset Short-Term bd F SBSTX 24034 19960628 Legg Mason Western Asset Strategic Incm SDSAX 22947 19960620 Legg Mason Western Asset Strategic Incm SDSIX 24029 19960628 Legg Mason Western Asset Strategic Incm SDSYX 24483 19981119 Legg MasonClearBridge Dividend Strategy GROBX 20769 19960620 Legg MasonWest Asset Gbl High Yield bd F SHYOX 24772 19970218 Legg MasonWestern Asset Core bd Fd Cl B TRBBX 32691 19980401 Legg MasonWestern Asset OR munis Fd Cl B SORBX 34446 19981029 Legg MasonWestern Asset Strategic Incm F SLDSX 23077 19960620 LeggMason Ptnr Intl AlCp Oprnty Fd Cl IS LSIUX 86991 20080805 Leigh Baldwin Total Return Fund LEBOX 87683 20081030 Leuthold Asset Allocation Fd Insti Cl LAAIX 78284 20070201 Leuthold Asset Allocation Fund LAALX 73481 20060526 Leuthold Core Investment Fd LCRIX 72757 20060201 Leuthold Core Investment Fund LCORX 34740 19981111 Leuthold Global Clean Tchnlgy Fd Inst Cl LGCIX 89777 20090722 Leuthold Global Clean Tchnlgy Fd Rtl Cl LGCTX 89778 20090722 Leuthold Global Fd GLBLX 83870 20080501 Leuthold Global Fd Insti Cl GLBIX 83869 20080501 Leuthold Global Industries Fd Inst Cl LGIIX 93825 20100518 Leuthold Global Industries Fd Retail Cl LGINX 93826 20100518 Leuthold Hedged Eq Fd - Insti cl LHEIX 89774 20090722 Leuthold Hedged Eq Fd - Retail Cl LHEQX 89775 20090722 LEUTHOLD SEL IND FD LSLTX 46018 20010201 Leuthold UnderVald & Unloved Fd UGLYX 75686 20061116 Liberty All Star Equity Fund XUSAX 35821 19990511 Liberty All Star Growth Fund XASGX 35822 19990511 Liberty Col Ct Tx Ex Fd C CCTCX 36263 19991008 LIBERTY COLONIAL CA INSRD MUNI XCCAX 46651 20010306 Liberty Muni Security Fund LMSFX 6014 19851231 Liberty Newport Greater China Fund Cl A NGCAX 30636 19970811 LIBERTY STEIN ROE FDS INCM CIOCX 53936 20020722 Liberty Street Horizon Fd - C Shares LSHCX 80268 20070625 Liberty Street Horizon Fd - Inst Shs LSHUX 81771 20071010 Liberty Street Horizon Fd A Shs LSHAX 80037 20070531 LifePoints Fds 2017Aclrtd Dstrbtn FdSShs RADSX 83564 20080328 LifePoints Fds 2027Extnd Dstrbtn FdS Shs RESIX 83566 20080328 LifePoints Fds2017Aclrtd Dstrbtn Fd AShs RADAX 83563 20080328 LifePoints Fds2017RtrmntDstribinFd AShs RRDAX 83567 20080328 LifePoints Fds2017RtrmntDstribinFd SShs RRDSX 83568 20080328 LifePoints Fds2027 Extn Dstrbtn Fd AShs REIAX 83565 20080328 LIFETIME ACHIEVEMENT FD INC LFTAX 50901 20020208 Limited Term Tx Exmpt Bd Fd Amrc Cl F2Sh LTEFX 86992 20080801 LKCM Aquinas Fixed Incm Fd AQFIX 14515 19960620 LKCM Aquinas Gr Fd AQEGX 24493 19970122 LKCM Aquinas Small Cap Fd AQBLX 14513 19960620 LKCM Aquinas Value Fd AQEIX 14514 19960620 LKCM BALANCED FD LKBAX 45292 20001207 LKCM eq Fd inst LKEQX 21272 19960620 Lkcm Fixed Incm Fd LKFIX 36127 19990817 LKCM Intl Fund LKINX 32740 19980415 LKCM Small Cap eq Fd Adviser Cl LKSAX 58871 20030923 LKCM Small Cap eq Fd inst LKSCX 21273 19960620 LMP Lifestyle Allocation Series 70% Cl I LLAIX 82671 20071227 LMP Sm Cap Gwth Fd Cl IS LMOIX 86986 20080805 Longleaf Parnters Fund LLPFX 21275 19960620 Longleaf Parnters Small Cap Fund LLSCX 21276 19960620 Longleaf Partners International Fund LLINX 34491 19981106 Loomis Sayles Core Plus bd Fd Cl A NEFRX 21897 19960620 Loomis Sayles Core Plus bd Fd Cl B NERBX 21914 19960620 Loomis Sayles Core Plus bd Fd Cl C NECRX 24723 19970210 Loomis Sayles Core Plus bd Fd Cl Y NERYX 24722 19970210 Loomis Sayles Disciplined eq Fd Cl A LSRRX 57454 20030210 Loomis Sayles Disciplined eq Fd Cl B LSCBX 58845 20030915 Loomis Sayles Disciplined eq Fd Cl C LSCCX 58846 20030915 Loomis Sayles Disciplined eq Fd Cl Y LISRX 58839 20030910 Loomis Sayles Fd - Ltd Term Govt and Age NECLX 34856 19981111 Loomis Sayles Fd - Ltd Term Govt and Age NEFLX 21893 19960620 Loomis Sayles Fd - Ltd Term Govt and Age NELBX 21910 19960620 Loomis Sayles Fd - Ltd Term Govt and Age NELYX 24728 19970210 Loomis Sayles Fd Tr I - bd Fd Cl A LBFAX 57446 20030210 Loomis Sayles Fd Tr I - bd Fd inst Cl LSBDX 21291 19960620 Loomis Sayles Fd Tr I - bd Fd Retail Cl LSBRX 32074 19971017 Loomis Sayles Fd Tr I - Gbl bd Fd Instl LSGBX 24458 19970110 Loomis Sayles Fd Tr I - Gbl bd Fd Retail LSGLX 57452 20030210 Loomis Sayles Fd Tr I - Small Cap Value LSCRX 32221 19971212 Loomis Sayles Fd Tr I - Small Cap Value LSSCX 21296 19960620 Loomis Sayles Fd Tr II - Gr Fd Cl A LGRRX 57447 20030210 Loomis Sayles Fd Tr II - Gr Fd Cl Y LSGRX 21293 19960620 Loomis Sayles Fd Tr II - High Incm Fd Cl NEFHX 21891 19960620 Loomis Sayles Fd Tr II - High Incm Fd Cl NEHBX 34855 19981111 Loomis Sayles Fd Tr II - High Incm Fd Cl NEHCX 36456 19991115 Loomis Sayles Fd Tr II - Inv Gr bd Fd Cl LIGRX 57450 20030210 Loomis Sayles Fd Tr II - Inv Gr bd Fd Cl LSIIX 57453 20030210 Loomis Sayles Fd Tr II - Strategic Incm NECZX 34859 19981111 Loomis Sayles Fd Tr II - Strategic Incm NEFZX 21902 19960620 Loomis Sayles Fd Tr II - Strategic Incm NEZBX 21919 19960620 Loomis Sayles Fd Tr II - Strategic Incm NEZYX 50313 20011102 LOOMIS SAYLES FDS SML CP V LSVAX 57455 20030210 Loomis Sayles Fixed Income Fund LSFIX 42347 19990405 Loomis Sayles Global Markets Cl A LGMAX 72758 20060201 Loomis Sayles Global Markets Cl C LGMCX 72759 20060201 Loomis Sayles Gr Fd Cl B LGRBX 58843 20030915 Loomis Sayles Gr Fd Cl C LGRCX 58844 20030915 Loomis Sayles High Income Fnd ClY NEHYX 83442 20080304 Loomis Sayles Inflation Protected Securi LSGSX 21294 19960620 Loomis Sayles inst High Incm Fd LSHIX 30567 19970804 Loomis Sayles Int'l Bd Fd Cl A LSIAX 82975 20080201 Loomis Sayles Int'l Bd Fd Cl C LSICX 83202 20080211 Loomis Sayles Int'l Bd Fd Cl Y LSIYX 82976 20080201 Loomis Sayles Intermediate Duration bd F LSDIX 34266 19980921 Loomis Sayles Internatediate Duration Bo LSDRX 94259 20100528 Loomis Sayles Inv Gr bd Fd Cl B LGBBX 58841 20030915 Loomis Sayles Inv Gr bd Fd Cl C LGBCX 58842 20030915 Loomis Sayles Inv Grade Fixed Income Fd LSIGX 42348 19990405 LOOMIS SAYLES INV GRD BD FD CLASS J LIGJX 57449 20030210 Loomis Sayles Investmnt Grd Bd Fd Admn C LIGAX 91739 20100201 Loomis Sayles Mid Cap Gr Fd Cl A LAGRX 42572 20000323 Loomis Sayles Mid Cap Gr Fd Cl Y LSAIX 36688 20000111 Loomis Sayles Mid Cap Gwth Fd Cl C LSACX 88559 20090202 Loomis Sayles Securitized Asset Fd LSSAX 72871 20060303 Loomis Sayles Sm Cap Grw Ret LCGRX 42577 20000323 Loomis Sayles Small-Cap Growth Instl Cl LSSIX 35191 19981216 Loomis Sayles Strategic Incm Fd Admin Cl NEZAX 91728 20100201 Loomis Sayles Val Fd Admin Cl LSAVX 91727 20100201 Loomis Sayles Val Fd Cl B LSVBX 80071 20070601 Loomis Sayles Val Fd Cl C LSCVX 80070 20070601 Loomis Sayles Val Fd Cl R LSVRX 73754 20060630 Loomis Sayles Value Fund LSGIX 21292 19960620 Loomis Sayles Worldwide Inst LSWWX 57456 20030210 Lord Abbet Inv Tr Shrt Drtn Incm Fd ClR3 LDLRX 89771 20090722 LORD ABBET INVT TR CORE FX LCRPX 54520 20021007 LORD ABBET INVT TR HI YIELD LHYPX 57527 20030220 LORD ABBET INVT TR TOTAL RT LTRPX 54525 20021007 LORD ABBET SMALL CAP BLEND FCL P LSBPX 54523 20021007 Lord Abbett Affiliated Fd Inc Cl F LAAFX 81484 20071002 Lord Abbett Affiliated Fd Inc Cl R2 LAFQX 81488 20071002 Lord Abbett Affiliated Fd Inc Cl R3 LAFRX 81489 20071002 Lord Abbett Affiliated Fd Inc. Cl I LAFYX 35665 19990330 Lord Abbett Affiliated Fd P LAFPX 36802 20000126 Lord Abbett Affiliated Fund Cl A LAFFX 6000 19860102 Lord Abbett Affiliated Fund Cl B LAFBX 24414 19970107 Lord Abbett Affiliated Fund Cl C LAFCX 24494 19970122 Lord Abbett Alpha Stragegy Fd Cl R3 ALFRX 81450 20071002 Lord Abbett Alpha Strategy Fd Cl F ALFFX 81448 20071002 Lord Abbett Alpha Strategy Fd Cl R2 ALFQX 81449 20071002 Lord Abbett Alpha Strategy Fund Class I ALFYX 67253 20050629 Lord Abbett Bal Strategy Fd Cl F BLAFX 81461 20071002 Lord Abbett Bal Strategy Fd Cl R2 BLAQX 81462 20071002 Lord Abbett Bal Strategy Fd Cl R3 BLARX 81463 20071002 Lord Abbett bd Debenture Fd Inc Cl I LBNYX 35666 19990330 Lord Abbett bd Debenture Fd, Inc. Cl C BDLAX 23867 19960628 Lord Abbett Bd-Debenture Fd Inc - Cl R2 LBNQX 81508 20071002 Lord Abbett Bd-Debenture Fd Inc - Cl R3 LBNRX 81509 20071002 Lord Abbett Bd-Debenture Fd Inc Cl F LBDFX 81505 20071002 LORD ABBETT BD.DEB FD P LBNPX 44663 20000104 Lord Abbett Bond Deb Cl A LBNDX 6003 19860102 Lord Abbett Bond-Debenture Fund LBNBX 24101 19961001 Lord Abbett Califrnia Tx Fre Inc Fd Cl F LCFFX 81510 20071002 Lord Abbett Cap Structure Fd Cl A LAMAX 50822 20020114 Lord Abbett Cap Structure Fd Cl B LAMBX 50823 20020114 Lord Abbett Cap Structure Fd Cl C LAMCX 50824 20020114 Lord Abbett Cap Structure Fd Cl F LAMFX 81495 20071002 Lord Abbett Cap Structure Fd Cl I LAMYX 54519 20021007 Lord Abbett Cap Structure Fd Cl P LAMPX 54649 20021018 Lord Abbett Cap Structure Fd Cl R2 LAMQX 81496 20071002 Lord Abbett Cap Structure Fd Cl R3 LAMRX 81497 20071002 Lord Abbett Clic Stock Fd Cl A LRLCX 24500 19970122 Lord Abbett Clic Stock Fd Cl B LARBX 24501 19970205 Lord Abbett Clic Stock Fd Cl F LRLFX 81550 20071002 Lord Abbett Clic Stock Fd Cl P LRLPX 54318 20020911 Lord Abbett Clic Stock Fd Cl R2 LRLQX 81551 20071002 Lord Abbett Clic Stock Fd Cl R3 LRLRX 81552 20071002 Lord Abbett Clic Stock Fd Class C LLRCX 35907 19990610 Lord Abbett Clic Stock Fd Class I LARYX 47691 20010521 Lord Abbett Concticut Tx Fre Inc Fd Cl F LCOFX 81512 20071002 Lord Abbett Convertible Fd Cl A LACFX 58480 20030714 Lord Abbett Convertible Fd Cl B LBCFX 58468 20030714 Lord Abbett Convertible Fd Cl C LACCX 58479 20030714 Lord Abbett Convertible Fd Cl F LBFFX 81506 20071002 Lord Abbett Convertible Fd Cl I LCFYX 58470 20030714 Lord Abbett Convertible Fd Cl P LCFPX 58469 20030714 Lord Abbett Convertible Fd Cl R2 LBCQX 81504 20071002 Lord Abbett Convertible Fd Cl R3 LCFRX 81511 20071002 Lord Abbett Core Fixed Incm Fd Cl F LCRFX 81513 20071002 Lord Abbett Core Fixed Incm Fd Cl R2 LCRQX 81514 20071002 Lord Abbett Core Fixed Incm Fd Cl R3 LCRRX 81515 20071002 LORD ABBETT CORE FX INCM A LCRAX 47692 20010424 LORD ABBETT CORE FX INCM B LCRBX 47693 20010424 LORD ABBETT CORE FX INCM C LCRCX 47694 20010424 Lord Abbett Dev Growth Fund Cl A LAGWX 6001 19860102 Lord Abbett Dev Growth Fund Cl C LADCX 24496 19970122 Lord Abbett Developing Gr Fd Inc. Cl I LADYX 35668 19990330 Lord Abbett Developing Growth Fund Cl B LADBX 24495 19970122 Lord Abbett Developing Growth Fund Cl P LADPX 35667 19990330 Lord Abbett Developing Gwth Fd Inc Cl R3 LADRX 81487 20071002 Lord Abbett Developing Local Markets Fd LDMYX 80387 20070703 Lord Abbett Developing Local Mkts Fd Cl LDMAX 80383 20070604 Lord Abbett Developing Local Mkts Fd Cl LDMBX 80384 20070604 Lord Abbett Developing Local Mkts Fd Cl LDMCX 80385 20070604 Lord Abbett Developing Local Mkts Fd Cl LDMPX 80386 20070604 Lord Abbett Developing Locl Mkts Fd Cl F LDMFX 81518 20071002 Lord Abbett Develping Locl Mkts Fd Cl R2 LDMQX 81519 20071002 Lord Abbett Develping Locl Mkts Fd Cl R3 LDMRX 81520 20071002 Lord Abbett Devlping Gwth Fd Inc Cl F LADFX 81485 20071002 Lord Abbett Div Eq Strategy Fd - Cl F LDSFX 81521 20071002 Lord Abbett Div Eq Strategy Fd - Cl R2 LDSQX 81522 20071002 Lord Abbett Div Eq Strategy Fd - Cl R3 LDSRX 81523 20071002 Lord Abbett Diversified Incm Strategy Fd LIGQX 81538 20071002 Lord Abbett Diversified Incm Strategy Fd LIXRX 81543 20071002 Lord Abbett Divesified Incm Strategy Fd LIGFX 81537 20071002 Lord Abbett Dvelping GwthFd Inc Cl R2 LADQX 81486 20071002 Lord Abbett Fdamental eq Fund Cl A LDFVX 21256 19960620 Lord Abbett Fdamental eq Fund Cl B GILBX 35908 19990610 Lord Abbett Fdamental eq Fund Cl C GILAX 20746 19960620 Lord Abbett Fdamental eq Fund Cl F LAVFX 81501 20071002 Lord Abbett Fdamental eq Fund Cl I LAVYX 58483 20030714 Lord Abbett Fdamental eq Fund Cl P LAVPX 48839 20010905 Lord Abbett Fdamental eq Fund Cl R2 LAVQX 81502 20071002 Lord Abbett Fdamental eq Fund Cl R3 LAVRX 81503 20071002 Lord Abbett Gbl eq Fd Inc.,Global Alloc LAGQX 86092 20080625 Lord Abbett Gbl Fd Inc. Global Alloc Ser LAGBX 42339 19990405 Lord Abbett Gbl Fd Inc., Global Alloc Se LAGEX 42341 19990405 Lord Abbett Gbl Fd Inc., Global Alloc Se LAGFX 81490 20071002 Lord Abbett Gbl Fd Inc., Global Alloc Se LARRX 86093 20080625 Lord Abbett Gbl Fd Inc., Global Alloc Se LGEYX 67261 20050629 Lord Abbett Gbl Fd Inc.Global Alloc Seri LAGCX 42340 19990405 Lord Abbett Georgia Series LGAFX 81524 20071002 Lord Abbett Govt Securities Fund C LAVBX 34456 19981103 Lord Abbett Govt Security Fd Cl A LAGVX 6002 19860102 Lord Abbett Gr & Incm Strategy Fd Cl F LGXFX 81530 20071002 Lord Abbett Gr & Incm Strategy Fd Cl R2 LGIQX 81525 20071002 Lord Abbett Gr & Incm Strategy Fd Cl R3 LGIRX 81526 20071002 Lord Abbett Gr Opps Fd Cl I LMGYX 47696 20010521 LORD ABBETT GRWTH OPP P LGOPX 48840 20010905 Lord Abbett Gwth Opportunities Fd Cl R2 LGOQX 81528 20071002 Lord Abbett Gwth Opportunities Fd Cl R3 LGORX 81529 20071002 Lord Abbett Gwth Opportuntites Fd - Cl F LGOFX 81527 20071002 Lord Abbett Hawaii Tx Free Inc Fd Cl F LAHFX 81491 20071002 LORD ABBETT HI YLD FD B LHYBX 46135 20010208 LORD ABBETT HI YLD FD C LHYCX 46134 20010208 Lord Abbett High Yield Fd Cl F LHYFX 81531 20071002 Lord Abbett High Yield Fd Cl R2 LHYQX 81532 20071002 Lord Abbett High Yield Fd Cl R3 LHYRX 81533 20071002 Lord Abbett High Yield muni bd Fd Cl A HYMAX 64612 20050107 Lord Abbett High Yield muni bd Fd Cl B HYMBX 64613 20050107 Lord Abbett High Yield muni bd Fd Cl C HYMCX 64614 20050107 Lord Abbett High Yield muni bd Fd Cl P HYMPX 64615 20050107 Lord Abbett High-Yield Fund Cl A LHYAX 35905 19990610 Lord Abbett Int'l Dividend Incm Fd Cl A LIDAX 85696 20080623 Lord Abbett Int'l Dividend Incm Fd Cl C LIDCX 85708 20080624 Lord Abbett Int'l Dividend Incm Fd Cl F LIDFX 85709 20080624 Lord Abbett Int'l Dividend Incm Fd Cl I LAIDX 85694 20080623 Lord Abbett Int'l Dividend Incm Fd Cl R2 LIDRX 85710 20080624 Lord Abbett Int'l Dividend Incm Fd Cl R3 LIRRX 85711 20080624 Lord Abbett Intermediate Tax-Free Fd Cl LISAX 58471 20030714 Lord Abbett Intermediate Tax-Free Fd Cl LISCX 58485 20030714 Lord Abbett Intermediate Tax-Free Fd Cl LISBX 58484 20030714 Lord Abbett Intermediate Tax-Free Fd Cl LISPX 58486 20030714 Lord Abbett Intermediate Tx Free Fd Cl F LISFX 81542 20071002 LORD ABBETT INTL CORE EQ A LICAX 62352 20040102 LORD ABBETT INTL CORE EQ B LICBX 62353 20040102 LORD ABBETT INTL CORE EQ C LICCX 62354 20040102 Lord Abbett Intl Core Eq Fd Cl F LICFX 81534 20071002 Lord Abbett Intl Core eq Fd Cl I LICYX 62356 20040102 Lord Abbett Intl Core Eq Fd Cl R2 LICQX 81535 20071002 Lord Abbett Intl Core Eq Fd Cl R3 LICRX 81536 20071002 LORD ABBETT INTL CORE EQ P LICPX 62355 20040102 Lord Abbett Intl Opportunities Fd Cl F LINFX 81539 20071002 Lord Abbett Intl Opportunities Fd Cl R2 LINQX 81540 20071002 Lord Abbett Intl Opportunities Fd Cl R3 LINRX 81541 20071002 Lord Abbett Inv Tr - Bal Strategy Fd Cl BFLAX 24499 19970122 Lord Abbett Inv Tr - Bal Strategy Fd Cl LABFX 24498 19970122 Lord Abbett Inv Tr Bal Strategy Fd Cl B LABBX 35904 19990610 Lord Abbett Inv Tr Bal Strategy Fd Cl I LABYX 67259 20050629 Lord Abbett Inv Tr Bal Strategy Fd Cl P LABPX 57526 20030220 Lord Abbett Inv Tr Core Fixed Incm Fd Cl LCRYX 64823 20050125 Lord Abbett Inv Tr Diversified eq Strate LDSYX 73753 20060630 Lord Abbett Inv Tr High Yield Fd Cl I LAHYX 47689 20010521 Lord Abbett Inv Tr Inc ome Fd Cl R3 LAURX 86401 20080707 Lord Abbett Inv Tr Incm Fd Cl R2 LAUQX 86400 20080707 Lord Abbett Inv Tr Limited Duration US G LLTBX 58198 20030609 Lord Abbett Inv Tr Lrd Abbtt Fltng Rt Fd LARCX 82599 20071218 Lord Abbett Inv Tr Lrd Abbtt Fltng Rt Fd LFRAX 82600 20071218 Lord Abbett Inv Tr Lrd Abbtt Fltng Rt Fd LFRFX 82601 20071218 Lord Abbett Inv Tr Lrd Abbtt Fltng Rt Fd LFRIX 82602 20071218 Lord Abbett Inv Tr Lrd Abbtt Fltng Rt Fd LFRRX 82603 20071218 Lord Abbett Inv Tr Lrd Abbtt Fltng Rt Fd LRRRX 82604 20071218 Lord Abbett Inv Tr Shrt Drtn Incm FdClR2 LDLQX 89770 20090722 Lord Abbett Inv Tr-Total Ret Fd Cl I LTRYX 64828 20050125 Lord Abbett Inv Tr. Ltd Duration U.S. Gv LLDYX 72020 20051025 Lord Abbett Inv. Tr. U.S. Govt and Govt LAUYX 72018 20051025 Lord Abbett Invest Tr, Lord Abbett Diver ISFAX 67254 20050629 Lord Abbett Invest Tr, Lord Abbett Diver ISFBX 67255 20050629 Lord Abbett Invest Tr, Lord Abbett Diver ISFCX 67256 20050629 Lord Abbett Invest Tr, Lord Abbett Diver ISFPX 67257 20050629 Lord Abbett Invest Tr, Lord Abbett Diver ISFYX 67258 20050629 Lord Abbett Invest Tr, Lord Abbett Gwth LWSAX 67262 20050629 Lord Abbett Invest Tr, Lord Abbett Gwth LWSBX 67263 20050629 Lord Abbett Invest Tr, Lord Abbett Gwth LWSCX 67264 20050629 Lord Abbett Invest Tr, Lord Abbett Gwth LWSPX 67265 20050629 Lord Abbett Invest Tr, Lord Abbett Gwth LWSYX 67266 20050629 Lord Abbett Invt Tr-Ltd US Gov A LALDX 34741 19981111 Lord Abbett Large Cap Value Fd Cl A LALAX 58481 20030714 Lord Abbett Large Cap Value Fd Cl B LLCBX 58487 20030714 Lord Abbett Large Cap Value Fd Cl C LLCCX 58488 20030714 Lord Abbett Large Cap Value Fd Cl I LLCYX 58489 20030714 Lord Abbett Large Cap Value Fd Cl P LALPX 58482 20030714 Lord Abbett Lg Cap Val Fd Cl F LCVFX 81516 20071002 Lord Abbett Lg-Cap Val Fd - Cl R2 LLCQX 92299 20100326 Lord Abbett Lg-Cap Val Fd - Cl R3 LLCRX 92300 20100326 Lord Abbett Ltd Duration US Gov't Secs LDLAX 23866 19960628 LORD ABBETT MID CAP VAL FD A LAVLX 6004 19860102 Lord Abbett Mid Cap Val Fd Inc Cl F LMCFX 81544 20071002 LORD ABBETT MID CAP VAL FD P LMCPX 44723 20000120 Lord Abbett Mid Cap Value Cl B LMCBX 32685 19980401 Lord Abbett Mid Cap Value Fd Cl I LMCYX 47695 20010123 Lord Abbett Mid-Cap Value Cl C LMCCX 35447 19990219 Lord Abbett Mid-Cap Value Fd, Inc Cl R2 LMCQX 83548 20080326 Lord Abbett Mid-Cap Value Fd, Inc Cl R3 LMCRX 83549 20080326 Lord Abbett Missouri Tx Free Inc Fd Cl F LMIFX 81546 20071002 Lord Abbett National Tx Free Inc Fd Cl F LANFX 81498 20071002 Lord Abbett Natl Tx Fr Incm Fd Cl C LTNSX 23868 19960628 Lord Abbett New York Tx Fre Inc Fd Cl F LNYFX 81549 20071002 Lord Abbett Nw Jrsy Tx Fre Inc Fd Cl F LNJFX 81548 20071002 Lord Abbett Pennsylvania Series LAPFX 81499 20071002 Lord Abbett Research Fd Inc. Small Cap V LRSYX 35669 19990330 LORD ABBETT RESEARCH FD SM CAP VAL S LRSPX 50860 20020123 Lord Abbett Research Fund Small Cap Cl LRSBX 24505 19970205 Lord Abbett Research Growth Opport Cl A LMGAX 35906 19990610 Lord Abbett Research Small-Cap CL C LSRCX 32026 19971002 Lord Abbett Research-Small Cap A LRSCX 34742 19981111 Lord Abbett Rsrch Grw Opp B LMGBX 36764 20000121 Lord Abbett Rsrch Grw Opp C LMGCX 36765 20000121 Lord Abbett Sec Tr-US Gov't Se LAUSX 14228 19960531 Lord Abbett Securities Tr - Alpha Strate ALFAX 42163 19990322 Lord Abbett Securities Tr - Alpha Strate ALFBX 42164 19990322 Lord Abbett Securities Tr Alpha Strategy ALFCX 42165 19990322 Lord Abbett Securities Tr Intl Opps Fd C LAIEX 34743 19981111 Lord Abbett Securities Tr Intl Opps Fd C LINBX 32686 19980401 Lord Abbett Securities Tr Intl Opps Fd C LINCX 32687 19980401 Lord Abbett Securities Tr Intl Opps Fd C LINPX 54522 20021007 Lord Abbett Securities Tr Intl Opps Fd C LINYX 35670 19990331 Lord Abbett Securities Tr Micro-Cap Gr F LMIYX 72257 20051205 Lord Abbett Securities Tr Micro-Cap Valu LMVYX 72258 20051205 Lord Abbett Securities Tr, Lord Abbett V LVOYX 72371 20051229 Lord Abbett Short Duration Tax Fre Cls F LSDFX 87994 20081212 Lord Abbett Short Durtn Tx Fre Fnd Cls A LSDAX 87992 20081212 Lord Abbett Short Durtn Tx Fre Fnd Cls C LSDCX 87993 20081212 Lord Abbett Short Durtn Tx Fre Fnd Cls I LISDX 87991 20081212 LORD ABBETT SM CAP BLEND A LSBAX 48598 20010719 LORD ABBETT SM CAP BLEND B LSBBX 48599 20010719 LORD ABBETT SM CAP BLEND C LSBCX 48600 20010719 Lord Abbett Sm Cap Blend Fd Cl F LBNFX 81507 20071002 Lord Abbett Sm Cap Val Fd Cl F LRSFX 81553 20071002 Lord Abbett Small Cap Blend Fd Cl I LSBYX 54524 20021007 Lord Abbett Small-Cap Blend Fd - Cl R2 LSBQX 83552 20080326 Lord Abbett Small-Cap Blend Fd - Cl R3 LSSRX 83553 20080326 Lord Abbett Small-Cap Value Fd - Cl R2 LRSQX 83550 20080326 Lord Abbett Small-Cap Value Fd - Cl R3 LRSRX 83551 20080326 Lord Abbett Stock Appreciation Fd - Cl A LALCX 42818 20000427 Lord Abbett Stock Appreciation Fd Cl B LALBX 44578 20000914 Lord Abbett Stock Appreciation Fd Cl C LACGX 47688 20010521 Lord Abbett Stock Appreciation Fd Cl F LALFX 81492 20071002 Lord Abbett Stock Appreciation Fd Cl I LALYX 47690 20010521 Lord Abbett Stock Appreciation Fd Cl P LLCPX 57528 20030220 Lord Abbett Stock Appreciation Fd Cl R2 LALQX 81493 20071002 Lord Abbett Stock Appreciation Fd Cl R3 LALRX 81494 20071002 Lord Abbett Tax Free Inc-CA C CALAX 34744 19981111 Lord Abbett Tax Free Income Fund Cl A LACTX 21229 19960620 Lord Abbett Tax Free Income Trust GA LAGAX 24545 19970205 Lord Abbett Tax-Free Income Fd CA Series LCFIX 21254 19960620 Lord Abbett Tax-Free Income Fd PA Series LAPAX 21243 19960620 Lord Abbett Tax-Free Income Fd/MO Series LAMOX 21238 19960620 Lord Abbett Tax-Free Income Fd/NJ Series LANJX 21239 19960620 Lord Abbett Tax-Free Income Fd/NY Series LANYX 21242 19960620 Lord Abbett Tax-Free Income Hawaii LAHIX 23870 19960628 Lord Abbett Tax-Free Income National Ser LANBX 35450 19990219 Lord Abbett Tax-Free Income Natl Series LANSX 21241 19960620 Lord Abbett Tax-Free Income NY Series NYLAX 35451 19990219 LORD ABBETT TOT RET A LTRAX 47697 20010424 LORD ABBETT TOT RET B LTRBX 47698 20010424 LORD ABBETT TOT RET C LTRCX 47699 20010424 Lord Abbett Ttl Rtrn Fd Cl F LTRFX 81554 20071002 Lord Abbett Ttl Rtrn Fd Cl R2 LTRQX 81555 20071002 Lord Abbett Ttl Rtrn Fd Cl R3 LTRRX 81556 20071002 Lord Abbett US Gov & Gov Spon Entp Cl F LAUFX 81500 20071002 Lord Abbett Val Opportunities Fd - Cl F LVOFX 81557 20071002 Lord Abbett Val Opportunities Fd - Cl R2 LVOQX 81558 20071002 Lord Abbett Val Opportuntities Fd Cl R3 LVORX 81559 20071002 Lord Abett High Yild Municipl Bd Fd Cl F HYMFX 81481 20071002 Lord Abt Lmt Dur US Gv &Gv Spn Entp Cl F LDLFX 81517 20071002 LOTSOFF CAP MGMT MICRO CAP FD LCMMX 62257 20031205 Lou Holland Growth Fund LHGFX 32949 19980526 Lou Holland Growth Fund A Shares LHGAX 91823 20100209 Lou Holland Gwth Fd Institutional Shares LHGIX 91726 20100201 Lrd Abbtt Invstmnt Dvrsfd EqStrtgy FdClA LDSAX 73749 20060630 Lrd Abt Scrt Tr Lrd Abt Vl Oprtn Fd Cl A LVOAX 72367 20051229 Lrd Abt Scrt Tr Lrd Abt Vl Oprtn Fd Cl B LVOBX 72368 20051229 Lrd Abt Scrt Tr Lrd Abt Vl Oprtn Fd Cl C LVOCX 72369 20051229 Lrd Abt Scrt Tr Lrd Abt Vl Oprtn Fd Cl P LVOPX 72370 20051229 LrdAbbtt Invs Tr Divrsfd Eq Strtgy FdClB LDSBX 73750 20060630 LrdAbbtt Invs Tr Divrsfd Eq Strtgy FdClC LDSCX 73751 20060630 LrdAbbtt Invs Tr Divrsfd Eq Strtgy FdClP LDSPX 73752 20060630 LSV Conservative Core Eq Fd LSVPX 80135 20070607 LSV Conservative Val Eq Fd LSVVX 79293 20070424 LSV Value Equity Fund LSVEX 42349 19990910 Ltd Term Muni Fd Inc. Gvt Pt. At. A LTUSX 21305 19960620 Ltd Term NY Muni Fund (Rochester Fds) LTNYX 23862 19960628 Ltd Term Tax Exempt Bond Fund of America LTEBX 21300 19960620 M Business Opportunity Value Fd MBOVX 53446 20020423 M Cap Appreciation Fd MFCPX 53448 20020423 M Fd, Inc. Large Cap Gr Fd MTCGX 53449 20020423 M Intl eq Fd MBEQX 53477 20020429 MA Invs Gr Stock Fd Cl R2 MIRGX 62132 20031031 MA Invs Gr Stock Fd Cl R3 MIGHX 66767 20050401 MA Invs Gr Stock Fd Cl R4 MIGKX 66768 20050401 MA Invs Tr Cl R2 MIRTX 62133 20031031 MA Invs Tr Cl R3 MITHX 66773 20050401 MA Invs Tr Cl R4 MITDX 66771 20050401 Macquarie Glbl Infrtrctr Ttl Rtrn Fd Inc XMGUX 67542 20050906 MACQUARIE/1ST TR INFR UT DV/IN XMFDX 62918 20040402 Madison Corporate Incm Shares COINX 80488 20070703 Madison inst eq Option Fd MADOX 73080 20060331 Madison Mosaic Core bd Fd MADBX 20747 19960620 Madison Mosaic Disciplined eq Fd MADEX 20723 19960620 Madison Mosaic Gov Fd MADTX 20745 19960620 Madison Mosaic inst bd Fd MIIBX 45293 20001207 Madison Mosaic Invs Fd MINVX 30552 19970625 Madison Mosaic Mid-Cap Fd GTSGX 20819 19960620 Madison Mosaic Small/Mid-Cap Fund MADMX 88332 20090108 Madison Mosaic Tax-Free Natl Fd GTFHX 20807 19960620 Madison Mosaic Tax-Free VA Fd GTVAX 20822 19960620 Madison Strategic Sector Premium Fd XMSPX 67061 20050427 Madison/Claymore Covered Call and eq Str XMCNX 64380 20040816 MainStay 130 30 Core Fd Cl A MYCTX 80349 20070629 MainStay 130 30 Core Fd Cl C MYCCX 80347 20070629 MainStay 130 30 Core Fd Cl I MYCIX 80348 20070629 MainStay 130 30 Gwth Fd Cl A MYGAX 80350 20070629 MainStay 130 30 Gwth Fd Cl C MYGCX 80351 20070629 MainStay 130 30 Gwth Fd Cl I MYGIX 80352 20070629 MainStay 130/30 Core Fd Inv Cl MYCNX 83342 20080229 MainStay 130/30 Gwth Fd Inv Cl MYGNX 83343 20080229 MainStay 130/30 High Yield Fd Cl A MYHAX 82582 20071217 MainStay 130/30 High Yield Fd Cl C MYHYX 82584 20071217 MainStay 130/30 High Yield Fd Cl I MYHIX 82583 20071217 MainStay 130/30 High Yield Fd Inv Cl MYHNX 83344 20080229 MainStay 130/30 Int'l Fd Inv Cl MYINX 83345 20080229 MainStay 130/30 Intl Fd Cl A MYITX 81564 20071002 MainStay 130/30 Intl Fd Cl C MYICX 81562 20071002 MainStay 130/30 Intl Fd Cl I MYIIX 81563 20071002 MAINSTAY BAL FD B MBNBX 62462 20040114 MainStay Bal Fd Cl A, a ser of the Eclip MBNAX 62427 20040112 MainStay Bal Fd Cl C MBACX 57327 20030122 MainStay Bal Fd Cl I MBAIX 20095 19960620 MainStay Bal Fd Cl R1, a ser of the Ecli MBNRX 62428 20040112 MainStay Bal Fd Cl R2, a ser of the Ecli MBCRX 62426 20040112 MainStay Bal Fd Cl R3 MBDRX 73500 20060530 MainStay Bal Fd Inv Cl MBINX 83327 20080229 MainStay Common Stock Fd Cl A MSOAX 34176 19980818 MainStay Common Stock Fd Cl B MOPBX 34480 19981105 MainStay Common Stock Fd Cl C MGOCX 44630 20000927 MainStay Common Stock Fd Cl I MSOIX 64466 20050106 MainStay Common Stock Fd Inv Cl MCSSX 83330 20080229 MainStay Conservative Allctn Fd Cl A MCKAX 66697 20050404 MainStay Conservative Allctn Fd Cl B MCKBX 66698 20050404 MainStay Conservative Allctn Fd Cl C MCKCX 66699 20050404 MainStay Conservative Allctn Fd Cl I MCKIX 66700 20050404 MainStay Conservative Alloctn Fd Inv Cl MCKNX 83428 20080304 MAINSTAY CONV FD C MCCVX 44633 20000331 MainStay Convertible Fd B MCSVX 21447 19960620 MainStay Convertible Fd Inv Cl MCINX 83328 20080229 MainStay Convertible Fund Class I MCNVX 87889 20081128 MAINSTAY DIV INCM I MSDIX 62442 20040112 MainStay Diversified Incm Fd Cl A MASAX 30277 19970324 MainStay Diversified Incm Fd Cl B MASBX 30365 19970423 MainStay Diversified Incm Fd Cl C MSICX 44644 20000131 MainStay Diversified Incm Fd Inv Cl MSYDX 83338 20080229 MainStay Epch Intl Smll Cp Fnd Cls C EPIKX 90512 20091116 MainStay Epoch Gbl Choice Fd Cl A EPAPX 73839 20060815 MainStay Epoch Gbl Choice Fd Cl I EPACX 67402 20050727 MainStay Epoch Gbl eq Yield Fd Cl A EPSPX 75122 20060814 MainStay Epoch Gbl eq Yield Fd Cl I EPSYX 72365 20051229 MainStay Epoch Glbl Eqty Yld Fnd Invstr EPSIX 90515 20091116 MainStay Epoch Global Chc Fnd Invstr Cls EPAIX 90555 20091116 MainStay Epoch Global Choice Fund Cls C EPAKX 90554 20091116 MainStay Epoch Global Eqty Yld Fnd Cls C EPSKX 90516 20091116 MainStay Epoch Intl Small Cap Fd Cl A EPIPX 75673 20061108 MainStay Epoch Intl Small Cap Fd Cl I EPIEX 64733 20050125 MainStay Epoch U.S. All Cap Fd Cl A MAAAX 62421 20040112 MainStay Epoch U.S. All Cap Fd Cl B MAWBX 62424 20040112 MainStay Epoch U.S. All Cap Fd Cl C MAWCX 62425 20040112 MainStay Epoch U.S. All Cap Fd Cl I MATIX 21942 19960620 MainStay Epoch U.S. All Cap Fd Inv Cl MAWNX 83326 20080229 MainStay Epoch U.S. eq Fd Cl A EPLPX 87737 20081112 MainStay Epoch U.S. eq Fd Cl I EPLCX 87736 20081112 MainStay Epoch U.S. Eqty Fund Invstr Cls EPLIX 90513 20091116 MainStay Epoch U.S. Equity Fund Class C EPLKX 90514 20091116 Mainstay Equity fund MUBFX 21736 19960620 MainStay Equity Index Fund A MCSEX 21444 19960620 MAINSTAY FDS GVMT CL C MGVCX 44636 20000131 MAINSTAY FLD RATE FD B MXFBX 64031 20040504 Mainstay Floating Rate Fd Inv Cl MXFNX 83341 20080229 MAINSTAY FLT RATE FD A MXFAX 64030 20040504 MAINSTAY FLT RATE FD C MXFCX 64032 20040504 MAINSTAY FLT RATE FD I MXFIX 64033 20040504 MainStay Funds Convertible Cl A MCOAX 21436 19960620 MainStay Funds Gov't Cl A MGVAX 21550 19960620 MainStay Funds High Yield Corp Bond Cl A MHCAX 21554 19960620 MainStay Funds Int'l Equity B MINEX 21570 19960620 MainStay Funds Int'l Equity Cl A MSEAX 21666 19960620 MainStay Funds Tax Free Bond Cl A MTBAX 21720 19960620 MainStay Gbl High Incm Fd Cl A MGHAX 44207 20000131 MainStay Gbl High Incm Fd Cl B MGHBX 44208 20000131 MainStay Gbl High Incm Fd Cl C MHYCX 44645 20000131 MainStay Global High Incm Fd Cl I MGHIX 80946 20070904 MainStay Global High Incm Fd Inv Cl MGHHX 83331 20080229 MainStay Gov't Fund B MCSGX 21445 19960620 MainStay Government Fd Inv Cl MGVNX 83332 20080229 MAINSTAY GOVT FD I MGOIX 62391 20040108 MainStay Gwth Allctn Fd Cl A MGXAX 66751 20050404 MainStay Gwth Allctn Fd Cl B MGXBX 66752 20050404 MainStay Gwth Allctn Fd Cl C MGXCX 66753 20050404 MainStay Gwth Allctn Fd Cl I MGXIX 66754 20050406 MainStay Gwth Allocation Fd Inv Cl MGXNX 83430 20080304 MainStay Gwth Eq Fd Cl A MREAX 72207 20051104 MainStay Gwth Eq Fd Cl B MREBX 72208 20051104 MainStay Gwth Eq Fd Cl C MRECX 72209 20051104 MainStay Gwth Eq Fd Cl I MRIEX 72210 20051104 MainStay Gwth Eq Fd Inv Cl MRINX 83437 20080304 MAINSTAY HI YLD CP BND I MHYIX 62392 20040108 MainStay High Yield Corp Bond Fund Cl C MYHCX 35368 19990216 MainStay High Yield Corporate Bond Fd B MKHCX 21576 19960620 MainStay High Yield Corprte Bd Fd Inv Cl MHHIX 83333 20080229 MainStay High Yield Crprt Bd Fd Cl R2 MHYRX 83964 20080505 MainStay ICAP Eq Fd Cl A ICAUX 75199 20060901 MainStay ICAP Eq Fd Cl C ICAVX 75200 20060907 MainStay ICAP eq Fd Cl I ICAEX 20932 19960620 MainStay ICAP Eq Fd Cl R1 ICAWX 75201 20060907 MainStay ICAP Eq Fd Cl R2 ICAYX 75202 20060907 MainStay ICAP Eq Fd Cl R3 ICAZX 75203 20060907 MainStay ICAP Equity Fund Investor Class ICANX 83829 20080429 MainStay ICAP Global Fund, Class A ICGLX 83872 20080501 MainStay ICAP Global Fund, Class C ICGCX 83871 20080501 MainStay ICAP Global Fund, Class I ICGRX 83874 20080501 MainStay ICAP Global Fund, Investor Cl ICGNX 83873 20080501 MainStay ICAP Int'l Fd Cl A ICEVX 75193 20060831 MainStay ICAP Int'l Fd Cl C ICEWX 75205 20060907 MainStay ICAP Int'l Fd Cl R1 ICETX 75204 20060907 MainStay ICAP Int'l Fd Cl R2 ICEYX 75206 20060907 MainStay ICAP Int'l Fd Cl R3 ICEZX 75207 20060907 MainStay ICAP Intl Fnd Investor Class ICELX 83830 20080429 MainStay ICAP Select Eq Fd Cl A ICSRX 75208 20060907 MainStay ICAP Select Eq Fd Cl C ICSVX 75209 20060907 MainStay ICAP Select Eq Fd Cl R1 ICSWX 75210 20060907 MainStay ICAP Select Eq Fd Cl R2 ICSYX 75211 20060907 MainStay ICAP Select Eq Fd Cl R3 ICSZX 75212 20060907 MainStay ICAP Select Eq Fund Invstr Cls ICSOX 83831 20080429 MainStay ICAP Select Eq, Cl B ICSQX 90518 20091112 MainStay Incm Builder Fd Cl A MTRAX 21728 19960620 MainStay Incm Builder Fd Cl B MKTRX 21580 19960620 MainStay Incm Builder Fd Cl C MCTRX 44634 20000331 MainStay Incm Builder Fd Cl I MTOIX 62443 20040112 MainStay Incm Builder Fd Inv Cl MTINX 83339 20080229 MainStay Indexed bd Fd Cl A, a ser of th MIXAX 62430 20040112 MainStay Indexed bd Fd Cl I MIXIX 21944 19960620 MainStay Indexed Bd Fd Inv Cl MIXNX 83433 20080304 MainStay Int'l Eq Fd Cl R3 MIFRX 73327 20060504 MainStay Int'l Eq Fd Inv Cl MINNX 83432 20080304 MAINSTAY INTER TM BD FD A MTMAX 62466 20040114 MainStay Intermediate Term bd Fd Cl B, a MTMBX 62435 20040112 MainStay Intermediate Term bd Fd Cl C, a MTMCX 62436 20040112 MainStay Intermediate Term bd Fd Cl I MTMIX 21936 19960620 MainStay Intermediate Term Bd Fd Inv Cl MTMNX 83439 20080304 MAINSTAY INTL EQ FD C MIECX 44642 20000929 MAINSTAY INTL EQ FD I MSIIX 62399 20040108 MAINSTAY INTL EQUITY R1 MIERX 62393 20040108 MAINSTAY INTL EQUITY R2 MIRRX 62394 20040108 MainStay Lg Cap Gwth Fd Cl A MLAAX 66775 20050401 MainStay Lg Cap Gwth Fd Cl B MLABX 66776 20050401 MainStay Lg Cap Gwth Fd Cl C MLACX 66777 20050401 MainStay Lg Cap Gwth Fd Cl I MLAIX 66778 20050401 MainStay Lg Cap Gwth Fd Cl R1 MLRRX 66779 20050401 MainStay Lg Cap Gwth Fd Cl R2 MLRTX 66780 20050401 MainStay Lg Cap Gwth Fd Cl R3 MLGRX 73328 20060504 MainStay Lg Cap Gwth Fd Inv Cl MLINX 83434 20080304 Mainstay Map Eq Fd A MAPAX 42919 20000516 Mainstay Map Eq Fd B MAPBX 42922 20000517 MAINSTAY MAP EQ FD C MMPCX 45971 20010129 MainStay MAP Fd Cl R3 MMAPX 73329 20060504 MainStay MAP Fd Inv Cl MSMIX 83459 20080304 MAINSTAY MAP FD R1 MAPRX 62389 20040108 MAINSTAY MAP FD R2 MPRRX 62398 20040108 MainStay Mncpl Hgh Yld Bnd Fd Invstr Cl MMHVX 92775 20100330 MainStay Moderate Allctn Fd Cl A MMRAX 66782 20050404 MainStay Moderate Allctn Fd Cl B MMRBX 66783 20050404 MainStay Moderate Allctn Fd Cl C MMRCX 66784 20050404 MainStay Moderate Allctn Fd Cl I MMRIX 66785 20050404 MainStay Moderate Allocation Fd Inv Cl MMRDX 83436 20080304 MainStay Moderate Gwth Allctn Fd Cl A MGDAX 66748 20050404 MainStay Moderate Gwth Allctn Fd Cl B MGDBX 66749 20050404 MainStay Moderate Gwth Allctn Fd Cl C MGDCX 66750 20050404 MainStay Moderate Gwth Allctn Fd Cl I MGDIX 66953 20050404 MainStay Moderate Gwth Allcton Fd Inv Cl MGDNX 83429 20080304 MainStay Municipal High Yld Bnd Fd Cl A MMHAX 92773 20100330 MainStay Municipal High Yld Bnd Fd Cl C MMHDX 92808 20100330 MainStay Municipal High Yld Bnd Fd Cl I MMHIX 92774 20100330 MainStay Retirement 2010 Fd Cl A MYRAX 80353 20070629 MainStay Retirement 2010 Fd Cl I MYRIX 80354 20070629 MainStay Retirement 2010 Fd Cl R2 MYRWX 88410 20090108 MainStay Retirement 2010 Fd Cl R3 MYREX 83917 20080505 MainStay Retirement 2010 Fd Inv Cl MYRDX 83489 20080228 MainStay Retirement 2020 Fd Cl A MYROX 80355 20070629 MainStay Retirement 2020 Fd Cl I MYRTX 80356 20070629 MainStay Retirement 2020 Fd Cl R3 MYRZX 83918 20080505 MainStay Retirement 2020 Fd Inv Cl MYRYX 83490 20080228 MainStay Retirement 2020 Fd R2 MYRVX 88409 20090108 MainStay Retirement 2030 Fd Cl A MRTTX 80342 20070629 MainStay Retirement 2030 Fd Cl I MRTIX 80341 20070629 MainStay Retirement 2030 Fd Cl R2 MRTUX 88408 20090108 MainStay Retirement 2030 Fd Cl R3 MRTVX 83914 20080505 MainStay Retirement 2030 Fd Inv Cl MRTFX 83486 20080228 MainStay Retirement 2040 Fd Cl A MSRTX 80345 20070629 MainStay Retirement 2040 Fd Cl I MSRYX 80346 20070629 MainStay Retirement 2040 Fd Cl R2 MSRQX 88407 20090108 MainStay Retirement 2040 Fd Cl R3 MSRZX 83916 20080505 MainStay Retirement 2040 Fd Inv Cl MSRUX 83487 20080228 MainStay Retirement 2050 Fd Cl A MSRLX 80343 20070629 MainStay Retirement 2050 Fd Cl I MSRMX 80344 20070629 MainStay Retirement 2050 Fd Cl R2 MSRPX 88406 20090108 MainStay Retirement 2050 Fd Cl R3 MSRWX 83915 20080505 MainStay Retirement 2050 Fd Inv Cl MSRVX 83488 20080228 MainStay S&P 500 Index Fd Cl I MSPIX 21945 19960620 MainStay S&P 500 Index Fd Inv Cl MYSPX 83441 20080304 MAINSTAY S&P INDEX FD A MSXAX 62465 20040114 MainStay Short Term bd Fd Cl I MSTIX 21956 19960620 MAINSTAY SHT TM BD FD A MSTAX 62464 20040114 MainStay Tax Free Bd Fd Inv Cl MKINX 83334 20080229 MainStay Tax Free Bond Fd B MKTBX 21579 19960620 MainStay Tax Free Bond Fund Class I MTBIX 90813 20091221 MainStay Term Bd Fd Inv Cl MYTBX 83346 20080229 MAINSTAY TX FR BND FD C MTFCX 44632 20000131 MainStay U.S. Small Cap Fd Cl A MOPAX 62433 20040112 MainStay U.S. Small Cap Fd Cl B MOTBX 62434 20040112 MainStay U.S. Small Cap Fd Cl C MOPCX 57329 20030122 MainStay U.S. Small Cap Fd Cl I MOPIX 20102 19960620 MainStay U.S. Small Cap Fd, Inv Cl MOINX 83337 20080229 Mairs & Power Balanced Fund MAPOX 24941 19970224 Mairs & Power Growth Fund MPGFX 21626 19960620 Managed Account Series - High Incm Prtfl MHINX 81933 20071025 Managed Account Series - US Mrtgg Prtfl MSUMX 81935 20071025 Managed Account Series Glbl Sm Cp Prtfl MGCSX 81932 20071025 Managed Account Srs Md Cp Vl Opprtns Pft MMCVX 81934 20071025 Managers AMG Fd - Essex Gr Fd-inst Cl MEAIX 53023 20020304 Managers AMG Fd Essex Large Cap Gr Fd MGCAX 21520 19960620 MANAGERS AMG FDS BURR SMC MBRSX 53840 20020628 MANAGERS AMG FDS SYSTEM V MSYSX 53326 20020408 Managers AMG FQ Gbl Essentials Fd inst C MMAFX 64672 20050118 Managers AMG FQ Glbl Altrntvs Fnd Inst C MGAIX 90950 20100104 Managers AMG FQ Glbl Altrntvs Fnd Srvc C MGASX 90933 20100104 Managers AMG FQ Glbl Esntls Fnd Srvc Cls MMASX 90934 20100104 Managers AMG FQ Glbl Essntls Fnd Invstr MMAVX 90935 20100104 Managers AMG FQ Tax-Managed U.S. eq Fd i MFQTX 45035 20001122 Managers AMG FQ U.S. Eq Fd Cl A FQUAX 72864 20060303 Managers AMG FQ U.S. Eq Fd Cl C FQUCX 72865 20060303 Managers AMG FQ U.S. eq Fd inst Cl MEQFX 64669 20050118 Managers AMG Systematic Md Cp Vl Inst Cl SYIMX 75891 20061221 Managers AMG Systematic Mid Cap Vl Cl A SYAMX 75889 20061221 Managers AMG Systematic Mid Cap Vl Cl C SYCMX 75890 20061221 Managers AMG Systematic Val Fd Cl A MSYAX 72952 20060313 Managers AMG Systematic Val;ue Fd Cl C MSYCX 72875 20060303 Managers Bal Fd Cl A MBEAX 24244 19980624 Managers Bal Fd Cl B MBEBX 42110 20000330 Managers Bal Fd Cl C MBECX 44003 20000330 Managers Bal Fd Cl Y MBEYX 34544 19981111 MANAGERS CALIFORNIA INTERMEDIATE MCATX 66562 20050203 Managers Emerging Markets Equity Fund MEMEX 34047 19980720 Managers Fds Short Duration Govt Fd MGSDX 22905 19960620 Managers Fixed Incm Fd Cl A MFDAX 24254 19980624 Managers Fixed Incm Fd Cl B MFDBX 44005 20000128 Managers Fixed Incm Fd Cl C MFDCX 44004 20000128 Managers Fixed Incm Fd Cl Y MFDYX 34546 19981111 Managers Frntr Small Cp Grwth Fnd Inst C MSSYX 90936 20100104 Managers Frntr Small Cp Grwth Fnd Invstr MSSVX 90951 20100104 Managers Frontier Small Cap Gr Fd Servic MSSCX 66567 20050203 Managers Funds - Bond Fund MGFIX 21525 19960620 Managers Funds - Global Bond Fund MGGBX 21527 19960620 Managers Funds - Int'l Equity Fund MGITX 21534 19960620 Managers Funds - Special Equity Fund MGSEX 21545 19960620 Managers High Yield Fd Cl A MHHAX 24262 19980624 Managers High Yield Fd Cl B MHHBX 36006 19990712 Managers High Yield Fd Cl C MHHCX 44001 20000128 Managers High Yield Fd Cl Y MHHYX 36650 20000105 Managers inst Micro-Cap Fd MIMFX 64671 20050118 Managers Intermed Duration US Gov't MGIDX 22893 19960620 Managers Micro-Cap Fd MMCFX 64673 20050118 Managers Mid-Cap Fd Cl A MKPAX 24253 19980624 Managers Mid-Cap Fd Cl B MKPBX 44006 20000526 Managers Mid-Cap Fd Cl C MKPCX 42073 20000526 Managers Mid-Cap Fd Cl Y MKPYX 34545 19981111 Managers PIMCO bd Fd MBDFX 46683 20050118 Managers Real Estate Securities Fd MRESX 64674 20050118 MANAGERS SPECIAL EQ FD I MSEIX 64029 20040504 Mangrs AMG Fd TmsSqr MdCp GwthFd Prem Cl TMDPX 65104 20050304 Manning & Napier Fd Inc High Yld Bd Srs MNHYX 90044 20090915 Manning & Napier Fd Inc Real Estate Srs MNREX 90522 20091112 Manning & Napier Fd Target 2010 Srs Cl C MTHCX 83578 20080328 Manning & Napier Fd Target 2010 Srs Cl I MTHIX 83579 20080328 Manning & Napier Fd Target 2010 Srs Cl K MTHKX 83580 20080328 Manning & Napier Fd Target 2010 Srs Cl R MTHRX 83581 20080328 Manning & Napier Fd Target 2020 Srs Cl C MTNCX 83582 20080328 Manning & Napier Fd Target 2020 Srs Cl I MTNIX 83583 20080328 Manning & Napier Fd Target 2020 Srs Cl K MTNKX 83584 20080328 Manning & Napier Fd Target 2020 Srs Cl R MTNRX 83585 20080328 Manning & Napier Fd Target 2030 Srs Cl C MTPCX 83586 20080328 Manning & Napier Fd Target 2030 Srs Cl I MTPIX 83587 20080328 Manning & Napier Fd Target 2030 Srs Cl K MTPKX 83588 20080401 Manning & Napier Fd Target 2030 Srs Cl R MTPRX 83723 20080409 Manning & Napier Fd Target 2040 Srs Cl C MTTCX 83589 20080328 Manning & Napier Fd Target 2040 Srs Cl I MTTIX 83590 20080328 Manning & Napier Fd Target 2040 Srs Cl K MTTKX 83591 20080328 Manning & Napier Fd Target 2040 Srs Cl R MTTRX 83592 20080328 Manning & Napier Fd Target 2050 Srs Cl C MTYCX 83593 20080328 Manning & Napier Fd Target 2050 Srs Cl I MTYIX 83594 20080328 Manning & Napier Fd Target 2050 Srs Cl K MTYKX 83595 20080328 Manning & Napier Fd Target 2050 Srs Cl R MTYRX 83596 20080328 Manning & Napier Fd Target Incm Srs Cl C MTDCX 83574 20080328 Manning & Napier Fd Target Incm Srs Cl I MTDIX 83575 20080328 Manning & Napier Fd Target Incm Srs Cl K MTDKX 83576 20080328 Manning & Napier Fd Target Incm Srs Cl R MTDRX 83577 20080328 Manning & Napier Fd, Dividend Focus Sers MNDFX 87890 20081125 Manning & Napier Fd, Inc. Core bd Srs EXCRX 72010 20051025 Manning & Napier Fd, Inc. Core Plus bd S EXCPX 72009 20051025 Manning & Napier Fd, Inc. Diversified Ta EXDVX 72011 20051025 Manning & Napier Fd, Inc. eq Srs EXEYX 53943 20020722 Manning & Napier Fd, Inc. Finc Services EXFSX 72012 20051025 Manning & Napier Fd, Inc. Internatioal S EXITX 44078 20000616 Manning & Napier Fd, Inc. Life Sciences EXLSX 47889 20010625 Manning & Napier Fd, Inc. NY Tax Exempt EXNTX 72013 20051025 Manning & Napier Fd, Inc. OH Tax Exempt EXOTX 72014 20051025 Manning & Napier Fd, Inc. Pro-Blend Cons EXDAX 32764 19980421 Manning & Napier Fd, Inc. Pro-Blend Exte MNBAX 21604 19960620 Manning & Napier Fd, Inc. Pro-Blend Maxi EXHAX 32768 19980421 Manning & Napier Fd, Inc. Pro-Blend Mode EXBAX 32763 19980421 Manning & Napier Fd, Inc. Small Cap Srs MNSMX 21610 19960620 Manning & Napier Fd, Inc. Tax Managed Sr EXTAX 32769 19980421 Manning & Napier Fd, Inc.Overseas Series EXOSX 53944 20020722 Manning & Napier Fd, Inc.World Opps Srs EXWAX 32770 19980421 Manning & Napier FdProBlndExtndTrmSrCl I MNBIX 83570 20080328 Manning & Napier FdProBlndMdrteTrmSrCl I MNMIX 83573 20080328 Manning & NapierFd ProBlnd MximTrmSrCl I MNHIX 83572 20080328 Manning&NapierFdProBlndCnsrvtveTrmSrCl I MNCIX 83571 20080328 Manor Investment Fds, Inc. Bd Fd MNRBX 67045 20050504 Manor Investment Fds, Inc. Gwth Fd MNRGX 67046 20050504 Manor Investment Fds, Inc. Manor Fd MNRMX 67047 20050504 MARATHON VALUE PT MVPFX 47295 20010412 Mariner 130/30 Fund Institutional Class MARNX 90902 20091231 Mariner 130/30 Fund Investment Class MARVX 90903 20091231 Marisco Gwth FDP of FDP Srs Inc Cl C MCDDX 67819 20051011 Marisco Gwth FDP of FDP Srs, Inc. Cl A MDDDX 67823 20051011 Marisico Gwth FDP of FDP Srs Inc Cl I MADDX 67811 20051011 Marketfield Fd MFLDX 82397 20071115 MARKETOCRACY MASTERS 100 FD MOFQX 50402 20011119 Markman Core Gwth Fd Cl A RIGKX 80526 20070717 Marshall Aggregate Bd Fd Cl A Shs MRAAX 80073 20070601 Marshall Aggregate Bd Fd Cl I Shs MRAIX 80074 20070601 Marshall Aggregate Bd Fd Cl Y Shs MABYX 80072 20070601 Marshall Core Plus Bd Fd Cl I Shs MCBIX 88091 20081223 Marshall Core Plus Bd Fd Cl Y Shs MCYBX 88075 20081223 Marshall Corporate Incm Fd Cl A Shs MCIAX 88072 20081223 Marshall Corporate Incm Fd Cl I Shs MCIIX 88073 20081223 Marshall Corporate Incm Fd Cl Y Shs MCIYX 88074 20081223 Marshall Emerging Markets Eq Fd Cl A Shs MAEMX 88068 20081223 Marshall Emerging Markets Eq Fd Cl I Shs MIEMX 88089 20081223 Marshall Emerging Markets Eq Fd Cl Y Shs MEMYX 88069 20081223 Marshall Gov't Income Fund MRGIX 21650 19960620 Marshall Government Incm Fd Cl I Shs MGIIX 80089 20070601 Marshall Government Income MGVIX 35771 19990422 Marshall Int'l Stock Fd A MRIAX 78110 20070110 Marshall Int'l Stock Fund MRISX 21652 19960620 Marshall Intermediate Tax Free Fund MITFX 21574 19960620 Marshall Intl Stk Fd I MRIIX 36188 19990913 Marshall Large-Cap Gr Fd Cl A MLCAX 35775 19990422 Marshall Large-Cap Gr Fd Cl Y MASTX 21361 19960620 Marshall Large-Cap Value Fd Cl A MAEIX 35772 19990422 Marshall Large-Cap Value Fd Cl Y MREIX 21649 19960620 Marshall Lg-Cap Gwth Fd Cl I MLCIX 83203 20080211 Marshall Lg-Cap Val Fd Cl I MLVIX 82977 20080201 Marshall Mid-Cap Gwth Fd Cl I MRMIX 82978 20080201 Marshall Mid-Cap Stock Fund MRMSX 21653 19960620 Marshall Mid-Cap Val Fd Cl I MRVIX 82979 20080201 Marshall Mid-Cap. Growth Cl A MMSAX 35776 19990422 Marshall Mid-Cap. Value Cl A MVEAX 35777 19990422 Marshall Short-Intermediate bd Fd Cl A S MRBAX 35773 19990422 Marshall Short-Intermediate bd Fd Cl Y MAIBX 21344 19960620 Marshall Short-Intrmdt Bd Fd Cl I Shs MIBIX 80090 20070601 Marshall Short-Term Incm Fd Cl I Shs MSIFX 80091 20070601 Marshall Short-Term Income Fund MSINX 21690 19960620 MARSHALL SHT TM INCM ADV A MSSTX 45723 20010111 Marshall Sm-Cap Gwth Fd Cl I MSGIX 83204 20080211 Marshall Small-Cap Stock Fund MRSCX 23995 19960925 Marshall Small-Cap. Growth Cl A MASCX 35779 19990422 Marshall Ultra Short Tax-Free Cl Insti MUISX 90216 20091001 Marshall Ultra Short Tax-Free Cl Y MUYSX 90217 20091001 Marshall Value Ewuity Fund MRVEX 21654 19960620 Marsico Flexible Capital Fund MFCFX 78024 20070103 Marsico Focus MFOCX 32321 19980116 Marsico Global Fd MGLBX 80492 20070629 Marsico Growth & Income MGRIX 32418 19980203 Marsico Gwth FDP of FDP Srs Inc Cl B MBDDX 67815 20051011 Marsico Intl Opport Fd MIOFX 44435 20000822 Marsico Invest 21st Century Fund MXXIX 36932 20000222 Marvin & Palmer Lg Cap Gwth Fd MPAUX 80390 20070703 Maryland Short-Term Tax-Free Bond Fund PRMDX 22617 19960620 Maryland Tax-Free Bond Fund MDXBX 21486 19960620 MAS BAL PT INV CL MABIX 45403 20000413 MAS Fixed-Income Ptfl MAFIX 32095 19971024 Mass Financial Total Return Trust A MSFRX 21676 19960620 Mass Investors Growth Cl C MIGDX 32625 19981030 Mass Investors Growth Stock Fd Cl A MIGFX 21566 19960620 Mass Investors Growth Stock Fund Cl B MIGBX 21564 19960620 Mass Mutual sel Emerging Gr Fd Cl A MMEGX 47802 20010608 Massachusetts Financial Bond Fd MFBFX 21499 19960620 Massachusetts Financial Research Fund A MFRFX 21513 19960620 Massachusetts Investors Growth Stock Fun MGTIX 34111 19980810 Massachusetts Investors Trust Cl A MITTX 21575 19960620 Massachusetts Investors Trust Cl B MITBX 21573 19960620 Massachusetts Investors Trust CL I MITIX 30720 19970818 Massachusetts Investors Trust Cl R1 MITGX 66772 20050401 MASSACHUSETTS INVS GROWTH STCL 529A EISTX 54246 20020829 MASSACHUSETTS INVS GROWTH STCL 529B EMIVX 54251 20020829 MASSACHUSETTS INVS GROWTH STCL 529C EMICX 54250 20020829 MASSACHUSETTS INVS TR CL 529A EAMTX 54196 20020829 MASSACHUSETTS INVS TR CL 529B EBMTX 54217 20020829 MASSACHUSETTS INVS TR CL 529C ECITX 54236 20020829 Massachusetts Invstrs Grwth Stk Fd Cl R1 MIGMX 66770 20050401 MASSMUTUAL CAP APPREC CL S MCASX 66561 20050203 MassMutual Cap Appreciation Fd Cl L MCALX 64435 20050106 MassMutual Cap Appreciation Fd Cl N MCANX 64436 20050106 MassMutual Cap Appreciation Fd Cl Y MCAYX 64437 20050106 MassMutual Discovery Value Fd Cl A MUPAX 72264 20051201 MassMutual Discovery Value Fd Cl L MUPLX 72265 20051201 MassMutual Discovery Value Fd Cl N MUPNX 72266 20051201 MassMutual Discovery Value Fd Cl S MUPSX 72267 20051201 MassMutual Discovery Value Fd Cl Y MUPYX 72268 20051201 MassMutual Focused Int'l Fd Cl A MOUAX 72259 20051201 MassMutual Focused Int'l Fd Cl L MOULX 72260 20051201 MassMutual Focused Int'l Fd Cl N MOUNX 72261 20051201 MassMutual Focused Int'l Fd Cl S MOUSX 72262 20051201 MassMutual Focused Int'l Fd Cl Y MOUYX 72263 20051201 MassMutual Gbl Fd Cl L MGFLX 64458 20050106 MassMutual Gbl Fd Cl N MGFNX 64438 20050106 MassMutual Gbl Fd Cl S MGFSX 64439 20050106 MASSMUTUAL MAIN STREET CL A MSSAX 66568 20050203 MassMutual Main Street Fd Cl L MMSLX 64448 20050106 MassMutual Main Street Fd Cl N MMSNX 64449 20050106 MassMutual Main Street Fd Cl S MMSSX 64450 20050106 MassMutual Main Street Fd Cl Y MMSYX 64451 20050106 MassMutual prem Bal Fd Cl A MMBDX 50400 20011119 MassMutual prem Bal Fd Cl L MMBLX 50401 20011119 MassMutual prem Bal Fd Cl S MBLDX 21377 19960620 MassMutual prem Bal Fd Cl Y MBAYX 35815 19990504 MassMutual prem Core bd Cl L MCBLX 42936 20000518 MassMutual prem Core bd Fd Cl A MMCBX 46865 20010319 MassMutual prem Core bd Fd Cl N MCBNX 57475 20030211 MassMutual prem Core bd Fd Cl S MCBDX 21406 19960620 MassMutual prem Core bd Fd Cl Y MCBYX 36343 19991025 MassMutual prem Diversified bd Fd Cl A MDVAX 50398 20011119 MassMutual prem Diversified bd Fd Cl L MDBLX 50396 20011119 MassMutual prem Diversified bd Fd Cl N MDBNX 57477 20030211 MassMutual prem Diversified bd Fd Cl S MDBSX 42366 19990521 MassMutual prem Diversified bd Fd Cl Y MDBYX 50397 20011119 MASSMUTUAL PREM ENH IDX CR EQA MPEAX 64424 20041103 MASSMUTUAL PREM ENH IDX CR EQL MPELX 64425 20041103 MASSMUTUAL PREM ENH IDX CR EQN MPENX 64426 20041103 MASSMUTUAL PREM ENH IDX CR EQS MPESX 64427 20041103 MassMutual prem Enhanced Index Core eq F DLBQX 30325 19970411 MassMutual prem Enhanced Index Gr Fd Cl DEIGX 45957 20010125 MassMutual prem Inflation-Protected and MIPLX 62549 20040128 MassMutual prem Inflation-Protected and MIPSX 62551 20040128 MassMutual prem Inflation-Protected and MIPYX 62552 20040128 MassMutual prem Inflation-Protected and MIPNX 62550 20040128 MassMutual prem Inflation-Protected and MPSAX 62553 20040128 MassMutual prem Intl eq Cl A MMIAX 44572 20000913 MassMutual prem Intl eq Cl L MIELX 42132 20000317 MassMutual prem Intl eq Cl S MIEDX 21559 19960620 MassMutual prem Intl eq Cl Y MYIEX 42131 20000317 MassMutual prem Main Street Small Cap Fd MPUYX 75347 20060929 MassMutual prem Short- Duration bd Fd Cl MSHAX 50403 20011119 MassMutual prem Short-Duration bd Fd Cl MSBYX 50145 20011018 MassMutual prem Short-Duration bd Fd Cl MSDNX 57502 20030211 MassMutual prem Short-Duration bd Fd Cl MSTDX 21709 19960620 MassMutual prem Short-Duration bd Fd Cl MSTLX 23652 20000710 MassMutual prem Small Company Opps Fd Cl DLBMX 34455 19981103 MassMutual prem Small Company Opps Fd Cl MSCDX 21663 19960620 MassMutual prem Small Company Opps Fd Cl MSCLX 44196 20000706 MassMutual prem Small Company Opps Fd Cl MSVYX 50405 20011119 MassMutual prem Value Fd Cl A MCEAX 45365 20001213 MassMutual prem Value Fd Cl L DLBVX 34559 19981111 MassMutual prem Value Fd Cl N MCENX 57476 20030211 MassMutual prem Value Fd Cl S MVEDX 21778 19960620 MassMutual prem Value Fd Cl Y MCEYX 42125 20000317 MASSMUTUAL PREMIER ENH GR FD L MPGLX 64857 20050125 MASSMUTUAL PREMIER ENH IND 'A' MPGAX 64856 20050125 MASSMUTUAL PREMIER ENH IND S MPGSX 64859 20050125 MASSMUTUAL PREMIER ENH IND VAL MEPAX 64841 20050125 MASSMUTUAL PREMIER ENH IND VAL MEPSX 64842 20050125 MASSMUTUAL PREMIER ENH IND VAL MPILX 64864 20050125 MASSMUTUAL PREMIER HIGH YLD A MPHAX 64860 20050125 MASSMUTUAL PREMIER HIGH YLD L MPHLX 64861 20050125 MASSMUTUAL PREMIER HIGH YLD N MPHNX 64862 20050125 MASSMUTUAL PREMIER HIGH YLD S MPHSX 64863 20050125 MassMutual Premier Int'l Bd Fd Cl A MMNAX 82677 20071227 MassMutual Premier Int'l Bd Fd Cl L MMNLX 82678 20071227 MassMutual Premier Int'l Bd Fd Cl S MMNSX 82707 20071227 MassMutual Premier Int'l Bd Fd Cl Y MMNYX 82708 20071227 MassMutual Prmr Main Strt Sm Cap Fd Cl A MPUAX 75345 20060929 MassMutual Prmr Main Strt Sm Cap Fd Cl B MPULX 75346 20060929 MassMutual Prmr Main Strt Sm Cap Fd Cl N MPUNX 75454 20061005 MassMutual Prmr Main Strt Sm Cap Fd Cl S MPVSX 75348 20060929 MassMutual Prmr Strgc Emrgng MktsFndClsA MPASX 87762 20081103 MassMutual Prmr Strgc Emrgng MktsFndClsL MPLSX 87764 20081103 MassMutual Prmr Strgc Emrgng MktsFndClsS MPSMX 87766 20081103 MassMutual Prmr Strgc Emrgng MktsFndClsY MPEYX 87763 20081103 MassMutual sel Aggressive Gr Fd Cl A MMAAX 44679 20001006 MassMutual sel Aggressive Gr Fd Cl L MAGLX 44570 20000913 MassMutual sel Aggressive Gr Fd Cl N MMANX 57489 20030211 MassMutual sel Aggressive Gr Fd Cl S MGRSX 42929 20000518 MassMutual sel Aggressive Gr Fd Cl Y MAGYX 50210 20011029 MassMutual sel Blue Chip Gr Fd Cl A MBCGX 57472 20030211 MassMutual sel Blue Chip Gr Fd Cl L MBCLX 47932 20010627 MassMutual sel Blue Chip Gr Fd Cl N MBCNX 57473 20030211 MassMutual sel Blue Chip Gr Fd Cl S MBCSX 47933 20010627 MassMutual sel Blue Chip Gr Fd Cl Y MBCYX 57474 20030211 MassMutual sel Destination Retirement 20 MFRNX 62622 20040203 MassMutual sel Destination Retirement 20 MFRSX 62623 20040203 MassMutual sel Destination Retirement 20 MRFAX 62631 20040203 MassMutual sel Destination Retirement 20 MRFLX 62559 20040129 MassMutual sel Destination Retirement 20 MRFYX 62560 20040129 MassMutual sel Destination Retirement 20 MRTAX 62575 20040129 MassMutual sel Destination Retirement 20 MRTLX 62561 20040129 MassMutual sel Destination Retirement 20 MRTNX 62562 20040129 MassMutual sel Destination Retirement 20 MRTSX 62563 20040129 MassMutual sel Destination Retirement 20 MRTYX 62564 20040129 MassMutual sel Destination Retirement 20 MRXAX 62565 20040129 MassMutual sel Destination Retirement 20 MRXLX 62566 20040129 MassMutual sel Destination Retirement 20 MRXNX 62567 20040129 MassMutual sel Destination Retirement 20 MRXSX 62568 20040129 MassMutual sel Destination Retirement 20 MRXYX 62569 20040129 MassMutual sel Destination Retirement 20 MRYAX 62570 20040129 MassMutual sel Destination Retirement 20 MRYNX 62571 20040129 MassMutual sel Destination Retirement 20 MRYSX 62572 20040129 MassMutual sel Destination Retirement 20 MRYYX 62573 20040129 MassMutual sel Destination Retirement 20 MYRLX 62574 20040129 MassMutual sel Destination Retirement In MDRLX 62618 20040203 MassMutual sel Destination Retirement In MDRNX 62619 20040203 MassMutual sel Destination Retirement In MDRSX 62620 20040203 MassMutual sel Destination Retirement In MDRYX 62621 20040203 MassMutual sel Destination Retirement In MRDAX 62630 20040203 MASSMUTUAL SEL DIVER VAL CL A MDDAX 64829 20050125 MASSMUTUAL SEL DIVER VAL CL L MDDLX 64830 20050125 MASSMUTUAL SEL DIVER VAL CL N MDVNX 64838 20050125 MASSMUTUAL SEL DIVER VAL FD S MDVSX 64839 20050125 MASSMUTUAL SEL DIVER VAL FD Y MDVYX 64840 20050125 MassMutual sel Emerging Gr Fd Cl L MEGLX 45132 20001124 MassMutual sel Emerging Gr Fd Cl S MEESX 42931 20000518 MassMutual sel Fdamental Value Fund Cl A MFUAX 54131 20020816 MassMutual sel Fdamental Value Fund Cl L MFULX 54132 20020816 MassMutual sel Fdamental Value Fund Cl N MFUNX 57480 20030211 MassMutual sel Fdamental Value Fund Cl S MVUSX 50888 20020206 MassMutual sel Fdamental Value Fund Cl Y MFUYX 54650 20021018 MassMutual sel Focused Value Fd Cl A MFVAX 50144 20011018 MassMutual sel Focused Value Fd Cl L MMFVX 47803 20010608 MassMutual sel Focused Value Fd Cl N MFVNX 57481 20030211 MassMutual sel Focused Value Fd Cl S MFVSX 42933 20000518 MassMutual sel Focused Value Fd Cl Y MMFYX 54362 20020920 MassMutual sel Indexed eq Cl A MIEAX 42783 20000419 MassMutual sel Indexed eq Fd Cl L MMILX 44571 20000913 MassMutual sel Indexed eq Fd Cl N MMINX 57493 20030211 MassMutual sel Indexed eq Fd Cl S MMIEX 32604 19980316 MassMutual sel Indexed eq Fd Cl Y MIEYX 36171 19990908 MassMutual sel Indexed eq Fd Cl Z MIEZX 53641 20020607 MassMutual sel Large Cap Gr Fd Cl A MLGAX 57484 20030211 MassMutual sel Large Cap Gr Fd Cl L MLGLX 57485 20030211 MassMutual sel Large Cap Gr Fd Cl N MLGNX 57486 20030211 MassMutual sel Large Cap Gr Fd Cl S MLGSX 50886 20020206 MassMutual sel Large Cap Gr Fd Cl Y MLGYX 57487 20030211 MassMutual sel Large Cap Value Cl L MLVLX 44194 20000706 MassMutual sel Large Cap Value Fd Cl A MMLAX 46869 20010319 MassMutual sel Large Cap Value Fd Cl N MLVNX 57488 20030211 MassMutual sel Large Cap Value Fd Cl S MLVSX 42932 20000518 MassMutual sel Large Cap Value Fd Cl Y MMLYX 46866 20010319 MassMutual sel Mid Cap Gowth eq Fd Cl N MMGNX 57492 20030211 MassMutual sel Mid Cap Gr eq Cl A MMMAX 44574 20000913 MassMutual sel Mid Cap Gr eq Fd Cl S MCGSX 42362 19990521 MassMutual sel Mid Cap Gr eq Fd Cl Y MCGYX 36342 19991025 MassMutual sel Mid Cap Gr eq II Cl L MMELX 44198 20000706 MassMutual sel Mid Cap Gr eq II Fd Cl A MEFAX 50143 20011018 MassMutual sel Mid Cap Gr eq II Fd Cl N MEFNX 57478 20030211 MassMutual sel Mid Cap Gr eq II Fd Cl Y MEFYX 53812 20020624 MassMutual sel MidCap Gr eq Fd Cl L MMGLX 42937 20000518 MassMutual sel MidCap Gr eq II Fd Cl S MGRFX 44057 20000620 MassMutual sel NASDAQ 100 Fd Cl A MOTAX 50442 20011123 MassMutual sel NASDAQ 100 Fd Cl L MOTLX 53814 20020624 MassMutual sel NASDAQ 100 Fd Cl N MOTNX 57499 20030211 MassMutual sel NASDAQ 100 Fd Cl S MOTCX 42930 20000518 MassMutual sel NASDAQ 100 Fd Cl Y MOTYX 53815 20020624 MassMutual sel Overseas Fd Cl A MOSAX 57333 20030122 MassMutual sel Overseas Fd Cl L MOSLX 54134 20020816 MassMutual sel Overseas Fd Cl N MOSNX 57498 20030211 MassMutual sel Overseas Fd Cl S MOSSX 47727 20010525 MassMutual sel Overseas Fd Cl Y MOSYX 54685 20021024 MassMutual sel Small Cap Gr eq Cl Y MSCYX 42126 20000317 MassMutual sel Small Cap Gr eq Fd Cl A MMGEX 44568 20000913 MassMutual sel Small Cap Gr eq Fd Cl L MSGLX 42794 20000424 MassMutual sel Small Cap Gr eq Fd Cl N MSGNX 57503 20030211 MassMutual sel Small Cap Gr eq Fd Cl S MSGSX 42382 19990521 MassMutual sel Small Company Fd Cl Y MMCYX 57334 20030122 MassMutual sel Small Company Gr Fd Cl A MRWAX 57500 20030211 MassMutual sel Small Company Gr Fd Cl L MMCLX 57307 20030113 MassMutual sel Small Company Gr Fd Cl N MMCNX 57491 20030211 MassMutual sel Small Company Gr Fd Cl S MSCSX 50896 20020207 MassMutual sel Small Company Value Fd Cl MMVYX 57308 20030113 MassMutual sel Small Company Value Fd Cl MMYAX 57496 20030211 MassMutual sel Small Company Value Fd Cl MMYLX 57497 20030211 MassMutual sel Small Company Value Fd Cl MSVNX 57504 20030211 MassMutual sel Small Company Value Fd Cl MSVSX 50887 20020206 MassMutual sel Strategic Bal Fd Cl A MTSAX 62555 20040128 MassMutual sel Strategic Bal Fd Cl N MTSNX 62557 20040128 MassMutual sel Strategic Bal Fd Cl S MSTSX 62554 20040128 MassMutual sel Value eq Fd Cl A MMVAX 57118 20021227 MassMutual sel Value eq Fd Cl L MMVLX 57494 20030211 MassMutual sel Value eq Fd Cl N MMVNX 57495 20030211 MassMutual sel Value eq Fd Cl S MVESX 47728 20010525 MassMutual sel Value eq Fd Cl Y MVEYX 57505 20030211 MassMutual Select Core Opp Fd Cl L MMOLX 73081 20060331 Massmutual Select Core Oprtnties Fd Cl N MMONX 73082 20060331 MassMutual Select Core Oprtnties Fd Cl S MMOSX 73083 20060331 MassMutual Select Core Oprtnties Fd Cl Y MMOYX 73084 20060331 MassMutual Select Dstntn Rtrmnt 2050 ClA MMARX 82654 20071220 MassMutual Select Dstntn Rtrmnt 2050 ClL MMRLX 82655 20071220 MassMutual Select Dstntn Rtrmnt 2050 ClN MMRNX 82656 20071220 MassMutual Select Dstntn Rtrmnt 2050 ClS MMTSX 82658 20071220 MassMutual Select Dstntn Rtrmnt 2050 ClY MMRYX 82657 20071220 MassMutual Select Dstntn Rtrmnt2015FdClA MMJAX 92777 20100401 MassMutual Select Dstntn Rtrmnt2015FdClL MMJLX 92778 20100401 MassMutual Select Dstntn Rtrmnt2015FdClS MMJSX 92779 20100401 MassMutual Select Dstntn Rtrmnt2015fdClY MMJYX 92780 20100401 MassMutual Select Dstntn Rtrmnt2025FdClA MMSDX 92786 20100401 MassMutual Select Dstntn Rtrmnt2025FdClS MMISX 92776 20100401 MassMutual Select Dstntn Rtrmnt2025FdClY MMIYX 92801 20100401 MassMutual Select Dstntn Rtrmnt2035FdClA MMXAX 92787 20100401 MassMutual Select Dstntn Rtrmnt2035FdClL MMXLX 92788 20100401 MassMutual Select Dstntn Rtrmnt2035FdClS MMXSX 92789 20100401 MassMutual Select Dstntn Rtrmnt2035FdClY MMXYX 92790 20100401 MassMutual Select Dstntn Rtrmnt2045FdClA MMKAX 92781 20100401 MassMutual Select Dstntn Rtrmnt2045FdClS MMKSX 92783 20100401 MassMutual Select Dstntn Rtrmnt2045FdClY MMKYX 92784 20100401 MassMutual Select DstntnRtrmnt2025FdCl L MMLIX 92785 20100401 MassMutual Select Dvrsfd Int'l Fd Cl A MMZAX 75844 20061218 MassMutual Select Dvrsfd Int'l Fd Cl L MMZLX 75845 20061218 MassMutual Select Dvrsfd Int'l Fd Cl N MMZNX 75846 20061218 MassMutual Select Dvrsfd Int'l Fd Cl S MMZSX 75847 20061218 MassMutual Select Dvrsfd Int'l Fd Cl Y MMZYX 75848 20061218 MassMutual Select Glbl Allctn Fnd Cls A MGJAX 90716 20091201 MassMutual Select Glbl Allctn Fnd Cls L MGSLX 90717 20091201 MassMutual Select Glbl Allctn Fnd Cls Y MGSYX 90719 20091201 MassMutual Select Mid-Cap Val Fd Cl A MLUAX 75167 20060830 MassMutual Select Mid-Cap Val Fd Cl L MLULX 75168 20060830 MassMutual Select Mid-Cap Val Fd Cl N MLUNX 75169 20060830 MassMutual Select Mid-Cap Val Fd Cl S MLUSX 75170 20060830 MassMutual Select Mid-Cap Val Fd Cl Y MLUYX 75171 20060830 MassMutual Select Sm Cap Val Eq Fd Cl A MMQAX 73085 20060331 MassMutual Slct Dstntn Rtrmnt 2045FdCl L MMKLX 92782 20100401 MassMutual Slct Glbl Allctn Fnd Cls S MGSSX 90718 20091201 MassMutual Slt Cor Oprtnities Fund Cls A MMTAX 73090 20060331 MassMutual Slt Sml Cap Val Eq Fund Cls L MMQLX 73086 20060331 MassMutual Slt Sml Cap Val Eq Fund Cls N MMQNX 73087 20060331 MassMutual Slt Sml Cap Val Eq Fund Cls S MMQSX 73088 20060331 MassMutual Slt Sml Cap Val Eq Fund Cls Y MMQYX 73089 20060331 MassMutual Strategic bd Fd Cl L MSBLX 64529 20041231 MassMutual Strategic bd Fd Cl N MSBNX 64530 20041231 MassMutual Strategic bd Fd Cl S MBSSX 64527 20041231 MassMutual Strategic bd Fd Cl Y MBSYX 64528 20041231 MassMutuasel Strategic Bal Fd Cl L MTSLX 62556 20040128 MassMutuasel Strategic Bal Fd Cl Y MSTYX 62558 20040129 Masters Select Equity Fund MSEFX 32237 19971230 Masters Select Focused Opportunities Fd MSFOX 73755 20060703 Masters Select Int'l Fd MSILX 32204 19971205 Masters Select Smaller Companies Fund MSSFX 57907 20030702 Masters Select Value Fd MSVFX 44318 20000801 Masters' Select Equity Fund Investor Cls MSENX 89195 20090501 Masters' Select Intl Fd Invstr Cls MNILX 89197 20090501 Matrix Advisors Value Fund MAVFX 21281 19960620 Matthew 25 Fund MXXVX 36088 19990804 Matthews Asia Dividend Fd MAPIX 75557 20061031 Matthews Asia Science and Technology Fd MATFX 42030 20000309 Matthews Asia Sm Companies MSMLX 87315 20080915 Matthews Asia-Pacific Fd MPACX 62114 20031031 Matthews Asian Conv Sec MACSX 30817 19970826 Matthews China Dividend Fd MCDFX 90679 20091130 Matthews Dragon Cent China I MCHFX 42029 20000309 Matthews India Fd MINDX 72022 20051031 Matthews Japan Fund Cl I MJFOX 36058 19990722 Matthews Korea Fund Cl I MAKOX 23865 19960912 Matthews Pacific Tiger Fund Cl I MAPTX 21358 19960620 Max-Cap Fund Index Inst'l FISPX 20445 19960620 Maxim Aggressive Profile I Portfolio MXPPX 94276 20100607 Maxim Aggressive Profile II Portfolio MXAPX 94270 20100607 Maxim Ariel MidCap Val Portfolio MXMCX 92821 20100407 Maxim Ariel Sm Cap Val Portflio MXSCX 92824 20100407 Maxim Bd Index Portfolio MXBIX 92809 20100407 Maxim Conservative Profile II Portfolio MXCPX 94272 20100607 Maxim Convervative Profile I Portfolio MXVPX 94279 20100607 Maxim Federated Bd Portfolio MXFDX 92810 20100407 Maxim Global Bd Portfolio MXGBX 92811 20100407 Maxim Index 600 Portfolio MXISX 92816 20100407 Maxim Invesco ADR Portfolio MXIAX 92814 20100407 Maxim Janus Lg Cap Gwth Portfolio MXLGX 92818 20100407 Maxim Lifetime 2015 Portfoilio I Class T MXLUX 92989 20100415 Maxim Lifetime 2015 Portfoio I Class T MXLTX 92988 20100415 Maxim Lifetime 2015 Portfoio II Class T MXLVX 92990 20100415 Maxim Lifetime 2015 Portfolio II Class T MXLWX 92991 20100415 Maxim Lifetime 2015 Portfolio III Class MXLYX 92992 20100415 Maxim Lifetime 2015 Portfolio III Class MXLZX 92993 20100415 Maxim Lifetime 2025 Portfoio I Class T MXALX 92976 20100415 Maxim Lifetime 2025 Portfolio I Class T1 MXBLX 92977 20100415 Maxim Lifetime 2025 Portfolio II Class T MXCLX 92978 20100415 Maxim Lifetime 2025 Portfolio II Class T MXDLX 92979 20100415 Maxim Lifetime 2025 Portfolio III Class MXELX 92980 20100415 Maxim Lifetime 2025 Portfolio III Class MXFLX 92981 20100415 Maxim Lifetime 2035 Portfolio I Class T MXGLX 92982 20100415 Maxim Lifetime 2035 Portfolio I Class T1 MXHLX 92983 20100415 Maxim Lifetime 2035 Portfolio II Class T MXILX 92984 20100415 Maxim Lifetime 2035 Portfolio II Class T MXJLX 92985 20100415 Maxim Lifetime 2035 Portfolio III Class MXKLX 92986 20100415 Maxim Lifetime 2035 Portfolio III Class MXLLX 92987 20100415 Maxim Lifetime 2045 Portfolio I Class T MXMLX 92994 20100415 Maxim Lifetime 2045 Portfolio I Class T1 MXNLX 92995 20100415 Maxim Lifetime 2045 Portfolio II Class T MXOLX 92996 20100415 Maxim Lifetime 2045 Portfolio II Class T MXPLX 92997 20100415 Maxim Lifetime 2045 Portfolio III Class MXQLX 92998 20100415 Maxim Lifetime 2045 Portfolio III Class MXRLX 92999 20100415 Maxim Lifetime 2055 Portfolio I Class T MXSLX 93004 20100419 Maxim Lifetime 2055 Portfolio I Class T1 MXTLX 93012 20100419 Maxim Lifetime 2055 Portfolio II Class T MXULX 93013 20100419 Maxim Lifetime 2055 Portfolio II Class T MXVLX 93014 20100419 Maxim Lifetime 2055 Portfolio III Class MXWLX 93015 20100419 Maxim Lifetime 2055 Portfolio III Class MXXLX 93016 20100419 Maxim Loomis Sayles Bd Portflio MXLMX 92819 20100407 Maxim Loomis Sayles Sm Cap Val Porfolio MXLSX 92820 20100407 Maxim MFS Int'l Gwth Portfolio MXIGX 92815 20100407 Maxim MFS Int'l Val Portfolio MXIVX 92817 20100407 Maxim MidCap Val Portfolio MXMVX 92823 20100407 Maxim Moderate Profile I Portfolio MXOPX 94275 20100607 Maxim Moderate Profile II Portfolio MXMPX 94274 20100607 Maxim Moderately Aggressive Profile I Po MXRPX 94277 20100607 Maxim Moderately Aggressive Profile II P MXBPX 94271 20100607 Maxim Moderately Conservative Profile I MXTPX 94278 20100607 Maxim Moderately Conservative Profile II MXDPX 94273 20100607 Maxim Putnam High Yield Bd Portfolio MXHYX 92813 20100407 Maxim S&P 500 Index Portfolio MXVIX 92829 20100407 Maxim SecureFoundation Balanced Portfoli MXSBX 93000 20100419 Maxim SecureFoundation Balanced Portfoli MXSHX 93001 20100419 Maxim SecureFoundation Lifetime 2015 Por MXSJX 93002 20100419 Maxim SecureFoundation Lifetime 2015 Por MXSKX 93003 20100419 Maxim SecureFoundation Lifetime 2025 Por MXSOX 93027 20100419 Maxim SecureFoundation Lifetime 2025 Por MXSNX 93005 20100419 Maxim SecureFoundation Lifetime 2035 Por MXSRX 93006 20100419 Maxim SecureFoundation Lifetime 2035 Por MXSSX 93007 20100419 Maxim SecureFoundation Lifetime 2045 Por MXSTX 93008 20100419 Maxim SecureFoundation Lifetime 2045 Por MXSWX 93009 20100419 Maxim SecureFoundation Lifetime 2055 Por MXSYX 93010 20100419 Maxim SecureFoundation Lifetime 2055 Por MXSZX 93011 20100419 Maxim Short Duration Bd Portfolio MXSDX 92825 20100407 Maxim Sm Cap Gwth Portfolio MXSGX 92826 20100407 Maxim Sm Cap Val Portfolio MXSVX 92828 20100407 Maxim Stock Index Portfolio MXSIX 92827 20100407 Maxim T. Rowe Price Eq Incm Portfolio MXEQX 92852 20100407 Maxim T. Rowe Price Mid Cp Gwth Portflio MXMGX 92822 20100407 Maxim U.S. Government Mortgage Portfolio MXGMX 92812 20100407 MBIA Cap/Claymore Managed Duration Inv G XMZFX 58890 20030930 MDT All Cap Core Fd inst Cl QIACX 57153 20030102 ME muni Fd MEMUX 20537 19960620 MEEHAN FOCUS FD MEFOX 47893 20010625 MEMBERS AGGRESSIVE ALLOC A MAGSX 73809 20060711 MEMBERS AGGRESSIVE ALLOC FD B MAGBX 73808 20060711 Members Bond Fd B MBOBX 36498 20000118 Members Bond Fund Cl A MBOAX 36732 20000118 MEMBERS CONSERV ALLOC CL B MCNBX 73810 20060711 MEMBERS Conservative Allocation Fd A MCNAX 73793 20060711 MEMBERS Conservative AllocationFndC MCOCX 83458 20080304 MEMBERS Diversified Incm Fd Cl A MBLAX 21119 19981119 MEMBERS Diversified Incm Fd Cl B MBLNX 35590 19990319 MEMBERS Eq Incm Fd A MENAX 90485 20091109 MEMBERS Equity Income Fund Class Y MENYX 92096 20100304 Members Hi Incm Fd A MHNAX 36425 20000118 Members Hi Incm Fd B MHNBX 36346 20000118 Members International Stock Fund Cl A MINAX 22171 19981119 Members Intl Stk Fd B MINBX 36312 20000118 MEMBERS Large Cap Gr Fd Cl A MCAAX 21131 19981119 MEMBERS Large Cap Gr Fd Cl B MCPBX 21192 19981119 MEMBERS Large Cap Growth Fund Class Y MYLGX 92097 20100304 MEMBERS Large Cap Value Fd Cl A MGWAX 21221 19981119 MEMBERS Large Cap Value Fd Cl B MGWBX 21636 19981119 MEMBERS Mid Cap Gr Fd Cl A MERAX 42141 20000320 MEMBERS Midap Gr Fd Cl B MERBX 44299 20000728 MEMBERS Moderate Allocation Fd A MMDAX 73794 20060711 MEMBERS Moderate Allocation Fd B MMDRX 73795 20060711 MEMBERS Small Cap Fd Cl A MASVX 78033 20070103 MEMBERS Small Cap Fd Cl B MBSVX 78023 20070103 MEMBERSAggressiveAllocationFndC MAACX 83360 20080303 MEMBERSModerateAllocationFndC MMDCX 83361 20080303 MERCANTILE MISS TE BD PT INV A ARMOX 14526 19960620 MERCANTILE MISS TX EX BD PT TR ARMIX 32481 19980217 MERCANTILE SM CAP INDEX TR SHS ASETX 35924 19990616 Merger Fund MERFX 1937 19940516 MERIDAN EQTY INCOM FD MEIFX 66589 20050203 Meridian Fund MERDX 21494 19960620 Meridian Value Fund MVALX 24810 19970220 Merk Absolute Rtrn Crrncy Fd Invstr Shrs MABFX 90049 20090915 Merk Absolute Rtrn Currency Fd Inst Shs MAAIX 92798 20100401 Merk Asian Currency Fd - Insti Shs MASIX 92799 20100401 Merk Asian Currency Fd Inv Shs MEAFX 83775 20080414 Merk Hard Currency Fd - Insti Shs MHCIX 92768 20100401 MERK HARD CURRENCY INV SHR MERKX 67160 20050602 Metro West Intermediate Bond Fd Cl M MWIMX 58511 20030716 Metro West Low Duration Bd Fd Admin Cl MWLNX 51600 20090924 Metro West Strategic Incm Fd Cl M MWSTX 58515 20030716 Metro West Ultra Short Bond Fd Cl M MWUSX 58516 20030716 Metropolitan West Al Tr 550 Fd MWATX 42742 20000412 METROPOLITAN WEST FDS MWIIX 53998 20020722 METROPOLITAN WEST FDS HI YIELD MWHYX 54594 20021011 METROPOLITAN WEST FDS HI YLD B MWHIX 57867 20030411 Metropolitan West Low Dur Bd I MWLIX 42767 20000413 Metropolitan West Low Duration Bond MWLDX 30498 19970616 METROPOLITAN WEST STR INCM I MWSIX 64000 20040422 Metropolitan West Tot Ret Bd I MWTIX 42798 20000424 Metropolitan West Total Return Bd Fd Adm MWTNX 90804 20091222 Metropolitan West Total Return Bond MWTRX 32756 19980421 METROPOLITAN WEST ULT SHT BD I MWUIX 64404 20040826 Metzler/Payden European Emerging Markets MPYMX 64610 20050110 MFS Aggressive Gr Alloc Fd Cl R2 MAWAX 62117 20031031 MFS Aggressive Gr Alloc Fd Cl R3 MAAHX 66685 20050401 MFS Aggressive Gr Alloc Fd Cl R4 MAALX 66686 20050401 MFS Aggressive Gwth Allocation Fd Cl R1 MAAFX 66948 20050412 MFS Alabama Muni Bond Fund Cl A MFALX 21496 19960620 MFS Alabama Muni Bond Fund CL B MBABX 30713 19970818 MFS Arkansas Muni Bond Fund Cl A MFARX 21497 19960620 MFS Arkansas Muni Bond Fund CL B MBARX 30714 19970818 MFS bd Fd Cl R2 MBRRX 62118 20031031 MFS bd Fd Cl R3 MFBHX 66718 20050401 MFS bd Fd Cl R4 MFBJX 66719 20050401 MFS Blended Research Core Eq Fd Cl R1 MUERX 87169 20080902 MFS Blended Research Core Eq Fd Cl R2 MUESX 87170 20080902 MFS Blended Research Core Eq Fd Cl R3 MUETX 87171 20080902 MFS Blended Research Core Eq Fd Cl R4 MUEUX 87172 20080902 Mfs Bond Fd Cl I MBDIX 44293 20000728 MFS Bond Fd Cl R1 MFBGX 66717 20050401 MFS Bond Fund Cl B MFBBX 21498 19960620 MFS Bond Fund CL C MFBCX 30719 19981030 MFS California Muni Bond Fund Cl B MBCAX 21368 19960620 MFS California Muni Bond Trust Cl A MCFTX 21417 19960620 MFS Charter Income Fund XMCRX 36033 19990720 MFS Commodity Strategy Fnd Cl A MCSAX 93980 20100602 MFS Commodity Strategy Fnd Cl I MCSIX 93981 20100602 MFS Conservative Alloc Fd Cl R3 MACNX 66690 20050401 MFS Conservative Alloc Fd Cl R4 MACJX 66687 20050401 MFS Conservative Alloc Fd R2 MCARX 62145 20031031 MFS Conservative Allocation Fd Cl R1 MACKX 66688 20050401 MFS Core eq Fd Cl R2 MRERX 62136 20031031 MFS Core eq Fd Cl R3 MRGHX 66803 20050401 MFS Core eq Fd Cl R4 MRGJX 66804 20050406 MFS Core Equity Fd Cl R1 MRGGX 66802 20050401 MFS Core Gr Fd Cl R2 MCRRX 62120 20031031 MFS Core Gr Fd Cl R3 MFCHX 66722 20050401 MFS Core Gr Fd Cl R4 MFCJX 66723 20050401 MFS Core Growth B MFCBX 47446 20010424 MFS Core Growth Fd Cl R1 MFCGX 66721 20050401 Mfs Core Grwth Fd A MFCAX 44298 20000728 MFS CORE GRWTH FD C MFCCX 45219 20001130 Mfs Core Grwth Fd I MFCIX 44292 20000728 MFS Diversified Incm Fd Cl R1 DIFDX 86325 20080701 MFS Diversified Incm Fd Cl R2 DIFEX 86326 20080701 MFS Diversified Incm Fd Cl R3 DIFFX 86327 20080701 MFS Diversified Incm Fd Cl R4 DIFGX 86328 20080701 MFS Diversified Target Ret Fd Cl R2 DVRHX 82643 20071220 MFS Diversified Target Ret Fd Cl R3 DVRJX 82645 20071220 MFS Diversified Target Ret Fd Cl R4 DVRKX 82646 20071220 MFS Diversified Target Rtrn Fd Cl A DVRAX 82639 20071220 MFS Diversified Target Rtrn Fd Cl B DVRBX 82640 20071220 MFS Diversified Target Rtrn Fd Cl C DVRCX 82641 20071220 MFS Diversified Target Rtrn Fd Cl I DVRIX 82644 20071220 MFS Diversified Target Rtrn Fd Cl R1 DVRFX 82642 20071220 MFS Diversified Target Rtrn Fd Cl W DVRWX 82647 20071220 MFS Dvrsfd Incm Fd Cl A DIFAX 73530 20060526 MFS Dvrsfd Incm Fd Cl C DIFCX 73531 20060526 MFS Dvrsfd Incm Fd Cl I DIFIX 73532 20060526 MFS Emerging Markets Debt Fund Class R1 MEDDX 87921 20081201 MFS Emerging Markets Debt Fund Class R2 MEDEX 87922 20081201 MFS Emerging Markets Debt Fund Class R3 MEDFX 87923 20081201 MFS Emerging Markets Debt Fund Class R4 MEDGX 87924 20081201 MFS Emerging Markets Equity Fund Clas R1 MEMRX 87463 20081001 MFS Emerging Markets Equity Fund Clas R2 MEMFX 87462 20081001 MFS Emerging Markets Equity Fund Clas R3 MEMGX 87468 20081001 MFS Emerging Markets Equity Fund Clas R4 MEMHX 87469 20081001 Mfs Emerging Mkts Eq Fd C MEMCX 44288 20000728 Mfs Emerging Mkts Eq Fd I MEMIX 44287 20000728 Mfs Eq Incm Fd I MEIIX 44301 20000728 MFS Equity Income Fund Cl A MEIAX 34112 19980810 MFS Equity Income Fund Cl B MFEBX 23957 19980615 MFS Equity Income Fund Cl C MEICX 36034 19990720 MFS Florida Muni Bond Fund A MFFLX 21501 19960620 MFS Florida Muni Bond Fund CL B MBFLX 30715 19970818 MFS Foreign & Colonial Emerg Mkts Eqty A MEMAX 21491 19960620 MFS Foreign & Colonial Emerg Mkts Eqty B MEMBX 21492 19960620 MFS Gbl eq Fd Cl R2 MEQRX 62124 20031031 MFS Gbl eq Fd Cl R3 MWEHX 66827 20050401 MFS Gbl eq Fd Cl R4 MWELX 66829 20050401 MFS Gbl Gr Fd Cl R2 MGWRX 62128 20031031 MFS Gbl Gr Fd Cl R3 MWOHX 66831 20050401 MFS Gbl Gr Fd Cl R4 MWOJX 66832 20050401 MFS Gbl Total Ret Fd Cl R2 MGBRX 62126 20031031 MFS Gbl Total Ret Fd Cl R3 MFWHX 66741 20050401 MFS Gbl Total Ret Fd Cl R4 MFWJX 66742 20050401 MFS Georgia Muni Bond CL B MBGAX 30716 19970818 MFS Georgia Muni Bond Fund A MMGAX 21590 19960620 MFS Glbl Bnd Fnd Cl A MGBAX 93982 20100601 MFS Glbl Bnd Fnd Cl B MGBBX 93983 20100601 MFS Glbl Bnd Fnd Cl C MGBDX 93965 20100601 MFS Glbl Bnd Fnd Cl I MGBJX 93984 20100601 MFS Glbl Bnd Fnd Cl R1 MGBKX 93985 20100601 MFS Glbl Bnd Fnd Cl R2 MGBLX 93986 20100601 MFS Glbl Bnd Fnd Cl R3 MGBMX 93966 20100601 MFS Glbl Bnd Fnd Cl R4 MGBNX 93967 20100601 Mfs Glbl Eq Fd I MWEIX 44290 20000728 MFS Global Equity C MWECX 34747 19981111 MFS Global Equity Fd Cl R1 MWEGX 66826 20050401 MFS Global Growth Fd Cl R1 MWOGX 66830 20050401 MFS Global Real Estate Fd Cl A MGLAX 89046 20090311 MFS Global Real Estate Fd Cl I MGLIX 89054 20090311 MFS Global Total Return C MFWCX 34749 19981111 MFS Global Total Return Fd Cl R1 MFWGX 66740 20050401 MFS Gov Securities Fd Cl R2 MGVSX 62127 20031031 MFS Gov Securities Fd Cl R3 MFGHX 66730 20050401 MFS Gov Securities Fd Cl R4 MFGJX 66731 20050401 MFS Gov't Securities Trust A MFGSX 21503 19960620 MFS Gov't Securities Trust B MFGBX 21502 19960620 MFS Government Markets Income Fund XMGFX 36035 19990720 MFS Government Securities Fd Cl I MGSIX 87040 20080806 MFS Government Securities Fd Cl R1 MFGGX 66729 20050401 MFS Govt Sec Cl C MFGDX 32626 19980318 MFS Gr Alloc Fd Cl R2 MGALX 62125 20031031 MFS Gr Alloc Fd Cl R3 MAGEX 66691 20050401 MFS Gr Alloc Fd Cl R4 MAGJX 66692 20050401 MFS Growth Fund A MFEGX 21500 19960620 MFS Growth Fund C MFECX 21185 19960621 MFS Growth Fund Cl R1 MFELX 66727 20050401 MFS Growth Fund Cl R2 MEGRX 62122 20031031 MFS Growth Fund Class R3 MFEHX 66725 20050401 MFS Growth Fund Class R4 MFEJX 66726 20050401 MFS Growth Fund Trust Cl B MEGBX 21488 19960620 MFS Gwth Allocation Fd Cl R1 MAGMX 66693 20050404 Mfs Hi Yld Opport Fd A MHOAX 44357 20000131 MFS HI YLD OPPORT FD C MHOCX 45220 20000131 MFS HI YLD OPPORT FD I MHOIX 45221 20001204 MFS High Incm Fd Cl R1 MHIGX 66755 20050401 MFS High Incm Fd Cl R2 MIHRX 62130 20031031 MFS High Incm Fd Cl R3 MHIHX 66756 20050401 MFS High Incm Fd Cl R4 MHIJX 66757 20050401 MFS High Income Fund Cl A MHITX 6233 19890118 MFS High Income Fund Cl C MHICX 24369 19961213 MFS High Income Trust B MHIBX 21555 19960620 MFS High Yield Opportunities Class R1 MHORX 85523 20080603 MFS High Yield Opportunities Class R2 MHOSX 85524 20080603 MFS High Yield Opportunities Class R3 MHOTX 85525 20080603 MFS High Yield Opportunities Class R4 MHOUX 85526 20080603 MFS High Yield Opportunities Class W MHOWX 85527 20080603 MFS III MFS High Income Fund I MHIIX 42376 19990723 MFS INFLATION ADJ BD FD CL B MIABX 64845 20050125 MFS INFLATION ADJ BD FD CL C MIACX 64846 20050125 MFS INFLATION ADJ BD FD CL I MIAIX 64847 20050125 MFS Inflation Adjusted bd Fd Cl R2 MIATX 64849 20050125 MFS Inflation Adjusted bd Fd Cl R3 MIAHX 66759 20050401 MFS Inflation Adjusted bd Fd Cl R4 MIAJX 66760 20050401 MFS Inflation Adjusted Bond Fd Cl R1 MIALX 66762 20050401 MFS Inst Intl Equity MIEIX 32833 19980508 MFS Intermediate Income Fund XMINX 36036 19990720 MFS International Diversification 529A MDIEX 66563 20050203 MFS International Dvrsfctn Fd Cl R 1 MDIOX 66706 20050401 MFS International Growth Fund Class R1 MGRRX 87493 20081001 MFS International Growth Fund Class R2 MGRQX 87456 20081001 MFS International Growth Fund Class R3 MGRTX 87457 20081001 MFS International Growth Fund Class R4 MGRVX 87458 20081001 MFS International New Discovery Fd Cl R1 MIDGX 66763 20050401 MFS International Value Fund Class R1 MINRX 87494 20081001 MFS International Value Fund Class R2 MINFX 87459 20081001 MFS International Value Fund Class R3 MINGX 87460 20081001 MFS International Value Fund Class R4 MINHX 87461 20081001 MFS INTL DIVERSIFICATION CL B MDIFX 64832 20050125 MFS INTL DIVERSIFICATION CL C MDIGX 66564 20050203 MFS INTL DIVERSIFICATION CL EB MDIMX 64835 20050125 MFS INTL DIVERSIFICATION CL EC MDINX 64836 20050125 MFS INTL DIVERSIFICATION CL I MDIJX 64833 20050125 MFS INTL DIVERSIFICATION FD A MDIDX 64831 20050125 MFS Intl Diversification Fd Cl R2 MDIKX 64834 20050125 MFS Intl Diversification Fd Cl R3 MDIHX 66705 20050401 MFS Intl Diversification Fd Cl R4 MDITX 66707 20050401 Mfs Intl Fd C MRICX 44302 20000728 MFS Intl Growth Fund Cl I MQGIX 44286 20000728 Mfs Intl Grw & Incm Fd C MGICX 44304 20000728 Mfs Intl Grw & Incm Fd I MINIX 44306 20000728 Mfs Intl Grwth Fd C MGRCX 44307 20000728 MFS INTL NEW DISC FD A MIDAX 45488 20000927 MFS INTL NEW DISC FD B MIDBX 45487 20001218 MFS INTL NEW DISC FD C MIDCX 45486 20001218 MFS INTL NEW DISC FD I MWNIX 45490 20001226 MFS Intl New Discovery Fd Cl R2 MIDRX 62129 20031031 MFS Intl New Discovery Fd Cl R3 MIDHX 66764 20050401 MFS Intl New Discovery Fd Cl R4 MIDJX 66765 20050401 MFS LGCP VAL INS ILVAX 54102 20020815 MFS Lifetime 2010 Fd Cl A MFSAX 67616 20050929 MFS Lifetime 2010 Fd Cl B MFSBX 67617 20050929 MFS Lifetime 2010 Fd Cl C MFSDX 67618 20050929 MFS Lifetime 2010 Fd Cl I MFSIX 67621 20050929 MFS Lifetime 2010 Fd Cl R1 MFSEX 67619 20050929 MFS Lifetime 2010 Fd Cl R2 MFSNX 67622 20050929 MFS Lifetime 2010 Fd Cl R3 MFSOX 67623 20050929 MFS Lifetime 2010 Fd Cl R4 MFSPX 67624 20050929 MFS Lifetime 2020 Fd Cl A MFLAX 67607 20050929 MFS Lifetime 2020 Fd Cl B MFLBX 67608 20050929 MFS Lifetime 2020 Fd Cl C MFLCX 67609 20050929 MFS Lifetime 2020 Fd Cl I MFLIX 67614 20050929 MFS Lifetime 2020 Fd Cl R1 MFLEX 67610 20050929 MFS Lifetime 2020 Fd Cl R2 MFLGX 67612 20050929 MFS Lifetime 2020 Fd Cl R3 MFLHX 67613 20050929 MFS Lifetime 2020 Fd Cl R4 MFLJX 67615 20050929 MFS Lifetime 2030 Fd Cl A MLTAX 67643 20050929 MFS Lifetime 2030 Fd Cl B MLTBX 67651 20050929 MFS Lifetime 2030 Fd Cl C MLTCX 67644 20050929 MFS Lifetime 2030 Fd Cl I MLTIX 67649 20050929 MFS Lifetime 2030 Fd Cl R1 MLTEX 67645 20050929 MFS Lifetime 2030 Fd Cl R2 MLTGX 67647 20050929 MFS Lifetime 2030 Fd Cl R3 MLTHX 67648 20050929 MFS Lifetime 2030 Fd Cl R4 MLTJX 67650 20050929 MFS Lifetime 2040 Fd Cl A MLFAX 67625 20050929 MFS Lifetime 2040 Fd Cl B MLFBX 67626 20050929 MFS Lifetime 2040 Fd Cl C MLFCX 67627 20050929 MFS Lifetime 2040 Fd Cl I MLFIX 67632 20050929 MFS Lifetime 2040 Fd Cl R1 MLFEX 67628 20050929 MFS Lifetime 2040 Fd Cl R2 MLFGX 67630 20050929 MFS Lifetime 2040 Fd Cl R3 MLFHX 67631 20050929 MFS Lifetime 2040 Fd Cl R4 MLFJX 67633 20050929 MFS Lifetime Ret Incm Fd Cl A MLLAX 67634 20050929 MFS Lifetime Ret Incm Fd Cl B MLLBX 67635 20050929 MFS Lifetime Ret Incm Fd Cl C MLLCX 67636 20050929 MFS Lifetime Ret Incm Fd Cl I MLLIX 67641 20050929 MFS Lifetime Ret Incm Fd Cl R1 MLLEX 67637 20050929 MFS Lifetime Ret Incm Fd Cl R5 MLLJX 67642 20050929 MFS Lifetime Retirement Incm Fd Cl R2 MLLGX 67639 20050929 MFS Lifetime Retirement Incm Fd Cl R3 MLLHX 67640 20050929 MFS Limited Maturity Fd Cl I MQLIX 86997 20080806 MFS Limited Maturity Fd Cl R1 MQLGX 66794 20050401 MFS Limited Maturity Fd Cl R2 MLMRX 62134 20031031 MFS Limited Maturity Fd Cl R3 MQLHX 66795 20050401 MFS Limited Maturity Fd Cl R4 MQLJX 66796 20050401 MFS Limited Maturity Fund CL C MQLCX 30722 19970818 MFS Ltd Maturity Fund And A MQLFX 21644 19960620 MFS Ltd Maturity Fund Cl BCl B MQLBX 21643 19960620 MFS MA Municipal Bond Fund B MBMAX 34750 19981111 MFS Maryland Muni Bond CL B MBMDX 30717 19970818 MFS Maryland Muni Bond Fund A MFSMX 21515 19960620 MFS Massachusetts Investors Trust Cl C MITCX 30106 19970311 MFS Massachusetts Muni Bond Fund A MFSSX 21516 19960620 MFS Mid Cap Gr Fd Cl R2 MCPRX 62113 20031031 MFS Mid Cap Gr Fd Cl R3 OTCHX 66863 20050401 MFS Mid Cap Gr Fd Cl R4 OTCJX 66864 20050401 MFS Mid Cap Growth Fd Cl R1 OTCGX 66862 20050401 MFS Mid Cap Growth Fund Cl A OTCAX 22140 19960620 MFS Mid Cap Growth Fund Cl B OTCBX 22141 19960620 MFS Mid Cap Growth Fund CL C OTCCX 30886 19970902 Mfs Mid Cap Grw Fd I OTCIX 44308 20000728 MFS MID CAP VAL FD A MVCAX 50211 20011029 MFS MID CAP VAL FD B MCBVX 50289 20011102 MFS MID CAP VAL FD C MVCCX 50306 20011102 MFS MID CAP VAL FD I MCVIX 50290 20011102 MFS Mid Cap Value Fd Cl R1 MVCGX 66822 20050401 MFS Mid Cap Value Fd Cl R2 MCVRX 62121 20031031 MFS Mid Cap Value Fd Cl R3 MVCHX 66823 20050401 MFS Mid Cap Value Fd Cl R4 MVCJX 66824 20050401 MFS Mississippi Muni Bond Fund A MISSX 21572 19960620 MFS Moderate Alloc Fd Cl R2 MARRX 62116 20031031 MFS Moderate Alloc Fd Cl R3 MAMHX 66951 20050401 MFS Moderate Alloc Fd Cl R4 MAMJX 66695 20050401 MFS Moderate Allocation Fd Cl R1 MAMFX 66694 20050401 MFS MS Municipal Bond Fund B MBMSX 34751 19981111 MFS Multimarket Income Fund XMMTX 36037 19990720 MFS Muni High Income Fund Cl B MMHBX 21591 19960620 MFS Muni High Yield Muni Bond Fund A MMHYX 21592 19960620 MFS Muni Income Fund Cl A MFIAX 21504 19960620 MFS Muni Income Fund Cl B MMIBX 21594 19960620 Mfs Muni Ltd Mat Fd C MTLCX 44303 20000131 MFS Muni Ltd Maturity Fund And A MTLFX 21726 19960620 MFS Municipal Ca Bond Fund Cl C MCCAX 35854 19990527 MFS Municipal High Income Fund Cl C MMHCX 36038 19990720 MFS Municipal Incm Fd Cl A1 MMIDX 80388 20070703 MFS Municipal Incm Fd Cl B1 MMIGX 80389 20070703 MFS Municipal Income Fund XMFMX 36039 19990720 MFS Municipal Income Fund C MMICX 34752 19981111 MFS Municipal Lmtd Maturity B MTLBX 34753 19981111 MFS New Discovery CL A MNDAX 32273 19980107 MFS New Discovery CL B MNDBX 32274 19980107 MFS New Discovery Cl C MNDCX 32834 19980508 MFS New Discovery Fd Cl R1 MNDGX 66790 20050401 MFS New Discovery Fd Cl R2 MNDRX 62135 20031031 MFS New Discovery Fd Cl R3 MNDHX 66791 20050401 MFS New Discovery Fd Cl R4 MNDJX 66792 20050401 MFS New York Muni Bond Fund A MSNYX 21701 19960620 MFS New York Muni Fund Cl B MBNYX 21392 19960620 MFS North Carolina Muni Bond Fund A MSNCX 21700 19960620 MFS North Carolina Muni Bond Fund Cl B MBNCX 21387 19960620 MFS NY MUNI BD FD C MCNYX 45527 20010103 MFS PA Municipal Bond Fund A MFPAX 34754 19981111 MFS Pennsylvania Muni Bond Fund B MBPAX 21395 19960620 MFS RES BD 529C ECRBX 54091 20020819 MFS Research bd Fd Cl R2 MRRRX 62137 20031031 MFS Research bd Fd Cl R3 MRBHX 66799 20050401 MFS Research bd Fd Cl R4 MRBJX 66800 20050401 MFS RESEARCH BND CL A MRBFX 45481 20000131 MFS RESEARCH BND CL B MRBBX 45483 20001229 MFS RESEARCH BND CL C MRBCX 45482 20001229 MFS RESEARCH BND CL I MRBIX 45480 20001226 MFS Research Bond Fd Cl R1 MRBGX 66798 20050401 MFS Research Fd Cl 4 MFRJX 66733 20050401 MFS Research Fd Cl R1 MFRLX 66735 20050401 MFS Research Fd Cl R2 MSRRX 62115 20031031 MFS Research Fd Cl R3 MFRHX 66732 20050401 MFS Research Fund Cl B MFRBX 21511 19960620 MFS Research Fund Cl C MFRCX 21512 19960620 MFS Research Fund CL I MRFIX 30723 19970818 MFS Research Growth & Income MRGAX 30306 19970411 MFS Research Growth & Income Cl B MRGBX 30307 19970411 MFS Research Growth & Income CL C MRGCX 32471 19980217 MFS Research Int'l Fd FDP Srs Inc Cl A MDIQX 67825 20051011 MFS Research Int'l Fd FDP Srs Inc Cl C MCIQX 67821 20051011 MFS Research Int'l Fd FDPSrs IncCl I MAIQX 67813 20051011 MFS Research International Fd Cl R1 MRSGX 66806 20050401 MFS Research International Fund Cl B MRIBX 35750 19990414 MFS Research Intl Fd Cl R2 MRSRX 62138 20031031 MFS Research Intl Fd Cl R3 MRSHX 66807 20050401 MFS Research Intl Fd Cl R4 MRSJX 66808 20050401 MFS Research Intl Fd FDP Srs Inc Cl B MBIQX 67817 20051011 Mfs Research Intl Fd I MRSIX 44294 20000728 MFS Research Intl Fund Cl A MRSAX 35786 19990426 Mfs Rsrch Gr & Incm I MRGRX 44309 20000728 MFS Sector Rotational Fd Cl A SRFAX 78063 20070103 MFS Sector Rotational Fd Cl B SRFBX 78092 20070108 MFS Sector Rotational Fd Cl C SRFCX 78093 20070108 MFS Sector Rotational Fd Cl R1 SRFDX 83955 20080505 MFS Sector Rotational Fd Cl R2 SRFEX 83956 20080505 MFS Sector Rotational Fd Cl R3 SRFFX 83957 20080505 MFS Sector Rotational Fd Cl R4 SRFGX 83958 20080505 MFS Sector Totational Fd - Cl W SRFWX 83381 20080303 MFS SER TR I NEW DISC EANDX 54197 20020829 MFS SER TR I NEW DISC EBNDX 54218 20020829 MFS SER TR I NEW DISC ECNDX 54239 20020829 MFS Ser Tr I New Discovery I MNDIX 42566 20000322 MFS SER TR I RESH INT EARSX 54200 20020829 MFS SER TR I RESH INT EBRIX 54221 20020829 MFS SER TR I RESH INT ECRIX 54241 20020829 MFS SER TR I VALUE FD EAVLX 54204 20020829 MFS SER TR I VALUE FD EBVLX 54225 20020829 MFS SER TR I VALUE FD ECVLX 54245 20020829 MFS SER TR III HI INCOM EAHIX 54191 20020829 MFS SER TR III HI INCOM EMHBX 54248 20020829 MFS SER TR III HI INCOM EMHCX 54249 20020829 Mfs Ser Tr Iii Hi Yld Opp B MHOBX 36780 20000125 MFS SER TR IV MIDCP GR EAMCX 54194 20020829 MFS SER TR IV MIDCP GR EBCGX 54208 20020829 MFS SER TR IV MIDCP GR ECGRX 54232 20020829 MFS SER TR IX LTD MATU EALMX 54193 20020829 MFS SER TR IX LTD MATU EBLMX 54215 20020829 MFS SER TR IX LTD MATU ELDCX 54247 20020829 MFS SER TR IX RESH BD EARBX 54198 20020829 MFS SER TR IX RESH BD EBRBX 54219 20020829 MFS SER TR IX RESH BD MRJBX 54657 20021021 MFS SER TR V INTL DIS ECIDX 54235 20020829 MFS SER TR V INTL NEW EAIDX 54192 20020829 MFS SER TR V INTL NEW EBIDX 54214 20020829 MFS SER TR V TOTAL RT EBTRX 54224 20020829 MFS SER TR V TOTAL RT ECTRX 54244 20020829 MFS SER TR V TTL RETU EATRX 54203 20020829 MFS SER TR VI GLOBAL T MFWIX 57254 20030107 Mfs Ser Tr Viii Glb Grw I MWOIX 36779 20000125 MFS SER TR X MAAGX 53981 20020722 MFS SER TR X MACBX 53982 20020722 MFS SER TR X MACFX 53983 20020722 MFS SER TR X MACIX 53984 20020722 MFS SER TR X MACVX 53985 20020722 MFS SER TR X MAGWX 53986 20020722 MFS SER TR X MAMAX 53987 20020722 MFS SER TR X MBAGX 53988 20020722 MFS SER TR X MBGWX 53989 20020722 MFS SER TR X MCAGX 53990 20020722 MFS SER TR X MCGWX 53991 20020722 MFS SER TR X MGWIX 53992 20020722 MFS SER TR X MIAGX 53993 20020722 MFS SER TR X MMABX 53995 20020722 MFS SER TR X MMACX 53996 20020722 MFS SER TR X MMAIX 53997 20020722 MFS SER TR X AGG GR A EAGTX 54189 20020829 MFS SER TR X AGG GR A ECAAX 54226 20020829 MFS SER TR X AGG GRWT EBAAX 54205 20020829 MFS SER TR X CONS ALL EBCAX 54207 20020829 MFS SER TR X CONS ALL ECACX 54227 20020829 MFS SER TR X CONS ALL ECLAX 54237 20020829 MFS SER TR X GR ALLO EAGWX 54190 20020829 MFS SER TR X GR ALLOC ECGWX 54234 20020829 MFS SER TR X GRWTH AL EBGWX 54213 20020829 MFS SER TR X MOD ALLO EAMDX 54195 20020829 MFS SER TR X MOD ALLO EBMDX 54216 20020829 MFS SER TR X MOD ALLO ECMAX 54238 20020829 MFS SER TR XI MIDCP VA EACVX 54186 20020829 MFS SER TR XI MIDCP VA EBCVX 54210 20020829 MFS SER TR XI MIDCP VA ECCVX 54230 20020829 MFS Series Tr II Growth Fd Cl I MFEIX 30813 19970825 MFS Series Trust X Int'l Growth Fd A MGRAX 21542 19960620 MFS Series Trust X Int'l Gro & Income B MGIBX 23890 19960628 MFS Series Trust X Int'l Growth Fd B MGRBX 21543 19960620 MFS Series Trust X Intl Gro & Income A MGIAX 23889 19960628 MFS SERS TR X EMER MK MEDAX 53559 20020514 MFS SERS TR X EMER MK MEDBX 53639 20020607 MFS SERS TR X EMER MK MEDCX 53640 20020607 MFS SERS TR X EMER MK MEDIX 53560 20020514 MFS South Carolina Muni Bond Fd CL B MBSCX 32030 19971002 MFS South Carolina Muni Bond Fund A MFSCX 21514 19960620 MFS Special Value Fund XMFVX 36040 19990720 Mfs Strat Incm Fd I MFIIX 44284 20000728 MFS Strategic Income Fund MFIOX 21509 19960620 MFS Strategic Income Fund MIOBX 23888 19960820 MFS Strategic Income Fund C MIOCX 34755 19981111 Mfs Tech Fd A MTCAX 44300 20000728 Mfs Tech Fd B MTCBX 44282 20000728 Mfs Tech Fd C MTCCX 44353 20000808 MFS TECH FD I MTCIX 44787 20001023 MFS Technology Fd Cl R1 MTCKX 66820 20050401 MFS Technology Fd Cl R2 MTERX 62139 20031031 MFS Technology Fd Cl R3 MTCHX 66818 20050401 MFS Technology Fd Cl R4 MTCJX 66819 20050401 MFS Tennessee Muni Bond Fund A MSTNX 21711 19960620 MFS TN Municipal Bond Fund B MBTNX 34756 19981111 MFS Total Ret Fd Cl R2 MTRRX 62140 20031031 MFS Total Ret Fd Cl R3 MSFHX 66811 20050401 MFS Total Ret Fd Cl R4 MSFJX 66812 20050401 MFS Total Return Fd Cl R1 MSFFX 66810 20050401 MFS Total Return Fund C MTRCX 21730 19960620 MFS Total Return Fund Cl I MTRIX 35751 19990414 MFS Total Return Trust B MTRBX 21729 19960620 Mfs Union Stand Eq Fd B MUSBX 44305 20000728 Mfs Union Stand Eq Fd C MUECX 44285 20000728 MFS Union Standard Trust Equity CL I MUSEX 21764 19960620 MFS Union Standard Trust Equity Fund Cl MUEAX 34113 19980810 MFS Utilities Fd Cl R1 MMUGX 66786 20050401 MFS Utilities Fd Cl R2 MURRX 62141 20031031 MFS Utilities Fd Cl R3 MMUHX 66787 20050401 MFS Utilities Fd Cl R4 MMUJX 66788 20050401 Mfs Utilities Fd I MMUIX 44291 20000728 MFS Utilities Fund A MMUFX 21603 19960620 MFS Utilities Fund C MMUCX 34757 19981111 MFS Utilities Fund Cl B MMUBX 21602 19960620 Mfs Va Muni Bond Fd C MVACX 44283 20000131 MFS Value Fd Cl R1 MEIGX 66713 20050401 MFS Value Fd Cl R2 MVRRX 62142 20031031 MFS Value Fd Cl R3 MEIHX 66714 20050401 MFS Value Fd Cl R4 MEIJX 66715 20050401 MFS Virginia Muni Bond Fund A MSVAX 21714 19960620 MFS Virginia Muni Bond Fund Cl B MBVAX 21398 19960620 MFS West Virginia Muni Bond Fund A MFWVX 21519 19960620 MFS World Equity Fd B MWEBX 21784 19960620 MFS World Equity Fund Cl A MWEFX 21785 19960620 MFS World Growth Fund Cl A MWOFX 21791 19960620 MFS World Growth Fund Cl B MWOBX 21789 19960620 MFS World Growth Fund Cl C MWOCX 21790 19960620 MFS World Total Return Fund Cl B MFWBX 21517 19960620 MFS Worldwide Total Return Trust A MFWTX 21518 19960620 MFS WV Muni Bond Fund Cl B MBWVX 36228 19990322 MH Elite Fund of Funds MHEFX 72813 20060216 MH Elite Select Ptf of Fds MHESX 83845 20080428 MH ELITE SML CAP FD MHELX 66566 20050203 Michigan Muni Trust MMIFX 21595 19960620 MID CAP GRWTH PROFD INV MGPIX 50024 20010928 MID CAP GRWTH PROFD SVCS MGPSX 50025 20010928 MID CAP PROFD INVEST MDPIX 50022 20010928 MID CAP PROFD SVCS MDPSX 50023 20010928 Mid Cap SPDR 400 Tr Series 1 XMDYX 88404 20090108 MID CAP VAL PROFD INV MLPIX 50026 20010928 MID CAP VAL PROFD SVCS MLPSX 50027 20010928 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MPERX 88333 20090108 Miller Convertible Fd Cl A Shs MCFAX 82878 20080123 Miller Convertible Fund - Class C MCFCX 90793 20091211 Miller Convertible Fund Class I MCIFX 89532 20090626 MIMLIC ASSET ALLOC FD INC CL A MIAAX 64844 20050125 Mirzam Capital Appreciation Fd MIRZX 80879 20070821 ML Intl B MBILX 34458 19981103 ML Intl C MCILX 34459 19981103 MLP & Strategic Eq Fd Inc XMTPX 80362 20070629 MMA Praxis Balanced Allocation Ptf MBAPX 91318 20100104 MMA Praxis Conservative Allocation Ptf MCONX 91319 20100104 MMA Praxis Core Stock Cl I MMCSX 73263 20060502 MMA Praxis Growth Allocation Ptf MGAFX 91320 20100104 Mma Praxis Growth Fd B MMPAX 36492 19991124 MMA Praxis Gwth Index Fd - Cl A RIQKX 80530 20070717 MMA Praxis Gwth Index Fd - Cl B RIQCX 80529 20070717 MMA Praxis Int'l Cl I MPIIX 73264 20060502 Mma Praxis Intermed Incm A MIIAX 36176 19990908 MMA Praxis Intermediate Incm Fd Cl I MIIIX 73261 20060502 Mma Praxis Intl Fd A MPIAX 36177 19990908 MMA Praxis Sm Cap Fd - Cl A RSMKX 80548 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19960620 Monetta Young Investor Fd MYIFX 75842 20061215 Monteage Fixed Income Fund Class C MFICX 90572 20091113 Monteagle Fixed Incm Fd MFHRX 42573 20000323 Monteagle Fixed Income Fund Class A MTXAX 90523 20091113 Monteagle Informed Investor Growth Fund MIIFX 83732 20080409 Monteagle Infrmd Invstr Grwth Fnd Cls A MGGAX 90520 20091113 Monteagle Infrmd Invstr Grwth Fnd Cls C MIICX 90521 20091113 Monteagle Quality Gr Fd MFGIX 32871 19980514 Monteagle Quality Growth Fund Class A MFGAX 90569 20091113 Monteagle Quality Growth Fund Class C MFGCX 90570 20091113 Monteagle sel Value Fd MVEIX 32872 19980514 Monteagle Select Value Fund Class A MVFAX 90525 20091113 Monteagle Select Value Fund Class C MVECX 90524 20091113 Monteagle Value Fd MVRGX 42578 20000323 Monteagle Value Fund Class A MVRAX 90526 20091113 Monteagle Value Fund Class C MVRCX 90527 20091113 MONTGOMERY FDS SHT DUR MSDAX 53642 20020607 MONTGOMERY FDS SHT DUR MSDBX 53643 20020607 MONTGOMERY FDS SHT DUR MSDCX 53644 20020607 MONTGOMERY GLBL FOCUS FD A MGFAX 50294 20011102 Montgomery Short Gov't Bond Fund Cl R MNSGX 21609 19960620 Montgomery Street Income Securities Inc XMTSX 42542 19990416 MONTGOMERY TOT RET BND CL A MBFAX 50285 20011102 MONTGOMERY TOT RET BND CL B MBFBX 50286 20011102 MONTGOMERY TOT RET BND CL C MBFCX 50287 20011102 MONTGOMERY TOT RET BND CL I MBFIX 50288 20011102 Montgomery Total Return Bond Fund R MNTRX 30639 19970811 MORGAN J P INSTL FDS DISC EQ JDEUX 57744 20030326 MORGAN J P INSTL FDS DIVERSIF JDVAX 57745 20030326 MORGAN J P INSTL FDS DIVERSIF JDVBX 57746 20030326 MORGAN J P INSTL FDS DIVERSIF JDVCX 57747 20030326 MORGAN JP MUT FD SER TR INTREP V JPIVX 57559 20030305 MORGAN STAN DW ALL STAR GRW B ALLBX 46737 20010313 Morgan Stan Dw Re Fd A REFAX 44037 20000324 Morgan Stanley Asia Pacific Fd Inc XAPFX 80849 20070815 Morgan Stanley China A Share Fd Inc XCAFX 80850 20070815 Morgan Stanley Diversified Income Trust DINCX 34771 19981111 Morgan Stanley Eastern Europe Fd Inc XRNEX 80858 20070815 Morgan 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Estate Fund Cl B REFBX 42456 19990512 MSDW Real Estate Fund Cl C REFCX 36010 19990712 MSDW Small Cap Growth A SMPAX 34983 19981111 MSDW Small Cap Growth C SMPCX 34984 19981111 MSDW Small Cap Growth Cl B SMPBX 23317 19960620 MSDW US Govt Secs A USGAX 34804 19981111 MSDW US Govt Secs C USGCX 34805 19981111 MSEqually Weighted S&P 500 Fd Cl W VADWX 48994 20080401 MSEuropean eq Fd Cl A EUGAX 30586 19970806 MSEuropean eq Fd Cl B EUGBX 14070 19950719 MSEuropean eq Fd Cl C EUGCX 30587 19970806 MSEuropean eq Fd Cl I EUGDX 30588 19970806 MSEuropean eq Fd Cl R EUGRX 48472 20080401 MSEuropean eq Fd Cl W EUGWX 48496 20080401 MSFlexible Incm Tr Cl I DINDX 34772 19981111 MSFocus Gr Fd Cl A AMOAX 30575 19970806 MSFocus Gr Fd Cl B AMOBX 14076 19950719 MSFocus Gr Fd Cl C AMOCX 34758 19981111 MSFocus Gr Fd Cl I AMODX 30576 19970806 MSFX Srs Fds-FX Alpha Plus Strategy Cl W FXPWX 48986 20080401 MSFX Srs Fds-FX Alpha Strategy Ptf Cl W FXAWX 48629 20080401 MSGbl Infrastructure Fd Cl A UTLAX 34806 19981111 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Small Co Gwth Pft Cl P MSSMX 44038 20000606 MSInst Fd Inc. U.S. Real Estate Port Cl MUSDX 34837 19981111 MSinst Fd Inc.,Intl eq Portf Cl P MIQBX 36864 20000208 MSinst Fd Intl Real Estate Ptf Cl P IERBX 45921 20010123 MSinst Fd, Gbl Franchise Ptf Cl I MSFAX 53247 20020325 MSinst Fd, Gbl Franchise Ptf Cl P MSFBX 53248 20020325 MSinst Fd, Inc Cap Gr Ptf, Cl I MSEQX 21672 19960620 MSInst Fd, Inc Emerging Markets Debt Pt MSIEX 21688 19960620 MSinst Fd, Inc Emerging Mkts Pt. I MGEMX 21523 19960620 MSinst Fd, Inc Intl eq Pt. Cl I MSIQX 21691 19960620 MSInst Fd, Inc. Focus Gr Ptf Cl I MSAGX 21658 19960620 MSInst Fd, Inc. Intl Real Estate Cl I MSUAX 14634 19971111 MSinst Fd, Inc., Cap Gr Ptf Cl P MSEGX 32275 19980107 MSInst Fds, Muncipal Port Cl P MSMPX 79787 20070620 MSInst US Real Estate Port, Inc. Cl I MSUSX 21713 19960620 MSInsti Fd Inc. Intl Small Cap Cl I Shs MSISX 21692 19960620 MSInsti Fd Inc. 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Pt. C MSACX 21656 19960620 MSInstl Fd, Inc Emerging Markets Port Cl MMKBX 30000 19970320 MSInstl Fd, Inc. Focus Gr Ptf Cl P MAEBX 30251 19970320 MSIntl Fd Cl I INLDX 36695 20000111 MSIntl Fd Cl R INLRX 48987 20080401 MSIntl Fd Cl W INLWX 48988 20080401 MSIntl Value eq Fd Cl I IVQDX 47687 20010521 MSIntl Value eq Fd Cl R IVQRX 48989 20080401 MSIntl Value eq Fd Cl W IVQWX 48990 20080401 MSLimited Duration U.S. Gov Tr LDTRX 20084 19960620 MSMid Cap Gr Fd Cl A DGRAX 30581 19970806 MSMid Cap Gr Fd Cl B DGRBX 14071 19950719 MSMid Cap Gr Fd Cl C DGRCX 30582 19970806 MSMid Cap Gr Fd Cl I DGRDX 30583 19970806 MSMortgage Securities Tr Cl A MTGAX 34773 19981111 MSMortgage Securities Tr Cl B MTGBX 14986 19960620 MSMortgage Securities Tr Cl C MTGCX 34774 19981111 MSMortgage Securities Tr Cl I MTGDX 34775 19981111 MSPacific Gr Fd Cl W TGRWX 48992 20080401 MSReal Estate Fd Cl I REFDX 45509 20000324 MSSpecial Gr Fd Cl I SMPDX 34985 19981111 MSU.S. Gov Securities Tr Cl I USGDX 34389 19981019 MTB Bal Fd Cl A Shs ARBAX 36092 19990802 MTB Bal Fd Cl B Shs ABLDX 44041 20000331 MTB Bal Fd inst I Shs ARGIX 14521 19960620 MTB Incm Fd Cl A Shs AKIRX 50174 20011029 MTB Incm Fd Cl B Shs ARIBX 50124 20011018 MTB Incm Fd inst I Shs ARKIX 14523 19960620 MTB Intermediate Term bd Fd Cl A Shs GVITX 34737 19981111 MTB Intermediate Term Bd Fd Cl C MIBCX 92800 20100401 MTB Intermediate Term bd Fd inst I Shs ARIFX 24380 19961213 MTB Intl eq Fd Cl A Shs GVIEX 35462 19990219 MTB Intl eq Fd Cl B Shs VIEFX 50671 20011224 MTB Intl eq Fd inst I Shs MVIEX 32653 19980327 MTB Large Cap Gr Fd Cl A Shs VLCPX 45901 20010117 MTB Large Cap Gr Fd Cl B Shs VLGRX 45983 20010117 MTB Large Cap Stock Fd Cl B Shs VLCCX 75277 20060907 MTB Large Cap Value Fd Cl B Shs VLCVX 45902 20010123 MTB Large-Cap Value Fd Cl A Shs VEINX 14097 19971022 MTB Managed Alloc Fd Aggressive Gr Cl A VMAGX 50244 20011029 MTB Managed Alloc Fd Aggressive Gr Cl B VMABX 54014 20020722 MTB Managed Alloc Fd Conservative Gr Cl VMCBX 54015 20020722 MTB Managed Alloc Fd Conservative Gr Cl VMCGX 50245 20011029 MTB Managed Alloc Fd Moderate Gr Cl A Sh VMMGX 50246 20011029 MTB Managed Alloc Fd Moderate Gr Cl B Sh VMMBX 54017 20020722 MTB MD Muni bd Fd Cl A Shs ARMRX 32796 19980428 MTB MD Muni bd Fd Cl B Shs AMTBX 50175 20011029 MTB MD Muni bd Fd inst I Shs ARMTX 24387 19961213 MTB MID CAP GRW B MCEBX 58779 20030827 MTB Mid-Cap Gr Fd Cl A Shs AMCRX 50122 20011018 MTB Mid-Cap Gr Fd inst I Shs ARMEX 24388 19961213 MTB NY muni bd Fd Cl A Shs VNYFX 23559 19960620 MTB PA Muni bd Cl A Shs APARX 24137 19961004 MTB PA Muni bd Fd Cl B Shs APTBX 50177 20011029 MTB PA Muni bd Fd inst I Shs MVPMX 23875 19960628 MTB Short Duration Gov bd Fd Cl A Shs ASTTX 50178 20011029 MTB Short Duration Gov bd Fd inst I Shs GVLDX 30712 19970818 MTB Short Duration Government Bd Fd Cl C MGBCX 93368 20100412 MTB Short Term Corp. bd Fd inst I Shs MVSTX 23876 19960628 MTB Short-Term Corporate Bd Fd Cl C MSBCX 92877 20100409 MTB SHT TM CORP BD A MVSAX 58780 20030827 MTB SHT TM CORP BD B MVSBX 58781 20030827 MTB Small Cap Gr Fd Cl A Shs ARPAX 44047 20000612 MTB Small Cap Gr Fd Cl B Shs ASEBX 50125 20011018 MTB Small Cap Gr Fd Cl C Shs ARPCX 54441 20021003 MTB Small Cap Gr Fd inst I Shs ARPEX 23720 19960628 MTB U.S. Gov bd Fd Cl A Shs VUGVX 23578 19960620 MTB U.S. Gov bd Fd inst I Shs MVIGX 23874 19960628 MTB VA muni bd Fd Cl A RSXIX 22841 19960620 Muhlenkamp Fund MUHLX 21748 19960620 Munder 500 Stock Fund K MUXKX 21775 19960620 Munder 500 Stock Fund Y MUXYX 21776 19960620 Munder Balanced Cl B MUBBX 30214 19970320 Munder Balanced Fund Cl C MUBCX 34362 19981015 Munder Bond Fund Cl B MUCBX 34363 19981015 Munder Bond Fund Cl C MUCCX 34364 19981015 Munder Equity Income Cl B MUGBX 30215 19970320 Munder Equity Income Fund A MUGAX 21745 19960620 Munder Equity Income Fund Cl C MUGCX 34365 19981015 Munder Equity Income Fund K MUGKX 21746 19960620 MUNDER FRAMLINGTON GLBL FIN'Y' MGFYX 66565 20050203 Munder Framlington Healthcare Cl K MFHKX 35951 19990624 Munder Framlington Healthcare Fund Cl A MFHAX 35687 19990331 Munder Framlington Healthcare Fund Cl B MFHBX 35357 19990203 Munder Framlington Healthcare Fund Cl C MFHCX 35358 19990203 Munder Framlington Healthcare Fund Cl Y MFHYX 35359 19990203 Munder Fund of Fd A MACAX 36784 20000125 Munder Funds Trust Balanced Fund A MUBAX 21735 19960620 Munder Funds Trust Balanced Fund K MUBKX 21737 19960620 Munder Funds Trust Balanced Fund Y MUBYX 21738 19960620 Munder Funds Trust Micro-Cap Equity Fund MMEAX 24269 19980611 Munder Funds Trust Micro-Cap Equity Fund MMEBX 24270 19980611 Munder Funds Trust Munder Bond Fund A MUCAX 21739 19960620 Munder Funds Trust Munder Bond Fund K MUCKX 21740 19960620 Munder Funds Trust Munder Bond Fund Y MUCYX 21741 19960620 Munder Funds Trust Small-Cap CL Y MCVYX 30496 19970616 Munder Gr Opps Fd Cl A MNNAX 34044 19980714 Munder Gr Opps Fd Cl B MNNBX 34153 19980817 Munder Gr Opps Fd Cl C MNNCX 35362 19990203 Munder Gr Opps Fd Cl R MNNRX 64852 20050125 Munder Gr Opps Fd Cl Y MNNYX 35814 19990504 Munder Growth & Income Fund Y MUGYX 21747 19960620 MUNDER HEALTHCARE FUND CL R MHCRX 64843 20050125 Munder Index 500 B MUXBX 34839 19981111 MUNDER INDEX 500 CLASS R MUXRX 64878 20050125 Munder Indexed Stock Fund A MUXAX 21774 19960620 Munder Int'l Equity Fund K MUIKX 21753 19960620 Munder Int'l Equity Fund Y MUIAX 21749 19960620 Munder Int'l Equity Fund Y MUIYX 21754 19960620 Munder International Equity Fund Cl C MUICX 34367 19981015 Munder Intl Core Eq Fd Cl A MAICX 80874 20070821 Munder Intl Core Eq Fd Cl C MICCX 80876 20070821 Munder Intl Core Eq Fd Cl I MICIX 80877 20070821 Munder Intl Core Eq Fd Cl Y MICYX 80878 20070821 Munder Intl Equity Cl B MUIEX 30217 19970320 Munder Intl Sm Cap Fd Cl A MISAX 80915 20070828 Munder Intl Sm Cap Fd Cl C MCISX 80875 20070821 Munder Intl Sm Cap Fd Cl I MISIX 80880 20070821 Munder Intl Sm Cap Fd Cl Y MYSIX 80881 20070821 Munder Large-Cap Gr Fd Cl A MUSAX 30219 19970320 Munder Large-Cap Gr Fd Cl B MUSGX 21765 19960620 Munder Large-Cap Gr Fd Cl C MUSCX 30220 19970320 Munder Large-Cap Gr Fd Cl K MUSKX 21766 19960620 Munder Large-Cap Gr Fd Cl Y MUSYX 21767 19960620 Munder Lg-Cap Val Fd Cl R MUGRX 75662 20061101 Munder Micro Cap Equity CL Y MMEYX 32317 19980114 Munder Micro-Cap Equity Cl C MMECX 35954 19990624 MUNDER MICRO-CAP EQUITY FD 'R' MMERX 64850 20050125 Munder Micro-Cap Equity Fund Cl K MMEKX 35361 19990203 Munder Mid-Cap Core Gr Fd Cl A MGOAX 50768 20020107 Munder Mid-Cap Core Gr Fd Cl B MGROX 50770 20020107 Munder MidCap Core Gr Fd Cl C MGOTX 50769 20020107 Munder MidCap Core Gr Fd Cl K MGOKX 57584 20030310 Munder MidCap Core Gr Fd Cl R MMSRX 64851 20050125 Munder MidCap Core Gr Fd Cl Y MGOYX 44413 20000815 MUNDER POWER PLUS FD A MPFAX 47501 20010425 MUNDER POWER PLUS FD B MPFBX 47502 20010425 Munder Power Plus Fd Cl C MPFTX 47642 20010515 MUNDER POWER PLUS FD Y MPFYX 50773 20020107 Munder Small-Cap CL K Fund MCVKX 30495 19970616 Munder Small-Cap Value Fund C MCVBX 35690 19990331 Munder Small-Cap Value Fund Cl C MCVCX 35363 19990203 Munder Small-Cap. Value Fund Cl A MNVAX 34154 19980817 MUNDER SMALLCAP VALUE FD CL R MSCRX 64875 20050125 Munder Tax-Free Intermed Bond Fund A MUTAX 21768 19960620 Munder Tax-Free Intermed Bond Fund K MUTKX 21769 19960620 Munder Tax-Free Short Intermed Bond Fund MUTYX 21770 19960620 Munder Tax-Free Short Intermediate Bond MUTBX 34371 19981015 Munder Tx Fr Sht Inter Bd C MUTCX 44415 20000815 Mundoval Fund MUNDX 75519 20061018 MuniYield NY Insured Fd Inc. XMYNX 35078 19981118 Mutual Beacon Fd Cl B TEBBX 42567 20000322 Mutual Beacon Fund Cl I TEBIX 24370 19961213 Mutual Beacon Fund Cl II TEMEX 24460 19970110 Mutual Beacon Fund Inc BEGRX 6163 19860327 Mutual Discovery Fd Cl B TEDBX 42568 20000322 Mutual Discovery Fund MDISX 6721 19930401 Mutual Discovery Fund Cl I TEDIX 24371 19961213 Mutual Discovery Fund Cl II TEDSX 24372 19961213 Mutual Euro B TEUBX 48654 20010622 Mutual European Fund MEURX 24246 19960723 Mutual European Fund Cl I TEMIX 24461 19970110 Mutual European II TEURX 34840 19981111 Mutual Quest B TEBQX 48653 20010622 Mutual Quest Fund Cl C TEMQX 24462 19970110 Mutual Quest Fund Cl I TEQIX 24373 19961213 MUTUAL QUEST FUND CLASS Z MQIFX 6165 19860102 Mutual Series Financial Services CL Z TEFAX 30930 19970912 Mutual Shares Corp MUTHX 6164 19860102 Mutual Shares Fund Cl I TESIX 24374 19961213 Mutual Shares Fund Cl II TEMTX 24463 19970110 MutualHedge Frontier Legends Fd Cl A MHFAX 91684 20100122 MutualHedge Frontier Legends Fd Cl C MHFCX 91685 20100122 NACM Intl Growth Fund Class A AIFAX 88562 20090203 NACM Intl Growth Fund Class C AIGCX 88563 20090203 NACM Intl Growth Fund Class D AIFDX 88549 20090203 NACM Intl Growth Fund Class P AIFPX 88550 20090203 NACM Intl Growth Fund Class R ANGRX 88551 20090203 NACM Intl Growth Fund Inst B AILIX 88564 20090202 Nakoma Absolute Rtrn Fd NARFX 78947 20061215 Narragansett Insured Tax-Free Income Fd NITCX 32967 19980527 Narragansett Insured Tax-Free Income Fd NITFX 21959 19960620 Narragansett Insured Tax-Free Income Fd NITYX 32968 19980527 Nasdaq 100 Index Fd NASDX 42679 20000405 NASDAQ Premium Incm & Gwth Fd Inc XQQQX 78268 20070131 NASDAQ-100 ProFd Inv Cl OTPIX 45320 20001208 NASDAQ-100 ProFd Service Cl OTPSX 44892 20001113 Nationawide Destination 2010 Fd Cl R2 NWDBX 80950 20070904 Nations Fd Mortgage and Asset Backed Por NMTGX 58191 20030604 NATIONS FDS TR CORPORAT NCOBX 54595 20021011 Nations High Incm Fd Cl C NYICX 53075 20020312 Nations High Incm Fd Cl Z NYPAX 42015 20000302 Nationwide bd Fd Cl A NBDAX 44136 20000131 Nationwide bd Fd Cl B GBDBX 58885 20030924 Nationwide bd Fd Cl C GBDCX 58876 20030924 Nationwide bd Fd Cl D MUIBX 21750 19960620 Nationwide bd Fd Cl R2 Class GBDRX 58916 20031002 Nationwide bd Index Cl C GBICX 73059 20060331 Nationwide bd Index Fd Cl A GBIAX 50213 20010131 Nationwide bd Index Fd Cl B GBIBX 53236 20020320 Nationwide bd Index Fd inst Cl GBXIX 50214 20010131 Nationwide Dstination 2010 Fd Cl A NWDAX 80949 20070904 Nationwide Dstination 2010 Fd Cl C NWDCX 80951 20070904 Nationwide Dstination 2010 Fd Cl Inst NWDIX 80952 20070904 Nationwide Dstination 2010 Fd Cl R1 NWDRX 80953 20070904 Nationwide Dstination 2010Fd Cl Inst Svc NWDSX 80954 20070904 Nationwide Dstination 2015 Fd Cl A NWEAX 80955 20070904 Nationwide Dstination 2015 Fd Cl C NWECX 80957 20070904 Nationwide Dstination 2015 Fd Cl Inst NWEIX 80958 20070904 Nationwide Dstination 2015 Fd Cl R1 NWERX 80959 20070904 Nationwide Dstination 2015 Fd Cl R2 NWEBX 80956 20070904 Nationwide Dstination 2015Fd Cl Inst Svc NWESX 80960 20070904 Nationwide Dstination 2020 Fd Cl A NWAFX 80947 20070904 Nationwide Dstination 2020 Fd Cl C NWFCX 80961 20070904 Nationwide Dstination 2020 Fd Cl Inst NWFIX 80962 20070904 Nationwide Dstination 2020 Fd Cl R1 NWFRX 80963 20070904 Nationwide Dstination 2020 Fd Cl R2 NWFTX 80965 20070904 Nationwide Dstination 2020Fd Cl Inst Svc NWFSX 80964 20070904 Nationwide Dstination 2025 Fd Cl A NWHAX 80966 20070904 Nationwide Dstination 2025 Fd Cl C NWHCX 80968 20070904 Nationwide Dstination 2025 Fd Cl Inst NWHIX 80969 20070904 Nationwide Dstination 2025 Fd Cl R1 NWHRX 80970 20070904 Nationwide Dstination 2025 Fd Cl R2 NWHBX 80967 20070904 Nationwide Dstination 2025Fd Cl Inst Svc NWHSX 80971 20070904 Nationwide Dstination 2030 Fd Cl A NWIAX 80972 20070904 Nationwide Dstination 2030 Fd Cl C NWICX 80973 20070904 Nationwide Dstination 2030 Fd Cl Inst NWIIX 80974 20070904 Nationwide Dstination 2030 Fd Cl R1 NWIRX 80975 20070904 Nationwide Dstination 2030 Fd Cl R2 NWBIX 80948 20070904 Nationwide Dstination 2030Fd Cl Inst Svc NWISX 80976 20070904 Nationwide Dstination 2035 Fd Cl A NWLAX 80977 20070904 Nationwide Dstination 2035 Fd Cl C NWLCX 80979 20070904 Nationwide Dstination 2035 Fd Cl Inst NWLIX 80980 20070904 Nationwide Dstination 2035 Fd Cl R1 NWLRX 80981 20070904 Nationwide Dstination 2035 Fd Cl R2 NWLBX 80978 20070904 Nationwide Dstination 2035Fd Cl Inst Svc NWLSX 80982 20070904 Nationwide Dstination 2040 Fd Cl A NWMAX 80983 20070904 Nationwide Dstination 2040 Fd Cl C NWMCX 80984 20070904 Nationwide Dstination 2040 Fd Cl Inst NWMHX 80986 20070904 Nationwide Dstination 2040 Fd Cl R1 NWMRX 80987 20070904 Nationwide Dstination 2040 Fd Cl R2 NWMDX 80985 20070904 Nationwide Dstination 2040Fd Cl Inst Svc NWMSX 80988 20070904 Nationwide Dstination 2045 Fd Cl A NWNAX 80989 20070904 Nationwide Dstination 2045 Fd Cl C NWNCX 80991 20070904 Nationwide Dstination 2045 Fd Cl Inst NWNIX 80992 20070904 Nationwide Dstination 2045 Fd Cl R1 NWNRX 80993 20070904 Nationwide Dstination 2045 Fd Cl R2 NWNBX 80990 20070904 Nationwide Dstination 2045Fd Cl Inst Svc NWNSX 80994 20070904 Nationwide Dstination 2050 Cl Inst NWOIX 80998 20070904 Nationwide Dstination 2050 Fd Cl A NWOAX 80995 20070904 Nationwide Dstination 2050 Fd Cl C NWOCX 80997 20070904 Nationwide Dstination 2050 Fd Cl R1 NWORX 80999 20070904 Nationwide Dstination 2050 Fd Cl R2 NWOBX 80996 20070904 Nationwide Dstination 2050Fd Cl Inst Svc NWOSX 81001 20070904 Nationwide Enhanced Incm Fd Cl A NMEAX 48543 20010131 Nationwide Enhanced Incm Fd Cl R2 Shares GMERX 58923 20031002 Nationwide Enhanced Incm Fd inst NMEIX 48544 20010131 Nationwide Enhanced Incm Fd Inst Service NMESX 44077 20000131 Nationwide Fd Cl A NWFAX 35422 19990210 Nationwide Fd Cl B NWFBX 35423 19990210 Nationwide Fd Cl C GTRCX 48524 20010703 Nationwide Fd Cl D MUIFX 21751 19960620 Nationwide Fd Cl R2 Shares GNWRX 58925 20031002 Nationwide Fd inst Cl GNWIX 64253 20040702 Nationwide Gov bd Fd Cl A NUSAX 36690 20000111 Nationwide Gov bd Fd Cl B GGBBX 58877 20030924 Nationwide Gov bd Fd Cl C GGBCX 58878 20030924 Nationwide Gov bd Fd Cl D NAUGX 21836 19960620 Nationwide Gov bd Fd Cl R2 Shares GGBRX 58917 20031002 Nationwide Gov bd inst Cl GGBIX 72504 20060111 Nationwide Gr Cl C GCGRX 48505 20010703 Nationwide Gr Fd Cl A NMFAX 42895 20000512 Nationwide Gr Fd Cl B NMFBX 42892 20000512 Nationwide Gr Fd Cl D MUIGX 21752 19960620 Nationwide Gr Fd Cl R2 Shares GGFRX 58918 20031002 Nationwide Gr inst Cl GGFIX 64271 20040707 Nationwide Gr inst Service Cl GWISX 53197 20020314 Nationwide Int'l Val Cl A NWVAX 82685 20071227 Nationwide Int'l Val Cl C NWVCX 82686 20071227 Nationwide Int'l Val Inst Cl NWVIX 82687 20071227 Nationwide Int'l Val Inst Srv Cl NWVSX 82688 20071227 Nationwide Intl Index Cl C GIICX 66947 20050412 Nationwide Intl Index Fd Cl A GIIAX 50153 20010627 Nationwide Intl Index Fd Cl B GIIBX 50154 20010627 Nationwide Intl Index Fd Cl R2 Shares GIIRX 78913 20070316 Nationwide Intl Index Fd inst Cl GIXIX 50155 20010328 Nationwide Inv Dest Aggressive Cl A NDAAX 58110 20030522 Nationwide Inv Dest Aggressive Cl B NDABX 58111 20030522 Nationwide Inv Dest Aggressive Cl C NDACX 58112 20030522 Nationwide Inv Dest Aggressive Fd Cl R2 GAFRX 58912 20031006 Nationwide Inv Dest Aggressive Fd Insti GAIDX 23796 19960628 Nationwide Inv Dest Aggressive Service C NDASX 58113 20030522 Nationwide Inv Dest Conservative Cl A NDCAX 58114 20030522 Nationwide Inv Dest Conservative Cl B NDCBX 58115 20030522 Nationwide Inv Dest Conservative Cl C NDCCX 58116 20030522 Nationwide Inv Dest Conservative Fd Cl R GCFRX 58913 20031006 Nationwide Inv Dest Conservative Fd Inst GIMCX 64577 20041230 Nationwide Inv Dest Conservative Service NDCSX 58117 20030522 Nationwide Inv Dest Moderate Cl A NADMX 58105 20030522 Nationwide Inv Dest Moderate Cl B NBDMX 58107 20030522 Nationwide Inv Dest Moderate Cl C NCDMX 58109 20030522 Nationwide Inv Dest Moderate Fd Cl R2 Sh GMDRX 58922 20031006 Nationwide Inv Dest Moderate Service Cl NSDMX 58123 20030522 Nationwide Inv Dest Moderately Aggressiv GMARX 58914 20031006 Nationwide Inv Dest Moderately Aggressiv GMIAX 64579 20041230 Nationwide Inv Dest Moderately Aggressiv NDMAX 58118 20030522 Nationwide Inv Dest Moderately Aggressiv NDMBX 58119 20030522 Nationwide Inv Dest Moderately Aggressiv NDMCX 58120 20030522 Nationwide Inv Dest Moderately Aggressiv NDMSX 58121 20030522 Nationwide Inv Dest Moderately Conserati GMIMX 66555 20050203 Nationwide Inv Dest Moderately Conservat GMMRX 58915 20031007 Nationwide Inv Dest Moderately Conservat NADCX 58104 20030522 Nationwide Inv Dest Moderately Conservat NBDCX 58106 20030522 Nationwide Inv Dest Moderately Conservat NCDCX 58108 20030522 Nationwide Inv Dest Moderately Conservat NSDCX 58122 20030522 Nationwide Inv Destinastions Moderate Fd GMDIX 64578 20041230 Nationwide Large Cap Value Fd Cl R2 Shar GLVRX 58920 20031002 NATIONWIDE LG CAP VAL C NLVAX 48542 20010703 Nationwide Mid Cap Market Index Fd Cl R2 GMXRX 78917 20070319 Nationwide Mid Cap Market Index Fd inst GMXIX 50158 20010627 Nationwide Prstg Lg Cap Val A NPVAX 36685 20000112 Nationwide Retirement Inc Fd Cl A NWRAX 81033 20070904 Nationwide Retirement Inc Fd Cl C NWRCX 81002 20070904 Nationwide Retirement Inc Fd Cl Inst NWRIX 81003 20070904 Nationwide Retirement Inc Fd Cl Inst Svc NWRSX 81005 20070904 Nationwide Retirement Inc Fd Cl R1 NWRRX 81004 20070904 Nationwide Retirement Inc Fd Cl R2 NWRBX 81034 20070904 Nationwide S P 500 Index Fd Cl A GRMAX 48536 20010328 Nationwide S&P 500 Index Fd Cl B GRMBX 48538 20010328 Nationwide S&P 500 Index Fd Cl C GRMCX 62172 20031110 Nationwide S&P 500 Index Fd Cl R2 Shares GRMRX 78341 20070206 Nationwide S&P 500 Index Fd inst Service GRISX 36776 20000328 Nationwide S&P 500 Index Fd inst Shares GRMIX 44404 20000331 Nationwide S&P 500 Index Fd Service Cl GRMSX 44089 20000328 Nationwide Small Cap Index Fd Cl A GMRAX 50159 20010328 Nationwide Small Cap Index Fd Cl C GMRCX 62177 20031110 Nationwide Small Cap Index Fd Cl R2 Shar GMSRX 78916 20070319 Nationwide Small Cap Index Fd inst Cl GMRIX 50160 20010328 Nationwide U.S. Sm Cap Val Cl A NWUAX 82681 20071227 Nationwide U.S. Sm Cap Val Cl C NWUCX 82682 20071227 Nationwide U.S. Sm Cap Val Inst Cl NWUIX 82683 20071227 Nationwide U.S. Sm Cap Val Inst Srv Cl NWUSX 82684 20071227 Nationwide Value ClA NVMAX 83443 20080304 Nationwide Value ClC NVMCX 83461 20080304 Nationwide Value Fd Cl R2 Shares NVMRX 83444 20080304 Nationwide Value Institutional cls NVMIX 83462 20080304 Navellier Fundamental A NFMAX 67048 20050505 Nbrgr Brmn Mlt Cp Oppt Fnd Cls A NMUAX 90806 20091221 Nbrgr Brmn Mlt Cp Oppt Fnd Cls C NMUCX 90807 20091221 Nbrgr Brmn Mlt Cp Oppt Fnd Inst Cls NMULX 90808 20091221 NCM Capital Mid-Cap Grwth Fnd No Ld Cl S NCMGX 89531 20090626 Nebrgr Brmn Fltng Rte Inc Fnd Cls A NFIAX 91323 20100104 Nebrgr Brmn Fltng Rte Inc Fnd Instl Cls NFIIX 91325 20100104 NEEDHAM AGGRES GRWTH FD NEAGX 48844 20010905 NEEDHAM FDS INC SMCP GRO NESGX 53599 20020523 Needham Growth Fund NEEGX 24228 19960722 Neiman Large Cap Value Fd NEIMX 67196 20050623 NestEgg 2050 Fd Institutional Cl NEFTX 93808 20100517 Neuberger & Berman Adv Manage Balanced NBABX 21840 19960620 NEUBERGER & BERMAN CA INT MUNI XNBWX 57127 20021227 NEUBERGER & BERMAN EQUITY FDMILLENNI NBMVX 53561 20020514 NEUBERGER & BERMAN EQUITY FDREAL EST NBRFX 53562 20020514 Neuberger & Berman Focus Assets NBFAX 35193 19981216 Neuberger & Berman Focus Fund NBSSX 6188 19870819 Neuberger & Berman Focus Trust NBFCX 14211 19960424 Neuberger & Berman Genesis Assets NBGAX 35194 19981216 Neuberger & Berman Genesis Fund NBGIX 36109 19990806 Neuberger & Berman Genesis Fund NBGNX 21845 19960620 Neuberger & Berman Genesis Trust NBGEX 21844 19960620 Neuberger & Berman Guardian Assets NBGUX 35195 19981216 NEUBERGER & BERMAN GUARDIAN FD NGUAX 6189 19860102 Neuberger & Berman Guardian Trust NBGTX 21846 19960620 NEUBERGER & BERMAN INT MUNI XNBHX 57125 20021227 Neuberger & Berman International Fund NBISX 21849 19960620 NEUBERGER & BERMAN INTL FD TR NBITX 57740 20030325 Neuberger & Berman Manhattan Assets NBMBX 35197 19981216 Neuberger & Berman Manhattan Fund NMANX 6187 19860102 Neuberger & Berman Manhattan Trust NBMTX 14148 19951120 Neuberger & Berman Millenium Fund NBMIX 35379 19990209 Neuberger & Berman Millenn Tr NBMOX 36826 20000201 NEUBERGER & BERMAN NY INT MUNI XNBOX 57126 20021227 Neuberger & Berman Partners Assets NBPBX 35198 19981216 Neuberger & Berman Partners Fund NPRTX 6190 19860102 Neuberger & Berman Partners Trust NBPTX 21855 19960620 Neuberger & Berman Regency Tr NBREX 36447 19991110 NEUBERGER & BERMAN REGENCY TR NBRVX 44554 20000911 Neuberger & Berman Soc Resp Tr NBSTX 36446 19991110 Neuberger & Berman Socially Responsive NBSRX 23903 19960628 Neuberger Berman Climate Change Fd Cl A NBCAX 83966 20080505 Neuberger Berman Climate Change Fd Cl C NBCCX 83919 20080505 Neuberger Berman Clmt Change Fd Instl Cl NBCLX 83920 20080505 Neuberger Berman Core bd Cl A NCRAX 83454 20080304 Neuberger Berman Core bd Cl C NCRCX 83455 20080304 Neuberger Berman Core bd inst Cl NCRLX 67194 20050615 Neuberger Berman Core bd Inv Cl NCRIX 67195 20050615 Neuberger Berman Emerging Mrkts Eqty Fd NEMAX 87481 20081008 Neuberger Berman Emerging Mrkts Eqty Fd NEMCX 87504 20081009 Neuberger Berman Eq Incm Fd Cl A NBHAX 86613 20080716 Neuberger Berman Eq Incm Fd Cl C NBHCX 86612 20080716 Neuberger Berman Eq Incm Fd Instl Cl NBHIX 86614 20080716 Neuberger Berman Fltng Rte Inc Fnd Cls C NFICX 91324 20100104 Neuberger Berman Guardian Fnd Insti Clss NGDLX 89445 20090604 Neuberger Berman Guardian Fund Class A NGDAX 89422 20090604 Neuberger Berman Guardian Fund Class R3 NGDRX 89428 20090604 Neuberger Berman Hgh Incm Bnd Fnd ClssR3 NHIRX 89420 20090604 Neuberger Berman Hgh Incm Bnd Fnd Instl NHILX 89419 20090604 Neuberger Berman High Incm bd Fd Inv Cl NHINX 54326 20020911 Neuberger Berman High Incm Bnd Fnd ClssA NHIAX 89417 20090604 Neuberger Berman High Incm Bnd Fnd ClssC NHICX 89418 20090604 Neuberger Berman High Yield Strateges Fd XNHSX 88061 20080926 Neuberger Berman Incm Opportunity Fd, In XXNOX 58450 20030702 Neuberger Berman Instrinsic Val Cl C NINCX 93810 20100517 Neuberger Berman Int'l Lg Cap Cl A NBNAX 83367 20080303 Neuberger Berman Int'l Lg Cap Cl C NBNCX 83368 20080303 Neuberger Berman Int'l Lg Cap Fd Inst Cl NILIX 73969 20060809 Neuberger Berman Int'l Lg Cap Fd Tr Cl NILTX 73970 20060809 Neuberger Berman intrinsic Val Cl A NINAX 93748 20100513 Neuberger Berman Intrinsic Val Insti NINLX 93749 20100513 Neuberger Berman Intrntnl Lrg Cp Fnd Cls NBNRX 89415 20090604 Neuberger Berman Large Cap Disciplined G NBCIX 36957 20000222 Neuberger Berman Large Cap Disciplined G NLDAX 89075 20090406 Neuberger Berman Large Cap Disciplined G NLDCX 89076 20090406 Neuberger Berman Large Cap Disciplined G NLDLX 89077 20090406 Neuberger Berman Md Cp Grwth Fnd ClassR3 NMGRX 89447 20090604 Neuberger Berman Mid Cp Grwth Fnd Clss A NMGAX 89464 20090604 Neuberger Berman Mid Cp Grwth Fnd Clss C NMGCX 89465 20090604 Neuberger Berman muni Intermediate bd Fd NMUIX 21853 19960620 Neuberger Berman Prtnrs Fd Instttnl Cl NBPIX 73683 20060606 Neuberger Berman Real Estate Fd Insti Cl NBRIX 85573 20080604 Neuberger Berman Real Estate Securities XNROX 62174 20031110 Neuberger Berman Rgncy Fd Instttnl Cl NBRTX 92150 20100308 Neuberger Berman Sclly Rspnsv Fnd Clss A NRAAX 89450 20090604 Neuberger Berman Sclly Rspnsv Fnd Clss C NRACX 89449 20090604 Neuberger Berman Select Equities Cl A NBEAX 83362 20080303 Neuberger Berman Select Equities Cl C NBECX 83363 20080303 Neuberger Berman Select Equities Inst Cl NBEIX 83460 20080304 Neuberger Berman Short Duration bd Inv C NSBIX 6186 19870819 Neuberger Berman Short Duration bd Tr Cl NSBTX 30196 19970320 Neuberger Berman Small Cap Gr Fd Insti C NBSMX 47986 20080401 Neuberger Berman Smll Cp Grwth Fnd ClssA NSNAX 89453 20090604 Neuberger Berman Smll Cp Grwth Fnd ClssC NSNCX 89425 20090604 Neuberger Berman Smll Cp GrwthFnd ClssR3 NSNRX 89426 20090604 Neuberger Berman SociallyRspnsvFd InstCl NBSLX 82435 20071203 Neuberger Berman SociallyRspnsvFndClssR3 NRARX 89451 20090604 Neuberger Berman Strategic Incm Cl A NSTAX 83358 20080303 Neuberger Berman Strategic Incm Cl C NSTCX 83359 20080303 Neuberger Berman Strategic Incm Fd inst NSTLX 58682 20030801 Neuberger Berman Strategic Incm Fd Tr Cl NSTTX 78960 20070403 Neuberger Brmn Lrg Cp Dscp lnd Grwth Fnd NLDRX 89411 20090604 NeubergerBermanManhattanFdInstiCl NBMLX 79233 20070420 Neubergman Berman Guardian Fund Class C NGDCX 89427 20090604 New Alternatives Fd NALFX 21820 19960620 New Century Capital Port NCCPX 21858 19960620 New Century I Port NCIPX 21867 19960620 NEW CENTURY INTL PT NCFPX 44966 20001116 New Century Opportunistic Port NCAPX 44967 20001116 NEW CENTY PORTFOLIOS ALT STRA NCHPX 53486 20020503 New Covenant Bal Grwth Fd NCBGX 44143 20000628 New Covenant Bal Incm Fd NCBIX 44142 20000628 New Covenant Growth Fd NCGFX 44139 20000629 New Covenant Income Fd NCICX 44144 20000628 New Economy Fd ANEFX 14483 19960620 NEW ECONOMY FD CL R-1 S RNGAX 53721 20020607 NEW ECONOMY FD CL R-2 S RNGBX 53722 20020607 NEW ECONOMY FD CL R-3 S RNGCX 53723 20020607 NEW ECONOMY FD CL R-4 S RNGEX 53724 20020607 NEW ECONOMY FD CL R-5 S RNGFX 53725 20020607 New Germany Fund XGFNX 35148 19981211 New Jersey Tax-Free Bond Fund NJTFX 21962 19960620 NEW PERSPECTIVE FD INC CL R-1 S RNPAX 53726 20020607 NEW PERSPECTIVE FD INC CL R-2 S RNPBX 53727 20020607 NEW PERSPECTIVE FD INC CL R-3 S RNPCX 53728 20020607 NEW PERSPECTIVE FD INC CL R-4 S RNPEX 53729 20020607 NEW PERSPECTIVE FD INC CL R-5 S RNPFX 53730 20020607 New Perspective Fd, Inc., Cl 529-F-1 Shs CNPFX 53161 20020314 New Perspective Fd, Inc., Cl F-2 Shs ANWFX 86947 20080801 NEW PERSPECTIVE FUND CNPAX 53158 20020314 NEW PERSPECTIVE FUND CNPBX 53159 20020314 NEW PERSPECTIVE FUND CNPCX 53160 20020314 NEW PERSPECTIVE FUND CNPEX 53223 20020319 New Perspective Fund, Inc. Cl R-6 RNPGX 89224 20090504 NEW WORLD FD INC NEW CL R-1 S RNWAX 53731 20020607 NEW WORLD FD INC NEW CL R-2 S RNWBX 53732 20020607 NEW WORLD FD INC NEW CL R-3 S RNWCX 53733 20020607 NEW WORLD FD INC NEW CL R-4 S RNWEX 53734 20020607 NEW WORLD FD INC NEW CL R-5 S RNWFX 53735 20020607 New World Fd, Inc., Cl 529-F-1 Shs CNWFX 53166 20020314 New World Fd, Inc., Cl F-2 Shs NFFFX 87000 20080801 NEW WORLD FUND CNWAX 53162 20020314 NEW WORLD FUND CNWBX 53163 20020314 NEW WORLD FUND CNWCX 53164 20020314 NEW WORLD FUND CNWEX 53165 20020314 New World Fund NEWFX 35960 19990624 New World Fund, Inc. Cl R-6 RNWGX 89233 20090501 Newberger Berman Emrgng Mrkts Eqty Fd In NEMIX 87482 20081008 Newgate Global Resources Fund Class A NGGLX 88335 20090108 Newgate Global Resources Fund Class I NGIRX 88337 20090108 NFJ Dividend Interest & Premium Stgy Fd XNFJX 67062 20050505 NH muni Fd NHMUX 20538 19960620 Nicholas eq Incm Fd Inc. Cl I NSEIX 22001 19960620 Nicholas Fund NICSX 6170 19860102 Nicholas High Incm Fd, Inc. Cl I NCINX 6172 19860102 Nicholas High Income Fd Inc Cl N NNHIX 66642 20050307 Nicholas II Inc Cl N NNTWX 66644 20050307 Nicholas II, Inc. Cl I NCTWX 6171 19860102 Nicholas Limited Edition Inc Cl N NNLEX 66643 20050307 Nicholas Limited Edition, Inc. Cl I NCLEX 21868 19960620 Nicholas-Applegate Emerg Countries B NACBX 23906 19960628 Nicholas-Applegate Emerg Countries C NAEMX 23907 19960628 Nicholas-Applegate Emerg Countries Pt A NECAX 21881 19960620 Nicholas-Applegate Glbl Eq & Cnvrtbl Inc XNGZX 81899 20071019 Nicholas-Applegate Int'l & Prmm Strgy Fd XNAIX 72040 20051026 NicholasApplgtEq&Cnvrtbl Incm Fd XNIEX 78928 20070323 Niemann Tactical Rtrn Fd Cl A NCMTX 92792 20100329 Niemann Tactical Rtrn Fd Cl C NCMCX 92791 20100329 Nile Pan Africa Fd Cl A NAFAX 93828 20100429 Nile Pan Africa Fd Cl C NAFCX 93827 20100429 NMF PRESTIGE LG CAP VAL B NLVBX 45526 20000627 Nomura Partners Asia Pcfc Ex Jpn Fd ClsA NPAAX 88381 20090108 Nomura Partners Asia Pcfc Ex Jpn Fd ClsC NPACX 88382 20090108 Nomura Partners Asia Pcfc Ex Jpn Fd ClsI NPAIX 88205 20090105 Nomura Partners Glbl Alpha Equity Fd ClA NPGAX 88383 20090108 Nomura Partners Glbl Alpha Equity Fd ClC NPGCX 88384 20090108 Nomura Partners Glbl Alpha Equity Fd ClI NPGIX 88204 20090105 Nomura Partners Glbl Emerging Mkt Fd ClA NPEAX 88196 20090102 Nomura Partners Glbl Emerging Mkt Fd ClC NPECX 88197 20090102 Nomura Partners Glbl Emerging Mkt Fd ClI NPEIX 88198 20090102 Nomura Partners Glbl Equity Incm Fd ClsA NPWAX 88201 20090105 Nomura Partners Glbl Equity Incm Fd ClsC NPWCX 88202 20090105 Nomura Partners Glbl Equity Incm Fd ClsI NPWIX 88203 20090105 Nomura Partners Greater China Fund Cls A NPCAX 88213 20090105 Nomura Partners Greater China Fund Cls C NPCCX 88214 20090105 Nomura Partners Greater China Fund Cls I NPCIX 88215 20090105 Nomura Partners India Fund Class A NPIAX 88385 20090108 Nomura Partners India Fund Class C NPICX 88194 20090102 Nomura Partners India Fund Class I NPIIX 88195 20090102 Nomura Partners Intl 130/30 Eqty Fd Cl A NPLAX 88199 20090102 Nomura Partners Intl 130/30 Eqty Fd Cl C NPLCX 88200 20090105 Nomura Partners Intl 130/30 Eqty Fd Cl I NPLIX 88386 20090108 Nomura Partners Intl Equity Fd Cl A NPQAX 88176 20090102 Nomura Partners Intl Equity Fd Cl C NPQCX 88177 20090102 Nomura Partners Intl Equity Fd Cl I NPQIX 88178 20090102 Nomura Partners The Japan Fund Class A NPJAX 88118 20090102 Nomura Partners The Japan Fund Class C NPJCX 88119 20090102 Nomura Partners The Japan Fund Class I NPJIX 88120 20090102 NORTH AMER FDS CORE BD II NBIIX 45683 20010110 NORTH AMER FDS SM CAP GRW A NSKAX 45670 20010109 NORTH AMER FDS SM CAP GRW B NBSCX 45685 20010110 NORTH AMER FDS SM CAP GRW C NCSCX 45618 20010109 NORTH AMER FDS SM CAP GRW I NSKIX 45671 20010109 North Amer Funds Strategic Income Cl C NAICX 21814 19960620 North American Senior Floating Rate Fund NFRCX 35628 19990317 North Carolina Municipal Bond Fund Cl C MCNCX 35152 19981211 NORTH COUNTRY EQ GRW FD NCEGX 47186 20010405 NORTH COUNTRY INTER BD FD NCBDX 47192 20010405 Northeast Investors Growth Fund NTHFX 6639 19900914 Northeast Investors Trust Fund NTHEX 6640 19900914 Northern Bd Index Fd NOBOX 78906 20070315 Northern Emerging Markets Equity Fund NOEMX 73357 20060510 Northern Enhanced Lg Cap Fd NOLCX 72459 20060104 Northern Fd Small Cap Core Fd NSGRX 36341 19991025 Northern Fds Az Tx Ex Fd NOAZX 36295 19991018 Northern Fds Ca Int Tx Ex Fd NCITX 36294 19991018 Northern Fds Int'l Eq Index Portfolio NOINX 66843 20050404 NORTHERN FDS LG CAP VAL FD NOLVX 45224 20001130 Northern Fds Mid Cap Index Portfolio NOMIX 66844 20050404 Northern Fds Sht Int Us Gov Fd NSIUX 36296 19991018 Northern Funds California Tax Exempt NCATX 30876 19970902 Northern Funds Fixed Income Fund NOFIX 21987 19960620 Northern Funds Global Fixed Income Fund NOIFX 21991 19960620 Northern Funds Growth Equity Fund NOGEX 21988 19960620 Northern Funds High-Yield Fixed-Income F NHFIX 35480 19990219 Northern Funds Income Equity Fund NOIEX 21990 19960620 Northern Funds Int'l Growth Equity Fund NOIGX 21992 19960620 Northern Funds Intermed Tax Exempt Fund NOITX 21993 19960620 Northern Funds Select Equity Fund NOEQX 21986 19960620 Northern Funds Small Cap Value Funds NOSGX 21994 19960620 Northern Funds Tax Exempt Fund NOTEX 21995 19960620 Northern Funds US Gov't Fund NOUGX 21996 19960620 Northern Global Real Estate Index Fd NGREX 73968 20060809 Northern Global Sustainability Index Fd NSRIX 83668 20080320 Northern High-Yield Municipal Fund NHYMX 36134 19990820 Northern Insl. Equity Index Ptfl BEIDX 34271 19980923 Northern Insl. Intermediate Bond Port C NIBAX 35565 19990304 NORTHERN INST CORE BD PT A NOCBX 47408 20010423 NORTHERN INST FOC GR PT BFGCX 44591 20000921 Northern Instl Balanced Port Cl A BBALX 14567 19960620 Northern Instl Bond CL C BBPCX 32290 19980112 Northern Instl Bond Port Cl A BBPAX 14575 19960620 Northern Instl Diverse Growth Port Cl A BDVAX 14587 19960620 Northern Instl Equity Index Port Cl A BEIAX 14593 19960620 Northern Instl Equity Index Port Cl C BEICX 32153 19971124 NORTHERN INSTL FDS BBADX 53912 20020722 NORTHERN INSTL FDS BBCCX 53913 20020722 NORTHERN INSTL FDS BBPDX 53916 20020722 NORTHERN INSTL FDS BDGDX 53917 20020722 NORTHERN INSTL FDS BFGDX 53918 20020722 NORTHERN INSTL FDS BIEDX 53919 20020722 NORTHERN INSTL FDS BIGDX 53920 20020722 NORTHERN INSTL FDS BSDAX 53923 20020722 NORTHERN INSTL FDS BSIDX 53924 20020722 NORTHERN INSTL FDS BUSDX 53926 20020722 NORTHERN INSTL FDS BUTCX 53927 20020722 NORTHERN INSTL FDS BUTDX 53928 20020722 NORTHERN INSTL FDS NCOCX 53999 20020722 NORTHERN INSTL FDS NOCDX 54000 20020722 NORTHERN INSTL FDS NOIDX 54001 20020722 Northern Instl Focused Growth Port Cl A BFGAX 14603 19960620 Northern Instl Short Intermed Bond Cl A BSBAX 14640 19960620 Northern Instl Small Company Index Cl A BSCAX 14641 19960620 Northern Instl US Gov't Securities Cl A BUSAX 14686 19960620 Northern Instl US Treasury Index Cl A BTIAX 14664 19960620 Northern Mid-Cap. Growth Fund NOMCX 32990 19980601 Northern Mlt-Mngr Emrgng Markets Eq Fd NMMEX 88003 20081215 Northern Multi-Manager Global Rl Est Fd NMMGX 88004 20081215 Northern Multi-Manager Int'l Eq Fd NMIEX 73756 20060705 Northern Multi-Manager Lg Cap Fd NMMLX 82332 20071106 Northern Multi-Manager Mid Cap Fd NMMCX 73757 20060705 Northern Multi-Manager Sm Cap Fd NMMSX 73758 20060705 Northern Short Intermediate TaxExmpt Fd NSITX 80930 20070830 Northern Small Cap Index Fd NSIDX 42405 19990924 Northern Stock Index Fund NOSIX 30137 19970311 Northern Tax-Advntgd Ultr ShrtFxdIncmFnd NTAUX 89521 20090625 Northern Technology Fund NTCHX 24167 19961105 Northern Ultra-Short Fixed Income Fund NUSFX 89533 20090625 NOTTINGHAM INV TR II CM ADV FD CMAFX 58767 20030826 NOTTINGHAM INVT TR-II BRN CAP BCMSX 54615 20021018 Nrgnst Insured Tx-Free Inc Fd Cl I Shrs NITIX 90320 20091023 Nrthrn MltMngr Hgh Yld Oprtnty Fnd NMHYX 90271 20091009 NUV QUAL PFD INC XJTPX 54169 20020708 NUVEEN ARIZONA DIVIDEND ADVANTAGE MU XNFZX 50956 20020226 NUVEEN ARIZONA DIVIDEND ADVANTAGE MU XNKRX 53594 20020521 NUVEEN ARIZONA DIVIDEND ADVANTAGE MU XNXEX 54890 20021119 Nuveen AZ Premium Income Muni Fund XNAZX 35993 19991215 Nuveen AZ Tax-Free Value Fund Cl R NMARX 21965 19960620 Nuveen Bal Stk & Bd Inv Tr R NNSRX 44512 20000331 Nuveen Build America Bd Fd XNBBX 93704 20100506 Nuveen Ca Div Adv Muni XNACX 36400 19991027 Nuveen CA Insured Muni Bd Fd NCABX 42388 19990623 Nuveen CA Insured Muni Bond Fund Cl C NCAKX 30118 19970311 Nuveen CA Insured Tax-Free Value Fund A NCAIX 21857 19960620 Nuveen CA Insured Tax-Free Value Fund R NCIBX 21865 19960620 Nuveen Ca Inv Qual Muni Fd XNCLX 36365 19991027 Nuveen CA Investment Quality Muni Fd Inc XNQCX 42545 19991028 Nuveen Ca Muni Bond Fund Cl B NCBBX 36150 19990825 Nuveen CA Muni Bond Fund Cl C NCACX 30117 19970311 Nuveen Ca Muni Mkt Opport Fd XNCOX 36369 19991027 Nuveen Ca Muni Val Fd XNCAX 36371 19991027 Nuveen Ca Perform Plus Muni Fd XNCPX 36375 19991027 Nuveen Ca Prem Incm Muni Fd XNCUX 36367 19991027 Nuveen Ca Qual Incm Muni Fd XNUCX 36363 19991027 Nuveen Ca Sel Qual Muni Fd XNVCX 36383 19991027 NUVEEN CALIFORNIA DIVIDEND ADVANTAGE XNCDX 50983 20020227 NUVEEN CALIFORNIA DIVIDEND ADVANTAGE XNZHX 50965 20020226 Nuveen California Hi Yld Mncpl BdFd Cl A NCHAX 73157 20060417 Nuveen California Hi Yld Mncpl BdFd Cl B NCHBX 73158 20060417 Nuveen California Hi Yld Mncpl BdFd Cl C NCHCX 73204 20060412 Nuveen California Hi Yld Mncpl BdFd Cl R NCHRX 73159 20060417 Nuveen California Municipal Value Fund 2 XNCBX 89268 20090504 Nuveen California Tax Free Value Fund A NCAAX 21856 19960620 Nuveen California Tax-Free Value Fund R NCSPX 21870 19960620 NUVEEN CONNECTICUT DIVD ADVANTAGE MU XNGKX 53577 20020516 NUVEEN CONNECTICUT DIVIDEND ADVANTAG XNFCX 50955 20020226 Nuveen Conservative Alloc Fd Cl A NBMSX 30499 19970616 Nuveen Conservative Alloc Fd Cl B NMNBX 32176 19971202 Nuveen Conservative Alloc Fd Cl C NBMCX 32757 19980421 Nuveen Conservative Alloc Fd Cl I NMNRX 44519 20000110 Nuveen Conservative Allocaion Fnd Cls R3 NALTX 86998 20080801 Nuveen Core Bd Fd Cl A NCBAX 73156 20060417 Nuveen Core Bd Fd Cl B NBCBX 73233 20060412 Nuveen Core Bd Fd Cl C NCBCX 73234 20060412 Nuveen Core Bd Fd Cl R NCBRX 73203 20060412 Nuveen Core Eq Alpha Fd XJCEX 79129 20070409 NUVEEN CT DIV ADV 3 XNGOX 54886 20021119 Nuveen Ct Prem Incm Muni XNTCX 36394 19991027 Nuveen Div Adv Muni XNADX 36391 19991027 Nuveen Diversified Dividend and Incm Fd XJDDX 62089 20031205 NUVEEN DIVIDEND ADVANTAGE MUNICIPAL XNXZX 50963 20020226 NUVEEN DIVIDEND ADVANTAGE MUNICIPAL XNZFX 50964 20020226 Nuveen Enhanced Core Eq Fd Cl A NEEAX 82530 20071205 Nuveen Enhanced Core Eq Fd Cl C NEECX 82531 20071205 Nuveen Enhanced Core Eq Fd Cl R NEERX 82532 20071205 Nuveen Enhanced Mid-Cap Fd Cl A NDPAX 82553 20071206 Nuveen Enhanced Mid-Cap Fd Cl C NDPCX 82529 20071205 Nuveen Enhanced Mid-Cap Fd Cl R NDPRX 82573 20071204 Nuveen Enhanced Municipal Val Fd XNEVX 90071 20090928 Nuveen Enhncd Mlt Strtgy Incm Mngd Accnt NEMPX 82792 20080103 Nuveen Eq Premium Advantage Fd XJLAX 67349 20050718 Nuveen Eq Premium and Gwth Fd XJPGX 72540 20060113 Nuveen eq Premium Incm Fd XJPZX 64452 20041208 NUVEEN EQUITY PREMIUM OPPORTUNI XJSNX 66675 20050324 Nuveen FL Preference muni bd Fd Cl A FLOTX 20484 19960620 Nuveen FL Preference muni bd Fd Cl B FLOBX 35294 19990125 Nuveen FL Preference muni bd Fd Cl C FLCTX 30073 19970311 Nuveen FL Preference Muni Bd Fd Cl R NMFLX 21971 19960620 Nuveen Flag MA Insrd Muni Bond Cl B NINSX 44461 20000110 Nuveen Flagship Aa Muni Bd R FAARX 44516 20000110 Nuveen Flagship All-Amer Tax Ex Fd Cl A FLAAX 20470 19960620 Nuveen Flagship All-American Municipal B FAAMX 34081 19980717 Nuveen Flagship Az Muni Bd B FAZBX 44465 20000110 Nuveen Flagship AZ Muni Bond Fund Cl C FAZCX 30063 19970311 Nuveen Flagship Co Muni Bd B FCOBX 44466 20000110 Nuveen Flagship Co Muni Bd C FCOCX 44467 20000110 Nuveen Flagship Co Muni Bd R FCORX 44468 20000110 Nuveen Flagship Connecticut Municipal Bo FCTBX 35563 19990304 Nuveen Flagship Ct Muni Bd R FCTRX 44469 20000110 Nuveen Flagship CT Muni Bond Fund Cl C FCTCX 30067 19970311 Nuveen Flagship GA Muni Bd Fd Cl B NMUBX 42402 19990623 Nuveen Flagship Ga Muni Bd R FGARX 44463 20000110 Nuveen Flagship Ks Muni Bd B FBKSX 44473 20000110 Nuveen Flagship KS Muni Bond Cl C FCKSX 44459 20000110 Nuveen Flagship KS Muni Bond Cl R FRKSX 44458 20000110 Nuveen Flagship Ky Muni Bd R FKYRX 44474 20000110 Nuveen Flagship KY Muni Bond Fund Cl B FKYBX 36046 19990720 Nuveen Flagship KY Triple Tax Ex Fd Cl A FKYTX 20469 19960620 Nuveen Flagship KY Triple Tax Ex Fd Cl C FKYCX 20468 19960620 Nuveen Flagship La Muni Bd R FTLRX 44470 20000110 Nuveen Flagship LA Muni Bond Fund Cl C FTLCX 30086 19970311 Nuveen Flagship Louisiana Municipal Bond FTLBX 34082 19980717 Nuveen Flagship Lt Muni Bd R FLTRX 44518 20000110 Nuveen Flagship Ma Muni Bd B NMABX 44464 20000110 Nuveen Flagship MD Muni Bond Cl B NBMDX 44457 20000110 Nuveen Flagship Mi Muni Bd B FMIBX 44471 20000110 Nuveen Flagship Mo Muni Bd B FMMBX 44472 20000110 Nuveen Flagship MO Muni Bond Cl R FMMRX 44460 20000110 Nuveen Flagship MO Muni Bond Fund Cl C FMOCX 30080 19970311 Nuveen Flagship NC Muni Bd Fd Cl B FBNCX 42241 19990623 Nuveen Flagship NC Muni Bond Cl R FCNRX 44448 20000824 Nuveen Flagship NC Muni Bond Fund Cl C FCNCX 30066 19970311 Nuveen Flagship NJ Mun Bd Fd Cl B NNJBX 42403 19990405 Nuveen Flagship NJ Muni Bond Fund Cl C NNJCX 30130 19970311 Nuveen Flagship Nm Muni Bd R FNMRX 44462 20000110 Nuveen Flagship NM Muni Bond Cl B FNMBX 44454 20000110 Nuveen Flagship NM Muni Bond Cl C FNMCX 44453 20000110 Nuveen Flagship NY Insured Municipal Bon NNIMX 35292 19990125 Nuveen Flagship NY Mun Bd Fd Cl B NNYBX 42404 19990405 Nuveen Flagship NY Muni Bond Fund Cl C NNYCX 30134 19970311 Nuveen Flagship Ohio Municipal Bond Fund FOHBX 35165 19981214 Nuveen Flagship PA Muni Bond Cl B FPMMX 44452 20000110 Nuveen Flagship PA Muni Bond Fund Cl C FPMBX 30081 19970311 Nuveen Flagship TN Muni Bond F FMTBX 35291 19990125 Nuveen Flagship VA Muni Bond NFVBX 42393 19990623 Nuveen Flagship VA Muni Bond Fund Cl C FVACX 30088 19970311 Nuveen Flagship WI Muni Bond Cl B FWIBX 44449 20000110 Nuveen Flagship WI Muni Bond Cl C FWICX 44450 20000110 Nuveen Flagship WI Muni Bond Cl R FWIRX 44451 20000110 Nuveen Flaship TN Muni Bond Cl R FTNRX 44456 20000110 NUVEEN FLT RATE INCM FD XJFRX 64059 20040513 NUVEEN FLT RATE INCM FD OPPORT XJROX 64407 20040826 Nuveen GA Prem Incm Muni XNPGX 36583 19991220 NUVEEN GEORGIA DIVIDEND ADVANTAGE MU XNGDX 50985 20020227 NUVEEN GEORGIA DIVIDEND ADVANTAGE MU XNKGX 54888 20021119 Nuveen Global Gvrnmnt Enhncd Incm Fd XJGGX 73900 20060727 Nuveen Global Val Opportunities Fd XJGVX 73985 20060809 Nuveen Gr Alloc Fd Cl A NGOAX 67281 20050708 Nuveen Gr Alloc Fd Cl B NGVBX 67367 20050708 Nuveen Gr Alloc Fd Cl C NGVCX 67282 20050708 Nuveen Gr Alloc Fd Cl I NGVRX 67283 20050708 Nuveen Growth & Income Stock Cl A NNGAX 24417 19970107 Nuveen Growth & Income Stock Fd Cl B NNGBX 30648 19970813 Nuveen Growth Allocation Fund Class R3 NGATX 87001 20080801 NUVEEN HI YLD MUNI BD A NHMAX 45474 20000110 NUVEEN HI YLD MUNI BD B NHMBX 45475 20000110 NUVEEN HI YLD MUNI BD C NHMCX 45476 20000110 NUVEEN HI YLD MUNI BD R NHMRX 45477 20000110 Nuveen High Yield Bd Fd Cl A NHYAX 73235 20060412 Nuveen High Yield Bd Fd Cl B NHBYX 73205 20060412 Nuveen High Yield Bd Fd Cl C NHYCX 73236 20060412 Nuveen High Yield Bd Fd Cl R NHYRX 73160 20060417 Nuveen High Yield Bond Fund Class R3 NHYTX 87002 20080801 Nuveen Insd Muni Bond Fund NMBBX 42400 19990405 Nuveen Insrd Ca Prem Incm Muni XNPCX 36366 19991027 Nuveen Insrd CA Sel Tx Fr Pt XNXCX 36584 19991215 NUVEEN INSRD CA TX FR ADV MUNI XNCMX 57128 20021227 NUVEEN INSRD MA TX FR ADV MUNI XNMSX 57130 20021227 Nuveen Insrd Muni Opport Fd XNIOX 36360 19991027 Nuveen Insrd Ny Prem Incm Muni XNNFX 36384 19991027 Nuveen Insrd Ny Sel Tx Fr Pt XNXNX 36567 19991215 NUVEEN INSRD NY TX FR ADV MUNI XNRKX 57131 20021227 Nuveen Insrd Prem Incm Muni 2 XNPRX 36393 19991027 Nuveen Insrd Qual Muni Fd XNQIX 36357 19991027 NUVEEN INSRD TX FR ADV MUNI XNEAX 57129 20021227 NUVEEN INSURED CALIFORNIA DIVD ADVAN XNKLX 53578 20020516 NUVEEN INSURED DIVIDEND ADVANTAGE MU XNVGX 53595 20020521 Nuveen Insured Muni Bond Fund Cl A NMBIX 21967 19960620 Nuveen Insured Muni Bond Fund Cl C NMBKX 30125 19970311 Nuveen Insured Muni Bond Fund R NITNX 21960 19960620 NUVEEN INSURED NEW YORK DIVIDEND ADV XNKOX 53593 20020521 Nuveen Int'l Incm Managed Accounts Ptfl NIMPX 82793 20080103 Nuveen Inter Dur Mini Bd C NNSCX 44537 20000110 Nuveen Intermediate Duration Fd Cl R NUVBX 22016 19960620 Nuveen Intermediate Fund, Inc. A NMBAX 21966 19960620 Nuveen Inv Qual Muni Fd XNQMX 36358 19991027 NUVEEN INVT TR NWQ MUL NQVAX 57151 20030102 NUVEEN INVT TR NWQ MULT NQVRX 57152 20030102 Nuveen Large-Cap Value Fd Cl C NNGCX 32567 19980310 Nuveen Large-Cap Value Fd Cl R NNGRX 34868 19981111 Nuveen MA Insured Muni Bond Fund Cl C NMAKX 30124 19970311 Nuveen MA Insured Tax-Free Value Fd Cl A NMAIX 21964 19960620 Nuveen MA Insured Tax-Free Value Fd Cl R NIMAX 21946 19960620 Nuveen MA Muni Bond Fund Cl C NMACX 30123 19970311 Nuveen MA Prem Incm Muni XNMTX 36562 19991215 Nuveen MA Tax-Free Value Fund NMAAX 21963 19960620 Nuveen MA Tax-Free Value Fund Cl R NBMAX 21850 19960620 NUVEEN MARYLAND DIVIDEND ADVANTAGE M XNFMX 50984 20020227 NUVEEN MARYLAND DIVIDEND ADVANTAGE M XNWIX 54889 20021119 NUVEEN MARYLAND DIVIDEND ADVANTAGE M XNZRX 50966 20020226 NUVEEN MASSACHUSETTS DIVIDEND ADVANT XNMBX 50986 20020227 Nuveen MD Muni Bond Fund Cl C NMDCX 30127 19970311 Nuveen Md Prem Incm Muni XNMYX 36405 19991027 Nuveen MD Tax-Free Value Fund Cl A NMDAX 21968 19960620 Nuveen MD Tax-Free Value Fund Cl R NMMDX 21972 19960620 Nuveen Mi Prem Incm Muni XNMPX 36401 19991027 Nuveen Mi Qual Incm Muni XNUMX 36404 19991027 Nuveen MI Tax-Free Value Fund Cl R NMMIX 21973 19960620 NUVEEN MICHIGAN DIVIDEND ADVANTAGE M XNZWX 50967 20020226 Nuveen MltCrrncy ShrtTrm Gvrnmnt IncmFd XJGTX 79305 20070426 Nuveen MO Prem Incm Muni XNOMX 36585 19991215 Nuveen Moderate Alloc Fd Cl A NNSAX 34867 19981111 Nuveen Moderate Alloc Fd Cl B NNSBX 34080 19980717 Nuveen Moderate Alloc Fd Cl C NUVCX 44538 20000331 Nuveen Moderate Allocation Fund Class R3 NMATX 87003 20080801 Nuveen Mortgage Opportunity Term Fund XJLSX 90721 20091125 Nuveen Mortgage Opportunity Term Fund 2 XJMTX 91974 20100224 Nuveen Multi-Manager Lrg-Cp Vl Fd Cls R3 NMMTX 87005 20080801 Nuveen Multi-Strategy Incm & Gr Fd XJPCX 57906 20030502 Nuveen Multi-Strategy Incm & Gr Fd 2 XJQCX 58704 20030808 Nuveen Multi-Strategy Income Fnd Cls R3 NMSTX 87006 20080801 Nuveen Muni Adv Fd XNMAX 36352 19991027 Nuveen Muni Bond Fd Cl B NUMBX 36795 20000110 NUVEEN MUNI HI INCM OPPORT FD XNMZX 62507 20040123 Nuveen Muni Incm Fd XNMIX 36568 19991215 Nuveen Muni Mkt Opport Fd XNMOX 36353 19991027 Nuveen Muni Val Fd XNUVX 36374 19991027 Nuveen Municipal High Incm Opprtnty Fd Z XNMDX 82413 20071120 Nuveen Municipal Ttl Rtrn Mngd AccntsPtf NMTRX 82554 20071206 Nuveen Municipal Val Fd 2 XNUWX 88986 20090225 Nuveen NC Premium Income Municipal Fd XNNCX 42544 19991027 NUVEEN NEW JERSEY DIVDEND ADVANTAGE XNUJX 53579 20020516 NUVEEN NEW JERSEY DIVIDEND ADVANTAGE XNXJX 50960 20020226 Nuveen New Jersey Municipal Value Fund XNJVX 89266 20090504 Nuveen New Jersey Tax Free Value Fund A NNJAX 21982 19960620 NUVEEN NEW YORK DIVIDEND ADVANTAGE M XNXKX 50961 20020226 Nuveen New York Municpal Value Fund 2 XNYVX 89267 20090504 Nuveen New York Tax Free Value Fund A NNYAX 21983 19960620 Nuveen New York Tax-Free Value Fund R NTNYX 22011 19960620 Nuveen Nj Inv Qual Muni XNQJX 36403 19991027 Nuveen Nj Prem Incm Muni XNNJX 36387 19991027 Nuveen NJ Tax-Free Value Fund Cl R NMNJX 21975 19960620 NUVEEN NORTH CAROLINA DIVIDEND ADVAN XNIIX 54887 20021119 NUVEEN NORTH CAROLINA DIVIDEND ADVAN XNNOX 50987 20020227 NUVEEN NORTH CAROLINA DIVIDEND ADVAN XNRBX 50959 20020226 Nuveen NWQ Lg-Cap Val Fd Cl A NQCAX 78192 20070119 Nuveen NWQ Lg-Cap Val Fd Cl B NQCBX 78193 20070119 Nuveen NWQ Lg-Cap Val Fd Cl C NQCCX 78194 20070119 Nuveen NWQ Lg-Cap Val Fd Cl R NQCRX 78195 20070119 Nuveen NWQ Lg-Cap Val Fd Cl R3 NQCQX 90425 20091102 NUVEEN NWQ MULTI CAP VAL FD B NQVBX 57139 20021231 NUVEEN NWQ MULTI CAP VAL FD C NQVCX 57140 20021231 Nuveen NWQ Multi-Cap Value Fund Class R3 NMCTX 87004 20080801 Nuveen NWQ Sm Cap Val Fd Cl A NSCAX 67368 20050708 Nuveen NWQ Sm Cap Val Fd Cl C NSCCX 67370 20050708 Nuveen NWQ Sm Cap Val Fd Cl R NSCRX 67371 20050708 Nuveen NWQ Sm-Cap Val Fd Cl R3 NSCQX 90426 20091102 Nuveen NWQ Sm-Mid Cap Val Fd Cl R3 NWQRX 90427 20091102 Nuveen NWQ Sm/Mid-Cap Val Fd Cl A NSMAX 78233 20070123 Nuveen NWQ Sm/Mid-Cap Val Fd Cl C NSMCX 78235 20070123 Nuveen NWQ Sm/Mid-Cap Val Fd Cl R NSMRX 78230 20070122 Nuveen Ny Div Adv Muni XNANX 36399 19991027 Nuveen NY Insured Muni Bond Fund Cl C NNYKX 30135 19970311 Nuveen NY Insured Tax-Free Value Fd Cl A NNYIX 21984 19960620 Nuveen NY Insured Tax-Free Value Fd Cl R NINYX 21954 19960620 Nuveen Ny Inv Qual Muni Fd XNQNX 36386 19991027 Nuveen Ny Muni Val Fd XNNYX 36402 19991027 Nuveen Ny Perform Plus Muni XNNPX 36385 19991027 Nuveen Ny Qual Incm Muni Fd XNUNX 36381 19991027 Nuveen Ny Sel Qual Muni Fd XNVNX 36382 19991027 Nuveen Oh Qual Incm Muni XNUOX 36388 19991027 NUVEEN OHIO DIVIDEND ADVANTAGE MUNI XNVJX 53596 20020521 NUVEEN OHIO DIVIDEND ADVANTAGE MUNIC XNBJX 50954 20020226 NUVEEN OHIO DIVIDEND ADVANTAGE MUNIC XNXIX 50988 20020227 Nuveen Ohio Tax-Free Value Fund R NXOHX 22043 19960620 Nuveen Pa Inv Qual Muni XNQPX 36390 19991027 Nuveen Pa Prem Incm Muni 2 XNPYX 36389 19991027 Nuveen PA Tax-Free Value Fund Cl R NBPAX 21854 19960620 NUVEEN PENNSYLVANIA DIVIDEND ADVANTA XNVYX 53597 20020521 NUVEEN PENNSYLVANIA DIVIDEND ADVANTA XNXMX 50962 20020226 Nuveen Pennsylvania Municipal Value Fund XNPNX 89265 20090504 Nuveen Perform Plus Muni Fd XNPPX 36362 19991027 Nuveen Preferred Securities Fd Cl A NPSAX 80269 20070625 Nuveen Preferred Securities Fd Cl C NPSCX 80271 20070625 Nuveen Preferred Securities Fd Cl R NPSRX 80272 20070625 Nuveen Preferred Securities Fd, Cl R3 NPSTX 91701 20100129 Nuveen Prem Incm Muni Fd XNPIX 36355 19991027 Nuveen Prem Incm Muni Fd 2 XNPMX 36361 19991027 Nuveen Prem Incm Muni Fd 4 XNPTX 36368 19991027 Nuveen Prem Insrd Muni Incm Fd XNIFX 36359 19991027 Nuveen Prem Muni Incm Fd XNPFX 36354 19991027 Nuveen Qual Incm Muni Fd XNQUX 36370 19991027 Nuveen Qual Pfd Incm Fd3 XJHPX 57309 20030113 NUVEEN QUALITY PREFERRED INCOME FD 2 XJPSX 54885 20021119 NUVEEN REAL ESTATE INCOME FUND XJRSX 50953 20020226 Nuveen Rittenhouse Mid-Cap Gwth Fd Cl A NRMAX 82546 20071205 Nuveen Rittenhouse Mid-Cap Gwth Fd Cl C NRMCX 82548 20071205 Nuveen Rittenhouse Mid-Cap Gwth Fd Cl R NRMRX 82533 20071205 Nuveen Rittenhouse Strategic Gwth Fd ClA NRRAX 82534 20071205 Nuveen Rittenhouse Strategic Gwth Fd ClC NRRCX 82536 20071205 Nuveen Rittenhouse Strategic Gwth Fd ClR NRRRX 82537 20071205 Nuveen Santa Barbara Dvdnd Gwth Fd Cl A NSBAX 73207 20060412 Nuveen Santa Barbara Dvdnd Gwth Fd Cl B NSBBX 73161 20060417 Nuveen Santa Barbara Dvdnd Gwth Fd Cl C NSBCX 73208 20060412 Nuveen Santa Barbara Dvdnd Gwth Fd Cl R NSBRX 73162 20060417 Nuveen Santa Barbara Dvdnd Gwth Fd Cl R3 NBDRX 89106 20090407 Nuveen Santa Barbara Gwth Fd Cl A NSAGX 73206 20060412 Nuveen Santa Barbara Gwth Fd Cl C NSRCX 73240 20060412 Nuveen Santa Barbara Gwth Fd Cl R NSRGX 73212 20060412 Nuveen Santa Barbara Gwth Fd Cl R3 NBGRX 89124 20090407 Nuveen Santa Barbara Intl Equity Fund Cl NBQAX 94280 20100601 Nuveen Santa Barbara Intl Equity Fund Cl NBQBX 94281 20100601 Nuveen Santa Barbara Intl Equity Fund Cl NBQCX 94282 20100601 Nuveen Santa Bargara Intl Equity Fund Cl NBQIX 94283 20100601 Nuveen Sel Qual Muni Fd XNQSX 36364 19991027 Nuveen Sel Tx Fr Incm Pt XNXPX 36373 19991027 Nuveen Sel Tx Fr Incm Pt 2 XNXQX 36372 19991027 Nuveen Select Maturities Municipal Fd XNIMX 42543 19991027 Nuveen Select Tax-Free Income Port 3 XNXRX 42546 19991028 Nuveen Senior Incm Fd XNSLX 36561 19991215 Nuveen Short Duration Bd Fd Cl A NSDAX 73210 20060412 Nuveen Short Duration Bd Fd Cl C NSCDX 73209 20060412 Nuveen Short Duration Bd Fd Cl R NSDRX 73163 20060417 Nuveen Short Duration Bond Fund Class R3 NSDTX 87007 20080801 Nuveen Sumphony Lg-Cap Gwth Fd Cl I NSGIX 87896 20081128 Nuveen Symphoney Lg-Cap Val Fd Cl R NSLIX 85248 20080515 Nuveen Symphony Credit Opportnts Fd Cl A NCOAX 93687 20100428 Nuveen Symphony Credit Opportnts Fd Cl C NCFCX 93686 20100428 Nuveen Symphony Credit Opportnts Fd Cl I NCOIX 93688 20100428 Nuveen Symphony Credit Opprtnts Fd Cl R3 NCORX 93689 20100428 Nuveen Symphony Int'l Eq Fd Cl A NSIAX 86370 20080701 Nuveen Symphony Int'l Eq Fd Cl C NSECX 86352 20080701 Nuveen Symphony Int'l Eq Fd Cl I NSIEX 86353 20080701 Nuveen Symphony Large Cap Value Fnd ClR3 NLCVX 89406 20090604 Nuveen Symphony Lg-Cap Gwth Fd Cl A NCGAX 87913 20081201 Nuveen Symphony Lg-Cap Gwth Fd Cl C NCGCX 87914 20081201 Nuveen Symphony Lg-Cap Gwth Fd Cl R3 NSGQX 90696 20091130 Nuveen Symphony Lg-Cap Val Fd Cl A NSLAX 85246 20080515 Nuveen Symphony Lg-Cap Val Fd Cl C NSLCX 85247 20080515 Nuveen Symphony Mid Cap Core Fund Cl R3 NMCRX 89407 20090604 Nuveen Symphony Mid-Cap Core Fd Cl A NCCAX 87892 20081128 Nuveen Symphony Mid-Cap Core Fd Cl C NCCCX 87893 20081128 Nuveen Symphony Mid-Cap Core Fd Cl I NCCIX 87894 20081128 Nuveen Symphony Optimized Alpha Fd Cl C NOPCX 81567 20071002 Nuveen Symphony Optimized Alpha Fd Cl R NOPRX 81773 20071010 Nuveen Symphony Optimizied Alpha Fd Cl A NOPAX 81565 20071002 Nuveen Symphony Sm-Mid Cap Core Fd Cl A NSSAX 87897 20081128 Nuveen Symphony Sm-Mid Cap Core Fd Cl C NSSCX 87898 20081128 Nuveen Symphony Sm=Mid Cap Core Fd Cl I NSSIX 87899 20081128 Nuveen Symphony SmallMid Cp Cr Fnd Cl R3 NSMFX 89404 20090604 Nuveen Tax-Advantaged Floating Rate Fund XJFPX 67060 20050429 Nuveen TaxAdvantaged Dividend Gwth Fd XJTDX 80300 20070626 Nuveen Tradewinds Emerging Mrkts Fd Cl A NTEAX 88387 20090108 Nuveen Tradewinds Emerging Mrkts Fd Cl C NTECX 88388 20090108 Nuveen Tradewinds Emerging Mrkts Fd Cl I NTEIX 88338 20090108 Nuveen Tradewinds Emerging Mrkts Fd ClR3 NTERX 88339 20090108 Nuveen Tradewinds Gbl All-Cap Fd Cl A NWGAX 73213 20060412 Nuveen Tradewinds Gbl All-Cap Fd Cl B NWGBX 73241 20060412 Nuveen Tradewinds Gbl All-Cap Fd Cl C NWGCX 73214 20060412 Nuveen Tradewinds Gbl All-Cap Fd Cl R NWGRX 73215 20060412 Nuveen Tradewinds Global AllCap Fd Cl R3 NGARX 89105 20090407 Nuveen Tradewinds Global ResorcsFnd ClsR NTRGX 83319 20080227 Nuveen Tradewinds Global ResorcsFndClsC NTGCX 83318 20080227 Nuveen Tradewinds Global ResourcsFndClsA NTGAX 83317 20080227 Nuveen Tradewinds Intl Val Fnd Cls R3 NTITX 87041 20080801 Nuveen Tradewinds Intl Value Fd Cl A NAIGX 44273 20000726 Nuveen Tradewinds Intl Value Fd Cl B NBIGX 45472 20001221 Nuveen Tradewinds Intl Value Fd Cl C NCIGX 45473 20001221 Nuveen Tradewinds Intl Value Fd Cl R NGRRX 36920 20000215 Nuveen Tradewinds Japan Fd Cl A NTJAX 88340 20090108 Nuveen Tradewinds Japan Fd Cl C NTJCX 88341 20090108 Nuveen Tradewinds Japan Fd Cl I NTJIX 88342 20090108 Nuveen Tradewinds Japan Fd Cl R3 NTJRX 88343 20090108 Nuveen Tradewinds Val Opprtnts Fd Cls R3 NTVTX 87008 20080801 Nuveen Tradewinds Value Opps Fd Cl A NVOAX 67284 20050708 Nuveen Tradewinds Value Opps Fd Cl B NVOBX 67285 20050708 Nuveen Tradewinds Value Opps Fd Cl C NVOCX 67286 20050708 Nuveen Tradewinds Value Opps Fd Cl R NVORX 67287 20050708 Nuveen Tradewnds Glb All-Cp Pls Fd Cl R3 NTPRX 93347 20091130 Nuveen Tradewnds Glbl AlCp Pls Fnd Cls I NPTIX 89838 20090727 Nuveen Trdewnds Glb All-Cap Plus Fd Cl A NPTAX 90701 20091203 Nuveen Trdewnds Glb All-Cap Plus Fd Cl C NPTCX 90700 20091203 Nuveen Trdewnds Glb Resources Fd Cl R3 NTGQX 90699 20091130 NUVEEN TX ADVAN TOT RET STRAT XJTAX 62780 20040302 Nuveen Tx Qual Incm Muni XNTSX 36397 19991027 Nuveen Va Prem Incm Muni XNPVX 36398 19991027 Nuveen VA Tax-Free Value Fund CL R NMVAX 21980 19960620 NUVEEN VIRGINIA DIVIDEND ADVANTAGE M XNGBX 50957 20020226 NUVEEN VIRGINIA DIVIDEND ADVANTAGE M XNNBX 50958 20020226 Nuveen Winslow LargeCap Growth Fund Cl A NWCAX 89593 20090701 Nuveen Winslow LargeCap Grwth Fnd Cl R3 NWCRX 89594 20090701 Nuveen Winslow LargeCap Grwth Fnd Clss I NVLIX 89378 20090522 NY Intrmdt-Trm Tax Free Incm Fd Cl C FKNCX 67125 20050519 Nysa Fd NYSAX 35855 19990528 OAK ASSOC BLK OAK EMERG TECH BOGSX 45744 20010110 OAK ASSOC LIVE OAK HLTH SCI FD LOGSX 48597 20010719 Oak Value Fund OAKVX 22051 19960620 Oakmark Eq & Incm Cl Ii OARBX 44130 20000626 Oakmark Equity & Income Fund Cl I OAKBX 23922 19960628 Oakmark Fd Cl Ii OARMX 44129 20000626 Oakmark Fund Cl I OAKMX 6689 19921102 Oakmark Global Fund Cl I OAKGX 36126 19990817 Oakmark Global Select Fd Cl I OAKWX 75356 20061002 Oakmark Int'l Small-Cap Fund Cl I OAKEX 22049 19960620 Oakmark International Fund Cl I OAKIX 6722 19930420 Oakmark International Fund Cl II OARIX 35217 19990104 Oakmark Intl Sm Cap Fd Cl Ii OAREX 44264 20000725 Oakmark Select Fund Cl I OAKLX 24348 19961119 Oakmark Select Fund Cl II OARLX 35220 19990104 Oberweis Asia Opportunities Fd OBAOX 82980 20080201 Oberweis China Opportunities Fd OBCHX 67792 20051005 Oberweis Emerging Growth Port - Micro OBEGX 6704 19930202 Oberweis Int'l Opportunities Fd OBIOX 78337 20070205 Oberweis Micro-cap Fund OBMCX 14260 19960603 Oberweis Small-Cap Opps Fd OBSOX 24012 19960925 OCM Gold Fd Advisor Cl OCMAX 92793 20100401 OCM Gold Fd Inv Cl OCMGX 6727 19930608 Ohio Muni Income Fund - Fortress OMIFX 22104 19960620 OilEqpmntDstrbtn SrvcsUltrSecProFdInvsCl OEPIX 73684 20060605 OilEqpmntDstrbtnSrvcs UltrSecPrFdServCl OEPSX 73685 20060605 OK Muni Fund OKMUX 32627 19980318 Old Mtl Dwght Intrmdt Fxd Incm Fd Cl I OIDIX 76076 20061227 Old Mtl DwightShrtTrmFxdIncmFdCl I OIDSX 76077 20061227 Old Mutual Adv Fds II, Old Mutual Dwight OCIRX 58713 20030812 Old Mutual Adv Fds II, Old Mutual Large OILLX 76085 20061227 Old Mutual Adv Fds II, Old Mutual Large OLCPX 24362 19961210 Old Mutual Adv Fds II, Old Mutual Large OLGBX 62021 20031014 Old Mutual Analytic Defensive Eq Fd Cl I ANIEX 72364 20051229 Old Mutual Analytic Defensive Equity Fun ANAEX 66680 20050331 Old Mutual Analytic Defensive Equity Fun ANCEX 66681 20050331 Old Mutual Analytic Defensive Equity Fun ANDEX 42168 19990322 Old Mutual Analytic U.S. Long/Short Fd C OADEX 58715 20030812 Old Mutual Analytic U.S. Long/Short Fd C OBDEX 34877 19981111 Old Mutual Anlytc US Long/Short Fd Cl I OISLX 76087 20061227 Old Mutual Aset Alctn Mdrt Gwt Port Cl Z OMMZX 72927 20060306 Old Mutual Aset Allctn Cnsrvtv Port Cl Z OMCZX 72925 20060306 Old Mutual Asset Allctn Gwt Port Cl Z OMGZX 72926 20060306 Old Mutual Asset Allocation Balanced Por OMABX 64885 20050125 Old Mutual Asset Allocation Balanced Por OMBCX 64886 20050125 Old Mutual Asset Allocation Balanced Por OMBLX 64887 20050125 Old Mutual Asset Allocation Conservative OMCAX 64888 20050125 Old Mutual Asset Allocation Conservative OMCCX 64889 20050125 Old Mutual Asset Allocation Conservative OMCIX 64891 20050125 Old Mutual Asset Allocation Growth Port OMCGX 64890 20050125 Old Mutual Asset Allocation Growth Port OMGAX 64892 20050125 Old Mutual Asset Allocation Growth Port OMGIX 66527 20050203 Old Mutual Asset Allocation Moderate Gro OMMAX 64893 20050125 Old Mutual Asset Allocation Moderate Gro OMMCX 64894 20050125 Old Mutual Asset Allocation Moderate Gro OMMIX 64895 20050125 Old Mutual Asset Alloction Bal Port Cl Z OMBZX 72924 20060306 Old Mutual Barrow Hanley Core Bd Fd Cl I OCBIX 82402 20071120 Old Mutual Barrow Hanley Val Fd Cl I OIBHX 75998 20061227 Old Mutual Barrow Manley Value Fd Cl A OAFOX 58717 20030812 Old Mutual Barrow Manley Value Fd Cl Z OBFOX 35134 19981203 Old Mutual Copper Rck Emrg Gwt Fd Cl Z OMZRX 72928 20060306 Old Mutual Copper Rock Emerging Growth OMARX 67451 20050803 Old Mutual Copper Rock Emerging Growth OMIRX 67453 20050803 Old Mutual Dwight High Yield Fd Cl I ODHYX 82403 20071120 Old Mutual Dwight Intermediate Fixed Inc OAFJX 58716 20030812 Old Mutual Dwight Intermediate Fixed Inc OBFJX 58720 20030812 Old Mutual Dwight Short Term Fixed Incom OBCPX 57812 20030331 Old Mutual Dwight Short Term Fixed Incom OIRAX 58727 20030812 Old Mutual Dwight Short Term Fixed Incom OIRCX 58728 20030812 Old Mutual Focused Fd Cl I OIFCX 76079 20061227 Old Mutual Focused Fund OAFCX 58969 20031010 Old Mutual Focused Fund OBFVX 36951 20000218 Old Mutual Heitman REIT Fd Cl I OIHRX 76083 20061227 Old Mutual Heitman REIT Fund OARTX 58971 20031010 Old Mutual Heitman REIT Fund OBRTX 6149 19931008 Old Mutual Int'l Eq Fd Cl A OMXAX 72468 20060104 Old Mutual Int'l Eq Fd Cl I OMXIX 72470 20060104 Old Mutual Int'l Eq Fd Cl Z OMXZX 72471 20060104 Old Mutual Strategic Sm Company Fd Cl I OISSX 76088 20061227 Old Mutual Strategic Small Co. Fund OSSAX 58729 20030812 Old Mutual Strategic Small Company Fund OSSCX 30921 19970909 Old Mutual TS & W Sm Cap Val Fd Cl I OICVX 88005 20081215 Old Mutual TS&W Mid-Cap Val Fd Cl A OTMAX 80104 20070605 Old Mutual TS&W Mid-Cap Val Fd Cl I OTMIX 80106 20070605 Old Mutual TS&W Mid-Cap Val Fd Cl Z OTMZX 87998 20081209 Old Mutual TS&W Small Cap Value Fund OACVX 58714 20030812 Old Mutual TS&W Small Cap Value Fund OSMVX 58696 20030806 Old Mutual/Claymore Long-Short Fd XOLAX 67543 20050906 OLD WESTBURY FX INCM FD OWFIX 44893 20001113 Old Westbury Gbl Small and MidCap Fd OWSMX 66980 20050421 Old Westbury Global Opportunities Fd OWGOX 82432 20071129 Old Westbury Int'l Fund OWNUX 22148 19960620 Old Westbury Large Cap eq Fd OWLCX 24775 19980624 Old Westbury Municipal Bond Fund OWMBX 35200 19981223 Old Westbury Real Rtrn Fd OWRRX 67052 20050502 Olstein All Cap Value Fd Adviser Cl OFAFX 42702 20000405 Olstein All Cap Value Fd Cl C OFALX 22069 19960620 Olstein Strategic Opportunities Fd Cl A OFSAX 75670 20061106 Olstein Strategic Opportunities Fd Cl C OFSCX 75671 20061106 One Group Incm bd Fd-Cl B OINBX 24393 19961226 Oppenheim Core bd Fd Cl N OPBNX 47413 20010423 Oppenheimer Absolute Return Fund Class A OARAX 78889 20070314 Oppenheimer Active Allctn Fd Cl A Shs OAAAX 66847 20050405 Oppenheimer Active Allctn Fd Cl B Shs OAABX 66848 20050405 Oppenheimer Active Allctn Fd Cl C Shs OAACX 66849 20050405 Oppenheimer Active Allctn Fd Cl N Shs OAANX 66851 20050405 Oppenheimer Active Allctn Fd Cl Y Shs OAAYX 66852 20050405 Oppenheimer Aggrssv Invstr Fd Cl A Shs OAAIX 66850 20050405 Oppenheimer Aggrssv Invstr Fd Cl B Shs OBAIX 66956 20050406 Oppenheimer Aggrssv Invstr Fd Cl C Shs OCAIX 66957 20050406 Oppenheimer Aggrssv Invstr Fd Cl N Shs ONAIX 66859 20050405 Oppenheimer Aggrssv Invstr Fd Cl Y Shs OYAIX 66866 20050405 Oppenheimer AMT-Free munis Cl A OPTAX 22129 19960620 Oppenheimer AMT-Free munis Cl B OTFBX 22142 19960620 Oppenheimer AMT-Free munis Cl C OMFCX 35874 19990604 Oppenheimer Bal Fd Cl A OPASX 22112 19960620 Oppenheimer Bal Fd Cl B OASBX 30748 19970819 Oppenheimer Bal Fd Cl C OASCX 22052 19960620 Oppenheimer Bal Fd Cl N OASNX 47336 20010420 Oppenheimer Baring SMA Int'l Fd OSMGX 86283 20080627 Oppenheimer CA Muni Fund Cl B OCABX 22054 19960620 Oppenheimer Ca Muni Fund Cl C OCACX 35867 19990604 Oppenheimer California Muni Fund OPCAX 22114 19960620 OPPENHEIMER CAP APPREC FD N OTCNX 47415 20010423 OPPENHEIMER CAP INCM FD N OCINX 47338 20010420 Oppenheimer Capital Appreciation Cl Y OTCYX 32642 19980323 Oppenheimer Capital Appreciation Fd Cl A OPTFX 22130 19960620 Oppenheimer Capital Appreciation Fd Cl B OTGBX 24619 19970210 Oppenheimer Champion Incm Fd Cl Y OCHYX 75223 20060907 OPPENHEIMER CHAMPION INCM FD N OCHNX 47337 20010420 Oppenheimer Champion Income Fd Cl A OPCHX 22115 19960620 Oppenheimer Champion Income Fund Cl B OCHBX 21249 19960621 Oppenheimer Champion Income Fund Cl C OCHCX 22055 19960620 Oppenheimer Cnsrvtv Invstr Fd Cl C Shs OCCIX 66857 20050405 Oppenheimer Cnsrvtv Invstr Fd Cl N Shs ONCIX 66860 20050405 Oppenheimer Core bd Fd Cl A OPIGX 22119 19960620 Oppenheimer Core bd Fd Cl B OIGBX 22095 19960620 Oppenheimer Core bd Fd Cl C OPBCX 35221 19990105 Oppenheimer Core bd Fd Cl Y OPBYX 45191 20000131 OPPENHEIMER DEV MKTS N ODVNX 47341 20010420 Oppenheimer Developing Markets Fd Cl Y ODVYX 67831 20051011 Oppenheimer Developing Markets Fund Cl A ODMAX 30263 19970324 Oppenheimer Developing Markets Fund Cl B ODVBX 35868 19990604 Oppenheimer Developing Markets Fund Cl C ODVCX 35925 19990615 Oppenheimer Disciplined Value Cl Y CGRYX 32554 19980304 Oppenheimer Disciplined Value Fund A CGRWX 14761 19960620 Oppenheimer Disciplined Value Fund Cl B CGRBX 23933 19960628 Oppenheimer Disciplined Value Fund Cl C CGRCX 35869 19990608 Oppenheimer Discovery Fd Cl A OPOCX 22123 19960620 OPPENHEIMER DISCOVERY FD N ODINX 47340 20010420 Oppenheimer Discovery Fund Cl B ODIBX 22058 19960620 Oppenheimer Discovery Fund Cl C ODICX 24620 19970210 Oppenheimer Discovery Fund Cl Y ODIYX 34209 19980824 OPPENHEIMER EMERG GRW A OEGAX 45179 20001128 OPPENHEIMER EMERG GRW B OEGBX 45180 20001128 OPPENHEIMER EMERG GRW C OEGCX 45181 20001128 OPPENHEIMER EMERG GRW N OEGNX 47343 20010420 OPPENHEIMER EMERG GRW Y OEGYX 45178 20001128 Oppenheimer eq Fd, Inc. A OEQAX 22131 19960620 Oppenheimer eq Fd, Inc. B OEQBX 22144 19960620 Oppenheimer eq Fd, Inc. C OEQCX 24634 19970210 Oppenheimer eq Fd, Inc. N OEQNX 47416 20010423 Oppenheimer eq Fd, Inc. Y OEQYX 34211 19980824 Oppenheimer eq Incm Fd, Inc. Cl A OAEIX 30151 19970311 Oppenheimer eq Incm Fd, Inc. Cl B OBEIX 44411 20000814 Oppenheimer eq Incm Fd, Inc. Cl C OCEIX 45198 20001117 Oppenheimer eq Incm Fd, Inc. Cl N ONEIX 47421 20010423 Oppenheimer Equity Income Fund A OPPEX 22124 19960620 Oppenheimer Equity Income Fund Cl B OPEBX 22116 19960620 Oppenheimer Equity Income Fund Cl C OPECX 24623 19970210 Oppenheimer Gbl Value Fd Cl B GLVBX 81827 20071012 Oppenheimer Gbl Value Fd Cl N GLVNX 81830 20071012 Oppenheimer Glabal A Fund OPPAX 14167 19960116 OPPENHEIMER GLBL GR & INCM Y OGIYX 47844 20010611 OPPENHEIMER GLOBAL FD N OGLNX 47410 20010423 Oppenheimer Global Fund Cl B OGLBX 22083 19960620 Oppenheimer Global Fund Cl C OGLCX 21309 19960621 Oppenheimer Global Fund Cl Y OGLYX 35871 19990604 Oppenheimer Global Growth & Income Cl B OGGIX 24418 19970107 Oppenheimer Global Growth & Income Fd A OPGIX 22117 19960620 Oppenheimer Global Growth & Income Fd C OGICX 22082 19960620 Oppenheimer Global Val Fd Cl A GLVAX 81828 20071015 Oppenheimer Global Val Fd Cl C GLVCX 81829 20071015 Oppenheimer Global Val Fd Cl Y GLVYX 81815 20071012 OPPENHEIMER GOLD & SPEC MIN N OGMNX 47347 20010420 Oppenheimer Gold & Spec Minerals OPGSX 6715 19930326 Oppenheimer Gold & Special Minerals Cl B OGMBX 23935 19960628 Oppenheimer Gold & Special Minerals Fund OGMCX 35928 19990615 Oppenheimer Gov't Securities Fund Cl B OGSBX 22087 19960620 OPPENHEIMER GR & INCM CL N OGINX 47346 20010420 Oppenheimer Int'l Bond Fund - Cl A OIBAX 22091 19960620 Oppenheimer Int'l Bond Fund - Cl B OIBBX 22092 19960620 Oppenheimer Int'l Diversified Fd Cl A OIDAX 67832 20051011 Oppenheimer Int'l Diversified Fd Cl B OIDBX 67833 20051011 Oppenheimer Int'l Diversified Fd Cl C OIDCX 67834 20051011 Oppenheimer Int'l Diversified Fd Cl N OIDNX 67835 20051011 Oppenheimer Int'l Diversified Fd Cl Y OIDYX 67836 20051011 Oppenheimer Int'l Gwth Fd Y Cl OIGYX 67957 20051018 Oppenheimer Int'l Sm Company Fd Cl Y OSMYX 67837 20051011 Oppenheimer Intermed Muni Bond Fd A OPITX 22121 19960620 Oppenheimer Intermed Muni Bond Fd C OITCX 22098 19960620 Oppenheimer Intermediate Muni Fund Cl B OIMBX 35872 19990604 OPPENHEIMER INTL BD FD CL Y OIBYX 64884 20050125 OPPENHEIMER INTL BD FD N OIBNX 47350 20010420 Oppenheimer Intl Bond Cl C OIBCX 24076 19960910 Oppenheimer Intl Growth Fund Cl A OIGAX 24208 19960711 Oppenheimer Intl Growth Fund Cl B IGRWX 24207 19960711 Oppenheimer Intl Growth Fund Cl C OIGCX 34286 19980929 OPPENHEIMER INTL GRWTH N OIGNX 47351 20010420 Oppenheimer Intl Sm Co B OSMBX 36221 19990923 Oppenheimer Intl Sm Co C OSMCX 42822 20000426 OPPENHEIMER INTL SM CO N OSMNX 47414 20010423 Oppenheimer Intl Small Company Fund Cl A OSMAX 35873 19990604 OPPENHEIMER LT TM CA MUNI A OLCAX 62789 20040302 OPPENHEIMER LT TM CA MUNI B OLCBX 62788 20040302 OPPENHEIMER LT TM CA MUNI C OLCCX 62787 20040302 Oppenheimer Ltd Term Gov't Cl ACl A OPGVX 22118 19960620 OPPENHEIMER LTD TRM GOVT N OLTNX 47353 20010420 OPPENHEIMER LTD TRM GOVT Y OLTYX 45186 20000131 Oppenheimer Ltd-Term Gov't Fund Cl C OLTCX 21351 19960621 OPPENHEIMER MAIN ST OPP A OMSOX 45189 20001128 OPPENHEIMER MAIN ST OPP B OMOBX 45232 20001130 OPPENHEIMER MAIN ST OPP C OMSCX 45188 20001128 OPPENHEIMER MAIN ST OPP N OMSNX 47356 20010420 OPPENHEIMER MAIN ST OPP Y OMSYX 45190 20001128 Oppenheimer Main St Sm Cap A OPMSX 36223 19990923 Oppenheimer Main St Sm Cap B OPMBX 36220 19990923 Oppenheimer Main St Sm Cap C OPMCX 36512 19991208 OPPENHEIMER MAIN ST SM CAP N OPMNX 47357 20010420 OPPENHEIMER MAIN ST SM CAP Y OPMYX 45192 20001128 Oppenheimer Main Street Fund Class A MSIGX 24183 19950209 Oppenheimer Main Street Fund Class B OMSBX 22106 19960620 Oppenheimer Main Street Fund Class C MIGCX 21565 19960620 Oppenheimer Main Street Fund Class N OMGNX 47355 20010420 Oppenheimer Main Street Fund Class Y MIGYX 32555 19980304 Oppenheimer Moderate Invstr Fd Cl A Shs OAMIX 66854 20050405 Oppenheimer Moderate Invstr Fd Cl B Shs OBMIX 66856 20050405 Oppenheimer Moderate Invstr Fd Cl C Shs OCMIX 66858 20050405 Oppenheimer Moderate Invstr Fd Cl N Shs ONMIX 66861 20050405 Oppenheimer Moderate Invstr Fd Cl Y Shs OYMIX 66868 20050405 Oppenheimer New York Muni Fixed Fd B ONYBX 22110 19960620 Oppenheimer New York Muni Fund - A OPNYX 22122 19960620 Oppenheimer New York Muni Fund Cl C ONYCX 35930 19990615 Oppenheimer NJ Muni Cl B ONJBX 24628 19970210 Oppenheimer Nj Muni Fund Cl A ONJAX 21529 19960621 Oppenheimer Nj Muni Fund Cl C ONJCX 35875 19990604 OPPENHEIMER OPP VAL FD N QOPNX 47425 20010423 Oppenheimer Pe Muni Fund Cl C OPACX 35931 19990615 Oppenheimer Pennsylvania Muni Fund OPATX 22113 19960620 Oppenheimer Pennsylvania Tax Exempt Fd B OPABX 22111 19960620 OPPENHEIMER PP MAIN ST III A OAPRX 64420 20041020 OPPENHEIMER PP MAIN ST III B OBPRX 64419 20041020 OPPENHEIMER PP MAIN ST III C OCPRX 64418 20041020 OPPENHEIMER PP MAIN ST III N ONPRX 64417 20041020 Oppenheimer Prin Prot Main St Fd Cl A OAPPX 58547 20030722 Oppenheimer Prin Prot Main St Fd Cl B OBPPX 58546 20030722 Oppenheimer Prin Prot Main St Fd Cl C OCPPX 58548 20030722 Oppenheimer Prin Prot Main St Fd Cl N ONPPX 58549 20030722 Oppenheimer Principal Protected Main Str OAPMX 62044 20040304 Oppenheimer Principal Protected Main Str OBPMX 62045 20040304 Oppenheimer Principal Protected Main Str OCPMX 62046 20040304 Oppenheimer Ptf Srs FxdIncmActvAllctnClA OAFAX 82689 20071227 Oppenheimer Ptf Srs FxdIncmActvAllctnClC OCFAX 82691 20071227 Oppenheimer Ptf Srs FxdIncmActvAllctnClN ONFAX 82692 20071227 Oppenheimer Ptf Srs FxdIncmActvAllctnClY OYFAX 82693 20071227 Oppenheimer Ptf SrsFxdIncmActvAllctnClB OBFAX 82690 20071227 Oppenheimer Quest Bal Fd A QVGIX 22776 19960620 Oppenheimer Quest Bal Fd Cl C QGRCX 24631 19970210 Oppenheimer Quest Bal Fd Cl N QGRNX 47424 20010423 Oppenheimer Quest Bal Fd Cl Y QGRYX 45199 20000609 Oppenheimer Quest Bal Value Fd Cl B QGRBX 24630 19970210 Oppenheimer Quest Int'l Val Fd, Inc Cl Y QIVYX 87811 20081113 Oppenheimer Quest Intl Value Fd, Inc. A QIVAX 22777 19960620 Oppenheimer Quest Intl Value Fd, Inc. B QIVBX 24209 19960711 Oppenheimer Quest Intl Value Fd, Inc. C QIVCX 24629 19970210 Oppenheimer Quest Intl Value Fd, Inc. N QIVNX 47423 20010423 Oppenheimer Quest Opportunity Value QOPYX 32556 19980304 Oppenheimer Quest Value Opportunity Fd A QVOPX 22778 19960620 Oppenheimer Quest Value Opportunity Fd B QOPBX 22770 19960620 Oppenheimer Quest Value Opportunity Fd C QOPCX 22771 19960620 Oppenheimer Rchstr Michigan Mncpl Fd ClA ORMIX 73686 20060626 Oppenheimer Rchstr Michigan Mncpl Fd ClC ORMCX 73730 20060626 Oppenheimer Rchstr Michigan Mncpl FdClB ORMBX 73729 20060626 Oppenheimer Real Asset CL A QRAAX 30513 19970616 OPPENHEIMER REAL ASSET CL Y QRAYX 45200 20000310 Oppenheimer Real Asset Fd CL B QRABX 32071 19971016 Oppenheimer Real Asset Fd CL C QRACX 32072 19971016 OPPENHEIMER REAL ASSET N QRANX 47426 20010423 OPPENHEIMER REAL ESTATE A OREAX 62016 20031014 OPPENHEIMER REAL ESTATE B OREBX 62017 20031014 OPPENHEIMER REAL ESTATE C ORECX 62018 20031014 OPPENHEIMER REAL ESTATE N ORENX 58989 20031010 OPPENHEIMER REAL ESTATE Y OREYX 58990 20031010 Oppenheimer Rising Dividends Fd, Inc. Cl OARDX 6169 19860102 Oppenheimer Rising Dividends Fd, Inc. Cl OBRDX 22765 19960620 Oppenheimer Rising Dividends Fd, Inc. Cl OCRDX 24431 19970107 Oppenheimer Rising Dividends Fd, Inc. Cl ONRDX 47422 20010423 Oppenheimer Rising Dividends Fd, Inc. Cl OYRDX 35876 19990608 Oppenheimer Rochester MA muni Fd Cl A ORMAX 73858 20060721 Oppenheimer Rochester MA muni Fd Cl B ORBAX 73852 20060721 Oppenheimer Rochester MA muni Fd Cl C ORCAX 73853 20060721 Oppenheimer Rochester Ohio Mncpl Fd Cl A OROHX 73689 20060626 Oppenheimer Rochester Ohio Mncpl Fd Cl B OROBX 73687 20060626 Oppenheimer Rochester Ohio Mncpl Fd Cl C OROCX 73688 20060626 Oppenheimer Rochester VA muni Fd Cl A ORVAX 73854 20060721 Oppenheimer Rochester VA muni Fd Cl B ORVBX 73855 20060721 Oppenheimer Rochester VA muni Fd Cl C ORVCX 73856 20060721 OPPENHEIMER SEL VAL FD A OSVAX 62826 20040308 OPPENHEIMER SEL VAL FD B OSVBX 62827 20040308 OPPENHEIMER SEL VAL FD C OSCVX 62825 20040308 OPPENHEIMER SEL VAL FD N OSVNX 62828 20040308 OPPENHEIMER SEL VAL FD Y OSVYX 62829 20040308 OPPENHEIMER SENIOR FLT RT A XOSAX 58991 20031010 OPPENHEIMER SENIOR FLT RT B XOSBX 44581 20000131 Oppenheimer Senior Flt Rt C XOSCX 42819 20000131 Oppenheimer Sm- & Mid- Cap Val Fd Cl Y QSCYX 72034 20051024 Oppenheimer Small & Mid Cap Value Fd Cl QSCBX 24210 19960711 Oppenheimer Small & Mid Cap Value Fd Cl QSCCX 24633 19970210 Oppenheimer Small & Mid Cap Value Fd Cl QSCNX 47427 20010423 Oppenheimer Small & Mid Cap Value Fd Cl QVSCX 22779 19960620 Oppenheimer Sr Floating Rate Fd Cl Y XOSYX 72499 20060111 OPPENHEIMER STRAT INCM N OSINX 47358 20010420 Oppenheimer Strat Income Fund OPSIX 14245 19960531 Oppenheimer Strategic Income Fund - B OPSGX 23938 19960628 Oppenheimer Strategic Income Fund C OSICX 23939 19960628 Oppenheimer Strategic Income Fund Cl Y OSIYX 35877 19990604 Oppenheimer Target Fund Cl C OTFCX 22143 19960620 Oppenheimer Transition 2010 Fd Cl A Shs OTTAX 75862 20061220 Oppenheimer Transition 2010 Fd Cl B Shs OTTBX 75863 20061220 Oppenheimer Transition 2010 Fd Cl C Shs OTTCX 75864 20061220 Oppenheimer Transition 2010 Fd Cl N Shs OTTNX 75865 20061220 Oppenheimer Transition 2010 Fd Cl Y Shs OTTYX 75866 20061220 Oppenheimer Transition 2015 Fd Cl A Shs OTFAX 75853 20061220 Oppenheimer Transition 2015 Fd Cl B Shs OTBFX 75887 20061221 Oppenheimer Transition 2015 Fd Cl C Shs OTFFX 75854 20061220 Oppenheimer Transition 2015 Fd Cl N Shs OTFNX 75855 20061220 Oppenheimer Transition 2015 Fd Cl Y Shs OTFYX 75856 20061220 Oppenheimer Transition 2020 Fd Cl A Shs OTWAX 75867 20061220 Oppenheimer Transition 2020 Fd Cl B Shs OTWBX 75868 20061220 Oppenheimer Transition 2020 Fd Cl C Shs OTWCX 75869 20061220 Oppenheimer Transition 2020 Fd Cl N Shs OTWNX 75870 20061220 Oppenheimer Transition 2020 Fd Cl Y Shs OTWYX 75871 20061220 Oppenheimer Transition 2025 Fund A OTDAX 83453 20080304 Oppenheimer Transition 2025 Fund B OTDBX 83465 20080304 Oppenheimer Transition 2025 Fund C OTDCX 83466 20080304 Oppenheimer Transition 2025 Fund N OTDNX 83467 20080304 Oppenheimer Transition 2025 Fund Y OTDYX 83468 20080304 Oppenheimer Transition 2030 Fd Cl A Shs OTHAX 75857 20061220 Oppenheimer Transition 2030 Fd Cl N Shs OTHNX 75860 20061220 Oppenheimer Transition 2030 Fd Cl Y Shs OTHYX 75861 20061220 Oppenheimer Transition 2030 Fund B Shs OTHBX 75858 20061220 Oppenheimer Transition 2030 Fund C Shs OTHCX 75859 20061220 Oppenheimer Transition 2040 Fund A OTIAX 83469 20080304 Oppenheimer Transition 2040 Fund B OTIBX 83470 20080304 Oppenheimer Transition 2040 Fund C OTICX 83471 20080304 Oppenheimer Transition 2040 Fund N OTINX 83472 20080304 Oppenheimer Transition 2040 Fund Y OTIYX 83473 20080304 Oppenheimer Transition 2050 Fund A OTKAX 83474 20080304 Oppenheimer Transition 2050 Fund B OTKBX 83475 20080304 Oppenheimer Transition 2050 Fund C OTKCX 83476 20080304 Oppenheimer Transition 2050 Fund N OTKNX 83477 20080304 Oppenheimer Transition 2050 Fund Y OTKYX 83478 20080304 Oppenheimer U.S. Gov't Trust OUSGX 22146 19960620 Oppenheimer U.S. Gov't Trust C OUSCX 22145 19960620 Oppenheimer U.s. Government Trust Cl B UGTBX 21556 19960621 OPPENHEIMER US GOVT TR N OUSNX 47418 20010423 OPPENHEIMER US GOVT TR Y OUSYX 45197 20000131 OPPENHEIMER VALUE FD N CGRNX 47360 20010423 Oppenheimer/Rochester Muni B RMUBX 34876 19981111 Oppenhemier Cnsrvtv Invstr Fd Cl A Shs OACIX 66853 20050405 Oppenhemier Cnsrvtv Invstr Fd Cl B Shs OBCIX 66855 20050405 Oppenhemier Cnsrvtv Invstr Fd Cl Y Shs OYCIX 66867 20050405 Oppnhmr Rchstr Mnnst Mncpl Fd Cl A OPAMX 75675 20061109 Oppnhmr Rchstr Mnnst Mncpl Fd Cl B OPBMX 75676 20061109 Oppnhmr Rchstr Mnnst Mncpl Fd Cl C OPCMX 75677 20061109 Oppnhmr Rchstr Mrylnd Mncpl Fd Cl C ORYCX 75491 20061011 Oppnhmr Rchstr Nrth Crln Mncpl Fd Cl B OPCBX 75483 20061012 Oppnhmr Rchstr Nrth Crln Mncpl Fd Cl C OPCCX 75484 20061011 Oppnhmr Rochester Arizona Mncpl Fd Cl A ORAZX 75486 20061011 Oppnhmr Rochester Arizona Mncpl Fd Cl B ORBZX 75487 20061011 Oppnhmr Rochester Arizona Mncpl Fd Cl C ORCZX 75488 20061011 Oppnhmr Rochester Maryland Mncpl Fd Cl A ORMDX 75489 20061011 Oppnhmr Rochester Maryland Mncpl Fd Cl B ORYBX 75490 20061011 Oppnhmr Rochester Nrth Crln Mncpl Fd ClA OPNCX 75485 20061011 Optimum Fixed Incm Fd Cl A OAFIX 58575 20030723 Optimum Fixed Incm Fd Cl B OBFIX 58581 20030723 Optimum Fixed Incm Fd Cl C OCFIX 58587 20030723 Optimum Fixed Incm Fd Cl I OIFIX 58593 20030723 Optimum Intl eq Fd Cl A OAIEX 58576 20030723 Optimum Intl eq Fd Cl B OBIEX 58582 20030723 Optimum Intl eq Fd Cl C OCIEX 58588 20030723 Optimum Intl eq Fd Cl I OIIEX 58594 20030723 Optimum Large Cap Gr Fd Cl A OALGX 58577 20030723 Optimum Large Cap Gr Fd Cl B OBLGX 58583 20030723 Optimum Large Cap Gr Fd Cl C OCLGX 58589 20030723 Optimum Large Cap Gr Fd Cl I OILGX 58595 20030723 Optimum Large Cap Value Fd Cl A OALVX 58578 20030723 Optimum Large Cap Value Fd Cl B OBLVX 58584 20030723 Optimum Large Cap Value Fd Cl C OCLVX 58590 20030723 Optimum Large Cap Value Fd Cl I OILVX 58596 20030723 Optimum Small Cap Gr Fd Cl A OASGX 58579 20030723 Optimum Small Cap Gr Fd Cl B OBSGX 58585 20030723 Optimum Small Cap Gr Fd Cl C OCSGX 58591 20030723 Optimum Small Cap Gr Fd Cl I OISGX 58597 20030723 Optimum Small Cap Value Fd Cl A OASVX 58580 20030723 Optimum Small Cap Value Fd Cl B OBSVX 58586 20030723 Optimum Small Cap Value Fd Cl C OCSVX 58592 20030723 Optimum Small Cap Value Fd Cl I OISVX 58598 20030723 Optique Intl Value Fd OPIEX 24741 19980609 Orion/Monetta Intermediate bd Fd MIBFX 32206 19980608 OVB Equity Income Portfolio OVEIX 24120 19960826 OVB WEST Vargina Tax Exempt Cl A OWVAX 22149 19960620 PACIFIC ADV FD INC GRW FD A PAGTX 47643 20010515 PACIFIC ADV FD INC GRW FD C PGCCX 47644 20010515 Pacific Advisors American Income Shrs XPAIX 35909 19990610 Pacific Advisors Balanced Fund Cl C PGBCX 32848 19980511 Pacific Advisors Fund, Inc. Balanced Fd PAABX 22150 19960620 Pacific Advisors Fund, Inc. Small Cap Fd PASMX 22181 19960620 Pacific Advisors Gov't Security PADGX 30006 19970320 Pacific Advisors Govt Cl C PGGCX 32850 19980511 Pacific Advisors Income PADIX 30008 19970320 Pacific Advisors Income & Equity Fund Cl PIECX 32849 19980511 Pacific Advisors Sm Cap Fd Cl I PGISX 75554 20061031 Pacific Advisors Small Cap Fund Cl C PGSCX 32851 19980511 Pacific Cap Fds, High Gr Sht Intermediat PSGSX 64055 20040513 Pacific Cap Gr & Incm B PCBGX 36808 20000203 Pacific Cap Grwth Stk Fd B PCGFX 42032 20000307 PACIFIC CAP GRWTH STK FD C PGFCX 64062 20040513 PACIFIC CAP GWTH & INC C PGACX 64061 20040513 Pacific Cap High Gr Core Fixed Incm Fd C PCDBX 45652 20010108 Pacific Cap High Gr Core Fixed Incm Fd C PCDCX 64051 20040513 Pacific Cap High Gr Core Fixed Incm Fd C PCDFX 22236 19960620 Pacific Cap High Gr Core Fixed Incm Fd C PDIVX 30441 19970521 Pacific Cap High Gr Short Intermediate F PCTAX 45654 20010108 Pacific Cap High Gr Short Intermediate F PSTRX 34895 19981111 PACIFIC CAP INTL STK FD A PAISX 45641 20010108 PACIFIC CAP INTL STK FD B PBISX 45643 20010108 PACIFIC CAP INTL STK FD C PIKCX 64054 20040513 PACIFIC CAP MID CAP FD A PMDAX 62489 20040120 PACIFIC CAP MID CAP FD Y PMDYX 62490 20040120 PACIFIC CAP MIDCAP FD C PMACX 64063 20040513 PACIFIC CAP NEW ASIA GRW A PNAAX 45655 20010108 PACIFIC CAP NEW ASIA GRW B PNABX 45656 20010108 PACIFIC CAP NEW ASIA GRW C PCNCX 64060 20040513 PACIFIC CAP SM CAP FD A PCSAX 45648 20010108 PACIFIC CAP SM CAP FD B PCSBX 45649 20010108 PACIFIC CAP SM CAP FD C PCCCX 64050 20040513 PACIFIC CAP TX FR SEC B PCXBX 45647 20010108 Pacific Cap U.S. Gov Short Fixed Incm Fd PCUAX 45644 20010108 Pacific Cap U.S. Gov Short Fixed Incm Fd PCUBX 45645 20010108 Pacific Cap U.S. Gov Short Fixed Incm Fd PCUCX 64052 20040513 Pacific Cap U.S. Gov Short Fixed Incm Fd PSGYX 44109 20000623 PACIFIC CAP VAL FD A PCVVX 45653 20010108 PACIFIC CAP VAL FD B PCBVX 45651 20010108 PACIFIC CAP VAL FD C PVLCX 64057 20040513 Pacific Capital Growth & Income PGNIX 30442 19970521 Pacific Capital Growth & Income Fund PCIGX 22254 19960620 Pacific Capital Growth Stock PGRSX 30443 19970521 Pacific Capital Growth Stock Fund PCGSX 22245 19960620 Pacific Capital International Stock Fund PCVSX 35267 19990113 Pacific Capital New Asia Growth Fund Cl PCASX 34424 19981027 Pacific Capital Small-Cap Fund Cl Y PSCYX 35262 19990112 Pacific Capital Tax Free Securities PTXFX 30444 19970521 Pacific Capital Tax Free Securities Fund PCTFX 22264 19960620 Pacific Capital Tax Free Short Intermedi PTFSX 30445 19970521 Pacific Capital Tax-Free Short Intermdat PCTSX 22265 19960620 Pacific Capital Value Fund Cl Y PCVYX 35268 19990113 Pacific Financial Core Eq Fd Insti Cl PFGQX 80393 20070703 Pacific Financial Core Eq Fd Investor Cl PFLQX 88391 20090108 Pacific Financial Explorer Fd Insti Cl PFGPX 80392 20070703 Pacific Financial Explorer Fd Investr Cl PFLPX 88390 20090107 Pacific Financial Int'l Fd Insti Cl PFGIX 80391 20070703 Pacific Financial Int'l Fd Investor Cl PFLIX 88389 20090108 Pacific Financial Tactical Fd Insti Cl PFGTX 80395 20070703 Pacific Financial Tactical Fd Investr Cl PFTLX 88393 20090108 Pacific Fncl Strtgc Cnsrvtv Fd Insti Cl PFGSX 80394 20070703 Pacific Fncl Strtgc Cnsrvtv Fd Invstr Cl PFLSX 88392 20090107 PACIFIC GLOBAL FD INC MULTI-CA PAMVX 53471 20020426 PACIFIC GLOBAL FD INC MULTICAP PMVCX 53472 20020426 PAINEWEBBER ENHAN NQ 100 Y PWIYX 46518 20010228 PaineWebber Muni Fixed Income Investment PCMNX 22257 19960620 PAINEWEBBER PACE EMG MKT EQ A PWEAX 46484 20010228 PAINEWEBBER PACE EMG MKT EQ B PWEBX 46485 20010228 PAINEWEBBER PACE EMG MKT EQ C PWECX 46512 20010228 PAINEWEBBER PACE EMG MKT EQ Y PWEYX 46513 20010228 PAINEWEBBER PACE GLB FXD INC A PWFAX 46486 20010117 PAINEWEBBER PACE GLB FXD INC B PWFBX 46487 20010220 PAINEWEBBER PACE GLB FXD INC C PWFCX 46488 20010117 PAINEWEBBER PACE GLB FXD INC Y PWFYX 46514 20010228 PaineWebber Pace Global Fixed Incom Invs PCGLX 22243 19960620 PAINEWEBBER PACE GOVT FX INC A PFXAX 46471 20010228 PAINEWEBBER PACE GOVT FX INC B PFXBX 46475 20010117 PAINEWEBBER PACE GOVT FX INC C PFXCX 46472 20010117 PAINEWEBBER PACE GOVT FX INC Y PFXYX 46476 20010228 PaineWebber Pace Int'l Emerging Mkts Equ PCEMX 22239 19960620 PaineWebber Pace Int'l Equity Investment PCIEX 22252 19960620 PAINEWEBBER PACE INTER FX IN A PIFAX 46473 20010117 PAINEWEBBER PACE INTER FX IN B PIFBX 46477 20010228 PAINEWEBBER PACE INTER FX IN C PIICX 46474 20010117 PAINEWEBBER PACE INTER FX IN Y PIFYX 46478 20010220 PaineWebber Pace Intermed Fixed Income PCIFX 22253 19960620 PAINEWEBBER PACE INTL EQ INV A PWGAX 46515 20010228 PAINEWEBBER PACE INTL EQ INV B PWGBX 46516 20010228 PAINEWEBBER PACE INTL EQ INV C PWGCX 46517 20010228 PaineWebber Pace Large Co Growth Equity PCLCX 22255 19960620 PaineWebber Pace Large Co Value Equity PCLVX 22256 19960620 PAINEWEBBER PACE LG CO GR EQ A PLAAX 46496 20010228 PAINEWEBBER PACE LG CO GR EQ B PLABX 46497 20010228 PAINEWEBBER PACE LG CO GR EQ C PLACX 46498 20010228 PAINEWEBBER PACE LG CO GR EQ Y PLAYX 46499 20010228 PAINEWEBBER PACE LG CO VAL EQA PCPAX 46489 20010228 PAINEWEBBER PACE LG CO VAL EQB PCPBX 46490 20010228 PAINEWEBBER PACE LG CO VAL EQC PLVCX 46500 20010228 PAINEWEBBER PACE LG CO VAL EQY PLVYX 46501 20010228 PAINEWEBBER PACE MUNI FX INC A PMUAX 46502 20010220 PAINEWEBBER PACE MUNI FX INC B PFIBX 46495 20010228 PAINEWEBBER PACE MUNI FX INC C PMUCX 46503 20010117 PAINEWEBBER PACE MUNI FX INC Y PMUYX 46504 20010228 PaineWebber Pace Securities Fixed Income PCGTX 22246 19960620 PAINEWEBBER PACE SM/MED GR EQA PQUAX 46505 20010228 PAINEWEBBER PACE SM/MED GR EQB PUMBX 46508 20010228 PAINEWEBBER PACE SM/MED GR EQC PUMCX 46509 20010228 PAINEWEBBER PACE SM/MED GR EQY PUMYX 46510 20010228 PAINEWEBBER PACE SM/MED VALEQA PEVAX 46481 20010228 PAINEWEBBER PACE SM/MED VALEQB PEVBX 46482 20010228 PAINEWEBBER PACE SM/MED VALEQC PEVCX 46483 20010228 PAINEWEBBER PACE SM/MED VALEQY PVEYX 46511 20010228 PaineWebber Pace Small/Medium Co Growth PCSGX 22260 19960620 PaineWebber Pace Small/Medium Co Value PCSVX 22262 19960620 PaineWebber Pace Strategic Fixed Income PCSIX 22261 19960620 PAINEWEBBER PACE STRT FX INC A PBNAX 46469 20010228 PAINEWEBBER PACE STRT FX INC B PBNBX 46480 20010220 PAINEWEBBER PACE STRT FX INC C PBNCX 46470 20010228 PAINEWEBBER PACE STRT FX INC Y PSFYX 46479 20010228 PaineWebber Tactical Allocation Fd Cl B PWTBX 24258 19960724 PaineWebber Tactical Allocation Fd Cl C KPAAX 21184 19960620 PaineWebber Tactical Allocation Fd Cl Y PWTYX 30632 19970808 PaineWebber Tactical Allocation Fund Cl PWTAX 24257 19960724 Papp Small & Mid-Cap Growth Fund PAPPX 92160 20100308 Paradigm Intrinsic Val Fd PVIVX 82892 20080124 Paradigm Opportunity Fd PFOPX 65121 20050225 Paradigm Select Fund PFSLX 66649 20050307 PARADIGM VAL FD PVFAX 64917 20050125 Parnassus Eq Incm Fd Institutional PRILX 73341 20060504 Parnassus Fund PARNX 22177 19960620 Parnassus Income Fixed Income Port PRFIX 22601 19960620 Parnassus Income Fund - Balanced Port PRBLX 22584 19960620 PARNASSUS MID CAP FUND PARMX 67161 20050429 PARNASSUS SMALL CAP FUND PARSX 67162 20050429 Parnassus Workplace Fund PARWX 67053 20050429 Parr Family of Fd, USA China Fd Cl C HPCCX 73910 20060815 Parr Family of Fds, USX China Fd Cl A HPCHX 73547 20060602 PAS Core Incm Fd of Fds FPCIX 87875 20081124 PAS Incm Opportunities Fd of Fds FPIOX 87874 20081124 PAS Int'l Fd of Fds FILFX 87884 20081125 PAS Int'l Fidelity Fd of Fds FUSIX 87886 20081119 PAS Small-Mid Cap Fd of Fd FSCFX 87885 20081124 PAS U.S. Opportunity Fd of Fds FUSOX 87887 20081124 PAS U.S. Opportunity Fidelity Fd of Fds FUSPX 87888 20081119 Pax World Bal Fd PAXWX 14055 19950622 Pax World Bal Fd Insti Cl PAXIX 79108 20070409 Pax World Bal Fd R Cl PAXRX 79109 20070409 Pax World Global Green Fd Indvdl Inv Cl PGRNX 83557 20080328 Pax World Global Green Fd Insti Cl PGINX 83555 20080328 Pax World Global Green Fd R Cl PGRGX 83556 20080328 Pax World Growth PXWGX 32398 19980130 Pax World Gwth Fd Insti Cl PWGIX 79110 20070409 Pax World Gwth Fd R Cl PXGRX 79111 20070409 Pax World High Yield bd Fd PAXHX 44761 20000131 Pax World High Yield bd Fd, Inc. inst Cl PXHIX 64156 20040616 Pax World High Yield Bond Fund R Class PXHRX 79112 20070409 Pax World Int'l Fd Insti Cl PXNIX 83560 20080328 Pax World Int'l Fd Invidual Inv Cl PXINX 83558 20080328 Pax World Int'l Fd R Cl PXIRX 83559 20080328 Pax World Sm Cap Fd Insti Cl PXSIX 83597 20080327 Pax World Sm Cap Fd R Cl PXSRX 83562 20080328 Pax World Sm Cap FdIndividual InvestorCl PXSCX 83561 20080328 Pax World Women's Eqty Fd Inst Cls PXWIX 81962 20060419 Pax Wrd Women's Ety Fd Indl Invtr Cls PXWEX 81961 19960620 Payden & Rygel Global Short Bond R PYGSX 34903 19981111 Payden CA muni Incm Fd PYCRX 35778 19990422 Payden Core bd Fd PYCBX 22759 19960620 Payden Core Bond Fund Adviser Class PYCWX 90528 20091112 Payden Corporate Bond Fund PYACX 89068 20090320 Payden Emerging Markets bd Fd PYEMX 44067 20000615 Payden Emerging Markts Bnd Fnd Advsr Cls PYEWX 90529 20091112 Payden Gbl Fixed Incm Fd PYGFX 14238 19960531 Payden Global Equity Fund PYGEX 83608 20080401 Payden GNMA Fd PYGNX 36205 19990916 Payden GNMA Fund Adviser Class PYGWX 90530 20091112 Payden High Incm Fd PYHRX 32755 19981030 Payden High Income Fund Adviser Class PYHWX 90531 20091112 Payden Kravitz Csh Bal Pln Fd Advsor Cls PKCBX 87357 20080922 Payden Kravitz Csh Bal Pln Fd Instnl Cls PKBIX 87440 20080924 Payden Krvtz Csh Blnc Pln Fnd Rtrmnt Cls PKCRX 89133 20090416 Payden Limited Maturity Fd PYLMX 23946 19960628 Payden Short bd Fd PYSBX 22760 19960620 Payden U. S. Growth Leaders Fund PUGLX 66653 20050307 Payden U.S. Gov Fd PYUSX 24335 19961017 Payden U.S. Government Fund Adviser Cls PYUWX 90532 20091112 PAYDEN VALUE LEADERS FUND PYVLX 73098 20060328 PaydenTax Exempt bd Fd PYTEX 22762 19960620 Payson Total Ret PBFDX 22197 19960620 PEAK6 Plus Fd PKPLX 92853 20100331 Pearl Aggr Grwth PFAGX 48652 20010727 Pearl Total Ret PFTRX 48630 20010723 Pennsylvania Avenue Event Driven Fd PAEDX 75151 20060828 Performance Equity Fund - Consumer Class PFECX 22301 19960620 Performance Equity Fund - Inst'l Class PFEQX 22302 19960620 Performance Fds-Midcap Gr Cons PCGCX 34911 19981111 Performance Intermed Term Fxd Incm Consm PFFCX 22303 19960620 Performance Intermed Term Fxd Incm Instl PFFIX 22304 19960620 Performance Large Cap Equity Fund ClassB PFEBX 89773 20090720 Performance Leaders Eq Cl A PILZX 67270 20050629 PERFORMANCE LEADERS EQ INST PILEX 44684 20001005 Performance Leaders Equity Fund Class B PILGX 89772 20090720 Performance Mid Cap Equity Fund Class B PCGBX 89782 20090720 Performance Mid Cap Growth Fund Instl Cl PCGIX 22242 19960620 Performance Short Term Fxd Incm Consumer PFSFX 22311 19960620 Performance Short Term Fxd Incm Instl Cl PFSIX 22313 19960620 Performance Strategic Dividend Fd Cl A PSDHX 67272 20050629 Performance Strategic Dividend Fd Cl I PSDFX 67271 20050629 Perimeter Sm Cap Gwth Fd I Shs PSIGX 82834 20080109 Perimeter Small Cap growth Fund Inst Shs PSCGX 75461 20061005 Perkins Discovery Fd PDFDX 42728 20000410 Perkins Large Cap Value Fd Cl A Shs JAPAX 88318 20090108 Perkins Large Cap Value Fd Cl C Shs JAPCX 88319 20090108 Perkins Large Cap Value Fund D Shares JNPLX 91966 20100216 Perkins Mid Cap Value Fund D Shares JNMCX 91971 20100216 Perkins Mid Cap Value Fund- A Shares JDPAX 64807 20050125 Perkins Mid Cap Value Fund- C Shares JMVCX 57149 20030102 Perkins Mid Cap Value Fund- I Shares JMVAX 72250 20051130 Perkins Mid Cap Value Fund- L Shares JMIVX 53582 20020521 Perkins Mid Cap Value Fund- R Shares JDPRX 64808 20050125 Perkins Mid Cap Value Fund- S Shares JMVIX 57150 20030102 Perkins Small Cap Value Fund - A Shares JDSAX 64813 20050125 Perkins Small Cap Value Fund - C Shares JCSCX 57889 20030428 Perkins Small Cap Value Fund - I Shares JSCOX 72254 20051130 Perkins Small Cap Value Fund - L Shares JSIVX 36138 19990820 Perkins Small Cap Value Fund - R Shares JDSRX 64814 20050125 Perkins Small Cap Value Fund - S Shares JISCX 53314 20020408 Perkins Small Cap Value Fund D Shares JNPSX 91972 20100216 Permanent Port PRPFX 22629 19960620 Permanent Port Aggressive Growth Port PAGRX 22163 19960620 Permanent Port Versatile Bond Port. PRVBX 22640 19960620 Permanent Pt Fd Inc. Treasury Bill Port PRTBX 22635 19960620 Perritt Capital Growth Fd PRCGX 22588 19960620 Perritt Emerging Opportunities Fd PREOX 66652 20050307 Petroleum & Resources Corporation XPEOX 42548 19990514 PF Large Cap Value Fd 529 MT A CPLAX 54064 20020801 PF Large-Cap Value Fd Cl A PFALX 50492 20011102 PFW Water Fund Cl A PFWAX 80882 20070821 PFW Water Fund Cl C PFWCX 80883 20070821 PFW Water Fund Class I Shares PFWIX 94285 20100610 Pharmaceuticals Ultrasect Pro PHPIX 44394 20000811 Phocas Real Estate Fd PHREX 75357 20061002 Phocas Sm Cap Val Fd PHSVX 75358 20061002 Phoenix Seneca Eq Opport B ASTBX 34914 19981111 PIA BBB bd Fd Managed Account Completion PBBBX 58664 20030801 PIA MBS bd Fd Managed Account Completion PMTGX 72876 20060303 PIA Moderate Duration bd Fd PIATX 34492 19981106 PIA Short-Term Securities Fd PIASX 34836 19981111 PIMCO ADV FOREIGN BD C UNHEDGD PFRCX 66528 20050131 PIMCO ADV NICH APPLE CV/IN II XNCZX 58783 20030827 PIMCO Advisors Nicholas-Applegate Conver XNCVX 58034 20030522 PIMCO ALL ASSET ALL AUTHORITY C PAUAX 67806 20051006 PIMCO All Asset All Authority Cl C PAUCX 67540 20050906 PIMCO All Asset All Authority Cl D PAUDX 67541 20050906 PIMCO All Asset All Authority Fd P Cl PAUPX 86513 20080711 Pimco All Asset Fd Cl R PATRX 72991 20060324 PIMCO All Asset Fd P Cl PALPX 83923 20080505 PIMCO CA MUNI INCM FD XPCQX 57725 20030320 PIMCO CA MUNI INCM FD II XPCKX 57724 20030320 PIMCO CA MUNI INCM FD III XPZCX 57731 20030320 PIMCO California Intrmdt Muni Bd Fd P Cl PCIPX 83925 20080505 PIMCO California Short Duration , P Cl PCDPX 85528 20080603 PIMCO Clfrn Intrmdt Mncpl Bnd Fd Cl C PCFCX 89961 20090831 PIMCO Clfrn Short Drtn Mncpl Incm Fd Cl PCSCX 89987 20090831 PIMCO Clfrn Shrt Drtn Mcpl Incm Fd ClD PCDDX 75225 20060907 PIMCO Clfrn Shrt Drtn Mncpl Incm Fd ClA PCDAX 75224 20060907 PIMCO Clfrn ShrtDrtnMncpl Incm FdInstiCl PCDIX 75226 20060907 PIMCO CMDTY REAL RET STRAT ADM PCRRX 64048 20040512 PIMCO COMMERCIAL MTG SEC TR XPCMX 66535 20050203 PIMCO CommoditiesPLUS Strategy Fd Cl A PCLAX 93971 20100601 PIMCO CommoditiesPLUS Strategy Fd Cl C PCPCX 93989 20100601 PIMCO CommoditiesPLUS Strategy Fd Cl P PCLPX 93972 20100601 PIMCO CommoditiesPLUS Strategy Fund Clas PCLDX 94284 20100601 PIMCO CommoditiesPLUS Stratgy Fd Inst Cl PCLIX 93988 20100601 PIMCO Commodity Real Rtrn Strtgy Fd P Cl PCRPX 83927 20080505 PIMCO Commodity RelRtrn Strtgy Fd Cls R PCSRX 92252 20100315 PIMCO Convertible Bond Fund Instl Cl PFCIX 42427 19990616 PIMCO CORPORATE INCM FD XPCNX 57710 20030318 PIMCO CORPORATE OPPORT FD XPTYX 57711 20030318 PIMCO Developing Lcl Mrkts Admnstrtv Cl PDEVX 75460 20061005 PIMCO Developing Local Markets Cl C PLMCX 67463 20050803 PIMCO Developing Local Markets Cl D PLMDX 67464 20050803 PIMCO Developing Local Markets P Cl PLMPX 83937 20080505 PIMCO Developing Local Mrkts Fd Insti Cl PLMIX 67198 20050620 PIMCO DIVERSIFIED INCM A PDVAX 58743 20030820 PIMCO Diversified Incm Fd Admnstrtive Cl PDAAX 67958 20051018 PIMCO Diversified Incm Fd Cl B PDVBX 58708 20030811 PIMCO Diversified Incm Fd Cl C PDICX 58707 20030811 PIMCO Diversified Incm Fd Cl D PDVDX 58709 20030811 PIMCO Diversified Incm Fd inst Cl PDIIX 58738 20030827 PIMCO Diversified Incm Fd P Cl PDVPX 83928 20080505 PIMCO EM Fnmntl IdxPLS TR Strgy FdInstCL PEFIX 87900 20081201 PIMCO Emerging Local Bd Fd Cl A PELAX 80702 20070803 PIMCO Emerging Local Bd Fd Cl C PELCX 80703 20070803 PIMCO Emerging Local Bd Fd Cl D PLBDX 80704 20070803 PIMCO Emerging Local Bd Fd Insti Cl PELBX 78056 20070103 PIMCO Emerging Local Bd Fd, P Cl PELPX 85529 20080603 PIMCO EMERGING MARKETS BOND FUND CLA PAEMX 53237 20020320 PIMCO EMERGING MARKETS BOND FUND CLA PBEMX 53238 20020320 PIMCO EMERGING MARKETS BOND FUND CLA PEBCX 53239 20020131 PIMCO Emerging Markets Fd P Cl PEMPX 83929 20080505 PIMCO Emrgng Mrkts and Infrstrctr Bd Fd PEMIX 89657 20090702 PIMCO EqS Pathfinder Fund Cl A PATHX 93017 20100419 PIMCO EqS Pathfinder Fund Cl C PTHCX 93018 20100419 PIMCO EqS Pathfinder Fund Cl D PTHDX 93019 20100419 PIMCO EqS Pathfinder Fund Cl P PTHPX 93020 20100419 PIMCO EqS Pathfinder Fund Cl R PTHRX 93021 20100419 PIMCO EqS Pathfinder Fund Inst Cl PTHWX 93022 20100419 PIMCO Extended Drtn Fd Institutional Cl PEDIX 75227 20060907 PIMCO Extended Duration Fd P Cl PEDPX 87303 20080912 PIMCO Fd Foreign bd Fd Cl D (U.S. Dollar PFODX 44061 20000131 PIMCO Fd Mortgage-Back Securities Fd Cl PTMDX 44059 20000131 PIMCO FD PAC INV MGMT INCM PFIIX 64905 20050125 PIMCO Fdamental AdvntgTtlRtrnStrtgyFdClA PTFAX 87044 20080801 PIMCO Fdamental AdvntgTtlRtrnStrtgyFdClC PTRCX 87045 20080801 PIMCO Fdamental AdvntgTtlRtrnStrtgyFdClD PFSDX 87013 20080801 PIMCO Fdamental Index Plus TR Fd P Cl PIXPX 83935 20080505 PIMCO Fdamental IndexPLUS Fd Admin Cl PFPAX 67318 20050718 PIMCO Fdamental IndexPlus Fd Instnl Cl PFPIX 67319 20050630 PIMCO Fdamental IndexPlus Tr Cl C PIXCX 67461 20050803 PIMCO Fdamental IndexPlus Tr Cl D PIXDX 67462 20050803 PIMCO Fdamental IndexPLUS TR Fd Admin Cl PXTAX 67320 20050718 PIMCO Fdamental IndexPlus TR Fd Cl A PIXAX 67460 20050803 PIMCO Fdamental IndxPlus Tr Fd Instnl Cl PXTIX 67321 20050630 PIMCO FDS CA INT MUNI BD A PCMBX 45226 20000131 Pimco Fds Ca Int Muni Bd Inst PCIMX 42934 20000131 PIMCO Fds Hi Yld Mnicipal Bd Fd Insti Cl PHMIX 73974 20060809 PIMCO Fds Intl StockPlus Tr Strategy Fd PISIX 62484 20040116 PIMCO FDS LOW DUR FD D PLDDX 48606 20010131 PIMCO Fds Mortgage-Backed Securities Fd PMTAX 64376 20040810 PIMCO Fds Mortgage-Backed Securities Fd PTRIX 36778 20000124 PIMCO FDS MULTI MANAGER SER NY MUNI PNYAX 53861 20020628 PIMCO FDS MULTI MANAGER SER SH DUR M PSDMX 57732 20030324 PIMCO FDS MULTI MANAGER SER SH DURAT PSDAX 53862 20020628 PIMCO FDS MULTI MANAGER SER SHT MUNI PSDCX 53863 20020628 Pimco Fds Muni Bd Fd Inst PFMIX 44072 20000131 Pimco Fds Pac Emer Mkts Bd Adm PEBAX 36496 19991124 PIMCO FDS PAC INVT MGMT SER ALL ASSE PAAIX 54811 20021107 PIMCO FDS PAC INVT MGMT SER ALL ASSE PASAX 58124 20030522 PIMCO FDS PAC INVT MGMT SER ALL ASSE PASBX 58125 20030522 PIMCO FDS PAC INVT MGMT SER ALL ASSE PASCX 58126 20030522 PIMCO FDS PAC INVT MGMT SER ALL ASSE PASDX 58176 20030602 PIMCO FDS PAC INVT MGMT SER CAL INT PCIDX 53333 20020408 PIMCO FDS PAC INVT MGMT SER COMM REA PCRIX 57074 20021219 PIMCO FDS PAC INVT MGMT SER COMMD RL PCRAX 57590 20030311 PIMCO FDS PAC INVT MGMT SER COMMD RL PCRBX 57591 20030311 PIMCO FDS PAC INVT MGMT SER COMMD RL PCRCX 57592 20030311 PIMCO FDS PAC INVT MGMT SER COMMD RL PCRDX 57593 20030311 PIMCO FDS PAC INVT MGMT SER EMERG MK PEMDX 53336 20020131 PIMCO FDS PAC INVT MGMT SER GNMA FD PGNDX 53339 20020408 PIMCO FDS PAC INVT MGMT SER HI YIELD PHYDX 53854 20020628 PIMCO FDS PAC INVT MGMT SER HI YIELD PHYRX 57683 20030313 PIMCO FDS PAC INVT MGMT SER INV GR B PIGIX 54412 20020930 PIMCO FDS PAC INVT MGMT SER LOW DURA PLDRX 57657 20030313 PIMCO FDS PAC INVT MGMT SER MUN BD F PMBDX 53341 20020408 PIMCO FDS PAC INVT MGMT SER NY MUNI PNYDX 53473 20020426 PIMCO FDS PAC INVT MGMT SER REAL RET PRRRX 57671 20030313 PIMCO FDS PAC INVT MGMT SER SH TERM PTSRX 57674 20030313 PIMCO FDS PAC INVT MGMT SER STOCKS P PSPRX 57672 20030313 PIMCO FDS PAC INVT MGMT SER TTL RETU PTRRX 57673 20030313 PIMCO Fds Real Estate Ret Strategy Fd In PRRSX 62482 20040116 PIMCO FDS REAL RET BD A PRTNX 44619 20000131 Pimco Fds Real Ret Bd Admin PARRX 42873 20000428 PIMCO FDS REAL RET BD B PRRBX 44626 20000131 PIMCO FDS REAL RET BD C PRTCX 44618 20000131 Pimco Fds Real Return Fd D PRRDX 36564 19991215 PIMCO FDS SEL GRW FD A PSGRX 44866 20001108 Pimco Fds Sh Dur Mun Incm Inst PSDIX 36291 19991021 PIMCO FDS SHT DUR MUNI BD D PSDDX 48549 20010703 Pimco Fds Sht Tm Cl D PSHDX 42953 20000131 PIMCO Fds Sm Cap StockPlus TR Fd Insti PSCSX 73278 20060502 Pimco Fds Stksplus Admin PPLAX 36184 19990913 PIMCO FDS STRUCT EMRG MKTS FD PSTIX 66572 20050203 PIMCO Fds, NACM Global Fd, Admin Cl NGAAX 66954 20050401 PIMCO Fds, NACM Global Fd, Insti Cl NGBIX 66835 20050401 PIMCO Fds, NACM Growth Fd, Admin Cl NGFAX 66836 20050401 PIMCO Fds, NACM Growth Fd, Insti Cl NGFIX 66837 20050401 PIMCO Fds, RCM Mid-Cap Fd, Admin Cl DRMAX 66683 20050401 PIMCO Fds: Emrg Lcl Bd Fd Admn Cl PEBLX 81908 20071022 PIMCO Floating Incm Fd Administrative Cl PFTAX 72624 20060125 PIMCO Floating Incm Fd P Cl PFTPX 83932 20080505 PIMCO FLOATING INCOME CL C PFNCX 64907 20050125 PIMCO FLOATING INCOME CL D PFIDX 64904 20050125 PIMCO Floating Income Class A PFIAX 66667 20050228 PIMCO Floating Rate Incm Fd XPFLX 79987 20070524 PIMCO Floating Rate Strategy Fd XPFNX 79988 20070524 PIMCO Foreign Bd (Unhedged) P Cl PFUPX 83933 20080505 PIMCO Foreign Bd (US Dollar Hedged) P Cl PFBPX 83931 20080505 PIMCO Foreign bd Cl C (U.S. Dollar Hedge PFOCX 32970 19980528 PIMCO Foreign bd Cl R (U.S. Dollar Hedge PFRRX 57652 20030313 PIMCO Foreign bd Fd Cl A (U.S. Dollar He PFOAX 34059 19980722 PIMCO Foreign bd Fd Cl B (U.S. Dollar He PFOBX 34319 19981006 PIMCO Foreign Bd Fd Unhedged Admnstrtv PFUUX 73007 20060327 PIMCO FOREIGN BD(UNHEDGED) A PFUAX 64908 20050125 PIMCO Foreign Bond PFBDX 64381 20040816 Pimco Foreign Bond Admin PFRAX 42037 20000131 PIMCO Foreign Fund PFORX 1958 19940119 PIMCO FRGN BOND PFUIX 64042 20040510 PIMCO Fundamental Adv Total Return Strat PFATX 83464 20080229 PIMCO Fundamental IndexPlus Class D PFPDX 78057 20070103 PIMCO Funds All Asset Fund Administrativ PAALX 57921 20030505 PIMCO Funds Low Duration III Instl Cl PLDIX 42440 19990405 PIMCO FUNDS MUNICIPAL BOND FD ADMIN PMNAX 50945 20020225 PIMCO Gbl bd Cl A (U.S. Dollar Hedged) PAIIX 53843 20020628 PIMCO Gbl bd Cl B (U.S. Dollar Hedged) PBIIX 53846 20020628 PIMCO Gbl bd Cl C (U.S. Dollar Hedged) PCIIX 53849 20020628 PIMCO Global Advantage Strategy Bd P Cl PGBPX 88581 20090206 PIMCO Global Advantage Strtgy Bd Fd Cl A PGSAX 88582 20090206 PIMCO Global Advantage Strtgy Bd Fd Cl C PAFCX 88580 20090206 PIMCO Global Advantage Strtgy Bd Fd Cl D PGSDX 88583 20090206 PIMCO Global Advantage Strtgy Bd Fd Cl R PSBRX 88585 20090206 PIMCO Global Advantage Strtgy Bd Inst Cl PSAIX 88584 20090206 PIMCO Global Bd (US Dollar Hedged) P Cl PGNPX 83934 20080505 PIMCO Global Bd Fd (Unhedged) Cl D PGBDX 87017 20080801 Pimco Global Bond Admin PADMX 42038 20000131 PIMCO Global Bond Fund II Insl Cl PGBIX 34060 19980722 PIMCO Global Fund PIGLX 14240 19960531 PIMCO Global Multi Asset Fd Cl A PGMAX 87803 20081113 PIMCO Global Multi Asset Fd Cl C PGMCX 87802 20081113 PIMCO Global Multi Asset Fd Cl D PGMDX 87709 20081103 PIMCO Global Multi Asset Fd Cl R PGMRX 87710 20081103 PIMCO Global Multi-Asset Fd Insti Cl PGAIX 87707 20081103 PIMCO Global Multi-Asset Fd P Cl PGAPX 87708 20081103 PIMCO Global StockPlus & Incm Fd XPGPX 72041 20051026 PIMCO GMNA CL C PCGNX 50217 20011029 PIMCO GNMA CL A PAGNX 50215 20010131 PIMCO GNMA CL B PBGNX 50216 20011029 PIMCO GNMA Fd P Cl PPGNX 83942 20080505 Pimco GNMA Inst PDMIX 36775 20000124 PIMCO HIGH INCM FD XPHKX 62872 20040323 Pimco High Yield Admin CL PHYAX 32261 19980105 PIMCO High Yield Fd P Cl PHLPX 83967 20080505 PIMCO High Yield Fund PHIYX 22370 19960620 PIMCO High Yield Fund Cl A PHDAX 22371 19960620 PIMCO High Yield Fund Cl B PHDBX 20864 19960621 PIMCO High Yield Fund Cl C PHDCX 22372 19960620 PIMCO High Yield Municipal Bd Fd Cl A PYMAX 73978 20060809 PIMCO High Yield Municipal Bd Fd Cl D PYMDX 73979 20060809 PIMCO High Yield Municipal Bd Fd P Cl PYMPX 83950 20080505 PIMCO High Yield Municipal Bond Class C PYMCX 78059 20070103 PIMCO Incm Fd Administrative Cl PIINX 78961 20070403 PIMCO Incm Fd Cl A PONAX 78963 20070403 PIMCO Incm Fd Cl C PONCX 78964 20070403 PIMCO Incm Fd Cl D PONDX 78965 20070403 PIMCO Incm Fd Cl R PONRX 78966 20070403 PIMCO Incm Fd Insti Cl PIMIX 78962 20070403 PIMCO Incm Fd P Cl PONPX 83941 20080505 Pimco Income Opportunity Fund XPKOX 82794 20080103 PIMCO INTL STKPLUS TR STRAT A PIPAX 62344 20031230 PIMCO INTL STKPLUS TR STRAT B PIPBX 62345 20031230 PIMCO INTL STKPLUS TR STRAT C PIPCX 62340 20031230 PIMCO INTL STKPLUS TR STRAT D PIPDX 62341 20031230 PIMCO Investment Grade Corporate Fd P Cl PBDPX 83924 20080505 PIMCO INVST GRD CORP BD CL A PBDAX 64898 20050125 PIMCO INVST GRD CORP BD CL C PBDCX 64899 20050125 PIMCO INVST GRD CORP BD CL D PBDDX 64900 20050125 PIMCO Lng Duartion Ttl Rtrn Fd Insti Cl PLRIX 75229 20060907 PIMCO Lng-Trm Credit Fd Instnl Class PTCIX 89084 20090331 PIMCO Long Duration Ttl Rtrn Fd P Cl PLRPX 87302 20080912 PIMCO Long Term US Govt A PFGAX 34884 19981111 PIMCO Long Term US Govt B PFGBX 34885 19981111 Pimco Long-Term U.s. Government Bond Fun PLGBX 35858 19990527 PIMCO Long-Term U.S. Government Fund PFGCX 35829 19990512 PIMCO Long-Term US Govt Fund PGOVX 22337 19960620 PIMCO Long-Trm U.S Government Bd Fd P Cl PLTPX 83938 20080505 Pimco Low Dur Fund II Admin PDFAX 36636 20000105 PIMCO Low Duration Admin Cl PLDAX 30505 19970616 PIMCO Low Duration Fd P Cl PLDPX 83936 20080505 PIMCO Low Duration Fund PTLDX 22704 19960620 PIMCO Low Duration Fund Cl C PTLCX 22668 19960620 PIMCO Low Duration Fund II PLDTX 22461 19960620 PIMCO Low Duration II P Class PDRPX 90937 20100104 PIMCO Low-Duration CL B PTLBX 30510 19970616 PIMCO Moderate Duration Insl Cl PMDRX 30507 19970616 PIMCO Moderate Duration P Class PMOPX 90939 20100104 PIMCO Mortgage - Back Securities Fd Cl A PMRAX 53855 20020628 PIMCO Mortgage-Back Securities Fd Cl B PMRBX 53856 20020628 PIMCO Mortgage-Back Securities Fd Cl C PMRCX 53857 20020628 PIMCO Mortgage-Backed Securities Fd P Cl PMRPX 83939 20080505 PIMCO MUNI BD CL A PMLAX 50218 20011029 PIMCO MUNI BD CL B PMLBX 50219 20011029 PIMCO Muni Go Fund Class A APNAX 89570 20090702 PIMCO Muni Go Fund Class C APNCX 89571 20090702 PIMCO Muni Go Fund Class D APNDX 89572 20090702 PIMCO MUNI INCM FD XPMFX 57726 20030320 PIMCO MUNI INCM FD III XPMQX 57727 20030320 PIMCO Municipal Bd Fd P Cl PMUPX 83940 20080505 PIMCO Municipal Bond Fund Cl C PMLCX 42445 19990405 PIMCO Municipal Incm Fd II XPMLX 79644 20070508 PIMCO MuniGO Fund P Class PMPOX 89819 20090803 PIMCO MuniGo Institutional Class PMGOX 89574 20090702 PIMCO New York Municipal Bond Fd Cl C PBFCX 89989 20090831 PIMCO NY MUNI INCM FD XPNFX 57728 20030320 PIMCO NY MUNI INCM FD II XPNIX 57729 20030320 PIMCO NY MUNI INCM FD III XPYNX 57730 20030320 PIMCO PAC ALL ASSETS/AUTH INST PAUIX 62770 20040302 PIMCO PAC INV GLB BD U$ HDG AD PGDAX 64374 20040810 PIMCO PAC INV GR CP BD ADM PGCAX 64373 20040810 PIMCO PAC INV LOW DURATION III PDRAX 64370 20040810 PIMCO PAC INV MGT CONVERT FD PFCAX 64379 20040811 PIMCO PAC INV NY MUNI BD INST PNYIX 64377 20040810 Pimco Pacific Emer Markets Bond Instl PEBIX 36495 19991124 PIMCO RE REAL RET STRAT A PETAX 62343 20031230 PIMCO RE REAL RET STRAT B PETBX 62337 20031230 PIMCO RE REAL RET STRAT C PETCX 62338 20031230 PIMCO RE REAL RET STRAT D PETDX 62339 20031230 PIMCO Real Estate Rl Rtrn Strtgy Fd P Cl PETPX 83930 20080505 PIMCO Real Incm 2019 Cl A PCIAX 90457 20091102 PIMCO Real Incm 2019 Cl C PRLCX 90433 20091102 PIMCO Real Incm 2019 Cl D PRLDX 90434 20091102 PIMCO Real Incm 2029 Cl A POIAX 90428 20091102 PIMCO Real Incm 2029 Cl C PORCX 90429 20091102 PIMCO Real Incm 2029 Cl D PORDX 90430 20091102 PIMCO Real Income Fund 2019 - Instl PRIFX 90431 20091102 PIMCO Real Income Fund 2019 Class P PICPX 90458 20091102 PIMCO Real Income Fund 2029 - Instl PRIIX 90432 20091102 PIMCO Real Income Fund 2029 Class P PRQCX 90435 20091102 PIMCO REAL RET ASSET INST PRAIX 50602 20011214 PIMCO Real Retirement 2010 Fd Insti Cl PRIEX 83631 20080401 PIMCO Real Retirement 2020 Fd Insti Cl PRWIX 83633 20080401 PIMCO Real Retirement 2020 Fund Class A PTYAX 83672 20080401 PIMCO Real Retirement 2030 Fd Insti Cl PRLIX 83632 20080401 PIMCO Real Retirement 2040 Fd Insti Cl PROIX 83671 20080401 PIMCO Real Retirement 2040 Fund Class D POFDX 83669 20080401 PIMCO Real Retirement 2050 Fd Insti Cl PRMIX 83670 20080401 Pimco Real Return Bond Fund PRRIX 35752 19990414 PIMCO Real Rtrn Fd P Cl PRLPX 83944 20080505 PIMCO RealRetirement 2010 Fd Admin Cl PRNAX 86371 20080701 PIMCO RealRetirement 2010 Fd Cl A PTNAX 47993 20080401 PIMCO RealRetirement 2010 Fd Cl C PTNCX 87020 20080801 PIMCO RealRetirement 2010 Fd Cl D PTNDX 47994 20080401 PIMCO RealRetirement 2010 Fd Cl R PTNRX 87021 20080801 PIMCO RealRetirement 2020 Fd Admin Cl PFNAX 86355 20080701 PIMCO RealRetirement 2020 Fd Cl C PTYCX 87046 20080801 PIMCO RealRetirement 2020 Fd Cl D PTYDX 47995 20080401 PIMCO RealRetirement 2020 Fd Cl R PTYRX 87022 20080801 PIMCO RealRetirement 2030 Fd Admin Cl PNLAX 86356 20080701 PIMCO RealRetirement 2030 Fd Cl A PEHAX 47987 20080401 PIMCO RealRetirement 2030 Fd Cl C PEHCX 87009 20080801 PIMCO RealRetirement 2030 Fd Cl D PEHDX 47988 20080401 PIMCO RealRetirement 2030 Fd Cl R PEHRX 87010 20080801 PIMCO RealRetirement 2040 Fd Admin Cl PEOAX 86354 20080701 PIMCO RealRetirement 2040 Fd Cl A POFAX 47991 20080401 PIMCO RealRetirement 2040 Fd Cl C POFCX 87018 20080801 PIMCO RealRetirement 2040 Fd Cl R POFRX 87019 20080801 PIMCO RealRetirement 2050 Fd Admin Cl POTAX 86357 20080701 PIMCO RealRetirement 2050 Fd Cl A PFYAX 47989 20080401 PIMCO RealRetirement 2050 Fd Cl C PFYCX 87015 20080801 PIMCO RealRetirement 2050 Fd Cl D PFYDX 47990 20080401 PIMCO RealRetirement 2050 Fd Cl R PFYRX 87016 20080801 PIMCO Short Duration Muni Incm Fd P Cl PSDPX 83945 20080505 PIMCO Short Term Fund PTSHX 22716 19960620 PIMCO Short Term Fund A PSHAX 34887 19981111 Pimco Short Term Fund Admin PSFAX 36637 20000105 PIMCO Short Term Fund C PFTCX 34888 19981111 PIMCO Short-Intermed Fd Cl A PTLAX 20892 19960621 PIMCO Short-Term CL B PTSBX 30511 19970616 PIMCO Short-Term Fd P Cl PTSPX 83948 20080505 PIMCO Sm Cap Stocks Plus TR Fd P Cl PCKPX 83926 20080505 PIMCO Sm-Cap Stock PLUS Tr Fd Cl A PCKAX 73971 20060809 PIMCO Sm-Cap Stocks PLUS Tr Fd Cl C PCKCX 73972 20060809 PIMCO Sm-Cap Stocks PLUS Tr Fd Cl D PCKDX 73973 20060809 Pimco Stkplus Fd D PSPDX 44060 20000323 PIMCO STKPLUS TOT RET A PTOAX 58744 20030820 PIMCO STKPLUS TOT RET INST PSPTX 58862 20030917 PIMCO StockPlus Fd P Cl PSKPX 83946 20080505 PIMCO StockPlus Lng Durtin Fd Insti Clas PSLDX 81006 20070904 PIMCO StockPlus TR Fd P Cl PTOPX 83947 20080505 PIMCO Stocks PLUS TR Short Strtgy Fd P C PSPLX 91704 20100129 PIMCO Stocks PLUS Tr Shrt Strtgy Fd Cl D PSSDX 73977 20060809 PIMCO Stocks TR Fd P Cl PPLPX 83943 20080505 PIMCO StocksPLUS Fund PSTKX 22678 19960620 PIMCO StocksPLUS Fund A PSPAX 34892 19981111 PIMCO StocksPLUS Fund B PSPBX 34893 19981111 PIMCO StocksPLUS Fund C PSPCX 34894 19981111 PIMCO StocksPLUS Total Ret Fd Cl B PTOBX 58712 20030811 PIMCO StocksPLUS Total Ret Fd Cl C PSOCX 58710 20030811 PIMCO StocksPLUS Total Ret Fd Cl D PSTDX 58711 20030811 PIMCO StocksPLUS Tr Shrt Strtgy Fd Cl A PSSAX 73975 20060809 PIMCO StocksPLUS Tr Shrt Strtgy Fd Cl C PSSCX 73976 20060809 PIMCO STRAT GLBL GOVT FD XRCSX 66537 20050203 PIMCO Tax Managed Real Rtrn Fd Cl A PTXAX 90459 20091102 PIMCO Tax Managed Real Rtrn Fd Cl C PXMCX 90438 20091102 PIMCO Tax Managed Real Rtrn Fd Cl D PXMDX 90439 20091102 PIMCO Tax Managed Real Rtrn Fd Insti PTMIX 90436 20091102 PIMCO Tax Managed Real Rtrn Fd P PTMPX 90437 20091102 PIMCO Total Return Fd III Cl P PRAPX 89082 20090401 PIMCO Total Return Fund PTTRX 14225 19960531 PIMCO Total Return Fund Admin PTRAX 22711 19960620 Pimco Total Return Fund Cl D PTTDX 35238 19991210 PIMCO Total Return Fund II PMBIX 22478 19960620 PIMCO Total Return Fund II Admin Cl PRADX 34064 19980722 PIMCO Total Return Fund III PTSAX 22714 19960620 Pimco Total Return Fund III Admin PRFAX 36639 20000105 PIMCO Total Return II P Class PMTPX 90940 20100104 PIMCO Total Return Income Fund Cl A PTTAX 22705 19960620 PIMCO Total Return Income Fund Cl B PTTBX 22614 19960620 PIMCO Total Return Income Fund Cl C PTTCX 22707 19960620 PIMCO Ttl Rtrn Fd P Cl PTTPX 83949 20080505 PIMCO Unconstrained Bd Fd Cl A PUBAX 86358 20080630 PIMCO Unconstrained Bd Fd Cl C PUBCX 87023 20080801 PIMCO Unconstrained Bd Fd Cl D PUBDX 86298 20080701 PIMCO Unconstrained Bd Fd Cl R PUBRX 87024 20080801 PIMCO Unconstrained Bd Fd Inst Cl PFIUX 86296 20080701 PIMCO Unconstrained Bd Fd P Cl PUCPX 86299 20080701 PIMCO Unconstrained Tx Mngd Bnd Fd Cls A ATMAX 88553 20090202 PIMCO Unconstrained Tx Mngd Bnd Fd Cls C ATMCX 88567 20090202 PIMCO Unconstrained Tx Mngd Bnd Fd Cls D ATMDX 88554 20090202 PIMCO Unconstrained Tx Mngd Bnd Fd P Cls PUTPX 90019 20090910 PIMCO Unconstrnd Tx Mngd Bnd Fd Inst Cls PUTIX 88568 20090202 Pin Oak Aggressive Stock Fund POGSX 24149 19961010 PINEBRIDGE US FOCUS EQUITY FD PBFEX 47848 20010615 PINEBRIDGE US FOCUS EQUITY FUND PBFOX 36227 19990929 PINEBRIDGE US MICRO CAP GROWTH PBMBX 32338 19980120 PINEBRIDGE US MICRO CAP GROWTH PBMRX 47847 20010615 PINEBRIDGE US MID CAP GROWTH FD PBDBX 36750 20000119 PINEBRIDGE US MID CAP GROWTH FD PBDRX 72300 20051219 PINEBRIDGE US SMALL CAP GROWTH PBSBX 30292 19970411 PINEBRIDGE US SMALL CAP GROWTH PBSRX 47849 20010615 Pinnacle Value Fund PVFIX 65270 20050304 Pioneer AMT Free Municipal Fund Class Y PBYMX 75733 20061128 Pioneer bd Fd Cl R PBFRX 62701 20040220 Pioneer Bond Cl C PCYBX 32668 19980327 Pioneer Bond Fund PIOBX 22417 19960620 Pioneer Bond Fund Cl B PBOBX 22214 19960620 Pioneer Bond Fund Class Z PIBZX 80493 20070706 Pioneer Clic Bal Fd Cl C PCBCX 67793 20051005 Pioneer Clic Bal Fd Class A AOBLX 14492 19960620 Pioneer Clic Bal Fd Class B ASBBX 34000 19980604 Pioneer Clic Bal Fd Class Y AYBLX 30922 19970912 Pioneer Cullen Value Fd Cl A CVFCX 48639 20010724 Pioneer Cullen Value Fund Class B CVFBX 65249 20050304 Pioneer Cullen Value Fund Class C CVCFX 65248 20050304 Pioneer Cullen Value Fund Class R CVRFX 75732 20061128 Pioneer Cullen Value Fund Class Y CVFYX 65250 20050304 Pioneer Cullen Value Fund Class Z CVFZX 87818 20081110 Pioneer Disciplined Gr Fd Cl A SRSGX 72325 20051220 Pioneer Disciplined Gr Fd Cl C PRGCX 87043 20080722 Pioneer Disciplined Gr Fd Cl Y PRGYX 86829 20080725 Pioneer Disciplined Value Fd Cl A SERSX 72315 20051219 Pioneer Disciplined Value Fd Cl C PRVCX 86831 20080725 Pioneer Disciplined Value Fd Cl Y PRUYX 86830 20080725 Pioneer Diversified High Incm Tr Fd XHNWX 80080 20070601 Pioneer Emerging Markets C PCEFX 34920 19981111 Pioneer Emerging Markets Cl B PBEFX 22194 19960620 Pioneer Emerging Markets Fd Cl R PEMRX 62705 20040220 Pioneer Emerging Markets Fund Cl A PEMFX 22286 19960620 Pioneer Emerging Mrkts Cl Y PYEFX 36239 19990929 Pioneer eq Incm Fd Cl R PQIRX 62714 20040220 Pioneer eq Incm Fd Cl Z PEZQX 80435 20070711 PIONEER EQ INCM FD Y PYEQX 46977 20010327 Pioneer Equity Income CL C PCEQX 32402 19980202 Pioneer Equity Income Fund Cl B PBEQX 22195 19960620 PIONEER EQUITY OPPTY FD CL A PEOFX 64903 20050125 PIONEER EQUITY OPPTY FD CL B PEOBX 64901 20050125 PIONEER EQUITY OPPTY FD CL C PEOCX 64902 20050125 Pioneer Equity-Income Fund PEQIX 22291 19960620 Pioneer Fd Cl R PIORX 62707 20040220 Pioneer Fd Cl Y PYODX 36238 19991001 Pioneer Fd ClZ PIOZX 79521 20070503 Pioneer Fdamental Gwth Fd Cl A PIGFX 72313 20051219 Pioneer Fdamental Gwth Fd Cl B FUNBX 72308 20051219 Pioneer Fdamental Gwth Fd Cl C FUNCX 72309 20051219 Pioneer Floating Rate Fd Cl A FLARX 78735 20070226 Pioneer Floating Rate Fd Cl Y FLYRX 78737 20070226 Pioneer Floating Rate Tr XPHDX 64574 20041228 Pioneer Floating RateFd Cl C FLRCX 78736 20070226 Pioneer Fund Cl A PIODX 22418 19960620 Pioneer Fund Cl B PBODX 30142 19970311 Pioneer Fund Cl C PCODX 34033 19980713 Pioneer Fund II Cl A PIOTX 14257 19960531 PIONEER FUNDAMENTAL GROWTH FUND FUNYX 89136 20090407 Pioneer Gbl eq Fd Cl A GLOSX 72312 20051219 Pioneer Gbl eq Fd Cl B GBSLX 72310 20051219 Pioneer Gbl eq Fd Cl C GCSLX 72311 20051219 Pioneer Gbl High Yield Fd - Cl Z PGHZX 80438 20070711 Pioneer Gbl High Yield Fd Cl A PGHYX 62451 20040113 Pioneer Gbl High Yield Fd Cl B PGHBX 62450 20040113 Pioneer Gbl High Yield Fd Cl C PGYCX 62452 20040113 Pioneer Global Aggregate Bond Fd Cl A PGABX 82769 20071227 Pioneer Global Aggregate Bond Fd Cl C PGCBX 82720 20071228 Pioneer Global Aggregate Bond Fd Cl Y PGYBX 82721 20071228 Pioneer Global Diversified Eq Fd Cls A PGDBX 85584 20080609 Pioneer Global High Yield Fd Cl Y GHYYX 72366 20051229 Pioneer Global Select Eq Fd Cl Y PGSYX 88400 20090108 Pioneer Gov Incm Fd Cl A AMGEX 14458 19960620 Pioneer Gov Incm Fd Cl B ABGIX 42707 20000404 Pioneer Gov Incm Fd Cl Y ATGIX 42725 20000118 Pioneer Government Incm Fd Cl C GOVCX 67768 20051005 Pioneer Gr Opps Fd Cl A PGOFX 64565 20041222 Pioneer Gr Opps Fd Cl B GOFBX 64552 20041222 Pioneer Gr Opps Fd Cl C GOFCX 64553 20041222 Pioneer Growth Opportunities Fund Cls R PGRRX 89845 20090803 Pioneer Gwth Opportunities Fd Cl Y GROYX 67769 20051005 Pioneer Hi Yld Fd B TBHYX 44365 20000809 PIONEER HI YLD FD C PYICX 45560 20001229 Pioneer High Incm Municipal Fd Cl A PIMAX 75520 20061018 Pioneer High Incm municipal Fd Cl C HICMX 75512 20061018 Pioneer high Incm Municipal Fd Cl Y HIMYX 75513 20061018 Pioneer High Incm Tr XPHTX 53810 20020621 Pioneer High Yield Fd Cl R TYHRX 62713 20040220 PIONEER HIGH YIELD FD CL Y TYHYX 53751 20020430 Pioneer High Yield Fd Cl Z TAHZX 80437 20070711 PIONEER IBBOTSON AGGRESSIVE A PIAAX 64909 20050125 PIONEER IBBOTSON AGGRESSIVE B IALBX 64775 20050125 PIONEER IBBOTSON AGGRESSIVE C IALCX 64776 20050125 Pioneer Ibbotson Aggrsve Alctn Fd Cl Y IBAYX 67753 20051004 Pioneer Ibbotson Cnsrtv Allctn Fd Cl A PIAVX 67129 20050526 Pioneer Ibbotson Cnsrtv Allctn Fd Cl B PIBVX 67130 20050526 Pioneer Ibbotson Cnsrtv Allctn Fd Cl C PICVX 67131 20050526 Pioneer Ibbotson Cnsrvtv Alctn Fd Cl Y IBBCX 67810 20051011 PIONEER IBBOTSON GRTH FD CL A GRAAX 64752 20050125 PIONEER IBBOTSON GRTH FD CL B GRABX 64753 20050125 PIONEER IBBOTSON GRTH FD CL C GRACX 64754 20050125 Pioneer Ibbotson Gwth Allocation Fd Cl Y IBGYX 67754 20051004 PIONEER IBBOTSON MODERATE A PIALX 64910 20050125 Pioneer Ibbotson Moderate Alcton Fd Cl Y IMOYX 67755 20051004 PIONEER IBBOTSON MODERATE CL B PIBLX 64911 20050125 PIONEER IBBOTSON MODERATE CL C PIDCX 66570 20050203 Pioneer II CL B PBOTX 32404 19980202 Pioneer II Fund Cl C PCOTX 34034 19980713 Pioneer Independence Fd Cl A PINDX 34386 19981016 Pioneer Independence Fd Cl C INDCX 72980 20060324 Pioneer Independence Fd Cl Y INYDX 72981 20060324 Pioneer Independence Fund Class B INDBX 82562 20071210 Pioneer Int'l Val A PIIFX 22403 19960620 Pioneer Int'l Val Fund B PBIFX 22205 19960620 Pioneer International Val C PCITX 34921 19981111 Pioneer International Value Fund Class Y INVYX 89143 20090415 Pioneer Management Corporation Bond Fund PICYX 62927 20040130 Pioneer Mid Cap Growth B PBCGX 22190 19960620 Pioneer Mid Cap Growth Fund Cl C PCCGX 21040 19960815 PIONEER MID CAP VAL Y PYCGX 46976 20010327 Pioneer Mid Cap Value Fd Cl A PCGRX 22244 19960620 Pioneer Mid Cap Value Fd Cl R PCMRX 62702 20040220 Pioneer Multi-Asset Real Rtrn Fd Cl A PMARX 93713 20100506 Pioneer Multi-Asset Real Rtrn Fd Cl C PRRCX 93714 20100506 Pioneer Multi-Asset Real Rtrn Fd Cl Y PMYRX 93690 20100503 Pioneer muni bd Fd Cl A PBMFX 64560 20041222 Pioneer muni bd Fd Cl B PBMUX 64561 20041222 Pioneer muni bd Fd Cl C MNBCX 64555 20041222 Pioneer muni High Incm Advantage Tr XPMAX 62056 20031021 Pioneer Municipal High Incm Tr XMHIX 58545 20030722 Pioneer Oak Rdg Smll Cp Grwth Fnd Cls Y ORIYX 90905 20091231 Pioneer Oak Ridge Large Cap Gr Fd Cl A ORILX 45584 20010103 Pioneer Oak Ridge Large Cap Gr Fd Cl B ORLBX 62742 20040224 Pioneer Oak Ridge Large Cap Gr Fd Cl C ORLCX 62743 20040224 Pioneer Oak Ridge Large Cap Gr Fd Cl R ORLRX 62744 20040224 PIONEER OAK RIDGE LG CAP GRW Y PORYX 64386 20040817 Pioneer Oak Ridge Small Cap Gr Fd Cl A ORIGX 22134 19960620 Pioneer Oak Ridge Small Cap Gr Fd Cl B ORIBX 62741 20040224 Pioneer Oak Ridge Small Cap Gr Fd Cl C ORICX 34871 19981111 PIONEER REAL EST SHRS Y PYREX 48553 20010326 Pioneer Real Estate Cl A PWREX 22750 19960620 Pioneer Real Estate Shares B PBREX 34923 19981111 Pioneer Real Estate Shrs Cl C PCREX 30145 19970311 Pioneer Research Fd Cl A PATMX 44424 20000818 PIONEER RESEARCH FD Y PRFYX 64387 20040817 Pioneer Select Mid Cap Growth Fund Cls A PMCTX 89330 20090518 Pioneer Select Mid Cap Growth Fund Cls C PMTCX 89331 20090518 Pioneer Select Mid Cap Growth Fund Cls Y PMTYX 89332 20090518 Pioneer Short Term Incm Fd Cl A STABX 64308 20040723 Pioneer Short Term Incm Fd Cl B STBBX 64307 20040723 Pioneer Short Term Incm Fd Cl Y PSHYX 64302 20040723 PIONEER SHT TM INCM FD C PSHCX 64388 20040818 PIONEER STRAT INCM FD A PSRAX 48550 20010131 PIONEER STRAT INCM FD B PSRBX 48551 20010131 PIONEER STRAT INCM FD C PSRCX 48552 20010131 Pioneer Strategic Incm Fd Cl R STIRX 62712 20040220 Pioneer Strategic Incm Fd Cl Z STIZX 80436 20070711 PIONEER STRATEGIC INCOME CL Y STRYX 64969 20050125 PIONEER TAX MANAGED FUND CLASS C PCTMX 53297 20020403 PIONEER TAX MNGD FD B PBTMX 46197 20010209 PIONEER VAL FD Y PVFYX 64389 20040817 PL Comstock Fd 529 MT A CPSAX 54073 20020801 PL Comstock Fd Cl A PFVAX 50509 20011204 PL Gr LT Fd 529 MT A CPGAX 54055 20020801 PL Gr LT Fd Cl A PAJGX 50484 20011204 PL Inflation Managed Fd 529 MT A CAPIX 57353 20030128 PL Inflation Managed Fd Cl A PPAIX 57154 20030102 PL Intl Large-Cap Fd 529 MT A CPAGX 54041 20020801 PL Intl Large-Cap Fd Cl A PAGGX 50483 20011102 PL Intl Value Fd 529 MT A CPIAX 54061 20020801 PL Intl Value Fd Cl A PFAIX 50491 20011204 PL Large-Cap Gr Fd 529 MT A CPBLX 54046 20020801 PL Large-Cap Gr Fd Cl A PFBAX 50495 20011102 PL Managed bd Fd 529 MT A CPAMX 54042 20020801 PL Managed bd Fd Cl A PPBAX 50423 20011031 PL Mid-Cap eq Fd 529 MT A CPAVX 64521 20041231 PL Mid-Cap eq Fd Cl A PFAVX 64524 20041231 PL Mid-Cap Gr Fd 529 MT A CPMAX 54067 20020801 PL Mid-Cap Gr Fd Cl A PFAMX 50493 20011102 PL Port Optimization Aggressive 529 MT C CPAEX 62599 20040203 PL Port Optimization Aggressive 529 MT C CPBEX 62601 20040203 PL Port Optimization Aggressive 529 MT C CPCEX 62604 20040203 PL Port Optimization Aggressive Cl B POEBX 62446 20040112 PL Port Optimization Aggressive Cl C POCEX 62412 20040108 PL Port Optimization Aggressove Cl A POEAX 62416 20040108 PL Port Optimization Aggressove Cl R POERX 67800 20051005 PL Port Optimization Conservative 529 MT MPAAX 62634 20040203 PL Port Optimization Conservative 529 MT MPABX 62628 20040203 PL Port Optimization Conservative 529 MT MPCAX 62629 20040203 PL Port Optimization Conservative Cl A POAAX 62405 20040108 PL Port Optimization Conservative Cl B POABX 62406 20040108 PL Port Optimization Conservative Cl C POACX 62407 20040108 PL Port Optimization Conservative Cl R POARX 67796 20051005 PL Port Optimization Modelrate-Aggressiv CPBDX 62600 20040203 PL Port Optimization Moderate 529 MT Cl MOACX 62625 20040203 PL Port Optimization Moderate 529 MT Cl MOBCX 62627 20040203 PL Port Optimization Moderate 529 MT Cl MOCCX 62633 20040203 PL Port Optimization Moderate Cl A POCAX 62411 20040108 PL Port Optimization Moderate Cl B POMBX 62417 20040108 PL Port Optimization Moderate Cl C POMCX 62418 20040108 PL Port Optimization Moderate Cl R POCRX 67798 20051005 PL Port Optimization Moderate-Aggressive CPADX 62597 20040203 PL Port Optimization Moderate-Aggressive CPCDX 62603 20040203 PL Port Optimization Moderate-Aggressive PODAX 62413 20040108 PL Port Optimization Moderate-Aggressive PODBX 62414 20040108 PL Port Optimization Moderate-Aggressive PODRX 67799 20051005 PL Port Optimization Moderate-Aggressove PODCX 62415 20040108 PL Port Optimization Moderate-Conservati MOABX 62624 20040203 PL Port Optimization Moderate-Conservati MOBBX 62626 20040203 PL Port Optimization Moderate-Conservati MOCBX 62632 20040203 PL Port Optimization Moderate-Conservati POBAX 62408 20040108 PL Port Optimization Moderate-Conservati POBBX 62409 20040109 PL Port Optimization Moderate-Conservati POBCX 62410 20040108 PL Port Optimization Moderate-Conservati POBRX 67797 20051005 PL Real Estate Fd 529 MT A CPRAX 54070 20020801 PL Real Estate Fd Cl A PFARX 50862 20020123 PL Short Duration bd Fd 529 MT A CPASX 62598 20040203 PL Short Duration bd Fd Cl A PFASX 62357 20040102 PL Small Cap Gr Fd 529 MT A CPAAX 54040 20020801 PL Small Cap Gr Fd Cl A PAAGX 50482 20011102 Plumb Balanced Fund PLBBX 80094 20070529 PMC Core Fixed Incm Fd PMFIX 81625 20071005 PMC Diversified Equity Fund PMDEX 89982 20090826 PMC Intrntnl Stk pls TrStrtgy Unhdgd ClC PPUCX 75790 20061204 PMC Intrntnl Stk PlsTr Strtgy Unhdgd ClA PPUAX 75789 20061204 PMC Intrntnl Stk Ps Tr Strtgy Unhdgd ClD PPUDX 75791 20061204 PMC Intrntnl StkPsTrStrtgyFdUnhdgdAdmnCl PSKAX 75774 20061201 PMC Intrtl StkPsTrStrtgyFd UnhdgdInstCl PSKIX 75775 20061201 PNC Bal Alloc Fd Cl A PBAAX 44493 20000830 PNC Bal Alloc Fd Cl C PBCCX 46701 20010309 PNC Bal Alloc Fd Cl I PBLIX 34041 19980714 PNC bd Cl A PAAAX 24969 19970131 PNC bd Cl I PFDIX 34520 19980130 PNC bd Fd Cl C PFDCX 47032 20010402 PNC Fds, Gr and Incm Fd Cl A PGIAX 57629 20030311 PNC Fds, MD Tax-Exempt bd Fd Cl A PDATX 57618 20030311 PNC Fds, MD Tax-Exempt bd Fd Cl C PDACX 21483 19960620 PNC Fds, MD Tax-Exempt bd Fd Cl I PDITX 35544 19990303 PNC Fds, Tax-Exempt Limited Maturity bd PDLIX 42378 19990405 PNC Fds, Tax-Exempt Limited Maturity bd PDLAX 57643 20030311 PNC Fds, Tax-Exempt Limited Maturity bd PDCLX 57645 20030311 PNC Fund- Balanced Port Service Class PCBSX 22234 19960620 PNC Gov Mortgage Fd Cl A POMAX 22445 19960620 PNC Gov Mortgage Fd Cl C PGTCX 46592 20010309 PNC Gov Mortgage Fd Cl I PTGIX 22446 19960620 PNC Gov't Income Port Investor B PNGBX 22520 19960620 PNC High Yield bd Fd Cl A PAHBX 83810 20080429 PNC High Yield bd Fd Cl I PIHBX 83811 20080429 PNC Index Equity Port Service Class PNESX 22519 19960620 PNC Intermed Gov't Port Service Class PIGSX 22400 19960620 PNC Intermediate bd Cl A PBFAX 14389 19960131 PNC Intermediate bd Cl I PIKIX 14388 19960131 PNC Intermediate bd Fd Cl C PIBCX 46709 20010131 PNC Intermediate Gov't Pt. Instl. Cl PNIGX 22523 19960620 PNC Intermediate Tax Exempt bd Fd Cl A PTBIX 44506 20000830 PNC Intermediate Tax Exempt bd Fd Cl I PTIIX 32752 19980421 PNC IntermediateTax Exempt bd Cl C PITCX 46699 20010308 PNC Intl eq Fd Cass A PMIEX 44496 20000605 PNC Intl eq Fd Cl C PIUIX 30641 19970812 PNC Intl eq Fd Cl C PIUCX 46710 20010308 PNC Large Cap Core eq Fd Cl A PLEAX 46867 20010319 PNC Large Cap Core eq Fd Cl C PLECX 46702 20010308 PNC Large Cap Core eq Fd Cl I PLEIX 30640 19970812 PNC Large Cap Gr Fd Cl A PEWAX 14381 19960401 PNC Large Cap Gr Fd Cl C PEWCX 46704 20010308 PNC Large Cap Gr Fd Cl I PEWIX 14380 19960401 PNC Large Cap Value Fd Cl A PLVAX 24966 19970226 PNC Large Cap Value Fd Cl C PALVX 46887 20010321 PNC Large Cap Value Fd Cl I PLIVX 14378 19960401 PNC Limited Maturity bd Fd Cl A PLFAX 24967 19970131 PNC Limited Maturity bd Fd Cl C PFLCX 46886 20010321 PNC Limited Maturity bd Fd Cl I PMYIX 14430 19960131 PNC Managed Income Port Service Class PMISX 22499 19960620 PNC MI Intermediate muni bd Cl C PMICX 46713 20010308 PNC MI Intermediate muni bd Fd Cl A PMMAX 22500 19960620 PNC MI Intermediate muni bd Fd Cl I PBFIX 22455 19960620 PNC Mid Cap Value Cl A PMCAX 53908 20020722 PNC Mid Cap Value Cl C PMFCX 58825 20030908 PNC Mid Cap Value Cl I PMVIX 53909 20020722 PNC Multi-Factor Small Cap Core Fd Cl C PLOCX 67741 20051003 PNC Multi-Factor Small Cap Core Fd Cl I PLOIX 67742 20051003 PNC Multi-Factor Small Cap Gr Cl A PLOAX 67740 20051003 PNC Multi-Factor Small Cap Gr Cl A PLWAX 67744 20051003 PNC Multi-Factor Small Cap Gr Cl C PLWCX 67745 20051003 PNC Multi-Factor Small Cap Gr Cl I PLTIX 67746 20051003 PNC Multi-Factor Small Cap Value Fd Cl A PMRRX 14467 19960620 PNC Multi-Factor Small Cap Value Fd Cl C PSVCX 46719 20010309 PNC Multi-Factor Small Cap Value Fd Cl I PMUIX 14466 19960620 PNC OH Intermediate Tax Exempt bd Cl C POXCX 46684 20010309 PNC OH Intermediate Tax Exempt Cl I Shar POXIX 14495 19960620 PNC OH Intermediate Tax Exempt Fd Cl A POXAX 24970 19970226 PNC PA Intermediate muni bd Cl C PPMCX 46714 20010309 PNC PA Intermediate muni bd Fd Cl A PPMAX 24971 19970226 PNC PA Intermediate muni bd Fd Cl I PIBIX 34521 19981111 PNC S&P 500 Index Fd Cl A PIIAX 46868 20010319 PNC S&P 500 Index Fd Cl C PPICX 46706 20010308 PNC S&P 500 Index Fd Cl I PSXIX 34042 19980714 PNC Small Cap CORE Fd Cl A PPCAX 62959 20040415 PNC Small Cap Core Fd Cl C PPCCX 62960 20040415 PNC Small Cap CORE Fd Cl I PPCIX 62956 20040415 PNC Small Cap Growth Equity Service Clas PCGEX 22241 19960620 PNC Small Cap Growth Port Inst'l Class PSGIX 22655 19960620 PNC Total Ret Advantage Cl C PTVCX 46721 20010309 PNC Total Ret Advantage Fd Cl A PTVAX 24972 19970226 PNC Total Ret Advantage Fd Cl I Shares PTVIX 14553 19960620 PNC Ultra Short bd Fd Cl A PSBAX 57099 20021227 PNC Ultra Short bd Fd Cl I PNCIX 57100 20021227 Polaris Global Value Fund PGVFX 22469 19980611 Poplar Forest Partners Fund Class A PFPFX 90938 20100104 Poplar Forest Partners Fund Insti Class IPFPX 90925 20100104 PORTFOLIO 21 PORTX 47296 20010412 Portfolio 21 Institutional Cl PORIX 78967 20070403 PRASAD GROWTH FD PRGRX 45235 20001201 Price (T. Rowe) Financial Svcs PRISX 34924 19981111 PRICE FDS-GLOBAL TECH FD PRGTX 44930 20001116 PRICE T ROWE GROWTH STK FD IGROWTH S RRGSX 54661 20021021 PRICE T ROWE INSTL INTL FDS EMERG MK IEMFX 57136 20021231 PRICE T ROWE RETIREMENT FDS 2010 FD TRRAX 54784 20021105 PRICE T ROWE RETIREMENT FDS 2020 FUN TRRBX 54785 20021105 PRICE T ROWE RETIREMENT FDS 2030 FUN TRRCX 54786 20021105 PRICE T ROWE RETIREMENT FDS 2040 FUN TRRDX 54787 20021105 PRICE T ROWE RETIREMENT FDS INCOME F TRRIX 54788 20021105 Primary Trend Fd PTFDX 22695 19960620 PRIMECAP Odyssey Aggressive Gr Fd POAGX 64569 20041223 PRIMECAP Odyssey Gr Fd POGRX 64570 20041223 PRIMECAP Odyssey Stock Fd POSKX 64571 20041223 Princiopal Fds Inc IntrntnlVlFndIInstCls PINZX 87400 20081001 PrincipaI Fds, Inc. SmallCap Blend Fd Cl PLLBX 34076 19980724 Principal Fd, Inc. 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CA muni Fd Cl A SRCMX 23155 19960620 Principal Fds, Inc. CA muni Fd Cl B SQCMX 30269 19970324 Principal Fds, Inc. CA muni Fd Cl C SRCCX 53208 20020314 Principal Fds, Inc. Cr Pls Bnd FndIClsR2 PCBBX 87434 20081001 Principal Fds, Inc. Disciplined LargeCap PBABX 23700 19960621 Principal Fds, Inc. Disciplined LargeCap PDCAX 75034 20060814 Principal Fds, Inc. Disciplined LargeCap PDCCX 78204 20070119 Principal Fds, Inc. Disciplined LargeCap PDPBX 75036 20060814 Principal Fds, Inc. Disciplined LargeCap PILBX 66618 20050131 Principal Fds, Inc. Disciplined LargeCap PRMGX 22618 19960620 Principal Fds, Inc. Disciplined LgCap Bl PDCSX 75035 20060814 Principal Fds, Inc. Diversified Intl Fd PDNCX 78148 20070118 Principal Fds, Inc. Diversified Intl Fd PDVIX 75039 20060814 Principal Fds, Inc. Diversified Intl Fd PIIJX 57701 20030318 Principal Fds, Inc. Diversified Intl Fd PINLX 58382 20030625 Principal Fds, Inc. Diversified Intl Fd PINNX 58405 20030625 Principal Fds, Inc. Diversified Intl Fd PINPX 58406 20030625 Principal Fds, Inc. Diversified Intl Fd PINRX 58407 20030625 Principal Fds, Inc. Diversified Intl Fd PRBWX 22585 19960620 Principal Fds, Inc. Diversified Intl Fd PRWLX 22642 19960620 Principal Fds, Inc. eq Incm Fd Cl A PQIAX 78130 20070116 Principal Fds, Inc. eq Incm Fd Cl B PQUBX 78131 20070116 Principal Fds, Inc. eq Incm Fd I Cl C PEUCX 78206 20070119 Principal Fds, Inc. eq Incm Fd Insti PEIIX 78205 20070119 Principal Fds, Inc. Gbl Real Estate Secu POSAX 81570 20071002 Principal Fds, Inc. Gbl Real Estate Secu POSCX 81571 20071002 Principal Fds, Inc. Gbl Real Estate Secu POSIX 81572 20071002 Principal Fds, Inc. High Qlty Intermedia PHSIX 75052 20060814 Principal Fds, Inc. High Quality Interme HUIIX 79314 20070430 Principal Fds, Inc. High Quality Interme PHINX 58392 20030625 Principal Fds, Inc. High Quality Interme PHIPX 58393 20030625 Principal Fds, Inc. High Quality Intmd-T PHIRX 58394 20030625 Principal Fds, Inc. High Quality Intmd-T PHISX 58395 20030625 Principal Fds, Inc. High Yield Fd Cl A CPHYX 45733 20010110 Principal Fds, Inc. High Yield Fd Cl B CBHYX 36232 19991015 Principal Fds, Inc. High Yield Fd Cl C CCHIX 53087 20020314 Principal Fds, Inc. High Yield Fd I, ins PYHIX 72529 20060113 Principal Fds, Inc. High Yield Fd inst C PHYTX 78210 20070119 Principal Fds, Inc. Incm Fd Cl A CMPIX 14811 19960620 Principal Fds, Inc. Incm Fd Cl B CMIBX 21233 19960621 Principal Fds, Inc. Incm Fd Cl C CNMCX 53157 20020314 Principal Fds, Inc. Incm Fd Cl J PIOJX 90093 20091001 Principal Fds, Inc. Inflation Protection PBPPX 75029 20060814 Principal Fds, Inc. Inflation Protection PBSAX 75128 20060814 Principal Fds, Inc. Inflation Protection PIFPX 75054 20060814 Principal Fds, Inc. Inflation Protection PIFSX 75055 20060814 Principal Fds, Inc. Inflation Protection PIPIX 72524 20060113 Principal Fds, Inc. Inflation Protection PIPJX 79317 20070430 Principal Fds, Inc. Inflation Protection PISPX 75173 20060828 Principal Fds, Inc. Inflation Protection PITAX 72025 20051028 Principal Fds, Inc. Inflation Protection PPOCX 78129 20070117 Principal Fds, Inc. Intl Emerging Market PEPSX 75044 20060814 Principal Fds, Inc. Intl Emerging Market PIEBX 42436 19991209 Principal Fds, Inc. Intl Emerging Market PIEIX 73243 20060324 Principal Fds, Inc. Intl Emerging Market PIXEX 75058 20060814 Principal Fds, Inc. Intl Emerging Market PMKCX 78128 20070116 Principal Fds, Inc. Intl Emerging Market PRIAX 32630 19980319 Principal Fds, Inc. Intl Emerging Mks Fd PESSX 75045 20060814 Principal Fds, Inc. Intl Emerging Mkts F PEAPX 75040 20060814 Principal Fds, Inc. Intl Fd Cl R-1 PPISX 75084 20060814 Principal Fds, Inc. Intl Fd I Cl R-2 PSPPX 75097 20060814 Principal Fds, Inc. Intl Fd I Cl R-5 PTPPX 75104 20060814 Principal Fds, Inc. Intl Fd I, Cl R-4 PUPPX 75106 20060814 Principal Fds, Inc. Intl Fd Insti Cl PINIX 64405 20040826 Principal Fds, Inc. Intl Gr Fd Cl A PIRAX 81568 20071002 Principal Fds, Inc. Intl Gr Fd Cl C PIRCX 81569 20071002 Principal Fds, Inc. Intl Gr Fd Cl R-1 PISGX 75057 20060814 Principal Fds, Inc. Intl Gr Fd Cl R-2 PITNX 58409 20030625 Principal Fds, Inc. Intl Gr Fd Cl R-3 PITMX 58408 20030625 Principal Fds, Inc. Intl Gr Fd Cl R-4 PITSX 58411 20030625 Principal Fds, Inc. Intl Gr Fd Insti Cl PITIX 54413 20020930 Principal Fds, Inc. Intl Gr Fd J Cl PITJX 54414 20020930 Principal Fds, Inc. Large Cap Blend Fd I PLIIX 79318 20070430 Principal Fds, Inc. Large Cap Gr Fd Cl R PEPPX 75043 20060814 Principal Fds, Inc. Large Cap Value Fd I PLVJX 54420 20020930 Principal Fds, Inc. LargeCap Blend Fd I PAASX 75007 20060814 Principal Fds, Inc. LargeCap Blend Fd I PBLBX 23969 19960628 Principal Fds, Inc. LargeCap Blend Fd I PPLGX 78167 20070118 Principal Fds, Inc. LargeCap Blend Fd I PWPPX 75113 20060814 Principal Fds, Inc. LargeCap Blend Fd I PXPPX 75115 20060814 Principal Fds, Inc. LargeCap Blend Fd I, PBLCX 22207 19960620 Principal Fds, Inc. LargeCap Blend Fd I, PPXJX 62508 20040127 Principal Fds, Inc. LargeCap Blend Fd I, PYPPX 75118 20060814 Principal Fds, Inc. LargeCap Blend Fd II PLBIX 54415 20020930 Principal Fds, Inc. LargeCap Blend Fd II PLBSX 75067 20060814 Principal Fds, Inc. LargeCap Blend Fd II PLDBX 53650 20020607 Principal Fds, Inc. LargeCap Blend Fd II PLFCX 78154 20070118 Principal Fds, Inc. LargeCap Blend Fd II PLRAX 50566 20011211 Principal Fds, Inc. LargeCap Blend Fd II PPZPX 58357 20030625 Principal Fds, Inc. LargeCap Blend Fd II PPZSX 58358 20030625 Principal Fds, Inc. LargeCap Gr Fd Cl B PRGBX 22603 19960620 Principal Fds, Inc. LargeCap Gr Fd Cl C PLGCX 78155 20070118 Principal Fds, Inc. LargeCap Gr Fd Cl R- PCPPX 75129 20060814 Principal Fds, Inc. LargeCap Gr Fd Cl R- PDPPX 75037 20060814 Principal Fds, Inc. LargeCap Gr Fd Cl R- PLGPX 75069 20060814 Principal Fds, Inc. LargeCap Gr Fd I Cl PBAGX 36956 20000222 Principal Fds, Inc. LargeCap Gr Fd I Cl PCRSX 75031 20060814 Principal Fds, Inc. LargeCap Gr Fd I Cl PLRCX 78159 20070118 Principal Fds, Inc. LargeCap Gr Fd I Cl PPUPX 58353 20030625 Principal Fds, Inc. LargeCap Gr Fd I, Cl PGGAX 36759 20000120 Principal Fds, Inc. LargeCap Gr Fd I, In PLGIX 54417 20020930 Principal Fds, Inc. LargeCap Gr Fd I, J PLGJX 54418 20020930 Principal Fds, Inc. LargeCap Gr Fd II Cl PDASX 75033 20060814 Principal Fds, Inc. LargeCap Gr Fd II Cl PLGRX 78156 20070118 Principal Fds, Inc. LargeCap Gr Fd II Cl PPTPX 58361 20030625 Principal Fds, Inc. LargeCap Gr Fd II, C PLNAX 72026 20051028 Principal Fds, Inc. LargeCap Gr Fd II, C PPTSX 58362 20030625 Principal Fds, Inc. LargeCap Gr Fd II, J PPLJX 62880 20040325 Principal Fds, Inc. LargeCap Gr Fd Inc. PRGWX 22611 19960620 Principal Fds, Inc. LargeCap Gr Fd inst PGLIX 57698 20030318 Principal Fds, Inc. LargeCap Gr Fd J Cl PGLJX 57699 20030318 Principal Fds, Inc. LargeCap S&P 500 Ide PLSAX 46040 20010202 Principal Fds, Inc. LargeCap S&P 500 Idx PLFIX 62097 20031031 Principal Fds, Inc. LargeCap S&P 500 Idx PSPJX 62108 20031031 Principal Fds, Inc. LargeCap S&P 500 Ind PLFMX 58412 20030625 Principal Fds, Inc. LargeCap S&P 500 Ind PLFNX 58413 20030625 Principal Fds, Inc. LargeCap S&P 500 Ind PLFPX 58414 20030625 Principal Fds, Inc. LargeCap S&P 500 Ind PLFSX 58415 20030625 Principal Fds, Inc. LargeCap S&P 500 Ind PLICX 78157 20070118 Principal Fds, Inc. LargeCap S&P 500 Ind PLPIX 75070 20060814 Principal Fds, Inc. LargeCap Value Fd Cl PCACX 22226 19960620 Principal Fds, Inc. LargeCap Value Fd Cl PCCBX 23970 19960628 Principal Fds, Inc. LargeCap Value Fd Cl PLSVX 75073 20060814 Principal Fds, Inc. LargeCap Value Fd Cl PLUCX 78161 20070118 Principal Fds, Inc. LargeCap Value Fd Cl PLVMX 58430 20030626 Principal Fds, Inc. LargeCap Value Fd Cl PLVNX 58416 20030625 Principal Fds, Inc. LargeCap Value Fd Cl PLVPX 58417 20030625 Principal Fds, Inc. LargeCap Value Fd I PABEX 75009 20060814 Principal Fds, Inc. LargeCap Value Fd I PAFBX 75126 20060814 Principal Fds, Inc. LargeCap Value Fd I PVUAX 75137 20060814 Principal Fds, Inc. LargeCap Value Fd I, PAGBX 75127 20060814 Principal Fds, Inc. LargeCap Value Fd I, PVPIX 72527 20060113 Principal Fds, Inc. LargeCap Value Fd II PESAX 75131 20060814 Principal Fds, Inc. LargeCap Value Fd II PLVBX 53451 20020423 Principal Fds, Inc. LargeCap Value Fd II PLVIX 54419 20020930 Principal Fds, Inc. LargeCap Value Fd II PPSRX 58379 20030625 Principal Fds, Inc. LargeCap Value Fd II PPSSX 58380 20030625 Principal Fds, Inc. LargeCap Value Fd II PPVAX 50567 20011204 Principal Fds, Inc. LargeCap Value Fd in PVLIX 57704 20030318 Principal Fds, Inc. LargeCap Value Fd J PVLJX 57705 20030318 Principal Fds, Inc. MidCap Blend Fd Cl A PEMGX 22287 19960620 Principal Fds, Inc. MidCap Blend Fd Cl B PRMBX 22615 19960620 Principal Fds, Inc. MidCap Blend Fd Cl C PMBCX 78162 20070118 Principal Fds, Inc. MidCap Blend Fd Cl R PMBMX 58363 20030625 Principal Fds, Inc. MidCap Blend Fd Cl R PMBNX 58364 20030625 Principal Fds, Inc. MidCap Blend Fd Cl R PMBPX 58431 20030626 Principal Fds, Inc. MidCap Blend Fd Cl R PMBSX 58432 20030626 Principal Fds, Inc. MidCap Blend Fd inst PCBIX 67372 20050722 Principal Fds, Inc. MidCap Blend Fd J Cl PMBJX 62099 20031031 Principal Fds, Inc. MidCap Gr Fd Cl R-1 PMSGX 75076 20060814 Principal Fds, Inc. MidCap Gr Fd Cl R-2 PGPPX 75047 20060814 Principal Fds, Inc. MidCap Gr Fd Cl R-3 PFPPX 75046 20060814 Principal Fds, Inc. MidCap Gr Fd Cl R-4 PIPPX 75056 20060814 Principal Fds, Inc. MidCap Gr Fd Cl R-5 PHPPX 75051 20060814 Principal Fds, Inc. MidCap Gr Fd III Cl PHASX 75050 20060814 Principal Fds, Inc. MidCap Gr Fd III Cl POWCX 78165 20070118 Principal Fds, Inc. MidCap Gr Fd III Cl PPGFX 46041 20010202 Principal Fds, Inc. MidCap Gr Fd III Cl PPQNX 58374 20030625 Principal Fds, Inc. MidCap Gr Fd III Cl PPQPX 58375 20030625 Principal Fds, Inc. MidCap Gr Fd III, Cl PPQSX 58376 20030625 Principal Fds, Inc. MidCap Gr Fd III, J PPQJX 62514 20040127 Principal Fds, Inc. MidCap Gr Fd Insti C PGWIX 72082 20051104 Principal Fds, Inc. MidCap Gr Fd Insti S PPIMX 72526 20060113 Principal Fds, Inc. MidCap S&P 400 Index PMFMX 58365 20030625 Principal Fds, Inc. MidCap S&P 400 Index PMFNX 58366 20030625 Principal Fds, Inc. MidCap S&P 400 Index PMFPX 58367 20030625 Principal Fds, Inc. MidCap S&P 400 Index PMFSX 58368 20030625 Principal Fds, Inc. MidCap Val Fd I Cl A PVEAX 88993 20090303 Principal Fds, Inc. MidCap Val Fd I Cl B PVEBX 88994 20090303 Principal Fds, Inc. MidCap Val Fd I Cl C PVECX 88995 20090303 Principal Fds, Inc. MidCap Val Fd I Cl J PVEJX 88967 20090303 Principal Fds, Inc. MidCap Value Fd I Cl PABUX 75019 20060814 Principal Fds, Inc. MidCap Value Fd I Cl PLASX 75066 20060814 Principal Fds, Inc. MidCap Value Fd I, C PABWX 75021 20060814 Principal Fds, Inc. MidCap Value Fd I, I PVMIX 64406 20040826 Principal Fds, Inc. MidCap Value Fd III PJPPX 75060 20060814 Principal Fds, Inc. MidCap Value Fd III PKPPX 75063 20060814 Principal Fds, Inc. MidCap Value Fd III PLPPX 75071 20060814 Principal Fds, Inc. MidCap Value Fd III PMSVX 75078 20060814 Principal Fds, Inc. MidCap Value Fd III, PMCJX 62100 20031031 Principal Fds, Inc. MidCap Value Fd III, PVUIX 67363 20050722 Principal Fds, Inc. Partners LargeCap Bl PLBJX 54416 20020930 Principal Fds, Inc. Partners LargeCap Bl PPZMX 58355 20030625 Principal Fds, Inc. Partners LargeCap Bl PVPPX 75109 20060814 Principal Fds, Inc. Partners LargeCap Gr PPTMX 58359 20030625 Principal Fds, Inc. Partners LargeCap Va PABDX 75008 20060814 Principal Fds, Inc. Partners LargeCap Va PPSFX 58377 20030625 Principal Fds, Inc. Partners MidCap Gr F PPQMX 58373 20030625 Principal Fds, Inc. Partners MidCap Valu PMPRX 75300 20060911 Principal Fds, Inc. Partners SmallCap Gr PPMMX 58309 20030625 Principal Fds, Inc. Partners SmallCap Gr PPNMX 58313 20030625 Principal Fds, Inc. Partners SmallCap Va PJARX 75133 20060814 Principal Fds, Inc. Partners SmallCap Va PPKMX 58305 20030625 Principal Fds, Inc. Preferred Securites PNARX 75079 20060814 Principal Fds, Inc. Preferred Securities PPSAX 72028 20051028 Principal Fds, Inc. Preferred Securities PPSIX 62105 20031031 Principal Fds, Inc. Preferred Securities PPSJX 64400 20040823 Principal Fds, Inc. Preferred Securities PQARX 75087 20060814 Principal Fds, Inc. Preferred Securities PRFCX 78216 20070119 Principal Fds, Inc. Preferred Securities PUSAX 75136 20060814 Principal Fds, Inc. Principal Life Time PMTIX 54687 20021025 Principal Fds, Inc. Principal Life Time PWASX 75112 20060814 Principal Fds, Inc. Principal LifeTime 2 LTADX 83399 20080229 Principal Fds, Inc. Principal LifeTime 2 LTAOX 83401 20080304 Principal Fds, Inc. Principal LifeTime 2 LTAPX 83402 20080304 Principal Fds, Inc. Principal LifeTime 2 LTEEX 83404 20080304 Principal Fds, Inc. Principal LifeTime 2 LTFGX 83406 20080304 Principal Fds, Inc. Principal LifeTime 2 LTFIX 83407 20080304 Principal Fds, Inc. Principal LifeTime 2 LTFPX 83409 20080304 Principal Fds, Inc. Principal LifeTime 2 LTFSX 83457 20080304 Principal Fds, Inc. Principal LifeTime 2 LTINX 83410 20080304 Principal Fds, Inc. Principal LifeTime 2 LTIUX 83411 20080304 Principal Fds, Inc. Principal LifeTime 2 LTPDX 83412 20080304 Principal Fds, Inc. Principal LifeTime 2 LTPFX 83414 20080304 Principal Fds, Inc. Principal LifeTime 2 LTRDX 83415 20080304 Principal Fds, Inc. Principal LifeTime 2 LTRIX 83417 20080304 Principal Fds, Inc. Principal LifeTime 2 LTRLX 83418 20080304 Principal Fds, Inc. Principal LifeTime 2 LTRSX 83419 20080304 Principal Fds, Inc. Principal LifeTime 2 LTRVX 83420 20080304 Principal Fds, Inc. Principal LifeTime 2 LTSEX 83421 20080304 Principal Fds, Inc. Principal LifeTime 2 LTSGX 83422 20080304 Principal Fds, Inc. Principal LifeTime 2 LTSLX 83423 20080304 Principal Fds, Inc. Principal LifeTime 2 LTSTX 83425 20080304 Principal Fds, Inc. Principal LifeTime 2 LTVIX 83426 20080304 Principal Fds, Inc. Principal LifeTime 2 LTVPX 83427 20080304 Principal Fds, Inc. Principal LifeTime 2 PENAX 72081 20051104 Principal Fds, Inc. Principal LifeTime 2 PFLJX 72521 20060113 Principal Fds, Inc. Principal LifeTime 2 PLFJX 57702 20030318 Principal Fds, Inc. Principal LifeTime 2 PLIBX 72083 20051104 Principal Fds, Inc. Principal LifeTime 2 PLTFX 78342 20070206 Principal Fds, Inc. Principal LifeTime 2 PLWIX 54421 20020930 Principal Fds, Inc. Principal LifeTime 2 PPEAX 72027 20051028 Principal Fds, Inc. Principal LifeTime 2 PPLIX 62103 20031031 Principal Fds, Inc. Principal LifeTime 2 PTAJX 62518 20040127 Principal Fds, Inc. Principal LifeTime 2 PTAMX 58332 20030625 Principal Fds, Inc. Principal LifeTime 2 PTAPX 58334 20030625 Principal Fds, Inc. Principal LifeTime 2 PTASX 58335 20030625 Principal Fds, Inc. Principal LifeTime 2 PTBAX 72029 20051028 Principal Fds, Inc. Principal LifeTime 2 PTBMX 58336 20030625 Principal Fds, Inc. Principal LifeTime 2 PTBNX 58337 20030625 Principal Fds, Inc. Principal LifeTime 2 PTBPX 58338 20030625 Principal Fds, Inc. Principal LifeTime 2 PTBSX 58339 20030625 Principal Fds, Inc. Principal LifeTime 2 PTCAX 72087 20051104 Principal Fds, Inc. Principal LifeTime 2 PTCBX 72088 20051104 Principal Fds, Inc. Principal LifeTime 2 PTCMX 58340 20030625 Principal Fds, Inc. Principal LifeTime 2 PTCPX 58342 20030625 Principal Fds, Inc. Principal LifeTime 2 PTCSX 58343 20030625 Principal Fds, Inc. Principal LifeTime 2 PTDAX 72030 20051028 Principal Fds, Inc. Principal LifeTime 2 PTDBX 72031 20051028 Principal Fds, Inc. Principal LifeTime 2 PTDIX 62109 20031031 Principal Fds, Inc. Principal LifeTime 2 PTDJX 62519 20040127 Principal Fds, Inc. Principal LifeTime 2 PTDMX 58344 20030625 Principal Fds, Inc. Principal LifeTime 2 PTDNX 58345 20030625 Principal Fds, Inc. Principal LifeTime 2 PTDPX 58346 20030625 Principal Fds, Inc. Principal LifeTime 2 PTDSX 58347 20030625 Principal Fds, Inc. Principal LifeTime 2 PTEFX 58434 20030626 Principal Fds, Inc. Principal LifeTime 2 PTENX 58348 20030625 Principal Fds, Inc. Principal LifeTime 2 PTERX 58349 20030625 Principal Fds, Inc. Principal LifeTime 2 PTESX 58350 20030625 Principal Fds, Inc. Principal LifeTime 2 PZASX 75119 20060814 Principal Fds, Inc. Principal LifeTime S PLSIX 62098 20031031 Principal Fds, Inc. Principal LifeTime S PLSMX 58301 20030625 Principal Fds, Inc. Principal LifeTime S PLSNX 58302 20030625 Principal Fds, Inc. Principal LifeTime S PLSSX 58304 20030625 Principal Fds, Inc. Principal LifeTime S PLTSX 78343 20070206 Principal Fds, Inc. Real Estate Fd Insti PIREX 62096 20031031 Principal Fds, Inc. Real Estate Securiti PRAEX 75135 20060814 Principal Fds, Inc. Real Estate Securiti PRCEX 78170 20070118 Principal Fds, Inc. Real Estate Securiti PREJX 62106 20031031 Principal Fds, Inc. Real Estate Securiti PRENX 58317 20030625 Principal Fds, Inc. Real Estate Securiti PREPX 58318 20030625 Principal Fds, Inc. Real Estate Securiti PRETX 58320 20030625 Principal Fds, Inc. Real Estate Securiti PRLEX 53254 20020326 Principal Fds, Inc. Real Estate Securiti PRRAX 36101 19990820 Principal Fds, Inc. Short-Term bd Fd Cl PBOCX 78135 20070118 Principal Fds, Inc. Short-Term bd Fd Cl PHSMX 58400 20030625 Principal Fds, Inc. Short-Term bd Fd Cl PHSNX 58402 20030625 Principal Fds, Inc. Short-Term Bd Fd Cl PHSSX 58404 20030625 Principal Fds, Inc. Short-Term bd Fd Cl PLTBX 23534 19980612 Principal Fds, Inc. Short-Term bd Fd Ins SMBFX 79320 20070430 Principal Fds, Inc. Short-Term bd Fd J C PHSJX 62095 20031031 Principal Fds, Inc. Short-Term Incm Fd C SRHQX 24019 19960628 Principal Fds, Inc. Short-Term Incm Fd C STCCX 53210 20020314 Principal Fds, Inc. Short-Term Incm Fd I PSHIX 78178 20070118 Principal Fds, Inc. Small Cap Gr Fd Cl R PTARX 75103 20060814 Principal Fds, Inc. SmallCap Blend Fd Cl PLLAX 32803 19980428 Principal Fds, Inc. SmallCap Blend Fd Cl PSABX 75090 20060814 Principal Fds, Inc. SmallCap Blend Fd Cl PSBNX 58322 20030625 Principal Fds, Inc. SmallCap Blend Fd Cl PSBPX 58323 20030625 Principal Fds, Inc. SmallCap Blend Fd Cl PSBSX 58324 20030625 Principal Fds, Inc. SmallCap Blend Fd Cl PSMCX 78219 20070119 Principal Fds, Inc. SmallCap Blend Fd In PSLIX 67357 20050722 Principal Fds, Inc. SmallCap Blend Fd J PSBJX 62107 20031031 Principal Fds, Inc. SmallCap Gr Cl A PMAAX 78213 20070119 Principal Fds, Inc. SmallCap Gr Fd Cl C PSOWX 78179 20070118 Principal Fds, Inc. SmallCap Gr Fd Cl R- PSARX 75093 20060814 Principal Fds, Inc. SmallCap Gr Fd Cl R- PVARX 75107 20060814 Principal Fds, Inc. SmallCap Gr Fd I Cl PNASX 75080 20060814 Principal Fds, Inc. SmallCap Gr Fd I Cl PPNPX 58315 20030625 Principal Fds, Inc. SmallCap Gr Fd I, In PGRTX 54411 20020930 Principal Fds, Inc. SmallCap Gr Fd I, J PSIJX 58189 20030604 Principal Fds, Inc. SmallCap Gr Fd II Cl PPASX 75083 20060814 Principal Fds, Inc. SmallCap Gr Fd II Cl PPSBX 62104 20031031 Principal Fds, Inc. SmallCap Gr Fd II Cl PTOCX 78183 20070118 Principal Fds, Inc. SmallCap Gr Fd II, J PPMIX 64001 20040422 Principal Fds, Inc. SmallCap Gr Fd Insti SCPGX 79319 20070430 Principal Fds, Inc. SmallCap Gr Fd J Cl PSGJX 62515 20040127 Principal Fds, Inc. SmallCap Gr Fd, II C PPSMX 50906 20020212 Principal Fds, Inc. SmallCap S&P 500 Ind PSSIX 62881 20040325 Principal Fds, Inc. SmallCap S&P 600 Ind PSAPX 75092 20060814 Principal Fds, Inc. SmallCap S&P 600 Ind PSSJX 62516 20040127 Principal Fds, Inc. SmallCap S&P 600 Ind PSSMX 58325 20030625 Principal Fds, Inc. SmallCap S&P 600 Ind PSSNX 58326 20030625 Principal Fds, Inc. SmallCap S&P 600 Ind PSSPX 58327 20030625 Principal Fds, Inc. SmallCap S&P 600 Ind PSSSX 58328 20030625 Principal Fds, Inc. SmallCap Val Fd I Cl PPKNX 58306 20030625 Principal Fds, Inc. SmallCap Val Fd I, C PPKSX 58308 20030625 Principal Fds, Inc. SmallCap Val Fd I, I PPKIX 62102 20031031 Principal Fds, Inc. SmallCap Value Fd Cl PSUAX 72085 20051104 Principal Fds, Inc. SmallCap Value Fd Cl PSUCX 78132 20070116 Principal Fds, Inc. SmallCap Value Fd Cl PSVBX 72086 20051104 Principal Fds, Inc. SmallCap Value Fd Cl PSVMX 58329 20030625 Principal Fds, Inc. SmallCap Value Fd Cl PSVNX 58330 20030625 Principal Fds, Inc. SmallCap Value Fd Cl PSVSX 58331 20030625 Principal Fds, Inc. SmallCap Value Fd I PPKPX 58307 20030625 Principal Fds, Inc. SmallCap Value Fd I PSASX 75094 20060814 Principal Fds, Inc. SmallCap Value Fd II PKARX 75061 20060814 Principal Fds, Inc. SmallCap Value Fd II PLARX 75065 20060814 Principal Fds, Inc. SmallCap Value Fd II PPVIX 66591 20050203 Principal Fds, Inc. SmallCap Value Fd J PSVJX 62517 20040127 Principal Fds, Inc. SmallCap Value II Cl PCPTX 75030 20060814 Principal Fds, Inc. SmCap Val Fd II Cl J PSMJX 88991 20090303 Principal Fds, Inc. Strategic Aset Mgmt PCBJX 78137 20070118 Principal Fds, Inc. Strategic Asset Mgmt PBAPX 78134 20070118 Principal Fds, Inc. Strategic Asset Mgmt PCBFX 78136 20070118 Principal Fds, Inc. Strategic Asset Mgmt PCBLX 78202 20070119 Principal Fds, Inc. Strategic Asset mgmt PCCIX 78139 20070118 Principal Fds, Inc. Strategic Asset Mgmt PCGGX 78203 20070119 Principal Fds, Inc. Strategic Asset Mgmt PCGJX 78140 20070118 Principal Fds, inc. Strategic Asset Mgmt PCGPX 78141 20070118 Principal Fds, Inc. Strategic Asset Mgmt PCGVX 78142 20070118 Principal Fds, Inc. Strategic Asset Mgmt PCNSX 78143 20070118 Principal Fds, Inc. Strategic Asset Mgmt PCSSX 78144 20070118 Principal Fds, Inc. Strategic Asset Mgmt PCWIX 78145 20070118 Principal Fds, Inc. Strategic Asset Mgmt PCWPX 78146 20070118 Principal Fds, Inc. Strategic Asset Mgmt PFIFX 78207 20070119 Principal Fds, Inc. Strategic Asset Mgmt PFIJX 78149 20070118 Principal Fds, Inc. Strategic Asset Mgmt PFILX 78150 20070118 Principal Fds, Inc. Strategic Asset Mgmt PFIPX 78151 20070118 Principal Fds, Inc. Strategic Asset Mgmt PFIVX 78152 20070118 Principal Fds, Inc. Strategic Asset Mgmt PIFIX 78211 20070119 Principal Fds, Inc. Strategic Asset Mgmt PSBFX 78172 20070118 Principal Fds, Inc. Strategic Asset Mgmt PSBGX 78173 20070118 Principal Fds, Inc. Strategic Asset Mgmt PSBIX 78217 20070119 Principal Fds, Inc. Strategic Asset Mgmt PSBLX 78174 20070118 Principal Fds, Inc. Strategic Asset Mgmt PSBVX 78175 20070118 Principal Fds, Inc. Strategic Asset Mgmt PSGFX 78176 20070118 Principal Fds, Inc. Strategic Asset Mgmt PSGLX 78197 20070119 Principal Fds, Inc. Strategic Asset Mgmt PSGPX 78177 20070118 Principal Fds, Inc. Strategic Asset Mgmt PSGVX 78198 20070119 Principal Fds, Inc. Strategic Asset Mgmt PSWIX 78180 20070118 Principal Fds, Inc. Strategic Asset mgmt PSWJX 78199 20070119 Principal Fds, Inc. Strategic Asset Mgmt SABPX 35006 19981111 Principal Fds, Inc. Strategic Asset Mgmt SACAX 30268 19970324 Principal Fds, Inc. Strategic Asset Mgmt SAIPX 47738 20010131 Principal Fds, Inc. Strategic Asset Mgmt SAUPX 36166 19991005 Principal Fds, Inc. Strategic Asset Mgmt SBBPX 24354 19961126 Principal Fds, Inc. Strategic Asset Mgmt SBCAX 24609 19970210 Principal Fds, Inc. Strategic Asset Mgmt SBGPX 24356 19961126 Principal Fds, Inc. Strategic Asset Mgmt SBIPX 36078 19990825 Principal Fds, Inc. Strategic Asset Mgmt SCBPX 53200 20020314 Principal Fds, Inc. Strategic Asset Mgmt SCGPX 53201 20020314 Principal Fds, Inc. Strategic Asset Mgmt SCIPX 53202 20020314 Principal Fds, Inc. Strategic Asset Mgmt SCUPX 53203 20020314 Principal Fds, Inc. Strategic Asset Mgmt SWHCX 53211 20020314 Principal Fds, Inc. Strategic Asset Stra PSGGX 78196 20070119 Principal Fds, Inc. Tax-Exempt bd Fd Cl PTBBX 78220 20070118 Principal Fds, Inc. Tax-Exempt bd Fd Cl PTBCX 78181 20070118 Principal Fds, Inc. Tax-Exempt bd Fd Cl PTEAX 78182 20070118 Principal Fds, Inc.- Gov & High Quality CMPGX 14810 19960620 Principal Fds, Inc.- Gov & High Quality PMRDX 88032 20081216 Principal Fds, Inc.- Gov & High Quality PMRIX 78164 20070118 Principal Fds, Inc.- Principal Cap Appre CMNBX 14804 19960620 Principal Fds, Inc.- Principal Cap Appre CMNCX 53150 20020314 Principal Fds, Inc.- Principal Cap Appre PWCIX 78133 20070116 Principal Fds, Inc.bd & Mortgage Securit PBMJX 54408 20020930 Principal Fds, Inc.bd & Mortgage Securit PBOMX 75028 20060814 Principal Fds, Inc.Core PlusBndFndIClsR1 PCBRX 87435 20081001 Principal Fds, Inc.Disciplined LargeCap PDSLX 75038 20060814 Principal Fds, Inc.High Quality Intermed PHIJX 62509 20040127 Principal Fds, Inc.Incm Fd Insti Cl PIOIX 78212 20070119 Principal Fds, Inc.Intl Emerging Markets PEASX 75042 20060814 Principal Fds, Inc.Intl Emerging Markets PIEJX 62511 20040127 Principal Fds, Inc.Intl Gr Fd Cl R-5 PITPX 58410 20030625 Principal Fds, Inc.LargeCap Gr Fd Cl R-1 PLSGX 75072 20060814 Principal Fds, Inc.LargeCap Gr Fd I Cl R PPUNX 58352 20030625 Principal Fds, Inc.LargeCap Gr Fd I, Cl PPUSX 58354 20030625 Principal Fds, Inc.LargeCap Gr Fd II Cl PPTNX 58360 20030625 Principal Fds, Inc.LargeCap Gr Fd II, In PPIIX 62101 20031031 Principal Fds, Inc.LargeCap Value Fd Cl PLVSX 58418 20030625 Principal Fds, Inc.LargeCap Value Fd III PPSNX 58378 20030625 Principal Fds, Inc.Mid-Cap Gr Fd J Cl PMGJX 62513 20040127 Principal Fds, Inc.MidCap Blend Fd Cl R- PMSBX 75134 20060814 Principal Fds, Inc.MidCap S&P 400 Idx Fd PMSSX 75077 20060814 Principal Fds, Inc.MidCap S&P 400 Index PMFJX 62512 20040127 Principal Fds, Inc.Partners LargeCap Gr PPUMX 58351 20030625 Principal Fds, Inc.Preferred Securities PPARX 75082 20060814 Principal Fds, Inc.Principal Life Time 2 PLTJX 54686 20021025 Principal Fds, Inc.Principal LifeTime 20 LTANX 83400 20080304 Principal Fds, Inc.Principal LifeTime 20 LTASX 83403 20080304 Principal Fds, Inc.Principal LifeTime 20 LTFDX 83405 20080304 Principal Fds, Inc.Principal LifeTime 20 LTPEX 83413 20080304 Principal Fds, Inc.Principal LifeTime 20 LTSNX 83424 20080304 Principal Fds, Inc.Principal LifeTime 20 PTANX 58333 20030625 Principal Fds, Inc.Principal LifeTime 20 PTCNX 58341 20030625 Principal Fds, Inc.Principal LifeTime 20 PTTIX 54423 20020930 Principal Fds, Inc.Principal LifeTime 20 PVASX 75108 20060814 Principal Fds, Inc.Principal LifeTime 20 PXASX 75114 20060814 Principal Fds, Inc.Principal LifeTime 20 PYASX 75117 20060814 Principal Fds, Inc.Principal LifeTime St PALTX 72024 20051028 Principal Fds, Inc.Principal LifeTime St PLAIX 75064 20060814 Principal Fds, Inc.Principal LifeTime St PLSPX 58303 20030625 Principal Fds, Inc.Real Estate Securitie PRERX 58319 20030625 Principal Fds, Inc.Short-Term bd Fd Cl R PHSPX 58403 20030625 Principal Fds, Inc.Short-Term bd Fd Cl R PSSTX 75098 20060814 Principal Fds, Inc.SmallCap Blend Fd Cl PSBMX 58321 20030625 Principal Fds, Inc.SmallCap Gr Fd Cl R-1 PSAGX 75091 20060814 Principal Fds, Inc.SmallCap Gr Fd I Cl R PPNNX 58314 20030625 Principal Fds, Inc.SmallCap Gr Fd I, Cl PPNSX 58316 20030625 Principal Fds, Inc.SmallCap Gr Fd II Cl PPMNX 58310 20030625 Principal Fds, Inc.SmallCap Gr Fd II Cl PPMPX 58311 20030625 Principal Fds, Inc.SmallCap Gr Fd II, Cl PPMSX 58312 20030625 Principal Fds, Inc.SmallCap Gr Fd II, In PSIIX 57778 20030328 Principal Fds, Inc.SmallCap Value Fd Cl PSAVX 75095 20060814 Principal Fds, Inc.SmallCap Value Fd Cl PSVPX 58433 20030626 Principal Fds, Inc.SmallCap Value Fd Ins PVSIX 66592 20050203 Principal Fds, Inc.Strateg Asset Mgmt Ba PSAJX 78171 20070118 Principal Fds, Inc.Strategic Asset Mgmt PCWSX 78147 20070118 Principal Fds, Inc.Strategic Asset Mgmt PFIGX 78208 20070119 Principal Fds, Inc.Strategic Asset Mgmt SAGPX 24355 19961126 Principal Fds, Inc.Strategic Asset Mgmt SBUPX 35992 19990712 Principal Fds,Inc. 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Cl Z PEQZX 24421 19970107 Prudential Jennison Conservative Gr Cl M JCGMX 80253 20070621 Prudential Jennison Conservative Gr Fd C JCGLX 80252 20070621 Prudential Jennison Conservative Gr Fd C JCGRX 80254 20070621 Prudential Jennison Conservative Gr Fd C TBDAX 47741 20010525 Prudential Jennison Conservative Gr Fd C TBDBX 36473 19991118 Prudential Jennison Conservative Gr Fd C TBDCX 36474 19991118 Prudential Jennison eq Incm Fd Cl A SPQAX 67921 20051013 Prudential Jennison eq Incm Fd Cl B JEIBX 82360 20071108 Prudential Jennison eq Incm Fd Cl C AGOCX 35101 19981120 Prudential Jennison eq Incm Fd Cl L AGOAX 35099 19981120 Prudential Jennison eq Incm Fd Cl M AGOBX 35100 19981120 Prudential Jennison eq Incm Fd Cl X AXGOX 24242 19980623 Prudential Jennison eq Incm Fd Cl Z JDEZX 87139 20080829 Prudential Jennison eq Opportunity Fd Cl PJGCX 42060 20000313 Prudential Jennison eq Opportunity Fd Cl PJIAX 24390 19961213 Prudential Jennison eq Opportunity Fd Cl PJIBX 34929 19981111 Prudential Jennison eq Opportunity Fd Cl PJGZX 42052 20000313 Prudential Jennison eq Opportunity Fd Cl PJORX 72298 20051214 Prudential Jennison Gr Fd Cl A PJFAX 22433 19960620 Prudential Jennison Gr Fd Cl B PJFBX 22434 19960620 Prudential Jennison Gr Fd Cl C PJFCX 23979 19960628 Prudential Jennison Gr Fd Cl R PJGRX 72323 20051220 Prudential Jennison Gr Fd Cl Z PJFZX 30571 19970804 Prudential Jennison Health Sciences Fd C PHLAX 35983 19990712 Prudential Jennison Health Sciences Fd C PHLBX 35984 19990712 Prudential Jennison Health Sciences Fd C PHLCX 35985 19990712 Prudential Jennison Health Sciences Fd C PHSZX 47733 20010524 Prudential Jennison Market Netrl Fd Cl A PJNAX 93361 20100423 Prudential Jennison Market Netrl Fd Cl B PJNBX 93362 20100423 Prudential Jennison Market Netrl Fd Cl C PJNCX 93364 20100423 Prudential Jennison Market Netrl Fd Cl Z PJNZX 93363 20100423 Prudential Jennison Mid-Cap Gr Fd Cl A PEEAX 24475 19970117 Prudential Jennison Mid-Cap Gr Fd Cl B PEEBX 24476 19970117 Prudential Jennison Mid-Cap Gr Fd Cl C PEGCX 42070 20000313 Prudential Jennison Mid-Cap Gr Fd Cl R JDERX 72275 20051207 Prudential Jennison Mid-Cap Gr Fd Cl Z PEGZX 42071 20000313 Prudential Jennison Natural Resources Fd PGNAX 22332 19960620 Prudential Jennison Natural Resources Fd PRGNX 22608 19960620 Prudential Jennison Natural Resources Fd JNRRX 75216 20060907 Prudential Jennison Natural Resources Fd PNRCX 42095 20000313 Prudential Jennison Natural Resources Fd PNRZX 42096 20000313 Prudential Jennison sel Gr Cl L JSGLX 81959 20071030 Prudential Jennison sel Gr Cl M JSGMX 81960 20071030 Prudential Jennison sel Gr Cl X JSGGX 81958 20071030 Prudential Jennison sel Gr Fd Cl A SPFAX 44073 20000615 Prudential Jennison sel Gr Fd Cl B SPFBX 44074 20000615 Prudential Jennison sel Gr Fd Cl C SPFCX 44068 20000615 Prudential Jennison sel Gr Fd Cl Z SPFZX 44075 20000616 Prudential Jennison Small Company Fd Cl CHNDX 14775 19960620 Prudential Jennison Small Company Fd Cl JSCMX 80255 20070621 Prudential Jennison Small Company Fd Cl PGOAX 22334 19960620 Prudential Jennison Small Company Fd Cl PSCCX 24273 19980610 Prudential Jennison Small Company Fd Cl PSCZX 24429 19970107 Prudential Jennison Small Company Fd Cl JSCRX 72293 20051214 Prudential Jennison Utility Fd Cl A PRUAX 22637 19960620 Prudential Jennison Utility Fd Cl B PRUTX 22638 19960620 Prudential Jennison Utility Fd Cl C PCUFX 42063 20000313 Prudential Jennison Utility Fd Cl Z PRUZX 24428 19970107 Prudential Jennison Value Fd Cl A PBEAX 22193 19960620 Prudential Jennison Value Fd Cl B PBQIX 22219 19960620 Prudential Jennison Value Fd Cl C PEICX 23976 19960628 Prudential Jennison Value Fd Cl R JDVRX 72284 20051207 Prudential Jennison Value Fd Cl Z PEIZX 24420 19970107 Prudential Jennsion Utility Fd Cl R JDURX 75303 20060913 Prudential Large-Cap Core eq Fd Cl A PTMAX 35604 19990317 Prudential Large-Cap Core eq Fd Cl B PTMBX 35605 19990317 Prudential Large-Cap Core eq Fd Cl C PTMCX 35606 19990317 Prudential Large-Cap Core eq Fd Cl M DLEMX 80249 20070621 Prudential Large-Cap Core eq Fd Cl Z PTEZX 42077 20000313 Prudential Mid-Cap Value Fd Cl A SPRAX 72089 20051104 Prudential Mid-Cap Value Fd Cl B SVUBX 73347 20060504 Prudential Mid-Cap Value Fd Cl C NCBVX 36216 19990923 Prudential Mid-Cap Value Fd Cl L NABVX 36217 19990923 Prudential Mid-Cap Value Fd Cl M NBBVX 42385 19990524 Prudential Mid-Cap Value Fd Cl X NBVZX 42563 20000322 Prudential Mid-Cap Value Fd Cl Z SPVZX 72625 20060125 Prudential Moderate Alloc Fd Cl A JDTAX 67941 20051018 Prudential Moderate Alloc Fd Cl B JDMBX 72279 20051207 Prudential Moderate Alloc Fd Cl C JDMCX 72280 20051207 Prudential Moderate Alloc Fd Cl R JMARX 86981 20080811 Prudential Moderate Alloc Fd Cl Z JDMZX 72281 20051207 Prudential muni High Incm Cl B PMHYX 22493 19960620 Prudential muni High Incm Fd Cl A PRHAX 22612 19960620 Prudential Muni High Incm Fd Cl C PHICX 35896 19990604 Prudential Natl munis Fd, Inc. 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Cl Z PDBZX 24474 19970117 Prundential muni High Incm Fd Cl Z PHIZX 42042 20000120 Purisima All-Purpose Fd PURLX 72061 20051101 Purisima Total Return PURIX 32701 19980413 Putman Absolute Return 100 - A PARTX 88155 20090102 Putman Absolute Return 100 - B PARPX 88153 20090102 Putman Absolute Return 100 - C PARQX 88154 20090102 Putman Absolute Return 100 - M PARZX 88157 20090102 Putman Absolute Return 100 - Y PARYX 88156 20090102 Putman Absolute Return 300 - A PTRNX 88161 20090102 Putman Absolute Return 300 - C PTRGX 88159 20090102 Putman Absolute Return 300 - M PZARX 88163 20090102 Putman Absolute Return 300 - R PTRKX 88160 20090102 Putman Absolute Return 300 - Y PYTRX 88162 20090102 Putman Absolute Return 700 - A PDMAX 88164 20090102 Putman Absolute Return 700 - B PDMBX 88165 20090102 Putman Absolute Return 700 - C PDMCX 88166 20090102 Putman Absolute Return 700 - M PDMMX 88167 20090102 Putman Absolute Return 700 - R PDMRX 88168 20090102 Putman Absolute Return 700 - Y PDMYX 88169 20090102 Putnam (George) Fund B PGEBX 22318 19960620 Putnam (George) Fund of Boston Cl A PGEOX 22320 19960620 Putnam Absolute Return 100 - R PRARX 88402 20090108 Putnam Absolute Return 300 - B PTRBX 88403 20090108 Putnam Absolute Return 500 - A PJMDX 88349 20090108 Putnam Absolute Return 500 - B PJMBX 88347 20090108 Putnam Absolute Return 500 - C PJMCX 88348 20090108 Putnam Absolute Return 500 - M PJMMX 88350 20090108 Putnam Absolute Return 500 - R PJMRX 88351 20090108 Putnam Absolute Return 500 - Y PJMYX 88352 20090108 Putnam Amer Gov't Income Fund PAGVX 14231 19960531 Putnam Amer Gov't Income Fund Cl BCl B PAMBX 22166 19960620 Putnam American Government M PAMMX 34932 19981111 PUTNAM AMERICAN GOVT INCM FD R PAMRX 64896 20050125 Putnam AMT Free Insured Municipal C Shr PAMTX 83978 20080501 Putnam AMT Free Insured Municipal Y Shs PAMYX 82854 20080117 Putnam Arizona Tax Exempt Incm Fd C Shr PAZCX 83992 20080507 Putnam Arizona Tax Exempt Incm Fd Y Shs PAZYX 82869 20080118 Putnam Arizona Tax Exempt Income Fund PTAZX 22684 19960620 Putnam Arizona Tax Exempt Income Fund B PAZBX 22185 19960620 Putnam Asia Pacific Equity Fund A Share PAPAX 89502 20090619 Putnam Asia Pacific Equity Fund B Share PAPBX 89503 20090619 Putnam Asia Pacific Equity Fund C Share PAPCX 89495 20090617 Putnam Asia Pacific Equity Fund M Share PAPMX 89504 20090619 Putnam Asia Pacific Equity Fund R Share PAPLX 89496 20090617 Putnam Asia Pacific Equity Fund Y Share PAPYX 89497 20090617 PUTNAM ASSET ALLOC BAL PT R PAARX 58666 20030801 Putnam Asset Alloc Balanced Port Cl M PABMX 23980 19960628 PUTNAM ASSET ALLOC CONSERV R PACRX 58667 20030801 PUTNAM ASSET ALLOC GRWTH R PASRX 58668 20030801 Putnam Asset Alloc-Conserv M PACMX 34933 19981111 Putnam Asset Allocation Balanced Pt Cl C AABCX 14267 19960311 Putnam Asset Allocation Conservativ Pt A PACAX 22155 19960620 Putnam Asset Allocation Conservativ Pt B PACBX 22156 19960620 Putnam Asset Allocation Conservativ Pt C PACCX 22157 19960620 Putnam Asset Allocation Fund Balanced A PABAX 22151 19960620 Putnam Asset Allocation Fund Balanced B PABBX 22152 19960620 Putnam Asset Allocation Fund Growth A PAEAX 22159 19960620 Putnam Asset Allocation Fund Growth B PAEBX 22160 19960620 Putnam Asset Allocation Growth Port Cl C PAECX 22161 19960620 Putnam Asset Allocation Growth Port Cl M PAGMX 22162 19960620 Putnam Balanced Ptfl. Cl Y PABYX 34404 19981026 Putnam CA Tax Exempt Income Fund Cl B PCTBX 22263 19960620 Putnam CA Tax Exempt Income M PCLMX 34934 19981111 Putnam CA Tax-Ex Income Fund PCTEX 24184 19950209 PUTNAM CALIF TAX EXEMPT INCOTAX EX I PCTCX 54526 20021010 Putnam California Tx Exmpt Incm Fd Y Sh PCIYX 82855 20080117 PUTNAM CAP OPPORT FD Y PYCOX 48759 20010822 PUTNAM CAP OPPORT R PCORX 58684 20030801 Putnam Cap Opps Fd Cl M Shs POPMX 62477 20050307 Putnam Capital Opportunities Cl A PCOAX 35201 19981216 Putnam Capital Opportunities Cl B POPBX 35202 19981216 Putnam Capital Spectrum Fd A Share PVSAX 89333 20090518 Putnam Capital Spectrum Fd B Share PVSBX 89334 20090518 Putnam Capital Spectrum Fd C Share PVSCX 89335 20090518 Putnam Capital Spectrum Fd M Share PVSMX 89336 20090518 Putnam Capital Spectrum Fd R Share PVSRX 89337 20090518 Putnam Capital Spectrum Fd Y Share PVSYX 89338 20090518 Putnam Conservative Ptfl. Cl Y PACYX 34405 19981026 Putnam Convertible Incm Gwth Tr Cl R PCVRX 66996 20050421 Putnam Convertible Incm-Gwth Tr C Shs PRCCX 82857 20080117 Putnam Convertible Income & Growth Cl M PCNMX 23981 19960628 Putnam Convertible Income & Growth Fund PCGYX 35899 19990604 Putnam Convertible Income Fund PCONX 6071 19860102 Putnam Convertible Income Growth Tr Cl B PCNBX 22258 19960620 PUTNAM DIVERS C PDVCX 54142 20020816 Putnam Diversified Incm Tr Cl R Shs PDVRX 62471 20050211 Putnam Diversified Income Trust A PDINX 6083 19890828 Putnam Diversified Income Trust C PDVYX 34407 19981026 Putnam Diversified Income Trust Cl B PSIBX 22657 19960620 Putnam Diversified Income Trust Cl M PDVMX 22278 19960620 Putnam Emerging Markets Eq Fd - B PEMBX 87798 20081110 Putnam Emerging Markets Eq Fd - C PEMZX 87750 20081110 Putnam Emerging Markets Eq Fd -A PEMMX 87751 20081110 Putnam Emerging Markets Eq Fd -M PEMAX 87797 20081110 Putnam Emerging Markets Eq Fd -R PEMLX 87749 20081110 Putnam Emerging Markets Eq Fd -Y PEMYX 87752 20081110 PUTNAM EQ INCM CL C PEQCX 48814 20010320 PUTNAM EQ INCM CL R PEQRX 58669 20030801 Putnam Eq Spectrum Fd A Share PYSAX 89344 20090518 Putnam Eq Spectrum Fd B Share PYSOX 89340 20090518 Putnam Eq Spectrum Fd C Share PYSCX 89345 20090518 Putnam Eq Spectrum Fd M Share PYSMX 89339 20090518 Putnam Eq Spectrum Fd R Share PYSRX 89341 20090518 Putnam Eq Spectrum Fd Y Share PYSYX 89342 20090518 Putnam Equity Income Fund Cl A PEYAX 22298 19960620 Putnam Equity Income Fund Cl B PEQNX 22293 19960620 Putnam Equity Income Fund Cl M PEIMX 22282 19960620 Putnam Equity Income Fund Cl Y PEIYX 36158 19990827 Putnam Europe Equity Fund Cl R PEERX 66666 20050307 Putnam Europe Growth Cl M PEUMX 23982 19960628 Putnam Europe Growth Fund A PEUGX 22296 19960620 Putnam Europe Growth Fund B PEUBX 22295 19960620 PUTNAM FDS TR PFICX 75817 20060203 PUTNAM FDS TR PNSAX 54008 20020722 PUTNAM FDS TR INTL GRW PIGRX 53574 20020516 PUTNAM FLOATING RATE INCM CL A PFLRX 64906 20050125 Putnam Floating Rate Incm Fd Cl B PFRBX 72829 20060223 Putnam Floating Rate Y Share PFRYX 79555 20070507 Putnam Gbl Health Care Fd Cl A PHSTX 1943 19940426 Putnam Gbl Health Care Fd Cl B PHSBX 22375 19960620 Putnam Gbl Health Care Fd Cl C PCHSX 42894 20000512 Putnam Gbl Health Care Fd Cl M PHLMX 24541 19970205 Putnam Gbl Health Care Fd Cl R PHSRX 58674 20030801 Putnam Gbl Health Care Fd Cl Y PHSYX 45000 20001117 Putnam Gbl Incm Tr Cl R Shs PGBRX 62472 20050217 Putnam Gbl Natural Resources Fd Cl R Shs PGNRX 62473 20050307 Putnam Gbl Utilities Fd Cl A PUGIX 22720 19960620 Putnam Gbl Utilities Fd Cl B PUTBX 22728 19960620 Putnam Gbl Utilities Fd Cl M PUTMX 23989 19960628 Putnam Gbl Utilities Fd Cl R PULRX 62480 20050307 PUTNAM GEORGE FD BOSTON R PGPRX 58672 20030801 Putnam Glbl Telecommunications Fnd B Shs PGBBX 88394 20090108 Putnam Glbl Telecommunications Fnd M Shs PGBMX 88395 20090108 Putnam Glbl Telecommunications Fnd R Shs PGBTX 88174 20090102 Putnam Glbl Telecommunications Fnd Y Shs PGBYX 88175 20090102 Putnam Global Consumer Fund A Shs PGCOX 88346 20090108 Putnam Global Consumer Fund B Shs PGCKX 88179 20090102 Putnam Global Consumer Fund C Shs PGCNX 88181 20090102 Putnam Global Consumer Fund M Shs PGCMX 88180 20090102 Putnam Global Consumer Fund R Shs PGCIX 88396 20090108 Putnam Global Consumer Fund Y Shs PGCYX 88182 20090102 Putnam Global Energy Fund A Shs PGEAX 88397 20090108 Putnam Global Energy Fund B Shs PGEDX 88210 20090105 Putnam Global Energy Fund C Shs PGECX 88398 20090108 Putnam Global Energy Fund M Shs PGENX 88211 20090105 Putnam Global Energy Fund R Shs PGETX 88212 20090105 PUTNAM GLOBAL EQ FD R PGLRX 58670 20030801 Putnam Global Equity A Fund PEQUX 6075 19860102 Putnam Global Financials Fund A Shs PGFFX 88184 20090102 Putnam Global Financials Fund B Shs PGFOX 88186 20090102 Putnam Global Financials Fund C Shs PGFDX 88183 20090102 Putnam Global Financials Fund M Shs PGFMX 88185 20090102 Putnam Global Financials Fund R Shs PGFRX 88187 20090102 Putnam Global Financials Fund Y Shs PGFYX 88188 20090102 Putnam Global Gov't Income Tr PGGIX 14239 19960531 Putnam Global Gov't Income Trust B PGLBX 22328 19960620 Putnam Global Govt Income M PGGMX 34935 19981111 Putnam Global Growth Fund Cl B PEQBX 22290 19960620 Putnam Global Growth Fund Cl M PEQMX 22292 19960620 Putnam Global Industrials Fund B Shs PGIVX 88209 20090105 Putnam Global Industrials Fund C Shs PGIEX 88399 20090108 Putnam Global Industrials Fund M Shs PGIHX 88206 20090105 Putnam Global Industrials Fund R Shs PGIOX 88208 20090105 Putnam Global Industrials Fund Y Shs PGILX 88207 20090105 Putnam Global Natural Resources Cl C PGLCX 73358 20060510 Putnam Global Natural Resources Fd Cl M PGLMX 24450 19981105 Putnam Global Technology Fund A Shs PGTAX 88189 20090102 Putnam Global Technology Fund B Shs PGTPX 88192 20090102 Putnam Global Technology Fund C Shs PGTDX 88190 20090102 Putnam Global Technology Fund M Shs PGTMX 88191 20090102 Putnam Global Technology Fund R Shs PGTRX 88401 20090108 Putnam Global Technology Fund Y Shs PGTYX 88193 20090102 Putnam Global Telecommunicatns Fnd A Shs PGBZX 88345 20090108 Putnam Global Telecommunicatns Fnd C Shs PGBNX 88344 20090108 Putnam Growth & Income Cl M PGRMX 22343 19960620 Putnam Growth & Income Fund A PGRWX 6074 19860102 Putnam Growth & Income Fund Cl B PGIBX 22323 19960620 Putnam Growth & Income Fund Cl Y PGIYX 34408 19981026 Putnam Growth Opport Cl B POGBX 14202 19971024 Putnam Growth Opportunities Cl A POGAX 14155 19971023 Putnam Growth Opportunities Fund Cl C POGCX 35800 19990428 Putnam Growth Opportunities Fund Cl M PGOMX 36117 19990811 Putnam Growth Opportunities Fund Cl Y PGOYX 36159 19990827 Putnam Growth Ptfl. Cl Y PAGYX 34406 19981026 Putnam Grwth & Incm C PGRIX 36709 20000111 PUTNAM GRWTH & INCM R PGCRX 58643 20030731 PUTNAM GRWTH OPPORT CL R PGORX 58671 20030801 Putnam Hi Incm Cv & Bd Fd XPCFX 36723 20000112 PUTNAM HI YLD C PCHYX 54141 20020816 PUTNAM HI YLD Y PHYYX 54143 20020816 Putnam High Yield Advantage - R PFJAX 88443 20090120 Putnam High Yield Advantage Fund PHYIX 22380 19960620 Putnam High Yield Advantage Fund Cl B PHYBX 22379 19960620 Putnam High Yield Advantage Fund Cl M PHYMX 22382 19960620 Putnam High Yield Advantage Y Shs PHAYX 79234 20070417 Putnam High Yield Tr A PHIGX 1949 19940311 Putnam High Yield Tr B PHBBX 1948 19940311 PUTNAM HIGH YIELD TR CL R PHDRX 58673 20030801 Putnam High-Yield Trust Cl M PHIMX 24542 19970205 Putnam Incm Strategies Fd Cl A PISFX 78878 20070215 Putnam Incm Strategies Fd Cl B PBIOX 80174 20070613 Putnam Incm Strategies Fd Cl C PCIOX 80175 20070612 Putnam Incm Strategies Fd Cl Y PIIYX 80176 20070613 PUTNAM INCOME FD INC CL C PUICX 53299 20020115 PUTNAM INCOME FD R PIFRX 58645 20030731 Putnam Income Fund A PINCX 6081 19890828 Putnam Income Fund Cl B PNCBX 22515 19960620 Putnam Income Fund Cl C PNCMX 22516 19960620 Putnam Income Fund Cl Y PNCYX 34409 19981026 Putnam Int'l Growth & Income Fund Cl A PNGAX 24451 19970110 Putnam Int'l Growth & Income Fund Cl B PGNBX 24452 19970110 Putnam Int'l Growth & Income Fund Cl M PIGMX 24453 19970110 Putnam Int'l New Opportunities A PINOX 22415 19960620 Putnam Int'l New Opportunities B PINWX 22416 19960620 Putnam Int'l New Opportunities Fund Cl M PINMX 22414 19960620 Putnam Int'l Voyager Fund Cl A PNVAX 24454 19970110 Putnam Int'l Voyager Fund Cl B PVNBX 24455 19970110 Putnam International Growth Fund Cl Y POVYX 34411 19981026 PUTNAM INTL CAP OPPORT R PICRX 58675 20030801 Putnam Intl Cap Opportunity B PNVBX 22534 19960620 PUTNAM INTL EQ R PIERX 58685 20030801 Putnam Intl Gr & Incm Fd Cl R Shs PIIRX 62474 20041102 Putnam Intl Growth Fund Cl B POVBX 22555 19960620 Putnam Intl Grwth C PIGCX 36336 19991022 Putnam Intl New Opp C Shs PIOCX 36989 20000229 Putnam Intl New Opps Fd Cl R Shs PNPRX 62476 20050307 PUTNAM INTL VOYAGER FD Y PIVYX 44999 20001117 Putnam Intrntn New Opprtnts Fd Y Shs PINYX 82885 20080124 Putnam Investors C PCINX 42424 19991209 Putnam Investors Fund A PINVX 6076 19860102 Putnam Investors Fund Cl M PNVMX 23986 19960628 Putnam Investors Fund Cl Y PNVYX 34412 19981026 PUTNAM INVESTORS FUND R PIVRX 58676 20030801 PUTNAM INVT FDS CAP OPPT PCOCX 53296 20020403 PUTNAM INVT FDS MID CAP PMPCX 53575 20020516 PUTNAM INVT FDS SMALL CP PSLMX 53590 20020521 Putnam MA Tax Exempt Income Fd A PXMAX 22754 19960620 Putnam MA Tax Exempt Income Fund Cl B PMABX 22473 19960620 Putnam Master Intermediate Income Trust XPIMX 42550 20000112 Putnam Michigan Tax Exempt Cl B PMEBX 22486 19960620 Putnam Michigan Tax Exempt Incm Fd C Shr PMGCX 83993 20080507 Putnam Michigan Tax Exempt Incm Fd Y Shs PMIYX 82871 20080118 Putnam Michigan Tax Exempt Income Fd A PXMIX 22755 19960620 PUTNAM MID CAP VA FD Y PMVYX 64013 20040503 PUTNAM MID CAP VAL FD A PMVAX 47734 20010320 PUTNAM MID CAP VAL FD B PMVBX 48815 20010320 Putnam Mid Cap Val Fd Cl M PMCVX 78260 20070130 Putnam Mid Cap Value Cl R Share PMVRX 62238 20031125 Putnam Minnesota Tax Exempt Cl B PMTBX 22509 19960620 Putnam Minnesota Tax Exempt Income Fd A PXMNX 22756 19960620 Putnam Minnesota Tax Exmpt Incm Fd C Shr PMOCX 83980 20080508 Putnam Minnesota Tx Exmpt Incm Fd Y Shs PMNYX 82886 20080124 Putnam Mngd Muni Tr XPMMX 36724 20000112 Putnam Msschustt Tx Exmpt Incm Fd Y Sh PMAYX 82870 20080118 Putnam Msschustts Tx Exmpt Incm Fd C Shr PMMCX 83979 20080501 Putnam Municipal Opportunities Trust XPMOX 42551 20000112 Putnam Natural Resources Fund A EBERX 6072 19860102 Putnam Natural Resources Fund B PNRBX 22532 19960620 Putnam New Jersey Tx Exmpt Incm Fd C Shr PNJCX 83981 20080508 Putnam New Jersey Tx Exmpt Incm Fd Y Shs PNJYX 82872 20080118 PUTNAM NEW OPPORT FD CL C PNOCX 44739 20001013 PUTNAM NEW OPPORT FD CL R PNORX 58677 20030801 Putnam New Opportunities Fund Cl A PNOPX 22530 19960620 Putnam New Opportunities Fund Cl B PNOBX 22528 19960620 Putnam New Opportunities Fund Cl M PNOMX 22529 19960620 Putnam New Opportunities Fund Cl Y PNOYX 34413 19981026 Putnam New York Tax Exempt Incm Fd C Shr PNNCX 83982 20080501 Putnam New York Tax Exempt Incm Fd Y Shs PNYYX 82873 20080118 Putnam NJ Tax Exempt Income Fund Cl A PTNJX 22709 19960620 Putnam NJ Tax Exempt Income Fund Cl B PNJBX 22526 19960620 Putnam NY Tax Exempt Income Fund Cl A PTEIX 22691 19960620 Putnam NY Tax Exempt Income Fund Cl B PEIBX 22280 19960620 Putnam Ohio Tax Exempt Incm Fd C Share POOCX 83983 20080508 Putnam Ohio Tax Exempt Incm Fd Y Shs POTYX 82875 20080118 Putnam Ohio Tax Exempt Income Fund A PXOHX 22757 19960620 Putnam Ohio Tax Exempt Income Fund B POXBX 22558 19960620 Putnam Overseas Growth Fund Cl A POVSX 22557 19960620 Putnam Overseas Growth Fund Cl M POVMX 22556 19960620 Putnam PA Tax Exempt Income Fund B PPNBX 22569 19960620 Putnam PA Tax Exempt Income Trust PTEPX 22692 19960620 Putnam Pnnsylvn Tx Exmpt Incm Fd Y Sh PPTYX 82856 20080117 Putnam Pnnsylvnia Tx Exmpt Incm Fd C Shr PPNCX 83994 20080507 Putnam Premier Incm Tr XPPTX 36727 20000112 Putnam Putnam Global Growth Fund Cl Y PEQYX 34415 19981026 Putnam Research Cl B|putnam S Class B PRFBX 35551 19990305 PUTNAM RESEARCH FD CL M PRFMX 44740 20001013 PUTNAM RESEARCH FD CL R PRSRX 58678 20030801 PUTNAM RESEARCH FD CL Y PURYX 44997 20001117 Putnam Research Fund Cl A PNRAX 34028 19980713 Putnam Research Fund Cl C PRACX 36042 19990719 Putnam Retirement Ready 2010 Fd Cl A Shs PRXRX 73881 20060721 Putnam Retirement Ready 2010 Fd Cl Y Shs PRRGX 73870 20060721 Putnam Retirement Ready 2015 Fd Cl A Shs PRRHX 73871 20060721 Putnam Retirement Ready 2015 Fd Cl Y Shs PRRLX 73872 20060721 Putnam Retirement Ready 2020 Fd Cl A Shs PRRMX 73873 20060721 Putnam Retirement Ready 2020 Fd Cl Y Shs PRRNX 73874 20060721 Putnam Retirement Ready 2025 Fd Cl A Shs PRROX 73875 20060721 Putnam Retirement Ready 2025 Fd Cl Y Shs PRRPX 73876 20060721 Putnam Retirement Ready 2030 Fd Cl A Shs PRRQX 73877 20060721 Putnam Retirement Ready 2035 Fd Cl A Sha PRRWX 73879 20060721 Putnam Retirement Ready 2035 Fd Cl Y Shs PRRYX 73880 20060721 Putnam Retirement Ready 2040 Cl Y Shs PRZZX 73869 20060721 Putnam Retirement Ready 2040 Fd Cl A Shs PRRZX 73882 20060721 Putnam Retirement Ready 2045 Fd Cl A Shs PRVLX 73867 20060721 Putnam Retirement Ready 2045 Fd Cl Y Shs PRVYX 73868 20060721 Putnam Retirement Ready Maturity Fd Cl A PRMAX 78782 20070221 Putnam Retirement Ready Maturity Fd Cl Y PRMYX 78783 20070221 PUTNAM SM CAP GROWTH B PNSBX 64226 20040628 Putnam Sm Cap Val B PSLBX 36250 19991005 Putnam Sm Cap Val Fd Cl R PSCRX 89307 20090508 Putnam Small Cap Gr Fd Cl M Shares PSGMX 62239 20031125 Putnam Small Cap Growth Fund Class Y PSYGX 78250 20070125 Putnam Small Cap Value A PSLAX 42451 19990726 PUTNAM SMALL CAP VALUE C PSLCX 46680 20010320 PUTNAM SMALL CAP VALUE Y PYSVX 48783 20010822 Putnam Tax Exempt Incm Fd C Share PTECX 83996 20080501 Putnam Tax Exempt Incm Fd Y Shs PTEYX 82858 20080117 Putnam Tax Exempt Income Fund Cl B PTBEX 22686 19960620 Putnam Tax Exempt Income M PTXMX 34937 19981111 Putnam Tax Free High Yield Fd C Share PTCCX 83995 20080501 Putnam Tax Free High Yield Fd Y Shs PTFYX 82859 20080117 Putnam Tax-Exempt Income Fund PTAEX 24185 19950209 Putnam Tax-free High Yield Fund Cl A PTHAX 22700 19960620 Putnam Tax-Free High Yield Fund Cl B PTHYX 22701 19960620 Putnam Tax-Free High Yield Fund Cl M PTYMX 24456 19970110 Putnam Tax-Free Insured Fd Cl B PTFIX 22697 19960620 Putnam Tax-free Insured Fund A PPNAX 22568 19960620 PUTNAM U S GOVT INCOME TR CL C PGVCX 53309 20020110 Putnam U.S. Gov't Income Fund Cl B PGSBX 22345 19960620 Putnam US Gov't Income Tr Cl A PGSIX 14259 19960531 Putnam US Governemnt Income Fund Cl Y PUSYX 34416 19981026 Putnam US Government Income Trust PGSMX 22793 19960815 PUTNAM US GOVT INCM TR R PGVRX 58644 20030731 Putnam Vista Basic Value Fund A PVISX 6079 19860102 Putnam Vista Fd Cl C PCVFX 42886 20000512 Putnam Vista Fund Cl B PVTBX 22739 19960620 Putnam Vista Fund Cl M PVIMX 22735 19960620 Putnam Vista Fund Cl Y PVIYX 34417 19981026 PUTNAM VISTA FUND R PVIRX 58679 20030801 Putnam Voyager Fd Cl C PVFCX 36710 20000111 PUTNAM VOYAGER FD CL R PVYRX 58680 20030801 Putnam Voyager Fund Cl B PVOBX 22737 19960620 Putnam Voyager Fund A PVOYX 6080 19860102 Putnam Voyager Fund Cl M PVOMX 22738 19960620 Putnam Voyager Fund Cl Y PVYYX 34418 19981026 Putnman Retirement Ready 2030 Fd Cl Y Sh PRRTX 73878 20060721 Putnum Global Grwth Fd C PUGCX 36996 20000229 Putnum Intl Voyager Fd C PUVCX 36994 20000229 Putnum Intl Voyager Fd M PIVMX 36995 20000229 QUAKER AGG GRWTH FD C QAGCX 48785 20010822 QUAKER AGG GRWTH FD I QAGIX 48786 20010822 Quaker Aggressive Growth Fund Cl A QUAGX 35135 19981203 Quaker Capital Opportunities Cl I QCOIX 89278 20090506 Quaker Event Arbitrage Fund Class A QEAAX 94286 20100607 Quaker Event Arbitrage Fund Class C QEACX 94287 20100608 Quaker Event Arbitrage Fund Class I QEAIX 94288 20100608 Quaker Gbl Tactical Alloc Cl A QTRAX 83951 20080505 Quaker Gbl Tactical Alloc Cl C QTRCX 83952 20080505 Quaker Gbl Tactical Alloc Cl I QTRIX 87047 20080724 QUAKER INVT TR CAP OPPO QCOCX 53809 20020621 Quaker LongShort Tctcl Allctn Fnd Clss A QLSAX 89484 20090615 Quaker LongShort Tctcl Allctn Fnd Clss C QLSCX 89499 20090617 Quaker LongShort Tctcl Allctn Fnd Clss I QLSIX 89500 20090619 QUAKER MID CAP VAL FD C QMCCX 48794 20010822 QUAKER MID CAP VAL FD INST QMVIX 46653 20010307 Quaker Mid-Cap Value Fund Cl A QMCVX 35472 19990222 Quaker Sm Cap QSVIX 48700 20010806 QUAKER SM CAP VAL FD C QSVCX 48798 20010822 Quaker Sm-Cap Gwth Tactical Alloctn Cl A QGASX 51353 20081002 Quaker Sm-Cap Gwth Tactical Alloctn Cl C QGCSX 51354 20081002 Quaker Sm-Cap Gwth Tactical Alloctn Cl I QGISX 51355 20081002 Quaker Small-Cap Value Fund Cl A QUSVX 35139 19981203 Quantitative Emerging Markets Fund QFFOX 24918 19970220 QUANTITATIVE FOREIGN VAL INST QFVIX 62665 20040209 Quantitative Foreign Value Fund QFVOX 35967 19990708 Quantitative Frgn Vl Sm Cp Fd Insti Shs QUSIX 83953 20080505 Quantitative Frgn Vl Sm Cp Fd Ordnry Shs QUSOX 83954 20080505 Quantitative Gp of Fds - Long/Short Fd O USBOX 23454 19960620 Quantitative Group Emerging Markets QEMAX 32773 19980421 Quantitative Long/Short Fd inst Shares QGIAX 24919 19970220 Quantitative Small-Cap USBNX 23453 19960620 Quantitative Small-Cap Series Inst'l QBNAX 22763 19960620 QUEENS ROAD SM CAP VAL FD QRSVX 64232 20040630 QUEENS ROAD VALUE FD QRVLX 64233 20040630 QUESTAR FDS INC AZZAD/DJ ADJEX 54957 20021126 Rady Contrarian Long/Short Fd Cl A RADYX 90442 20091026 Rady Contrarian Long/Short Fd Cl C RADCX 90440 20091026 Rady Contrarian Long/Short Fd Cl I RADIX 90441 20091026 Rady Opportunistic Value Fd Cl A ROVYX 90445 20091026 Rady Opportunistic Value Fd Cl C ROVCX 90443 20091026 Rady Opportunistic Value Fd Cl I ROVIX 90444 20091026 Rainer Inv Mgmt Md Cp Eq Port Instttnl RAIMX 72373 20051229 Rainer Invt Mgmt Md Cp Eq Port RIMMX 72517 20060111 Rainer Large Cap eq Ptf inst RAIEX 53516 20020509 Rainier High Yield Portfolio Inst Cl RAIHX 89091 20090401 RAINIER INV MGMT MUT FD BALANCED RAIBX 53487 20020503 RAINIER INV MGMT MUT FD SM MDCP RAISX 53517 20020509 Rainier Investment Manage Fixed Incom Pt RIMFX 22811 19960620 Rainier Large Cap eq Port RIMEX 22810 19960620 RBB FD INC SCHNEID SCMLX 54652 20021018 RBB Fd, Free Market Fixed Incm Fd FMFIX 82766 20071231 RBB Fd, Free Market Int'l Eq Fd FMNEX 82737 20080102 RBB Fund Free Market US Equity Fund FMUEX 82738 20080102 RBC Enterprise Fd Cl A TETAX 62970 20040420 RBC Enterprise Fd Cl C TETCX 62971 20040420 RBC Enterprise Fd Cl I TETIX 66532 20050203 RBC Enterprise Fd Cl R TETRX 62972 20040420 RBC Enterprise Fd Cl S TETSX 6253 19890710 RBC Enterprise Small Cap Fd Cl A TEEAX 62967 20040420 RBC Enterprise Small Cap Fd Cl C TEECX 62968 20040420 RBC Enterprise Small Cap Fd Cl R TEERX 62969 20040420 RBC Enterprise Small Cap Fd Cl S TEESX 14563 19960620 RBC Micro Cap Value Fd Cl A TMVSX 6254 19890710 RBC Micro Cap Value Fd Cl A TMVAX 62982 20040420 RBC Micro Cap Value Fd Cl C TMVCX 62983 20040420 RBC Micro Cap Value Fd Cl R TMVRX 62984 20040420 RBC Mid Cap Gr Fd Cl A TMCAX 34451 19981103 RBC Mid Cap Gr Fd Cl C TMCCX 62979 20040420 RBC Mid Cap Gr Fd Cl I TMCIX 14726 19960620 RBC Mid Cap Gr Fd Cl R TMCRX 62980 20040420 RBC Mid Cap Gr Fd Cl S TMCSX 62981 20040420 RBC Mid Cap Value Fund Class I RBMVX 90941 20091231 RCB SM CAP VAL FD INST RCBIX 50222 20011029 RCB SMALL CAP FD RCBSX 44816 20001025 RCB Small Cap Value Fd Cl N RCBAX 50221 20011029 Reaves sel Research Fd Insti Shares RSRFX 64601 20050105 Reaves Select Research Fd a Shares RSRAX 66960 20050406 REAVES UTIL INCM FD XUTGX 62842 20040312 Red Oak Technology Select Port ROGSX 35284 19990115 REMS Real Estate Value Opportunity Fd HLRRX 58063 20030522 REMS Rl Estate Vl Oppty Fd Platform Shs HLPPX 90887 20091229 Renaissance Large Cp Grwth Fnd Inst Clss MRLIX 89399 20090603 Renaissance Large Cp Grwth Fnd Srvc Clss MRLSX 89400 20090604 Renaissance Lrg Cp Grwth Fnd Invstr Clss MRLTX 89401 20090604 Reservoir Fund Class N CHRVX 89199 20090501 Reservoir Fund Investor Class CHREX 89270 20090504 Reynolds Blue Chip Growth Fund RBCGX 22782 19960620 RICE HALL MID CAP PT INV RHJVX 64340 20040804 Rice, Hall, James Small Cap Port RHJMX 21471 19971118 RidgeWorth Fds Aggressive Gr Alloc Strat CVMGX 42209 19990322 RidgeWorth Fds Aggressive Gr Alloc Strat CLVLX 66975 20050421 RidgeWorth Fds Aggressive Gr Alloc Strat SLAAX 62065 20031021 RidgeWorth Fds Aggressive Gr Alloc Strat SLABX 57742 20030326 RidgeWorth Fds Aggressive Gr Stock Fd A SAGAX 62786 20040302 RidgeWorth Fds Aggressive Gr Stock Fd I SCATX 62785 20040302 RidgeWorth Fds Conservative Alloc Strate SCCBX 57779 20030328 RidgeWorth Fds Conservative Alloc Strate SCCLX 66992 20050421 RidgeWorth Fds Conservative Alloc Strate SCCTX 62057 20031107 RidgeWorth Fds Conservative Alloc Strate SVCAX 62072 20031112 RidgeWorth Fds Corporate bd Fd Cl A SAINX 62061 20031021 RidgeWorth Fds Corporate bd Fd Cl C STIFX 50665 20011224 RidgeWorth Fds Corporate bd Fd Cl I STICX 50664 20011224 RidgeWorth Fds Emerging Gr Stock Fd A Sh SCEAX 62784 20040302 RidgeWorth Fds Emerging Gr Stock Fd I Sh SEGTX 62783 20040302 RidgeWorth Fds GA Tax-Exempt bd Fd Cl A SGTEX 30521 19970616 RidgeWorth Fds GA Tax-Exempt bd Fd Cl I SGATX 34943 19981111 RidgeWorth Fds Gr Alloc Strategy A Share SGIAX 62176 20031110 RidgeWorth Fds Gr Alloc Strategy B Share SGIBX 57780 20030328 RidgeWorth Fds Gr Alloc Strategy C Share SGILX 66993 20050421 RidgeWorth Fds Gr Allocaion Strategy I S CLVGX 36934 20000216 RidgeWorth Fds High Gr muni bd Fd A Shs SFLTX 30520 19970616 RidgeWorth Fds High Gr muni bd Fd I Shs SCFTX 22917 19960620 RidgeWorth Fds High Incm Fd A Shares SAHIX 62060 20031028 RidgeWorth Fds High Incm Fd Cl I STHTX 50319 20011102 RidgeWorth Fds High Incm Fd R Shares STHIX 42987 20000131 RidgeWorth Fds Insti US Gvt Securities U SIGVX 53521 20020509 RidgeWorth Fds Intermediate bd Fd A Shar IBASX 64777 20050125 RidgeWorth Fds Intermediate bd Fd I Shar SAMIX 47612 20010509 RidgeWorth Fds Intl eq 130/30 Fd I Share SCEIX 82770 20071227 RidgeWorth Fds Intl eq Fd Cl A SCIIX 35209 19981216 RidgeWorth Fds Intl eq Index Fd Cl I SIEIX 23056 19960620 RidgeWorth Fds Intl Equtiy Fd Cl I STITX 23229 19960620 RidgeWorth Fds Inv Gr bd Fd Cl A STGIX 23222 19960620 RidgeWorth Fds Inv Gr bd Fd Cl I STIGX 23227 19960620 RidgeWorth Fds Inv Gr bd Fd R Shares SCIGX 30766 19970819 RidgeWorth Fds Inv Gr Tax-Exempt bd Fd C SISIX 23067 19960620 RidgeWorth Fds Inv Gr Tax-Exempt bd Fd C STTBX 23244 19960620 RidgeWorth Fds Large Cap Core eq Fd Cl A CFVIX 14751 19960620 RidgeWorth Fds Large Cap Core eq Fd Cl C CVIBX 34558 19981111 RidgeWorth Fds Large Cap Core eq Fd Cl I CRVAX 14870 19960620 RidgeWorth Fds Large Cap Gr Stock Fd Cl STCAX 23208 19960620 RidgeWorth Fds Large Cap Gr Stock Fd Cl STCFX 22803 19960815 RidgeWorth Fds Large Cap Gr Stock Fd Cl STCIX 23209 19960620 RidgeWorth Fds Large Cap Quantitative eq SQEAX 62070 20031021 RidgeWorth Fds Large Cap Quantitative eq SQETX 58782 20030827 RidgeWorth Fds Large Cap Value eq Fd A S SVIIX 23263 19960620 RidgeWorth Fds Large Cap Value eq Fd C S SVIFX 24045 19960628 RidgeWorth Fds Large Cap Value eq Fd Cl STVTX 23249 19960620 RidgeWorth Fds Limited Duration Fd I Sha SAMLX 58017 20030519 RidgeWorth Fds Limited-Term Federal Mort SCLFX 30768 19970819 RidgeWorth Fds Limited-Term Federal Mort SLMTX 23081 19960620 RidgeWorth Fds Limited-Term Federal Mort SLTMX 30525 19970616 RidgeWorth Fds MD muni bd Fd A Shares SMMAX 66994 20050421 RidgeWorth Fds MD muni bd Fd Cl I CMDTX 35676 19990331 RidgeWorth Fds Mid Cap Value eq Fd A Sha SAMVX 62063 20031028 RidgeWorth Fds Mid-Cap Core eq Fd Cl A SCAIX 22908 19960620 RidgeWorth Fds Mid-Cap Core eq Fd Cl C SCMEX 30769 19970819 RidgeWorth Fds Mid-Cap Core eq Fd Cl I SAGTX 22862 19960620 RidgeWorth Fds Mid-Cap Value eq Fd Cl C SMVFX 50662 20011224 RidgeWorth Fds Mid-Cap Value eq Fd Cl I SMVTX 50663 20011224 RidgeWorth Fds Moderate Alloc Strategy A SVMAX 62075 20031021 RidgeWorth Fds Moderate Alloc Strategy B SVGBX 57743 20030326 RidgeWorth Fds Moderate Alloc Strategy F SVGLX 47984 20050421 RidgeWorth Fds Moderate Alloc Strategy I CLVBX 42197 19990322 RidgeWorth Fds NC Tax-Exempt bd Fd A Shs SNCIX 47839 20050421 RidgeWorth Fds NC Tax-Exempt bd Fd I Shs CNCFX 62699 20040219 RidgeWorth Fds Real Estate 130/30 Fd I S SRIEX 82722 20071228 RidgeWorth Fds Seix Floating Rate High I SAMBX 72965 20060315 RidgeWorth Fds Seix Floating Rate High I SFRAX 73359 20060510 RidgeWorth Fds Seix High Yield Fd A Shar HYPSX 54101 20020816 RidgeWorth Fds Seix High Yield Fd I Shar SAMHX 53405 20020418 RidgeWorth Fds Seix High Yield Fd R Shar HYLSX 64771 20050125 RidgeWorth Fds sel Large Cap Gr Stock Fd STTAX 42485 19990405 RidgeWorth Fds sel Large Cap Gr Stock Fd STTFX 35511 19990225 RidgeWorth Fds sel Large Cap Gr Stock Fd SXSAX 62077 20031021 RidgeWorth Fds Short-Term bd Fd Cl A STSBX 30529 19970616 RidgeWorth Fds Short-Term bd Fd Cl C SCBSX 30763 19970819 RidgeWorth Fds Short-Term bd Fd Cl I SSBTX 23177 19960620 RidgeWorth Fds Short-Term U.S. Treasury SSUSX 30778 19970819 RidgeWorth Fds Short-Term U.S. Treasury STSFX 30530 19970616 RidgeWorth Fds Short-Term U.S. Treasury SUSTX 23257 19960620 RidgeWorth Fds Small Cap Gr Stock Fd Cl SCGIX 36603 20000106 RidgeWorth Fds Small Cap Gr Stock Fd Cl SSCFX 42481 19990930 RidgeWorth Fds Small Cap Gr Stock Fd Cl SSCTX 35212 19981216 RidgeWorth Fds Small Cap Value eq Fd A S SASVX 62064 20031021 RidgeWorth Fds Small Cap Value eq Fd Cl SCETX 24877 19970220 RidgeWorth Fds Small Value eq Fd Cl C STCEX 32557 19980304 RidgeWorth Fds Total Ret bd Fd A Shares CBPSX 53831 20020628 RidgeWorth Fds Total Ret bd Fd I Shares SAMFX 34157 19980817 RidgeWorth Fds U.S. Gov Securities Fd Cl SCUSX 30517 19970616 RidgeWorth Fds U.S. Gov Securities Fd Cl SGUSX 30770 19970819 RidgeWorth Fds U.S. Gov Securities Fd Cl SUGTX 34944 19981111 RidgeWorth Fds Ultra-Short bd Fd I Shs SISSX 53523 20020509 RidgeWorth Fds US eq 130/30 Fd I Shares SUEIX 82723 20071228 RidgeWorth Fds VA Intermediate muni bd F CRVTX 14871 19960620 RidgeWorth Fds VA Intermediate muni bd F CVIAX 24955 19970226 RidgeWorth Intermediate bd Fd R Shares IBLSX 64779 20050125 RidgeWorth Intl eq Index Fd Cl A SIIIX 35211 19981216 RidgeWorth Total Ret bd Fd R Shares SCBLX 64957 20050125 Rigel U.S. Eq Lg Cap Gwth Fd RGLLX 73677 20060601 RIM Balanced PT RIMBX 14183 19960228 RIM Small/Mid Cap Equity RIMSX 14140 19951120 RISING DIVIDEND GROWTH FUND CLA ICRGX 66978 20050421 Rising Rates Opportunity 10 ProFd Cl A RTPQX 78942 20070326 Rising Rates Opportunity 10 ProFd Inv Cl RTPIX 64625 20050118 Rising Rates Opportunity 10 ProFd Servic RTPSX 64626 20050118 Rising Rates Opportunity ProFd Cl A RRPQX 78941 20070326 Rising U.S. Dollar ProFd Investor Cl RDPIX 66655 20050307 Rising U.S. Dollar ProFd Service Cl RDPSX 66656 20050307 RISNG DIVD GRW A ICRDX 64279 20040708 River Oak Discovery Fd RIVSX 67322 20050630 RiverNorth Core Opportunity Fd RNCOX 78890 20070314 RiverSourc Abslt Rtrn Crncy& Incm FdCl W RACWX 79113 20070409 RiverSource 120/20 Contrarian Eq Fd Cl A RCEAX 81834 20071015 RiverSource 120/20 Contrarian Eq Fd Cl C RECCX 81836 20071015 RiverSource 120/20 Contrarian Eq Fd ClR5 RCERX 81835 20071015 RiverSource Abslt Rtrn Crrncy &IncmFdClI RVAIX 75809 20061211 RiverSource AbsltRtrnCrrncyandIncmFdClA RARAX 81831 20071015 RiverSource Bal Cl C RVBCX 81362 20070919 RiverSource Bal Fd Cl A INMUX 6061 19851231 RiverSource Bal Fd Cl B IDMBX 20956 19960620 RiverSource Bal Fd Cl R4 IDMYX 20957 19960620 RiverSource Balanaced Fund Cl R5 RVBSX 89811 20090804 RiverSource Balanced Fund Cl R2 RVBRX 89810 20090804 RiverSource CA Tax-Exempt Fd Cl A ICALX 20933 19960620 RiverSource CA Tax-Exempt Fd Cl B ACABX 53015 20020128 RiverSource California Tax Exempt Cl C RCTCX 81337 20070824 RiverSource Disciplined Eq Cl C RDCEX 81338 20070919 RiverSource Disciplined eq Cl I ALEIX 66631 20050307 RiverSource Disciplined Eq Cl R3 RSDEX 79241 20070420 RiverSource Disciplined Eq Cl R5 RSIPX 79254 20070420 RiverSource Disciplined eq Fd Cl A AQEAX 64572 20041223 RiverSource Disciplined eq Fd Cl B AQEBX 67388 20050805 RiverSource Disciplined eq Fd Cl R4 RQEYX 73011 20060324 RiverSource Disciplined Eq Fd Cl W RDEWX 79116 20070409 RiverSource Disciplined Int'l Eq Cl A RDIAX 81340 20070919 RiverSource Disciplined Int'l Eq Cl C RDICX 81341 20070919 RiverSource Disciplined Int'l Eq Cl R4 RDIRX 82827 20080108 RiverSource Disciplined Int'l Eq Fd Cl B RDIBX 85121 20080512 RiverSource Disciplined Int'l Eq Fd Cl I RSDIX 75478 20061006 RiverSource Disciplined Int'l Eq Fd Cl W RDIWX 79117 20070409 Riversource Disciplined Int'l Eq FdCl R2 RDIOX 86854 20080729 Riversource Disciplined Int'l Eq FdCl R3 RDIEX 86852 20080729 Riversource Disciplined Int'l Eq FdCl R5 RDIFX 86853 20080729 RiverSource Disciplined Lg Cap Gwth Cl C RDLCX 81342 20070919 RiverSource Disciplined Lg Cap Gwth Cl I RDLIX 81343 20070919 Riversource Disciplined Lg Cap GwthFdClW RDLWX 86855 20080729 RiverSource Disciplined Lg CapGwthFdCl A RDLAX 79922 20070517 Riversource Disciplined Lg Cp Vl Fd Cl A RLCAX 86865 20080729 Riversource Disciplined Lg Cp Vl Fd Cl C RDCCX 87048 20080725 Riversource Disciplined Lg Cp Vl Fd Cl W RLCWX 86869 20080729 Riversource Disciplined Lg Cp Vl Fd ClR3 RLCTX 86868 20080729 Riversource Disciplined Lg Cp Vl Fd ClR4 RLCYX 86870 20080729 Riversource Disciplined Lg Cp Vl Fd ClR5 RLCRX 86867 20080729 Riversource Disciplined Lg Cp Vl FdCl R2 RLCOX 86866 20080729 RiverSource Disciplined Sm Cap Val Cl A RDVAX 81617 20071004 RiverSource Disciplined Sm Cap Val Cl C RDVCX 81602 20071004 RiverSource Disciplined Sm Cap Val Cl I RCVIX 82826 20080108 RiverSource Disciplined Sm Cap Val Cl R4 RSDVX 79242 20070420 RiverSource Disciplined Small & Mid Cap RDSIX 80453 20070711 RiverSource Diversified bd Cl A INBNX 6056 19860102 RiverSource Diversified bd Cl B ININX 20993 19960620 RiverSource Diversified bd Cl C AXBCX 50595 20011214 RiverSource Diversified Bd Cl R3 RSDBX 79240 20070420 RiverSource Diversified bd Cl R4 IDBYX 20942 19960620 RiverSource Diversified Bd Cl R5 RSVBX 79279 20070420 RiverSource Diversified Bd Fd Cl I RDBIX 73008 20060324 RiverSource Diversified Bd Fd Cl W RVBWX 79128 20070409 RiverSource Diversified Eq Incm Cl R5 RSEDX 79243 20070420 RiverSource Diversified eq Incm Fd Cl A INDZX 20989 19960620 RiverSource Diversified eq Incm Fd Cl B IDEBX 20943 19960620 RiverSource Diversified eq Incm Fd Cl C ADECX 50591 20011214 RiverSource Diversified eq Incm Fd Cl I ADIIX 66937 20050412 RiverSource Diversified Eq Incm Fd Cl R2 RDEIX 79748 20070511 RiverSource Diversified Eq Incm Fd Cl R3 RDERX 79115 20070409 RiverSource Diversified eq Incm Fd Cl R4 IDQYX 20959 19960620 RiverSource Dividend Opportunity Cl R4 RSORX 82832 20080108 RiverSource Dividend Opportunity Fd Cl A INUTX 6070 19890828 RiverSource Dividend Opportunity Fd Cl B IUTBX 21022 19960620 RiverSource Dividend Opportunity Fd Cl C ACUIX 47462 20010424 RiverSource Dividend Opportunity Fd Cl I RSOIX 73696 20060628 Riversource Dividend OpportunityFd Cl R2 RSOOX 86875 20080729 Riversource Dividend OpportunityFd Cl R3 RSOTX 86876 20080729 Riversource Dividend OpportunityFd Cl R5 RSDFX 86872 20080729 RiverSource Dscpld Sm & Md Cp Eq Fd Cl W RSEWX 79127 20070409 RiverSource Dscplnd Lg Cp Gwth Fd Cl R4 RDLFX 79923 20070517 RiverSource Emerging Markets Bd Cl A REBAX 81346 20070824 RiverSource Emerging Markets Bd Cl C REBCX 81347 20070824 RiverSource Emerging Markets bd Fd Cl I RSMIX 73861 20060721 RiverSource Emerging Markets Bd Fd Cl W REMWX 79118 20070409 RiverSource Eq Val Cl C REVCX 81349 20070919 RiverSource Eq Val Cl R2 REVRX 82828 20080108 RiverSource Eq Val Cl R3 RSEVX 79248 20070420 RiverSource Eq Val Cl R5 RSEYX 79249 20070420 RiverSource eq Value Cl A IEVAX 20965 19960620 RiverSource eq Value Fd Cl B INEGX 20990 19960620 RiverSource eq Value Fd Cl R4 AEVYX 64575 20041223 RiverSource Floating Rate Fd Cl A RFRAX 73009 20060324 RiverSource Floating Rate Fd Cl B RSFBX 75152 20060828 RiverSource Floating Rate Fd Cl C RFRCX 80185 20070618 RiverSource Floating Rate Fd Cl I RFRIX 73676 20060602 Riversource Floating Rate Fd Cl R5 RFRFX 86860 20080729 RiverSource Floating Rate Fd Cl W RFRWX 79119 20070409 RiverSource Gbl bd Fd Cl A IGBFX 14244 19960531 RiverSource Gbl bd Fd Cl B IGLOX 20976 19960620 RiverSource Gbl bd Fd Cl C AGBCX 62751 20040227 RiverSource Gbl bd Fd Cl I AGBIX 66944 20050412 RiverSource Global Bd Cl R4 RGBRX 82829 20080108 RiverSource Global Bd Fd Cl W RGBWX 79120 20070409 RiverSource Global Bond Fund Class R2 RBGRX 92230 20100316 RiverSource Global Bond Fund Class R3 RGBSX 92231 20100316 RiverSource Global Bond Fund Class R5 RGBTX 92232 20100316 RiverSource High Yield bd Cl A INEAX 6068 19890828 RiverSource High Yield bd Cl B IEIBX 23834 19960628 RiverSource High Yield bd Cl C APECX 53016 20020304 RiverSource High Yield Bd Cl R5 RSHRX 82831 20080108 RiverSource High Yield bd Fd Cl I RSHIX 73860 20060721 RiverSource High Yield Bd Fd Cl W RHYWX 79121 20070409 RiverSource High Yield Cl R4 RSHYX 79253 20070420 RiverSource Incm Bldr Ehncd Icm Fd ClA RSBAX 73694 20060628 RiverSource Incm Bldr Enhncd Incm Fd ClB REIVX 75807 20061211 RiverSource Incm Bldr Mdrt Icm Fd ClA RSMAX 73695 20060628 RiverSource Incm Bldr Mdrt Incm Fd Cl B RSMBX 75479 20061006 RiverSource Incm Builder Basic Income Fd RBBAX 73859 20060721 RiverSource Incm Builder Basic Income, C RBBCX 80454 20070711 RiverSource Incm Builder Enhanced Income RIECX 80455 20070711 RiverSource Incm Builder Moderate Income RSMCX 80458 20070711 RiverSource Incm Opportunities Cl C RIOCX 81352 20070919 RiverSource Incm Opps Fd Cl B AIOBX 62185 20031117 RiverSource Incm Opps Fd Cl I AOPIX 66633 20050307 RiverSource Incm Opps Fd, Cl A AIOAX 58460 20030709 RiverSource Income Builder Basic Class B RBBBX 78846 20070302 RiverSource Income Oprtnts Fd Cls R5 RIORX 92233 20100316 RiverSource Inflation Protected Securiti APSAX 64214 20040628 RiverSource Inflation Protected Securiti APSBX 64693 20050125 RiverSource Inflation Protection Securit AIPIX 66940 20050412 RiverSource Inflation Prtctd Sec Fd Cl W RIPWX 79122 20070409 RiverSource Infltn Prtctd Scrts Fd Cl R2 RIPRX 89896 20090804 RiverSource Intermediate Tax-Exempt Cl C RTICX 81361 20070824 RiverSource Intermediate Tax-Exempt Fd C INFAX 42319 19990518 RiverSource Intermediate Tax-Exempt Fd C INFBX 57589 20030311 RiverSource Intl sel Gr Cl C RIACX 81351 20070919 RiverSource Intl sel Gr Fd Cl A AXGAX 50812 20020114 RiverSource Intl sel Gr Fd Cl B APIBX 50878 20020129 RiverSource Intl sel Gr Fd Cl I AIGGX 66939 20050412 RiverSource LaSalle Gbl Real Estate Fd C SLSRX 89801 20090804 RiverSource LaSalle Gbl Real Estate Fd C SLDAX 78117 20070116 RiverSource LaSalle Gbl Real Estate Fd C SLDCX 78118 20070116 RiverSource LaSalle Gbl Real Estate Fd C SLDIX 78120 20070116 RiverSource LaSalle Gbl Real Estate Fd C SLDRX 78121 20070116 RiverSource LaSalle Gbl Real Estate Fd C SLDTX 89800 20090804 RiverSource LaSalle Intl Real Estate Fd, XSLSX 79999 20070530 RiverSource LaSalle Monthly Dividend Rea SREBX 58852 20030915 RiverSource LaSalle Monthly Dividend Rea SREAX 58851 20030915 RiverSource LaSalle Monthly Dividend Rea SRECX 58853 20030915 RiverSource LaSalle Monthly Dividend, Re SLREX 89798 20090804 RiverSource LaSalle Monthly Dividend, Re SREIX 62667 20040209 RiverSource LaSalle Monthly Dividend, Re SRERX 58855 20030915 RiverSource LaSalle Monthly Dividend, Re SLRCX 89799 20090804 RiverSource Limited Duration Bd Cl C RDCLX 81339 20070919 RiverSource Limited Duration bd Fd Cl I ALDIX 66630 20050307 RiverSource Limited Duration Bd Fd Cl W RLDWX 79123 20070409 RiverSource Limited Duration bd Fd, Cl A ALDAX 58461 20030709 RiverSource Limited Duration bd Fd, Cl B ALDBX 62331 20031222 RiverSource Managed Alloc Fd Cl B IMRBX 20986 19960620 RiverSource Mid Cap Gr Fd Cl I AQUIX 67292 20050701 RiverSource Mid Cap Growth Fund Class R5 RMCSX 92235 20100316 RiverSource Mid Cap Val Cl R5 RSCMX 79238 20070420 RiverSource Mid Cap Val Fd Cl R2 RMVTX 79749 20070511 RiverSource Mid Cap Val Fd Cl R3 RMCRX 79124 20070409 RiverSource Mid Cap Value Fd Cl A AMVAX 53489 20020506 RiverSource Mid Cap Value Fd Cl B AMVBX 53543 20020514 RiverSource Mid Cap Value Fd Cl C AMVCX 64329 20040730 RiverSource Mid Cap Value Fd Cl R4 RMCVX 73010 20060324 RiverSource Mid Cap Value, Cl I RMCIX 80456 20070711 RiverSource Mid-Cap Gr Fd A INVPX 6058 19860102 RiverSource Mid-Cap Gr Fd Cl B IDQBX 20485 19960621 RiverSource Mid-Cap Gr Fd Cl C AESCX 50877 20020129 RiverSource Mid-Cap Gr Fd Cl R4 IESYX 42973 20000524 RiverSource Minnesota Tax Exempt Cl C RMTCX 81355 20070824 RiverSource MN Tax-Exempt Fd Cl A IMNTX 20984 19960620 RiverSource MN Tax-Exempt Fd Cl B IDSMX 32220 19971212 RiverSource New York Tax Exempt Cl C RNTCX 81356 20070824 RiverSource NY Tax-Exempt Fd Cl A INYKX 20998 19960620 RiverSource Partners Fdamental Value Fun AFVAX 48805 20010827 RiverSource Partners Fdamental Value Fun AFVBX 50120 20011018 RiverSource Partners Fdamental Value Fun AFVCX 53606 20020607 RiverSource Partners Fdamental Value Fun AFVIX 66938 20050412 Riversource Partners Int'l Sm CapFd Cl I RPSCX 86300 20080701 RiverSource Partners Intl sel Value Fd C APIAX 50593 20011214 RiverSource Partners Intl sel Value Fd C APICX 57005 20021206 RiverSource Partners Intl sel Value Fd C APRIX 66942 20050412 RiverSource Partners Intl sel Value Fd C AXIBX 50813 20020114 RiverSource Partners Intl Small Cap Fd C AISCX 58943 20031006 RiverSource Partners Intl Small Cap Fd C APNBX 62752 20040227 RiverSource Partners Intl Small Cap Fd, RISLX 80186 20070618 RiverSource Partners Small Cap Value Cl RSGLX 79251 20070420 RiverSource Partners Small Cap Value Fd APVCX 53017 20020304 RiverSource Partners Small Cap Value Fd ASVAX 48806 20010827 RiverSource Partners Small Cap Value Fd ASVBX 48807 20010827 RiverSource Partners Small Cap Value Fd RSVRX 79750 20070511 RiverSource Partners Small Cap Value Fd RSVTX 79751 20070511 RiverSource Partners Small Cap Value, Cl RSCVX 80566 20070723 RiverSource Port Builder Aggressive Fd C AXBAX 64131 20040604 RiverSource Port Builder Aggressive Fd C AXPBX 64331 20040730 RiverSource Port Builder Conservative Fd ABDAX 66500 20050203 RiverSource Port Builder Moderate Aggres ABMBX 64129 20040604 RiverSource Port Builder Moderate Aggres AGECX 67086 20050525 RiverSource Port Builder Moderate Aggres AXMAX 64132 20040604 RiverSource Port Builder Moderate Conser AMDBX 64686 20050125 RiverSource Port Builder Moderate Conser AUCAX 64216 20040628 RiverSource Port Builder Moderate Fd Cl ABUAX 64130 20040604 RiverSource Port Builder Moderate Fd Cl AMTCX 67117 20050525 RiverSource Port Builder Moderate Fd Cl AURBX 64217 20040628 RiverSource Port Builder Total eq Fd Cl AXTAX 64133 20040604 RiverSource Port Builder Total eq Fd Cl AXTBX 64332 20040730 RiverSource Port Builders Conservative F ABBDX 65084 20050324 RiverSource Portfolio Builder Aggrsv ClC RBGCX 73673 20060602 RiverSource Precious Metal Fd, Inc. Cl B INPBX 24118 19960702 RiverSource Precious Metals Fd Cl A INPMX 14223 19950530 RiverSource Prtfl Bldr Cnsrvtv Fd Cl C RPCCX 80187 20070618 RiverSource Prtfl Buldr Mdrte ConFd Cl C RBMCX 83999 20080512 RiverSource Prtnrs Intl Slct Grwth Fd Cl RISSX 89842 20090804 RiverSource Prtns Intl Slct Grwth Fd ClR RISRX 89803 20090804 RiverSource Rcvry and Infrsrctr Fd Cl C RRICX 88931 20090213 RiverSource Rcvry and Infrsrctr Fd Cl R3 RRISX 88934 20090213 RiverSource Rcvry and Infrstrctr Fd Cl A RRIAX 88929 20090213 RiverSource Rcvry and Infrstrctr Fd Cl B RRIBX 88930 20090213 RiverSource Rcvry and Infrstrctr Fd Cl I RRIIX 88932 20090213 RiverSource Rcvry and Infrstrctr Fd Cl R RRIZX 88936 20090213 RiverSource Real Estate Fd Cl A ARLAX 64215 20040628 RiverSource Real Estate Fd Cl B AESBX 66541 20050203 RiverSource Real Estate Fd Cl C RRECX 80188 20070618 Riversource Real Estate Fd Cl I AESIX 66628 20050307 RiverSource Real Estate Fd Cl W RREWX 79125 20070409 RiverSource Recvry and Infrstrctr Fd Cl RRIRX 88933 20090213 RiverSource Retiremebnt Plus 2015 Cl R3 RSRTX 79272 20070420 RiverSource Retirement Plus 2010 Cl R3 RSRPX 79270 20070420 RiverSource Retirement Plus 2010 Cl R5 RSPRX 79266 20070420 RiverSource Retirement Plus 2010 Cl Y RSSPX 79274 20070420 RiverSource Retirement Plus 2010 R4 RSERX 79247 20070420 RiverSource Retirement Plus 2015 Cl R4 RSEMX 79245 20070420 RiverSource Retirement Plus 2015 Cl R5 RSCUX 79239 20070420 RiverSource Retirement Plus 2015 Cl Y RSFNX 79250 20070420 RiverSource Retirement Plus 2020 Cl R3 RSEPX 79246 20070420 RiverSource Retirement Plus 2020 Cl R4 RSMTX 79261 20070420 RiverSource Retirement Plus 2020 Cl R5 RSUCX 79275 20070420 RiverSource Retirement Plus 2020 Cl Y RSNFX 79262 20070420 RiverSource Retirement Plus 2025 Cl R3 RSMPX 79260 20070420 RiverSource Retirement Plus 2025 Cl R4 RSPLX 79265 20070420 RiverSource Retirement Plus 2025 Cl R5 RSURX 79277 20070420 RiverSource Retirement plus 2025 Cl Y RSMEX 79257 20070420 RiverSource Retirement Plus 2030 Cl R3 RSRNX 79269 20070420 RiverSource Retirement Plus 2030 Cl R4 RSELX 79285 20070420 RiverSource Retirement Plus 2030 Cl R5 RSEEX 79244 20070420 RiverSource Retirement Plus 2035 Cl R3 RSRRX 79271 20070420 RiverSource Retirement Plus 2035 Cl R4 RSMNX 79259 20070420 RiverSource Retirement Plus 2035 Cl R5 RSUSX 79278 20070420 RiverSource Retirement Plus 2040 Cl R3 RSRCX 79268 20070420 RiverSource Retirement Plus 2040 Cl R4 RSMMX 79258 20070420 RiverSource Retirement Plus 2040 Cl R5 RSPUX 79267 20070420 RiverSource Retirement Plus 2045 Cl R3 RSRUX 79273 20070420 RiverSource Retirement Plus 2045 Cl R4 RSNNX 79264 20070420 RiverSource Retirement plus 2045 Cl R5 RSUPX 79276 20070420 RiverSource Retirement Plus 2045 Fd Cl Y RRPYX 75808 20061211 RiverSource S&P 500 Index Fd Cl D ADIDX 45837 20010119 Riversource S&P 500 Index Fd Cl E ADIEX 45836 20010119 RiverSource Short Drtn US Govt Fd Cl R2 RSDRX 89802 20090804 RiverSource Short Duration U.S. Gov Fd C AXFCX 50596 20011214 RiverSource Short Duration U.S. Gov Fd C IDFYX 20949 19960620 RiverSource Short Duration U.S. Gov Fd C IFINX 20969 19960620 RiverSource Short Duration U.S. Gov Fd C ISHOX 21014 19960620 RiverSource Short Duration U.S. Govermen AGMIX 67290 20050701 RiverSource Short Duratn US Govt Fd Cl W RSDWX 79126 20070409 RiverSource Sm and Mid Cap Eq Cl C RDSCX 81345 20070919 RiverSource Small Company Index Fd Cl A ISIAX 23993 19960925 RiverSource Small Company Index Fd Cl B ISIBX 24310 19961017 RiverSource Small Company Index Fd Cl R4 ISCYX 42321 19990618 RiverSource Strategc Incm Allctn Fd Cl B RIABX 85122 20080512 RiverSource Strategic Alloc Fd Cl A IMRFX 6060 19860102 RiverSource Strategic Alloc Fd Cl R4 IDRYX 20960 19960620 RiverSource Strategic Allocation Cl R3 RSACX 79283 20070420 RiverSource Strategic Allocation Cl R5 RSALX 79235 20070420 RiverSource Strategic Allocation Fd Cl C RSSCX 72386 20060120 Riversource Strategic Incm Allctn FdClR2 RSDOX 86873 20080729 Riversource Strategic Incm Allctn FdClR3 RSARX 86871 20080729 Riversource Strategic Incm Allctn FdClR4 RSTRX 86877 20080729 Riversource Strategic Incm Allctn FdClR5 RSFRX 86874 20080729 RiverSource Stratgic Incm Alocation Cl C RAICX 81336 20070824 RiverSource Strtgc Incm Allctn Fd Cl A RSGAX 79983 20070524 RiverSource Tax Exempt Bd Cl C RTCEX 81360 20070824 RiverSource Tax-Exempt bd Fd Inc. Cl A INTAX 6066 19870407 RiverSource Tax-Exempt bd Fd Inc. Cl B ITEBX 24309 19961017 RiverSource Tax-Exempt High Incm Fd Cl A INHYX 23835 19960628 RiverSource Threadneedle Emerging Market IDEAX 24473 19970117 RiverSource Threadneedle Emerging Market IEMBX 34720 19981111 RiverSource Threadneedle Emerging Market RMCEX 81381 20070919 RiverSource Threadneedle Emerging Market RSRIX 75153 20060828 RiverSource Threadneedle European eq Cl REECX 81348 20070919 RiverSource Threadneedle European eq Fd AEEBX 44530 20000901 RiverSource Threadneedle European eq Fd AXEAX 44324 20000808 RiverSource Threadneedle Gbl eq Cl C RGCEX 81350 20070919 RiverSource Threadneedle Gbl eq Cl R5 RGERX 82830 20080108 RiverSource Threadneedle Gbl eq Fd Cl A IGLGX 20975 19960620 RiverSource Threadneedle Gbl eq Fd Cl B IDGBX 20950 19960620 RiverSource Threadneedle Gbl eq Fd Cl R4 IDGYX 20951 19960620 RiverSource Threadneedle Intl Opportunit ATNIX 67118 20050525 RiverSource Threadneedle Intl Opportunit IDIYX 20954 19960620 RiverSource Threadneedle Intl Opportunit INIFX 6067 19860102 RiverSource Threadneedle Intl Opportunit IWWGX 21035 19960620 RiverSource Threadneedle Intl Opportunit ROPCX 81357 20070919 RiverSource U.S. Gov Mortgage Fd Cl A AUGAX 53610 20020607 RiverSource U.S. Gov Mortgage Fd Cl B AUGBX 53611 20020607 RiverSource U.S. Gov Mortgage Fd Cl C AUGCX 54760 20021105 RiverSource U.S. Gov Mortgage Fd Cl R4 RSGYX 72531 20060113 RiverSource US Gvrnmnt Mrtgg Fd ClssI RVGIX 78849 20070302 RiverSourceAbsltRtrnCrrncyandIncmFdClC RARCX 81832 20071015 RiverSourceAbsltRtrnCrrncyandIncmFdClR5 RARRX 81833 20071015 RiverSourceTax Exempt High Incm Fd Cl B IHYBX 23836 19960628 RiverSourceTax Exempt High Incm Fd Cl C AHECX 53901 20020722 RiverSourse Recvry and Infrstrctr Fd Cl RRIYX 88935 20090213 RiverSrc Infltn Prtctd Scrts Fd Cls R5 RIPSX 92234 20100316 RivrSourc Dscplnd Sm and Mid Cap Eq Cl A RDSAX 81344 20070919 RivrSourc Prcious Mtls & Mining Fd Cl C RPMCX 81358 20070919 RivrSource Infltion Prtctd Scuritis Cl C RIPCX 81353 20070824 RivrSrc Prtnrs Intl Sml cp Fd Cls RPSRX 92276 20100316 RivrSrc Prtnrs Intl Sml cp Fd Cls R5 RPSSX 92236 20100316 Riyce Micro-Cap Fund RYMCX 32895 19980515 RMR ASIA PACIFIC REAL ESTATE FUND XRAPX 73515 20060531 RMR Real Estate Incm Fd XRIFX 62377 20040107 RNC Genter Dividend Income Fund GDIIX 88316 20090108 Robeco Boston Partners All-Cap Value Fd BPAIX 54037 20020719 Robeco Boston Partners All-Cap Value Fd BPAVX 54019 20020724 Robeco Boston Partners Long/Short eq Fd BPLEX 45501 20001221 Robeco Boston Partners Long/Short eq Fd BPLSX 45502 20001221 Robeco Boston Partners Mid Cap Value Fd BPMCX 36612 20000106 Robeco Boston Partners Mid Cap Value Fd BPMIX 32280 19980108 Robeco Boston Partners Small Cap Value F BPSCX 44269 20000725 Robeco Boston Partners Small Cap Value F BPSIX 44270 20000726 Robeco WPG Small Cap Value Fd inst WPGTX 6638 19900622 Rochdale Dividend & Incm Port RIMHX 44249 20000725 Rochdale Fixed Income Opportnities Prtfl RIMOX 89598 20090701 ROCHDALE INTER FX INCM PT RIMCX 46935 20010323 ROCHDALE LG GROWTH PT RIMGX 46936 20010323 ROCHDALE LG VAL PT RIMVX 46939 20010323 ROCHDALE MID/SM GRW PT RIMQX 46938 20010323 ROCHDALE MID/SM VAL PT RIMKX 46937 20010323 Rochester Fd Munis RMUNX 22821 19960620 Rochester Fd Munis Cl Y RMUYX 42965 20000522 Rochester Limited Term NY Muni CL C LTNCX 30942 19970912 Rochester Limited-Term NY Muni CL B LTBBX 32050 19971007 Rochester Muni Fund CL C RMUCX 30759 19970819 Rochester Natl Fund Cl C ORNCX 35927 19990615 ROCHESTER NATL MUNI CL A ORNAX 50112 20011003 Rochester Natl Muni Fund Cl B ORNBX 22073 19960620 Rock Oak Core Gr Fd RCKSX 64589 20050103 Roge Partners Fd ROGEX 73223 20060419 ROWE PRICE NEW INCOME FD INCADVISOR PANIX 54828 20021107 ROWE PRICE NEW INCOME FD INCCL R RRNIX 54666 20021021 ROWE PRICE TAX FREE INCOME FADVISOR PATAX 54659 20021021 ROWE T PRICE BLUE CHIP GROWTCL R RRBGX 54781 20021105 ROWE T PRICE EQUITY INCOME FEQ INCOM RRFDX 54660 20021021 ROWE T PRICE INFLATION PROTE PRIPX 57138 20021231 ROWE T PRICE INTL FDS INC GR&INCOM RRIGX 54662 20021021 ROWE T PRICE INTL FDS INC GRWTH&IN PAIGX 54658 20021021 ROWE T PRICE INTL FDS INC INTL STK RRITX 54663 20021021 ROWE T PRICE MID CAP VALUE FMIDCP VA RRMVX 54665 20021021 ROWE T PRICE MID CAP VALUE FMIDCP VA TAMVX 54667 20021021 ROWE T PRICE MID-CAP GROWTH MIDCP GR RRMGX 54664 20021021 Roxbury Small Cap Gr Fd inst Shares RSCIX 57835 20030404 Royce 100 Fd Investment Cl ROHHX 78925 20070323 Royce 100 Fd K Cl ROHKX 85273 20080521 Royce 100 Fd R Cl ROHRX 85274 20080521 Royce 100 Fd Service Cl RYOHX 62163 20031107 Royce Asia-Pacific Select Fd - Inv Cl RAPSX 89569 20090701 Royce Cap Fd Micro Cap Pt RCMCX 36500 19991123 Royce Cap Fd Prem Pt RCPFX 36499 19991123 Royce Discovery Fd Service Cl RYDFX 62162 20031107 Royce Dividend Val Fd Investment Cl RDVIX 81389 20070925 Royce Dividend Value Fd Service Cl RYDVX 64064 20040513 Royce European Smaller-Companies Fd Serv RISCX 78271 20070131 ROYCE FD PREMIER RPFIX 54912 20021121 Royce Finc Services Fd Service Cl RYFSX 62467 20040115 Royce Focus Trust Fund XFUNX 34419 19981026 Royce Focus Val Fd Service Cl RYFVX 89000 20090310 Royce Gbl sel Fd Inv Cl RSFTX 67478 20050805 Royce Gbl Value Fd Service Cl RIVFX 78251 20070125 Royce Heritage Fd Investment Cl RHFHX 78923 20070323 Royce Heritage Fd K Cl RHFKX 85269 20080521 Royce Heritage Fd R Cl RHFRX 85270 20080521 Royce Heritage Fd Service Cl RGFAX 32277 19980108 Royce Int'l Smer-Companies Fd Service Cl RYGSX 86533 20080708 Royce Low-Priced Stock Fd Insti Cl RLPIX 72530 20060113 Royce Low-Priced Stock Fd Investment Cl RLPHX 78924 20070323 Royce Low-Priced Stock Fd K Cl RLPKX 85271 20080521 Royce Low-Priced Stock Fd Service Cl RYLPX 23998 19960628 Royce Low-Priced Stock Fund R Class RLPRX 80107 20070605 Royce Mico Cap RYOTX 14131 19951103 ROYCE MICRO CAP FINAN INTER RMCFX 57120 20021227 Royce Micro-Cap Portfolio Service Class RCMSX 73674 20060619 Royce Micro-Cap. Trust Fund XOTCX 34420 19981026 Royce Mid-Cap Fund - Service Class RMIDX 91338 20100104 ROYCE OPPORT FD INST CL ROFIX 50788 20020109 Royce Opportunity Fd Consultant Cl ROFCX 73170 20060417 Royce Opportunity Fd K Cl ROFKX 85272 20080521 Royce Opportunity Fd R Class ROFRX 80008 20070530 Royce Opportunity Fd Service Cl RYOFX 42884 20000522 Royce PA Mutual Fd R Cl RPMRX 80009 20070530 Royce PA Mutual Fd Service Cl RYPFX 72287 20051207 Royce PA Mutual Fd, Inv Cl PENNX 6238 19881227 Royce PA Mutual Fd-Consultant Cl RYPCX 30554 19970625 Royce Partners Fund Service Class RPTRX 89252 20090504 Royce Pennsylvania Mutual Fd K Cl RPMKX 85275 20080521 Royce PMF Fund Cl II RYPNX 24398 19961226 Royce prem Fd - Consultant Cl RPRCX 58222 20030610 Royce prem Fd Inv Cl RYPRX 22856 19960620 Royce prem Fd Service Cl RPFFX 57121 20021227 Royce Premier Fd K Cl RPRKX 85353 20080523 Royce Premier Fd R Class RPRRX 80010 20070530 ROYCE PREMIER FD W CL RPRWX 67163 20050601 Royce Select Fd RYSFX 42115 20000315 Royce Select Fd II Investment Cl RSFDX 67477 20050805 Royce Small-Cap Portfolio Service Class RCSSX 73675 20060619 Royce SMid-Cap sel Fd Inv Cl RMISX 81692 20071009 Royce SMid-Cap Value Fd Service Cl RMVSX 81693 20071009 Royce Special eq Fd - Consultant Cl RSQCX 58223 20030610 Royce Special eq Fd inst Cl RSEIX 58748 20031002 Royce Special eq Fd Inv Cl RYSEX 44070 20000615 Royce Special eq Fd Service Cl RSEFX 62027 20031016 ROYCE TOT RET FD INST RTRIX 57853 20030409 Royce Total Ret Fd Service Cl RYTFX 50838 20020117 ROYCE TOTAL RETURN CONSULTANT RYTCX 50655 20011224 Royce Total Return Fd R Class RTRRX 80011 20070530 ROYCE TOTAL RETURN FD W CL RTRWX 67164 20050601 Royce Total Return Fund RYTRX 24096 19961028 Royce Total Return Fund K Class RTRKX 83990 20080512 ROYCE TR & GIFTSHRS CONSULT A RYGCX 50789 20020109 Royce Val Fd Consultant Cl RVFCX 73171 20060417 Royce Val Fd Institutional Cl RVFIX 73678 20060615 Royce Val Fd Investment Cl RVVHX 78927 20070323 Royce Val Fd K Cl RVFKX 85276 20080521 Royce Val Fd R Cl RVVRX 81391 20070925 Royce Val Plus Fd Consultant Cl RVPCX 73172 20060417 Royce Val Plus Fd Institutional Cl RVPIX 73516 20060531 Royce Val Plus Fd Investment Cl RVPHX 78926 20070323 Royce Val Plus Fd K Cl RVPKX 85277 20080521 Royce Val Plus Fd R Clss RVPRX 81390 20070925 Royce Value Fd Service Cl RYVFX 50849 20020122 Royce Value Plus Fd Service Cl RYVPX 50850 20020122 Royce Value Trust Fund XRVTX 34421 19981026 Rreef Rreal Est Sec Fd A RRRRX 44063 20000614 RS Asset Allocation Fd Cl C RIFKX 80523 20070717 RS Asset Allocation Fd Cl K RIFYX 80524 20070717 RS Cash Mgmt Fd Cl B RSEKX 80544 20070717 RS Cash Mgmt Fd Cl C RSYEX 80559 20070717 RS Core Eq Fd Cl K RIVCX 80613 20070727 RS Core eq VIP Series GUSFX 35902 19990609 RS Diversified Growth A RSDGX 34940 19981111 RS Diversified Gwth Fd Cl K RINCX 80527 20070717 RS Emerging Growth Fund RSEGX 6660 19911115 RS Emerging Gwth Fd Cl C MMSCX 79503 20070502 RS Emerging Markets Fd Cl B RLDKX 80537 20070717 RS Emerging Markets Fd Cl C RSGFX 82407 20071120 RS Emerging Markets Fd Cl K REMBX 80513 20070717 RS Emerging Markets Fund Class Y RSENX 89176 20090424 RS Floating Rate Fund A RSFLX 91341 20100108 RS Floating Rate Fund C RSFCX 91339 20100108 RS Floating Rate Fund K RSFKX 91340 20100108 RS Floating Rate Fund Y RSFYX 91342 20100108 RS Global Natural Resoruces Fd Cl C FLCEX 79493 20070502 RS Global Natural Resources RSNRX 14215 19960513 RS Global Natural Resources Fd Cl Y RMOCX 80538 20070717 RS Gr Fd RSGRX 6724 19930421 RS Gwth Fd Cl K RSPKX 80554 20070717 RS Gwth Fd Cl Y SGBYX 79522 20070503 RS High Yield Bd Fd Cl K RHYBX 80520 20070717 RS High Yield Bond Fund Class Y RSYYX 89363 20090522 RS High Yield Municipal Bond Fund A RSHMX 91344 20100108 RS High Yield Municipal Bond Fund C RSHCX 91343 20100108 RS High Yield Municipal Bond Fund Y RHMYX 91336 20100108 RS Info Age Fund RSIFX 14175 19960202 RS Int'l Gwth Fd Cl K MMSIX 79504 20070502 RS International Growth Fund Class Y RSIGX 89185 20090424 RS Inv Quality bd VIP Series GUBFX 35901 19990609 RS Investment Quality Bd Fd Cl B RSNYX 80551 20070717 RS Investment Quality Bd Fd Cl K RIQBX 80528 20070717 RS Investment Quality Bond Fund Class Y RSQYX 89365 20090522 RS Investors Fd RSINX 72215 20051121 RS Investors Fd Cl C RSPBX 80552 20070717 RS Investors Fd Cl K RETCX 80516 20070717 RS Investors Fd Cl Y RGWCX 80519 20070717 RS Large Cap Alpha Fd Cl A GPAFX 20761 19960620 RS Large Cap Alpha Fd Cl B GUPBX 24192 19961119 RS Large Cap Alpha Fd Cl C RCOCX 80512 20070717 RS Large Cap Alpha Fd Cl K RCEKX 80510 20070717 RS Large Cap Alpha Fd Cl Y RCEYX 80511 20070717 RS Lg Cap Val Fd Cl C RHYCX 80521 20070717 RS Lg Cap Val Fd Cl K RHYKX 80522 20070717 RS Low Duration Bd Fd Cl A REGWX 81283 20070913 RS Low Duration Bd Fd Cl C RLDAX 80534 20070717 RS Low Duration Bd Fd Cl K RLDBX 80535 20070717 RS Low Duration Bond Fund Class Y RSDYX 89366 20090522 RS Mid-Cap Opportunities Fund RSMOX 22830 19960620 RS MidCap Opportunities Fd Cl K RIGCX 80525 20070717 RS Partners Cl Y JIDCX 79512 20070502 RS Partners Cl Y RSPYX 80555 20070717 RS Partners Fd Cl C RSPIX 80553 20070717 RS Partners Fd Cl K RVACX 80560 20070717 RS Partners Fund RSPFX 24065 19960628 RS S&P 500 Index Fd Cl K RSAPX 80540 20070717 RS Select Growth Fund Cl K RSDKX 80543 20070717 RS Select Growth Fund Class Y RSSYX 89372 20090522 RS Select Gwth Fd Cl C RLDCX 80536 20070717 RS Sm Cap Core Eq Fd Cl K RMOYX 80539 20070717 RS Sm Cap Core Eq Fd Cl Y RSCCX 80563 20070717 RS Smer Company Gwth Fd Cl K MMDEX 79501 20070502 RS Smer Company Gwth Fd Cl Y MGNDX 79500 20070502 RS Strategic Income Fund A RSIAX 91360 20100108 RS Strategic Income Fund C RSICX 91361 20100108 RS Strategic Income Fund K RINKX 91337 20100108 RS Strategic Income Fund Y RSRYX 91345 20100108 RS Tax-Exempt Bond Fund Class Y RSTYX 89367 20090522 RS Val Fd Cl C RSIYX 80547 20070717 RS Val Fd Cl K RGRYX 80518 20070717 RS Val Fd Cl Y RSGKX 80545 20070717 RS Value Fd RSVAX 1946 19940316 Russell Emerging Markets Cl A REMAX 78860 20070301 Russell Emerging Markets Fd Cl E REMEX 44811 20000218 Russell Emerging Markets Fd Cl S REMSX 32002 19971002 Russell Emerging Markets Fd Cl Y REMYX 87429 20081001 Russell Emerging Mkts Fd Cl C REMCX 45864 20010119 Russell Gbl eq Cl A RGEAX 78861 20070301 Russell Gbl eq Cl C RGECX 78862 20070301 Russell Gbl eq Cl E RGEEX 78863 20070301 Russell Gbl eq Cl S RGESX 78864 20070301 Russell Global Eq Fd Cl Y RLGYX 87415 20081001 Russell Int'l Developed Markets Fd Cl A RLNAX 87183 20080902 Russell Int'l Developed Markets Fd Cl C RLNCX 87184 20080902 Russell Int'l Developed Markets Fd Cl S RINTX 87178 20080902 Russell Intl Developed Markets Fd Cl E RIFEX 36021 19990721 Russell Intl Developed Markets Fd Cl I RINSX 32011 19971002 Russell Intl Developed Markets Fd Cl Y RINYX 44030 20000608 Russell Inv Co Life Points 2010 Strategy RJLEX 64507 20050103 Russell Inv Co Life Points 2010 Strategy RJLSX 64508 20050103 Russell Inv Co Life Points 2020 Strategy RLLEX 64510 20050103 Russell Inv Co LifePoints 2010 Strategy RJLAX 67553 20050901 Russell Inv Co LifePoints 2020 Strategy RLLAX 67554 20050901 Russell Inv Co LifePoints 2030 Strategy RRLAX 67555 20050901 Russell Inv Co LifePoints 2040 Strategy RXLAX 67560 20050901 Russell Inv Co LifePoints Conservative S RCLCX 46264 20010214 Russell Inv Co LifePoints Conservative S RCLSX 46255 20010214 Russell Inv Co LifePoints eq Gwth Strate RELCX 36592 19991216 Russell Inv Co LifePoints Moderate Strat RMLSX 46256 20010214 Russell Inv Co. Life Points 2010 Strateg RJLDX 64506 20050103 Russell Inv Co. Life Points 2020 Strateg RLLDX 64509 20050103 Russell Inv Co. Life Points 2030 Strateg RRLDX 64511 20050103 Russell Inv Co. Life Points 2040 Strateg RXLDX 64514 20050103 Russell Inv Co. LifePoints 2010 Strategy RJLRX 72885 20060303 Russell Inv Co. LifePoints 2010 Strategy RJLTX 72886 20060303 Russell Inv Co. LifePoints 2020 Strategy RLLRX 72887 20060303 Russell Inv Co. LifePoints 2020 Strategy RLLTX 72888 20060303 Russell Inv Co. LifePoints 2030 Strategy RRLRX 72891 20060303 Russell Inv Co. LifePoints 2030 Strategy RRLTX 72892 20060303 Russell Inv Co. LifePoints 2040 Strategy RXLRX 72893 20060303 Russell Inv Co. LifePoints 2040 Strategy RXLTX 72894 20060303 Russell Inv Co. LifePoints Bal Strategy RBLDX 44553 20000223 Russell Inv Co. LifePoints Bal Strategy RBLRX 72879 20060303 Russell Inv Co. LifePoints Bal Strategy RBLTX 72880 20060303 Russell Inv Co. LifePoints Conservative RCLDX 44547 20000404 Russell Inv Co. LifePoints Conservative RCLRX 72881 20060303 Russell Inv Co. LifePoints Conservative RCLTX 72882 20060303 Russell Inv Co. LifePoints eq Gwth Strat RELRX 72883 20060303 Russell Inv Co. LifePoints eq Gwth Strat RELTX 72884 20060303 Russell Inv Co. LifePoints Eq Gwth Strgy RELDX 44026 20000223 Russell Inv Co. LifePoints Gwth Strategy RALRX 72877 20060303 Russell Inv Co. LifePoints Gwth Strategy RALTX 72878 20060303 Russell Inv Co. LifePoints Moderate Stra RMLDX 44548 20000223 Russell Inv Co. LifePoints Moderate Stra RMLRX 72889 20060303 Russell Inv Co. LifePoints Moderate Stra RMLTX 72890 20060303 Russell Inv Co.LifePoints Gr Strategy Fd RALDX 44029 20000223 Russell Inv Company Life Points 2030 Str RRLEX 64512 20050103 Russell Inv Company LifePoints Bal Strat RBLAX 57567 20030305 Russell Inv Company LifePoints Bal Strat RBLCX 36531 19991210 Russell Inv Company LifePoints Bal Strat RBLEX 34274 19981016 Russell Inv Company LifePoints Bal Strat RBLSX 44544 20000229 Russell Inv Company LifePoints Conservat RCLAX 57568 20030305 Russell Inv Company LifePoints Conservat RCLEX 35784 19990427 Russell Inv Company Lifepoints Eq Gwth S REAAX 57569 20030305 Russell Inv Company LifePoints eq Gwth S RELEX 42457 19990405 Russell Inv Company LifePoints Eq Gwth S RELSX 44323 20000229 Russell Inv Company LifePoints Gwth Stra RALCX 36532 19991210 Russell Inv Company LifePoints Gwth Stra RALEX 34273 19981014 Russell Inv Company LifePoints Gwth Stra RALSX 44543 20000229 Russell Inv Company LifePoints Gwth Strg RALAX 57566 20030305 Russell Inv Company LifePoints Moderate RMLAX 57570 20030305 Russell Inv Company LifePoints Moderate RMLCX 45738 20010119 Russell Inv Company LifePoints Moderate RMLEX 34276 19981016 Russell Inv Company, Life Points 2020 St RLLSX 64517 20050103 Russell Inv Company, Life Points 2040 St RXLEX 64515 20050103 Russell Inv Companyrr Life Points 2030 S RRLSX 64513 20050103 Russell Inv Conpany Life Points 2040 Str RXLSX 64516 20050103 Russell Inv Gr bd Fd Cl C RFACX 81922 20071022 Russell Inv Gr bd Fd Cl E RFAEX 36020 19990721 Russell Inv Gr bd Fd Cl I RFASX 32008 19971002 Russell Inv Gr bd Fd Cl S RFATX 81923 20071022 Russell Inv Gr bd Fd Cl Y RFAYX 44335 20000804 Russell Investment Grade Bond Fund Class RFAAX 94289 20100601 Russell Real Estate Securities Cl A RREAX 78867 20070301 Russell Real Estate Securities Fd Cl C RRSCX 45866 20010119 Russell Real Estate Securities Fd Cl E RREEX 44550 20000404 Russell Real Estate Securities Fd Cl S RRESX 32016 19971002 Russell Real Estate Securities Fd Cl Y RREYX 87431 20081001 Russell Short Duration bd Cl A RSBTX 78848 20070302 Russell Short Duration bd Fd Cl C RSBCX 45867 20010119 Russell Short Duration bd Fd Cl E RSBEX 45739 20010110 Russell Short Duration bd Fd Cl S RFBSX 32009 19971002 Russell Short Duration Bd Fd Cl Y RSBYX 87430 20081001 Russell Strategic bd Cl Y RFCYX 67373 20050720 Russell Strategic Bd Fd Cl A RFDAX 87177 20080902 Russell Strategic Bd Fd Cl C RFCCX 87175 20080902 Russell Strategic bd Fd Cl E RFCEX 45865 20010119 Russell Strategic bd Fd Cl I RFCSX 32010 19971002 Russell Strategic Bd Fd Cl S RFCTX 87176 20080902 Russell Tax Exempt bd Fd Cl C RTECX 45869 20010119 Russell Tax Exempt bd Fd Cl E RTBEX 45868 20010119 Russell Tax Exempt bd Fd Cl S RLVSX 32013 19971002 Russell Tax Exempt Bond Fund Class A RTEAX 94300 20100615 Russell Tax-Managed U.S. Large Cap Fd Cl RETSX 32007 19971002 Russell Tax-Managed U.S. Large Cap Fd Cl RTLCX 45870 20010119 Russell Tax-Managed U.S. Large Cap Fd Cl RTLEX 45871 20010119 Russell Tax-Managed U.S. Large Cap Fund RTLAX 94290 20100601 Russell Tax-Managed U.S. Mid & Small Cap RTSCX 45872 20010119 Russell Tax-Managed U.S. Mid & Small Cap RTSEX 45873 20010119 Russell Tax-Managed U.S. Mid & Small Cap RTSSX 36591 19991216 Russell Tax-Managed U.S. Mid & Small RTSAX 94291 20100601 Russell U.S Gr Fd Cl S RSGSX 46220 20010213 Russell U.S. Core Eq Fd Cl A RSQAX 87185 20080902 Russell U.S. Core Eq Fd Cl C REQSX 87250 20080902 Russell U.S. Core eq Fd Cl E REAEX 36018 19990721 Russell U.S. Core eq Fd Cl I REASX 32003 19971002 Russell U.S. Core Eq Fd Cl S RLISX 87182 20080902 Russell U.S. Core eq Fd Cl Y REAYX 44010 20000608 Russell U.S. Gr Fd Cl C RSGCX 46217 20010213 Russell U.S. Gr Fd Cl E RSGEX 46218 20010213 Russell U.S. Gr Fd Cl I RSGIX 46219 20010213 Russell U.S. Quantitative Eq Fd Cl A REQAX 87249 20080902 Russell U.S. Quantitative Eq Fd Cl C REQCX 87173 20080902 Russell U.S. Quantitative eq Fd Cl E REQEX 36332 19991112 Russell U.S. Quantitative eq Fd Cl I REDSX 32006 19971002 Russell U.S. Quantitative Eq Fd Cl S REQTX 87174 20080902 Russell U.S. Quantitative eq Fd Cl Y REUYX 44032 20000608 Russell U.S. Sm & Mid Cap Fd Cl A RLACX 87179 20080902 Russell U.S. Sm & Mid Cap Fd Cl C RLECX 87180 20080902 Russell U.S. Sm & Mid Cap Fd Cl S RLESX 87181 20080902 Russell U.S. Small & Mid Cap Fd Cl E REBEX 36019 19990721 Russell U.S. Small & Mid Cap Fd Cl I REBSX 32004 19971002 Russell U.S. Small & Mid Cap Fd Cl Y REBYX 44031 20000608 Russell U.S. Value Fd Cl C RSVCX 46209 20010213 Russell U.S. Value Fd Cl E RSVEX 46210 20010213 Russell U.S. Value Fd Cl I RSVIX 46211 20010213 Russell U.S.Value Fd Cl S RSVSX 46212 20010213 RVS Portfoio Builders Ttl Eq Fd Cl C RBTCX 75535 20061026 RVS Retirement Plus 2030 Fd Cl Y RPTYX 75538 20061026 RVS Retirement Plus 2035 Fd Cl Y RPOYX 75537 20061026 RVS Retirement Plus 2040 Fd Cl Y RPFYX 75536 20061026 RW Fds Int'l Eq 130/30 Fd A Shares SIELX 88965 20090223 RW Fds Real Estate 130/30 Fd A Shares SREGX 88990 20090223 RW Fds Seix Fltng Rate Hi Incm Fd C Shs SFRCX 51294 20081002 RW Fds US Eq 130/30 Fd A Shares SUEAX 88992 20090223 RWN3 Conservative Allocation Fund RWNCX 93023 20100419 Rydex Banking Fd - C Cl RYKCX 58212 20030609 Rydex Banking Fund Adv Cl RYKAX 32742 19980415 Rydex Banking Fund Inv Cl RYKIX 32729 19980415 Rydex Basic Material Fund Adv Cl RYBAX 32844 19980508 Rydex Basic Material Fund Inv Cl RYBIX 32743 19980415 Rydex Basic Materials Fd - C Cl RYBCX 58200 20030609 Rydex Biotechnology Fd - C Cl RYCFX 58202 20030609 Rydex Biotechnology Fund Adv Cl RYOAX 32744 19980415 Rydex Biotechnology Fund Inv Cl RYOIX 32858 19980513 Rydex Consumer Procucts Fund Inv Cl RYCIX 35257 19990111 Rydex Consumer Products Fund Adv Cl RYCAX 34467 19981106 RYDEX DYNAMIC FDS INVERSE DYN RYIUX 73717 20060601 RYDEX DYNAMIC FDS INVERSE DYNA RYIZX 73718 20060601 Rydex Dynamic Fds, Dynamic Dow Fd A Cl RYLDX 67225 20050621 Rydex Dynamic Fds, Dynamic Dow Fd H Cl RYCVX 64004 20040423 Rydex Dynamic Fds, Dynamic S&P 500 Fd C RYCTX 50654 20011224 Rydex Dynamic Fds, Dynamic S&P 500 Fd Cl RYTTX 67244 20050621 Rydex Dynamic Fds, Dynamic S&P 500 Fd H RYTNX 44081 20000616 Rydex Dynamic Fds, Inverse Dynamic Dow F RYCWX 64201 20040617 Rydex Dynamic Fds, Inverse Dynamic Dow F RYCZX 67217 20050621 Rydex Dynamic Fds, Inverse Dynamic Dow F RYIDX 67223 20050621 Rydex Dynamic Fds, Inverse Dynamic S&P 5 RYCBX 54152 20020717 Rydex Dynamic Fds, Inverse Dynamic S&P 5 RYTMX 67242 20050621 Rydex Dynamic Fds, Inverse Dynamic S&P 5 RYTPX 44137 20000626 Rydex Dynamic Fds, Inverse Nasdaq- 100 2 RYCDX 53222 20020314 Rydex Dynamic Fds, Inverse Nasdaq-100 2x RYVNX 44082 20000616 Rydex Dynamic Fds, Inverse Nasdaq-100 2x RYVTX 67247 20050621 Rydex Dynamic Fds, Nasdaq - 100 2x Strat RYVLX 67246 20050621 Rydex Dynamic Fds, Nasdaq - 100 2x Strat RYVYX 44079 20000616 Rydex Dynamic Fds, Nasdaq-100 2x Strateg RYCCX 50652 20011224 RYDEX DYNAMICS FDS DYNAMIC RUS RYRLX 73720 20060601 RYDEX DYNAMICS FDS DYNAMIC RUS RYRSX 73723 20060601 RYDEX DYNAMICS FDS DYNAMIC RUS RYRUX 73724 20060601 RYDEX DYTNAMIC FDS INVERSE DYN RYIRX 73716 20060601 Rydex Electronics Fd - C Cl RYSCX 58215 20030609 Rydex Electronics Fund Adv Cl RYSAX 34221 19980827 Rydex Electronics Fund Inv Cl RYSIX 32781 19980424 Rydex Energy - C Cl RYECX 58208 20030609 Rydex Energy Fund Adv Cl RYEAX 34482 19981106 Rydex Energy Fund Inv Cl RYEIX 34093 19980731 Rydex Energy Services - C Cl RYVCX 58216 20030609 Rydex Energy Services Fund Adv Cl RYVAX 34468 19981105 Rydex Energy Services Fund Inv Cl RYVIX 32745 19980415 Rydex Financial Services Fund Adv Cl RYFAX 24921 19980715 Rydex Financial Services Fund Inv Cl RYFIX 32746 19980415 Rydex Finc Services - C Cl RYFCX 58209 20030609 Rydex Health Care - C Cl RYHCX 58210 20030609 Rydex Health Care Fund Adv Cl RYHAX 24984 19980609 Rydex Health Care Fund Inv Cl RYHIX 32835 19980508 Rydex Internet Fd - C Cl RYICX 58211 20030609 Rydex Leisure Fd - C Cl RYLCX 58213 20030609 Rydex Leisure Fund Inv Cl RYLIX 32915 19980527 Rydex Nova Fund Adv Cl RYNAX 34425 19981026 Rydex Nova Fund Inv Cl RYNVX 1928 19940617 Rydex Precious Metals - C Cl RYZCX 58217 20030609 RYDEX PRECIOUS METALS FD ADV RYMPX 64203 20040617 Rydex Precious Metals Fund RYPMX 1930 19940617 Rydex Retailing - C Cl RYRCX 58214 20030609 Rydex Retailing Fund Adv Cl RYRAX 32845 19980508 Rydex Retailing Fund Inv Cl RYRIX 32784 19980424 Rydex Ser Fd Internet Adv RYIAX 44369 20000810 Rydex Ser Fd Utilities Adv RYAUX 44440 20000821 RYDEX SER FDS INVERSE MCAP H RYMHX 64202 20040617 RYDEX SER FDS NOVA FD A RYANX 66529 20050203 RYDEX SER FDS REAL ESTATE H RYHRX 62850 20040317 Rydex Ser Fds Util Fd Inv RYUIX 42983 20000524 RYDEX SER TR CONS PROD C RYCPX 58835 20030910 Rydex Ser Tr Internet Fd Inv RYIIX 42874 20000510 Rydex Ser Tr Leisure Fd Adv RYLAX 36556 20000118 RYDEX SER TR NOVA FD C RYNCX 50908 20020212 Rydex Ser Tr Trans Fd Adv RYPAX 42807 20000425 Rydex Series Fd U.S. Long Short Momentum RYISX 53591 20020521 Rydex Series Fd U.S. Long Short Momentum RYSRX 53352 20020411 Rydex Series Fd, S&P 500 Pure Value Fd H RYZAX 62851 20040317 Rydex Series Fd, S&P Mid-Cap 400 Pure Va RYAVX 62848 20040317 Rydex Series Fd, S&P Small Cap 600 Pure RYWAX 64077 20040517 Rydex Series Fd, S&P Small-Cap 600 Pure RYYCX 66985 20050421 Rydex Series Fds Banking Fd Cl A RYBKX 67210 20050621 Rydex Series Fds Basic Materials Fd Cl A RYBMX 67211 20050621 Rydex Series Fds Biotechnology Fd Cl A RYBOX 67212 20050621 Rydex Series Fds Consumer Prdcts Fd Cl A RYPDX 67233 20050621 Rydex Series Fds Electronics Fd Cl A RYELX 67218 20050621 Rydex Series Fds Energy Fd Cl A RYENX 67219 20050621 Rydex Series Fds Energy Services Fd Cl A RYESX 67220 20050621 Rydex Series Fds Financial Srvcs Fd Cl A RYFNX 67221 20050621 Rydex Series Fds Health Care Fd Cl A RYHEX 67222 20050621 Rydex Series Fds Internet Fd Cl A RYINX 67224 20050621 Rydex Series Fds Inverse Mid-Cap Fd Cl A RYAGX 67202 20050621 Rydex Series Fds Inverse Mid-Cap Fd Cl C RYCLX 67214 20050621 Rydex Series Fds Leisure Fd Cl A RYLSX 67227 20050621 Rydex Series Fds Managed Futures Fd A Cl RYMTX 78868 20070302 Rydex Series Fds Managed Futures Fd c Cl RYMZX 78869 20070302 Rydex Series Fds Managed Futures Fd H Cl RYMFX 78880 20070306 Rydex Series Fds Mgd Ftrs Strtgy Fd Y Cl RYYMX 92397 20100329 Rydex Series Fds Mlt Hdg Strtgs FdICl RYIMX 93693 20100504 Rydex Series Fds Precious Metals Fd Cl A RYMNX 67231 20050621 Rydex Series Fds Real Estate Cl C RYCRX 67215 20050621 Rydex Series Fds Real Estate Fd Cl A RYREX 67236 20050621 Rydex Series Fds Retailing Fd Cl A RYRTX 67237 20050621 RYDEX SERIES FDS S P 500 FUND RYSOX 73725 20060601 RYDEX SERIES FDS S P 500 FUND RYSPX 73726 20060601 RYDEX SERIES FDS S P 500 FUND RYSYX 73727 20060601 Rydex Series Fds Technology Fd Cl A RYTHX 67240 20050621 Rydex Series Fds Telecommunictns Fd Cl A RYTLX 67241 20050621 Rydex Series Fds Utilities Fd Cl A RYUTX 67245 20050621 Rydex Series Fds, Commodities Fd A Cl RYMEX 67133 20050525 Rydex Series Fds, Commodities Fd C Cl RYMJX 67134 20050525 Rydex Series Fds, Commodities Fd H Cl RYMBX 67132 20050525 Rydex Series Fds, Dynamic Dow Fd C Cl RYCYX 67216 20050621 Rydex Series Fds, Dynamic Strengthening RYSBX 67135 20050525 Rydex Series Fds, Dynamic Strengthening RYSDX 67136 20050525 Rydex Series Fds, Dynamic Strengthening RYSJX 67137 20050525 Rydex Series Fds, eq Market Neutral Fd I RYGIX 93691 20100504 Rydex Series Fds, Europe Advantage Fd C RYCEX 58201 20030609 Rydex Series Fds, Europe Advantage Fd Cl RYAEX 67200 20050621 Rydex Series Fds, Europe Advantage Fd H RYEUX 44102 20000623 Rydex Series Fds, Gbl 130/30 Strategy Fd RYASX 67208 20050621 Rydex Series Fds, Gbl 130/30 Strategy Fd RYQCX 58271 20030623 Rydex Series Fds, Gbl 130/30 Strategy Fd RYQMX 54782 20021105 Rydex Series Fds, Gov Long bd Advantage RYABX 67199 20050621 Rydex Series Fds, Gov Long bd Advantage RYCGX 58203 20030609 Rydex Series Fds, Gov Long bd Advantage RYGBX 1931 19940617 Rydex Series Fds, Gov Long bd Adviantage RYADX 62175 20031110 Rydex Series Fds, Inverse Gov Long bd Fd RYAQX 64108 20040527 Rydex Series Fds, Inverse Gov Long bd Fd RYJAX 58872 20030923 Rydex Series Fds, Inverse Gov Long bd Fd RYJCX 57048 20021213 Rydex Series Fds, Inverse Gov Long bd Fd RYJUX 24191 19950314 Rydex Series Fds, Inverse Nasdaq-100 Str RYAAX 62882 20040329 Rydex Series Fds, Inverse Nasdaq-100 Str RYACX 58199 20030609 Rydex Series Fds, Inverse Nasdaq-100 Str RYAIX 34281 19980924 Rydex Series Fds, Inverse Nasdaq-100 Str RYAPX 67207 20050621 Rydex Series Fds, Inverse Russell 2000 F RYAFX 67201 20050621 Rydex Series Fds, Inverse Russell 2000 F RYCQX 64205 20040618 Rydex Series Fds, Inverse S&P 500 Fd A C RYARX 67090 20050509 Rydex Series Fds, Inverse S&P 500 Fd adv RYUAX 42467 19990405 Rydex Series Fds, Inverse S&P 500 Fd C C RYUCX 53249 20020325 Rydex Series Fds, Inverse S&P 500 Fd Inv RYURX 1919 19940202 Rydex Series Fds, Mid-Cap Advantage Fd A RYAHX 67203 20050621 Rydex Series Fds, Mid-Cap Advantage Fd C RYDCX 54153 20020717 Rydex Series Fds, Mid-Cap Advantage Fd H RYMDX 50477 20011128 Rydex Series Fds, Multi-Hedge Strategies RYMQX 67694 20050919 Rydex Series Fds, Multi-Hedge Strategies RYMRX 67695 20050919 Rydex Series Fds, Multi-Hedge Strategies RYMSX 67696 20050919 Rydex Series Fds, Nasdaq-100 Fd Cl A RYATX 67209 20050621 Rydex Series Fds, Nasdaq-100 Fd Cl C RYCOX 58018 20030519 Rydex Series Fds, Russell 2000 Advantage RYAKX 67205 20050621 Rydex Series Fds, Russell 2000 Advantage RYCMX 50653 20011224 Rydex Series Fds, Russell 2000 Advantage RYMKX 45033 20001122 Rydex Series Fds, Russell 2000 Fd H Cl RYSHX 64076 20040517 Rydex Series Fds, S&P 500 Pure Gr Fd Cl RYLGX 67226 20050621 Rydex Series Fds, S&P 500 Pure Gr Fd H C RYAWX 64207 20040621 Rydex Series Fds, S&P 500 Pure Value Fd RYLVX 67228 20050621 Rydex Series Fds, S&P 500 Pure Value Fd RYVVX 65274 20050304 Rydex Series Fds, S&P Mid-Cap 400 Pure G RYBHX 64263 20040702 Rydex Series Fds, S&P Mid-Cap 400 Pure G RYCKX 67213 20050621 Rydex Series Fds, S&P Mid-Cap 400 Pure G RYMGX 67229 20050621 Rydex Series Fds, S&P Mid-Cap 400 Pure V RYMMX 67230 20050622 Rydex Series Fds, S&P Mid-Cap 400 Pure V RYMVX 67232 20050621 Rydex Series Fds, S&P Pure Gr Fd Cl C RYGRX 66658 20050307 Rydex Series Fds, S&P Small Cap 600 Pure RYAZX 64003 20040423 Rydex Series Fds, S&P Small-Cap 600 Pure RYSGX 67238 20050621 Rydex Series Fds, S&P Small-Cap 600 Pure RYWCX 67248 20050621 Rydex Series Fds, Small-Cap 600 Pure Val RYSVX 67239 20050621 Rydex Series Fds, U.S. Long Short Moment RYAMX 67206 20050621 Rydex Series FdsTransporatation Fd Cl A RYTSX 67243 20050621 Rydex Series Tr - Nasdaq-100 Fd RYOCX 1929 19940617 Rydex Series Tr Nasdaq-100 Fd adv Cl RYAOX 34311 19981002 Rydex Sers Fds High Yld Strategy Fd RYHGX 79215 20070418 Rydex Sers Fds High Yld Strategy Fd RYHHX 79216 20070418 Rydex Sers Fds High Yld Strtgy Fd A RYHDX 79214 20070418 Rydex Sers Fds Inverse Hgh YldStrtgy Fd RYIYX 79219 20070418 Rydex Sers Fds Invrs Hgh YldStrtgy Fd RYIHX 79217 20070418 Rydex Sers Fds Invrs Hgh YldStrtgy Fd RYILX 79218 20070418 Rydex Sr Fd, Weakening Dollar Fd A Cl RYWDX 67139 20050525 Rydex Sr Fd, Weakening Dollar Fd C Cl RYWJX 67140 20050525 Rydex Sr Fd, Weakening Dollar Fd H Cl RYWBX 67138 20050525 Rydex Sr Tr LngShrt Cmmdts StrtgyFd Cl A RYLBX 89528 20090625 Rydex Sr Tr LngShrt Cmmdts StrtgyFd Cl C RYLEX 89529 20090625 Rydex Sr Tr LngShrt Cmmdts StrtgyFd Cl H RYLFX 89530 20090625 Rydex Srs Fd, eq Market Neutral Fd A Cl RYGAX 89113 20090407 Rydex Srs Fd, eq Market Neutral Fd C Cl RYGMX 89115 20090407 Rydex Srs Fd, eq Market Neutral Fd H Cl RYGNX 89114 20090407 Rydex Srs Fds LngShrt Cmdts Strtgy Fd Y RYYSX 92398 20100329 Rydex Srs Fds LngShrt Cmdts Strtgy FdICl RYITX 93694 20100504 Rydex Srs Fds Mngd Ftrs Strtgy Fd I Cl RYIFX 93692 20100504 RYDEX SRS FDS RUSSELL 2000 FUND RYRHX 73719 20060601 RYDEX SRS FDS RUSSELL 2000 FUND RYROX 73721 20060601 RYDEX SRS FDS RUSSELL 2000 FUND RYRRX 73722 20060601 Rydex Srs Fds, All-Asset Aggressive Stra RYGEX 73766 20060703 Rydex Srs Fds, All-Asset Aggressive Stra RYGGX 73767 20060703 Rydex Srs Fds, All-Asset Agressive Strat RYGHX 73768 20060703 Rydex Srs Fds, All-Asset Conservative St RYEEX 73763 20060703 Rydex Srs Fds, All-Asset Conservative St RYEOX 73764 20060703 Rydex Srs Fds, All-Asset Conservative St RYEPX 73765 20060703 Rydex Srs Fds, All-Asset Moderate Strate RYMLX 73769 20060703 Rydex Srs Fds, All-Asset Moderate Strate RYMOX 73770 20060703 Rydex Srs Fds, All-Asset Moderate Strate RYMYX 73771 20060703 Rydex Srs Fds, Intl Long Short sel Fd A RYFRX 81009 20070904 Rydex Srs Fds, Intl Long Short sel Fd C RYFWX 81010 20070904 Rydex Srs Fds, Intl Long Short sel Fd H RYFHX 81008 20070904 Rydex Srs Tr Altrntive Stratgs Allctn Fd RYFDX 83492 20080311 Rydex Srs Tr Altrntve Strtgs Allctn Fd C RYFFX 83493 20080311 Rydex Srs Tr Strategies Allocation Fd Cl RYFOX 83494 20080311 Rydex Srs Tr, Japan 2x Strategy Fd -Cl C RYJTX 83304 20080226 Rydex Srs Tr, Japan 2x Strategy Fd -Cl H RYJHX 83302 20080226 Rydex Srs Tr, Japan 2x StrategyFndsAClss RYJSX 83303 20080226 Rydex Technology Fd - C Cl RYCHX 58204 20030609 Rydex Technology Fund Adv Cl RYTAX 32945 19980521 Rydex Technology Fund Inv Cl RYTIX 32782 19980424 Rydex Telecommunications - C Cl RYCSX 58206 20030609 Rydex Telecommunications Fund Adv Cl RYMAX 32747 19980415 Rydex Telecommunications Fund Inv Cl RYMIX 32785 19980424 Rydex Transportation - C Cl RYCNX 58205 20030609 Rydex Transportation Fund Inv Cl RYPIX 32859 19980513 Rydex Utilities Fd - C Cl RYCUX 58207 20030609 S Barney Small-Cap Value Cl B SBVBX 35649 19990326 S Barney Small-Cap Value Fund Cl A SBVAX 35648 19990326 SA Emerging Markets Fd SAEMX 79182 20070412 SA Gbl Fixed Incm Fd SAXIX 45720 20010111 SA INTL SMALL CO FD SAISX 45725 20010111 SA Intl Value Fd SAHMX 45718 20010111 SA Real Estate Securities Fd SAREX 78994 20070404 SA U.S. Fixed Incm Fd SAUFX 78995 20070404 SA US MKT FD SAMKX 45719 20010111 SA US SMALL CO FD SAUMX 45726 20010111 SA US Value Fd SABTX 45724 20010111 SAL BRO WW INCM XSBWX 54176 20020806 SALMON HI INC II XHGIX 54166 20020806 SALOMON BROS GLB HI INCM FD XEHIX 58658 20030731 SALOMON BROS INFLATION MGMT FD XIMFX 64135 20040604 Salomon Brothers Global Partners Income XGDFX 54165 20020806 Salomon Brothers Municipal Partners Fund XMNPX 54170 20020806 SALOMON BROTHERS VARIABLE RATE XGFYX 65074 20050125 SAM Sstinbl Glbl Actv Fd - Inv Cl SGAQX 89727 20090720 SAM Sstnbl Glbl Actv Fd - Inst Cl SGAIX 89505 20090619 SAM Sustainable Climate Fd Cl C SAMCX 92218 20100316 SAM Sustainable Climate Fd Insti Cl SSCIX 81620 20071004 SAM Sustainable Climate Fd Investor Cl SMCNX 81848 20071016 SAM Sustainable Water Fd Cl A SSWAX 92274 20100323 SAM Sustainable Water Fd Cl C SMWCX 90043 20090914 SAM Sustainable Water Fd Insti Cl SMWIX 81603 20071004 SAM Sustainable Water Fd Investor Cl SMWNX 81849 20071016 Sands Capital Global Gwth Fd Intl Cl SCMGX 92802 20100331 Sands Capital Global Gwth Fd Investor Cl SCGVX 92794 20100331 Sanford Bernstein CA Muni Port SNCAX 23102 19960620 Sanford Bernstein Diversified Muni Port SNDPX 23104 19960620 Sanford Bernstein Emerg Mkts Value Port SNEMX 23105 19960620 Sanford Bernstein Gov Short Duration Pt SNGSX 23107 19960620 Sanford Bernstein Intermed Duration Port SNIDX 23109 19960620 Sanford Bernstein Short Durat CA Muni SDCMX 22936 19960620 Sanford Bernstein Short Durat Divers Mun SDDMX 22937 19960620 Sanford Bernstein Short Durat NY Muni SDNYX 22946 19960620 Sanford Bernstein Short Duration Plus Pt SNSDX 23114 19960620 Sanford C. Bernstein NY Muni Port SNNYX 23113 19960620 SANTA BARBARA GROUP MUT FDS MONTECIT MONAX 53478 20020429 SARATOGA ADV TR TECH/COMMUN B SCMPX 57264 20030107 Saratoga Advantage SHPAX 36169 19990909 Saratoga Advantage Health & Biotech B SHPBX 36167 19990909 Saratoga Advantage Health & Biotech C SHPCX 36746 20000119 SARATOGA ADVANTAGE TR ENERGY&B SEPCX 57279 20030110 SARATOGA ADVANTAGE TR ENERGY&B SEPIX 57280 20030110 Saratoga Advantage Tr Engy Basic Cl b SPEBX 34341 19981007 SARATOGA ADVANTAGE TR FINL SVC SFPIX 57281 20030110 Saratoga Advantage Tr Fncl Service Cl A SFPAX 45389 20001215 Saratoga Advantage Tr Fncl Service Cl b SFPBX 45390 20001215 Saratoga Advantage Tr Fncl Service Cl C SFPCX 45391 20001215 SARATOGA ADVANTAGE TR HLTH&BIO SBHIX 57385 20030128 Saratoga Advantage Tr Mid Cap Cl A SPMAX 54003 20020722 Saratoga Advantage Tr Mid Cap Cl b SPMBX 54004 20020722 Saratoga Advantage Tr Mid Cap Cl c SPMCX 54005 20020722 SARATOGA ADVANTAGE TR MIDCAP P SMIPX 57282 20030110 Saratoga Advantage Tr Tech & Comm Cl A STPCX 36748 20000119 Saratoga Advantage Tr Tech Cl A STPAX 34339 19981007 Saratoga Advantage Tr Tech Cl b SBMBX 34340 19981007 SARATOGA ADVANTAGE TR TECH&COM STPIX 57283 20030110 Saratoga Int'l Equity Ptfl SIEPX 20498 19971117 Saratoga International Equity Port Cl B SIEZX 35580 19990315 Saratoga Intl Eq Cl A SIEYX 72994 20060324 Saratoga Intl Equity Port Cl C SIECX 35437 19990211 Saratoga Invest Quality Bond Port C SQBCX 35439 19990211 Saratoga Investment Quality Bd Cl A SQBAX 72997 20060324 Saratoga Investment Quality Bond Port SIBPX 42474 19990405 Saratoga Investment Quality Bond Port C SQBZX 35581 19990315 Saratoga Large-Cap Growth Port Cl B SLGZX 35582 19990315 Saratoga Large-Cap Growth Port Cl C SLGCX 35440 19990211 Saratoga Large-Cap Growth Ptfl SLCGX 20800 19971117 Saratoga Large-Cap Value Port Cl B SLVZX 35583 19990315 Saratoga Large-Cap Value Port Cl C SLVCX 35441 19990211 Saratoga Large-Cap Value Ptfl SLCVX 20853 19971117 Saratoga Lg Capitalization Val Cl A SLVYX 72996 20060324 Saratoga Lg Capitlization Gwth Cl A SLGYX 72995 20060324 Saratoga Municipal Bd Fd Cl A SMBAX 73245 20060322 Saratoga Municipal Bond Port Cl B SMBZX 35584 19990315 Saratoga Municipal Bond Port Cl C SMBCX 35442 19990211 Saratoga Municipal Bond Ptfl SMBPX 20880 19971117 Saratoga Sm Capitalization Cl A SSCYX 72998 20060324 Saratoga Small-Cap Port Cl B SSCZX 35585 19990315 Saratoga Small-Cap Port Cl C SSCCX 35443 19990211 Saratoga Small-Cap Ptfl SSCPX 20883 19971117 SATUIT CAP MICROCAP A SATMX 57141 20021231 Saturna Investment Trust SSGFX 24573 19970210 Saturna Investment Trust ID Tax Exemp Fd NITEX 21958 19960620 Saturna Sextant Income Bond Fund SBIFX 24618 19970210 Saturna Sextant Intl SSIFX 32495 19980220 Saturna Sextant Short Term STBFX 32496 19980220 SB High Income Port Cl A SCAAX 24759 19980625 SB Income Port Cl B SCIAX 24181 19961105 SB Social Awareness Fund Cl A SSIAX 23190 19960620 SB Social Awareness Fund Cl B SESIX 1921 19940801 SC AIM Small Cap Gwth Fund Initial Class SCASX 87488 20081001 SC AIM Small Cap Gwth Fund Service Class SASSX 87487 20081001 SC AllianceBernstein Intl Vl Fnd InitlCl SABIX 87489 20081001 SC AllianceBernstein Intl Vl Fnd SrvcCls SABSX 51298 20081001 SC BlackRock Inflatin Prtctd Bnd Fnd Int SCBIX 87492 20081001 SC BlackRock InflatinPrtctdBndFndSrvcCls SBISX 51371 20081001 SC Dreman Small Cap Vl Fund Initial Clas SCDSX 51335 20081001 SC Dreman Small Cap Vl Fund Service Clas SDSSX 51336 20081001 SC Goldman Sachs Mid Cap Val Fd Initial SCGMX 83496 20080311 SC Goldman Sachs Mid Cap Val Fd Service SGMCX 83501 20080311 SC Goldman Sachs Short Duration Fd Initi SGSSX 83503 20080311 SC Goldman Sachs Short DurationFd Srvce SGSDX 83502 20080311 SC Ibboson Moderate Fund Initial Class SCIMX 51366 20081001 SC Ibbotson Balanced Fund Initial Class SCIBX 87491 20081001 SC Ibbotson Balanced Fund Service Class SIBSX 51351 20081001 SC Ibbotson Growth Fund Initial Class SIBGX 51339 20081001 SC Ibbotson Growth Fund Service Class SIGSX 51340 20081001 SC Ibbotson Moderate Fund Service Class SIMSX 51367 20081001 SC Lord Abbett Gwth & Incm Fd Initial Cl SCLGX 83497 20080311 SC Lord Abbett Gwth & Incm Fd Service Cl SCLSX 83498 20080311 SC Oppenheimer Large Cap Core Fd Initial SOCIX 53519 20020509 SC Oppenheimer Large Cap Core Fd Service SOCSX 64299 20040723 SC Oppenheimer Main Street Small Cap Fd SCOSX 45750 20010110 SC PIMCO High Yield Fd Initial Cl SCPHX 83499 20080311 SC PIMCO High Yield Fd Service Cl SCPSX 83500 20080311 SC PIMCO Total Return Fund Initial Class SCPTX 51377 20081001 SC PIMCO Total Return Fund Service Class SPTSX 51378 20081001 SC WMC Blue Chip Mid Cap Fd Initial Cl SBCMX 45748 20010110 SC WMC Blue Chip Mid Cap Fd Service Cl SBLSX 83495 20080311 SC WMC Large Cap Gr Fd Initial Cl SWLCX 79183 20070412 SC WMC Large Cap Gr Fd Service Cl SLGSX 73510 20060530 ScddrMrgn Grnfell Tr ScudderShrtDurFdClS SDUSX 66660 20050307 Schneider Small-Cap. Value SCMVX 35956 19990624 Schooner Gwth & Incm Fd Cl C SCNCX 87252 20080829 Schooner Gwth and Incm Fd Cl A SCNAX 87251 20080829 Schroder Emerging Market Eq Fd Advisr Cl SEMVX 73105 20060410 Schroder Emerging Market Eq Fd Invstr Cl SEMNX 73104 20060410 Schroder Int'l Alpha Fd Advisor Cl SCVEX 73509 20060530 Schroder Int'l Diversfied Val Fd Invstor SIDNX 75234 20060907 Schroder Int'l Diversified Val Fd Advisr SIDVX 75235 20060907 Schroder Intl Equity SCIEX 1965 19940119 Schroder Multi Asset Growth Pft Cl A SALAX 82709 20071227 Schroder Multi Asset Growth Pft Cl R SALRX 82695 20071227 Schroder Multi Asset Grwth Pft Advisr Cl SALVX 82696 20071227 Schroder Multi Asset Grwth Pft Invstr Cl SALIX 82694 20071227 Schroder North Amer eq Fd SNAEX 58702 20030807 Schroder North American Eq Fd Advisor Cl SNAVX 73108 20060410 Schroder Total Ret Fixed Incm Fd adv Cl SBBVX 64954 20050125 Schroder Total Ret Fixed Incm Fd Inv Cl SBBIX 64953 20050125 Schroder U.S. Opportunities Fd Advsor Cl SCUVX 73440 20060516 Schroder US Opport Fd Inv SCUIX 34948 19981111 Schroder US SmMd CpOpprtnts Fd AdvsrShrs SMDVX 73107 20060410 SchroderUS S Md Cp OpprtntsFd Invst Shrs SMDIX 73106 20060410 Schwab 1000 Index Fd Inv Shares SNXFX 6703 19930202 Schwab Analytics Fund SWANX 24003 19960628 Schwab Bal Fd Inv Shares SWOBX 32836 19980508 Schwab CA Tax Free Yield Plus Fd SWYCX 64480 20041221 Schwab CA Tax-Free bd Fd SWCAX 23272 19960620 SCHWAB DIV EQ FD SEL SHS SWDSX 58807 20030902 Schwab Fdmntl Emrgng Mkt Inx Fd Inst Shs SFENX 82943 20080131 Schwab Fdmntl Int'l Lg Co Idx Fd Inst Sh SFNNX 78973 20070403 Schwab Fdmntl Int'l SmMid Co Inx Inst Sh SFILX 82945 20080131 Schwab Fdmntl US Lg Co Index Fd Insti Sh SFLNX 78969 20070403 Schwab Fdmntl US SmMid Co Idx Fd Inst Sh SFSNX 78976 20070403 Schwab Finc Services Fd SWFFX 44247 20000721 Schwab Global Real Estate Fd Select Shs SWASX 80077 20070531 Schwab Health Care Fd SWHFX 44246 20000721 Schwab Hedged eq Fd sel Shares SWHEX 54332 20020911 Schwab Inflation Protctd Fund Slct Shrs SWRSX 73115 20060410 Schwab Int'l Core Eq Fd Institutionl Shs SICNX 85530 20080603 Schwab International Index Fund - Select SWISX 42486 19990405 SCHWAB INVTS GNMA FD SWGSX 57718 20030320 Schwab Lg-Cap Gwth Fd Select Shares SWLSX 67756 20051003 Schwab Markettrack All Equity Ptfl SWEGX 32983 19980529 Schwab Markettrack Balanced Fund SWBGX 23271 19960620 Schwab Markettrack Conservative Fund SWCGX 23273 19960620 Schwab Markettrack Growth Fund SWHGX 23275 19960620 Schwab MarketTrack Gwth Prtfl PShrs SWPGX 73113 20060410 Schwab Monthly Incm Fd Enhanced Payout SWKRX 83613 20080401 Schwab Monthly Incm Fd Maximum Payout SWLRX 83614 20080401 Schwab Monthly Incm Fd Moderate Payout SWJRX 83612 20080401 Schwab Premier Eq Fd Select Shares SWPSX 65279 20050321 Schwab Premier Incm Fd Insti Shs SWIIX 82290 20071102 Schwab S&P 500 Index Fd- sel Shares SWPPX 30558 19970625 Schwab Short/Intermed Term SWBDX 23270 19960620 Schwab Small-Cap eq Fd sel Shares SWSCX 58529 20030716 Schwab Small-Cap Index Fund-Select SWSSX 42487 19990405 Schwab Target 2010 Fd SWBRX 67325 20050701 Schwab Target 2015 Fd SWGRX 83508 20080313 Schwab Target 2020 Fd SWCRX 67326 20050701 Schwab Target 2025 Fd SWHRX 83509 20080313 Schwab Target 2030 Fd SWDRX 67327 20050701 Schwab Target 2035 Fd SWIRX 83510 20080313 Schwab Target 2040 Fd SWERX 67328 20050701 Schwab Tax Free Yield Plus Fd SWYTX 64483 20041221 Schwab Tax-Free bd Fd SWNTX 23279 19960620 Schwab Total Bond Fund SWLBX 23278 19960620 Schwab Total Stock Market Index Fund SWTSX 35990 19990712 Schwab Yieldplus Fd Sel Shs SWYSX 36528 19991210 Schwartz Value Fund RCMFX 22790 19960620 Scout bd Fd UMBBX 23416 19960620 Scout Intl Discovery Fd UMBDX 82745 20080102 Scout Intl Fd UMBWX 23420 19960620 Scout Mid Cap Fd UMBMX 75558 20061031 Scout Small Cap Fd UMBHX 23417 19960620 Scout Stock Fd UMBSX 23419 19960620 Scout TrendStar Small Cap Fd TRESX 62184 20031114 Scudder - Dreman High Ret eq Fd - Cl R KDHRX 62719 20040220 Scudder adv Fds III, Scudder Lifecycle L BTAMX 14653 19960620 Scudder adv Fds, Limited Duration Plus F PPIAX 57119 20021227 Scudder adv Fds, Mid Cap Gr Fd inst Cl BTEAX 44577 20000829 Scudder Advisor Fds II, EAFE Equity Inde BTAEX 23733 19960628 Scudder Advisor Fds II, U.S. Bond Index BTUSX 35151 19981211 Scudder Advisor Fds, Mid Cap Fd Cl A SMCAX 54369 20020920 Scudder Advisor Fds, Mid Cap Fd Cl B SMCBX 54370 20020920 Scudder Advisor Fds, Mid Cap Fd Cl C SMCCX 54371 20020920 Scudder Advisor Fds, Small Cap Fd Cl A SSDAX 54377 20020920 Scudder Advisor Fds, Small Cap Fd Cl B SSDBX 54378 20020920 Scudder Advisor Fds, Small Cap Fd Cl C SSDCX 54379 20020920 Scudder Blue Chip Fd A KBCAX 21111 19960620 SCUDDER BLUE CHIP FD INTSL KBCIX 64817 20050125 Scudder Blue Chip Fund B KBCBX 21112 19960620 Scudder Blue Chip Fund C KBCCX 21113 19960620 SCUDDER BLUE CHIP FUND CLASS S KBCSX 66620 20050202 SCUDDER CA TX FR INCM FD S SDCSX 48568 20010710 Scudder California Tax Free Income Fund KCTAX 21117 19960620 Scudder California Tax Free Income Fund KCTBX 21118 19960620 Scudder Cap Gr Fd Cl R SDGRX 62729 20040220 SCUDDER CAP GRW FD A SDGAX 48578 20010712 SCUDDER CAP GRW FD B SDGBX 48579 20010712 SCUDDER CAP GRW FD C SDGCX 48580 20010712 SCUDDER CAP GRW FD S SCGSX 44711 20001010 Scudder Dreman High Return Eq Fd Cl S KDHSX 65082 20050228 Scudder Dreman Sml Cap Val Fd Cl S KDSSX 65083 20050228 SCUDDER EMERG MKTS GRW FD A SEKAX 47811 20010608 SCUDDER EMERG MKTS GRW FD B SEKBX 47812 20010608 SCUDDER EMERG MKTS GRW FD C SEKCX 47813 20010608 Scudder Emerging Markets Growth Fund SEMGX 23706 19960621 Scudder Emerging Markets Income Fund SCEMX 14199 19960410 SCUDDER EMG MKTS INCM A SZEAX 47967 20010622 SCUDDER EMG MKTS INCM B SZEBX 47968 20010622 SCUDDER EMG MKTS INCM C SZECX 47969 20010622 Scudder Europe Insti SERNX 65275 20050314 Scudder Fixed Incm Fd - Cl R SFXRX 62730 20040220 Scudder Flag Invs Communctations Fd Inc FTEBX 32093 19971024 Scudder Flag Invs Communications Fd Inc, FLICX 36950 20000315 Scudder Flag Invs Communications Fd Inc, FTICX 35091 19981127 Scudder Flag Invs Communications Fd, Inc TISHX 23352 19960620 Scudder Gbl Fd - Cl R SGQRX 62731 20040220 SCUDDER GLOBAL BD FD A SZGAX 47898 20010622 SCUDDER GLOBAL BD FD B SZGBX 47899 20010622 SCUDDER GLOBAL BD FD C SZGCX 47900 20010622 Scudder Global Bond Fund SSTGX 6657 19910516 SCUDDER GLOBAL FD B SGQBX 47895 20010625 SCUDDER GLOBAL FD C SGQCX 47896 20010625 Scudder Global Fund Cl S SCOBX 6088 19870429 Scudder Global High Income Fund Inc XLBFX 42538 19990416 Scudder GNMA Fund Cl S SGINX 6090 19860102 SCUDDER GOLD FD A SGDAX 48584 20010712 SCUDDER GOLD FD B SGDBX 48585 20010712 SCUDDER GOLD FD C SGDCX 48586 20010712 Scudder Gold Fund SCGDX 6095 19890222 SCUDDER GREATER EUR GRW A SERAX 46940 20010323 SCUDDER GREATER EUR GRW B SERBX 46941 20010323 SCUDDER GREATER EUR GRW C SERCX 46942 20010323 Scudder Greater Europe Growth Fund SCGEX 14043 19950524 SCUDDER GROWTH & INCM FD A SUWAX 45835 20010117 SCUDDER GROWTH & INCM FD B SUWBX 45833 20010117 SCUDDER GROWTH & INCM FD C SUWCX 45832 20010117 Scudder Growth & Income Fund SCDGX 6089 19860102 SCUDDER HEALTH CARE FD A SUHAX 45824 20010117 SCUDDER HEALTH CARE FD B SUHBX 45823 20010117 SCUDDER HEALTH CARE FD C SUHCX 45822 20010117 SCUDDER HEALTH CARE FD I SUHIX 45821 20010117 Scudder Health Care Fund SCHLX 32714 19980413 Scudder High Incm Plus Fd Cl A SGHAX 67092 20050516 Scudder High Incm Plus Fd Cl B SGHBX 67093 20050516 Scudder High Incm Plus Fd Cl C SGHCX 67094 20050516 Scudder High Incm Plus Fd Cl S SGHSX 67095 20050516 Scudder High Income Fund Class A KHYAX 1947 19940311 Scudder High Income Fund Class B KHYBX 21143 19960620 Scudder High Income Fund Class C KHYCX 21144 19960620 Scudder High Income Fund Institutional C KHYIX 54646 20021018 Scudder High Return Fund B KDHBX 21123 19960620 Scudder High Return Fund C KDHCX 21124 19960620 Scudder High Return Port A KDHAX 21122 19960620 SCUDDER INCM FD A SZIAX 48613 20010719 SCUDDER INCM FD B SZIBX 48594 20010712 SCUDDER INCM FD C SZICX 48595 20010712 Scudder Income Fund Inc SCSBX 6091 19860102 Scudder Institutional Fds, Equity 500 In BTIIX 14666 19960620 Scudder Intermediate Tax/AMT Free Fd Cl SCMTX 14201 19960410 Scudder Intermediate Tax/AMT Free Fd Cl SZMAX 47876 20010615 Scudder Intermediate Tax/AMT Free Fd Cl SZMBX 47877 20010615 Scudder Intermediate Tax/AMT Free Fd Cl SZMCX 47878 20010615 Scudder Intermediate Tax/AMT Free Fd ins SZMIX 65062 20041220 Scudder International Fund SCINX 6092 19860102 SCUDDER INTL FUND A SUIAX 45828 20010117 SCUDDER INTL FUND B SUIBX 45827 20010117 SCUDDER INTL FUND C SUICX 45826 20010117 SCUDDER INTL FUND I SUIIX 45825 20010117 Scudder Japan Fund SJPNX 6644 19910130 Scudder Large Cap Value Fd Cl A KDCAX 21120 19960620 Scudder Large Cap Value Fd Cl B KDCBX 21121 19960620 Scudder Large Cap Value Fd Cl C KDCCX 23704 19960621 Scudder Large Cap Value Fd Cl S KDCSX 65056 20041221 SCUDDER LATIN AMER FD A SLANX 47814 20010608 SCUDDER LATIN AMER FD B SLAOX 47815 20010608 SCUDDER LATIN AMER FD C SLAPX 47816 20010608 Scudder Latin America Fund SLAFX 1989 19931122 SCUDDER LGE CAP VAL FD KDCIX 64818 20050125 Scudder Managed Municipal Fund SCMBX 6093 19860102 SCUDDER MASS TR FR FD C SQMCX 47965 20010627 SCUDDER MASS TX FR FD A SQMAX 47963 20010627 SCUDDER MASS TX FR FD B SQMBX 47964 20010627 Scudder Massachusetts Municipal Fund SCMAX 22923 19960620 Scudder MG Inv s Tr, High Incm Plus Inst MGHYX 32688 19980401 Scudder MG Inv s Tr, Short Duration Cl B SDUBX 57609 20030311 Scudder MG Inv s Tr, Short Duration Cl C SDUCX 57610 20030311 Scudder MG Inv s Tr, Short Term Municipa MGSMX 32130 19971104 Scudder MG Inv s Tr, Short Term Municipa SRMBX 57611 20030311 Scudder MG Inv s Tr, Short Term Municipa SRMCX 57688 20030313 Scudder MG Inv s Tr, Short Term Nunicipa SRMAX 57687 20030313 Scudder MG Inv Tr, Short Duration Cl A SDUAX 57608 20030311 Scudder MG Inv Tr, Short Duration Insti MGSFX 32129 19971104 Scudder MG Invt Tr, Fixed Incm Cl A SFXAX 54364 20020920 Scudder MG Invt Tr, Fixed Incm Cl B SFXBX 54365 20020920 Scudder MG Invt Tr, Fixed Incm Cl C SFXCX 54366 20020920 Scudder MG Invt, Emerging Markets Debt I MFINX 21508 19960620 SCUDDER MID CAP GROWTH FUND CLA SMCSX 66608 20050204 SCUDDER MNGD MUNI BDS A SMLAX 47861 20010615 SCUDDER MNGD MUNI BDS B SMLBX 47862 20010615 SCUDDER MNGD MUNI FDS C SMLCX 47863 20010615 Scudder Morgan Fixed Income Fd Cl S SFXSX 66661 20050307 Scudder Multi Market Income Fund XKMMX 35841 19990517 SCUDDER MUN TR MGD MUN SMLIX 54654 20021018 Scudder Municipal Income Trust XKTFX 42537 19990518 Scudder New York Tax Free Income Fund A KNTAX 21176 19960620 Scudder New York Tax-Free Income KNTCX 30238 19970320 Scudder New York Tax-Free Income Cl B KNTBX 30239 19970320 SCUDDER NY TX FR INCM FD S SNWYX 48569 20010710 Scudder RREEF Real Estate Fd - Cl R RRRSX 62723 20040220 Scudder RREEF Real Estate Fd II, Inc. XSROX 62715 20040223 SCUDDER RREEF REAL ESTATE FD INC XSRQX 57134 20021227 Scudder RREEF Real Estate Sec Cl S RRREX 67089 20050504 SCUDDER RREEF REAL ESTATE SECURITIES RRRBX 54339 20020916 SCUDDER RREEF REAL ESTATE SECURITIES RRRCX 54340 20020916 Scudder RREEF Real Estate Securities A RRRAX 62716 20040220 Scudder S&P 500 Index Cl S SCPIX 32262 19980105 Scudder S&P 500 Index Fd Cl A SXPAX 65140 20050225 Scudder S&P 500 Index Fd Cl B SXPBX 65141 20050225 Scudder S&P 500 Index Fd Cl C SXPCX 65142 20050225 Scudder sel 500 Fd - Cl R OUTRX 62722 20040220 SCUDDER SEL 500 FD A OUTDX 48605 20010719 SCUDDER SEL 500 FD B OUTBX 48603 20010719 SCUDDER SEL 500 FD C OUTCX 48604 20010719 Scudder Select 500 Fund SSFFX 35890 19990604 Scudder Short Term Municipal Bd Fd Cl S SRMSX 65089 20050228 SCUDDER SM CO STK FD A SZCAX 48591 20010712 SCUDDER SM CO STK FD B SZCBX 48592 20010712 SCUDDER SM CO STK FD C SZCCX 48593 20010712 Scudder Small Cap Gr Fd Cl S SSDSX 65061 20041221 Scudder Small Cap Gr Fd inst Cl SSDIX 65059 20041221 Scudder Small Cap Value C KDSCX 23846 19960628 Scudder Small Cap Value Fund B KDSBX 21129 19960620 Scudder Small Cap Value Port A KDSAX 21128 19960620 Scudder Small Company Stock Fund Cl S SSLCX 23994 19960925 Scudder State Tax Free Inc-CA C KCTCX 34731 19981111 Scudder Strategic Income Fund B KSTBX 42337 19990405 SCUDDER STRATEGIC INCOME FUND C KSTSX 66621 20050202 Scudder Strategic Income Fund Cl A KSTAX 42336 19990405 Scudder Strategic Income Fund Cl C KSTCX 42338 19990405 Scudder Strategic Income Trust XKSTX 42536 19990517 Scudder Strategic Municipal Income Trust XKSMX 42535 19990518 Scudder Target 2010 Fds KRFAX 21193 19960620 Scudder Target 2011 Fund - Series II KRFBX 21194 19960620 Scudder Target 2013 Fd KRFDX 21196 19960620 Scudder Target 2014 Fd KRFEX 21197 19960620 Scudder Technology Fd Cl S KTCSX 65058 20041221 SCUDDER TECHNOLOGY FD INSTL CL KTCIX 54648 20021018 Scudder Technology Fund A KTCAX 21211 19960620 Scudder Technology Fund B KTCBX 21212 19960620 Scudder Technology Fund C KTCCX 21213 19960620 SCUDDER TOT RET FD INSTL CL KTRIX 64821 20050125 Scudder Total Return Fund A KTRAX 21214 19960620 Scudder Total Return Fund B KTRBX 21215 19960620 Scudder Total Return Fund C KTRCX 21216 19960620 Scudder Trgt 2012 KRFCX 21195 19960620 Scudder Ttl Rtrn Fd Cl S KTRSX 65266 20050315 SCUDDER VALUE SER INC DREMN HI KDHIX 54644 20021018 SCUDDER VALUE SER INC SMCP VAL KDSIX 54645 20021018 Scudder-Dreman Mid Cap Val Fd Cl A MIDVX 67517 20050812 Scudder-Dreman Mid Cap Val Fd Cl B MIDYX 67518 20050812 Scudder-Dreman Mid Cap Val Fd Cl C MIDZX 67519 20050812 Scudder-Dreman Mid Cap Val Fd Cl S MIDTX 67516 20050812 SECURITY CAP US RL EST I SUIEX 64970 20050125 Security eq Fd - Alpha Opportunity Serie SAOAX 58517 20030716 Security eq Fd - Alpha Opportunity Serie SAOBX 58518 20030716 Security eq Fd - Alpha Opportunity Serie SAOCX 58519 20030716 SECURITY EQ FD ENHAN INDEX A SEEAX 46280 20010214 SECURITY EQ FD GLBL C SFGCX 46276 20010214 SECURITY EQ FD MID CAP VAL C SEVSX 46604 20010301 SECURITY EQ FD SEL 25 C SSSCX 46269 20010214 Security Eq Fd Sm Cap Grw B SEPBX 44051 20000612 SECURITY EQ FD SM CAP GRW C SESCX 46603 20010301 Security Eq Fd Val B SVSBX 36204 19990914 Security Eq Fd, Global Insti Srs SGOLX 86534 20080711 Security Eq Fd, Mid Cap Val Insti Srs SVUIX 86517 20080711 Security Eq Fd, Sm Cap Val Srs Cl A SSUAX 86515 20080711 Security Eq Fd, Sm Cap Val Srs Cl C SSVCX 86536 20080711 Security Eq Fd, Sm Cap Val Srs Insti Cl SSUIX 86516 20080711 Security Eqty FndAlphOprtntyInstFdInstCl SAOIX 87774 20081110 Security Equity Fund SECEX 22955 19960620 Security Equity Fund All Cap Value Cls A SESAX 87490 20081008 Security Equity Fund All Cap Value Cls C SEVCX 51349 20081008 Security Equity Fund All Cap Vl Cls Inst SVSIX 51350 20081008 Security Equity Fund Cl B SEQBX 22981 19960620 SECURITY EQUITY FUND CL C SFECX 46275 20010214 Security Equity Fund Global Series Cl A SEQAX 22980 19960620 Security Equity Fund/value Series Cl A SEVAX 34453 19981030 Security Equity Select 25 Series Cl A SEFAX 36097 19990802 Security Equity Select 25 Series Cl B SEFBX 36098 19990802 Security Equity Small Company Series Cl SSCAX 35891 19990604 Security Global Fund Cl B SGOBX 23016 19960620 Security Growth and Income B SECBX 34951 19981111 Security Growth and Income Fund SECIX 22956 19960620 SECURITY GRWTH & INCM FD C SEGIX 46282 20010214 Security Incm Fd Hi Yld A SIHAX 36201 19990914 Security Incm Fd Hi Yld B SIHBX 36203 19990914 SECURITY INCM FD HI YLD C SIHSX 46267 20010214 Security Incm Fd U.S. Intermediate bd Cl SDICX 46279 20010214 Security Incm Fd U.S. Intermediate bd Cl SIUSX 24006 19960628 Security Incm Fd U.S. Intermediate bd Cl SUGBX 34954 19981111 Security Incm Fd, Hgh Yield Srs Insti Cl SHYIX 86535 20080711 Security Lg Cp Vl Fd Lg Cp Val Insti Srs SLCIX 86514 20080711 SECURITY ULTRA FD CL C SUFCX 46270 20010214 Security Ultra Fund SECUX 22957 19960620 Security Ultra Fund Cl B SEUBX 22988 19960620 SEI Int'l Equity Fund A SEITX 22973 19960620 SEI Asset Allctn Tr Aggrssv Stgy Fd Cl I SEAIX 89296 20090514 SEI Asset Allctn Tr Cnsrvtv Stgy Fd Cl I SICIX 89300 20090514 SEI Asset Allctn Tr Cr Mkt Stgy Fd Cl I SCMSX 89298 20090514 SEI Asset Allctn Tr Dfnsv Stgy Fd Cl I SEDIX 89301 20090514 SEI Asset Allctn Tr Dfnsv Strtg Fd Cl A SNSAX 72192 20051116 SEI Asset Allctn Tr Mdrt Stgy Fd Cl I SMSIX 89299 20090514 SEI Asset Allctn Tr Mdrt Strtg Fd Cl A SMOAX 72190 20051116 SEI Asset Allctn Tr Mkt Gwth StgyFd Cl I SMGSX 89297 20090514 SEI Asset AllctnTr DvrsfdCnsrvtv Fd Cl I SCRIX 72182 20051116 SEI Asset Allocation Div Global Growth C SAGRX 30760 19970819 SEI Asset Allocation Growth SAMGX 30731 19970818 SEI Asset Allocation Tr/Diversified Cl D SEADX 34268 19980921 SEI Asst Allctn Tr Aggrsv Strtg Fd Cl A SSGAX 72213 20051116 SEI Asst Allctn Tr Cnsrvtv Strtg Fd Cl A SVSAX 72201 20051116 SEI Asst Allctn Tr Dvrsfd US Stck FdCl I SUKIX 72199 20051116 SEI Asst Allctn Tr Tx Mngd Strtg Fd Cl A SXMAX 72203 20051116 SEI Asst Allctn TrCore Mrkt Strtg FdCl A SOKAX 72193 20051116 SEI Asst Allctn TrDvrsfd GlblGwth FdCl I SGWIX 72186 20051116 SEI Asst Allctn TrDvrsfd MdrtGwth FdCl I SVRIX 72200 20051116 SEI Asst AllctnTr Dvrsfd GlblStk Fd Cl I SBKIX 72181 20051116 SEI Asst AllctnTr Mrkt GwthStrtg Fd Cl A SRWAX 72197 20051116 SEI AsstAllctnTrDvrsfdGlblMdrtGwthFdCl I SGBIX 72184 20051116 SEI Conservative CL A SACNX 32498 19980224 SEI Daily Icome Trst Corp Daily Income SECPX 24007 19960628 SEI Daily Icome Trst GNMA SEGMX 22965 19960620 SEI Daily Icome Trust Intermed Gov. Port TCPGX 23316 19960620 SEI Daily Icome Trust Short Term Gov't TCSGX 23318 19960620 SEI Diver Conservative Income CL C SACIX 32499 19980224 SEI Diver Global Growth CL D SAGDX 32500 19980224 SEI Diver Global Stock CL A SAGSX 32501 19980224 SEI Diver US Stock CL A SAUSX 32502 19980224 SEI Diver US Stock CL D SADDX 32503 19980224 SEI Diversied Moderate Growth Cl D SMGDX 32815 19980512 SEI Diversified Global Moderate Growth SAGMX 32810 19980512 SEI Global Managed Volatility Fd Cl A SVTAX 73980 20060809 SEI Index Fd S & P 500 Index Port Cl A SSPIX 30635 19970808 SEI Index Fd S&P 500 Index Port Cl E TRQIX 14093 19950913 SEI Index Fd, S&P 500 Index Fd Cl I SPIIX 72195 20051116 SEI Inst Inv Tr Enhanced Incm Fd Cl A ENIAX 80942 20070904 SEI Inst Inv Tr Lg Cap Index Fd Cl A LCIAX 80944 20070904 SEI Inst Inv Tr Long Duration Fd Cl A LDRAX 80945 20070904 SEI Inst Inv Tr Real Rtrn Plus Fd Cl A RRPAX 81007 20070904 SEI Inst Inv Tr Tax Man Man Volty FdCl A TMMAX 82699 20071227 SEI Inst Inv Tr US Managed Vltlty Fd Cl SVYAX 88413 20090109 SEI Inst Inv Tr World Eq Ex-US Fd Cl A WEUSX 81018 20070904 SEI inst Managed Tr Real Estate Fd Cl A SETAX 62737 20040223 SEI Inst Managed Trust Small Cap Grow A SSCGX 14094 19950913 SEI Inst Mgd Tr Mlt-Strtgy Altrntv FdClA SMSAX 92803 20100401 SEI INST MGD TR SM CAP A STMSX 45227 20001201 SEI Inst'l Trust Core Fixed Income CL A TRLVX 23372 19960620 SEI Inst'l Fixed Income SEFIX 22961 19960620 SEI Inst'l Managed Tr Large Cap Growth SELCX 22975 19960620 SEI Inst'l Managed Tr Mid Cap Growth A SEMCX 22977 19960620 SEI Inst'l Managed Trust Small Cap Value SESVX 22984 19960620 SEI Inst'l Style Managed Hi-Yield SHYAX 23047 19960620 SEI Inst'l Trust Large Cap Value Port A TRMVX 23373 19960620 SEI Insti Inv Tr Core Fixed Incm Fd Cl A SCOAX 81036 20070904 SEI Insti Inv Tr Emrgng Mkts Dbt Fd Cl A SEDAX 81011 20070904 SEI Insti Inv Tr High Yield Bd Fd Cl A SGYAX 81012 20070904 SEI Insti Inv Tr Int'l Eq Fd Cl A SNTAX 81039 20070904 SEI Insti Inv Tr Lg Cap Fd Cl A SLCAX 81038 20070904 SEI Insti Inv Tr Lg Cp Dscplnd EqFd Cl A SCPAX 81037 20070904 SEI Insti Inv Tr Lg Cp Dvrsfd AlphFd ClA SCDAX 81035 20070904 SEI Insti Inv Tr Scrnd Wrld Eq ExUSFdClA SSEAX 86372 20080701 SEI Insti Inv Tr Sm Cap Fd Cl A SLPAX 81013 20070904 SEI Insti Inv Tr Sm/Mid Cap Eq Fd Cl A SSMAX 81040 20070904 SEI Insti Managed Tr, Mid Cap Fd Cl I SIPIX 81871 20071017 SEI Insti Mgd Tr Core Fixed Incm Fd Cl I SCXIX 72183 20051116 SEI Insti Mgd Tr Glbl Mngd Vltlty Cl I SGMIX 81950 20071029 Sei Insti Mgd Tr High Yield Bd Fd Cl I SEIYX 81949 20071029 SEI Insti Mgd Tr Lg Cap Fd Cl A SLGAX 90302 20091005 SEI Insti Mgd Tr Lg Cap Gwth Fd Cl I SPGIX 72194 20051116 SEI Insti Mgd Tr Lg Cap Val Fd Cl I SEUIX 72212 20051116 SEI Insti Mgd Tr Real Estate Fd Cl I SEIRX 81875 20071018 SEI Insti Mgd Tr Sm Cap Fd Cl A SLLAX 90301 20091019 SEI Insti Mgd Tr Sm Cap Gwth Fd Cl I SPWIX 72196 20051117 SEI Insti Mgd Tr Sm Cap Val Fd Cl I SMVIX 72191 20051116 SEI Insti Mgd Tr Tax Managed Lg Cap Cl Y STMYX 90218 20091002 SEI Insti Mgd Tr US Mngd Vltlty Cl I SEVIX 82373 20071113 SEI INSTI MGD TR VOLATILITY A SVOAX 64971 20050125 SEI Insti Mgd Tr, Enhanced Incm Fd Cl I SEIIX 81816 20071012 SEI Instit Int'l Tr Int'l Eq Fd Cl I SEEIX 72211 20051116 SEI Institutionl Mngd Tr Rl Rtrn Fd Cl A SRAAX 89656 20090706 SEI Institutionl Mngd Tr US Fxd Incm Fd SUFAX 89608 20090707 SEI Int'l Trust Emerg Market Equity Cl A SIEMX 23057 19960620 SEI Intl Tr-Emerging Mkts Debt SITEX 34942 19981111 SEI Managed Large Cap Cl A TMLCX 32811 19980512 SEI Tax Exempt Tr Intermed Term Muni Pt SEIMX 22970 19960620 SEI Tax Exempt Tr PA Muni Port CL A SEIPX 22972 19960620 SEI Tax Exempt Tr Short Duration muni Fd SUMAX 62738 20040223 SEI Tax Exmpt Tr Tx Advntge Incm Fd Cl A SEATX 81363 20070919 SEI Tax-Exempt Ca Muni Bond Fund Cl A SBDAX 35795 19990427 SEI TX EX TR MA MUNI BD A SMAAX 50526 20011204 Sei Tx Ex Tr Nj Muni Bd SENJX 36760 20000126 Sei Tx Ex Tr Ny Muni Bd SENYX 36761 20000126 SEI TX EX TR PA MUNI BD A SEPAX 50519 20011204 SEIAsstAllctn TrDvrsfdCnsrvtv IncmFdCl I SVVIX 72202 20051116 SEIAsstAllctn TrTxMngd AggrssvStrtgFdClA SISAX 72187 20051116 SEIAsstAllctn TrTxMngd CnsrvtvStrtgFdClA SMGAX 72189 20051116 SEIAsstAllctn TrTxMngd CrMrktStrtg FdClA SKTAX 72188 20051116 SEIAsstAllctn TrTxMngd DfnsvStrtg FdCl A STDAX 72198 20051116 SEIAsstAllctnTrTxMngd MrktGwthStrtgFdClA SGOAX 72185 20051116 SEIX Global Strategy Fd Cl A CGSAX 87307 20080911 SEIX Global Strategy Fd Cl I CGSIX 87301 20080911 SEL ASSET ALL TR DIV CON INC A SDCDX 44841 20000404 SEL ASSET ALL TR DIV GLB MOD D . 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Cl A SCFIX 22916 19960620 Seligman Cmnctns Infrmtn Fnd Cls R4 SCIFX 89846 20090804 SELIGMAN COMMUN & INFO CL 2 SPCIX 62666 20040209 Seligman Commun & Info Fd Cl C SCICX 36304 19991018 Seligman Communication & Information A SLMCX 23079 19960620 Seligman Communication & Information Fd SCMIX 50795 20020111 Seligman Communications & Information B SLMBX 24009 19960628 Seligman Communications & Information Fd SCIRX 58226 20030611 Seligman Comnctns Infrmtn Fnd Cls R3 SCIOX 89839 20090804 Seligman Frontier SLFRX 14111 19951026 SELIGMAN FRONTIER FD CL C SLFCX 47948 20010627 Seligman Frontier Fd Cl R2 SFFRX 58229 20030611 Seligman Frontier Fd Cl R5 SFFIX 50798 20020111 Seligman Frontier Fund Cl B SLFBX 20310 19960621 Seligman Frontier Fund Class R3 SFFSX 89807 20090804 Seligman Frontier Fund Class R4 SFFTX 89812 20090804 Seligman Gbl Technology Fd Cl R2 SGTRX 58233 20030611 Seligman Glbl Tech Fd C SHTCX 42602 20000324 Seligman Global Technology Class R5 SGTTX 89834 20090804 Seligman Global Technology Fd Cl R3 SGTFX 89832 20090804 Seligman Global Technology Fd Cl R4 SGTSX 89833 20090804 Seligman Gr Fd Cl R2 SGFRX 58230 20030611 Seligman Gr Fd Cl R5 SGFIX 50799 20020111 Seligman Growth Fd Cl C SGRCX 42603 20000324 Seligman Growth Fund Cl B SGBTX 32812 19980508 Seligman Growth Fund Cl R3 SGRRX 89840 20090804 Seligman Growth Fund Cl R4 SGRSX 89841 20090804 Seligman Growth Fund, Inc. 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XRCCX 67481 20050729 Sm Cap Val Fd Inc SCAPX 72324 20051220 SMA Relationship Tr Fd Srs A SRTEX 83610 20080401 SMA RELATIONSHIP TR SER T SRTTX 62853 20040316 SMA Relationship Trust Series M SRTMX 66669 20050307 SMALL CAP GRWTH PROFD INV SGPIX 50029 20010928 SMALL CAP GRWTH PROFD SVCS SGPSX 50030 20010928 SMALL CAP OPPTY FD ADV CL A SERIES O KSOAX 50859 20020123 SMALL CAP PROFD INV SLPIX 50031 20010928 SMALL CAP PROFD SVCS SLPSX 50032 20010928 SMALL CAP VAL PROFD INV SVPIX 50033 20010928 SMALL CAP VAL PROFD SVCS SVPSX 50034 20010928 SMALLCAP WORLD FD INC CL R-1 S RSLAX 53736 20020607 SMALLCAP WORLD FD INC CL R-2 S RSLBX 53737 20020607 SMALLCAP WORLD FD INC CL R-3 S RSLCX 53738 20020607 SMALLCAP WORLD FD INC CL R-4 S RSLEX 53739 20020607 SMALLCAP WORLD FD INC CL R-5 S RSLFX 53740 20020607 SMALLCAP World Fd, Inc., Cl 529-F-1 Shs CSPFX 53172 20020314 SMALLCAP WORLD FUND CSPAX 53168 20020314 SMALLCAP WORLD FUND CSPBX 53169 20020314 SMALLCAP WORLD FUND CSPCX 53170 20020314 SMALLCAP WORLD FUND CSPEX 53171 20020314 SMALLCAP World Fund, Inc. Cl R-6 RLLGX 89228 20090504 SmartGwth ETF Lipper Cnsrvtv Optml Indx LPCAX 80067 20070604 SmartGwth ETF Lipper Gwth Optml Indx Fd LPGAX 80068 20070604 SmartGwth ETF Lipper Mdrt Optml Indx Fd LPMAX 80069 20070604 SmCAP World Fd, Inc., Cl F-2 Shs SMCFX 87050 20080801 Smead Value Fd Inv Cl Shares SMVLX 82765 20080103 Smead Value Fund Institutional ClassShrs SMVMX 90819 20091221 SMH Representation Trust SMHRX 93973 20100525 SMITH BARN MID CAP CORE 1 SMCPX 46690 20010309 Smith Barney Alloc Series Inc. Incm Port SCILX 34288 19980930 Smith Barney Intl All Cap Growth Cl B SBIBX 22891 19960620 Smith Barney Intl All Cap Growth Port Cl SBIEX 22894 19960620 Smith Barney Large Cap Growth Fund CL A SBLGX 30901 19970904 Smith Barney Large Cap Growth Fund CL B SBLBX 30902 19970904 Smith Barney Large Capization Gr Fd Cl C SLCCX 30903 19970908 Smith Barney Mid Cap Core Fd Cl C SBMLX 34251 19980911 Smith Barney Mid-Cap Core Fund Cl A SBMAX 34249 19980911 Smith Barney Mid-Cap Core Fund Cl B SBMDX 34250 19981030 Smith Barney S&P 500 Index D SBSDX 36604 20000106 Smith Barney S&P 500 Index Fund Cl SBSPX 24761 19980625 Smith Barney Small Cap Value Fd Cl C SBVLX 35650 19990326 Smith Barney Social Awareness Fd Cl C SESLX 34290 19980930 Smith Barney Wld Fds Inc. Intl All Cap G SBICX 22892 19960620 Smith Group Lg Cap Core Gwth Fd Cl I Shs BSLGX 81246 20070910 Sound Mind Investing Fd SMIFX 72288 20051207 Sound Mind Investing Managed Vltlty Fd SMIVX 78026 20070103 Sound Shore Fd SSHFX 23189 19960620 Source Capital XSORX 35762 19990423 SouthernSun Small Cap Fund Investor Cl SSSFX 87769 20041214 Sparrow Gr Fd No Load SGFCX 80316 20070629 SPARROW GROWTH FD CL A SGFFX 45036 20001122 Spartan 500 Index Fd Advantage Cl FUSVX 67849 20051017 Spartan 500 Index Fd Inv Cl FUSEX 20663 19960620 SPARTAN EXTENDED MARKET INDEX F FSEVX 67938 20051017 Spartan Int'l Index Fd: Fidelity Adv Cl FSIVX 67847 20051017 Spartan Interm Trsry Bd Idx Fd Invstr Cl FIBIX 72502 20060111 Spartan Intrm Trsry Bd Fd Fdlty Adv Cl FIBAX 72501 20060111 Spartan Sht-Tm Trsry Bd Idx Fd Inv Cl FSBIX 72503 20060111 Spartan Ttl Market Index Fd Fid Adv Cl FSTVX 67848 20051017 SPIRIT OF AMER FD INC CL B SOABX 54598 20021011 SPIRIT OF AMER FD INC VALUE FU SOAVX 54331 20020911 Spirit of America Income Fund Class A SOAIX 88158 20090102 Spirit of America Investment Fund Cl A SOAAX 42480 19990405 Spirit of AmericaH YTx FreBndFd Cls AShs SOAMX 83481 20080304 Sprtn Lg-Tm Trsry Bd Idx Fd Fdlty Adv Cl FLBAX 72403 20060111 Sprtn Lng-Trm Trsry Bd Indx Fd Invstr Cl FLBIX 72404 20060111 Sprtn Shr-Tm Tsry Bd Idx Fd Fdlty Adv Cl FSBAX 72476 20060111 SSGA BOND MKT FD R SBMRX 64090 20040526 SSgA Core Edge Eq Fd SSCSX 82614 20071218 SSgA Directional Core Eq Fd SDCQX 67091 20050510 SSgA Enhanced Sm Cap Fd SESPX 65276 20050322 SSgA Fds, Emerging Markets Fd Select Cl SEMSX 72895 20060303 SSgA High-Yield Bond Fund SSHYX 34116 19980810 SSgA IAM Shares Fund SIAMX 35932 19990615 SSGA INTL STK SEL FD R SSARX 64095 20040526 SSGA Intl Stock SSAIX 23175 19960620 SSGA LIFE SOL BAL FD R SLBRX 64092 20040526 SSGA LIFE SOL GRWTH FD R SLRRX 64094 20040526 SSGA LIFE SOL INCM & GRW FD R SLIRX 64093 20040526 SSgA Life Solutions Balanced Fund SSLBX 30774 19970819 SSgA Life Solutions Growth Fund SSLGX 30775 19970819 SSgA Life Solutions Income & Growth Fund SSLIX 30776 19970819 SSgA Real Estate Equity Fund SSREX 32962 19980527 SSGA SM CAP FD R SSCRX 64096 20040526 STAAR Alternative Categories Fund SITAX 87660 20081028 STAAR General Bond Fund SITGX 87510 20081015 STAAR International Fund SITIX 87511 20081015 STAAR Larger Company Stock Fund SITLX 87512 20081015 STAAR Short Term Bond Fund SITBX 87656 20081028 STAAR Smaller Company Stock Fund SITSX 87513 20081015 Stadion Core Advantage Porfolio Cl C ETFZX 90212 20091001 Stadion Core Advantage Port Cl A ETFRX 75311 20060918 Stadion Core Advantage Portfolio Cl I ETFWX 93932 20100528 Stadion Managed Port Cl A ETFFX 75309 20060920 Stadion Managed Portfolio Cl C ETFYX 90211 20091001 Stadion Managed Portfolio Cl I ETFVX 93931 20100528 State Farm Balanced Fund STFBX 23217 19960620 State Farm Bd Fd Cl A Shares BNSAX 73251 20060502 State Farm Bd Fd Cl A Shares MFCWX 73258 20060502 State Farm Bd Fd Cl B Shares BNSBX 73252 20060502 State Farm Bd Fd Cl B Shares MFRWX 73259 20060502 STATE FARM BD FD CL R1 SRBOX 64964 20050125 STATE FARM BD FD CL R2 SRBTX 64965 20050125 STATE FARM BD FD CL R3 SRBHX 64963 20050125 State Farm bd Fd Legacy Cl A Shares SFBAX 45548 20010102 State Farm bd Fd Legacy Cl B Shares SFBBX 45547 20010102 State Farm Eq & Bd Fd Cl A Shares MGRWX 73260 20060502 State Farm Eq & Bd Fd Cl A Shares NBSAX 73503 20060530 State Farm Eq & Bd Fd Cl B Shares AVGCX 73290 20060504 State Farm Eq & Bd Fd Cl B Shares NBSBX 73504 20060530 State Farm eq & bd Fd Legacy Cl A Shares SLBAX 45538 20010102 State Farm eq & bd Fd Legacy Cl B Shares SLBBX 45537 20010102 State Farm Eq Fd Cl A Shares SNEAX 73342 20060504 State Farm Eq Fd Cl B Shares SNEBX 73360 20060510 State Farm eq Fd Legacy Cl A Shares SLEAX 45536 20010102 State Farm eq Fd Legacy Cl B SLEBX 45535 20010102 STATE FARM EQTY BD FD CL R1 REBOX 64931 20050125 STATE FARM EQTY BD FD CL R2 REBTX 64932 20050125 STATE FARM EQTY BD FD CL R3 REBHX 64930 20050125 STATE FARM EQTY FD CL R1 SREOX 64967 20050125 STATE FARM EQTY FD CL R2 SRETX 64968 20050125 STATE FARM EQTY FD CL R3 SREHX 64966 20050125 State Farm Growth Fund STFGX 6670 19940113 State Farm Int'l Eq Fd Cl A Shares SNIAX 73281 20060502 State Farm Int'l Eq Fd Cl B Shares SNIBX 73513 20060530 State Farm Int'l Index Fd Cl A Shares NFSAX 73268 20060502 State Farm Int'l Index Fd Cl B Shares NFSBX 73269 20060502 State Farm Interim Fund SFITX 23000 19960620 State Farm Intl eq Fd Legacy Cl A Shares SFFAX 45546 20001229 State Farm Intl eq Fd Legacy Cl B Shares SFFBX 45545 20001229 STATE FARM INTL EQTY FD R1 RIEOX 64934 20050125 STATE FARM INTL EQTY FD R2 RIETX 64935 20050125 STATE FARM INTL EQTY R3 RIEHX 64933 20050125 STATE FARM INTL INDEX CL R3 RIIHX 64936 20050125 State Farm Intl Index Fd Legacy Cl A Sha SIIAX 45540 20001229 State Farm Intl Index Fd Legacy Cl B Sha SIIBX 45539 20001229 STATE FARM INTL INDEX FD R2 RIITX 64938 20050125 STATE FARM INTL INDEX R1 RIIOX 64937 20050125 STATE FARM LIFE PATH 2020 R1 RAWOX 64925 20050125 STATE FARM LIFE PATH 2020 R2 RAWTX 64926 20050125 STATE FARM LIFE PATH 2020 R3 RAWHX 64924 20050125 STATE FARM LIFE PATH 2030 R1 RAYOX 64928 20050125 STATE FARM LIFE PATH 2030 R2 RAYTX 64929 20050125 STATE FARM LIFE PATH 2030 R3 RAYHX 64927 20050125 STATE FARM LIFE PATH 2040 R1 RAUOX 64922 20050125 STATE FARM LIFE PATH 2040 R2 RAUTX 64923 20050125 STATE FARM LIFE PATH 2040 R3 RAUHX 64921 20050125 State Farm LifePath 2020 Fd Cl A Shares NLWAX 73276 20060502 State Farm LifePath 2020 Fd Cl B Shares NLWBX 73277 20060502 State Farm LifePath 2020 Fd Legacy Cl A SAWAX 58088 20030527 State Farm LifePath 2020 Fd Legacy Cl B SAWBX 58162 20030529 State Farm LifePath 2020 Fund Institutio SAWIX 58089 20030527 State Farm LifePath 2030 Fd Cl A Shares MRIWX 73266 20060502 State Farm LifePath 2030 Fd Cl A Shares NLHAX 73273 20060502 State Farm LifePath 2030 Fd Cl B Shares NLHBX 73274 20060502 State Farm LifePath 2030 Fd Cl B Shares SCOMX 73279 20060502 State Farm LifePath 2030 Fd Legacy Cl A SAYAX 58090 20030527 State Farm LifePath 2030 Fd Legacy Cl B SAYBX 58091 20030527 State Farm LifePath 2030 Fund Institutio SAYIX 58092 20030527 State Farm LifePath 2040 Fd Cl A Shares NLOAX 73275 20060502 State Farm LifePath 2040 Fd Cl B Shares MRBWX 73265 20060502 State Farm LifePath 2040 Fd Cl B Shares NLBOX 73272 20060502 State Farm LifePath 2040 Fd Legacy Cl A SAUAX 58085 20030527 State Farm LifePath 2040 Fd Legacy Cl B SAUBX 58086 20030527 State Farm LifePath 2040 Fund Institutio SAUIX 58087 20030527 State Farm LifePath 2050 Fd Cl A Shs NLPAX 86532 20080714 State Farm LifePath 2050 Fd Cl R-1 Shs RAVRX 86527 20080714 State Farm LifePath 2050 Fd Cl R-2 Shs RAVSX 86528 20080714 State Farm LifePath Incm Fd Cl A Shares MEDWX 73256 20060502 State Farm LifePath Incm Fd Cl B Shares MINWX 73262 20060502 State Farm LifePath Retirement Fd Cl A S NILAX 73270 20060502 State Farm LifePath Retirement Fd Cl B S NILBX 73271 20060502 State Farm LifePath Retirement Fd Cl R-1 RLROX 64940 20050125 State Farm LifePath Retirement Fd Cl R-2 RLRTX 64941 20050125 State Farm LifePath Retirement Fd Cl R-3 RLRHX 64939 20050125 State Farm LifePath Retirement Fd inst S SLRIX 58095 20030527 State Farm LifePath Retirement Fd Legacy SLRAX 58093 20030527 State Farm LifePath Retirement Fd Legacy SLRBX 58094 20030527 State Farm Money Market Fd Cl A Shares AVGAX 73289 20060504 State Farm Money Market Fd Cl B Shares MEIWX 73257 20060502 State Farm Muni Bond Fund SFBDX 22990 19960620 STATE FARM MUT FD TR BOND FD SFBIX 57894 20030428 STATE FARM MUT FD TR EQ&BD FD SEBIX 57893 20030428 STATE FARM MUT FD TR EQUITY F SLEIX 57900 20030428 STATE FARM MUT FD TR INTL EQ SFIIX 57987 20030506 STATE FARM MUT FD TR INTL IND SFFFX 57896 20030428 STATE FARM MUT FD TR SMCP IND SMIIX 57988 20030506 STATE FARM MUT FD TR SP500 IN SFXIX 57898 20030428 State Farm S&P 500 Index Fd Cl A Shares SNPAX 73282 20060502 State Farm S&P 500 Index Fd Cl A Shares TANBX 73349 20060504 State Farm S&P 500 Index Fd Cl B Shares JGACX 73254 20060502 State Farm S&P 500 Index Fd Cl B Shares SNPBX 73283 20060502 State Farm S&P 500 Index Fd Legacy Cl A SLIAX 45534 20001229 State Farm S&P 500 Index Fd Legacy Cl B SLIBX 45533 20001229 STATE FARM S&P 500 INDX R2 RSPTX 64950 20050125 STATE FARM S&P 500 R3 RSPHX 64948 20050125 State Farm Sm Cap Eq Fd Cl A Shares SVVSX 73284 20060502 State Farm Sm Cap Index Fd Cl A Shares JGASX 73255 20060502 State Farm Sm Cap Index Fd Cl A Shares SNRAX 73343 20060504 State Farm Sm Cap Index Fd Cl B Shares SNRBX 73344 20060504 State Farm Small Cap Index Fd Legacy Cl SMIAX 45531 20001229 State Farm Small Cap Index Fd Legacy Cl SMIBX 45530 20001229 State Farm Small Mid Cap eq Fd Cl A Shar SSNAX 73345 20060504 State Farm Small Mid Cap eq Fd Cl B Shar SSNBX 73514 20060530 State Farm Small Mid Cap eq Fd Cl R-1 Sh RSEOX 64943 20050125 State Farm Small Mid Cap eq Fd Cl R-2 Sh RSETX 64944 20050125 State Farm Small Mid Cap eq Fd Cl R-3 Sh RSEHX 64942 20050125 State Farm Small Mid Cap eq Fd inst Shar SFEIX 57895 20030428 State Farm Small Mid Cap eq Fd Legacy Cl SFSAX 45544 20010102 State Farm Small Mid Cap eq Fd Legacy Cl SFSBX 45543 20010102 STATE FARM SML CAP INDEX R3 RSIHX 64945 20050125 STATE FARM SML CAP INDX R1 RSIOX 64946 20050125 STATE FARM SML CAP R2 RSITX 64947 20050125 STATE FARM SP 500 CL R1 RSPOX 64949 20050125 State Farm Tax Advantaged bd Fd Legacy C SFTAX 45542 20010102 State Farm Tax Advantaged bd Fd Legacy C SFTBX 45541 20010102 State Farm Tax Advantaged Bd FdCl A Shrs TANAX 73348 20060504 STATE STREET EQ 500 IDX A STFAX 57577 20030307 STATE STREET EQ 500 IDX B STBIX 57690 20030313 State Strt Insti TaxFr Lmtd Drtn Bd Fd STFLX 82394 20071113 SteelPath MLP Alpha Fund Class A MLPAX 93350 20100422 SteelPath MLP Alpha Fund Class I MLPOX 93341 20100422 SteelPath MLP Income Fund Class A MLPDX 93342 20100422 SteelPath MLP Income Fund Class I MLPZX 93343 20100422 SteelPath MLP Select 40 Fund Class A MLPFX 93338 20100422 SteelPath MLP Select 40 Fund Class I MLPTX 93339 20100422 SteelPath MLP Select 40 Fund Class Y MLPYX 93340 20100422 Stephens Mid Cap Gwth Fd STMGX 72776 20060206 Stephens Mid Cap Gwth Fd Cl I SFMIX 78972 20070403 Stephens Sm Cap Gwth Fd Cl I STSIX 78241 20070125 Stephens Small Cap Growth Fund Class A STSGX 72292 20051208 STEWARD DOM ALL CAP EQ INSTL SEECX 64959 20050125 Steward Domestic All-Cap Eqy Fd Indi CL SEEKX 72067 20051104 STEWARD FDS SELECT BD INST CL SEACX 66530 20050203 Steward Global E I F Individual Class SGIDX 83733 20080409 Steward Int'l Eq Fd Individual Cl SNTKX 73109 20060410 Steward Int'l Eq Fd Instit Cl SNTCX 73246 20060331 Steward Select Bd Fd Individual CL SEAKX 72099 20051104 Steward Sm Cap Eq Fd Insti Cl SCECX 73099 20060404 Stewart Capital Mutual Funds SCMFX 80298 20070626 Stewart Global Equity Inc Fnd Insti Cls SGISX 83734 20080409 Stock Dividend Fd Inc SDIVX 67179 20050610 Stockcar Stocks Index Fund SCARX 35963 19990702 Stone Harbor Emerging Debt Fd Insti Cl SHMDX 81276 20070912 Stone Harbor High Yield Bd Fd Insti Cl SHHYX 81275 20070912 Stonebridge Aggressive Growth Fund SBAGX 36735 20000114 Stonebridge Small-Cap Gr Insti Fd SBSCX 21815 19960620 Stralem Eq Fd STEFX 83968 20080505 Stralem Equity Fund STRAX 90573 20091116 Strategic Advisers Core Fd FCSAX 91911 20100208 Strategic Advisers Growth Fund FSGFX 94248 20100608 Strategic Advisers Value Fd FVSAX 88313 20090108 Strategic Investing Lng Shrt Fd No Ld Cl THENX 93800 20100517 Strategic Investing Long Shrt Fd Inst Cl THEIX 93799 20100517 Strategic Investing Long/Short Fd C Cl THECX 93798 20100517 Strategic Latin America Fd Cl A SLATX 93745 20100513 Stratton Multi-Cap Fd STRGX 6297 19900125 Stratton Real Estate Fd, Inc. STMDX 6168 19860102 Stratton Small-Cap Yield Fund STSCX 23239 19960620 Stratus Government Securities Port STGSX 42483 19990406 Stratus Government Securities Ptfl. Cl A STGAX 35694 19990407 Stratus Growth Portfolio STPGX 42484 19990406 Stratus Growth Ptfl. Cl A STWAX 35695 19990407 Strong Advantage Fd STADX 23205 19960620 STRONG ADVANTAGE FD ADV CL SADAX 47591 20010131 Strong Advantage Fd Inst SADIX 36252 19991005 STRONG ADVISOR COM STK A SCSAX 48976 20010920 STRONG ADVISOR COM STK B SCSKX 50334 20011107 STRONG ADVISOR COM STK C STSAX 50666 20011224 STRONG ADVISOR COM STK Z STCSX 14163 19960109 STRONG ADVISOR SM CAP VAL A SMVAX 47432 20010423 STRONG ADVISOR SM CAP VAL B SMVBX 47897 20010625 STRONG ADVISOR SM CAP VAL C SMVCX 48981 20010920 STRONG ADVISOR SM CAP VAL Z SSMVX 32730 19980415 STRONG ADVISOR STRAT INCM A SASAX 58647 20030731 STRONG ADVISOR STRAT INCM B SASIX 58649 20030731 STRONG ADVISOR STRAT INCM C SASCX 58648 20030731 STRONG ADVISOR US VALUE FD Z SEQIX 24048 19960628 Strong Asia Pacific Fund SASPX 14067 19950714 STRONG CONSERVATIVE EQUITY FADV US V SEQKX 54301 20020904 STRONG CONSERVATIVE EQUITY FGRW&INCO SGIKX 54304 20020904 Strong Discovery Fund STDIX 14136 19951120 STRONG ENTERPRISE FD K SEPKX 58652 20030731 Strong Enterprise Fund SENTX 35410 19990210 STRONG ENTERPRISE FUND ADVISOR CLASS SENAX 53520 20020509 STRONG EQUITY FDS INC LGE CO G SLGIX 54368 20020920 Strong Government Securities STVSX 6174 19870227 STRONG GOVT SEC FD ADV CL SGVDX 50335 20010131 STRONG GOVT SEC FD INST CL SGVIX 45592 20010105 Strong Growth SGROX 14192 19960311 STRONG GRW & INCM FD INST SGNIX 45591 20010105 STRONG GRW FD K SGRKX 58653 20030731 STRONG GRWTH FD ADV CL SGRAX 48978 20010920 STRONG GRWTH FD INST SGRNX 48938 20010918 Strong High Yield Bond Fund STHYX 24049 19960628 STRONG HIGH YLD BD FD ADV SHBAX 48980 20010131 STRONG HIGH YLD BD FD INST SHYYX 50659 20010801 Strong Large Cap Growth Fund STRFX 6178 19860102 Strong Mid Cap Discip Fd SMCDX 44176 20000705 STRONG MUNI ADVANTAGE FD ADV SMAVX 50660 20011224 Strong Muni Advantage Fd Inst SMAIX 44433 20000822 Strong Muni Advantage Fund SMUAX 14207 19960412 Strong Muni Bond Fund SXFIX 23282 19960620 STRONG OPPORT ENDEAVOR 20 A FD STAEX 50585 20011211 STRONG OPPORT FD ADV CL SOPVX 47613 20010509 Strong Opportunity Fund SOPFX 6177 19860606 Strong Short Term Bond SSTBX 1980 19940110 Strong Short Term High Yield Bond STHBX 30944 19970912 Strong Short-Term Muni Bond Fund STSMX 23242 19960620 STRONG SHT TM BD FD ADV CL SSTVX 50336 20010131 STRONG SHT TM BD FD INST CL SSHIX 45396 20000131 STRONG SHT TM HI YLD BD ADV SSTHX 48982 20010131 STRONG SM CO VALUE FD SCOVX 58650 20030731 STRONG SML/MID CAP VAL FD SMMVX 64962 20050125 STRONG WISCONSIN TX FR FD INV SWFRX 48802 20010430 Strtgc Fds Inc Dryfs Cnsrvtv Alctn Fd SCALX 90234 20091001 Strtgc Fds Inc Dryfs Gwt Allocation Fd SGALX 90232 20091001 Strtgc Fds Inc Dryfs Mdrt Alctn Fd SMDAX 90233 20091001 Style Select Aggressive Growth Port Cl A SSAAX 24237 19970218 Style Select Aggressive Growth Port Cl B SSABX 24238 19970218 Style Select Aggressive Growth Ptfl. Cl SSACX 34447 19981029 Style Select Focus Port Cl A SSFAX 24866 19980624 Style Select Focus Port Cl B SSFBX 34242 19980903 Style Select Focus Port Cl II SSFTX 34243 19980903 Style Select Focused Growth & Income FOGAX 32100 19971027 Style Select Focused Growth & Income Ptf FOGBX 35801 19990428 Style Select Int'l Equity Port Cl A SIEAX 24239 19970218 Style Select Intl Equity Ptfl Cl B SSIBX 30046 19970320 Style Select Ser Inc Foc Val A SFVAX 36491 19991124 Style Select Small-Cap Cl B SSSBX 32597 19980316 Style Select Small-Cap Value Ptfl CL A SSSAX 32103 19971027 Sum Amer Focused Asst A FASAX 58605 20030724 Sun Amer Focused Asst B FMABX 58606 20030724 Sun America Alternative Strtgs Fnd Cls A SUNAX 87902 20081201 Sun Amrc Hgh Wtrmrk 2015 Hgh Wtrmrk Fd HWFAX 67004 20050425 Sun Cap Inv Gr bd Fd Service Cl SGBSX 64300 20040723 Sun Cap Real Estate Fd Service Cl SRESX 64301 20040723 SUN CAPITAL DAVIS VENTURE VAL SDVVX 45753 20010111 SUN CAPITAL INV GRADE BD FD SIGBX 45749 20010110 SUN CAPITAL REAL ESTATE FD SCREX 45742 20010110 SunAmerica 2020 High Watermark Fd Cl A HWKAX 67512 20050823 SunAmerica Diversified Income Fund Cl B SDIBX 24051 19960628 SunAmerica Diversified Income Funds Cl A SDIAX 24052 19960628 SunAmerica Eq Fds Int'l SmCp FdClA Shs SAESX 79160 20070412 SunAmerica Eq Fds, SunAmerica Intl eq Fd SIETX 35289 19990125 SunAmerica eq Fds, SunAmerica Value Fd C SSVBX 30527 19970616 SunAmerica eq Fds, SunAmerica Value Fd C SVPCX 32846 19980521 SunAmerica eq Fds,SunAmerica Value Fd Cl SSVAX 24241 19970218 SUNAMERICA EQ INTL EQ I NAOIX 50775 20020107 SUNAMERICA FI & EQ STRAT PT A FFEAX 62965 20040419 SUNAMERICA FI & EQ STRAT PT C FFICX 62966 20040419 SUNAMERICA FOC BAL STRAT PT C FBACX 62963 20040419 SUNAMERICA FOC EQ STRAT PT B FESBX 62964 20040419 SunAmerica Focused Alpha Gwth Fd, Inc. XFGFX 67480 20050809 SunAmerica Focused Alpha Lg-Cap Fd, Inc. XFGIX 72634 20060127 SunAmerica Focused Bal Strategy Port Cl FBABX 58699 20030807 SunAmerica Focused eq Strategy Port Cl C FESTX 58840 20030915 SunAmerica GNMA Fd B GNMBX 23005 19960620 SunAmerica GNMA Fd Cl A GNMAX 23004 19960620 Sunamerica High Income Cl C SHNCX 32595 19980316 SunAmerica Incm Fd-SunAmerica GNMA Fd, C GNMTX 50140 20011018 SunAmerica Incm Fds - U.S. Gov Securitie NASBX 50785 20020109 SUNAMERICA INCM TX EX INST II NNMCX 50787 20020109 SunAmerica Income High Income Fund Cl A SHNAX 23039 19960620 SunAmerica Income High Income Fund Cl B SHNBX 23040 19960620 SunAmerica Income Tax Exempt Insurd Fd B STEBX 23213 19960620 SunAmerica Snr Fltng Rt Fd IncClAShs SASFX 79161 20070412 Sunamerica Style Sel Foc Pt Z SSFZX 44333 20000803 Sunamerica Style Sel Foc Tech B STNBX 44045 20000609 Sunamerica Style Sel Foc Techa STNAX 44022 20000531 Sunamerica Style Sel Foc Val B SFDBX 44013 20000531 SunAmerica Style sel Series Inc Focused FOGTX 42869 20000509 SunAmerica Style sel Series Inc., Focuse SFVTX 44312 20000731 SunAmerica Style sel Series Inc., Focuse SSSTX 36426 19991105 SunAmerica Style sel Series Inc., Focuse STNTX 44046 20000609 SunAmerica Tax Exempt Insured Fund Cl A STEAX 23212 19960620 SunAmerica US Gov't Securities Fund Cl A SGTAX 23023 19960620 SunAmerica US Gov't Securities Fund Cl B SGTBX 23024 19960620 Swiss Helvetia Fund XSWZX 36077 19990728 Symons Cap Appreciation inst Fd SAGIX 78060 20070103 Symons Sm Cap Institutional Fd SSMIX 83976 20080505 Symons Value inst Fd SAVIX 76105 20061227 T Rowe Diversified Small Cap Growth Fund PRDSX 30732 19970818 T Rowe Price Balanced Fund RPBAX 22822 19960620 T Rowe Price Blue Chip Growth Fund TRBCX 23366 19960620 T Rowe Price Blue Chip Grw Adv PABGX 42734 20000410 T Rowe Price Capital Apprec Fund PRWCX 6248 19890331 T Rowe Price Capital Appreciation Fd Adv PACLX 66645 20050307 T Rowe Price Capital Opportunity Fd Adv PACOX 66646 20050307 T Rowe Price Capital Opportunity Fd R Cl RRCOX 66657 20050307 T Rowe Price Capital Opportunity Fund PRCOX 22590 19960620 T Rowe Price Corporate Income Fund PRPIX 22631 19960620 T Rowe Price Dividend Growth Fund PRDGX 22592 19960620 T Rowe Price Emerging Markets Bond Fund PREMX 22596 19960620 T Rowe Price Emerging Markets Stock Fund PRMSX 22620 19960620 T ROWE PRICE EMG EUR & MEDITER TREMX 44659 20001002 T Rowe Price Equity PREIX 6736 19950120 T Rowe Price Equity Fund PRFDX 6283 19891006 T Rowe Price Equity Income Adv PAFDX 42738 20000329 T Rowe Price European Stock Fund PRESX 6619 19901101 T Rowe Price Extended Equity Market PEXMX 32854 19980511 T Rowe Price Foreign Equity Fund PRFEX 22600 19960620 T Rowe Price Georgia Tax-Free Bond Fund GTFBX 20806 19960620 T Rowe Price Global Stock Fund PRGSX 22609 19960620 T Rowe Price GNMA Fund PRGMX 22607 19960620 T Rowe Price Growth and Income Fd Inc PRGIX 22606 19960620 T Rowe Price Growth Fund TRSGX 14172 19960201 T Rowe Price Growth Stock Fund PRGFX 22604 19960620 T ROWE PRICE GRW STK FD ADV CL TRSAX 50790 20020109 T Rowe Price Health Sciences Fund PRHSX 22613 19960620 T Rowe Price High Yield Bond Fund PRHYX 6620 19900914 T Rowe Price High Yield Fd Adv PAHIX 42729 20000331 T Rowe Price Income Fund PRCIX 6210 19860102 T Rowe Price Income Fund PRSIX 14173 19960201 T Rowe Price inst Large Cap Cord Gr Fd TPLGX 62090 20031029 T ROWE PRICE INST LG CAP GRW TRLGX 50669 20011224 T ROWE PRICE INST LG CAP VAL TILCX 50449 20011123 T ROWE PRICE INST SM CAP STK TRSSX 44658 20001002 T ROWE PRICE INSTITUTIONAL HIGH YIEL TRHYX 53750 20020607 T Rowe Price Institutional Int'l Bd Fd RPIIX 81173 20070905 T Rowe Price Int'l Bond Fund RPIBX 6055 19881216 T Rowe Price Int'l Discovery Fund PRIDX 6284 19891006 T Rowe Price Int'l Stock Fund PRITX 6211 19860102 T Rowe Price Intl Bnd Fd Adv PAIBX 42732 20000331 T ROWE PRICE INTL EQ INDEX FD PIEQX 45399 20001218 T Rowe Price Intl Growth & Income Fund TRIGX 36063 19990721 T Rowe Price Intl Stk Fd Adv PAITX 42731 20000410 T Rowe Price Japan Fund PRJPX 1954 19940119 T Rowe Price Latin America Fund PRLAX 6173 19950203 T Rowe Price Mc Grwth Fd Adv PAMCX 42730 20000410 T Rowe Price Media & Telecomm Fund PRMTX 30622 19970808 T Rowe Price Mid-Cap Equity Growth Fund PMEGX 30290 19970324 T Rowe Price Mid-Cap Growth Fund RPMGX 22828 19960620 T Rowe Price Mid-Cap Value Fund TRMCX 24278 19960801 T Rowe Price New Amer Growth PRWAX 6280 19890508 T Rowe Price New Asia PRASX 6685 19911223 T Rowe Price New Era Fund PRNEX 6208 19860102 T Rowe Price New Horizon Fund PRNHX 6207 19860102 T Rowe Price NY Tax Free Bond Fund PRNYX 6621 19900412 T Rowe Price OTC Fund OTCFX 6728 19930608 T Rowe Price Personal Strat TRPBX 14171 19960201 T Rowe Price Real Estate TRREX 32425 19980206 T Rowe Price Real Estate Fd Advisor Cl PAREX 66647 20050307 T ROWE PRICE RETIRE 2005 TRRFX 62854 20040317 T ROWE PRICE RETIRE 2015 TRRGX 62855 20040317 T ROWE PRICE RETIRE 2025 TRRHX 62856 20040317 T ROWE PRICE RETIRE 2035 TRRJX 62857 20040317 T Rowe Price Sci & Tech Fd Adv PASTX 42735 20000410 T Rowe Price Science & Technology PRSCX 6282 19881220 T Rowe Price Short Term Bd Fd Advisor Cl PASHX 66648 20050307 T Rowe Price Short Term Bond Fund PRWBX 24053 19960628 T Rowe Price Sm Cap Stk Fd Adv PASSX 42737 20000410 T Rowe Price Sm Cap Val Fd Adv PASVX 42736 20000410 T Rowe Price Small Cap Value PRSVX 6729 19930608 T Rowe Price Spectrum Growth Fund PRSGX 6667 19911230 T Rowe Price Spectrum Income Fund RPSIX 6666 19920131 T Rowe Price Spectrum Intl Fund PSILX 30271 19970324 T Rowe Price Summit Muni Income PRINX 24574 19970207 T Rowe Price Summit GNMA Fund PRSUX 22633 19960620 T Rowe Price Summit Muni Intermed Fund PRSMX 22632 19960620 T Rowe Price Tax Free Hi Yield PRFHX 6209 19860102 T Rowe Price Tax Free Short Interest PRFSX 6281 19890710 T Rowe Price Tax-Free Income Fund PRTAX 22634 19960620 T ROWE PRICE US BD INDEX FD PBDIX 45398 20001218 T Rowe Price US Treasury Intermed Fund PRTIX 22636 19960620 T Rowe Price US Treasury Long Term PRULX 6718 19930329 T Rowe Price Value Fd PAVLX 42733 20000410 T Rowe Price Value Fund TRVLX 23376 19960620 T Rowe Total Equity Market POMIX 32855 19980511 T. Rowe Prc Glbl Infrstrctr Fnd - Adv Cl PAGFX 91698 20100127 T. Rowe Price 2050 Retirement Fd AdvsrCl PARFX 78076 20070105 T. Rowe Price 2050 Retirement Fund TRRMX 78107 20070110 T. Rowe Price 2055 Retirement Fund TRRNX 78108 20070110 T. Rowe Price Diversified Mid-Cap Gr Fds PRDMX 62487 20040120 T. Rowe Price Dividend Gwth Fd Advsr Cl TADGX 72473 20060104 T. Rowe Price Global Infrastructure Fund TRGFX 91686 20100127 T. Rowe Price Global Real Fund Advsr Cls PAGEX 87669 20081030 T. Rowe Price Global Stock Fd Advisor Cl PAGSX 73507 20060530 T. Rowe Price Institutional Global Eq Fd TRGSX 73772 20060703 T. Rowe Price Instnl Floating Rate Fd RPIFX 82983 20080201 T. Rowe Price New America GwthFd AdvsrCl PAWAX 72472 20060104 T. Rowe Price Overseas Stock Fund TROSX 78027 20070103 T. Rowe Price Retirement 2010 Fd adv Cl PARAX 62253 20031126 T. Rowe Price Retirement 2010 Fd R Cl RRTAX 62249 20031126 T. Rowe Price Retirement 2020 Fd R Cl RRTBX 62240 20031126 T. Rowe Price Retirement 2030 Fd adv Cl PARCX 62246 20031126 T. Rowe Price Retirement 2040 Fd adv Cl PARDX 62247 20031126 T. Rowe Price Retirement 2040 Fd R Cl RRTDX 62251 20031126 T. Rowe Price Retirement Incm Fd adv Cl PARIX 62248 20031126 T. Rowe Price Retirement Incm Fd R Cl RRTIX 62252 20031126 T. Rowe Price Strategic Income Fund PRSNX 88080 20081217 T. Rowe Price Strategic Income Fund Advs PRSAX 88093 20081217 T. Rowe Price Tax-Efficient eq Fd PREFX 45860 20010119 T. Rowe Price U.S. Large-Cap Core Fund TRULX 89520 20090626 T. Rowe Price U.S. Lrg Cp CrFndAdvsrClss PAULX 89519 20090626 T.Rowe Institutional US Strctrd Rsrch Fd TRISX 82293 20071102 T.Rowe Prc Instnl Africia & Mdle East Fd TRIAX 83961 20080505 T.Rowe Price 2050 Retirement Fund R Cl RRTFX 78077 20070105 T.Rowe Price Africa & Middle East Fd TRAMX 81121 20070905 T.Rowe Price Global Large-Cap Stock Fund RPGEX 87670 20081030 T.Rowe Price Global Lrg Cp Stck Fnd Advs PAGLX 87674 20081030 T.Rowe Price Global Reql Estate Fund TRGRX 87673 20081030 T.Rowe Price inst Core Plus Fd TICPX 65070 20041220 T.Rowe Price Insttnl Glbl Lrg Cp Eqty Fn RPIGX 87671 20081030 T.Rowe Price Retirement 2020 Fd adv Cl PARBX 62254 20031126 T.Rowe Price Retirement 2030 Fd R Cl RRTCX 62250 20031126 T.Rowe Price Retirement 2045 Fd TRRKX 67251 20050616 T.Rw Prc Insttnl Emrgng Mrkts BdFd TREBX 75792 20061204 TANAKA GRWTH FD R TGFRX 47825 20010608 Target Asset Alloc Fds, Target Conservat PBCFX 42101 20000314 Target Asset Alloc Fds, Target Conservat PCCFX 42083 20000313 Target Asset Alloc Fds, Target Conservat PCGAX 47730 20010412 Target Asset Alloc Fds, Target Conservat PCLRX 72296 20051214 Target Asset Alloc Fds, Target Conservat PDCZX 35154 19981211 Target Asset Alloc Fds, Target Gr Alloca PDHZX 35155 19981211 Target Asset Alloc Fds, Target Gr Alloca PHGAX 42102 20000313 Target Asset Alloc Fds, Target Gr Alloca PHGCX 42061 20000313 Target Asset Alloc Fds, Target Gr Alloca PIHGX 42103 20000313 Target Asset Alloc Fds, Target Moderate DMGBX 35895 19990604 Target Asset Alloc Fds, Target Moderate PAMGX 42062 20000313 Target Asset Alloc Fds, Target Moderate PDMZX 35156 19981211 Target Asset Alloc Fds, Target Moderate PIMGX 42581 20000314 Target Asset Alloc Fds, Target Moderate SPMRX 72289 20051207 Target Asset Alloction Fds, Target Gr Al PGARX 72297 20051214 TARGET Int'l Equity Port TAIEX 23299 19960620 TARGET Intermediate-Term Bond Port TAIBX 23298 19960620 TARGET Intl Eq Ptf Cl R TEQRX 75239 20060907 TARGET Large Capitalization Growth Port TALGX 23300 19960620 TARGET Large Capitalization Value Port TALVX 23301 19960620 TARGET Lg Capization Gwth Ptf Cl R TLCRX 75242 20060907 TARGET Lg Capization Val Ptf Cl R TLVRX 75243 20060907 TARGET Mortgage Backed Securities Ptfl TGMBX 23340 19960620 TARGET Port Trust Int'l Bond Port TIBPX 23345 19960620 TARGET Sm Capization Gwth Portf Cl R TSCRX 75244 20060907 TARGET Sm Capization Val Ptf Cl R TSVRX 75245 20060907 TARGET Small Capitalization Growth Port TASGX 23303 19960620 TARGET Small Capitalization Value Port TASVX 23304 19960620 TARGET Total Return Bond Port TATBX 23305 19960620 TARGET Ttl Rtn Bond Cl R TTBRX 75246 20060907 Tattersall Bond Fund JAMEX 24411 19970107 Tax Free of Arizona Cl C AZTCX 32887 19980514 Tax Free of Arizona Cl Y AZTYX 32888 19980514 Tax Free of Colorado Cl C COTCX 32889 19980514 Tax Free of Colorado Cl Y COTYX 32890 19980514 Tax Free of Hawaii Cl C HULCX 32891 19980717 Tax Free of Hawaii Cl Y HULYX 32892 19980717 Tax Free of Oregon Cl C ORTCX 32893 19980514 Tax Free of Oregon Cl Y ORTYX 32894 19980514 Tax-Exempt Bond Fund of America AFTEX 14391 19960131 Tax-Exempt Fund of Maryland TMMDX 23357 19960620 Tax-Exempt Fund of Virginia TFVAX 23337 19960620 Tax-Free Fund for Utah Cl A UTAHX 23471 19960620 Tax-Free Fund of Colorado Cl A COTFX 14853 19960620 Tax-Free Fund Of Utah Cl C UTACX 24734 19980609 Tax-Free Fund Of Utah Cl Y UTAYX 24928 19980609 Tax-Free Trust of Arizona Cl A AZTFX 14562 19960620 Tax-Free Trust of Oregon Cl A ORTFX 22135 19960620 Tchstn Cr Pls Fxd Inc Fd Cl Instttnl TCPNX 90103 20091001 Tchstn Emrgng Mrkts Eq Fd Cl Instttnl TMEIX 90148 20091001 Tchstn Glbl Rl Est Fd Cl Institutional TRFIX 90151 20091001 Tchstn Int'l Fxd Fxd Inc Fd Cl Instttnl TIFIX 90119 20091001 Tchstn Mid Cap Val Fd Cl Institutional TCVIX 90106 20091001 Tchstn Sm Cap Cre Fd Cl Institutional TSFIX 90163 20091001 Tchstne Cap Aprctn Fd Cl Institutional TAFIX 90097 20091001 TCM SML CAP GRTH FD TCMSX 64980 20050125 TCM SmMid Cap Gwth TCMMX 80397 20070703 TCW Aggressive Alloc Fd Cl I TGPBX 78893 20070314 TCW Aggressive Alloc Fd Cl N TGPLX 78896 20070314 TCW Bal Fd Cl I TGBIX 75240 20060907 TCW Bal Fd Cl N TGBNX 75241 20060907 TCW Concentrated Value Fd I Cl TGFFX 47824 20010608 TCW Concentrated Value Fd N Cl TGFVX 46770 20010314 TCW Conservative Alloc Fd Cl I TGPCX 78894 20070314 TCW Conservative Alloc Fd Cl N TGPNX 78898 20070314 TCW Dividend Focused Fd Cl I TGIGX 50608 20010320 TCW Emerging Markets Equities Fund I Cls TGMIX 91350 20100104 TCW Emerging Markets Equities Fund N Cls TGMMX 91351 20100104 TCW Emerging Markets Incm Fd I Cl TGEIX 35658 19990326 TCW Galileo Core Fixed Income Fund I Cl TGCFX 42491 19990405 TCW GALILEO CORE FX INCM N TGFNX 44965 20000229 TCW GALILEO DIV FOCUSED FD I TGDFX 64981 20050125 TCW GALILEO EMG MKTS INCM N TGINX 62782 20040302 TCW GALILEO GRWTH EQ FD N TGDNX 62773 20040302 TCW Galileo High Yield Bond Fd N Cl TGHNX 42494 19991124 TCW Galileo High Yield Bonds Fund I Cl TGHYX 42495 19990405 TCW Galileo Mortgage Backed Secs Fd I Cl TGSMX 42503 19990405 Tcw Galileo Sel Eq Fd N TGCNX 36673 20000110 TCW Galileo Select Equity Fund I Cl TGCEX 42490 19990405 TCW Galileo Sm Cap Grwth Fd N TGSNX 36867 20000208 TCW Galileo Small Cap Growth Fund I Cl TGSCX 42502 19990405 TCW GALILEO TOT RET MTG BKD N TGMNX 44977 20000229 TCW Galileo Total Ret Mortg Back I Cl TGLMX 42499 19990405 TCW GALILEO VAL OPPORT FD N TGVNX 44973 20001116 TCW Growth Equities I CL TGGEX 62774 20040302 TCW Gwth Fd - Cl I TGGIX 82743 20080102 TCW Gwth Fd - Cl N TGGYX 82744 20080102 TCW Large Cap Gr Fd I Cl TGLCX 72793 20060209 TCW Large Cap Gr Fd N Cl TGLFX 72794 20060209 TCW Moderate Alloc Fd Cl I TGPMX 78897 20070314 TCW Moderate Alloc Fd Cl N TGPOX 78899 20070314 TCW Relative Value Large Cap Fd Cl I TGDIX 62346 20040102 TCW Relative Value Large Cap Fd Cl N TGDVX 50607 20010301 TCW Relative Value Small Cap Fd I Cl TGOIX 50609 20011214 TCW Relative Value Small Cap Fd N Cl TGONX 50610 20011214 TCW Value Opps Fd I Cl TGVOX 42504 19990405 TDAM Global Sustainability Fnd - Inst Cl TDGFX 89069 20090325 TDAM Short-Term Bd Fd TDSBX 75872 20061220 TDAM Short-Term Investment Fd TDSTX 75873 20061220 Team Asset Strategy Fund TEAMX 91362 20100105 Technology Leaders Fund TLFQX 32565 19980306 Templeton BRIC Fd Cl A TABRX 75236 20060907 Templeton BRIC Fd Cl Advisor TZBRX 90450 20091102 Templeton BRIC Fund Class C TPBRX 75480 20061005 Templeton China World Fd Cl B TCWBX 67141 20050519 Templeton China World Fd, adv Cl TACWX 35552 19990304 Templeton Devel Mkt Tr B TDMBX 42565 20000303 Templeton Developing Market TEDMX 14098 19950921 Templeton Developing Markets Fund Cl 2 TDMTX 23323 19960620 TEMPLETON DEVELOPING MKTS TRSHS BEN TDMRX 53310 20020404 Templeton Developing Mkts Trust TDADX 30951 19970912 Templeton Dragon XTDFX 35553 19990304 Templeton Emerging Markets XEMFX 35555 19990304 Templeton Emerging Markets Income XTEIX 35556 19990304 Templeton Emerging Markets Sm Cp Fd Cl A TEMMX 79984 20070524 Templeton Emerging Markets Sm Cp Fd Cl C TCEMX 79956 20070522 Templeton Emerging Mrkts Sm Cp FdClAdvsr TEMZX 90447 20091102 TEMPLETON FDS INC FGN FUND TEFRX 53304 20020403 Templeton Foreign Equity Series TFEQX 6113 19950227 Templeton Foreign Fund TEMFX 14166 19960116 Templeton Foreign Fund Advisor CL TFFAX 30931 19970912 Templeton Foreign Fund Cl B TFRBX 36153 19990825 Templeton Foreign Fund Cl II TEFTX 23327 19960620 Templeton Foreign Small Comp Stock Fund FINEX 14102 19950921 Templeton Foreign Smaller Co Fund FTFAX 36154 19990825 Templeton Frontier Markets Fd Cl A TFMAX 90448 20091102 TEMPLETON GLBL SM COS ADV CL TGSAX 47437 20010423 Templeton Global Bd Fd Cl R FGBRX 93638 20100504 Templeton Global Bond Fund Cl Ii TEGBX 23694 19960621 Templeton Global Income XGIMX 35558 19990304 Templeton Global Opportun Fund Cl Ii TEGPX 23695 19960621 Templeton Global Opportunity Cl I TEGOX 6700 19930113 Templeton Global Smaller Co Growth Fd 1 TEMGX 23331 19960620 Templeton Global Smaller Co Growth Fd 2 TESGX 23334 19960620 Templeton Global Total Return Class A TGTRX 88354 20090108 Templeton Global Ttl Rtrn Fd Cl Advisor TTRZX 90449 20091102 Templeton Global Ttl Rtrn Fd Cl C TTRCX 90460 20091102 TEMPLETON GROWTH FD INC CL R TEGRX 53305 20020403 Templeton Growth Fund TEPLX 14100 19950921 Templeton Growth Fund Advisor CL TGADX 30952 19970912 Templeton Growth Fund Cl B TMGBX 36155 19990825 Templeton Growth Fund Cl II TEGTX 23330 19960620 Templeton Incm Fd Cl Advisor TZINX 82409 20071120 Templeton Incm Fd Cl C TCINX 73559 20060601 Templeton Income Fund Cl I TPINX 14241 19960531 TEMPLETON INCOME TR GLB BD A TGBAX 54876 20021113 Templeton inst - Foreign Smaller Compani TFSCX 58424 20030626 Templeton Institutional Frgn Eq Srvc Shs TFESX 82408 20071120 Templeton Instl Emerging Markets Series TEEMX 23326 19960620 Templeton International Bond Fund Cls A TBOAX 83969 20080505 Templeton Intl Bond Fd Cls Advsr FIBZX 91303 20100107 Templeton Russia XTRFX 35559 19990304 Templeton World Fd Advisor Cl TWDAX 75247 20060907 Templeton World Fund TEMWX 14080 19950814 Templeton World Fund Cl 2 TEWTX 23335 19960620 TFS Market Neutral Fd TFSMX 67522 20040907 TFS SMALL CAP FUND TFSSX 72970 20060307 TGIT TEMPTON INCM FD CL A TINCX 72091 20051104 The Adams Express Company XADEX 42520 19990514 The Adirondack Sm Cap Fd ADKSX 79286 20070423 THE AL FRANK DIVIDEND VAL FD VALDX 64992 20050125 The Alpha Hedged Strategies Fd ALPHX 54440 20021003 The Amer Fd Incm Srs - US Govt Securitie CGTFX 53118 20020314 The American Fds Incm Sr USGvtScFdClF2Sr GVTFX 86953 20080801 The Amrcn Fd Tx Empt SrITxEmptFdVAClF2Sh TEFFX 87027 20080801 The Amrcn Fds Incm Srs USGovtScrtsFdClR6 RGVGX 89217 20090501 The AmrcnFdTxEmptSrITxEmptFdMrylndClF2Sh TMMFX 87028 20080801 The AmrcnFdTxExmptSr II TxEmptFdCAClF2Sh TEFEX 87026 20080801 The Arbitrage Fd Cl I ARBNX 62091 20031029 The Arbitrage Fd Cl R ARBFX 53480 20020503 The bd Fd of America, Inc., Cl 529-F-1 S CFAFX 53103 20020314 The Bd Fd of America, Inc., Cl F-2 Shs ABNFX 86937 20080801 The Beehive Fd BEEHX 87300 20080912 The BlackRock Dividend Acheivers Tr, Inc NYVRX 62483 20040116 The BlackRock Dividend Acheivers Tr, Inc XBDVX 62485 20040120 THE BOND FUND OF AMERICA CFAAX 53099 20020314 THE BOND FUND OF AMERICA CFABX 53100 20020314 THE BOND FUND OF AMERICA CFACX 53101 20020314 THE BOND FUND OF AMERICA CFAEX 53102 20020314 The Bond Fund of America, Inc. Cl R-6 RBFGX 89201 20090504 The Collar Fund COLLX 89573 20090629 The Cook & Bynum Fund COBYX 89607 20090707 The Core Fd Cl I SGBFX 54303 20020904 The Core Fd Cl Y JIDSX 79514 20070502 The Currency Strategies Fund FOREX 89304 20090501 The Delafield Fd DEFIX 14935 19960620 The Empire Builder Tax Free Bond Fund EMTPX 24063 19960628 The European eq Fd, Inc. XEEAX 35147 19981211 The Fairholme Focused Income Fund FOCIX 91306 20100105 The Gabelli Asset Fd Cl I GABIX 83825 20080429 The Gabelli Blue Chip Value Fd Cl I GBCIX 87706 20081103 The Gabelli Eq Incm Fd Cl I GCIEX 83827 20080429 The Gabelli Equity Trust Inc XGABX 42528 19990405 The Gabelli Gwth Fd Cl I GGCIX 83963 20080505 The Gabelli Healthcare & Wellness RX Tr XXGRX 80597 20070726 The Gabelli Sm Cap Gwth Fd Cl I GACIX 83826 20080429 The Gabelli Utilities Fd Cl I GAUIX 87675 20081030 The Gabelli Val Fd Cl I GVCIX 83828 20080429 The Gabelli Value Fund Inc. Class AAA GVCAX 93640 20100503 The GAMCO Global Convertible Scrt Fd ClC GACCX 87741 20081030 The GAMCO Global Convertible Scrts FdClA GAGAX 87742 20081030 The GAMCO Global Convertible Scrts FdClI GAGIX 87796 20081030 The GAMCO Global Growth Fd Cl I GGGIX 87805 20081113 The GAMCO Global Opportunity Fd Cl I GLOIX 87714 20081103 THE GEORGE PUTNAM FUND OF BOSTON CLA PGPCX 53220 20020220 The Gr Fd of America, Inc., Cl 529-F-1 S CGFFX 53113 20020314 The Greater China Fd Inc XGCHX 82412 20071120 THE GROWTH FUND OF AMERICA CGFAX 53109 20020314 THE GROWTH FUND OF AMERICA CGFBX 53110 20020314 THE GROWTH FUND OF AMERICA CGFCX 53111 20020314 THE GROWTH FUND OF AMERICA CGFEX 53112 20020314 The Growth Fund of America, Inc. Cl R-6 RGAGX 89227 20090504 The Guardian Baillie Gifford Intl Gr Fd GBGBX 35712 19990409 The Gwth Fd of America, Inc., Cl F-2 Shs GFFFX 86952 20080801 The Harford Val Fd Cl I HVFIX 80066 20070604 THE HARFTORD GROWTH FD CL B HGWBX 50920 20020225 The Hartford Bal Incm Fd Cl A HBLAX 73949 20060731 The Hartford Bal Incm Fd Cl B HBLBX 73950 20060731 The Hartford Bal Incm Fd Cl C HBLCX 73951 20060731 The Hartford Bal Incm Fd Cl Y HBLYX 73952 20060731 The Hartford Balanced Income Fnd Cls R3 HBLRX 93933 20100601 The Hartford Balanced Income Fnd Cls R4 HBLSX 93934 20100601 The Hartford Balanced Income Fnd Cls R5 HBLTX 93935 20100601 The Hartford Capital Appctn Fd Cl I ITHIX 75214 20060907 The Hartford Check and Balances Fnd Cls HCKIX 83389 20080229 The Hartford Checks and Balances Fd Cl A HCKAX 80027 20070531 The Hartford Checks and Balances Fd Cl B HCKBX 80028 20070531 The Hartford Checks and Balances Fd Cl C HCKCX 80029 20070531 The Hartford Checks and Balances Fd R3 HCKRX 87151 20080829 The Hartford Checks and Balances Fd R4 HCKSX 87152 20080829 The Hartford Checks and Balances Fd R5 HCKTX 87153 20080829 The Hartford Diversified Int'l Fd Cl A HDVAX 86286 20080701 The Hartford Diversified Int'l Fd Cl B HDVBX 86287 20080701 The Hartford Diversified Int'l Fd Cl C HDVCX 86288 20080701 The Hartford Diversified Int'l Fd Cl I HDVIX 86289 20080701 The Hartford Diversified Int'l Fd Cl R3 HDVRX 86290 20080701 The Hartford Diversified Int'l Fd Cl R4 HDVSX 86291 20080701 The Hartford Diversified Int'l Fd Cl R5 HDVTX 86292 20080701 The Hartford Diversified Int'l Fd Cl Y HDVYX 86293 20080701 The Hartford Dividend & Growth Fund Cl C HDGCX 42288 19990405 The Hartford Dividend & Gwth Fd Cl I HDGIX 75181 20060831 The Hartford eq Gr Alloc Fd Cl I HAAIX 75177 20060831 The Hartford eq Incm Fd Cl A HQIAX 58787 20030828 The Hartford eq Incm Fd Cl B HQIBX 58788 20030828 The Hartford eq Incm Fd Cl C HQICX 58789 20030828 The Hartford Eq Incm Fd Cl I HQIIX 75189 20060831 The Hartford eq Incm Fd Cl Y HQIYX 58790 20030828 The Hartford Fdamental Gr Fund Cl A HFFAX 47722 20010525 The Hartford Fdamental Gr Fund Cl B HFFBX 47723 20010525 The Hartford Fdamental Gr Fund Cl C HFFCX 47724 20010525 The Hartford Fdamental Gr Fund Cl Y HFFYX 47725 20010525 The Hartford Floating Rate Fd Cl I HFLIX 75182 20060831 The Hartford Fndamental Growth Fnd Cls I HFFIX 93936 20100601 The Hartford Fndamental Grwth Fnd Cls R3 HFFRX 93937 20100601 The Hartford Fndamental Grwth Fnd Cls R4 HFFSX 93938 20100601 The Hartford Fndamental Grwth Fnd Cls R5 HFFTX 93939 20100601 The Hartford Gbl Research Fd Cl A HLEAX 83391 20080229 The Hartford Gbl Research Fd Cl B HLEBX 83392 20080229 The Hartford Gbl Research Fd Cl C HLECX 83393 20080229 The Hartford Gbl Research Fd Cl I HLEJX 83394 20080229 The Hartford Gbl Research Fd Cl R3 HLERX 83395 20080229 The Hartford Gbl Research Fd Cl R4 HLESX 83396 20080229 The Hartford Gbl Research Fd Cl R5 HLETX 83397 20080229 The Hartford Gbl Research Fd Cl Y HLEYX 83398 20080229 The Hartford Glbl All-Ast Fnd Cls A HLAAX 93945 20100601 The Hartford Glbl All-Ast Fnd Cls C HLACX 93946 20100601 The Hartford Glbl All-Ast Fnd Cls I HLAIX 93947 20100601 The Hartford Glbl All-Ast Fnd Cls R3 HLARX 93948 20100601 The Hartford Glbl All-Ast Fnd Cls R4 HLASX 93949 20100601 The Hartford Glbl All-Ast Fnd Cls R5 HLATX 93950 20100601 The Hartford Glbl All-Ast Fnd Cls Y HLAYX 93951 20100601 The Hartford Glbl Real Ast Fnd Cls A HRLAX 93956 20100601 The Hartford Glbl Real Ast Fnd Cls C HRLCX 93957 20100601 The Hartford Glbl Real Ast Fnd Cls I HRLIX 93958 20100601 The Hartford Glbl Real Ast Fnd Cls R3 HRLRX 93959 20100601 The Hartford Glbl Real Ast Fnd Cls R4 HRLSX 93960 20100601 The Hartford Glbl Real Ast Fnd Cls R5 HRLTX 93961 20100601 The Hartford Glbl Real Ast Fnd Cls Y HRLYX 93962 20100601 The Hartford Global Health Fd Cl I HGHIX 75183 20060831 THE HARTFORD GROWTH FD CL A HGWAX 50919 20020225 THE HARTFORD GROWTH FD CL C HGWCX 50921 20020225 THE HARTFORD GROWTH FD CL Y HGWYX 50922 20020225 THE HARTFORD GROWTH OPPORTUNITIES FD HGOAX 50915 20020225 THE HARTFORD GROWTH OPPORTUNITIES FD HGOBX 50916 20020225 THE HARTFORD GROWTH OPPORTUNITIES FD HGOCX 50917 20020225 THE HARTFORD GROWTH OPPORTUNITIES FD HGOYX 50918 20020225 The Hartford Gwth Allocation Fd Cl I HRAIX 75190 20060831 The Hartford Gwth Opportunities Fd Cl I HGOIX 75184 20060831 The Hartford High Yield Fd Cl I HAHIX 80026 20070531 The Hartford High Yield Mncpl Bd Fd Cl B HHMBX 80031 20070531 The Hartford High Yield Mncpl Bd Fd Cl C HHMCX 80032 20070531 The Hartford High Yield Mncpl Bd Fd Cl I HHMIX 80033 20070531 The Hartford High Yield MncplBdFdClA HHMAX 80030 20070531 The Hartford Incm Fd Cl Y HTIYX 62795 20040303 THE HARTFORD INCOME SHARES FUND INC XHSFX 54280 20020829 The Hartford Inflation Plus Fd Cl I HIPIX 75187 20060831 The Hartford Inflation Plus Fd Cl Y HIPYX 62794 20040303 The Hartford Int'l Opportunites Fd Cl I IHOIX 85511 20080603 The Hartford Int'l Sm Company Fd Cl I HNSJX 80034 20070531 The Hartford International Vl Fnd Cls A HILAX 93978 20100601 The Hartford International Vl Fnd Cls C HILCX 93940 20100601 The Hartford International Vl Fnd Cls I HILIX 93979 20100601 The Hartford International Vl Fnd Cls R3 HILRX 93941 20100601 The Hartford International Vl Fnd Cls R4 HILSX 93942 20100601 The Hartford International Vl Fnd Cls R5 HILTX 93943 20100601 The Hartford International Vl Fnd Cls Y HILYX 93944 20100601 The Hartford Intl Small Company Fund Cla HNSRX 94252 20100601 The Hartford Intl Small Company Fund Cla HNSSX 94253 20100601 The Hartford Intl Small Company Fund Cla HNSTX 94254 20100601 The Hartford MidCap Fd Cl I HFMIX 88956 20090302 The Hartford MidCap Fund Class R3 HFMRX 89455 20090604 The Hartford MidCap Fund Class R4 HFMSX 89456 20090604 The Hartford MidCap Fund Class R5 HFMTX 89457 20090604 The Hartford MidCap Vl Fnd Cls I HMVJX 93952 20100601 The Hartford MidCap Vl Fnd Cls R3 HMVRX 93953 20100601 The Hartford MidCap Vl Fnd Cls R4 HMVSX 93954 20100601 The Hartford MidCap Vl Fnd Cls R5 HMVTX 93955 20100601 The Hartford Select SmCap Val Fd Cl A HTVAX 73942 20060731 The Hartford Select SmCap Val Fd Cl B HTVBX 73943 20060731 The Hartford Select SmCap Val Fd Cl C HTVCX 73944 20060731 The Hartford Select SmCap Val Fd Cl Y HTVYX 73945 20060731 The Hartford Short Durtion Fd Cl Y HSDYX 62790 20040303 The Hartford Sm Company Fd Cl I IHSIX 75194 20060831 The Hartford Small/Mid Cap eq Fd Cl A HSMAX 64591 20050104 The Hartford Small/Mid Cap eq Fd Cl B HSMBX 64592 20050104 The Hartford Small/Mid Cap eq Fd Cl C HTSCX 64594 20050104 The Hartford Small/Mid Cap eq Fd Cl Y HSMYX 64593 20050104 THE HARTFORD SMALLCAP GROWTH FD CL A HSLAX 50923 20020225 THE HARTFORD SMALLCAP GROWTH FD CL B HSLBX 50924 20020225 THE HARTFORD SMALLCAP GROWTH FD CL C HSLCX 50925 20020225 THE HARTFORD SMALLCAP GROWTH FD CL Y HSLYX 50926 20020225 The Hartford SmCap Gwth Fd Cl I HSLIX 75191 20060831 The Hartford Strategic Incm Fd Cl A HSNAX 80035 20070531 The Hartford Strategic Incm Fd Cl B HSNBX 80036 20070531 The Hartford Strategic Incm Fd Cl C HSNCX 80062 20070604 The Hartford Strategic Incm Fd Cl I HSNIX 80064 20070604 The Hartford Strategic Incm Fd Cl Y HSNYX 80943 20070904 The Hartford Target Rtrment 2010 Fd Cl A HTTAX 67782 20051005 The Hartford Target Rtrment 2010 Fd Cl Y HTTYX 67785 20051005 The Hartford Target Rtrment 2020 Fd Cl A HTWAX 67786 20051005 The Hartford Target Rtrment 2020 Fd Cl Y HTWYX 67789 20051005 The Hartford Target Rtrment 2030 Fd Cl A HTHAX 67775 20051005 The Hartford Target Rtrment 2030 Fd Cl Y HTHYX 67778 20051005 THE HARTFORD TAX-FREE NATIONAL FD CL HTNAX 50931 20020225 THE HARTFORD TAX-FREE NATIONAL FD CL HTNBX 50932 20020225 THE HARTFORD TAX-FREE NATIONAL FD CL HTNCX 50933 20020225 THE HARTFORD TAX-FREE NATIONAL FD CL HTNYX 50934 20020225 The Hartford TaxFree National Fd Cl I HTNIX 80065 20070604 The Hartford Trgt Rtrmnt 2015 Fnd Cls R3 HTJRX 87703 20081103 The Hartford Trgt Rtrmnt 2015 Fnd Cls R4 HTJSX 87704 20081103 The Hartford Trgt Rtrmnt 2015 Fnd Cls R5 HTJTX 87705 20081103 The Hartford Trgt Rtrmnt 2025 Fnd Cls R3 HTKRX 87694 20081031 The Hartford Trgt Rtrmnt 2025 Fnd Cls R4 HTKSX 87695 20081031 The Hartford Trgt Rtrmnt 2025 Fnd Cls R5 HTKTX 87696 20081031 The Hartford Trgt Rtrmnt 2035 Fnd Cls R3 HTLRX 87697 20081031 The Hartford Trgt Rtrmnt 2035 Fnd Cls R4 HTLSX 87698 20081031 The Hartford Trgt Rtrmnt 2035 Fnd Cls R5 HTLTX 87699 20081031 The Hartford Trgt Rtrmnt 2040 Fnd Cls R3 HTMRX 87700 20081103 The Hartford Trgt Rtrmnt 2040 Fnd Cls R4 HTMSX 87701 20081103 The Hartford Trgt Rtrmnt 2040 Fnd Cls R5 HTMTX 87702 20081103 The Hartford Trgt Rtrmnt 2045 Fnd Cls R3 HTNRX 87689 20081031 The Hartford Trgt Rtrmnt 2045 Fnd Cls R4 HTNSX 87690 20081031 The Hartford Trgt Rtrmnt 2045 Fnd Cls R5 HTNTX 87691 20081031 The Hartford Trgt Rtrmnt 2050 Fnd Cls R3 HTPRX 88013 20081031 The Hartford Trgt Rtrmnt 2050 Fnd Cls R4 HTPSX 87692 20081031 The Hartford Trgt Rtrmnt 2050 Fnd Cls R5 HTPTX 87693 20081031 The Hartford Ttl Rtrn Bd Fd Cl I ITBIX 75213 20060907 The Hartford Val Opportunities Fd Cl I HVOIX 75192 20060831 THE HARTFORD VALUE OPPORTUNITIES FD HVOAX 50939 20020225 THE HARTFORD VALUE OPPORTUNITIES FD HVOBX 50940 20020225 THE HARTFORD VALUE OPPORTUNITIES FD HVOCX 50941 20020225 THE HARTFORD VALUE OPPORTUNITIES FD HVOYX 50942 20020225 The Hartord Gwth Fd Cl I HGWJX 75185 20060831 The Hillman Advantage eq Fd HCMTX 58454 20030708 The Hillman Advantage Eq Fd Cl A Shs HAEAX 73886 20060719 The Hillman Advantage Eq Fd Cl C Shs HAECX 73888 20060719 The Hillman Fcsd Advntg Fd ClC Shs HCFCX 73891 20060719 The Hillman Fcusd Advntg Fd Cl A Shs HCFAX 73889 20060719 The HirtleCallaghan TrShrtTrm McplBdPtfl HCSBX 72978 20060324 The Hrtfrd Bal Allctn Fd Cl I HBAIX 75178 20060831 The Hrtfrd Conservative Allctn Fd Cl I HCVIX 75180 20060831 The Hrtfrd Cptl Appreciation II Fd Cl I HCTIX 75179 20060831 The Hrtfrd Int'l Cptl Apprctn Fd ClI HNCJX 75188 20060831 The Ibero-America Fd, Inc. XSNFX 42554 19990405 The Incm Fd of America, Inc., Cl 529-F-1 CIMFX 53128 20020314 The Incm Fd of America, Inc., Cl F-2 Shs AMEFX 86945 20080801 THE INCOME FUND OF AMERICA CIMAX 53124 20020314 THE INCOME FUND OF AMERICA CIMBX 53125 20020314 THE INCOME FUND OF AMERICA CIMCX 53126 20020314 THE INCOME FUND OF AMERICA CIMEX 53127 20020314 The Income Fund of America, Inc. Cl R-6 RIDGX 89208 20090501 The Information Age Fd Cl K REMGX 80514 20070717 The Information Age Fd Cl Y REMKX 80515 20070717 The Inv Company of America, Cl 529-F-1 S CICFX 53123 20020314 THE INVESTMENT COMPANY OF AMERICA CICAX 53119 20020314 THE INVESTMENT COMPANY OF AMERICA CICBX 53120 20020314 THE INVESTMENT COMPANY OF AMERICA CICCX 53121 20020314 THE INVESTMENT COMPANY OF AMERICA CICEX 53122 20020314 The Investment Company of America Cl R-6 RICGX 89226 20090504 The Investment Company of Amrc Cl F2 Sh ICAFX 86959 20080801 The Jensen Port, Inc. Cl I Shares JENIX 58662 20030801 The Jensen Port, Inc. Cl J Shares JENSX 32726 19980415 The Jensen Port, Inc. Cl R Shares JENRX 58663 20030801 The Korea Fund Inc XKFDX 42533 19990420 The Lacerte Guardian Fd Cl I LGFIX 90226 20091001 The Latin American Discovery Fd Inc XLDFX 80853 20070815 The Malaysia Fd Inc XMAYX 80854 20070815 The Market Opportunities Fd Advisor Cl A KMKAX 72789 20060207 The Market Opportunities Fd No Load KMKNX 72790 20060207 THE MERGER FD VL MERVX 64280 20040708 The Mexico Equity and Income Fund Inc XMXEX 76114 20061228 The Navigator Fund NAVFX 90894 20091230 The New Economy Fd, Cl 529-F-1 Shs CNGFX 53156 20020314 The New Economy Fd, Cl F-2 Shs NEFFX 86999 20080801 THE NEW ECONOMY FUND CNGAX 53152 20020314 THE NEW ECONOMY FUND CNGBX 53153 20020314 THE NEW ECONOMY FUND CNGCX 53154 20020314 THE NEW ECONOMY FUND CNGEX 53155 20020314 The New Economy Fund Cl R-6 RNGGX 89221 20090504 THE OAKMARK GLOBAL FUND CLASS II OARGX 53005 20020301 The Piedmont Select Val Fd PSVFX 73244 20060424 THE QUAKER-KNOTT OPPORTUNITIES FUND QUKTX 53221 20020314 The RAM Sm/Mid Cap Fd Cl I SMBKX 89095 20090403 The RAM Small Cap Fund SCBOX 88071 20081226 The RAM Small/Mid Cap Fund SMBOX 88076 20081226 The Southern Sun Small Cap Fund Inst Cls SSSIX 90231 20090930 The Tax Exempt Bd Fd of Amrc Inc Cl F2Sh TEAFX 87025 20080801 The Thai Fd XTTFX 80762 20070808 The Third Millennium Russia Fd C Shares TMRCX 67249 20050615 The Third Millennium Russia Fd InstiShrs TMRIX 67250 20050615 The Turkish Investment XTKFX 80763 20070808 The Vantagepoint Mid/Small Co Ix Fund Cl VPSIX 42511 20000308 THE VICTORY BALANCED FUND CLASS G VBFGX 50975 20020124 THE VICTORY DIVERSIFIED STOCK FUND C VDSCX 53029 20020304 THE VICTORY FUND FOR INCOME CLASS C VFFCX 53030 20020304 THE VICTORY SPECIAL VALUE FUND CLASS VSVGX 50981 20020227 THE VICTORY VALUE FUND VVFGX 50982 20020227 The Weitz Fd, Short-Intermediate Incm Fd WEFIX 24934 19970220 The World Fds, Inc./Eastern European eq VEEEX 23701 19960621 The Zweig Fund Inc XZFGX 42555 19990506 The Zweig Total Return Fund Inc XZTRX 42556 19990506 Thesis Flexible Fund TFLEX 92237 20100311 Third Ave High-Yield Fund TAHYX 34025 19980708 Third Avenue Focused Crdt Fnd Inst Cl TFCIX 89965 20090831 Third Avenue Focused Crdt Fnd Invstr Cl TFCVX 89966 20090831 Third Avenue Intl Value Fd Insti Cl TAVIX 50836 20020116 Third Avenue Intl Value Fd Invstr Cls TVIVX 90943 20091231 Third Avenue Real Est Vlue Fd Invstr Cls TVRVX 90944 20091231 Third Avenue Real Estate Value Fd Insti TAREX 36734 19980917 Third Avenue Smal-Cap Vlue Fd Invstr Cls TVSVX 90945 20091231 Third Avenue Small-Cap Value Fd Insti Cl TASCX 30559 19970625 Third Avenue Value Fd Insti Cl TAVFX 23307 19960620 Third Avenue Value Fund Investor Class TVFVX 90942 20091231 Thomas White American Opportunities Fund TWAOX 35892 19990604 Thomas White World Fund TWWDX 23405 19960620 Thompson Plumb Bond Fund THOPX 24944 19970224 Thompson Plumb Growth THPGX 24478 19970117 Thompson Plumb MidCap Fund THPMX 83615 20080401 Thornburg CA Limited Term muni Fd Cl A LTCAX 21298 19960620 Thornburg CA Limited Term muni Fd Cl C LTCCX 57794 20030331 Thornburg CA Limited Term muni Fd Cl I LTCIX 35781 19990422 Thornburg Core Gr Fd Cl I THIGX 62182 20031114 Thornburg Core Gr Fd Cl R3 Shs THCRX 58521 20030716 THORNBURG CORE GRWTH FD A THCGX 57707 20030318 THORNBURG CORE GRWTH FD C TCGCX 57706 20030318 Thornburg Core Gwth Fd Cl R-5 THGRX 67803 20051005 Thornburg Core Gwth Fd Cl R4 TCGRX 78334 20070202 Thornburg Developing World Fund Class A THDAX 90815 20091216 Thornburg Developing World Fund Class C THDCX 90816 20091216 Thornburg Developing World Fund Class I THDIX 90817 20091216 Thornburg Glbl Val Fd A TGVAX 36215 19990921 Thornburg Glbl Val Fd C THGCX 42955 20000331 THORNBURG GLBL VAL FD I TGVIX 48803 20010822 Thornburg Global Opportunities Fd Cl R3 THORX 82986 20080201 Thornburg Global Opportunities Fd Cl R4 THOVX 82987 20080201 Thornburg Global Opportunities Fd Cl R5 THOFX 82985 20080201 Thornburg Global Opprtnts Fd Cl A Shrs THOAX 73981 20060809 Thornburg Global Opprtnts Fd Cl C Shrs THOCX 73982 20060809 Thornburg Global Opprtnts Fd Cl I Shrs THOIX 73983 20060809 Thornburg Int'l Gwth Cl R4 TINVX 82991 20080201 Thornburg Int'l Gwth Cl R5 TINFX 82990 20080201 Thornburg Int'l Gwth Fd Cl A TIGAX 78335 20070202 Thornburg Int'l Gwth Fd Cl C TIGCX 78336 20070202 Thornburg Int'l Gwth Fd Cl I TINGX 78320 20070202 Thornburg Int'l Gwth Fd Cl R3 TIGVX 82989 20080201 Thornburg Int'l Val Fd Cl R4 THVRX 78317 20070202 Thornburg Inter Muni / Nat'l Ptfl CL C THMCX 32224 19971212 Thornburg Intermediate Muni Fd THMIX 32028 19971002 Thornburg Intermediate Muni Fund A THIMX 23343 19960620 THORNBURG INTL VAL FD B THGBX 57714 20030318 THORNBURG INTL VALUE FD CL R-5 TIVRX 66601 20050203 Thornburg Intl Value Fd Cl R3 Shs TGVRX 58520 20030716 THORNBURG INV INCM BUILD A TIBAX 57708 20030318 THORNBURG INV INCM BUILD C TIBCX 57709 20030318 Thornburg Inv Incm Builder Fd Cl I TIBIX 62183 20031114 Thornburg Inv Incm Builder Fd Cl R3 Shs TIBRX 66600 20050203 Thornburg Investment Incm Builder Cl R4 TIBGX 82988 20080201 Thornburg Investment Incm Builder Cl R5 TIBMX 78319 20070202 THORNBURG INVT TR LTD TERM LTUCX 57579 20030131 THORNBURG INVT TR LTD TERM THICX 57585 20030131 Thornburg Limited Term Incm Fd Cl R3 Shs THIRX 58522 20030716 Thornburg Limited Term muni Fd Cl A LTMFX 21304 19960620 Thornburg Limited Term muni Fd Cl C LTMCX 21303 19960620 Thornburg Limited Term muni Fd Cl I LTMIX 34989 19981111 Thornburg Limited Term U.S. Gov Fd Cl R3 LTURX 58514 20030716 Thornburg Lt Tm Incm Fd I THIIX 42954 20000131 THORNBURG LT TM US GOVT FD B LTUBX 57712 20030318 THORNBURG LT TM US GOVT FD I LTUIX 57713 20030318 Thornburg Ltd Term Income Fund A THIFX 23342 19960620 THORNBURG N MEX INTER MUNI FD A THNDX 57715 20030318 Thornburg New Mexico Intermed Muni Fd A THNMX 23344 19960620 Thornburg New Mexico IntrmdtMncplFdClI THNIX 78316 20070202 Thornburg New York Intrmdt Mncpl Fd Cl I TNYIX 91731 20100201 Thornburg NY Intermediate Muni Fund THNYX 30993 19971001 Thornburg Strategic Incm Fd Cl A Shs TSIAX 82705 20071227 Thornburg Strategic Incm Fd Cl C TSICX 82706 20071227 Thornburg Strategic Incm Fd Cl I Shs TSIIX 82660 20071220 Thornburg Strtgc Mncpl Incm Fd Cl A TSSAX 89100 20090407 Thornburg Strtgc Mncpl Incm Fd Cl C TSSCX 89101 20090407 Thornburg Strtgc Mncpl Incm Fd Cl I TSSIX 89102 20090407 THORNBURG VAL FD CL R-5 TVRRX 66602 20050203 Thornburg Val Fd Cl R4 TVIRX 78326 20070202 Thornburg Value Fd Cl B TVBFX 44334 20000803 Thornburg Value Fd CL C TVCFX 32225 19971212 Thornburg Value Fd Cl R3 Shs TVRFX 58523 20030716 Thornburg Value Fund A TVAFX 24066 19960628 Thornburg Value Fund Cl I TVIFX 42508 19990405 Threadneedle Asia Pacific Fund Class R5 TAPRX 89904 20090714 Threadneedle Emerging Markets Fd Cl R2 REMRX 89805 20090804 Threadneedle Emerging Markets Fd Cl R5 REMFX 86858 20080729 Threadneedle Glbl Eq Extndd Alph Fd Cl A RTAAX 86878 20080729 Threadneedle Glbl Extndd Alph Fd - Cl C RTACX 86879 20080729 Threadneedle Glbl Extndd Alph Fd - Cl R2 REAOX 86857 20080729 Threadneedle Glbl Extndd Alph Fd - Cl R3 RTNRX 86882 20080729 Threadneedle Glbl Extndd Alph Fd - Cl R4 REYRX 86859 20080729 Threadneedle Glbl Extndd Alph Fd - Cl R5 REAFX 86856 20080729 Threadneedle Global Eq Incm Fd - Cl A RTNAX 86880 20080729 Threadneedle Global Eq Incm Fd - Cl C RTNEX 86881 20080729 Threadneedle Global Eq Incm Fd - Cl R2 RGEOX 86862 20080729 Threadneedle Global Eq Incm Fd - Cl R3 RGETX 86863 20080729 Threadneedle Global Eq Incm Fd - Cl R4 RGEYX 86864 20080729 Thrivent Aggrssv Allctn Fd Cl A TAAAX 67329 20050630 Thrivent Aggrssv Allctn Fd Cl I TAAIX 67330 20050630 Thrivent Bal Fd Cl A AABFX 32629 19980319 Thrivent Bal Fd inst Cl IBBFX 57772 20030328 Thrivent Core bd Fd Cl A AAINX 14274 19960131 Thrivent Core bd Fd inst Cl IIINX 44187 20000131 Thrivent Diversified Incm Plus Cl A AAHYX 42144 19990129 Thrivent Diversified IncmPlus Cl I THYFX 67100 20050516 Thrivent Equity Income Plus Fnd Institti TEIIX 83447 20080304 Thrivent Equity Income Plus FndclsA TEIAX 83446 20080304 Thrivent Government Bond Fund Class A TBFAX 92161 20100226 Thrivent Government Bond Fund Class I TBFIX 92154 20100226 Thrivent High Yield Fd Cl A LBHYX 21247 19960620 Thrivent High Yield Fd inst Cl LBHIX 36942 20000124 Thrivent Incm Fd Cl A LUBIX 21306 19960620 Thrivent Incm Fd inst Cl LBIIX 36941 20000124 Thrivent Large Cap Gr Fd Cl A AAAGX 44432 20000822 Thrivent Large Cap Stock Fd Cl A AALGX 14276 19950630 Thrivent Large Cap Stock Fd inst Cl IILGX 44177 20000630 Thrivent Large Cap Value Fd Cl A AAUTX 14279 19950331 Thrivent Lg Cap Gwth Fd Cl I THLCX 67097 20050516 Thrivent Lg Cap Val, Cl I TLVIX 66932 20050412 Thrivent Limited Maturity Bd Fd Cl I THLIX 67098 20050516 Thrivent Limited Maturity bd Fd Claas A LBLAX 44103 20000131 Thrivent Mdrtly Aggrssv Allctn Cl A TMAAX 67339 20050630 Thrivent Mdrtly Aggrssv Allctn Fnd Cl I TMAFX 67374 20050630 Thrivent Mdrtly Cnsrvtv Allctn Fd Cl A TCAAX 67331 20050630 Thrivent Mdrtly Cnsrvtv Allctn Fd Cl I TCAIX 67332 20050630 Thrivent Mid Cap Gr Fd Cl A LBMGX 32806 19980428 Thrivent Mid Cap Gr Fd inst Cl LBMIX 36940 20000217 Thrivent Mid Cap Stock Fd Cl A AASCX 14278 19960620 Thrivent Mid Cap Stock Fund Class I TMSIX 65143 20050225 Thrivent Moderate Allctn Fd Cl A THMAX 67333 20050630 Thrivent Moderate Allocation Fd Cl I TMAIX 67340 20050630 Thrivent muni bd Fd Cl A AAMBX 14277 19960131 Thrivent Municipal Bd Fd Cl I TMBIX 67104 20050516 Thrivent Partner Int'l Stock Fd Cl I TISFX 67101 20050516 Thrivent Partner Intl Stock Fd Cl A AAITX 14275 19960620 Thrivent Partner Mid Cap Val Fd Cl A TPMAX 67342 20050630 Thrivent Partner Mid Cap Val Fd Cl I TPMIX 67343 20050630 Thrivent Partner Sm Cap Gwth Fd Cl A TPSAX 67344 20050630 Thrivent Partner Sm Cap Gwth Fd Cl I TPGIX 67341 20050630 Thrivent Partner Sm Cap Val Fd Cl I TPSIX 67105 20050516 Thrivent Partner Small Cap Value Fd Cl A AALVX 50164 20011029 Thrivent Partner Worldwide Alcton Fnd Cl TWAAX 83448 20080304 Thrivent Partner Worldwide Allctn Fnd In TWAIX 83449 20080304 Thrivent Real Estate Sec Fd Cl A TREFX 67375 20050630 Thrivent Real Estate Sec Fd Cl I TREIX 67345 20050630 Thrivent Sm Cap Stock Fd Cl I TSCSX 67106 20050516 Thrivent Small Cap Stock Fd Cl A AASMX 22677 19960815 Thunderstorm Value Fd THUNX 82729 20080102 TIAA-CREF Bd Fd Prem TIDPX 90172 20091001 TIAA-Cref Bd Index Fd Instl TBIIX 90045 20090914 TIAA-CREF Bd Index Fd Prem TBIPX 90170 20091001 TIAA-CREF Bd Index Fd Rtl TBILX 90046 20090914 TIAA-CREF Bd Index Fd Rtmt TBIRX 90047 20090914 TIAA-CREF bd Plus Fd inst Cl TIBFX 73119 20060410 TIAA-CREF Bd Plus Fd Prem TBPPX 90094 20091001 TIAA-CREF bd Plus Fd Retail Cl TCBPX 73116 20060410 TIAA-CREF bd Plus Fd Retirement Cl TCBRX 73117 20060410 TIAA-CREF Enhanced Intl Eq IndexFdInstCl TFIIX 82437 20071203 TIAA-CREF Enhanced Lg-CapValIndxFdInstCl TEVIX 82436 20071203 TIAA-CREF Enhanced Lg-CpGwthIndxFdInstCl TLIIX 82440 20071203 TIAA-CREF Eq Index Fd Prem TCEPX 90083 20091001 TIAA-CREF Gwth & Incm Fd Prem TRPGX 90081 20091001 TIAA-CREF High Yield Fd inst Cl TIHYX 73124 20060410 TIAA-CREF High Yield Fd Retail Cl TIYRX 73140 20060410 TIAA-CREF High Yield Fd Retirement Cl TIHRX 73123 20060410 TIAA-CREF High-Yield Fd Prem TIHPX 90092 20091001 TIAA-CREF Inflation-Linked Bd Fd Prem TIKPX 90175 20091001 TIAA-CREF Inst Bd Fd Retail Cl TIORX 73132 20060410 TIAA-CREF Inst Bd Fd Retirement Cl TIDRX 73121 20060410 TIAA-CREF Inst Eq Index Fd Retail Cl TINRX 73131 20060410 TIAA-CREF Inst Eq Index Fd Retirement Cl TIQRX 73133 20060410 TIAA-CREF Inst Gwth & Incm Fd Retail Cl TIIRX 73125 20060410 TIAA-CREF Inst Infltn-Lnkd Bd Fd Ret Cl TIKRX 73126 20060410 TIAA-CREF Inst Int'l Eq Fd Retail Cl TIERX 73122 20060410 TIAA-CREF Inst Lg-Cap Gwth Fd Insti Cl TILGX 73127 20060410 TIAA-CREF Inst Lg-Cap Gwth Fd Retail Cl TIRTX 73134 20060410 TIAA-CREF Inst Lg-Cap Gwth Fd Rtrment Cl TILRX 73128 20060410 TIAA-CREF Inst Socail Chce Eq Fd Rtl Cl TICRX 73120 20060410 TIAA-CREF INSTIT BD FD TIBDX 50409 20011119 TIAA-CREF INSTIT EQ IDX FD TIEIX 50410 20011119 TIAA-CREF INSTIT GRW & INCM FD TIGRX 50412 20011119 TIAA-CREF INSTIT INTL EQ FD TIIEX 50413 20011119 TIAA-CREF INSTIT SOC CHOICE EQ TISCX 50414 20011119 TIAA-CREF INSTL MUT FDS GR&INCM TRGIX 57085 20021219 TIAA-CREF INSTL MUT FDS INFL LIN TIILX 54486 20021003 TIAA-CREF INSTL MUT FDS INFL LNK TCILX 54480 20021003 TIAA-CREF INSTL MUT FDS INTL EQ TCIEX 54479 20021003 TIAA-CREF INSTL MUT FDS INTL EQ TRERX 57084 20021219 TIAA-CREF INSTL MUT FDS INTLEQ I TRIEX 57087 20021219 TIAA-CREF INSTL MUT FDS LCP GR I TRIRX 57088 20021219 TIAA-CREF INSTL MUT FDS LCP VALU TRLCX 57089 20021219 TIAA-CREF INSTL MUT FDS LCPVL IN TRCVX 57083 20021219 TIAA-CREF INSTL MUT FDS LGCAP VA TRLIX 54499 20021003 TIAA-CREF INSTL MUT FDS LGCP GR TILIX 54487 20021003 TIAA-CREF INSTL MUT FDS LGCP VAL TCLCX 54481 20021003 TIAA-CREF INSTL MUT FDS LGCP VAL TILVX 54488 20021003 TIAA-CREF INSTL MUT FDS MIDCAP G TRPWX 54500 20021003 TIAA-CREF INSTL MUT FDS MIDCP GR TCMGX 54482 20021003 TIAA-CREF INSTL MUT FDS MIDCP GR TRGMX 57086 20021219 TIAA-CREF INSTL MUT FDS MIDCP VA TCMVX 54483 20021003 TIAA-CREF INSTL MUT FDS MIDCP VA TIMVX 54490 20021003 TIAA-CREF INSTL MUT FDS MIDCP VL TRVRX 57097 20021219 TIAA-CREF INSTL MUT FDS REAL EST TIREX 54491 20021003 TIAA-CREF INSTL MUT FDS REAL SEC TCREX 54484 20021003 TIAA-CREF INSTL MUT FDS REALEST TRRSX 57092 20021219 TIAA-CREF INSTL MUT FDS S&P 500 TISPX 54495 20021003 TIAA-CREF INSTL MUT FDS S&P500 I TRSPX 57095 20021219 TIAA-CREF INSTL MUT FDS SCAP EQ TRSEX 57094 20021219 TIAA-CREF INSTL MUT FDS SCP BLN TRBIX 57081 20021219 TIAA-CREF INSTL MUT FDS SMCAP BL TISBX 54492 20021003 TIAA-CREF INSTL MUT FDS SMCAP EQ TCSEX 54485 20021003 TIAA-CREF INSTL MUT FDS SMCAP EQ TISEX 54493 20021003 TIAA-CREF INSTL MUT FDS SOCIAL E TRSCX 57093 20021219 TIAA-CREF Int'l Eq Fd Prem TREPX 90084 20091001 TIAA-CREF Int'l Eq Index Fd Prem TRIPX 90180 20091001 TIAA-CREF Lfcycle Idx Retire Inc Fd Rtmt TRCIX 90150 20091001 TIAA-CREF Lfecycle Idx Rtre Inc Fd Instl TRILX 90153 20091001 TIAA-CREF Lfecycle Rtirement Inc Fd Prm TPILX 90089 20091001 TIAA-CREF Lg-Cap Gwth Fd Prem TILPX 90087 20091001 TIAA-CREF Lg-Cap Val Fd Prem TRCPX 90177 20091001 TIAA-CREF Lifecycle 2010 - Retirement Cl TCLEX 64973 20050125 TIAA-CREF Lifecycle 2010 Fd Inst TCTIX 78189 20070118 TIAA-CREF Lifecycle 2010 Fd Prem TCTPX 90091 20091001 TIAA-CREF Lifecycle 2015 - Retirement Cl TCLIX 64975 20050125 TIAA-CREF Lifecycle 2015 Fd Inst TCNIX 78186 20070118 TIAA-CREF Lifecycle 2015 Fd Prem TCFPX 90088 20091001 TIAA-CREF Lifecycle 2020 - Retirement Cl TCLTX 64979 20050125 TIAA-CREF Lifecycle 2020 Fd Inst TCWIX 78190 20070118 TIAA-CREF Lifecycle 2020 Fd Prem TCWPX 90086 20091001 TIAA-CREF Lifecycle 2025 -Retirement Cl TCLFX 64974 20050125 TIAA-CREF Lifecycle 2025 Fd Inst TCYIX 78191 20070118 TIAA-CREF Lifecycle 2025 Fd Prem TCQPX 90085 20091001 TIAA-CREF Lifecycle 2030 - Retirement TCLNX 64976 20050125 TIAA-Cref Lifecycle 2030 Fd Inst TCRIX 78188 20070118 TIAA-CREF Lifecycle 2030 Fd Prem TCHPX 90082 20091001 TIAA-CREF Lifecycle 2035 -Retirement Cl TCLRX 64978 20050125 TIAA-CREF Lifecycle 2035 Fd Inst TCIIX 78185 20070118 TIAA-CREF Lifecycle 2035 Fd Prem TCYPX 90079 20091001 TIAA-CREF Lifecycle 2040 - Retirement Cl TCLOX 64977 20050125 TIAA-CREF Lifecycle 2040 Fd Inst TCOIX 78187 20070118 TIAA-CREF Lifecycle 2040 Fd Prem TCZPX 90080 20091001 TIAA-CREF Lifecycle 2045 Fd Insti Cl TTFIX 82444 20071203 TIAA-CREF Lifecycle 2045 Fd Prem TTFPX 90069 20090928 TIAA-CREF Lifecycle 2045 Fd RetirementCl TTFRX 82445 20071203 TIAA-CREF Lifecycle 2050 Fd Insti Cl TFTIX 82438 20071203 TIAA-CREF Lifecycle 2050 Fd Prem TCLPX 90076 20091001 TIAA-CREF Lifecycle 2050 Fd RetirementCl TLFRX 82439 20071203 TIAA-CREF Lifecycle Index 2010 Fd Instl TLTIX 90135 20091001 TIAA-CREF Lifecycle Index 2010 Fd Premir TLTPX 90136 20091001 TIAA-CREF Lifecycle Index 2010 Fd Rtmt TLTRX 90137 20091001 TIAA-CREF Lifecycle Index 2015 Fd Instl TLFIX 90121 20091001 TIAA-CREF Lifecycle Index 2015 Fd Premir TLFPX 90122 20091001 TIAA-CREF Lifecycle Index 2015 Fd Rtmt TLGRX 90123 20091001 TIAA-CREF Lifecycle Index 2020 Fd Instl TLWIX 90139 20091001 TIAA-CREF Lifecycle Index 2020 Fd Premir TLWPX 90140 20091001 TIAA-CREF Lifecycle Index 2020 Fd Rtmt TLWRX 90141 20091001 TIAA-CREF Lifecycle Index 2025 Fd Instl TLQIX 90133 20091001 TIAA-CREF Lifecycle Index 2025 Fd Premir TLVPX 90138 20091001 TIAA-CREF Lifecycle Index 2025 Fd Rtmt TLQRX 90134 20091001 TIAA-CREF Lifecycle Index 2030 Fd Instl TLHIX 90124 20091001 TIAA-CREF Lifecycle Index 2030 Fd Premir TLHPX 90125 20091001 TIAA-CREF Lifecycle Index 2030 Fd Rtmt TLHRX 90126 20091001 TIAA-CREF Lifecycle Index 2035 Fd Instl TLYIX 90143 20091001 TIAA-CREF Lifecycle Index 2035 Fd Premir TLYPX 90144 20091001 TIAA-CREF Lifecycle Index 2035 Fd Rtmt TLYRX 90145 20091001 TIAA-CREF Lifecycle Index 2040 Fd Instl TLZIX 90146 20091001 TIAA-CREF Lifecycle Index 2040 Fd Premir TLPRX 93344 20091001 TIAA-CREF Lifecycle Index 2040 Fd Rtmt TLZRX 90147 20091001 TIAA-CREF Lifecycle Index 2045 Fd Instl TLXIX 90142 20091001 TIAA-CREF Lifecycle Index 2045 Fd Premir TLMPX 90131 20091001 TIAA-CREF Lifecycle Index 2045 Fd Rtmt TLMRX 90132 20091001 TIAA-CREF Lifecycle Index 2050 Fd Instl TLLIX 90128 20091001 TIAA-CREF Lifecycle Index 2050 Fd Premir TLLPX 90129 20091001 TIAA-CREF Lifecycle Index 2050 Fd Rtmt TLLRX 90130 20091001 TIAA-CREF Lifecycle Index Retire Inc Fd TLIPX 90127 20091001 TIAA-CREF Lifecycle Ret Incm Fd Insti Cl TLRIX 82442 20071203 TIAA-CREF Lifecycle Ret Incm Fd RetailCl TLRRX 82443 20071203 TIAA-CREF Lifecycle Ret Incm Fd RtrmntCl TLIRX 82441 20071203 TIAA-CREF Managed Alloc Fd inst Cl TIMIX 73129 20060410 TIAA-CREF Managed Alloc Fd Retail Cl TIMRX 73130 20060410 TIAA-CREF Managed Alloc Fd Retirement Cl TITRX 73138 20060410 TIAA-CREF Mid-Cap Gwth Fd Prem TRGPX 90179 20091001 TIAA-CREF Mid-Cap Val Fd Prem TRVPX 90178 20091001 TIAA-CREF Real Estate Securities Fd Prem TRRPX 90078 20091001 TIAA-CREF Short-Term bd Fd inst Cl TISIX 73135 20060410 TIAA-CREF Short-Term Bd Fd Prem TSTPX 90171 20091001 TIAA-CREF Short-Term bd Fd Retail Cl TCTRX 73118 20060410 TIAA-CREF Short-Term bd Fd Retirement Cl TISRX 73136 20060410 TIAA-CREF Sm-Cap Eq Fd Prem TSRPX 90176 20091001 TIAA-CREF Social Choice Eq Fd Prem TRPSX 90090 20091001 TIAA-CREF Tax-Exempt bd Fd inst Cl TITIX 73137 20060410 TIAA-CREF Tax-Exempt bd Fd Retail Cl TIXRX 73139 20060410 TIF Global Equity Series Fund TGESX 83857 20080429 Tilson Dividend Fd TILDX 75493 20061011 Tilson Focus Fd TILFX 75494 20061011 TIMOTHY PLAN AGG GRW C TCAGX 62883 20040329 TIMOTHY PLAN AGGR GRO TAAGX 57080 20021219 Timothy Plan CL A TPLNX 23365 19960620 TIMOTHY PLAN CONS GRO TCGAX 54697 20021029 TIMOTHY PLAN CONSERV GRW C TCVCX 62884 20040329 TIMOTHY PLAN FIXED IN TFIAX 54699 20021029 TIMOTHY PLAN FX INCM C TFICX 62885 20040329 Timothy Plan High-Yield Fd Cl A TPHAX 79744 20070510 Timothy Plan High-Yield Fd Cl C TPHCX 79523 20070503 Timothy Plan Int'l Fd Cl A TPIAX 79524 20070503 Timothy Plan Int'l Fd Cl C TPICX 79525 20070503 TIMOTHY PLAN LG MIDCP TLGAX 54701 20021029 TIMOTHY PLAN LG MIDCP TLVAX 54703 20021029 TIMOTHY PLAN LG/MID CAP GRW C TLGCX 62886 20040329 TIMOTHY PLAN LG/MID CAP VAL C TLVCX 62887 20040329 TIMOTHY PLAN SM CAP VAL C TSVCX 62889 20040329 TIMOTHY PLAN STRAT GR TSGAX 54705 20021029 TIMOTHY PLAN STRAT GRW C TSGCX 62888 20040329 TIP Funds Turner Mid-Cap Growth Fd TMGFX 32152 19971121 TIP Midcap Core Portfolio TMCPX 65280 20050308 Tmthy Pln Dfnsv Strtgs Fnd Cls A TPDAX 90591 20091119 Tmthy Pln Dfnsv Strtgs Fnd Cls C TPDCX 90590 20091119 Tocqueville Fund Cl A TOCQX 23363 19960620 Tocqueville Gold Fund TGLDX 35332 19990129 Tocqueville Intl Value Fund TIVFX 24543 19970205 Tocqueville Small-Cap Value Fund TSCVX 24856 19970220 Toews Hedged Emerging Markets Fund THEMX 89343 20090518 Toreador Large Cap Fd Retail Cl TORLX 73522 20060602 Toreador Large Cap Fund - Insti Cl TORZX 89951 20090901 Torray Fund TORYX 23364 19960620 TORRAY INST FD TORRX 48596 20010712 Touchstone Bond Fund A TOBAX 23362 19960620 Touchstone Bond Fund Cl C TODCX 24576 19970207 Touchstone Capital Appreciation Fd Cl A TCFAX 90100 20091001 Touchstone Capital Appreciation Fd Cl C TCACX 90098 20091001 Touchstone Capital Appreciation Fd Cl Y TCAYX 90099 20091001 Touchstone Core Plus Fixed Incm Fd Cl A TCPAX 90101 20091001 Touchstone Core Plus Fixed Incm Fd Cl C TCPCX 90102 20091001 Touchstone Core Plus Fixed Incm Fd Cl Y TCPYX 90104 20091001 Touchstone Diversified Sm Cap Gwth Cl C TDSCX 80709 20070803 Touchstone Diversified Sm Cap Gwth FdClA TDSAX 75237 20060907 Touchstone Diversified Sm Cap Gwth FdClI TDSIX 75238 20060907 TOUCHSTONE EMERG GRWTH FD B TBEGX 47616 20010509 Touchstone Emerging Growth Cl C TOECX 24577 19970207 Touchstone Emerging Growth Fund A TEGAX 23328 19960620 Touchstone Emerging Markets Eq Fd Cl A TEMAX 90109 20091001 Touchstone Emerging Markets Eq Fd Cl C TEFCX 90108 20091001 Touchstone Emerging Markets Eq Fd Cl Y TEMYX 90110 20091001 TOUCHSTONE EQ FD B TEQBX 47617 20010509 Touchstone Equity Fund Cl C TEQCX 30315 19970411 Touchstone Focused Eqty Instnal Cls TFEIX 91348 20100104 Touchstone Focused Equity Class A TFEAX 91346 20100104 Touchstone Focused Equity Class C TFECX 91347 20100104 Touchstone Focused Equity Class Y TFEYX 91349 20100104 Touchstone Global Eq Fd Cl A TGEAX 90113 20091001 Touchstone Global Eq Fd Cl C TGECX 90114 20091001 Touchstone Global Eq Fd Cl Institutional TGFIX 90116 20091001 Touchstone Global Eq Fd Cl Y TGEYX 90115 20091001 Touchstone Global Real Estate Fd Cl A TGAAX 90111 20091001 Touchstone Global Real Estate Fd Cl C TGACX 90112 20091001 Touchstone Global Real Estate Fd Cl Y TRFYX 90152 20091001 Touchstone Growth/Value A TGVFX 34548 19981111 Touchstone GRW VAL FD C TGVCX 42669 20000403 Touchstone Gwth Oppt Cl Y TGVYX 88558 20090202 Touchstone Gwth Oppt Inst Cl TGVVX 88557 20090202 TOUCHSTONE HI YLD A THYAX 45605 20010124 TOUCHSTONE HI YLD C THYCX 45408 20000531 Touchstone High Yield Fd Cl Y THYYX 78318 20070202 Touchstone Hlth Cr and Btchnlgy Fd Cl C THBFX 75728 20061127 Touchstone Int'l Fixed Incm Fd Cl A TIFAX 90117 20091001 Touchstone Int'l Fixed Incm Fd Cl C TIFCX 90118 20091001 Touchstone Int'l Fixed Incm Fd Cl Y TIFYX 90120 20091001 Touchstone International Growth Class A TAIMX 44921 20001115 Touchstone International Growth Class C TCIMX 87424 20081001 Touchstone International Growth Class Y TYIMX 87422 20081001 Touchstone Large Cap Core eq Fd Cl A TENAX 45407 20000630 Touchstone Large Cap Core eq Fd Cl C TENCX 45406 20001219 Touchstone Large Cap Growth Fund A TEQAX 30314 19970411 TOUCHSTONE LG CAP GRWTH I TIQIX 66533 20050203 Touchstone Lg Cap Relative Fd Cl Y TRVYX 90157 20091001 Touchstone Lg Cap Relative Val Fd Cl A TRVAX 90154 20091001 Touchstone Lg Cap Relative Val Fd Cl C TRVCX 90155 20091001 Touchstone Lg Cp Rltv Val Fd Cl Insl TRVIX 90156 20091001 Touchstone Long/Short Eq Fd Cl A TSEAX 90158 20091001 Touchstone Long/Short Eq Fd Cl C TSECX 90159 20091001 Touchstone Long/Short Eq Fd Cl Y TSEYX 90160 20091001 Touchstone Mazama Institutional Gwth Fd TMIGX 82926 20080131 Touchstone Mid Cap Class A TMAPX 79768 20070515 Touchstone Mid Cap Class C TMCJX 79769 20070515 Touchstone Mid Cap Gwth Cl Y TEGYX 88556 20090202 Touchstone Mid Cap Val Fd Cl A TCVAX 90105 20091001 Touchstone Mid Cap Val Fd Cl C TMFCX 90149 20091001 Touchstone Mid Cap Val Fd Cl Y TCVYX 90107 20091001 Touchstone OH Insured Tax Free Cl C TOHCX 30319 19970411 Touchstone Premium Yield Eq Cl A TPYAX 82541 20071205 Touchstone Premium Yield Eq Cl C TPYCX 82542 20071205 Touchstone Premium Yield Eq Cl Y TPYYX 86931 20080820 Touchstone Shrt Duratn Fxd Incm Fd Cl Y TSDYX 89282 20090504 Touchstone Sm Cap Core Fd Cl A TSFAX 90161 20091001 Touchstone Sm Cap Core Fd Cl C TSFCX 90162 20091001 Touchstone Sm Cap Core Fd Cl Y TSFYX 90164 20091001 Touchstone T/F Tr-Ohio Insd A TOHAX 34551 19981111 Tr for Credit Unions Short Duration Port TCUDX 23321 19960620 Tr for Credit Unions Ultra-Short Duratio TCUUX 23320 19960620 Tr for Prfssnl MgrsSnw Captl Oprt FdClC SNOCX 73520 20060602 Tr for Prfssnl Mngrs Appleton GrpPlus Fd AGPLX 67116 20050517 Tr for Professional Managers, Leader Sho LCCMX 67309 20050714 Tr fr Prfsnl Mngrs Cksn Prc Cr Eq Fd CPEQX 67501 20050817 Tr Prfssnl Mgrs Snw Cptl Oprt FdInstCl SNOIX 73521 20060602 Tr Professional Mgrs SnwCptl OprtFdClA SNOAX 73519 20060602 Tranasamerica Partners inst Large Value DIVIX 47377 20010423 TransAmer Partners Small Gr DVSGX 54451 20021003 Transameric Asset Alloc Intermediate Hor DIIHX 47371 20010423 Transamerica AEGON High Yield Bd Cl I TDHIX 90675 20091130 Transamerica AEGON High Yield Bond Cls P THYPX 90623 20091123 Transamerica Asset Alloc - Conservative ICLAX 53043 20020307 Transamerica Asset Alloc - Conservative ICLBX 53044 20020307 Transamerica Asset Alloc - Conservative ICLLX 54918 20021125 Transamerica Asset Alloc - Conservative ICVRX 73555 20060619 Transamerica Asset Alloc - Gr Port - Cl IAALX 54913 20021125 Transamerica Asset Alloc - Gr Port Cl A IAAAX 53039 20020307 Transamerica Asset Alloc - Gr Port Cl B IAABX 53040 20020307 Transamerica Asset Alloc - Moderate Gr P IMLAX 53051 20020307 Transamerica Asset Alloc - Moderate Gr P IMLBX 53052 20020307 Transamerica Asset Alloc - Moderate Gr P IMLLX 44616 20000925 Transamerica Asset Alloc - Moderate Port IMOAX 53055 20020307 Transamerica Asset Alloc - Moderate Port IMOBX 53056 20020307 Transamerica Asset Alloc - Moderate Port IMOLX 54935 20021125 Transamerica Asset Alloc Gr Port Cl R Sh IGWRX 73556 20060619 Transamerica Asset Alloc Intermediate/Lo DILHX 47372 20010423 Transamerica Asset Alloc Long Horizon DILSX 47373 20010423 Transamerica Asset Alloc Moderate Gr Por IMGRX 73558 20060619 Transamerica Asset Alloc Moderate Port C IMDRX 73557 20060619 Transamerica Asset Alloc Short Horizon DISHX 47376 20010423 Transamerica Asset Alloc Short/Intermedi DIHSX 47367 20010423 Transamerica Bal Cl A IBALX 23812 19960628 Transamerica Bal Cl B IBABX 23813 19960628 Transamerica Bal Cl C IBLLX 54916 20021125 Transamerica Bal Cl I TBLIX 90697 20091130 Transamerica Balanced Class P TABPX 90533 20091116 Transamerica Clarion Gbl Real Estate Sec TRSIX 89194 20090501 Transamerica Conservative High-Yield bd IHIYX 20979 19960620 Transamerica Conservative High-Yield bd INCBX 23826 19960628 Transamerica Conservative High-Yield bd INCLX 54936 20021125 Transamerica Diversified Eq Cl I TDEIX 90693 20091130 Transamerica Diversified Equity Class A TADAX 90534 20091116 Transamerica Diversified Equity Class B TADBX 90535 20091116 Transamerica Diversified Equity Class C TADCX 90536 20091116 Transamerica Diversified Equity Class P TADPX 90537 20091116 Transamerica eq Cl T IEQTX 75553 20061031 Transamerica Eq Ptf Cl I TETYX 90673 20091130 Transamerica Flexible Incm Cl A IDITX 20953 19960620 Transamerica Flexible Incm Cl B IFLBX 23822 19960628 Transamerica Flexible Incm Cl C IFLLX 54923 20021125 Transamerica Flexible Incm Cl I TFXIX 90674 20091130 Transamerica Focus Cl A IALAX 44048 20000612 Transamerica Focus Cl B IACBX 42990 20000525 Transamerica Focus Cl C ILLLX 54932 20021125 Transamerica Focus Cl I TFOIX 90690 20091130 Transamerica Focus Class P TAFPX 90539 20091116 Transamerica Gr Opps Cl A ITSAX 47005 20010406 Transamerica Gr Opps Cl B ITCBX 45218 20001130 Transamerica Gr Opps Cl C ITSLX 54944 20021125 Transamerica Growth Opportunities Cls P TGOPX 90540 20091116 Transamerica Gwth Opportunities Cl I TGPIX 90672 20091130 TRANSAMERICA INCOME SHARES INC XTAIX 54343 20020916 Transamerica inst Asset Alloc Intermedia DVLSX 42221 19990623 Transamerica inst Asset Alloc Intermedia DVMSX 24110 19960708 Transamerica inst Asset Alloc Short Hori DVCSX 24105 19960709 Transamerica Institutioal Asset Alloc In DVASX 24104 19960709 Transamerica Institutioal Asset Alloc Sh DVSIX 35946 19990624 Transamerica Jennison Gr Fd Cl I 2 TJNIX 89196 20090501 Transamerica Multi-Manager Alternative S IMUAX 78032 20070103 Transamerica Multi-Manager Alternative S IMUCX 78016 20070103 Transamerica Multi-Manager Intl Fd Cl A IMNAX 72962 20060315 Transamerica Multi-Manager Intl Fd Cl B IMNBX 72963 20060315 Transamerica Multi-Manager Intl Fd Cl C IMNCX 72964 20060315 Transamerica Partners Bal DVIBX 20052 19960620 Transamerica Partners Core bd DVGCX 20050 19960620 Transamerica Partners High Quality bd DVHQX 24107 19960708 Transamerica Partners High-Yield bd DVHYX 36329 19991020 Transamerica Partners Inflation-Protecte DVIGX 24108 19960708 Transamerica Partners inst Core bd DICBX 47364 20010423 Transamerica Partners inst High Quality DIHQX 47483 20010425 Transamerica Partners inst High Yield bd DIHYX 47368 20010423 Transamerica Partners inst Inflation-Pro DIIGX 47370 20010423 Transamerica Partners inst Intl eq DIIEX 47369 20010423 Transamerica Partners inst Large Core DIGIX 47366 20010423 Transamerica Partners inst Large Gr DIEGX 47365 20010423 Transamerica Partners inst Mid Gr DIMGX 53938 20020722 Transamerica Partners inst Mid Value DIMVX 53833 20020628 Transamerica Partners inst Money Market DFINX 53770 20020619 Transamerica Partners inst Small Core DISEX 47374 20010423 Transamerica Partners inst Small Gr DISGX 58419 20030626 Transamerica Partners inst Small Value DIVSX 57793 20030403 Transamerica Partners inst Stock Index DISFX 47375 20010423 Transamerica Partners Intl eq DVIEX 24109 19960708 Transamerica Partners Large Core DVGIX 20051 19960620 Transamerica Partners Large Gr DVEGX 20047 19960620 Transamerica Partners Large Value DVEIX 20048 19960620 Transamerica Partners Mid Gr DVMGX 50043 20011003 Transamerica Partners Mid Value DVMVX 50044 20011003 Transamerica Partners Small Core DVPEX 20053 19960620 Transamerica Partners Small Value DVSVX 54452 20021003 Transamerica Partners Stock Index DSKIX 36448 19991111 Transamerica Short-Term bd Cl A ITAAX 81996 20071102 Transamerica Short-Term bd Cl C ITACX 82338 20071106 Transamerica Short-Term Bd Cl I TSTIX 90704 20091203 Transamerica Sm/Mid Cap Val Cl I TSVIX 90705 20091203 Transamerica Small/Mid Cap Value Cl A IIVAX 47547 20010430 Transamerica Small/Mid Cap Value Cl B IIVBX 47546 20010430 Transamerica Small/Mid Cap Value Cl C IIVLX 54929 20021125 Transamerica Small/Mid Cap Value Cl I 2 TSMVX 89214 20090504 Transamerica WMC Diversified Gr Cl A ITQAX 46975 20010327 Transamerica WMC Diversified Gr Cl B ITQBX 47002 20010406 Transamerica WMC Diversified Gr Cl C ITQLX 54943 20021125 Transamerica WMC Diversified Gr Cl P TAEPX 90538 20091116 Transamerica WMC Emerging Markets Cl I2 TWMCX 91383 20100111 Treadneedle Global Eq Incm Incm Fd Cl R5 RGEFX 86861 20080729 Tri-Continental Corp XTYCX 35023 19981113 Trnsamrica Ast Alctn Cnsrvtve Ptf Cl I TACIX 90687 20091130 Trnsamrica Ast Alctn Gwt Ptf Cl I TAGIX 90686 20091130 Trnsamrica Ast Alctn Mdrte Gwt Ptf Cl I TMGIX 90688 20091130 Trnsamrica Ast Alctn Mdrte Ptf Cl I TMMIX 90689 20091130 Trnsamrica Mlt-Mngr Altrntv Stg Ptf Cl I TASIX 90678 20091130 Trnsamrica Mlti-Mngr Intl Ptf Cl I TMUIX 90676 20091130 TRowe 2015 Retirement Fd Advisor Cl PARHX 80041 20070531 TRowe Price 2005 Retirement Fd Advsr Cl PARGX 80040 20070531 TRowe Price 2005 Retirement Fd R Cl RRTLX 80046 20070531 TRowe Price 2015 Retirement Fd R Cl RRTMX 80047 20070531 TRowe Price 2025 Retirement Fd Advsr Cl PARJX 80042 20070531 TRowe Price 2025 Retirement Fd R Cl RRTNX 80048 20070531 TRowe Price 2035 Retirement Fd Advsr Cl PARKX 80043 20070531 TRowe Price 2035 Retirement Fd R Cl RRTPX 80049 20070531 TRowe Price 2045 Retirement Fd Advsr Cl PARLX 80044 20070531 TRowe Price 2045 Retirement Fd R Cl RRTRX 80050 20070531 TRowe Price 2055 Retirement Fd Advsr Cl PAROX 80045 20070531 TRowe Price 2055 Retirement Fd R Cl RRTVX 80051 20070531 TRUST FOR INV MGRS MCCARTHY IN MGAMX 48710 20010809 TURNER B2B E-COMMERCE FD TBTBX 44662 20001003 Turner Core Gwth Fd Cl II TCGFX 67479 20050801 Turner Emerging Grwth Fnd Instl Cls TMCOX 88927 20090218 Turner Global Opportunities Fd Insti Cl TGLBX 93746 20100513 Turner Global Opportunities Fd Invst Cl TGLPX 93747 20100513 Turner Interntnl Cr Grwth Fd Insti Shs TICGX 78365 20070212 Turner Interntnl Cr Grwth Fnd Invstr Cls TICFX 87744 20081104 Turner Large Cap Gr Fd Cl I TSGEX 44814 20001024 Turner Lg Cap Val Fd TLVFX 67838 20051011 Turner Lrg Cp Grwth Fnd Invstr Shs TSGFX 78368 20070212 Turner Micro-Cap. Growth Fund TMCGX 36096 19990802 TURNER MIDCAP GRW FD II TMIIX 50162 20011018 Turner MidCap Gwth - Insti Cl TMGEX 85630 20080616 Turner Quantitative Brd Mrkt Eq FdInstCl TBMEX 86301 20080701 Turner Quantitative Brd MrktEqFdInvstrCl TBMFX 86302 20080701 Turner Quantttv Lrg Cp Vl Fnd Invstr Cls TLVEX 87754 20081104 Turner Small Cap Equity Fnd Instttnl Cls TSEEX 88922 20090218 Turner Small Cap Equity Fund TSCEX 24067 19960628 TURNER SMALL CAP EQUITY FUND CLASS I TSEIX 53241 20020320 Turner Spectrum Fund - Institutional Cla TSPEX 89303 20090514 Turner Spectrum Fund - Investor Class TSPCX 89302 20090514 Turner Spectrum Fund C Class TSCCX 89776 20090720 Turner Top 20 Fd TTOPX 36174 19990908 TV US Lg Cap Aggressive Fd Cl A TVAAX 93715 20100506 TV US Lg Cap Agressive Fd Cl F-1 TVFAX 93696 20100504 TV US Lg Cap Defensive Fd Cl A TVDAX 93695 20100504 TV US Lg Cap Defensive Fd Cl F-1 TVFDX 93697 20100504 TV US Lg Cap Market Fd Cl A TVMAX 93699 20100504 TV US Lg Cap Market Fd Cl F-1 TVFMX 93698 20100504 Twdy Brwn Glbl Vlu Fd II Currncy Unhdgd TBCUX 90446 20091026 Tweedy Browne Global Value TBGVX 1933 19940617 Tweedy Browne Value Fd TWEBX 23395 19960620 Tweedy Browne Wrldwd Hgh Dvdnd Yld Vl Fd TBHDX 81174 20070905 Twentieth Century Growth Adv CL TCRAX 32307 19980113 Twentieth Century Growth Insl CL TWGIX 32308 19980113 Twentieth Century Heritage Insl CL ATHIX 32310 19980113 U.S. Gbl Invs Fd, Eastern European Fd EUROX 32113 19971029 U.S. Gbl Invs Fd, Global Emerging Market GEMFX 65260 20050307 U.S. Gbl Invs Fd, Holmes Gr Fd ACBGX 14293 19960620 U.S. Glbl Invstrs Wrld Prcs Mnrls Fd Ins UNWIX 92112 20100304 U.S. Global Leaders Growth USGLX 34991 19981111 U.S. Government Plus ProFds Cl A GVPQX 78939 20070326 U.S. Vector Eq Portfolio DFVEX 72641 20060131 UAM Acadian Emerging Market Port AEMGX 14379 19960620 UAM Analytic Short Term Gov't Fd Cl A ANSTX 42170 19990322 UAM Fund Inc TS & W Equity Port TSWEX 23389 19960620 UAM Fund Inc TS & W Fixed Income Port TSWFX 23390 19960620 UAM Fund Inc TS & W Int'l Equity Port TSWIX 23391 19960620 UAM Fund Inc. - ICM Small Company Port ICSCX 20940 19960620 UAM Fund Inc. McKee Int'l Equity Port MKIEX 21577 19960620 UAM Rice Hall James Small Cap Port RHJSX 24069 19960628 UBS Absolute Return Bond Fund Class A BNRAX 67007 20050504 UBS Absolute Return Bond Fund Class C BNRCX 67008 20050504 UBS Absolute Return Bond Fund Class Y BNRYX 67009 20050504 UBS Dynamic Alpha A BNAAX 66573 20050203 UBS Dynamic Alpha B BNABX 66574 20050203 UBS Dynamic Alpha C BNACX 66575 20050203 UBS Dynamic Alpha Y BNAYX 66576 20050203 UBS Gbl bd Fd Cl C BNDCX 58700 20030807 UBS Global Frontier Fd Cl A BGFAX 80654 20070801 UBS Global Frontier Fd Cl C BGFCX 80655 20070801 UBS Global Frontier Fd Cl Y BGFYX 80610 20070727 UBS Intl eq Fd Cl B BNIBX 58701 20030807 UBS Pace Alrntvs Strtgs Invstmnts Cl A PASIX 73242 20060411 UBS Pace Altrntvs Strtgs Invstmnts Cl C PASOX 73165 20060417 UBS Pace Altrntvs Strtgs Invstmnts Cl P PASPX 73166 20060417 UBS Pace Altrntvs Strtgs Invstmnts Cl Y PASYX 87042 20080327 UBS Pace Gbl Real Estate Securities Inv PREAX 78034 20070103 UBS Pace Gbl Real Estate Securities Inv PREEX 75888 20061221 UBS Pace Gbl Real Estate Securities Inv PREQX 78240 20070125 UBS Pace Global Rl Est Scrts Inv Cl Y PREYX 88087 20081226 UBS Pace High Yield Investments Cl A PHIAX 73508 20060530 UBS Pace High Yield Investments Cl C PHYCX 88444 20090121 UBS Pace High Yield Investments Cl P PHYPX 73167 20060417 UBS Pace High Yield Investments Cl Y PHDYX 88088 20081226 UBS U.S. Eq Alpha Fd Cl A BEAAX 63760 20060925 UBS U.S. Eq Alpha Fd Cl C BEACX 63793 20060925 UBS U.S. Eq Alpha Fd Cl Y BEAYX 63801 20060925 UBS U.S. Large Cap eq Fd Cl A BNEQX 36057 19990721 UBS U.S. Large Cap eq Fd Cl B BNQBX 50341 20011109 UBS U.S. Large Cap eq Fd Cl C BNQCX 50617 20011224 UBS U.S. Large Cap eq Fd Cl Y BPEQX 14631 19960620 UBS U.S. Large Cap Value eq Fd Cl A BNVAX 50869 20020129 UBS U.S. Large Cap Value eq Fd Cl B BNVBX 50346 20011114 UBS U.S. Large Cap Value eq Fd Cl C BNVCX 62261 20031205 UBS U.S. Large Cap Value eq Fd Cl Y BUSVX 48694 20010803 UBS US Mid Cap Gwth Eq Cl A BMDAX 73042 20060406 UBS US Mid Cap Gwth Eq Cl C BMDDX 73183 20060426 Ultra Bear Profund URPIX 32972 19980527 Ultra Bull Profund Service Shrs ULPSX 35213 19981216 Ultra China ProFund Service Class UGPSX 82993 20080206 Ultra Europe Profund Svc UEPSX 36298 19991018 ULTRA JAPAN PROFD SVC UJPSX 45339 20001211 Ultra Mid Cap Profund Inv UMPIX 42142 20000323 Ultra NASDAQ-100 ProFd Inv Cl UOPIX 32587 19980311 Ultra NASDAQ-100 ProFd Service Cl UOPSX 32973 19980527 Ultra Short China ProFund Investor Class UHPIX 82994 20080205 Ultra Short China ProFund Service Class UHPSX 82995 20080205 Ultra Short Japan ProFds Investor Cl UKPIX 73012 20060329 Ultra Short Japan ProFds Service Cl UKPSX 73013 20060329 Ultra Short NASDAQ-100 ProFd Inv Shares USPIX 34117 19980810 Ultra Sm Cap Profund Inv UAPIX 42134 20000320 Ultrabear Pro URPSX 32361 19980122 Ultrabull Profund ULPIX 32692 19980401 UltraEmerging Markets ProFd Investor Cl UUPIX 73219 20060426 UltraEmerging Markets ProFd Service Cl UUPSX 73220 20060426 UltraInt'l ProFd Investor Cl UNPIX 73184 20060426 UltraInt'l ProFd Service Cl UNPSX 73185 20060426 UltraLatin America ProFund Investor Cl UBPIX 81937 20071025 UltraLatin America ProFund Service Cl UBPSX 81938 20071025 UltraShort Emerging Markets Investor Cl UVPIX 73228 20060426 UltraShort Emerging Markets Service Cl UVPSX 73248 20060426 UltraShort Int'l ProFd Investor Cl UXPIX 73249 20060426 UltraShort Int'l ProFd Service Cl UXPSX 73250 20060426 UltraShort Latin Amrc PrFd Invstr Cl UFPIX 81924 20071022 UltraShort Latin Amrc PrFd Srvc Cl UFPSX 81925 20071022 UltraShort NASDAQ-100 ProFd Service Cl USPSX 82996 20040220 Undiscovered Mgrs Behav Gr Inv UBRRX 42014 20000302 UNDISCOVERED MGRS BEHAV GRW A UBGAX 64143 20040609 UNDISCOVERED MGRS BEHAV GRW B UMGBX 64148 20040609 UNDISCOVERED MGRS BEHAV GRW C UBGCX 64144 20040609 UNDISCOVERED MGRS BEHAV VAL A UBVAX 64145 20040609 UNDISCOVERED MGRS BEHAV VAL B UBVBX 64146 20040609 UNDISCOVERED MGRS BEHAV VAL C UBVCX 64147 20040609 Undiscovered Mgrs Behav Val In UBVLX 42012 20000302 Undiscovrd Mgrs Behavior Growth Fd Instl UBRLX 35380 19990209 Unified Series Tr, Roosevelt Multi-Cap F BULLX 57915 20030505 Uniplan Re Inv Fd Retail FFREX 42779 20000331 United Accumulative Fund UNACX 23436 19960620 United Asset Strategy Fund UNASX 23437 19960620 United Assoc S&p 500 Idx I UASPX 42601 20000324 UNITED ASSOC S&P 500 IDX II UAIIX 44874 20001110 United Bond Fund UNBDX 6659 19911115 United Continental Income Fund UNCIX 23439 19960620 United Gov Securities Fund UNGVX 23444 19960620 United High Income Fund UNHIX 23445 19960620 United Int'l Growth Fund UNCGX 23438 19960620 United Muni Bond Fund UNMBX 23447 19960620 United Muni High Income Fd UMUHX 23435 19960620 United New Concepts Fd B UNEBX 42584 20000327 United New Concepts Fd Y UNEYX 42585 20000327 United New Concepts Fund UNECX 23441 19960620 United Science & Tech Fd B USTBX 36931 20000216 United Science & Tech Fd Y USTFX 36587 19991216 United Science & Technology Fund Cl A UNSCX 23448 19960620 United Services All Amer Equity Fund GBTFX 20699 19960620 United Small Cap Fd Inc Cl A UNSAX 36472 19991118 United Vangard Fund Cl A UNVGX 23449 19960620 UNIVERSAL INST CORE PL FI II UCFIX 64098 20040526 Universal inst Fd Core Plus Fixed Incm P UFIPX 45951 20010125 Universal inst Fd Emerging Mkts Debt Por UEMDX 45959 20010125 Universal inst Fd Emerging Mkts eq Port UEMEX 45950 20010125 Universal inst Fd Mid Cap Gr Port Cl I S UMGPX 45935 20010124 Universal inst Fd U.S. Real Estate Port UUSRX 45933 20010124 UNIVERSAL INST GI FRANCHISE II UGIIX 58465 20030709 UNIVERSAL INST INTL MAGNUM UIMPX 45949 20010125 UNIVERSAL INST MID CAP GRW II UMGTX 64086 20040520 UNIVERSAL INST SM CO GRW II USIIX 58467 20030709 UNIVERSAL INSTL FDS INC EM MKT D UEDBX 57720 20030320 UNIVERSAL INSTL FDS INC EMER MKT UEMBX 57721 20030320 UNIVERSAL INSTL FDS INC US REAL USRBX 57722 20030320 Universial Insti Fds, Inc. Cap Gr Ptf Cl UEGIX 64084 20040520 Universial Insti Fds,Inc. Cap Gr Cl II S UEGTX 64085 20040520 Unvrsl Inst FdsGlbl Rl Estate PtfCl IISh UGETX 73350 20060504 UPRIGHT GROWTH FUND UPUPX 50946 20020225 US Gbl Gold and Precious Metals Fd USERX 6206 19860102 US GBL INV TXFR NEARX 54138 20020807 US Gbl Invs Fd China Region Fd USCOX 23456 19960620 US Gbl Invs Fd, Global MegaTrends Fd MEGAX 21248 19960620 US Gbl Invs Fd, World Precious Minerals UNWPX 6213 19880223 US Glbl Invstrs Glbl MgTrnds FdInstClShs MEGIX 92095 20100304 US Glbl Invsts Glbl Rsrcs Fd Inst Cl Shs PIPFX 92101 20100304 US Global Investors Fund PSPFX 22673 19960620 US Global US Tax Free Fund USUTX 23469 19960620 US ProFunds Ultra China ProFund UGPIX 44340 20000807 USAA Global Opportunities Fd UGOFX 87064 20080820 USAA Managed Allocation Fund UMAFX 92111 20100304 USAA Mutual Fds Tr Aggressive Gr Fd USAUX 6159 19860102 USAA Mutual Fds Tr Balance Strategy Fd USBSX 24071 19960628 USAA Mutual Fds Tr CA bd Fd USCBX 23455 19960620 USAA Mutual Fds Tr Cap Gr Fd USCGX 44878 20001109 USAA Mutual Fds Tr Cornerstone Strategy USCRX 6157 19860102 USAA Mutual Fds Tr Emerging Markets Fd USEMX 23457 19960620 USAA Mutual Fds Tr Extended Market Index USMIX 44880 20001109 USAA Mutual Fds Tr First Start Gr Fd UFSGX 32190 19971204 USAA Mutual Fds Tr FL Tax Free Incm Fd. UFLTX 23406 19960620 USAA Mutual Fds Tr GNMA Tr USGNX 23459 19960620 USAA Mutual Fds Tr Gr & Incm Fd USGRX 23460 19960620 USAA Mutual Fds Tr Gr and Tax Strategy F USBLX 23452 19960620 USAA Mutual Fds Tr Gr Fd USAAX 6158 19860102 USAA Mutual Fds Tr High-Yield Opps Fd USHYX 36305 19991018 USAA Mutual Fds Tr Incm Fd USAIX 1979 19940110 USAA Mutual Fds Tr Incm Stock Fd USISX 23463 19960620 USAA Mutual Fds Tr Intermediate-Term bd USIBX 36242 19990929 USAA Mutual Fds Tr Intl Fd USIFX 1970 19940119 USAA Mutual Fds Tr Nasdaq 100 Index Fd USNQX 44881 20001109 USAA Mutual Fds Tr NY bd Fd USNYX 23464 19960620 USAA Mutual Fds Tr Precious Metals and M USAGX 6216 19880714 USAA Mutual Fds Tr S&P 500 Index Fd Memb USSPX 24072 19960628 USAA Mutual Fds Tr S&P 500 Index Fd Rewa USPRX 53592 20020521 USAA Mutual Fds Tr Science & Technology USSCX 30971 19971001 USAA Mutual Fds Tr Short-Term bd Fd A USSBX 23466 19960620 USAA Mutual Fds Tr Small Cap Stock Fd USCAX 36212 19990921 USAA Mutual Fds Tr Tax Exempt Intermedia USATX 6217 19881216 USAA Mutual Fds Tr Tax Exempt Long-Term USTEX 23468 19960620 USAA Mutual Fds Tr Tax Exempt Short Term USSTX 6218 19881216 USAA Mutual Fds Tr Total Ret Strategy Fd USTRX 66663 20050307 USAA Mutual Fds Tr VA bd Fd USVAX 23470 19960620 USAA Mutual Fds Tr Value Fd UVALX 50163 20011018 USAA Mutual Fds Tr World Gr Fd USAWX 23450 19960620 USAA Target Retirement 2020 Fund URTNX 87503 20081014 USAA Target Retirement 2030 Fd URTRX 87299 20080909 USAA Target Retirement 2040 Fd URFRX 87156 20080829 USAA Target Retirement 2050 Fd URFFX 87380 20080925 USAA Target Retirement Income Fund URINX 88001 20081215 USFS Fds Limited Duration Government Fd USLDX 90818 20091216 USFS Fds Tactical Asset Allocation Fd USFSX 90685 20091130 UTC NORTH AMERICAN FUND UTCNX 36231 19990322 UTILITIES ULTRA SECT PROFD INV UTPIX 45317 20001208 UTILITIES ULTRA SECT PROFDS SV UTPSX 44652 20000929 V KAM ASIAN EQUITY FD CL B MSBAX 66624 20041231 VALIC Comapny I Science & Technology Fd VMIDX 75280 20060907 VALIC Company I Asset Allocation Fd VCAAX 75252 20060907 VALIC Company I Blue Chip Gwth Fd VCBCX 75253 20060907 VALIC Company I Broad Cap Val Incm Fd VBCVX 75251 20060907 VALIC Company I Cap Conservation Fd VCCCX 75255 20060907 VALIC Company I Core Eq Fd VCCEX 75256 20060907 VALIC Company I Core Val Fd VCIGX 75292 20060907 VALIC Company I Foreign Val Fd VCFVX 75257 20060907 VALIC Company I Glbl Eq Fd VCGEX 75259 20060907 VALIC Company I Glbl Strategy Fd VGLSX 75275 20060907 VALIC Company I Government Securities Fd VCGSX 75261 20060907 VALIC Company I Gwth & Incm Fd VCGAX 75258 20060907 VALIC Company I Health Sciences Fd VCHSX 75262 20060907 VALIC Company I Inflation Protected Fd VCTPX 75273 20060907 VALIC Company I Int'l Gwth I Fd VCSRX 75270 20060907 VALIC Company I Intl Equities Fd VCIEX 75264 20060907 VALIC Company I Intl Government Bond Fd VCIFX 75265 20060907 VALIC Company I Money Mkt I Fd VCHYX 75263 20060907 VALIC Company I Nasdaq 100 Idx Fd VCNIX 75266 20060907 VALIC 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75267 20060907 VALIC Company Ii Mdrt Gwth Lfstyl Fd VMGLX 75279 20060907 VALIC Company II Mid Cap Gwth Fd VAMGX 75249 20060907 VALIC Company II Money Mkt II Fd VCINX 75293 20060907 VALIC Company II Sm Cap Gwth Fd VASMX 75250 20060907 VALIC Company II Sm Cap Val Fd VMSGX 75281 20060907 VALIC Company II Socially Responsible Fd VMCVX 75278 20060907 VALIC Company II Stgc Bd Fd VCSTX 75271 20060907 Valley Forge Fund VAFGX 23472 19960620 Value Discovery Fund WBVDX 30561 19970625 Value Line Aggressive Income Fund VAGIX 6630 19900606 Value Line Asset Allocation Fund VLAAX 23541 19960620 Value Line Convertible Fd Inc VALCX 6239 19860102 Value Line Emerging Opport Fund VLEOX 24813 19970220 Value Line Fund VLIFX 6631 19900606 Value Line Income Fund VALIX 6633 19900606 Value Line Larger Companies Fd VALLX 6214 19860102 Value Line New York Tax Exempt Trust VLNYX 23543 19960620 Value Line Special Fund VALSX 6634 19900606 Value Line Tax-Exempt Fd VLHYX 6632 19900606 Value Line US Gov't Securities Fund VALBX 6635 19900606 Van Eck Emerging Markets Fd Cl Y EMRYX 93637 20100503 Van Eck Emerging Markets Fd I EMRIX 82801 20080107 Van Eck Fd Emerging Markets Fd C EMRCX 58948 20031007 Van Eck Fd Intl Invs Gold Fd C IIGCX 58949 20031007 Van Eck Global Balanced Fund Cl A GBFAX 20695 19960620 Van Eck Global Hard Assets Fd Cl Y GHAYX 93639 20100503 Van Eck Global Hard Assets Fd I GHAIX 75296 20060911 Van Eck Global Hard Assets Fund Cl A GHAAX 20733 19960620 Van Eck Global Hard Assets Fund Cl C GHACX 30089 19970311 Van Eck Int'l Gold Fund Cl A INIVX 6726 19930608 Van Eck Int'l Investors Gold Fd Cl Y INIYX 93646 20100503 Van Eck Int'l Investors Gold Fd I INIIX 75669 20061106 Van Eck Multi-Manager Alternatives Fd A VMAAX 89474 20090605 Van Eck Multi-Manager Alternatives Fd I VMAIX 89475 20090605 Van Eck Multi-Manager Alternatvs Fd Cl Y VMAYX 93700 20100506 Van Kampen 2010 Retirement Strgy FndClsI VRAIX 87625 20081028 Van Kampen 2015 Retirement Strgy FndClsA VRBAX 87619 20081028 Van Kampen 2015 Retirement Strgy FndClsC VRBCX 87620 20081028 Van Kampen 2015 Retirement Strgy FndClsI VRBIX 87621 20081028 Van Kampen 2015 Retirement Strgy FndClsR VRBRX 87622 20081028 Van Kampen 2020 Retirement Strgy FndClsI VRCIX 87617 20081028 Van Kampen 2025 Retirement Strgy FndClsA VRDAX 87611 20081028 Van Kampen 2025 Retirement Strgy FndClsC VRDCX 87612 20081028 Van Kampen 2025 Retirement Strgy FndClsI VRDIX 87613 20081028 Van Kampen 2025 Retirement Strgy FndClsR VRDRX 87614 20081028 Van Kampen 2030 Retirement Strgy FndClsI VREIX 87658 20081028 Van Kampen 2035 Retirement Strgy FndClsA VRFAX 87601 20081028 Van Kampen 2035 Retirement Strgy FndClsC VRFCX 87602 20081028 Van Kampen 2035 Retirement Strgy FndClsI VRFIX 87603 20081028 Van Kampen 2035 Retirement Strgy FndClsR VRFRX 87604 20081028 Van Kampen 2040 Retirement Strgy FndClsI VRGIX 87595 20081023 Van Kampen 2045 Retirement Strgy FndClsA VRHAX 87597 20081023 Van Kampen 2045 Retirement Strgy FndClsC VRHCX 87598 20081023 Van Kampen 2045 Retirement Strgy FndClsI VRHIX 87599 20081023 Van Kampen 2045 Retirement Strgy FndClsR VRHRX 87600 20081028 Van Kampen 2050 Retirement Strgy FndClsI VRIIX 87607 20081028 Van Kampen Core Gwth Cl B VCOBX 86375 20080630 Van Kampen Core Gwth Cl C VCOCX 86376 20080630 Van Kampen Core Gwth Cl I VCOIX 86377 20080630 Van Kampen Equity Growth Fund Cl A VEGAX 35115 19981120 Van Kampen Equity Growth Fund Cl B VEGBX 35116 19981120 Van Kampen Equity Growth Fund Cl C VEGCX 42123 20000317 Van Kampen Equity Growth Fund Class I VEGIX 67524 20050815 VAN KAMPEN EURO EQ FD C VEECX 44862 20001103 Van Kampen Fd FDP Srs Incl C MCVVX 67822 20051011 Van Kampen Global Gwth Cl A VGGAX 85533 20080603 Van Kampen Global Gwth Cl B VGGBX 85534 20080603 Van Kampen Global Gwth Cl C VGGCX 85535 20080603 Van Kampen Global Gwth Cl I VGGIX 85536 20080603 Van Kampen In Retirement Strtgy Fnd ClsI VIRIX 87629 20081028 Van Kampen Val FDP Fd FDP Srs Inc Cl A MDVVX 67826 20051011 Van Kampen Val FDP Fd FDP Srs Inc Cl B MBVVX 67818 20051011 Van Kampen Val FDP Fd FDP Srs Inc Cl I MAVVX 67814 20051011 Vanghan Nelson Small Cap Value Fd Cl A NEFJX 24512 19970205 VANGUARD 500 IDX ADM SH VFIAX 44902 20001113 Vanguard 500 Index Fd Signal Shares VIFSX 75482 20061006 Vanguard 500 Index Fund VFINX 6038 19870326 Vanguard Asset Alloc VAARX 48718 20010813 Vanguard Asset Allocation Fund VAAPX 14170 19960201 VANGUARD BAL IDX FD INST SH VBAIX 45234 20001130 VANGUARD BAL IDX FD-ADM SH VBIAX 44900 20001113 Vanguard Bal Indx Fd Sgnl Shrs VBASX 75155 20060828 Vanguard Balanced Index Fund VBINX 23482 19960620 Vanguard Bond Market Fund VBMFX 6623 19900604 VANGUARD CA INSRD INT TM TE AD VCADX 50357 20011114 VANGUARD CA INSRD LG TM TE ADM VCLAX 50358 20011114 Vanguard CA Tax-Fr Insured Intermed Term VCAIX 23487 19960620 Vanguard CA Tax-Free Insured Long Term VCITX 23492 19960620 VANGUARD CAP OPPORT ADMIRAL VHCAX 50364 20011114 VANGUARD CAP VAL FD VCVLX 50670 20011224 VANGUARD CON DISCRET IDX ADMRL VCDAX 62576 20040202 VANGUARD CON STAPLES IDX ADMRL VCSAX 62577 20040202 Vanguard Convertible Securities Fund VCVSX 6265 19900227 Vanguard Developed Markets Fund Inst VIDMX 42906 20000717 Vanguard Developed Markets Index Fund VDMIX 42580 20000717 Vanguard Diversified Eq Fd Investor Shrs VDEQX 67181 20050610 Vanguard Dvdnd Apprctn Indx Fd Invtr Shs VDAIX 73352 20060504 VANGUARD EMERG MKTS STK IDX IN VEMIX 45926 20010123 Vanguard Emerging Markets Index Fund VEIEX 14090 19950912 Vanguard Emerging Markets Stock Index Fd VEMAX 73654 20060626 Vanguard Emerging Mrkts Stck Indx Fd Sgn VERSX 78123 20070116 VANGUARD ENERGY FD ADMIRAL VGELX 50361 20011114 Vanguard Energy Fund VGENX 6049 19870901 VANGUARD ENERGY INDEX FD ADM VENAX 64993 20050125 Vanguard Equity Inc VEIRX 48719 20010813 Vanguard Equity Income Fund VEIPX 6258 19890808 Vanguard Euro Stk Index Inst VESIX 44024 20000531 Vanguard European Stk Inx VEUSX 48720 20010813 VANGUARD EXPLORER FD ADMIRAL VEXRX 50359 20011114 Vanguard Explorer Fund VEXPX 6668 19911227 Vanguard Explorer Val Fd VEVFX 92795 20100330 Vanguard Ext Dur Trsry Idx Fd Ins Pls Sh VEDIX 82417 20071126 Vanguard Ext Dur Trsry Idx Fd Insti Shs VEDTX 82418 20071126 VANGUARD EXTEND MKT IDX ADM SH VEXAX 44901 20001113 Vanguard Extended Market Index Fund VEXMX 6039 19910118 Vanguard Extended Market Index Fund Inst VIEIX 35004 19981111 Vanguard Extended Mrkt Indx Fd Sgnl Shrs VEMSX 75157 20060828 VANGUARD FINCL IDX ADMIRAL VFAIX 62578 20040202 Vanguard Fixed-Income Securities VFSIX 32052 19971016 VANGUARD FL INSRD LG TM TE ADM VFLRX 50360 20011114 Vanguard Florida Insured Tax-Free Fund VFLTX 23501 19960620 Vanguard FTSE Social Index Fd inst Shs VFTNX 57976 20030506 Vanguard FTSE Social Index Fd Inv Shares VFTSX 44339 20000808 VANGUARD GNMA FD ADMIRAL SHS VFIJX 46418 20010221 Vanguard GNMA Fund VFIIX 6037 19870406 VANGUARD GROWTH & INCM FD ADM VGIAX 47652 20010516 Vanguard Growth & Income Port VQNPX 6741 19930811 Vanguard Growth Equity Fund VGEQX 23370 19960620 Vanguard Growth Index Fund VIGRX 6709 19930311 Vanguard Growth Index Fund Inst VIGIX 34100 19980803 VANGUARD GRWTH IDX ADM SH VIGAX 44913 20001113 Vanguard Gwth Index Fd Signal Shrs VIGSX 80014 20070530 VANGUARD HEALTHCARE FD ADM VGHAX 50362 20011114 VANGUARD HEALTHCARE IDX ADMRL VHCIX 62579 20040202 VANGUARD HI YLD CORP ADMIRAL VWEAX 50370 20011114 VANGUARD HI YLD TX EX ADMIRAL VWALX 50369 20011114 Vanguard Hi-Yield Bond Fund VWEHX 6184 19890710 Vanguard High Dvdnd Yld Indx FdInvstrShs VHDYX 75707 20061117 Vanguard Horizon Capital Opportunity Fd VHCOX 14086 19950905 Vanguard Horizon Global Equity Fund VHGEX 14088 19950901 VANGUARD IN TOT STK MKT IDX PL VITPX 47830 20010608 VANGUARD INDUSTRIALS INDEX FD VINAX 64994 20050125 VANGUARD INFLAT PROT SEC INST VIPIX 62310 20031217 Vanguard Inflation Protected Securities VIPSX 42586 20000717 Vanguard Infltn Prtctd Sec Fd Admrl Shrs VAIPX 67180 20050610 VANGUARD INFO TECH IDX ADMIRL VITAX 62580 20040202 VANGUARD INST TOT STK MKT IDX VITNX 50116 20011003 Vanguard Institutional 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ADMRL VLCAX 62583 20040202 VANGUARD LG CAP IDX INST VLISX 62584 20040202 VANGUARD LG CAP IDX INVEST VLACX 62581 20040202 Vanguard Lg Cap Index Fd Signal Shrs VLCSX 80015 20070530 VANGUARD LG TM TX EX ADMIRAL VWLUX 46416 20010221 Vanguard LifeStrategy - Conservat Growth VSCGX 14177 19960202 Vanguard LifeStrategy - Growth VASGX 14174 19960201 Vanguard LifeStrategy - Income VASIX 14178 19960202 Vanguard LifeStrategy - Moderate Growth VSMGX 14176 19960202 Vanguard Long-Term Bd Index Fd Insti Shs VBLLX 72744 20060131 Vanguard Long-Term Bond Index Fund VBLTX 23484 19960620 Vanguard Long-Term Inv Gr Fd Inv Shrs VWESX 6051 19871113 Vanguard LT Corporate Bd Index Fd Inst VLCIX 90651 20091123 Vanguard LT Corporate Bd Index Fd Signal VLTCX 90638 20091123 Vanguard LT Cp Admiral VWETX 46451 20010223 Vanguard LT Government Bd Idx Fd Inst VLGIX 90646 20091123 Vanguard LT Govt Bd Index Fd Signal VLGSX 90642 20091123 VANGUARD LT TM TX EX ADMIRAL VMLUX 46555 20010319 Vanguard LT Tr Admiral VUSUX 46453 20010223 VANGUARD LTD TERM FED ADMIRAL VSGDX 46323 20010215 Vanguard Market Neutral Fd Insti Shs VMNIX 82544 20071205 Vanguard Market Neutral Fd Investor Shs VMNFX 82543 20071205 Vanguard Mass Tax-Exempt Fund VMATX 35434 19990210 VANGUARD MATERIALS IDX ADMRL VMIAX 62585 20040202 Vanguard Md-Cap Gwth Indx Fd Invstr Shrs VMGIX 75158 20060828 Vanguard Md-Cap Val Indx Fd Invstr Shrs VMVIX 75159 20060828 Vanguard Mega Cap 300 Inx Fd Instl Sh VMCTX 82700 20071227 Vanguard Mega Cp300 Gwth Inx Fd Insti Sh VMGAX 82711 20071227 Vanguard Mega Cp300Val IdxFd Instrtnl Sh VMVLX 82701 20071227 VANGUARD MID CAP IDX ADMIRAL VIMAX 50365 20011114 Vanguard Mid Cap Index Fd Signal Shares VMISX 78933 20070326 Vanguard Mid-Cap Index Fund VIMSX 32984 19980528 Vanguard Mid-Cap Index Fund Inst VMCIX 34148 19980817 Vanguard Mngd Pyot Dstrbt Fcs Fd InvstSh VPDFX 83783 20080421 Vanguard Mngd Pyot Gwth&DstrbtFdInvstSh VPGDX 83784 20080421 Vanguard Mngd Pyout Gwth Fcs Fd InvsShs VPGFX 83785 20080421 Vanguard Morgan Growth Fund VMRGX 6045 19870407 VANGUARD MORGAN GRWTH FD ADM VMRAX 47653 20010516 Vanguard Mrtgage-Bckd Scrts Idx Fd Sgnl VMBSX 90639 20091123 Vanguard Mrtgge-Bckd Scrts Idx Fd Inst VMBIX 90644 20091123 Vanguard Muni Bond Fd (Ltd Term) VMLTX 23548 19960620 Vanguard Muni Bond Fund - Long Term VWLTX 23582 19960620 Vanguard Muni Bond Fund - Short Term VWSTX 6241 19890118 Vanguard Muni Bond Intermed Term Port VWITX 6240 19890118 Vanguard Municipal Bond High Yield Port VWAHX 6054 19871113 VANGUARD NJ INSRD LG TM TE ADM VNJUX 47654 20010516 Vanguard NJ Tax-Free Insured Long Term VNJTX 23556 19960620 VANGUARD NY INSRD LG TM TE ADM VNYUX 47655 20010516 Vanguard NY Tax-Free Insured Long Term VNYTX 23560 19960620 Vanguard OH Tax-Free Insured Long Term VOHIX 23561 19960620 VANGUARD PA INSRD LG TM TE ADM VPALX 47656 20010516 Vanguard PA Tax-Fr Insured Long-Term Pt VPAIX 23564 19960620 Vanguard Pac Stk Inx VPADX 48721 20010813 Vanguard Pacific Stk Indx Inst VPKIX 44033 20000531 Vanguard Pacific Stock Index Fund VPACX 6643 19901101 Vanguard Pacific Stock Indx Fd Sgnl Shs VPASX 80016 20070530 Vanguard Precious Metals and Mining Fd VGPMX 6046 19870715 VANGUARD PRIMECAP ADMIRAL VPMAX 50366 20011114 Vanguard PRIMECAP Core Fd VPCCX 64586 20041209 Vanguard PRIMECAP Fund VPMCX 6740 19930811 VANGUARD REIT IDX ADMIRAL VGSLX 50363 20011114 VANGUARD REIT IDX INST VGSNX 62256 20031205 Vanguard REIT Index Fd Signal Shs VGRSX 80012 20070530 Vanguard Selected Value Port VASVX 24085 19960628 VANGUARD SH TM CORP FD ADMIRAL VFSUX 46419 20010221 Vanguard Short Term Corporate Fund VFSTX 6264 19900227 Vanguard Short Term Gov't Bond Fund VSGBX 6266 19900227 Vanguard Short-Term Bond Index Fund VBISX 23483 19960620 Vanguard Short-Term Treasury Fund VFISX 23496 19960620 VANGUARD SHT TM BD IDX ADMIRAL VBIRX 50355 20011114 VANGUARD SHT TM TX EX ADMIRAL VWSUX 46556 20010228 Vanguard Sm Cap Grw Idx Inst VSGIX 44091 20000620 VANGUARD SM CAP IDX ADM SH VSMAX 44914 20001113 Vanguard Sm Cap Index Fd Signal Shares VSISX 75811 20061211 Vanguard Sm Cap Val Idx Inst VSIIX 44092 20000620 Vanguard Small Cap Index Fund NAESX 6041 19910118 Vanguard Small-Cap Growth Index Fund VISGX 32985 19980528 Vanguard Small-Cap Index Fund Inst'l VSCIX 35005 19981111 Vanguard Small-Cap Value Index Fund VISVX 32986 19980528 Vanguard Specialized Dividend Growth VDIGX 6719 19930330 Vanguard Specialized Health Care Port VGHCX 6050 19870901 Vanguard Specialized REIT Index Port VGSIX 24082 19960628 Vanguard ST Corporate Bd Index Fd Inst VSTBX 90650 20091123 Vanguard ST Corporate Bd Index Fd Signal VSCSX 90648 20091123 Vanguard ST Government Bd Index Fd Inst VSBIX 90649 20091123 Vanguard ST Govt Bd Index Fd Signal VSBSX 90637 20091123 Vanguard ST Tr Admiral VFIRX 46452 20010223 Vanguard STAR Fund VGSTX 6641 19901101 Vanguard Strategic Eq Fd VSEQX 14085 19950901 Vanguard Strctrd LgCp Eq Fd Inst PLUS Sh VSLPX 73489 20060516 Vanguard Strctrd LgCp Eq Fd Insti Shs VSLIX 73488 20060516 Vanguard Strctrd LgCp Vl Fd Inst PLUSShs VSLVX 78201 20070119 Vanguard Structured Brd Mrkt Fd Inst Shs VSBMX 75463 20061005 Vanguard Structured LgCp Vl Fd Inst Shs VSEVX 78200 20070119 Vanguard Target Retirement 2005 Fd VTOVX 62084 20031027 Vanguard Target Retirement 2010 Fd VTENX 73707 20060607 Vanguard Target Retirement 2015 Fd VTXVX 62087 20031027 Vanguard Target Retirement 2020 Fd VTWNX 73709 20060607 Vanguard Target Retirement 2025 Fd VTTVX 62086 20031027 Vanguard Target Retirement 2030 Fd VTHRX 73708 20060607 Vanguard Target Retirement 2035 Fd VTTHX 62085 20031027 Vanguard Target Retirement 2040 Fd VFORX 73706 20060607 Vanguard Target Retirement 2045 Fd VTIVX 62083 20031027 Vanguard Target Retirement 2050 Fd VFIFX 73705 20060607 Vanguard Target Retirement Incm Fd VTINX 62082 20031027 Vanguard Tax Managed - Balanced Port VTMFX 23574 19960620 Vanguard Tax-Managed Capital App Fd Inst VTCIX 35641 19990322 Vanguard Tax-Managed Capital App Fund VMCAX 23546 19960620 Vanguard Tax-Managed Growth & Inc Fund VTGIX 24225 19980622 Vanguard Tax-Managed Growth & Inc Inst VTMIX 35701 19990406 Vanguard Tax-Managed International Fund VTMGX 36160 19990831 Vanguard Tax-Managed Small-Cap Fund VTMSX 35753 19990414 VANGUARD TELECOMM SVCS INDX FD VTCAX 64995 20050125 VANGUARD TOT BD MKT ADMIRAL VBTLX 50356 20011114 VANGUARD TOT STK MK IDX ADM SH VTSAX 44915 20001113 Vanguard Total Bond Market Index Fd Inst VBTIX 23486 19960620 Vanguard Total Bond Market Inst Pls Shrs VBMPX 91780 20100208 Vanguard Total International Index Fund VGTSX 24083 19960628 Vanguard Total Stock Market Index Fund VTSMX 23577 19960620 Vanguard Total Stock Market Index Inst'l VITSX 24224 19980622 Vanguard Ttl Bd Mkt Indx Fd Sgnl Shrs VBTSX 75156 20060828 Vanguard Ttl Stock Mkt Indx Fd Sgnl Shrs VTSSX 75160 20060828 Vanguard Ttl World Stk Index Fd Inst Shs VTWIX 86273 20080627 Vanguard Ttl Wrld Stk Indx Fd Invstr Shs VTWSX 86274 20080627 VANGUARD TX MNGD CAP APP ADM VTCLX 50367 20011114 VANGUARD TX MNGD INTL FD INST VTMNX 46755 20010314 Vanguard Tx Mngd Sm Cap Inst VTSIX 44093 20000620 Vanguard U S Value Fund VUVLX 42723 20000407 Vanguard US Growth Port VWUSX 6263 19900103 Vanguard US Gwth VWUAX 48723 20010813 Vanguard US Treasury Bond Port VUSTX 6262 19891214 VANGUARD UTILITIES IDX ADMRL VUIAX 62586 20040202 VANGUARD VAL IDX ADM SH VVIAX 44916 20001113 Vanguard Val Index Fd Signal Shrs VVISX 80017 20070530 Vanguard Value Index Fund VIVAX 6708 19930311 Vanguard Value Index Fund Inst VIVIX 35140 19981203 VANGUARD WELLESLEY INCM FD ADM VWIAX 47658 20010516 Vanguard Wellesley Income Fund VWINX 6047 19870819 Vanguard Wellington Fund VWELX 6042 19870227 VANGUARD WELLINGTON FUND ADM VWENX 47657 20010516 VANGUARD WHITEHALL FDS INC VINEX 54013 19990113 VANGUARD WHITEHALL FDS INC VMGRX 54016 20020722 VANGUARD WINDSOR ADMIRAL SHS VWNEX 50371 20011114 Vanguard Windsor Fund VWNDX 6043 19870406 VANGUARD WINDSOR FUND II ADM VWNAX 47659 20010516 Vanguard Windsor II VWNFX 6044 19870406 Vanguard World Fund Int'l Growth VWIGX 6048 19880714 Vantagepoint 500 Stock Index Cl Ii VPSKX 35766 19990422 Vantagepoint 500 Stock Index Fund Cl I VPFIX 35618 19990317 Vantagepoint Aggressive Opportunities Fu VPAOX 35607 19990317 Vantagepoint Asset Allocation Fund VPAAX 35608 19990317 Vantagepoint Broad Market Index Cl Ii VPBMX 35763 19990422 Vantagepoint Broad Market Index Fund Cl VPMIX 35609 19990317 Vantagepoint Core Bond Index Cl Ii VPCDX 35764 19990422 Vantagepoint Core Bond Index Fund Cl I VPCIX 35610 19990317 Vantagepoint Discovery Fd VPDSX 81964 20071030 Vantagepoint Diversified Assets Fd VPDAX 81963 20071030 Vantagepoint Equity Income Fund VPEIX 35611 19990317 Vantagepoint Growth & Income Fund VPGIX 35612 19990317 Vantagepoint Growth Fund VPGRX 35613 19990317 Vantagepoint Inflation Protected Securit VPTSX 35617 19990317 Vantagepoint International Fund VPINX 35614 19990317 Vantagepoint Low Duration bd Fd VPIPX 57817 20030403 Vantagepoint Mid/Sm Co Idx Ii VPMSX 42778 20000414 Vantagepoint Milestone 2010 Fd VPRQX 64543 20041231 Vantagepoint Milestone 2015 Fd VPRPX 64542 20041231 Vantagepoint Milestone 2020 Fd VPROX 64541 20041231 Vantagepoint Milestone 2025 Fd VPRNX 64540 20041231 Vantagepoint Milestone 2030 Fd VPRMX 64590 20050104 Vantagepoint Milestone 2035 Fd VPRLX 64539 20041231 Vantagepoint Milestone 2040 Fd VPRKX 64538 20041231 Vantagepoint Milestone 2045 Fund VPRJX 90946 20100104 Vantagepoint Milestone Retirement Incm F VPRRX 64544 20041231 VANTAGEPOINT MODEL ALL EQ GRW VPAGX 47883 20010619 VANTAGEPOINT MODEL CONSERV GRW VPCGX 45559 20001229 VANTAGEPOINT MODEL LG TM GRW VPLGX 45640 20010108 VANTAGEPOINT MODEL SAV ORIENTD VPSOX 45556 20001229 VANTAGEPOINT MODEL TRAD GRW VPTGX 45555 20001229 Vantagepoint Overseas Equity Index Cl Ii VPOEX 35765 19990422 Vantagepoint Overseas Equity Index Fund VPOIX 35616 19990322 Vantagepoint Select Val Fd VPSVX 81965 20071030 Vaughan Nelson Sm Cap Val Fd Cl Y NEJYX 75222 20060907 Vaughan Nelson Small Cap Value Fd Cl B NEJBX 24731 19970210 Vaughan Nelson Small Cap Value Fd Cl C NEJCX 32148 19971120 Vaughan Nelson Value Oprtnty Fnd Class A VNVAX 87686 20081031 Vaughan Nelson Value Oprtnty Fnd Class C VNVCX 87687 20081031 Vaughan Nelson Value Oprtnty Fnd Class Y VNVYX 87688 20081031 Veracity Sm Cap Val Fd Cl I VSVIX 67346 20050718 Verocity Small Cap Value Fd VSCVX 64291 20040722 VICE FUND VICEX 54341 20020916 Victoria 1522 Fund Advisor Class VMDAX 87591 20081024 Victoria 1522 Fund Institutional Class VMDIX 87592 20081024 Victory Bal Fd Cl I Shares VBFIX 81364 20070919 VICTORY BALANCED FD CL C VBFCX 57571 20030305 Victory Balanced Fund Cl A SBALX 22873 19960620 Victory Convertible Fd Cl A SBFCX 22883 19960620 Victory Core bd Fd Cl A SIMIX 23060 19960620 Victory Core Bd Fd Cl I Shares VCBIX 81365 20070919 Victory Diversified Stock Fd Cl I Shares VDSIX 81366 20070919 Victory Diversified Stock Fund Cl A SRVEX 23173 19960620 Victory Estab Val Fd A VETAX 42958 20000518 Victory Established Value Fund Cls I Shs VEVIX 92113 20100304 Victory Fd for Incm Cl A IPFIX 21004 19990322 Victory Global Equity Fund Class A Shs VPGEX 92279 20100318 Victory Global Equity Fund Class C Shs VPGCX 92280 20100318 Victory Global Equity Fund Class I Shs VPGYX 92278 20100318 Victory Insti Fds,Insttnl Dvrsfd Stk Fd VIDSX 66872 20050404 Victory Int'l Fd Cl A Shs VIAFX 87876 20081124 Victory Int'l Fd Cl C Shs VICFX 87877 20081124 Victory Int'l Fd Cl I Shs VIIFX 87878 20081124 Victory Int'l Select Fd Cl A Shs VISFX 87879 20081124 Victory Int'l Select Fd Cl C Shs VISKX 87881 20081124 Victory Int'l Select Fd Cl I Shs VISIX 87880 20081124 Victory Invstmnt Grd Cnvrtbl FdCl I Shrs VICIX 81367 20070919 Victory Large Cap Gr Fd Cl A VFGAX 62454 20040113 Victory Large Cap Gr Fd Cl C VFGCX 62455 20040113 Victory Large Cap Gr Fd Cl R VFGRX 62456 20040113 Victory Nat'l Muni Bond Fund Cl A VNMAX 23557 19960620 Victory OH muni bd Fd Cl A SOHTX 23122 19960620 Victory Sm Cmpny Oprtunity Fd Cl I Shrs VSOIX 81368 20070919 Victory Small Company Opportunity Fd Cl GOGFX 20759 19960620 Victory Small Company Opportunity Fd Cl SSGSX 23186 19990331 Victory Special Val Fd Cl I Shares VSPIX 81369 20070919 VICTORY SPECIAL VALUE FD CL C VSVCX 57574 20030305 Victory Special Value Fund Cl A SSVSX 23201 19960620 Victory Stk Index Fd G VINGX 36850 20000204 Victory Stock Index Fd Cl A SSTIX 23198 19960620 Victory Val Fd Cl I Shares VVFIX 81370 20070919 VICTORY VALUE FD C VVFCX 57575 20030305 Victory Value Fd Cl A SVLSX 23266 19960620 VIKING LG CAP VAL FD VLVAX 50117 20011003 VIKING MUT FDS SMCAP VA VSVAX 58102 20030522 VIKING TX FR FD FOR MT VMTTX 50118 20011003 VIKING TX FR FD FOR ND VNDFX 50119 20011003 VILLERE BALANCED FD VILLX 47194 20010405 Virginia Tax Free Bond Fund PRVAX 22639 19960620 Virtus AlphaSector Alloc Fd Cl A PSWAX 58692 20030805 Virtus AlphaSector Allocation Fd Cl I VAAIX 90210 20091002 Virtus AlphaSector Rotation Fd Cl A PWBAX 58694 20030805 Virtus AlphaSector Rotation Fd Cl C PWBCX 58695 20030805 Virtus AlphaSector Rotation Fd Cl I VARIX 90207 20091002 Virtus Alternatives Diversifier Fd Cl A PDPAX 72269 20051201 Virtus Alternatives Diversifier Fd Cl C PDPCX 72270 20051201 Virtus Alternatives Diversifier Fd Cl I VADIX 90208 20091002 Virtus Bal Alloc Cl C PBCIX 73690 20060626 Virtus Bal Alloc Fd Cl A HIBZX 45316 20000327 Virtus Bal Alloc Fd Cl I Shs HIBLX 30254 19970325 Virtus Bal Fd Cl A PHBLX 22356 19960620 Virtus Bal Fd Cl B PBCBX 22189 19960620 Virtus Bal Fd Cl C PSBCX 66982 20050421 Virtus bd Fd Cl A SAVAX 42909 20000121 Virtus bd Fd Cl B SAVBX 42908 20000121 Virtus bd Fd Cl C SAVCX 42946 20000121 Virtus bd Fd Cl I SAVYX 24382 19961213 Virtus CA Tax Exempt bd Fd Cl A CTESX 14888 19960620 Virtus CA Tax-Exempt bd Fd Cl I CTXEX 75354 20061002 Virtus Core eq Cl C PICCX 73732 20060626 Virtus Core eq Fd Cl A HGRZX 45315 20000626 Virtus Core eq Fd Cl I Shs HGRIX 20854 19960620 Virtus Disciplined Small Cap Value Fd Cl HSVZX 45300 20000626 Virtus Disciplined Small-Cap Opportunity POCZX 73669 20060626 Virtus Disciplined Small-Cap Oppty Fd Cl HSCIX 20904 19960620 Virtus Disciplined Small-Cap Value Cl C PCCZX 73691 20060626 Virtus Disciplined Small-Cap Value Fd Cl HSCVX 30257 19970325 Virtus Emerging Market Opportunties Cl C PICEX 73667 20060627 Virtus Emerging Markets Opportunties Fd HEMZX 45313 20001208 Virtus Emerging Markets Opportunties Fd HIEMX 30749 19980622 Virtus Foreign Opps Fd Cl A JVIAX 1967 19940119 Virtus Foreign Opps Fd Cl C JVICX 62050 20031017 Virtus Foreign Opps Fd Cl I JVXIX 73477 20060516 Virtus Gbl Infrastructure Fd Cl A PGUAX 64537 20050105 Virtus Gbl Infrastructure Fd Cl C PGUCX 66569 20050203 Virtus Gbl Infrastructure Fd Cl I PGIUX 85595 20080609 Virtus Gbl Opps Fd Cl A NWWOX 22042 19960620 Virtus Gbl Opps Fd Cl B WWOBX 23681 19960620 Virtus Gbl Opps Fd Cl C WWOCX 42881 20000511 Virtus Global Real Estate Sec Fd Cl A VGSAX 88972 20090303 Virtus Global Real Estate Sec Fd Cl C VGSCX 88970 20090303 Virtus Global Real Estate Sec Fd Cl I VGISX 88971 20090303 Virtus Gr & Incm Fd Cl A PDIAX 32346 19980122 Virtus Gr & Incm Fd Cl I PXIIX 82398 20071115 Virtus Gr and Incm Fd Cl B PBGIX 32772 19980421 Virtus Gr and Incm Fd Cl C PGICX 34036 19980713 Virtus Greater European Opprtnts Fd Cl C VGECX 89183 20090422 Virtus Grtr Asia ex Jpn Opprtnts Fd Cl C VGACX 89174 20090422 Virtus High Yield Fd Cl A PHCHX 22359 19960620 Virtus High Yield Fd Cl B PHCCX 58459 20030620 Virtus High Yield Fd Cl C PGHCX 42883 20000121 Virtus High Yield Incm Cl C PYHCX 73672 20060626 Virtus High Yield Incm Fd Cl A HHYZX 64082 20040520 Virtus High Yield Incm Fd Cl I Shs HHYIX 54407 20020930 Virtus inst Bd Fd Cl X PXMBX 23953 19960628 Virtus inst Bd Fd Cl Y PYMBX 32617 19980317 Virtus Intermediate Gov Bd Cl I Shs HIGIX 30256 19970325 Virtus Intermediate Gov bd Fd Cl HIGZX 45296 20000131 Virtus Intermediate Tax-Exempt Bd Fd A HIXZX 46305 20010131 Virtus Intermediate Tax-Exempt Cl C PCXIX 73693 20060626 Virtus Intermediate Tx E Bd Cl I Shs HIXIX 20862 19960620 Virtus Intl Real Estate Securities Fd Cl PXRAX 81573 20071002 Virtus Intl Real Estate Securities Fd Cl PXRCX 81574 20071002 Virtus Intl Real Estate Securities Fd Cl PXRIX 81575 20071002 Virtus Market Neutral Fd Cl A EMNAX 21788 19980611 Virtus Market Neutral Fd Cl B EMNBX 24130 19980617 Virtus Market Neutral Fd Cl C EMNCX 21792 19980611 Virtus Market Neutral Fd Cl I VIMNX 90219 20091002 Virtus Mid-Cap Core Fund Class A VMACX 89523 20090623 Virtus Mid-Cap Core Fund Class C VMCCX 89524 20090623 Virtus Mid-Cap Core Fund Class I VIMCX 89522 20090623 Virtus Mid-Cap Gr Fd Cl A PHSKX 22377 19960620 Virtus Mid-Cap Gr Fd Cl B PSKBX 22660 19960620 Virtus Mid-Cap Gr Fd Cl C PSKCX 46551 20010228 Virtus Mid-Cap Gr Fd Cl I PICMX 81616 20071004 Virtus Mid-Cap Value Fd Cl A FMIVX 42223 19990329 Virtus Mid-Cap Value Fd Cl C FMICX 64741 20050125 Virtus Mid-Cap Value Fd, Cl I PIMVX 83505 20080312 Virtus Multi Sector Short Term bd Fd Cl PMSTX 58184 20030627 Virtus Multi-Sector Fixed Incm Fd Cl A NAMFX 21821 19960620 Virtus Multi-Sector Fixed Incm Fd Cl B NBMFX 21851 19960620 Virtus Multi-Sector Fixed Incm Fd Cl C NCMFX 36549 19991231 Virtus Multi-Sector Fixed Incm Fd Cl I VMFIX 90215 20091002 Virtus Multi-Sector Short Term bd Fd Cl NARAX 23948 19960628 Virtus Multi-Sector Short Term bd Fd Cl PBARX 23949 19960628 Virtus Multi-Sector Short Term bd Fd Cl PIMSX 85596 20080609 Virtus Multi-Sector Short Term bd Fd Cl PSTCX 34092 19980729 Virtus Quality Large-Cap Value Fd Cl A PPTAX 67465 20050729 Virtus Quality Large-Cap Value Fd Cl C PPTCX 67466 20050729 Virtus Quality Large-Cap Value Fd Cl I PIPTX 85597 20080609 Virtus Quality Small-Cap Fd Cl A PQSAX 73759 20060628 Virtus Quality Small-Cap Fd Cl C PQSCX 73760 20060628 Virtus Quality Small-Cap Fd Cl I PXQSX 73761 20060629 Virtus Real Estate Securities Cl A PHRAX 22373 19960620 Virtus Real Estate Securities Fd Cl B PHRBX 23954 19960628 Virtus Real Estate Securities Fd Cl C PHRCX 58633 20030730 Virtus Real Estate Securities Fd Cl I PHRIX 78058 20070103 Virtus Senior Floating Rate Fd Cl A PSFRX 82982 20080131 Virtus Senior Floating Rate Fd Cl C PFSRX 82941 20080131 Virtus Senior Floating Rate Fd Cl I PSFIX 82981 20080131 Virtus Short/Intermediate bd Cl C PCMZX 73692 20060626 Virtus Short/Intermediate Bd Fd Cl A HIMZX 46123 20010131 Virtus Short/Intermediate Bd Fd Cl I Shs HIBIX 20856 19960620 Virtus Small Cap Opportunity Fd Cl A HSCZX 45299 20000626 Virtus Small Cap Sustainable Gr Fd Cl C PSGCX 73812 20060711 Virtus Small-Cap Core Fd Cl A PKSAX 54294 20020904 Virtus Small-Cap Core Fd Cl B PKSBX 54295 20020904 Virtus Small-Cap Core Fd Cl C PKSCX 54296 20020904 Virtus Small-Cap Core Fd Cl I PKSFX 32665 19980327 Virtus Small-Cap Gr Fd Cl A PAMAX 32033 19971002 Virtus Small-Cap Gr Fd Cl B PSMGX 32486 19980217 Virtus Small-Cap Gr Fd Cl C PEMCX 32487 19980217 Virtus Small-Cap Sustainable Gr Fd Cl A PSGAX 73811 20060711 Virtus Small-Cap Sustainable Gr Fd Cl I PXSGX 73762 20060629 Virtus Strategic Gr Fd Cl A PSTAX 22674 19960620 Virtus Strategic Gr Fd Cl B PBTHX 23955 19960628 Virtus Strategic Gr Fd Cl C SSTFX 36548 20000103 Virtus Strategic Gr Fd Cl I PLXGX 75359 20061002 Virtus Tactical Alloc Fd Cl B NBINX 21848 19960620 Virtus Tactical Alloc Fd Cl C POICX 42876 20000510 Virtus Tactical AllocFd Cl A NAINX 21817 19960620 Virtus Tax Exempt bd Fd Cl A HXBZX 46590 20010131 Virtus Tax-Exempt bd Cl C PXCZX 73671 20060626 Virtus Tax-Exempt Bd Fd Cl I Shs HXBIX 20916 19960620 Virtus Value eq Fd Cl A HIEZX 45295 20000327 Virtus Value eq Fd Cl C PIQCX 73668 20060626 Virtus Value eq Fd Cl I HEQIX 20852 19960620 Virtus Wealth Guardian -Cl C PSWCX 58693 20030805 Vista Short Term Bond Fund TRSBX 23374 19960620 Vista Short Term Bond Fund A HSTGX 20908 19960620 Vngrd Erpn Stck Indx Fd Sgnl Shs VESSX 75481 20061006 Vngrd FTSE All-WldEx-USSml-CpIxFdInstShs VFSNX 89072 20090320 Vngrd FTSE All-WrldEx-USSml-CpIxFdInvShs VFSVX 89071 20090320 Vngrd FTSE AllWrld exUS IndxFd InvstrShs VFWIX 78900 20070314 Vngrd FTSE AllWrldexUS Indx Fd InstiShs VFWSX 78901 20070314 Vngrd Shrt Trm Bd Indx Fd Sgnl Shrs VBSSX 78932 20070326 Vngrd Strctrd Brd Mrkt Fd Inst PLUS Shs VSBPX 75464 20061005 Vngrd Strctrd LgCp Gwth Fd Inst PLUS Shs VSGPX 75465 20061005 Vngrd Strctrd LgCp Gwth Fd Inst Shs VSTLX 75466 20061005 Vngrd Strtgc SmCp Eq Fd Invstr Shrs VSTCX 73225 20060420 Volumetric Fd VOLMX 23562 19960620 Vrts Grtr Asia ex Jpn Opprtnts Fd Cl A VGAAX 89173 20090422 Vrts Grtr Asia ex Jpn Opprtnts Fd Cl I VGAIX 89175 20090422 Vrts Grtr Erpn Opprtnts Fd Cl A VGEAX 89182 20090422 Vrts Grtr European Opprtnts Fd Cl I VGEIX 89184 20090422 Vulcan Value Partners Fund VVPLX 90947 20091230 Vulcan Value Partners Small Cap Fund VVPSX 90948 20091230 W Fargo SIFE Trust CL C SIFCX 30524 19970616 W.P. Stewart & Co. Gr Fd, Inc WPSGX 30787 19970819 WA Mutual Invs Fd, Inc., Cl 529-F-1 Shs CWMFX 53183 20020314 WACHOVIA BLUE CHIP VAL A WBCAX 47107 20010308 WADDELL & REED ADV ACCUM B WAABX 45037 20001122 WADDELL & REED ADV ACCUM C WAACX 45038 20001122 WADDELL & REED ADV ACCUM Y WAAYX 45039 20000615 WADDELL & REED ADV AST STRAT B WBASX 45090 20001122 WADDELL & REED ADV AST STRAT C WCASX 45096 20001122 WADDELL & REED ADV AST STRAT Y WYASX 45111 20000914 WADDELL & REED ADV BD B WBABX 45089 20000113 WADDELL & REED ADV BD C WCABX 45095 20000113 WADDELL & REED ADV BD Y WYABX 45110 20000113 WADDELL & REED ADV CONT INCM B WACBX 45040 20000316 WADDELL & REED ADV CONT INCM C WACCX 45041 20000316 WADDELL & REED ADV CONT INCM Y WACYX 45081 20000316 Waddell & Reed Adv Core Fund A UNCMX 23440 19960620 WADDELL & REED ADV CORE INV C WCCIX 45097 20001122 WADDELL & REED ADV CORE INVESTMENT Y UNIYX 23446 19960620 WADDELL & REED ADV GLBL BD B WGBBX 45102 20000127 WADDELL & REED ADV GLBL BD C WGBCX 45103 20000127 WADDELL & REED ADV GLBL BD Y WGBYX 45104 20000127 Waddell & Reed Adv Global Bd Fd Cl A UNHHX 24070 19960628 WADDELL & REED ADV GOV SEC B WGVBX 45105 20000127 WADDELL & REED ADV GOV SEC C WGVCX 45106 20000127 WADDELL & REED ADV GOV SEC Y WGVYX 45107 20000127 WADDELL & REED ADV HI INCM B WBHIX 45091 20000113 WADDELL & REED ADV HI INCM C WCHIX 45098 20000113 WADDELL & REED ADV HI INCM Y WYHIX 45112 20000113 WADDELL & REED ADV INTL GRW B WAIBX 45082 20001122 WADDELL & REED ADV INTL GRW C WAICX 45083 20001122 WADDELL & REED ADV INTL GRW Y WAIYX 45084 20001122 WADDELL & REED ADV MUN HI IN B WBMHX 45093 20000127 WADDELL & REED ADV MUN HI IN C WCMHX 45209 20000127 WADDELL & REED ADV MUNI BD B WBMBX 45092 20000113 WADDELL & REED ADV MUNI BD C WCMBX 45099 20000113 WADDELL & REED ADV NEW CON C WNCCX 45108 20001122 WADDELL & REED ADV SCI/TECH C WCSTX 45100 20001122 Waddell & Reed Adv Sm Cap B WRSBX 44426 20000821 WADDELL & REED ADV SM CAP C WSCCX 45109 20001122 WADDELL & REED ADV SM CAP Y WRSYX 44615 20000925 WADDELL & REED ADV TX MNG EQ A WTEAX 44917 20001114 WADDELL & REED ADV TX MNG EQ B WBTMX 45094 20001122 WADDELL & REED ADV TX MNG EQ C WCTMX 45101 20001122 Waddell & Reed Adv Vanguard B WRVBX 44428 20000821 WADDELL & REED ADV VANGUARD C WAVCX 45087 20001122 WADDELL & REED ADV VANGUARD Y WAVYX 45088 20001122 Waddell & Reed Advisors Core Investment UNIBX 42692 20000404 Waddell & Reed Advisors Energy Fd Cl B WEGBX 73247 20060406 Waddell & Reed Advisors Energy Fd Cl C WEGCX 73142 20060410 Waddell & Reed Advisors Energy Fd Cl Y WEGYX 73143 20060410 Waddell & Reed advs sel Dividend Opportu WDVAX 58490 20030827 Waddell & Reed advs sel Dividend Opps Fd WDVBX 58491 20030827 Waddell & Reed advs sel Dividend Opps Fd WDVCX 58492 20030827 Waddell & Reed advs sel Dividend Opps Fd WDVYX 58493 20030827 Waddell & Reed advs sel Value Fd Cl A WVAAX 45631 20010108 Waddell & Reed advs sel Value Fd Cl B WVABX 45632 20010108 Waddell & Reed advs sel Value Fd Cl C WVACX 45602 20010108 Waddell & Reed advs sel Value Fd Cl Y WVAYX 45603 20010108 Waddell & Reed Energy Fd Cl A WEGAX 73141 20060410 WADDELL&REED INVESTED PORTFOBALANCED WBLAX 54383 20020920 WADDELL&REED INVESTED PORTFOCONSERV WICAX 54389 20020920 WADDELL&REED INVESTED PORTFOGROWTH P WAGRX 54380 20020920 Wade Core Destination Fd Investor Cl WADEX 87925 20081202 WALDEN BBT INTL SOCIAL IDX FD WISIX 75140 20060725 Walden Small Cap Innovations Fund WASOX 87668 20081030 Walden Social Balanced WSBFX 35957 19990624 Walden Social Equity WSEFX 35958 19990624 Wall St Fund WALLX 23589 19960620 Walthausen Sm Cap Val Fd WSCVX 89346 20090518 Wanger advs Tr - Wanger Intl sel WAFFX 46825 20010316 Wanger advs Tr - Wanger sel WATWX 46826 20010316 Wanger Intl WSCAX 32896 19980515 Wanger USA WUSAX 32907 19980515 Warburg Pincus Capital Apprec Fund Ser 2 WCATX 23596 19960620 Warburg Pincus Capital Appreciation Fund CUCAX 14896 19960620 Warburg Pincus Emerging Markets Port WPETX 36949 20000217 Wasatch - 1st Source Incm eq Fd FMIEX 24127 19961001 Wasatch - 1st Source Incm Fd FMEQX 24128 19961001 Wasatch - 1st Source Long/Short Fd FMLSX 58737 20030822 Wasatch Aggressive Equity Fund WAAEX 14188 19960308 Wasatch Emerging Mkts Sm Cap Fd WAEMX 81576 20071002 WASATCH FDS INC WAIGX 54018 20020722 WASATCH GLBL TECH FD WAGTX 45874 20010119 Wasatch Global Opportunities Fd WAGOX 87810 20081117 Wasatch Growth Fund WGROX 14138 19951120 WASATCH HERITAGE GRW FD WAHGX 64208 20040621 Wasatch Heritage Val Fd WAHVX 81017 20070904 WASATCH INTL OPPTYS FUND WAIOX 66603 20050203 WASATCH MICRO CAP VAL FD WAMVX 58657 20030731 Wasatch Micro-Cap WMICX 14096 19950915 Wasatch Micro-Cap Value Fund WMCVX 32794 19980428 Wasatch Mid-Cap Fund WAMCX 14095 19950915 Wasatch Strategic Incm Fd WASIX 72792 20060207 Wasatch-Hoisington US Treasury WHOSX 30535 19970616 Washington Mtl Invstrs Fd Inc Cl F2 Sh WMFFX 87033 20080801 WASHINGTON MUT INVS FD INC CL R-1 S RWMAX 53745 20020607 WASHINGTON MUT INVS FD INC CL R-2 S RWMBX 53746 20020607 WASHINGTON MUT INVS FD INC CL R-3 S RWMCX 53747 20020607 WASHINGTON MUT INVS FD INC CL R-4 S RWMEX 53748 20020607 WASHINGTON MUT INVS FD INC CL R-5 S RWMFX 53749 20020607 WASHINGTON MUTUAL INVESTORS FD CWMAX 53179 20020314 WASHINGTON MUTUAL INVESTORS FD CWMBX 53180 20020314 WASHINGTON MUTUAL INVESTORS FD CWMCX 53181 20020314 WASHINGTON MUTUAL INVESTORS FD CWMEX 53182 20020314 Washington Mutual Investrs Fd Inc Cl R-6 RWMGX 89225 20090504 Waterville Lg Cap Val Fd Insti Shares WVLIX 90451 20091102 Waterville Lg Cap Val Fd Investor Shares WVLVX 90452 20091102 Wayne Hummer Large Cap Core Fund Cl Y WHLYX 89906 20090818 Wayne Hummer Lg Cap Core Fd Cl A WHLAX 89442 20090604 Wayne Hummer Lg Cap Core Fd Cl I WHLIX 89443 20090604 Wayne Hummer Small Cap Core Fund Class A WHSAX 87926 20081203 Wayne Hummer Small Cap Core Fund Class I WHSIX 87927 20081203 Wegener Adaptive Growth Fund WAGFX 87905 20081201 Weitz Bal Fd WBALX 58911 20031001 Weitz Fds Nebraska Tax-Free Income Fund WNTFX 78082 20070108 Weitz Fds, Partners III Opportunity Fd WPOPX 72475 20060104 Weitz Hickory Port WEHIX 24935 19970220 Weitz Partners Value Fund WPVLX 23650 19960620 Weitz Series Value Port WVALX 23680 19960620 Wells Fargo Adv Dow Jones Trgt Dt 2010 I WFCTX 78328 20070202 Wells Fargo Adv Dow Jones Trgt Dt 2020 I WFDTX 78329 20070202 Wells Fargo Adv Dow Jones Trgt Dt 2030 I WFETX 78330 20070202 Wells Fargo Adv Dow Jones Trgt Dt 2040 I WFFTX 78331 20070202 Wells Fargo Adv Dow Jones Trgt Dt Tdy In WFBTX 78327 20070202 Wells Fargo Adv Emerging Gwth Fd Invstr WFGTX 78333 20070202 Wells Fargo Adv Emrgng Gwth Fd Admnstrtr WFGDX 78332 20070202 Wells Fargo Adv Fd Emerging Growth Inst WEMIX 83674 20080402 Wells Fargo Adv Fd Sm Cap Val Intutnl Cl WFSVX 80716 20070803 Wells Fargo Adv Fd Sm/Mid Cap Val Cl C WFCVX 80712 20070803 Wells Fargo Adv Fd SmallCompnyGrwthInst WSCGX 83675 20080402 Wells Fargo Adv Fd Social Sstnbly FdAdmn WSRAX 51342 20081001 Wells Fargo Adv Fd, CO Tax-Free C WCOTX 47996 20080401 Wells Fargo Adv Fd, Emerging Gr A WEMAX 47997 20080401 Wells Fargo Adv Fd, Emerging Growth C WEMCX 83673 20080402 Wells Fargo Adv Fd, Enterprise Fd C WENCX 47998 20080401 Wells Fargo Adv Fd, Intermediate Tax/AMT WFITX 48076 20010126 Wells Fargo Adv Fd, Intermediate Tax/AMT WFTAX 80717 20070803 Wells Fargo Adv Fd, Intermediate Tax/AMT WFTFX 80718 20070803 Wells Fargo Adv Fd, Intermediate Tax/AMT WITIX 48357 20080401 Wells Fargo Adv Fd, Large Company Value WFLVX 48096 20080401 Wells Fargo Adv Fd, Large Company Value WLCAX 48361 20080401 Wells Fargo Adv Fd, Large Company Value WLCIX 48373 20080401 Wells Fargo Adv Fd, Mid Cap Gr Admin WMCGX 48413 20080401 Wells Fargo Adv Fd, Mid-Cap Gr Inst WFMGX 48101 20080401 Wells Fargo Adv Fd, muni bd Inst WMBIX 48392 20080401 Wells Fargo Adv Fd, Opportunity Fd C WFOPX 48335 20080401 Wells Fargo Adv Fd, Short-Term bd C WFSHX 48340 20080401 Wells Fargo Adv Fd, Short-Term High Yiel WFHYX 47999 20080401 Wells Fargo Adv Fd, Short-Term muni bd I WSBIX 48415 20080401 Wells Fargo Adv Fd, Small Cap Discipline WFSMX 48347 20080401 Wells Fargo Adv Fd, Small Cap Discipline WSCDX 48437 20080401 Wells Fargo Adv Fd, Social Stnblty Fnd A WSSAX 51344 20081001 Wells Fargo Adv Fd, Social Stnblty Fnd C WSRCX 51343 20081001 Wells Fargo Adv Fd, Ultra Short-Term mun WFUSX 48355 20080401 Wells Fargo Adv Fd, WI Tax-Free A WWTFX 48439 20080401 Wells Fargo Adv FdAsia Pacific Cl A WFAAX 80727 20070803 Wells Fargo Adv FdAsia Pacific Cl C WFCAX 80728 20070803 Wells Fargo Adv FdCapital Gwth Cls C WFCCX 80729 20070803 Wells Fargo Adv FdDiscovery Cl A WFDAX 80713 20070803 Wells Fargo Adv FdDiscovery Cl C WDSCX 80710 20070803 Wells Fargo Adv FdSm/Mid Cap Val Cl A WFVAX 80719 20070803 Wells Fargo Advantage Captl Gwth Fd Cl I WWCIX 66910 20050411 Wells Fargo Advantage Dow Jones Target 2 SGPBX 35339 19990211 Wells Fargo Advantage Dow Jones Target 2 SLPBX 32526 19980225 Wells Fargo Advantage Dow Jones Target 2 SPTBX 35337 19990222 Wells Fargo Advantage Dow Jones Target 2 STFRX 23219 19960620 Wells Fargo Advantage Dow Jones Target 2 STHRX 23224 19960620 Wells Fargo Advantage Dow Jones Target 2 STNRX 23236 19960620 Wells Fargo Advantage Dow Jones Target 2 STPBX 35338 19990209 Wells Fargo Advantage Dow Jones Target 2 STTRX 23246 19960620 Wells Fargo Advantage Dow Jones Target 2 WFDMX 47970 20010627 Wells Fargo Advantage Dow Jones Target 2 WFLAX 47971 20010627 Wells Fargo Advantage Dow Jones Target 2 WFLGX 44988 20001117 Wells Fargo Advantage Dow Jones Target 2 WFLIX 47831 20010608 Wells Fargo Advantage Dow Jones Target 2 WFLPX 44996 20000327 Wells Fargo Advantage Dow Jones Target 2 WFOAX 64264 20040702 Wells Fargo Advantage Dow Jones Target 2 WFOBX 64265 20040702 Wells Fargo Advantage Dow Jones Target 2 WFOCX 47972 20010627 Wells Fargo Advantage Dow Jones Target 2 WFOFX 47974 20010627 Wells Fargo Advantage Dow Jones Target 2 WFOOX 64266 20040702 Wells Fargo Advantage Dow Jones Target T STWRX 23250 19960620 Wells Fargo Advantage Dow jones Target T WFODX 47973 20010627 Wells Fargo Advantage Dow Jones Target T WFOKX 47975 20010627 Wells Fargo Advantage Dow Jones Target T WOTDX 64269 20040702 Wells Fargo Advantage DwJns Tgt 15 Cl I WFSCX 80494 20070702 Wells Fargo Advantage DwJns Tgt 2025 Adm WFTRX 80495 20070702 Wells Fargo Advantage DwJns Tgt 2025 I WFTYX 80425 20070705 Wells Fargo Advantage DwJns Tgt 2025 Inv WFGYX 80415 20070705 Wells Fargo Advantage DwJns Tgt 2035 Adm WFQWX 80423 20070705 Wells Fargo Advantage DwJns Tgt 2035 I WFQRX 80420 20070705 Wells Fargo Advantage DwJns Tgt 2035 Inv WFQTX 80422 20070705 Wells Fargo Advantage DwJns Tgt 2045 Adm WFQYX 80424 20070705 Wells Fargo Advantage DwJns Tgt 2045 I WFQPX 80419 20070705 Wells Fargo Advantage DwJns Tgt 2045 Inv WFQSX 80421 20070705 Wells Fargo Advantage DwJns Tgt 2050 Adm WFQDX 80416 20070705 Wells Fargo Advantage DwJns Tgt 2050 I WFQFX 80417 20070705 Wells Fargo Advantage DwJns Tgt 2050 Inv WFQGX 80418 20070705 Wells Fargo Advantage DwJnsTgt2015Admn WFFFX 80398 20070703 Wells Fargo Advantage Emerging Markets e MFFAX 50291 20011102 Wells Fargo Advantage Emerging Markets e MFFBX 50292 20011102 Wells Fargo Advantage Emerging Markets e MFFCX 50293 20011102 Wells Fargo Advantage Emerging Markets e MNEFX 44039 20000606 Wells Fargo Advantage eq Value Fd Cl A WLVAX 58814 20030903 Wells Fargo Advantage eq Value Fd Cl B WLVBX 58791 20030829 Wells Fargo Advantage eq Value Fd Cl C WLVCX 58792 20030829 Wells Fargo Advantage eq Value Fd Inst C WLVIX 58815 20030903 Wells Fargo Advantage Fd High Incm Cl B WFNBX 86583 20080721 Wells Fargo Advantage Fd High Incm Cl C WFNCX 86584 20080721 Wells Fargo Advantage Fd Index Cl A WINAX 86610 20080721 Wells Fargo Advantage Fd Index Cl B WINBX 86611 20080721 Wells Fargo Advantage Fd Large Company C SGNBX 86609 20080721 Wells Fargo Advantage Fd Large Company C SGNCX 86593 20080721 Wells Fargo Advantage Fd, Intermediate T SIMBX 54305 20020904 Wells Fargo Advantage Govt Sec Fd Cl C WGSCX 66901 20050411 Wells Fargo Advantage Gwth Eq Fd Cl I WGEIX 66900 20050411 Wells Fargo Advantage Gwth Fd Cl C WGFCX 66968 20050412 Wells Fargo Advantage Indx Fd Investr Cl WFVEX 66899 20050411 Wells Fargo Advantage Intl Core Fd Cl A WFIAX 66886 20050411 Wells Fargo Advantage Intl Core Fd Cl B WFIBX 66965 20050411 Wells Fargo Advantage Intl Core Fd Cl C WFICX 66966 20050411 Wells Fargo Advantage Intl Value Fd Cl A WFFAX 66885 20050411 Wells Fargo Advantage Intl Value Fd Cl C WFVCX 66897 20050411 Wells Fargo Advantage Intl Vlue Fd Cl B WFVBX 66896 20050411 Wells Fargo Advantage Large Company Core SGNAX 48977 20010920 Wells Fargo Advantage Large Company Core SGRIX 32807 19970428 Wells Fargo Advantage Large Company Fd I SDVIX 22865 19960620 Wells Fargo Advantage Large Company Valu WWIDX 66969 20050412 Wells Fargo Advantage MCap Grwth Fd Cl Z WFMZX 66891 20050411 Wells Fargo Advantage Moderate Bal Cl A WFMAX 62588 20040202 Wells Fargo Advantage Moderate Bal Fd Cl WMOBX 62591 20040202 Wells Fargo Advantage Oprtnty Fd Admn Cl WOFDX 66906 20050411 Wells Fargo Advantage SCap Grwth Fd Cl I WFSIX 66892 20050411 Wells Fargo Advantage Small Cap Gr Fd Cl MNSCX 6665 19920120 Wells Fargo Advantage Small Cap Gr Fd Cl WMNBX 58218 20030610 Wells Fargo Advantage Small Cap Gr Fd Cl WMNCX 58219 20030610 Wells Fargo Advantage U.S. Value Fd Cl B WFUBX 66894 20050411 Wells Fargo Advantage U.S. Value Fd Cl C WFUCX 66895 20050411 Wells Fargo Advantage U.S. Vlue Fd Cl A WFUAX 66893 20050411 Wells Fargo AdvantageDwJnsRgt2015 Invstr WFQEX 80399 20070703 Wells Fargo Advantge Govt Sec Fd Admn Cl WGSDX 66902 20050411 Wells Fargo Advantge Intl Vlu Fd Admn Cl WFVDX 66898 20050411 Wells Fargo Advantge Ttl Rtrn Bd Fd Cl Z WTRZX 66908 20050411 Wells Fargo Advntage MCap Dcplnd Fd Cl I WFMIX 66890 20050411 Wells Fargo Advntg Cptl Gwth Fd Admn Cl WFCDX 66881 20050411 Wells Fargo Advntg Dscvry Fd Admin Cl WFDDX 66883 20050411 Wells Fargo Advntg Endeavor Slct Fd Admn WECDX 66878 20050411 Wells Fargo Advntg Endeavor Slct Fd Cl B WECBX 66930 20050412 Wells Fargo Advntg Endeavor Slct Fd Cl C WECCX 66931 20050412 Wells Fargo Advntg Endvr Slct Fund Cl I WFCIX 66882 20050411 Wells Fargo Advntg Enterprise Fd Cl I WFEIX 66884 20050411 Wells Fargo Advntg Lrge Co Grwth Fd Cl Z WFLZX 66888 20050411 Wells Fargo Advntg MCp Dcplnd Fd Admn Cl WFMDX 66889 20050411 Wells Fargo Advntg MN Tax-Free Fd Cl C WMTCX 66920 20050411 Wells Fargo Advntg Mncpl Bd Fd Admin Cl WMFDX 66919 20050411 Wells Fargo Advntg Mncpl Bd Fd Cl A WMFAX 66916 20050411 Wells Fargo Advntg Mncpl Bd Fd Cl B WMFBX 66917 20050411 Wells Fargo Advntg Mncpl Bd Fd Cl C WMFCX 66918 20050411 Wells Fargo Advntg S Cap Dscplnd Fd Cl WFSDX 66912 20050411 Wells Fargo Advntg S Cap Dscplnd Fd Cl I WFSSX 66913 20050411 Wells Fargo Advntg S Drtn GovtBd Fd Cl I WSGIX 66907 20050411 Wells Fargo Advntg S T Mncpl Bd Fd Cl C WSSCX 66922 20050411 Wells Fargo Advntg Sm Cap Gwth Fd Cl Z WFSZX 66914 20050411 Wells Fargo Advntg Sm/Mid Cp Val Admn Cl WWMDX 66911 20050411 Wells Fargo Advntg Spcialzd Tech Fd Cl Z WFTZX 66915 20050411 Wells Fargo Advntg St-Trm IncmFd Admn Cl WUSDX 66909 20050411 Wells Fargo Advntg Wiscnsn Tx-Fr Fd Cl C WWTCX 66970 20050411 Wells Fargo Advntge Intl Core Fd Admn Cl WFIDX 66967 20050411 Wells Fargo Advtg Fd Govt Sec Cl B WGSBX 86589 20080721 Wells Fargo Advtg Fd Incm Plus Insti Cl WIPIX 86590 20080721 Wells Fargo Advtg Fd Incm Plus Invstr Cl WIPNX 86591 20080721 Wells Fargo Advtg Fd Int'l Eq Invstr Cl WIEVX 86592 20080721 Wells Fargo Aggr Balanced Equity Fund In NWBEX 42406 19990405 Wells Fargo Asset Alloc Fd C WFALX 36849 20000207 Wells Fargo Asset Alloc Fund Cl Instl WFAIX 42516 19991109 Wells Fargo Asset Allocation Fund Cl A SFAAX 22989 19960620 Wells Fargo Asset Allocation Fund Cl B SASBX 22869 19960620 Wells Fargo C&B Large Cap Value Fd Cl D CBEQX 14709 19960620 WELLS FARGO C&B LG CAP VAL A CBEAX 64315 20040727 WELLS FARGO C&B LG CAP VAL B CBEBX 64316 20040727 WELLS FARGO C&B LG CAP VAL C CBECX 64317 20040727 WELLS FARGO C&B LG CAP VAL INS CBLLX 64318 20040727 WELLS FARGO C&B LG CAP VAL SEL CBLSX 64319 20040727 WELLS FARGO C&B MCAP VAL A CBMAX 64320 20040727 WELLS FARGO C&B MCAP VAL B CBMBX 64321 20040727 WELLS FARGO C&B MCAP VAL C CBMCX 64322 20040727 WELLS FARGO C&B MCAP VAL INST CBMIX 64323 20040727 WELLS FARGO C&B MCAP VAL SEL CBMSX 64324 20040727 Wells Fargo C&B Mid Cap Value Fd Cl D CBMDX 50480 20011204 Wells Fargo CA Tax-Free Bond Cl A SCTAX 34967 19981111 Wells Fargo CA Tax-Free Bond CL B SGCBX 32300 19980113 Wells Fargo CA Tax-Free Bond Cl C SCTCX 34968 19981111 Wells Fargo CA Tax-Free Bond CL I SGCAX 32301 19980113 Wells Fargo CA Tax-Free Income Fund SCTIX 35335 19990201 Wells Fargo CA Tax-Free Income Fund Cl A SFCIX 22994 19960620 Wells Fargo CO Tax-Free Fund Cl A NWCOX 22038 19960620 Wells Fargo CO Tax-Free Fund Cl B NWCBX 24904 19970220 Wells Fargo CO Tax-Free Fund Cl I NCOTX 21869 19960620 WELLS FARGO DIVER EQ FD C WFDEX 47902 20010625 Wells Fargo Diversified Bond Fund I NVMFX 22033 19960620 Wells Fargo Diversified Equity Cl A NVDAX 24905 19970220 Wells Fargo Diversified Equity Cl B NVDBX 24906 19970220 Wells Fargo Diversified Equity Cl I NVDEX 22022 19960620 Wells Fargo Diversified Small-Cap NVDSX 32991 19980601 Wells Fargo Dow Jones Target Today Admin WFLOX 47832 20010608 WELLS FARGO EQ INCM C WFEEX 47903 20010625 Wells Fargo Fds Tr Corebuildr Shrs Serie WFBGX 88938 20090211 Wells Fargo Fds Tr Corebuildr Shrs Srs M WFCMX 88937 20090211 WELLS FARGO FDS TRUST CA LTDTR SFCCX 54302 20020904 WELLS FARGO FDS TRUST INFL PRO IPBAX 57551 20030305 WELLS FARGO FDS TRUST INFL PRO IPBBX 57552 20030305 WELLS FARGO FDS TRUST INFL PRO IPBCX 57553 20030305 WELLS FARGO FDS TRUST INFL PRO IPBIX 57554 20030305 WELLS FARGO FDS TRUST SML CO V SCVFX 54300 20020904 WELLS FARGO GR EQ C WFGGX 47904 20010625 WELLS FARGO GROW BAL C WFGWX 47905 20010625 Wells Fargo Grow Bal Fd A WFGBX 36854 20000207 Wells Fargo Growth Balanced Fund Cl B NVGRX 36089 19990802 Wells Fargo Growth Balanced Fund Cl I NVGBX 22023 19960620 Wells Fargo Growth Equity Fund Cl A NVEAX 24907 19970220 Wells Fargo Growth Equity Fund Cl B NVEBX 30885 19970902 Wells Fargo Growth Equity Fund Cl I NVGEX 22024 19960620 WELLS FARGO INCM PLUS C WFIPX 44732 20000125 Wells Fargo Income Equity Fund Cl A NVAEX 23920 19960628 Wells Fargo Income Equity Fund Cl B NVBEX 24908 19970220 Wells Fargo Income Equity Fund CL I NVIEX 22025 19960620 Wells Fargo Index Fund Cl I NVINX 22026 19960620 Wells Fargo Int'l Equity Fd CL A SILAX 32046 19971007 Wells Fargo Int'l Equity Fd CL B SILBX 32051 19971007 Wells Fargo International Equity C Shrs WFECX 44243 20000720 Wells Fargo Intl Eq Fd I WFIEX 36852 20000207 Wells Fargo Large Co Growth C Shrs WFLCX 44244 20000720 Wells Fargo Large Company Growth Fund A NVLAX 35276 19990114 Wells Fargo Large Company Growth Fund B NVLOX 35469 19990219 Wells Fargo Large Company Growth Fund I NVLCX 22028 19960620 WELLS FARGO LG CAP APPREC A WFAPX 48942 20010918 WELLS FARGO LG CAP APPREC B WFABX 48939 20010918 WELLS FARGO LG CAP APPREC C WFACX 48940 20010918 WELLS FARGO LG CAP APPREC INST WFAKX 48941 20010918 WELLS FARGO LG CO GR FD SEL WLCSX 64268 20040702 WELLS FARGO MID CAP GRW A WFMCX 47907 20010625 WELLS FARGO MID CAP GRW B WFMBX 47906 20010625 WELLS FARGO MID CAP GRW C WFMHX 47908 20010625 Wells Fargo MN Tax-Free Fund Cl A NMTFX 21977 19960620 Wells Fargo MN Tax-Free Fund Cl B NWMBX 24910 19970220 Wells Fargo MN Tax-Free Fund Cl I NWMIX 24911 19970220 WELLS FARGO MOD BAL C WFBCX 62587 20040202 Wells Fargo Moderate Balanced Fund I NVMBX 22032 19960620 Wells Fargo Montgomery Small Cap Fd inst WMNIX 58220 20030610 WELLS FARGO OUTLOOK 2040 SEL WFOSX 64267 20040702 WELLS FARGO SM CO GRWTH A WFSAX 62589 20040202 WELLS FARGO SM CO GRWTH B WFSBX 62590 20040202 WELLS FARGO SM CO GRWTH C WSMCX 62595 20040202 WELLS FARGO SM CO VAL FD A SCVAX 50889 20020206 WELLS FARGO SM CO VAL FD B SCVBX 50890 20020206 WELLS FARGO SM CO VAL FD INST SCVIX 50891 20020206 Wells Fargo Small Co Growth Fund Cl I NVSCX 22035 19960620 Wells Fargo Small-Cap Opp Fund Cl I NVSOX 34866 19981111 Wells Fargo Stable Incm Fd Cl C WSICX 58443 20030630 Wells Fargo Stable Income Fund Cl A NVSAX 23919 19960628 Wells Fargo Stable Income Fund Cl B NVSBX 24736 19980609 Wells Fargo Stable Income Fund Cl I NVSIX 22036 19960620 Wells Fargo Strategic Income Fund NVCBX 22021 19960620 Wells Fargo Strategic Income Fund Cl A STYAX 34313 19981001 Wells Fargo Strategic Income Fund Cl B STYBX 34314 19981001 WELLS FARGO TR SPEC TECH WFTCX 44736 20001012 WELLS FARGO TR SPEC TECH A WFSTX 44648 20000928 WELLS FARGO TR SPEC TECH B WFTBX 44667 20001003 WELLS FARGO WEALTHBUILDER GR WBGGX 64997 20050125 WELLS FARGO WEALTHBUILDER MOD WBBBX 64996 20050125 WELLS FARGO WLBLD GRW & INCM WBGIX 44608 20000921 WELLS FARGO WLBLD GRW BAL PT C WBGBX 44609 20000921 WELLS FARGO WLBLD GRW PT WBGAX 44610 20000922 Wells FargoAdvantage Dow Jones Target 20 WFLWX 44995 20000327 Wells Fqrgo Adv FdCapital Gwth Cl A WFCGX 80711 20070803 Wells Frg Adv Fds LgCp Apprctn FdInstiCl WFASX 75286 20060907 Wells Frg Adv Fds Sm/Md CpVl Fd Insti Cl WWMSX 75291 20060907 Wells Frg Adv Fds, Discovery Fd Insti Cl WFDSX 75287 20060907 Wells Frg Adv Fds, Eq Val Fd Insti Cl WLVSX 75290 20060907 Wells Frg Adv Fds, Int'l Eq Fd Insti Cl WFISX 75288 20060907 Wells Frg Adv Fds, Int'l Val Fd Insti Cl WFVIX 75289 20060907 WellsFargo Advg FdUltra ShtTrm Incm Cl C WUSTX 86585 20080721 WellsFargo AdvtgFd ShrtTrm Mncpl Bd Cl A WSMAX 86586 20080721 Wels Fargo Adv Fd Mid Cap Discplnd Cl A WFPAX 80714 20070803 Wels Fargo Adv Fd Mid Cap Discplnd Cl C WFPCX 80715 20070803 Wesmark Balanced Fund WMBLX 32939 19980521 WesMark Gov bd Fd WMBDX 32940 19980521 Wesmark Growth Fund WMKGX 32947 19980521 WESMARK SM CO GRW A WMKSX 46417 20010221 Wesmark West Virginia Muni WMKMX 32948 19980521 Westcore Blue Chip Fd Insti Cl WIMVX 81696 20071009 Westcore Fds Micro-Cap Opportunity RtlCl WTMIX 85712 20080624 Westcore Flexible Incm Fd Insti Cl WILTX 81782 20071010 Westcore Flexible Income Fund WTLTX 23669 19960620 Westcore Gwth Fd Insti Cl WILGX 81781 20071010 Westcore Intl Frontier Fd WTIFX 36749 20000119 WESTCORE MID CAP OPPORT FD WTMCX 44680 20001006 Westcore MIDCO Gwth Fd Insti Cl WIMGX 81695 20071009 Westcore Plus Bd Fd Insti Cl WIIBX 81694 20071009 Westcore Plus Bond Bond WTIBX 23668 19960620 Westcore Select Fd WTSLX 42518 19991124 Westcore Sm-Cap Opportunity Fd Insti Cl WISCX 81783 20071010 Westcore Sm-Cap Val Fd Insti Cl WISVX 81784 20071010 Westcore Small-Cap Value Fd WTSVX 64486 20041221 Westcore Trust Blue Chip WTMVX 23671 19960620 Westcore Trust CO Tax-Exempt Fund WTCOX 24945 19970224 Westcore Trust Growth & Income Fund WTEIX 23665 19960620 Westcore Trust MIDCO Growth WTMGX 23670 19960620 Westcore Trust/Small-Cap Opportunity Fun WTSCX 24166 19961025 Western Asset Absolote Ret Port Cl I WAARX 73803 20060711 Western Asset Absolute Ret Port Cl FI WARIX 85576 20080604 Western Asset Absolute Ret Port Cl IS WAASX 87029 20080805 Western Asset Core bd Port Cl FI WAPIX 48635 20010723 Western Asset Core bd Port Cl I WATFX 23591 19960620 Western Asset Core bd Port Cl IS WACSX 87186 20080903 Western Asset Core Plus bd Port Cl FI WACIX 48632 20010723 Western Asset Core Plus bd Port Cl I WACPX 34180 19980820 Western Asset Core Plus bd Port Cl IS WAPSX 87031 20080805 Western Asset Emerging Market Debt Port SEMDX 35483 19990219 Western Asset Emerging Markets Dbt Ptf A LWEAX 91655 20100125 Western Asset Gbl High Yield bd Port SIHYX 35484 19990219 Western Asset Glbl Crp Dfnd Opprtnty Inc XGDOX 90720 20091125 Western Asset High Incm Fd Inc. XHIFX 54167 20020806 Western Asset High Incm Opportunity Fd I XHIOX 34438 19981029 Western Asset High Incm Port Inc. XMHYX 34439 19981029 Western Asset High Yield Port Cl I WAHYX 50876 20020129 Western Asset High Yield Port Cl IS WAHSX 87030 20080805 Western Asset Inflation Indexed Plus bd WAFSX 88067 20081219 Western Asset Inflation Indexed Plus bd WATPX 48636 20010723 Western Asset Inflation Indxd Plus bd Po WAIIX 48634 20010723 Western Asset Intermediate bd Port Cl I WATIX 23592 19960620 Western Asset Intermediate bd Port Cl IS WABSX 51364 20081008 Western Asset Intermediate muni Fd Inc. XSBIX 34443 19981029 Western Asset Intermediate Plus bd Port WAISX 87758 20081111 Western Asset Intermeidate Plus bd Port WAIPX 64008 20040428 Western Asset Limited Duration bd Port C WALDX 62055 20031020 Western Asset Limited Duration bd Port C WALSX 87681 20081030 Western Asset Managed munis Fd Inc. XMMUX 34440 19981029 Western Asset muni High Incm Fd Inc. XMHFX 34442 19981029 Western Asset Municipal Defined Opprtnty XMTTX 89107 20090407 Western Asset Non-U.S. Opportunity bd Po WAFIX 34097 19980731 WESTERN ASSET PREMIER BOND FUND XWEAX 53598 20020521 Western Asset/Claymore Inflation-Linked XWIAX 62012 20031014 Western Asset/Claymore Inflation-Linked XWIWX 62858 20040317 Western Assets Emerging Markets Incm Fd XEMDX 54164 20020806 Western Asst Mrtgg Dfnd Opptnts Fnd Inc XDMOX 92114 20100304 Westport Fd Cl R WPFRX 36699 20000111 Westport Fund Class I WPFIX 66671 20050324 Westport Small-Cap Fund Cl R WPSRX 34334 19981006 Westport Small-Cap. Fund Cl I WPSCX 24927 19980610 Westrn Asst Invstmnt Grd Dfnd Opprtnty T XIGIX 89527 20090626 WHG Bal Fd Institutional Cl WHGBX 75301 20060911 WHG Incm Opportunity Fd A Shs WWIAX 82771 20071231 WHG Incm Opportunity Fd Institutional WHGIX 72326 20051220 WHG Lg cap Val Fd A Shs WWLAX 82746 20080102 WHG Lg Cap Val Fd Insti Shs WHGLX 73773 20060628 WHG SmCap Val Fd Institutional Cl WHGSX 78983 20070403 WHG SMidCap Fd Institutional WHGMX 72320 20051219 White Oak Growth Stock Fund WOGSX 24159 19961025 WHV Int'l Eq Fd Cl A Shs WHVAX 89835 20090803 WHV Int'l Eq Fd Cl I Shs WHVIX 88079 20081222 William Blair Bd Fd Cl I WBFIX 79788 20070516 William Blair Emerging Leaders Fd Cl N WELNX 93701 20100506 William Blair Emergng Mrkts Gwth Fd Cl N WBENX 72777 20060206 William Blair Emrgng Ldrs GwthFdInstnlCl WELIX 83786 20080422 William Blair Emrgng Markts Gwth Fd Cl I WBEIX 72204 20051117 William Blair Fds Mid Cap Gwth Fd Cl I WCGIX 79985 20070524 William Blair Global Gwth Fd Cl I WGFIX 82294 20071102 William Blair Growth Fund WBGSX 23593 19960620 William Blair Growth Fund Cl I BGFIX 42185 19990930 William Blair Income Fund WBRRX 23595 19960620 William Blair Income Fund Cl I BIFIX 42187 19990930 William Blair Inst Int'l Sm Cap Gwth Fd WIISX 72299 20051214 William Blair Instl Intl Equity Fund WIIEX 67142 20050518 William Blair Int'l Eq Fd Cl N WIENX 72999 20060324 William Blair Int'l Growth Fund WBIGX 23594 19960620 William Blair Int'l Growth Fund Cl I BIGIX 42188 19990930 William Blair Intl Eq Cl I WIEIX 67565 20050902 William Blair Low Duration Fund Class I WBLIX 90740 20091204 William Blair Low Duration Fund Class N WBLNX 90742 20091204 William Blair Low Duration Fund Inst Cls WBLJX 90741 20091204 William Blair Mid Cap Val Fd Cl I WMVIX 93702 20100506 William Blair Mid Cap Val Fd Cl N WMVNX 93703 20100506 William Blair Sm Cap Grw I WBSIX 42804 20000420 William Blair Sm Cap Grw N WBSNX 42801 20000420 William Blair Sm-Mid Cap Gwth Fd Cl I WSMDX 66672 20050324 William Blair Value Discovery Fund Cl I BVDIX 42194 19990930 William Blr Emrg Mrkts Gwth Fd inst Cl BIEMX 67840 20051013 Williamsburg AL Tax-Free Bond Fund ALABX 24979 19970131 Williston Basin/Mid-North America Stock ICPAX 58887 20030924 Wilmington Aggressive Asset Alloc Fd A S WAAAX 72337 20051222 Wilmington Agrsv Asst Allctn Fd Insti Cl WAAIX 72338 20051222 Wilmington Broad Market bd Fd A Shares WBRBX 72339 20051222 Wilmington Broad Market bd Port WBRIX 34040 19980713 Wilmington Cnsrvtv AsstAllctn Fd InstiCl WCAIX 72341 20051222 Wilmington Conservative Asset Alloc Fd A WCAAX 72340 20051222 Wilmington Intl Multi-Manager Port, inst WMIIX 34037 19980713 Wilmington Large Cap Strategic Alloc Fd WMLIX 58532 20030716 Wilmington Multi-Manager Intl Fd A Share WMMFX 72351 20051220 Wilmington Multi-Manager Large-Cap Fd A WMMLX 72352 20051220 Wilmington Multi-Manager Real Asset Fd A WMMRX 72354 20051220 Wilmington muni bd Fd A Shares WTABX 72362 20051220 Wilmington muni bd Port, inst Cl WTAIX 30154 19970311 Wilmington Real Estate Port Instl Shares WMRIX 58531 20030716 Wilmington Short/Intermediate bd Port, i WSIIX 22829 19960620 Wilmington Short/Intermediate-Term bd Fd WSIBX 72376 20051229 Wilmington Small-Cap Strategy Fd Instl S WMSIX 58534 20030716 Wilshire 4500 Completion ETF XWXSX 92832 20100406 Wilshire 5000 Ttl Market ETF XWFVX 92830 20100406 Wilshire Lg Cap 130/30 Fd Investor WLCTX 82410 20071120 Wilshire Lg Cap Core 130/30 Fd Insti WLTTX 82411 20071120 Wilshire Mutual Fds, Inc. Dow Jones Wils WFIVX 42517 19990413 Wilshire Mutual Fds, Inc. Dow Jones Wils WINDX 44321 20000803 Wilshire Mutual Fds, Inc. Wilshire Large DTLGX 20042 19960620 Wilshire Mutual Fds, Inc. Wilshire Large DTLVX 20043 19960620 Wilshire Mutual Fds, Inc. Wilshire Large WLCGX 30785 19970819 Wilshire Mutual Fds, Inc. Wilshire Large WLCVX 30786 19970819 Wilshire Mutual Fds, Inc. Wilshire Small DTSGX 20045 19960620 Wilshire Mutual Fds, Inc. Wilshire Small DTSVX 20046 19960620 Wilshire Mutual Fds, Inc. Wilshire Small WSMGX 32081 19971020 Wilshire Mutual Fds, Inc. Wilshire Small WSMVX 30788 19970819 Wilshire US REIT ETF XWREX 92831 20100406 WILSHIRE VARIABLE INSURANCE TR HORMX 72291 20051208 Winans Long/Short Fd Cl A ETFMX 82949 20080130 Winslow Green Gr Fd - Inv Cl WGGFX 47630 20010509 Winslow Green Gr inst Shares WGGIX 73361 20060510 Wintergreen Fd WGRNX 72165 20051115 Winthrop Focus Growth & Income CL B WGIBX 30562 19970625 WIRELESS COMMUN ULTRA PRO INV WCPIX 45323 20001208 WIRELESS COMMUN ULTRA PRO SVC WCPSX 45338 20001211 Wireless Fd WIREX 42879 20000510 Wisconsin Capital Fds Inc Plmb Eqty Fd PLBEX 79998 20070530 Wise Capital Fund WISEX 93335 20100331 WM TR II WM CA INS INTM MUNI S SZIIX 64972 20050124 WmBlair Bond Fund Class N WBBNX 89444 20090518 WmBlair Bond Fund Institutional Clss Shs BBFIX 89438 20090604 WmBlair Emerging Leadrs Grwth Fnd Clss I WBELX 89413 20090604 WmBlair Global Growth Fund Class N WGGNX 89412 20090604 WmBlair Intrntnl Smll Cp GrwthFnd Clss N WISNX 89421 20090604 WmBlair Large Cap Growth Fund Class I LCGFX 89410 20090604 WmBlair Large Cap Growth Fund Class N LCGNX 89409 20090604 WmBlair Mid Cap Growth Fund Class N WCGNX 89423 20090604 WmBlair Small-Mid Cap Growth Fund Clss N WSMNX 89431 20090604 WORLD FDS THIRD MILLENN RUSSIA TMRFX 44734 20001012 WorldCommodity Fund WCOMX 88360 20090108 Wright Current Income Fund WCIFX 23597 19960620 Wright Int'l Blue Chip Equities Fund WIBCX 23622 19960620 Wright Major Blue Chip Equities Fund WQCEX 23651 19960620 Wright Selected Blue Chip Equities Fund WSBEX 23658 19960620 Wright Total Return Bond Fund WTRBX 23673 19960620 Yackman Fund YACKX 6053 19941230 Yacktman Focused Fund YAFFX 34049 19981112 YieldQuest Core eq Fd - inst Cl YQCEX 72541 20051031 YieldQuest Core Equity Fund - InvestorCl YCEIX 83347 20080229 YieldQuest Flexible Income Fund Instl Cl YTRIX 83451 20080304 YieldQuest Tax-Exempt bd Fd - inst Cl YQTEX 72542 20051031 YIELDQUEST TAX-EXEMPT BOND FUND YTEIX 83348 20080229 YieldQuest Total Ret bd Fd - inst Cl YQTRX 72543 20051031 Yorktown Classic Value Trust YCVTX 21230 19960621 Z-Seven Fd ZSEVX 81277 20070912 Zacks Market Neutral Fd Cl A ZMNAX 86832 20080725 Zacks Market Neutral Fd Cl C ZMNCX 86833 20080725 Zacks Multi-Cap Opps Fd Cl A CZOAX 72321 20051219 Zacks Multi-Cap Opps Fd Cl C CZOCX 72327 20051222